13
Short Form OMB No . 1545-1150 Form 990 -EZ Return of Organization Exempt From Income Tax Under section 501 (c), W. or 4947(a)(1) of the Internal Revenue Code 201 5 (except private foundations) Do not enter social security numbers on this form as it may be made public. o -^ n I ' nIma ental he treawy Information about Form SS0-EZ and Its instructions is at wwwJrs.govIonn980. Op(e _; n ,.' to ' '" nternal Revenue service ' A For the 2015 calendar year, or tax year beginning , 2015, and ending , B Check if applicable: d C D Employer ldeneecaeon number H Ad rew Nam change Kellogg FinNet, Inc. 47-4125845 91 Imbal return 1623 Third Avenue, Apt. 31F E Telephone number ftffd tmmm&d New York, NY 10128 El Amended remm F Group Exemption Appiaton pendmg Number G Accounting Method: N Cash LI Accrual Other (specify) H Check q if the organization is not I Website : N/A required to attach Schedule B J Taz-exempt status (shark only one) - 0 501(cX3) []501(c) ( ) .(insert no ) I] 4947(aX1) or C]527 (Form 990, 990-EZ, or 990-PF). K Form of organization: X Corporation Trust Association Other L Add lines 5b, 6c, and 7b to line 9 to determine gross receipts . If gross receipts are $200,000 or more, or if total assets (Part II, column (B) below) are $500,000 or more, file Form 990 instead of Form 990-EZ . . . ...... $ 150 , 000. Part I• Revenue , Expenses , and Changes in Net Assets or Fund Balances (see the instructions for Part i) Check if the organization used Schedule 0 to respond to any Question in this Part I . IXI 1 Contributions , gifts, grants , and similar amounts received . . . . 1 150,000. 2 Program service revenue including government fees and contracts - . .. .......... .... 2 3 Membership dues and assessments . . ......... . . . . 3 4 Investment income 4 5 a Gross amount from sale of assets other than inventory . .... .. 5a b Less : cost or other basis and sales expenses .. .... .... . 5 b c Gain or ( loss) from sale of assets other than inventory ( Subtract line 5b from line 5a) ....... . .... 5c 6 Gaming and fundraising events E a Gross income from gaming (attach Schedule G it greater than $15,000) 6 a E b Gross income from fundraising events (not including $ ^ of contributions u from fundraising events reported on line 1 )(attach Schedule;G if the'sum of such gross income and contributions exceeds $ 15,000)%) )> ... ?^ 6b L i '^" \C ^^ , e ess : direct expenses from gaming and fundraisi ee c w 6c d Net income or (loss) from gaming and fu etsing vents (a0d^liras 6a an 6b and subtract line 6c) " ^v . . 6d 7a Gross sales of inventory , less returns nil aflowancek ,, \ 7a 1 b Less : cost of oods sold P g .. / ^ 7b c Gross profit or (loss) from sales of invent \ ubtr f a me7tS om line 7a) ^ 7c ^^ 8 Other revenue (descr ibe in Schedule 0). V ^ 8 9 Total revenue. Add tines 1 , 2, 3, 4, Sc , 6d, 7 and .... ' 9 1 50 1 0007 10 Grants and similar amounts paid (list in Schedile O) ...... . 10 11 Benefits paid to or for members - - 11 E x 12 Salaries , other compensation , and employee benefits . ... ...... 12 _ E 13 Professional fees and other payments to independent contractors . ... 13 9 , 612 . N s 14 Occupancy , rent, utilities , and maintenance 14 E S 15 Printing , publications , postage, and shipping 15 See Schedule 0 16 Other expenses (describe in Schedule 0) 16 43 , 574. 17 Total expenses . Add lines 10 through 16 17 53 , 186. A 18 Excess or (deficit) for the year (Subtract line 17 from line 9) - 18 96 , 814o Ns 19 Net assets or fund balances at beginning of year (from line 27 , column (A)) (must agree with end - of-year ' - T E T figure reported on prior year s return) 19 0. 20 Other changes in net assets or fund balances (explain in Schedule 0) . 20 21 Net assets or fund balances at end of year . Combine lines 18 through 20 .. . .. 21 96 , 814. orw ror raperwonc tteaucaon MCt notice, see the separate instructions. TEEao803L 10112!15 Form 990-EZ(2015) ¢D- 0 N tt^ W 0 ° i 1 4

Short Form 990 Return ofOrganization ExemptFromIncomeTax · 2017-06-23 · Short Form OMBNo. 1545-1150 Form990-EZ Return ofOrganization ExemptFromIncomeTax Undersection501(c), W.or4947(a)(1)oftheInternal

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Page 1: Short Form 990 Return ofOrganization ExemptFromIncomeTax · 2017-06-23 · Short Form OMBNo. 1545-1150 Form990-EZ Return ofOrganization ExemptFromIncomeTax Undersection501(c), W.or4947(a)(1)oftheInternal

Short Form OMB No . 1545-1150

Form 990-EZ Return of Organization Exempt From Income TaxUnder section 501 (c), W. or 4947(a)(1) of the Internal Revenue Code

201 5(except private foundations)

► Do not enter social security numbers on this form as it may be made public.o-^ n

I'

nIma ental he treawy ► Information about Form SS0-EZ and Its instructions is at wwwJrs.govIonn980.Op(e_;n,.'to'

'"nternal Revenue service '

A For the 2015 calendar year, or tax year beginning , 2015, and ending ,B Check if applicable :

dC D Employer ldeneecaeon number

HAd rew

Nam change Kellogg FinNet, Inc. 47-412584591 Imbal return 1623 Third Avenue, Apt. 31F E Telephone number

ftffdtmmm&d New York, NY 10128

El Amended remm F Group ExemptionAppiaton pendmg Number ►

G Accounting Method: N Cash LI Accrual Other (specify) ► H Check ► q if the organization is notI Website : ► N/A required to attach Schedule B

J Taz-exempt status (shark only one) - 0 501(cX3) []501(c) ( ) .(insert no ) I] 4947(aX1) or C]527 (Form 990, 990-EZ, or 990-PF).

K Form of organization: X Corporation Trust Association Other

L Add lines 5b, 6c, and 7b to line 9 to determine gross receipts . If gross receipts are $200,000 or more, or if totalassets (Part II, column (B) below) are $500,000 or more, file Form 990 instead of Form 990-EZ . . . ...... ► $ 150 , 000.

Part I• Revenue , Expenses, and Changes in Net Assets or Fund Balances (see the instructions for Part i)Check if the organization used Schedule 0 to respond to any Question in this Part I . IXI

1 Contributions , gifts, grants , and similar amounts received . . . . 1 150,000.2 Program service revenue including government fees and contracts - . .. .......... .... 23 Membership dues and assessments . . ......... . . . . 3

4 Investment income 4

5 a Gross amount from sale of assets other than inventory . .... .. 5ab Less : cost or other basis and sales expenses .. .... .... . 5 b

c Gain or ( loss) from sale of assets other than inventory ( Subtract line 5b from line 5a) ....... . .... 5c6 Gaming and fundraising events

E a Gross income from gaming (attach Schedule G it greater than $15,000) 6 a

Eb Gross income from fundraising events (not including $ ^ of contributions

u from fundraising events reported on line 1 ) (attach Schedule;G if the'sumof such gross income and contributions exceeds $15,000)%) )> ... ?^ 6bL i '^" \C ^^,eess : direct expenses from gaming and fundraisi eec w 6c

d Net income or (loss) from gaming and fu etsing vents (a0d^liras 6aan6b and subtract line 6c) " ^v . . 6d

7a Gross sales of inventory , less returns nil aflowancek ,, \7a 1b Less : cost of oods sold Pg .. / ^ 7 b

c Gross profit or (loss) from sales of invent \ubtrfa me7tS om line 7a)

^7c

^^8 Other revenue (describe in Schedule 0). V ^ 8

9 Total revenue. Add tines 1 , 2, 3, 4, Sc , 6d, 7 and .... ' 9 1 50 1 000710 Grants and similar amounts paid (list in Schedile O) ...... . 1011 Benefits paid to or for members - - 11

Ex 12 Salaries, other compensation , and employee benefits . ... ...... 12

_

E13 Professional fees and other payments to independent contractors . ... 13 9 , 612 .

Ns 14 Occupancy, rent, utilities , and maintenance 14ES

15 Printing , publications , postage, and shipping 15See Schedule 016 Other expenses (describe in Schedule 0) 16 43 , 574.

17 Total expenses. Add lines 10 through 16 ► 17 53 , 186.

A18 Excess or (deficit) for the year (Subtract line 17 from line 9) - 18 96 , 814o

Ns 19 Net assets or fund balances at beginning of year (from line 27 , column (A)) (must agree with end - of-year'

-T ET

figure reported on prior year s return) 19 0.

20 Other changes in net assets or fund balances (explain in Schedule 0) . 20

21 Net assets or fund balances at end of year . Combine lines 18 through 20 .. . .. 21 96 , 814.orw ror raperwonc tteaucaon MCt notice, see the separate instructions.

TEEao803L 10112!15

Form 990-EZ(2015)

¢D-0N

tt^

W

0

°i 1 4

Page 2: Short Form 990 Return ofOrganization ExemptFromIncomeTax · 2017-06-23 · Short Form OMBNo. 1545-1150 Form990-EZ Return ofOrganization ExemptFromIncomeTax Undersection501(c), W.or4947(a)(1)oftheInternal

22 Cash, savings, and investments. 22 96 , 814.23 Land and buildings .. .. 23

24 Other assets (describe in Schedule 0) ... 2425 Total assets..... 0. 25 96 , 814.26 Total liabilities (describe in Schedule 0)..... 0. 26 0.27 Net assets or fund balances pine 27 of column (B) must agree with line 21). 0. 27 96 , 814.

Part III Statement of Program Service Accomplishments (seethe instructions for Part III) ExpensesCheck if the organization used Schedule 0 to respond to any question in this Part I I I ® ec^uIred for section 501

What is the organization's primary exempt purpose? See Schedule 0'

(cc)(3) and 501 (c)(4)lt tDescribe the organization s program service accomplishments for each of its three lamest program services, as ions; op ionaorganiza

r others )fmeasured by expenses. In a clear and concise manner, describe the services provided, the number of personsbenefited, and other relevant information for each program title.

.o

28------------------------------------------------------------------------------------------------------

Grants I f this amount Includes I g-n -g ants, check here - 28a29

------------------------------------------------------------------------------------------------------

---- -------------------------------------------(Grants ` ) If this amount includes foreign grants, check here 29 a

30---------------------------------------------------

----------------------------------------------------

- -----------------------------------------(Grants $ ) If this amount Includes foreign grants, check here .. 30 a31 Other program services (describe in Schedule 0)

(Grants $ ) If this amount includes foreign grants, check here ' q 31 a32 Total program service expenses (add lines 28a through 31 a). . .... .... . . ...... .... ' 32

Pad̂ rtfyI List of Officers, Directors , Trustees , and Key Employees ( list each one even if not compensated - see the instructions for Part IV) q

Check if the organization used Schedule 0 to respond to any question in this Part IV .... .... . ... .

(a) Name and title (e)Averagewaek devoted

hou rsfob

position(t)

ReportableO0mff y^,yt a"on

pf not paid . enter 4.)

(^ Health benefits,contnbubmn to employeebenefit plans, and deferred

compeneabon

(e) atad amount of.=mmpansatron

Hagai-BarJev------------Secretar 3 0. 0. 0.Stephan Hartman

----------President 8 0. 0. 0.Kevin M. Goldstein-- ----------------D7i-rector 0 . . .

Nicholas _Le_x_ Leeminc^Director 10 0. 0. 0.Brian Lessi_(L-_--_--____Treasurer 3 0. 0. 0.Kris Zy ---------------Director 5 0. 0. 0.Jerome Kenney...........Director 2 0. 0. 0.

---------------------

---------------------

---------------------

---------------------

---------------------

---------------------

----------------------

acre TEEaa812L 1 0112115 c,..., ocr, v.•y„K%

Page 3: Short Form 990 Return ofOrganization ExemptFromIncomeTax · 2017-06-23 · Short Form OMBNo. 1545-1150 Form990-EZ Return ofOrganization ExemptFromIncomeTax Undersection501(c), W.or4947(a)(1)oftheInternal

Form 990-EZ (2015) Kellogg FinNet , Inc . 47-4125845 Page 3Part V Other Information (Note the Schedule A and personal benefit contract statement requirements inSee Schedule 0

the instructions for Part V) Check if the organization used Schedule 0 to respond to any question in this Part V... .... ... ..

33 Did the organization engage in any significant activity not previously reported to the IRS? Yes No

If 'Yes,' provide a detailed description of each activity in Schedule 0 .. ..... .... ... .. ..' '

33 Xattach a conformed copy of the amended documents if they reflect34 Were any significant changes made to the organizing or governing documents ? If Yes,

a change to the organization ' s name. Otherwise , explain the change on Schedule 0 (see instructions ) .... See , Schedule .0 34 X

35a Did the organization have unrelated business gross income of $1,000 or more during the year from business activities(such as those reported on lines 2 , 6a, and 7a , among others)? . 35a X

b If 'Yes ,' to line 35a , has the organization filed a Form 990 -T for the year ? If 'No,' provide an explanation in Schedule 0. 35b

c Was the organization a section 501 (c)(4), 501 (c)(5), or 501(c)(6) organization sub j ect to section 6033 (e) notice,reporting , and proxy tax requirements during the year ? If 'Yes ,' complete Schedule C, Part Ill ... 35c X

36 Did the organization undergo a liquidation , dissolution , termination, or significantdisposition of net assets during the year? If ' Yes,' complete applicable parts of Schedule N. . . . 36 X

37a Enter amount of political expenditures , direct or indirect , as described in the instructions . " 37a 0. '_b Did the organization file Form 1120 -POL for this year? . .. .... .... .... 37b X

38a Did the organization borrow from , or make any loans to , any officer , director , trustee , or key employee or wereany such loans made in a prior year and still outstanding at the end of the tax year covered by this return? ......... ..

b If 'Y l P' t S h d l L t II d t th t t l

.^38a

._ ...-)X

es , comp e e c e u e , ar an en er e o aamount involved . ... 38 b N/A

39 Section 501 (c)(7) organizations . Enter :

a Initiation fees and capital contributions included on line 9 ... ..... ... 39 a N/Ab Gross receipts , included on line 9 , for public use of club facilities ..... .. .. 39b N/A

40a Section 501(c)(3 ) organizations Enter amount of tax imposed on the organization during the year under:

section 4911 " 0 section 4912 " 0. ; section 4955 01 0.b Section 501(c)(3), 501(c)(4), and 501 (c)(29) organizations Did the organization engage in any section 4958 excessbenefit transaction during the year , or did it engage in an excess benefit transaction in a prior year that has not beenreported on any of its prior Forms 990 or 990 -EZ' I f 'Yes ,' complete Schedule L, Part I . 40 b X

c Section 501(c)(3 ), 501(c)(4), and 501 (c)(29) organizations . Enter amount of tax imposed on organizationmanagers or disqualified persons during the year under sections 4912, 4955 , and 4958 . ... 0.

d Section 501 (c (3), 501(c)(4), and 501 (c)(29) organizations Enter amount of tax on line 40c reimbursed >.• ,by the organ ization. ... .. .. .. .... ... 0. ^

ftrY -

e All organizations . At any time during the tax year , was the organization a party to a prohibited taxshelter transaction' If 'Yes,' complete Form 8886 -T . ..... ... ... 40e X

41 List the states with which a copy of this return is filed 1, NY

42a The organization'sbooks are in care of " Brian Lessi Telephone no.Located at - 575 West End Avenue , At 3D _ New York- NY ZIP + 4 11 10024

---------------- ------ -------b At any time during the calendar year, did the organization have an interest in or a signature or other authority over a Yes No

financial account in a foreign country (such as a bank account , securities account , or other financial account)? 42b XIf 'Yes,' enter the name of the foreign country:

See the instructions for exceptions and filing requirements for FinCEN Form 114, Report of Foreign Bank and Financial Accounts ( FEAR )c At any time during the calendar year , did the organization maintain an office outside the U.S.?... 42c X

If 'Yes,' enter the name of the foreign country: P,

43 Section 4947(a)(1) nonexempt charitable trusts filing Form 990-EZ in lieu of Form 1041 - Check here .... ..... ... .... .. N/Aand enter the amount of tax-exempt interest received or accrued during the tax year ... ..... . ...... -143 I N/A

44a Did the organization maintain any donor advised funds during the year? If 'Yes,' Form 990 must be completed insteadof Form 990 - EZ..... .... ..... ... ........ . ... ... ................ ....... ... .... 44a x

b Did the organization operate one or more hospital facilities during the year? It 'Yes,' Form 990 must be completedinstead of Form 990-EZ ... ........ .... ..... .............. .... .......................... . ... 44b X

c Did the organization receive any payments for indoor tanning services during the year? 44c X

of If 'Yes' to line 44c , has the organization filed a Form 720 to report these payments? _If 'No,' provide an explanation in Schedule 0.... . .... . 44d

45a Did the organization have a controlled entity within the meaning of section 512(b)(13)? . ............. ......... ..

M

)(

b Did the organization receive any payment from or engage in any transaction with a controlled entity within the meaning of section 512(bX13)? If 'Yes,'Form 990 and Schedule R may need to be completed instead of Form 990-EZ (see instructions ) ...... ....... ........ ...... ........ X

10112115 Form 990-FZ (2015)

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Form 990-EZ (2015) Kelloaa FinNet, Inc. 47-4125845 ge 4

No

'46 Did the organization engage, directly or indirectly, in political campaign activities on behalf of or in opposition tocandidates for public office? If 'Yes,' complete Schedule C, Part 1 46 X

Part VI Section 501(cx3) organizations onlyAll section 501(c)(3) organizations must answer questions 47.49b and 52, and complete the tablesfor lines 50 and 51.Check if the organization used Schedule 0 to respond to any question in this Part VI n

47 Did the organization engage in lobbying activities or have a section 501(h) election in effect during the tax year? If 'Yes,'Yes No

complete Schedule C, Part II 47 X

48 Is the organization a school as described in section 170(b)(1)(A)(ii)? If 'Yes,' complete Schedule E 48 X

49a Did the organization make any transfers to an exempt non-charitable related organization? 49a X

b If 'Yes,' was the related organization a section 527 organization? 49 b

50 Complete this table for the organization's five highest compensated employees (other than officers, directors, trustees and keyemployees) who each received more than $100,000 of compensation from the organization. If there is none, enter 'None'

(a) Name and title of each employee(A) Average hoursper week devoted

to position

(c)^oort2ble compensation-2/1099

(d) Health benefits,contributions to employeebenefit plans . and deferred

compensation

(e) Estimated amount ofother compensation

None------------------------

------------------------

------------------------

------------------------

iNuue

d Total number of other independent contractors each receiving over $1

52 Did the organization complete Schedule A7 Note : All section 501(c)(

tnie, correct, and comp eta

SignHere

PaidPreparerUse Only

May the IRS discuss this return with the Dreparer shown above? See

t i otal numoer of other employees paid over s1UU,000 ..

51 Complete this table for the organization's five highest compensated independent contractors who each received more than $100,000 ofrnr. nanc^+,,.n rimy. +r e, If n,o,o it n.,,,e -+e. 'ni,,ne

Page 5: Short Form 990 Return ofOrganization ExemptFromIncomeTax · 2017-06-23 · Short Form OMBNo. 1545-1150 Form990-EZ Return ofOrganization ExemptFromIncomeTax Undersection501(c), W.or4947(a)(1)oftheInternal

Public Charity Status and Public SupportSCHEDULE A Complete if the organization Is a section 501 (c)(3)(Form 990 or 990-EZ) organization or a section

4947(a)(1) nonexempt charitable trust.► Attach to Form 990 or Form 990-E7-

Department of the Treawry ► Information about Schedule A (Form 990 or 990-EZ) and its instructions Isinternal Revenue Senke at www.1rs.gov//onn990.

0MB No. 1545-0047

1 2015open to.PuWic

,^fISPeCt^011

Kellogg FinNet, Inc. 147-4125845Part I Reason for Public Charity Status (All orcianizations must complete this Dart.) See instructions.The organization is not a private foundation because it is: (For lines 1 through 11, check only one box.)

1 A church, convention of churches , or association of churches described in section 170(b)(1XA)().

2 A school described in section 170(bX'IXA)(i). (Attach Schedule E (Form 990 or 990-EZ).)

3 A hospital or a cooperative hospital service organization described in section 170(bX1XA)(ii).

4 A medical research organization operated in conjunction with a hospital described in section 170(b)(1XA)i[iii). Enter the hospital'sname, city , and state:

-----------------------------------------------------5 q An organization operated for the benefit of a college or university owned or operated by a governmental unit described in section

1 )(1 A Iv (Complete Part II.)6 q A federal , state, or local government or governmental unit described in section 170(bXlXAXv).7 X An organization that normally receives a substantial part of its support from a governmental unit or from the general public described

in section 170(b)(lXAXvi). (Complete Part II.)8 q A community trust described in section 170(bX1XAXvi)i. (Complete Part II.)

9 q An organization that normally receives: (1) more than 33-1/3% of its support from contributions , membership fees, and gross receiptsfrom activities related to its exempt functions - subject to certain exceptions , and (2) no more than 33-1 /3% of its support from grossInvestment income and unrelated business taxable income (less section 511 tax) from businesses acquired by the organization afterJune 30, 1975. See section 509(a)(2). (Complete Part III.)

10 q An organization organized and operated exclusively to test for public safety . See section 509(ax4).

11 An organization organized and operated exclusively for the benefit of, to perform the functions of, or to carry out the purposes of oneor more publicly supported organizations described in section 509(a)(1) or section 509(a)(2). See section 509(ax3). Check the box inlines 11a through 11d that describes the type of supporting organization and complete lines 11e, 11f, and 11g.

a q Type I. A supporting organization operated , supervised, or controlled by its supported organization (s), typically by giving the supportedorganization (s) the power to regularly appoint or elect a majority of the directors or trustees of the supporting organization. You mustcomplete Part IV, Sections A and B.

b q Type U . A supporting organization supervised or controlled in connection with its supported organization (s), by having control ormanagement of the supporting organization vested in the same persons that control or manage the supported organization(s). Youmust complete Part IV, Sections A and C.

c q Type III functionally Integrated . A supporting organization operated in connection with, and functionally integrated with, its supportedorganization (s) (see instructions). You must complete Part IV, Sections A, D, and E.

d q Type III non-functionally integrated. A supporting organization operatedin connecbon _wlth-Its - supported organization (s) that- is not-functionally Integrated.-The-organization generally mustsatisfy a distribution requirement and an attentiveness requirement (seeinstructions ). You must complete Part IV, Sections A and D, and Part V.

e q Check this box if the organization received a written determination from the IRS that it is a Type I, Type 11, Type III functionallyintegrated , or Type I I I non- functionally integrated supporting organization.

I Enter the number of supported organizationsg Provide the following information about the supported organization(s).

Q) Name of supportedoryanaation

(II) EIN IV)(Bp Type of organization(kscnbe*above (sae instruction))

( Is then¢atron listed

in your governing

(h) Amount of monetarysupport (see mstn teons)

(vi) Amount of ottersupport (see instructions)

Yes No

(A)

(B)

(C)

(D)

Total -,

b M r or raperwori Keeuctlon Act Notice, see the Instructions for Form 990 or 990-EZ Schedule A (Form 990 or 990-EZ) 2015

TEEAD401L 10112115

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Schedule A (Form 990 or 990-EZ) 2015 Kellogg FinNet , Inc. 47-4125845 Page 2

Partli- Support Schedule for Organizations Described in Sections 170(bX1XA(iv) and 170(bX1XAXvi)(Complete only if you checked the box on line 5, 7, or 8 of Part I or if the organization failed to qualify under Part III. If theorganization fails to qualify under the tests listed below , please complete Part III.)

Sectinn A Puhlie Sunnnrt

Calendar year (or fiscal year (a) 2011 (b) 2012 (c) 2013 (d) 2014 (e) 2015 (f) Totalbeginning in) ►1 Gifts grants, contributions, and

membership fees received . ( Do notinclude any 'unusualgrants .'). .... 150 000 . 1-50 , 00-0.

2 Tax revenues levied for theorganization 's benefit and

th d t dei er pai o or expendeon its behalf . ......... 0.

3 The value of services orfacilities furnished by agovernmental unit to theorganization without charge ... 0 .

4 Total . Add lines 1 through 3 0. 0. 0 . 0. 150 000 . 150 , 000.5 The portion of total

contributions by each person(other than a governmental

'unit or publicly supported - ,°

; - .• :,,?< <.^;'°"

:;. : ,..'0organization) included on line 1

that exceeds 2% of the amount= _ .{.__ •;,•, ;'«3;`_° i`

shown on line 11, column (f)... •' • -' ` '"`spa:j^ 'ry ^ r' 66 , 000.

6 Public support . Subtract line 5from line 4 84 000 .

Calendar year (or fiscal year (a) 2011beginning In) ►7 Amounts from line 4 ...... 0.

(b) 2012 (c) 2013 1 (d) 2014 (0)2015 1 (f) Total

8 Gross income from interest,dividends, payments receivedon securities loans, rents,royalties and income fromsimilar sources . .. .. . .

9 Net income from unrelatedbusiness activities, whether ornot the business is regularlyCarried on

10 Other income. Do not includegain or loss from the sale ofcapital assets (Explain inPart VI.)

0.1 0

11 Total support. Add lines 710through

12 Gross receipts from related activities, etc . (see instructions)

0.

0.

=,I 150, 000.

13 First five years. If the Form 990 is for the organization's first, second, third, fourth, or fifth tax year as a section 501(c)(3)organization, check this box and stop hem.

section C. Computation of Public Support Percentage14 Public support percentage for 2015 (line 6, column (f) divided by line 11, column (f)) . . . ...... 14 %15 Public support percentage from 2014 Schedule A, Part II, line 14 15 %

16a 33-113% support test - 2015. If the organization did not check the box on line 13, and line 14 is 33-113% or more, check this boxand stop here. The organization qualifies as a publicly supported organization .. . .... . .. ......

b 33-113% support test - 2014. If the organization did not check a box on line 13 or 16a, and line 15 is 33-1/3% or more, check this boxand stop here. The organization qualifies as a publicly supported organization

17 a 10%-facts-and-circumstances test - 2015. If the organization did not check a box on line 13, 16a, or 16b, and line 14 is 10%or more, and if the organization meets the 'facts-and-circumstances' test, check this box and stop here. Explain in Part VI how qthe organization meets the 'facts-and-circumstances' test. The organization qualifies as a publicly supported organization . ..

b 10%-facts-and -circumstances test - 2014. If the organization did not check a box on line 13, 16a, 16b, or 17a, and line 15 is 10%or more, and if the organization meets the 'facts-and-circumstances' test, check this box and stop here. Explain in Part VI how theorganization meets the 'facts-and-circumstances' test. The organization qualifies as a publicly supported organization ..

18 Private foundation. If the organization did not check a box on line 13, 16a, 16b, 17a, or 17b, check this box and see instructions .. .

BAA Schedule A (Form 990 or 990-EZ) 2015

TEEAO4o3 1 orl v15

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Schedule A (Form 990 or990.EZ) 2015 Kellogg FinNet, Inc. 47-4125845 Page 3

[ Part III Support Schedule for Organizations Described in Section 509(aX2)(Complete only if you checked the box on line 9 of Part I or if the organization failed to qualify under Part II. If the organization fadsto qualify under the tests listed below, p lease complete Part II.)

Sertinn A Putnlie- Sunnnrt

Calendar year (or fiscal year beginning In) ► (a) 2011 (b) 2012 (c) 2013 (d) 2014 (e) 2015 (f) Total1 Gifts, grants, contributions

and membership feesreceived. (Do not includeany 'unusual grants.')

2 Gross receipts from admis-sions, merchandise sold orservices performed, or facilitiesfurnished in any activity that isrelated to the organization'stax-exempt purpose

3 Gross receipts from activitiesthat are not an unrelated tradeor business under section 513 .

4 Tax revenues levied for theorganization's benefit andeither paid to or expended onits behalf....... .

5 The value of services orfacilities furnished by agovernmental unit to theorganization without charge

6 Total. Add lines 1 through 57a Amounts included on lines 1,

2, and 3 received fromdisqualified persons

b Amounts included on lines 2and 3 received from other thandisqualified persons thatexceed the greater of $5,000 or1 % of the amount on line 13for the year...... .

c Add lines 7a and 7b

8 Public support. (Subtract line7c from tine 6.)..

becuon is. i otai 'u on

Calendar year (or fiscal year beginning In) ► (a) 2011 (b) 2012 (c) 2013 (d) 2014 (e) 2015 (f) Total

Amounts from l ine 6

Fa Gross income from interest, dividends,payments received on securities loans,rents , royalties and income fromsimilar sources .. . .

b Unrelated business taxableincome (less section 511taxes) from businessesacquired after June 30, 1975

c Add lines 1 Oa and IOb

I Net income from unrelated businessactivities not included in line 10b,whether or not the business isregularly carried on .. .Other income. Do not includegain or loss from the sale ofcapital assets (Explain inPart VI.) ....... .

3 Total support. (Add lines 9.IOc, 11, and 12.).

1

1

14 First five years. I f the Form 990 is for the organization's first, second, third, fourth, or fifth tax year as a section 501 (c)(3)organization, check this box and stop hero

15 Public support percentage for 2015 (line 8, column (f) divided by line 13, column (f)) 15 $

16 Public support percentage from 2014 Schedule A, Part III, line 15 16

Section D. Computation of Investment Income Percentage17 Investment income percentage for 2015 (line 10c, column (f) divided by line 13, column (f)) . . 1718 Investment income percentage from 2014 Schedule A, Part Ill, line 17 1819a 33-113% support tests - 2015. If the organization did not check the box on line 14, and line 15 is more than 33.1/3%, and line 17

is not more than 33-1/3%, check this box and stop here. The organization qualifies as a publicly supported organization . . .. W 11b 33-1/3%6 support tests - 2014. If the organization did not check a box on line 14 or line 19a, and line 16 is more than 33.113%, and

line 18 is not more than 33-1/3%, check this box and stop here. The organization qualifies as a publicly supported organization . ..20 Private foundation. If the organizati on did not check a box on line 14, 19a, or 19b , check this box and see instructions . . .

Monzns Schedule A (Form 990 or

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Schedule A (Form 990 or 990-EZ) 2015 4

(Complete only if you checked a box in line 11 on Part I. If you checked 11a of Part I, complete SectionsA and B. If you checked 11b of Part I, complete Sections A and C. If you checked 11c of Part I, completeSections A, D, and E. If you checked 11d of Part I, complete Sections A and D, and complete Part V.)

Section A. All Supporting Organizations

1 Are all of the organization's supported organizations listed by name in the organization's governing documents?If 'No,' describe Part Vt how the supported organizations are designated If designated by class or purpose, describethe designation If historic and continuing relationship, explain .. . . ... . . ..... ... . .....

2 Did the organization have any supported organization that does not have an IRS determination of status under section509(a)(1) or (2)? If 'Yes,' explain in Part VI how the organization determined that the supported organization wasdescribed in section 509(a)(1) or (2) 2

S a Did the organization have a supported organization described in section 501(c)(4), (5), or (6)? If 'Yes,' answer (b)and (c) below . - . - .... ... .. ..... .. 3a

b Did the organization confirm that each supported organization qualified under section 501 (c)(4), (5), or (6) andsatisfied the public support tests under section 509(a)(2)? If 'Yes , ' describe ►n Part Vl when and how the organizationmade the determination . . ... .... - 3b

c Did the organization ensure that all support to such organizations was used exclusively for section 170(c)(2)(B)purposes. If Yes,' explain Part VI what controls the organization put in place to ensure such use . . . ... 3c

4 a Was any supported organization not organized in the United States ('foreign supported organization')? If 'Yes' andifyou checked I la or rib in Part 1, answer (b) and (c) below . ... ... 4a

No

b Did the organization have ultimate control and discretion in deciding whether to make grants to the foreign supportedorganization? If 'Yes , ' describe in Part Vt how the organization had such control and discretion despite being controlled -or supervised by or connection with its supported organizations . . 4b

c Did the organization support any foreign supported organization that does not have an IRS determination undersections 501 (c)(3) and 509(a)( 1) or (2)? If Yes.' explain Part VI what controls the organization used to ensure thatall support to the foreign supported organization was used exclusively for section 170(c)(2)(B) purposes , . . .. .. 4c

5 a Did the organization add, substitute, or remove any supported organizations during the tax year? If Yes,' answer (b)and (c) below (if applicable) Also, provide detail in Part Vt, including (Q the names and EIN numbers of the supportedorganizations added, substituted, or removed, (n) the reasons for each such action; (n) the authority under theorganization's organizing document authorizing such action , and (iv) how the action was accomplished (such-as-by_

-amendment to the-organizing document) . .....

b Type I or Type II only. Was any added or substituted supported organization part of a class already designated in theorganization s organizing document? , . . . - 5b

c Substitutions only. Was the substitution the result of an event beyond the organization's control? . .. 5c

6 Did the organization provide support (whether in the form of grants or the provision of services or facilities) toanyone other than (i) its supported organizations, (ii) individuals that are part of the charitable class benefited by one „or more of its supported organizations, or (w) other supporting organizations that also support or benefit one or more ofthe filing organization's supported organizations? If 'Yes,' provide detail in Para Vt 6

7 Did the organization provide a grant, loan, compensation, or other similar payment to a substantial contributor(defined m section 4958(c)(3)(C)), a family member of a substantial contributor, or a 35% controlled entity withregard to a substantial contributor? If 'Yes,' complete Part I of Schedule L (Form 990 or 990-EZ) . .. .... . 7

8 Did the organization make a loan to a disqualified person (as defined in section 4958) not described in line 7? If Yes,'l f St P t I h ld L F 990 9910comp e e o car e u e ( orm or - . . 8

9 a Was the organization controlled directly or indirectly at any time during the tax year by one or more disqualified persons -as defined in section 4946 (other than foundation managers and organizations described in section 509(a)(1) or (2))?If 'Yes, ' provide detail in Part Vl .. . . . . 9a

b Did one or more disqualified persons (as defined in line 9a) hold a controlling interest in any entity in which thesupporting organization had an interest? If 'Yes,' provide detail in Part Vi... ..... .. . . . . . 9b

c Did a disqualified person (as defined in line 9a) have an ownership interest in, or derive any personal benefit from,h tht h 's in wasse ic e supporting organization also had an interest? If Yes, provide detail Part Vt 9c

10 a Was the organization subject to the excess business holdings rules of section 4943 because of section 4943(f) (regardingcertain Type II supporting organizations, and all Type III non-functionally integrated supporting organizations)? If'Yes,.answer 10b below .. . ............. .. . .. . .. ... .. ... . .... 10a

b Did the organization, have any excess business holdings in the tax year? (Use Schedule C, Form 4720, to determinewhether the organization had excess business holdings) . ...... 10b

BAA TEEAo404L 10112115 Schedule A (Form 990 or 990-EZ) 2015

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Schedule A (Form 990 or 990-EZ) 2015 Kellogg FinNet , Inc . 47-4125845 Page 5

Part IV• I Supportin g organizations (continued)Yes No

11 Has the organization accepted a gift or contribution from any of the following persons?

a A person who directly or indirectly controls, either alone or together with persons described in (b) and (c) below, thegoverning body of a supported organization ? . .... . ... . ..... .. 11a

b A family member of a person described in (a) above? . . .. . . .. . . 11b

c A 35% controlled entity of a person described in (a) or (b) above? If 'Yes' to a, b, or c, provide detail in Part Vl . . 11c

Section B. Type I Supporting Organizations

Yes No1 Did the directors, trustees, or membership of one or more supported organizations have the power to regularly appoint

or elect at least a majority of the organization's directors or trustees at all times during the tax year? If 'No. 'describe inPart VI how the supported organization(s) effectively operated, supervised, or controlled the organization's activitiesIf the organization had more than one supported organization, describe how the powers to appoint and/or removedirectors or trustees were allocated among the supported organizations and what conditions or restrictions, if any,applied to such powers during the tax year

2 Did the organization operate for the benefit of any supported organization other than the supported organization(s)that operated, supervised, or controlled the supporting organization? If 'Yes,' explain in Part Vl how providing suchbenefit carried out the purposes of the supported organization(s) that operated, supervised, or controlled thesupporting organization .... ........ . . ..

Section C. Type II Supporting OrganizationsYes No

1 Were a majority of the organization's directors or trustees during the tax year also a majority of the directors or trusteesof each of the organization 's supported organization (s)? If No,' describe in Part Yt how control or management of the -supporting organization was vested in the same persons that controlled or managed the supported organization(s) 1

Section D. All Type III Supporting OrganizationsYes No

1 Did the organization provide to each of its supported organizations , by the last day of the fifth month of the'organization s tax year , () a written notice describing the type and amount of support provided during the prior tax

year, (i) a copy of the Form 990 that was most recently filed as of the date of notification , and (u) copies of theorganization ' s governing documents in effect on the date of notification, to the extent not previously provided? 1

2 Were any of the organization ' s officers, directors, or trustees either (i) appointed or elected by the supportedorganization (s) or (iii) serving on the governing body of a supported organization ? If 'No,' explain in Part Vt how

:---

- '

the organization maintained a close and continuous working relationship with the supported organization(s) . . 2

3 By reason of the relationship described in (2), did the organization 's supported organizations have a significantvoice in the organization 's investment policies and in directing the use of the organization 's income or assets atall times during the tax year? If 'Yes,' describe in Part W the role the organization 's supported organizations playedin this regard .. 3

Section E. Type III Functionally-Integrated Supporting Organizations

1 Check the box next to the method that the organization used to satisfy the Integral Part Test during the year (see instnsctlons):

a [] The organization satisfied the Activities Test . Complete line 2 below

b 0 The organization is the parent of each of its supported organizations . Complete line 3 below

c n The organization supported a governmental entity. Describe in Part VI how you supported a government entity (see instructions).

2 Activities Test . Answer (a) and (b) below. Yes No

a Did substantially all of the organization's activities during the tax year directly further the exempt purposes of thesupported orgarnzation(s) to which the organization was responsive? If Yes,' then in Part Vl Identify those supportedorganizations and explain how these activities directly furthered their exempt purposes, how the organization wasresponsive to those supported organizations, and how the organization determined that these activities constitutedsubstantially all of its activities 2a

b Did the activities described in (a) constitute activities that, but for the organization's involvement, one or more ofthe organization's supported orgaruzabon(s) would have been engaged in? If 'Yes.' explain to Part Vl the reasons forthe organization's position that its supported organization(s) would have engaged in these activities but for theorganization's involvement 2b

3 Parent of Supported Organizations . Answer (a) and (b) below. 1, I;

a Did the organization have the power to regularly appoint or elect a majority of the officers , directors , or trustees ofeach of the supported organizations? Provide details in part Vt ... .. 3a

BAA Ao osi. 1W1vi5 Schedule A (Form 990 or 990-EZ) 2015

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Schedule A (Form 990 or 990 - EZ) 2015 Kellogg FinNet , Inc. 47-4125845 Page 6

Part V Type III Non-Functionally Integrated 509(a)(3) Supporting Organizations

1 []Check here if the organization satisfied the Integral Part Test as a qualifying trust on November 20, 1970. See Instructions. Allother Type I I I non-functionally integrated supporting organizations must complete Sections A through E.

Section A - Adjusted Net Income (A) Prior Year (B) Current Year(opbonap

1 Net short-term capital gain. . . . .. . ..... .... . . 1

2 Recoveries of prior -year distributions 2

3 Other gross income (see instructions) 3

4 Add lines 1 through 3. . .. .... ...... " 4

5 Depreciation and depletion . 5

6 Portion of operating expenses paid or incurred for production or collection of grossincome or for management , conservation , or maintenance of property held forproduction of income (see instructions) .. 6

7 Other expenses (see instructions) . 7

8 Adjusted Net Income (subtract lines 5, 6 and 7 from line 4) 8

Section B - Minimum Asset Amount (A) Prior Year (B) Current Year(optionao

1 Aggregate fair market value of all non - exempt-use assets (see instructions for shorttax year or assets held for part of year): .t, 0

a Average monthly value of securities. . . 1a

b Average monthly cash balances . lb

c Fair market value of other non -exempt-use assets 1c

d Total (add lines la, lb, and lc) ..... .. .. . . 1d

e Discount claimed for blockage or otherfactors (explain in detail in Part VI):

._ _- -'

2 Acquisition indebtedness applicable to non-exempt-use assets . 23 Subtract line 2 from line id. 3

4 Cash deemed held for exempt use. Enter 1 - 1/2% of line 3 (for greater amount,see instructions) .... 4

5 Net value of non -exempt-use assets (subtract line 4 from line 3) 5

6 Multiply line 5 by .035 _ _6 -- - -

7 Recoveries of prior -year distributions .. .. 7

8 Minimum Asset Amount (add line 7 to line 6) . . .. 8

Section C - Distributable Amount Current Year

1 Adjusted net income for prior year (from Section A, line 8, Column A) 1 •+ ,=

2 Enter 85% of line 1. 2

3 Minimum asset amount for prior year (from Section B, line 8 , Column A) 3 :

4 Enter greater of line 2 or line 3 45 Income tax imposed in prior year 56 Distributable Amount. Subtract line 5 from line 4, unless subject to emergency

temporary reduction (see instructions). 6'ill

7 [] Check here if the current year is the organization' s first as a non-functionally- integrated Type III supporting organization(see instructions).

BAA Schedule A (Form 990 or 990-EZ) 2015

TEEnoaoa 10112n5

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Schedile A (Form 990 or 990-EZ) 2015 Kellogg FinNet, Inc. 47-4125845 Page 7Part V Type III Non-Functionally Integrated 509(aX3) Su pporting Organizations (continued)Section D - Distributions Current Year

1 Amounts paid to supported organizations to accomplish exempt purposes

2 Amounts paid to perform activity that directly furthers exempt purposes of supported organizations,in excess of income from activity

3 Administrative expenses paid to accomplish exempt purposes of supported organizations

4 Amounts paid to acquire exempt-use assets

5 Qualified set-aside amounts (prior IRS approval required)

6 Other distributions (describe in Part VI). See instructions

7 Total annual distributions. Add lines 1 through 6

8 Distributions to attentive supported organizations to which the organization is responsive (provide detailsin Part VI) See instructions ...... . - .

9 Distributable amount for 2015 from Section C, line 6

10 Line 8 amount divided by Line 9 amount

Section E - Distribution Allocations (see instructions)0)

ExcessDistributions

(ii)Underdistributions

Pre-2015

(ni)Distributable

Amount for 20151 Distributable amount for 2015 from Section C, line 6

2 Underdistributions, if any, for years prior to 2015 (reasonablecause required - see instructions)

3 Excess distributions carryover, if any, to 2015.

a

b

c

d From 2013 -

eFrom 2014

f Total of lines 3a through e

g Applied to underdistrlbutions of prior years

h Applied to 2015 distributable amount .

i Carryover from 2010 not applied (see instructions)

i Remainder. Subtract lines 3g, 3h, and 3i from 3f

4 Distributions for 2015 from Section D,$----line-7: - - -- - - - - -

a Applied to underdistributions of prior years.

b Applied to 2015 distributable amount.

c Remainder. Subtract lines 4a and 4b from 4

5 Remaining underdistnbutions for years prior to 2015, if anySubtract lines 3g and 4a from line 2 (if amount greater thanzero, see instructions) .

'

6 Remaining underdistributions for 2015. Subtract lines 3h and 4bfrom line I (if amount greater than zero, see instructions)

7 Excess distributions carryover to 2016 . Add lines 31 and 4c

8 Breakdown of line 7: - -

ab f

c Excess from 2013.. ..

d Excess from 2014.

e Excess from 2015 -

ORA Schedule A (Form 990 or 990-EZ) 2015

TFEA0407L 10/12/15

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Schedule A (Form 990 or 990-EZ) 2015

Supplemental Information . Provide the explanations required by Part II line It Part II , line 17a or 11b;Part III, line 12; Part IV,Section A, Iines 1, 2, 3b, 3c, 4b 4c, 5a 6, 9a, 9b, 9c, Ila, lib and 11c; 'Part IV, Section B, lines 1 and 2; Part IV, Section C, line 1;Part IV, Section D, lines 2 and 3; Part IV, Section E, lines Ic,'La, 2b , 3a and 3b ; Part V, line 1; PartV, Section B, line le; Part V,Section D, lines 5, 6, and $ and Part V, Section E, lines 2, 5, and 6. Also complete this part for any additional information.

BAA TEerww& ianW15 Schedule A (Form 990 or 990-EZ) 2015

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SCHEDULE 0 Supplemental Information to Form 990 or 990-EZ OMB No 1 545 -0047(Form 990 or 990-EZ) Complete to vide information for responses to specific questions on

2015• Form9;;D

or 990-EZ or to provide any additional information.Attach to Form 990 or 990-E7-

D rtment of the T atibOcInformation about Schedule 0 (Form 990 or 990-EZ) and its instructions is .9 '^ Wilepareasury ,,,P^Internal Revenue Sennce at wwwJrs.gov/ro,m990 I•'_^ TName of the organization Employer Ideet Susan number

Kellogg FinNet, Inc. 147-4125845

Form 990-EZ, Part I , Line 16Other Expenses

Consultants and ProfessionalEvent Costs . . .. "Insurance ..... ..Office Expenses ............. .. ......Travel

$ 33,816.6,536.

800... .... . .. 1,584.

838.Total , SMF

Form 990-EZ, Part III - Organization 's Primary Exempt Purpose

To build a dynamic, self-sustaining Kellogg global finance community that

effectively serves its alumni, faculty, and student constituencies while

reflecting the unique Kellogg spirit and culture.

Form 990-EZ, Part V - Regarding Transfers Associated with Personal Benefit Contracts

(a) Did the organization, during the year, receive any funds, directly or

indirectly, to pay premiums on a personal benefit contract?

(b) Did the organization, during the year, pay premiums, directly or

indirectly, on a personal benefit contract? .. .

Form 990-EZ, Part V, Line 34 - Changes to Organizing or Governing Documents

Board adopted by-laws in 2015.

No

No

BAA For Paperwork Reduction Act Notice , see the Instructions for Form 990 or 990-EL TEEA4901L 10n2/15 Schedule 0 (Form 990 or 990-EZ) (2015)