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19-11-2019
1
Shear Strength of SoilsStrength of different
materials
Steel
Tensile
strength
Concrete
Compressive
strength
Presence of pore waterComplex
behavior
19-11-2019
2
In the most of the problems in soil engineering such as
• Foundation of structures (Deep and Shallow),
• Earthwork Engineering
• Design of Retaining Structures
• Canal and River embankment
• Design of Pavements etc,
the soil mass has to withstand the shearing stresses.
Shearing stresses tend to displace a part of soil mass relative to
the rest of the soil mass
Shearing strength of a soil is the capacity of the soil to resist
shearing stress.
It can be defined as the maximum value of shear stress that
can be mobilised within a soil mass.
If this value is equalled by the shear stress on any plane or a
surface at a point, failure will occur in the soil because of
movement of a portion of the soil mass along that particular
plane or surface.
The soil is then said to have failed in shear
19-11-2019
3
Shear failure mechanism
At failure, shear stress along the failure surface () reaches the shear strength (f).
All stability analysis, which use Limit Equilibrium Approach,
requires the determination of the limiting shearing resistance.
Hence, the shear strength is one of the most important
property of the soil.
However, its determination is quite complex.
The shear strength of the soil is related to
• Material property of soil
• Magnitude and method of loading
• Previous stress history
19-11-2019
4
a general shear failure ruptures and pushes up
the soil on both sides of the footing. For actual
failures in the field, the soil is often pushed up
on only one side of the footing with subsequent
tilting of the structure. A general shear failure
occurs for soils that are in a dense or hard state.
Local shear failure can be considered as a
transitional phase between general shear and
punching shear. Because of the transitional
nature of local shear failure, the bearing
capacity could be defined as the first major
nonlinearity in the load-settlement curve (open
circle) or at the point where the settlement
rapidly increases (solid circle). A local shear
failure occurs for soils that are in a medium
dense or firm state.
The process of deformation of the footing
involves compression of soil directly below the
footing as well as the vertical shearing of soil
around the footing perimeter. The load
settlement curve does not have a dramatic break
and for punching shear, the bearing capacity is
often defined as the first major non linearity in
the load-settlement curve (open circle). A
punching shear failure occurs for soils that are
in a loose or soft state.
Mohr-Coulomb Failure Criterion
(in terms of total stresses)
f is the maximum shear stress the soil can take without
failure, under normal stress of .
f c tan
CohesionFriction angle
f
c
19-11-2019
5
Mohr-Coulomb Failure Criterion
(in terms of effective stresses)
f is the maximum shear stress the soil can take without
failure, under normal effective stress of ’.
’
c’
f c' ' tan'
’
Effective cohesion Effective
friction anglef
’
' u
u = pore water
pressure
Mohr-Coulomb Failure Criterion
’f
f
’
Shear strength consists of two components:
cohesive and frictional.
'
c’
’f tan ’
c’
f c' ' f tan'frictional component
19-11-2019
6
c and are measures of shear strength.
Higher the values, higher the shear strength.
19-11-2019
7
Mohr Circle of stress
Soil element
’1
’1
’3’3
’
Resolving forces in and directions,
19-11-2019
8
Soil element
’
Soil elementSoil element
Mohr Circle of stress
’1
’1
’3’3
’
’1 3
2
2
' '
1 3
'
3 '
1 ' '
Soil element
’
Soil elementSoil element
Mohr Circle of stress
’1
’1
’3’3
’
’1 3
2
'
3 '
1
PD = Pole w.r.t. plane
’,
2
' '
1 3
' '
19-11-2019
9
Mohr Circles & Failure Envelope
XY
Y ~ stable
X ~ failure
’
f c' ' tan '
Mohr Circles & Failure Envelope
Y c
c
Initially, Mohr circle is a point
c +
The soil element does not fail if
the Mohr circle is contained
within the envelope
GL
c
19-11-2019
10
Mohr Circles & Failure Envelope
Y c
c
As loading progresses, Mohr
circle becomes larger…
.. and finally failure occurs
when Mohr circle touches the
envelope
GL
c
’1 3
23
'
1
'
PD = Pole w.r.t. plane
f ’,
Orientation of Failure Plane
’
’1
’1
’3’3
’
Failure envelope
’
Therefore,
+ ’ = 2
45 + ’/2
' '
2
19-11-2019
11
Mohr circles in terms of total & effective stresses
Xh’
X
u
u
= +
vh ’
effective stresses
uv ’ h
X
v v’
h
total stresses
or
Failure envelopes in terms of total & effective
stresses
Xh’
X
u
u
= +
h’
effective stresses
uvv’ h
X
v v’
h
or
If X is on
failure
total stresses
Failure envelope in
terms of total stresses
’
c’ c
Failure envelope in terms
of effective stresses
19-11-2019
12
Mohr Coulomb failure criterion with Mohr circle
of stress
’v = ’1
’h = ’3X
X is on failure1
’3
effective stresses
’
c’
Failure envelope in terms
of effective stresses
c’ Cot ,
,
2
Therefore,
, ,
2
’
Mohr Coulomb failure criterion with Mohr circle
of stress
19-11-2019
13
Types Of Soil Based On
Total Strength
1. Cohesion less soil (Ф- Soil)
These are the soils which do not have cohesion.
(C=0)
These soils derive the shear strength from the intergranular friction.
These soils are also called frictional soils.
Examples: Sands and gravels.
Equation for strength is,
S= σ . Tan Ф
2. Purely cohesive soil: (C-Soil)
These are the soils which exhibit cohesion
but, the angle of shearing resistance,Ф=0
These soils are called C-Soils.
Example: Saturated clays
Equation for shear strength is
S=C
3. Cohesive frictional soil: (C-Ф soil)
These are composite soil having c and Ф both.
These are also called C-Ф soils.
Example: Clayey sand, silty sand, sandy clay
The equation for shear strength is,
S= C + σ tan Ф
19-11-2019
14
Determination of shear strength parameters of
soils (c, or c’, ’
Laboratory
specimens
tests on
taken from
representative undisturbed
samples
Field tests
Most common laboratory tests
to determine the shear strength
parameters are,
1.Direct shear test
2.Triaxial shear test
Other laboratory tests include,
Direct simple shear test, torsional
ring shear test, plane strain triaxial
test, laboratory vane shear test,
laboratory fall cone test
1. Vane shear test
2. Torvane
3. Pocket penetrometer
4. Fall cone
5. Pressuremeter
6. Static cone penetrometer
7. Standard penetration test
Laboratory tests
Field conditions
z
vc
hchc
Before construction
A representative
soil sample
vc
zvc +
hc
After and during
construction
hc
vc +
19-11-2019
15
Laboratory tests
Simulating field conditions
in the laboratory
Step 1
Set the specimen in
the apparatus
apply the
and
initial
stress condition
vc
vc
hchc
Representative
soil sample
taken from the
site
0
00
0
Step 2
Apply
corresponding
the
field
stress conditions
vc +
hchc
vc +
vc
vc
The test is carried out on a soil sample confined in a metal box of
square cross-section which is split horizontally at mid-height. A
small clearance is maintained between the two halves of the box.
The soil is sheared along a predetermined plane by moving the
top half of the box relative to the bottom half. The box is usually
square in plan of size 60 mm x 60 mm.
Direct shear test
19-11-2019
16
Direct shear test
Preparation of a sand specimen
Components of the shear box Preparation of a sand specimen
Porous
plates
Direct shear test is most suitable for consolidated drained tests
specially on granular soils (e.g.: sand) or stiff clays
If the soil sample is fully or partially saturated, perforated metal
plates and porous stones are placed below and above the sample
to allow free drainage. If the sample is dry, solid metal plates are
used.
A load normal to the plane of shearing can be applied to the soil
sample through the lid of the box.
19-11-2019
17
Direct shear test
Leveling the top surface
of specimen
Preparation of a sand specimen
Specimen preparation
completed
Pressure plate
Tests on sands and gravels can be performed quickly, and are
usually performed dry as it is found that water does not
significantly affect the drained strength.
For clays, the rate of shearing must be chosen to prevent excess
pore pressures building up.
As a vertical normal load is applied to the sample, shear stress is
gradually applied horizontally, by causing the two halves of the
box to move relative to each other. The shear load is measured
together with the corresponding shear displacement.
19-11-2019
18
Direct shear test
Test procedure
Porous
plates
Pressure plate
Steel ball
Step 1: Apply a vertical load to the specimen and wait for consolidation
P
Proving ring
to measure
shear force
S
Direct shear test
Step 1: Apply a vertical load to the specimen and wait for consolidation
Step 2: Lower box is subjected to a horizontal displacement at a constant rate
PTest procedure
Pressure plate
Steel ball
Proving ring
to measure
shear force
S
Porous
plates
19-11-2019
19
Direct shear test
Shear box
Loading frame to
apply vertical load
Dial gauge to
measure vertical
displacement
Dial gauge to
measure horizontal
displacement
Proving ring
to measure
shear force
A number of samples of the soil are tested each under different
vertical loads and the value of shear stress at failure is plotted
against the normal stress for each test.
Provided there is no excess pore water pressure in the soil, the
total and effective stresses will be identical.
From the stresses at failure, the failure envelope can be obtained.
19-11-2019
20
PRINCIPLE OF DIRECT SHEAR TEST
MN = plane of shear failure
N = vertical normal load
F = horizontal shear force
= Major principal stress = Minor principal stress
3
Sh
ea
r
str
es
s,
Shear displacement
Dense sand/
OC clay f
Loose sand/
NC clay f
Dense sand/OC Clay
Ch
an
ge
inh
eig
ht
of
the
sa
mp
le Ex
pa
nsio
nC
om
pre
ssio
n Shear displacement
Loose sand/NC Clay
Direct shear tests on sandsStress-strain relationship
19-11-2019
21
f1
Normal stress = 1
Direct shear tests on sands
Sh
ea
r
str
es
s,
Shear displacement
f2
f3
How to determine strength parameters c and
Normal stress = 3
Normal stress = 2
Sh
ea
rs
tre
ss
at
fail
ure
,
f
Normal stress,
Mohr – Coulomb failure envelope
Direct shear tests on sands
Some important facts on strength parameters c and of sand
Sand is cohesionless
hence c = 0
Direct shear tests are
drained and pore
water pressures are
dissipated, hence u =0
Therefore,
’ = and c’ = c = 0
19-11-2019
22
Direct shear tests on clays
Failure envelopes for clay from drained direct shear tests
Sh
ea
rstr
es
sa
tfa
ilu
re,
f
Normally consolidated clay (c’ = 0)
Normal force,
In case of clay, horizontal displacement should be applied at a very
slow rate to allow dissipation of pore water pressure (therefore, one
test would take several days to finish)
Overconsolidated clay (c’ ≠ 0)
Interface tests on direct shear apparatus
In many foundation design problems and retaining wall problems, it
is required to determine the angle of internal friction between soil
and the structural material (concrete, steel or wood)
af c ' tan
Where,
ac = adhesion,
= angle of internal friction
Soil
Foundation materialFoundation material
Soil
P
S
19-11-2019
23
MERITS OF SHEAR TEST
The sample preparation is easy. The test is simple and convenient.
As the thickness of the sample is small the drainage is quick and the pore
pressure dissipates very rapidly.
It is ideally suited for conducting drained tests on cohesion less soils.
The apparatus is relatively cheap.
DEMERITS OF SHEAR TEST
The stress conditions are known only at failure.
The orientation of the failure plane is predetermined. This may not be weakest
plane.
Control on the drainage condition is very difficult. Consequently only drained
tests can be conducted on highly permeable soils.
There is no provision for measuring pore water pressure in the shear box and
so it is not possible to determine effective stresses from undrained tests.
19-11-2019
24
Q. A series of Triaxial shear test were performed on a soil. Each testwas carried until the soil sample failed. The confining pressure andthe total axial stress are given in the Table. Find out the value ofshear strength parameter by graphical method (mohr’s circlemethod) and by analytical method.
Hint:1 =N2 2cN
Where;
N = tan(45+2
Test Confining Pressure,
(kN/m2)Total Axial Stress,
(kN/m2)
1 300 876
2 400 1160
3 500 1460
Triaxial Shear Test Problem:Triaxial Shear Test
Soil sample
at failure
Failure plane
Porous
stone
impervious
membrane
Piston (to apply deviatoric stress)
O-ring
pedestal
Perspex
cell
Cell pressure
Back pressure Pore pressure or
volume change
Water
Soil
sample
19-11-2019
25
Triaxial Shear Test
Specimen preparation (undisturbed sample)
Sampling tubes
Sample extruder
Triaxial Shear Test
Specimen preparation (undisturbed sample)
Edges of the sample
are carefully trimmed
Setting up the sample
in the triaxial cell
19-11-2019
26
Triaxial Shear Test
Sample
with
is covered
a rubber
membrane and sealed
Cell is completely
filled with water
Specimen preparation (undisturbed sample)
Triaxial Shear Test
Specimen preparation (undisturbed sample)
Proving ring to
measure the
deviator load
Dial gauge to
measure vertical
displacement
19-11-2019
27
Types of Triaxial Tests
Is the drainage valve open?
yes no
Consolidated
sampleUnconsolidated
sample
Is the drainage valve open?
yes no
Drained
loading
Undrained
loading
Under all-around cell pressure c
cc
c
cStep 1
deviatoric stress
( = q)
Shearing (loading)
Step 2
c c
c+ q
Types of Triaxial Tests
Is the drainage valve open?
yes no
Consolidated
sampleUnconsolidated
sample
Under all-around cell pressure c
Step 1
Is the drainage valve open?
yes no
Drained
loading
Undrained
loading
Shearing (loading)
Step 2
CD test
CU test
UU test
19-11-2019
28
Consolidated- drained test (CD Test)
Step 1: At the end of consolidation
VC
hC
Total, = Neutral, u Effective,
+
0
Step 2: During axial stress increase
VC =
VC
hC =
hC
VC +
hC 0
V = VC +
= 1
h = hC
= 3
Drainage
Drainage
Step 3: At failure
VC + f
hC 0
Vf = VC +
f =
1f
hf = hC
= 3f
Drainage
Deviator stress (q or d) = 1 –3
Consolidated- drained test (CD Test)
1 = VC +
3 = hC
19-11-2019
29
Vo
lum
ech
an
ge
of
the
sa
mp
le
Ex
pa
nsio
nC
om
pre
ssio
n
Time
Volume change of sample during consolidation
Consolidated- drained test (CD Test)
Devia
tor
str
es
s,
d
Vo
lum
ech
an
ge
of
the
sam
ple Ex
pan
sio
nC
om
pre
ssio
n
Axial strain
Dense sand
or OC clay
Axial strain
Loose sand
or NC clay
Stress-strain relationship during shearing
Dense sand
or OC clay
d)f
Consolidated- drained test (CD Test)
Loose sand
or NC Clayd)f
19-11-2019
30
CD tests
Devia
tor
str
ess
,
d
Axial strain
Sh
ea
r
str
es
s,
or
Mohr – Coulomb
failure envelope
d)f
a
Confining stress = 3ad)f
b
How to determine strength parameters c and
d)f
c
Confining stress = 3c
Confining stress = 3b
3c 1c3a 1a
(d)f
3b 1b
( )d fb
1 3 = +
(d)f
3
CD tests
Strength parameters c and obtained from CD tests
Since u = 0 in CD
tests, = ’
Therefore, c = c’
and = ’
cd and d are used
to denote them
19-11-2019
31
CD tests Failure envelopes
Sh
ea
r
str
es
s,
Or ’
Mohr – Coulomb
failure envelope
3a 1a
(d)f
For sand and NC Clay, cd = 0
Therefore, one CD test would be sufficient to determine d
of sand or NC clay
CD tests Failure envelopes
For OC Clay, cd ≠ 0
or
3 1
(d)f
c
c
OC NC
19-11-2019
32
Some practical applications of CD analysis for
clays
= in situ drained
shear strength
Soft clay
1. Embankment constructed very slowly, in layers over a soft clay
deposit
Some practical applications of CD analysis for
clays
2. Earth dam with steady state seepage
Core
= drained shear
strength of clay core
19-11-2019
33
Some practical applications of CD analysis for
clays
3. Excavation or natural slope in clay
= In situ drained shear strength
Note: CD test simulates the long term condition in the field.
Thus, cd and d should be used to evaluate the long
term behavior of soils
Consolidated- Undrained test (CU Test)
Step 1: At the end of consolidation
VC
hC
Total, Neutral, u Effective,
= +
0
Step 2: During axial stress increase
VC =
VC
hC =
hC
VC +
hC ±
u
Drainage
Step 3: At failure
VC + f
hC
No
drainage
No
drainage ±uf
V = VC + ± u
= 1
h hC = ± u
= 3
f Vf = VC + ± uf
= 1f
hf hC f
= 3f
= ± u
19-11-2019
34
Vo
lum
ech
an
ge
of
the
sa
mp
le
Ex
pa
nsio
nC
om
pre
ssio
n
Time
Volume change of sample during consolidation
Consolidated- Undrained test (CU Test)
Devia
tor
str
es
s,
d
u
+-
Axial strain
Loose
sand /NC
ClayAxial strain
Dense sand
or OC clay
Stress-strain relationship during shearing
Dense sand
or OC clay
d)f
Consolidated- Undrained test (CU Test)
Loose sand
or NC Clayd)f
19-11-2019
35
CU tests How to determine strength parameters c and
Devia
tor
str
ess
,
d
Axial strain
Sh
ea
r
str
es
s,
or
d)f
b
3b 1b3a 1a
( )d fa
cuMohr – Coulomb
failure envelope in
terms of total stresses
ccu
1 = 3 +
(d)f
3
Total stresses at failure
d)f
a
Confining stress = 3b
Confining stress = 3a
(d)fa
CU tests
Sh
ea
r
str
es
s,
or
3b 1b
3a
d)fa
cu
Mohr – Coulomb
failure envelope in
terms of total stresses
ccu 3
b
11ba
3a
(
1a
Mohr – Coulomb failure
envelope in terms of
effective stresses
C’ ufa
ufb
How to determine strength parameters c and
1 = 3 + ( d)f -
uf
= 3 -
uf
Effective stresses at failure
uf
19-11-2019
36
CU tests
Shear strength
parameters in terms
of total stresses are
ccu and cu
Strength parameters c and obtained from CD tests
Shear strengthparameters in terms
of effective stresses
are c’ and
c’ = cd and =
d
CU tests Failure envelopes
For sand and NC Clay, ccu and c’ = 0
CU testTherefore, one would be sufficient to determine
cu and =d) of sand or NC clay
Sh
ea
r
str
es
s,
or
cuMohr – Coulomb
failure envelope in
terms of total stresses
3a
(d)f
a
3a 1a 1a
’
Mohr – Coulomb failure
envelope in terms of
effective stresses
19-11-2019
37
Some practical applications of CU analysis for
clays
= in situ
undrained shear
strength
Soft clay
1. Embankment constructed rapidly over a soft clay deposit
Some practical applications of CU analysis for
clays
2. Rapid drawdown behind an earth dam
Core
= Undrained shear
strength of clay core
19-11-2019
38
Some practical applications of CU analysis for
clays
3. Rapid construction of an embankment on a natural slope
Note: Total stress parameters from CU test (ccu and cu) can be used for
stability problems where,
Soil have become fully consolidated and are at equilibrium with
the existing stress state; Then for some reason additional
stresses are applied quickly with no drainage occurring
= In situ undrained shear strength
Unconsolidated- Undrained test (UU Test)
Data analysis
C = 3
C = 3
No
drainage
Initial specimen condition
3 + d
3
No
drainage
Specimen condition
during shearing
Initial volume of the sample = A0 × H0
Volume of the sample during shearing = A × H
Since the test is conducted under undrained condition,
A × H = A0 × H0
A ×(H0 – H) = A0 × H0
A ×(1 – H/H0) =A0
A
1 z
A 0
19-11-2019
39
Unconsolidated- Undrained test (UU Test)
Step 1: Immediately after sampling
0
0
= +
Step 2: After application of hydrostatic cell pressure
uc = B3
C = 3
C = 3 uc
3 = 3
- uc
3 = 3
- uc
No
drainage
Increase of pwp due to
increase of cell pressure
Increase of cell pressure
Skempton’s pore water
pressure parameter, B
Note: If soil is fully saturated, then B = 1 (hence, uc = 3)
Unconsolidated- Undrained test (UU Test)
Step 3: During application of axial load
3 + d
3
No
drainage
1 = 3 + d - uc
ud
3 3 = - uc ud
ud =AB d
uc ± ud
= +
Increase of pwp due to
increase of deviator stressof deviatorIncrease
stress
Skempton’s pore water
pressure parameter, A
19-11-2019
40
Unconsolidated- Undrained test (UU Test)
u = uc + ud
Combining steps 2 and 3,
uc = B 3 ud =ABd
Total pore water pressure increment at any stage, u
u = B [3 + Ad]
Skempton’s pore
water pressure
equation
u = B [ 3 + A(1 – 3]
Unconsolidated- Undrained test (UU Test)
Derivation of Skempton’s pore water pressure equation
19-11-2019
41
Derivation of Skempton’s pore water pressure equation
Step 1 :Increment of isotropic stress
2
3
1
No drainage
1 + 3
3 + 3
2 + 3
No drainage
uc
Increase in effective stress in each direction = 3 - uc
Derivation of Skempton’s pore water pressure equation
Step 2 :Increment of major principal stress
2
3
1
No drainage
1 + 1
3 + 0
2 + 0
No drainage
uc
ud
Increase in effective stress in 1 direction = 1 -
Increase in effective stress in 2 and 3 directions = -u
dAverage Increase in effective stress = ( 1 - ud - ud – ud)/
3
19-11-2019
42
Typical values for parameter B Typical values for parameter A
1 – 3
u
Axial strain
NC Clay (low sensitivity)
(A = 0.5 – 1.0)
NC Clay (High sensitivity)
(A > 1.0)
Axial strain
u
1 – 3
Collapse of soil structure may occur in high sensitivity
clays due to very high pore water pressure generation
19-11-2019
43
Typical values for parameter A
1 – 3
Axial strain
OC Clay (Lightly overconsolidated)
(A = 0.0 – 0.5)
OC Clay (Heavily
overconsolidated)
(A = -0.5 - 0.0)
During the increase of major principal stress pore water
pressure can become negative in heavily overconsolidated
clays due to dilation of specimen
u
1 – 3
Axial strain
u
Typical values for parameter A
19-11-2019
44