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Thesis Suzanne van Dorp
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Shaping graft immunity:
Prevention of relapse, viral reactivations and graft-versus-host disease
after allogeneic stem cell transplantation
Suzanne van Dorp
Shaping graft immunity:
Prevention of relapse, viral reactivation and graft-versus-host diseaseafter allogeneic stem cell transplantation
Vormgeving van het transplantaat ter voorkoming van relapse, viralereactivaties en graft-versus-host ziekte na allogene stamceltransplantatie
(met een samenvatting in het Nederlands)
Proefschrift
ter verkrijging van de graad van doctor aan de Universiteit Utrecht op gezag
van de rector magnificus, prof. dr. G. J. van der Zwaan, ingevolge het besluit
van het college voor promoties in het openbaar te verdedigen op
dinsdag 4 juni 2013 des ochtends te 10.30 uur
door
Suzanne van Dorp
geboren op 8 juli 1982 te Haarlem
Promotor: Prof. dr. H.M. LokhorstCo-promotoren: Dr. J.H.E. Kuball
Dr. E. Meijer
iv
Voor Henk van Dorp
v
Contents
1 Introduction and scope of the thesis 1
I Therapeutic potential of an allogeneic stem
cell transplantation
2 Single-centre experience with nonmyeloablative allogeneic stem celltransplantation in patients with multiple myeloma: prolonged re-missions induced 11
II Graft-versus-Host Disease and mechanisms
of disease
3 Rituximab treatment before reduced intensity conditioning trans-plantation associates with a decreased incidence of extensive chronicGVHD 25
4 The immunological phenotype of rituximab-sensitive chronic graft-versus-host disease: a phase II study 41
III Towards new effectors with the potential to
control viral infections and leukemia
5 γ9 and δ2CDR3 domains regulate functional avidity of T-cells har-boring γ9δ2T-cell receptors 57
6 γδT-cells elicited by CMV-reactivation after allo-SCT cross-recognize CMV and leukemia 85
7 General discussion 119
Bibliography 129
vi
8 Nederlandse samenvatting 155
Curriculum Vitæ 165
List of publications 167
Dankwoord 169
vii
viii
Chapter 1
Introduction and scope of the thesis
1.1 Therapeutic potential of an allogeneic stem cell
transplantation
Allogeneic stem cell transplantation is used as curative treatment for a wide
variety of hematological malignancies, such as multiple myeloma [5, 13] and
acute myeloid leukemia [66, 185]. The treatment effect is partially due to the
conditioning regimen given before transplantation, but mainly to the graft-
versus-tumor effect that is seen after infusion and repopulation of the new im-
mune system. Graft-versus-tumor (GvT) effect is induced by competent donor
lymphocytes and is clearly illustrated by sustained remission after infusion of
donor lymphocytes after allo-SCT [120, 138, 228]. Donor T cells are key players
in the curative GvT effect. In an HLA-matched setting donor T-cells can re-
act against polymorphic peptides, minor histocompatibility antigens (mHags),
presented by HLA-molecules to donor T cells. mHags can be expressed on all
cells, but can also be specific to hematopoietic cells and tumor cells [99, 206]. T
cells directed against mHags, specifically presented on tumor cells, can induce
GvT effect.
Despite the GvT effect, relapse is not uncommon. 10 − 45% of patients will
ultimately develop relapse of disease [5, 31, 43, 171]. This is the main cause
of treatment failure. Furthermore non-relapse mortality (NRM), mainly caused
by graft-versus-host disease (GVHD) and infections, such as viral reactivations,
gravely impairs the success rate of allo-SCT. After myeloablative and nonmye-
loablative allo-SCT NRM of respectively 32% and 20% was reported [59, 204].
Thus, there is still a substantial need to improve allo-SCT. This can be achieved
1
either by modulating the transplantation in order to minimize the risk of GVHD.
However, this strategy is usually hampered by an increase in relapse [81, 91].
Alternatively, achieving a better control once GVHD occurs represents a valu-
able option. Finally, understanding the rather complex molecular mechanisms
for virus and tumor control after allo-SCT could allow the development of new
treatment strategies with improved efficacy in terms of tumor control and lim-
ited toxicity. Therefore, we will briefly introduce so far know mechanisms of
GVHD (Section 1.2) and introduce potentially valuable new effector cells in or-
der to control leukemia as well as viral infections after allo-SCT (Section 1.3).
1.2 Graft-versus-Host Disease as major challenge
after allo-SCT
The presence of mHags on normal cells can also induce a severe and possibly
lethal complication of allo-SCT, GVHD [57]. Acute GVHD is seen mostly in the
first three months after allo-SCT and is characterized by dermatitis, hepatitis
and enteritis. Acute GVHD is seen in up to 60% of patients and morbidity and
mortality are high [80]. T-cell depletion of the graft is associated with lower
incidence of acute GVHD, however also impairs the GvT effect and relapse of
disease is more often seen in patients treated with a T-cell depleted graft [91,
148]. This again emphasizes the importance of donor T cells in the pathogenesis
of acute GVHD. Acute GVHD is treated with immunosuppressants, such as
high dose prednisone, ciclosporin-A and mycophenolate mofetil (MMF) [80].
Promising results are also seen with mesenchymal stromal cells (MSC’s), which
immunomodulatory effect could taper the allo-reactivity of donor T cells [112,
129, 215].
Chronic GVHD is the major long-term complication of allo-SCT. Up to 70% of
patients surviving 100 days post-SCT will develop chronic GVHD [14]. This
disease is invalidating and decreases quality of life enormously. Moreover it is
the major cause of late mortality after allo-SCT [131, 151]. Chronic GVHD can
affect various organs and has a heterogenous phenotype [70]. In the majority of
patients the skin is involved, either locally or generally [71]. Chronic GVHD can
cause sclerosis of the skin, with similarities with systemic sclerosis (SSc). This
2
CHAPTER 1. INTRODUCTION AND SCOPE OF THE THESIS
can influence movability and chest wall compliance. Moreover chronic GVHD
causes ulcerations of the skin, which are, besides painful and dysmorphic, a
port d’ entrée for pathogens [201]. Other often affected sites are mucosal sur-
faces of eyes, mouth, vagina and gastro-intestinal tract. Furthermore chronic
GVHD can cause bronchiolitis obliterans syndrome, hepatitis and nephritis [71].
The general finding in affected organs is fibrosis. The pathogenesis of organ
damage and fibrosis in chronic GVHD is poorly understood. In both mouse
and human studies fibrosis was not only restricted to the affected sites, but was
generally seen in various organs, even in the spleen [van Dorp, unpublished
data] [100]. Activation of fibroblasts, causing fibrosis, can be mediated by sev-
eral cytokines and growth factors, such as IL-6 [15], TGFβ [104, 127] and PDGF
[1]. A role for T cells in this process is undoubted. Epithelial damage and T-
cell infiltrates at the affected sites are seen in both acute and chronic GVHD.
These infiltrates are, when present, however less fulminant in chronic GVHD
[35]. The addition of anti-thymocyte globuline (ATG) to the conditioning regi-
men, causing an in vivo depletion of both host and donor T cells, lowers the
incidence of chronic GVHD, however not in the same extent as seen in acute
GVHD [114, 122]. Furthermore the differences in phenotype between acute
and chronic GVHD suggest a different pathogenesis. The similarities in phen-
otype with auto-immune diseases like SSc, suggest a role for auto-antibodies
and therefore B cells in development of the fibrosis seen in chronic GVHD. The
findings of plasma cell infiltrates and depositions of immunoglobulins in tissues
affected by chronic GVHD also contribute to this hypothesis [36]. Most im-
portantly however, promising results are seen in patients with chronic GVHD,
refractory to steroids, when treated with B-cell depleting therapy [36, 51, 179].
However, so far limited data on efficacy and potential mechanisms of action of
B-cell depleting therapies have been reported in men. Therefore, we investig-
ated in more detail the potential of B-cell depleting therapies in preventing or
controlling chronic GVHD.
3
1.3 Towards new effectors with the potential to con-
trol viral infections and leukemia
Viral infections and relapse of the underlying disease are the other two chal-
lenges after allo-SCT. Control of leukemia has been reported to be mainly me-
diated by NK cells [174] and αβT cells [150]. NK cells are known to recognize
tumor cells due to loss of inhibitory signals, caused by downregulation of MHC
molecules on tumor cells. Furthermore several activating NK receptors, such as
NKG2D and NKp30, contribute to this recognition by binding ligands upregu-
lated on malignantly transformed cells, i.e. the MHC-like molecules MICA and
MICB and ULPs [141]. αβT cells can recognize tumor specific antigens presen-
ted by MHC molecules through their-T cell receptor (TCR) [19, 160]. In patients
with leukemia the control mechanisms are not sufficient enough to clear tumor
cells. To overcome this problem and to optimize the anti-tumor response in
vivo, it has been suggested to generate substantial amounts of tumor specific T
cells by adoptive transfer of engineered T cells bearing a tumor specific αβTCR
[106, 150, 218]. Although promising, this technique has several limitations.
First, a distinct αβTCR is restricted to an HLA type, therefore the amount of
patients that can be treated with one TCR is limited. Secondly, redirecting αβT
cells, with a high affinity αβTCR against tumor specific antigens, can induce
‘on-target’ auto-reactivity, since these specific antigens are often also expressed
on normal tissues, although to a lesser extent [107, 162]. However, even when
an αβTCR directed against antigens uniquely expressed on tumor cells is used,
autoreactivity can occur. Introduction of a specific or engineered αβTCR can
induce pairing with the endogenous αβTCR. This mispairing induces αβT cells
with unknown specificity. When these unwanted TCRs gain specificity towards
normal tissues, this can lead to ‘off-target’ auto-reactivity [20, 67]. The major
challenge in adoptive TCR transfer is to select TCRs that can be broadly used,
with high tumor specificity and affinity, while on- and off-target auto-reactivity
are prevented.
An attractive option to meet all these conditions at once is the use of a γδTCR.
γδT cells are a minor population in the peripheral blood and more widespread
in epithelial tissues, such as the skin, lung, gastro-intestinal and reproductive
4
CHAPTER 1. INTRODUCTION AND SCOPE OF THE THESIS
tract [89]. γδT cells express a heterodimer composed of rearranged γ and δ
chains, comparable to the αβTCR. γδT cells rearrange and express clonally di-
verse TCRs, however the variability of the variable (V) and joining (J) elements
in the TCRγ and TCRδ loci is more limited in number than of the TCRα and
TCRβ. In humans there are at this moment 6 known Vγ genes and 5 Vδ genes
[12, 89, 95]. The diversity of the γδTCR is enhanced by a special feature of
the TCRδ locus. The TCRδ locus contains, like the TCRβ locus, diversity (D)
elements. TCRδ chains frequently use both of their D elements to create more
diverse complementarity determining regions (CDR3). The TCRδ locus is loc-
ated within the TCRα locus and the TCRγ locus is located in the proximity of
the TCRβ locus. Despite the proximity of their locations rearranging of genes of
the TCRα and TCRδ, or TCRβ and TCRγ, is very rare. Transfer of a γδTCR into
αβT cells could prevent mispairing between the endogenous and the introduced
TCR and thereby formation of TCRs with unwanted specificity. Using the αβT
cells as carrier of the γδTCR also solves the problem that function and prolif-
eration capacity of γδT cells can be impaired in cancer patients [234], whereas
αβT cells can, even in end stage cancer, induce potent immune responses [126].
γδTCRs, like the αβTCR, use the signalling domain of the CD3 molecule after
activation [161]. However they recognize antigens in a major histocompatibility
complex (MHC) independent matter [89, 110]. It is thought that not one, but
a various number of ligands causes activation of the γδTCR. They specifically
recognize both self- and non-self ligands, upregulated on stressed cells. Self-
ligands, upregulated on infected or malignantly transformed cells and activat-
ing γδT cells, are endogenous low molecular mass phosphoantigens, which are
metabolites of the mevalonate pathway, such as isoprenylpyrophosphate (IPP)
[34, 109, 214], and the mitochondrial F1ATPase [198]. Furthermore, γδT cells
recognize known ligands of NK-receptors, upregulated on infected or trans-
formed cells, such as the MHC-like molecules MIC-A and MIC-B [87, 238], and
ULBP4 [119]. This recognition is mediated by both the γδTCR as NKG2D, which
is also expressed by most γδT cells [110, 184]. Moreover CD1c, a MHC-like mo-
lecule, presenting self lipids, is upregulated on inflammation induced monocyte
differentiation into dendritic cells (DCs) is shown to activate γδT cells [190]. A
broad spectrum of bacterial species and parasites are described to induce prolif-
eration and cytokine production by γδT cells. They are recognized by non-self
5
ligands, mainly exogenous phospho-antigens, like HMBPP [17, 42]. These are
products of the equivilant of the mevalonate pathway, as used by different mi-
crobes [109].
In this context, we investigated in this thesis the role of γδT cells and defined
γδTCRs to control leukemia. However, as γδT cells are also activated by cyto-
megalovirus (CMV) and other herpesvirus antigens we investigated also the
role of γδT cells and defined γδTCRs after allo-SCT and CMV-reactivation and
focused on mainly Vδ1pos γδT cells as CMV infection induces proliferation of
mainly Vδ1pos γδT cells. Healthy individuals, who are CMV seropositive, have
higher percentages of circulating Vδ1pos γδT cells, with an effector memory
phenotype [176]. This suggests a role for Vδ1pos γδT cells in controlling CMV
virus after primary infection. Proliferation of Vδ1pos γδT cells has also been
described upon reactivation of CMV disease after kidney transplantation [55].
After allo-SCT reactivation of CMV, contributes to the non-relapse mortality
and morbidity, causing pneumonia, retinitis and most frequently colitis [28]. In
immunocompetent individuals there is a tight balance between the virally in-
fected cells and the host immune system, mainly virus specific T cells. This fine
balance is disturbed in patients with a compromised immune system as seen
after intensive chemotherapy and allo-SCT. The virus is no longer controlled by
the immune system and can reactivate from its latency [28]. Interestingly, there
is recent evidence that virus specific αβT cells in the graft can protect against
severe CMV reactivations [175]. It is hypothesized that, since the graft of a
seronegative donor does not contain virus specific αβT-cells, a competent im-
mune response against CMV will take even longer than in patients treated with
the graft of a seropositive donor. However in many cases immune responses
early after allo-SCT are not yet adequate enough to control the virus, even after
tapering of immunosuppressants. Therefore, we asked as to whether individual
γδT-cell lines, clones or even individual receptors might not only provide tools
to improve control of leukemia after allo-SCT but also to further prevent viral
reactivations.
In the context of above described major challenges during an allo-SCT we
defined the scope of this thesis: In Part I the potential of allo-SCT in multiple
myeloma patients has been addressed. In Part II (Chapters 3 and 4) the effect
6
CHAPTER 1. INTRODUCTION AND SCOPE OF THE THESIS
of both host and donor B-cell depletion on the development of chronic GVHD
has been evaluated. In Part III (Chapters 5 and 6) the potentially therapeutic
efficacy of γδT cells for the control of leukemic and viral infections has been in-
vestigated. This includes the impact in the context of an allo-SCT as well as the
development of next generation immune therapies for the clearance of leukemia
and infections.
Part I. Therapeutic potential of an allogeneic stem cell transplantation
Chapter 2. Single-centre experience with nonmyeloablative allogeneic
stem cell transplantation in patients with multiple myeloma: pro-
longed remissions induced.
Part II. Graft-versus-Host Disease and mechanisms of disease
Chapter 3. Rituximab treatment before reduced-intensity conditioning
transplantation associates with a decreased incidence of extensive
chronic GVHD.
Chapter 4. The immunological phenotype of rituximab-sensitive chronic
graft-versus-host disease: a phase II study.
Part III. Towards new effectors with the potential to control viral infections and
leukemia
Chapter 5. γ9 and δ2CDR3 domains regulate functional avidity of T-cells
harboring γ9δ2T-cell receptors.
Chapter 6. γδT cells elicited by CMV-reactivation after allo-SCT cross-
recognize CMV and leukemia
7
8
Part I
Therapeutic potential of an
allogeneic stem cell
transplantation
9
Chapter 2
Single-centre experience withnonmyeloablative allogeneic stemcell transplantation in patients withmultiple myeloma: prolongedremissions induced
Suzanne van Dorp1, Ellen Meijer
1, Niels W.C.J. van de Donk1,
Adriaan W. Dekker1, Karel Nieuwenhuis
1, Monique C. Minnema1,
Eefke Petersen1, Roger Schutgens
1, Leo F. Verdonck1
and
Henk M. Lokhorst1
Netherlands Journal of Medicine, 2007
1Department of Haematology, University Medical Centre Utrecht, Utrecht, the Netherlands
11
Abstract
Background: The role of allogeneic stem cell transplantation in multiplemyeloma is not yet established.Methods: We retrospectively evaluated the outcome of nonmyeloablativeallogeneic stem cell transplantation (NMA) in patients with multiple myel-oma treated at the department of Haematology of the University MedicalCenter Utrecht. Thirty-six patients received NMA as part of the first-linetreatment; 23 patients as part of salvage therapy. Conditioning regimen waslow-dose total body irradiation (TBI, 2 Grays) only; fludarabine was addedin patients without previous autologous stem cell transplantation and pa-tients with matched unrelated donors received antithymocyte globulin inaddition to fludarabine and TBI.Results: Following NMA overall response increased from 84 to 90%, com-plete remission rate from 15 to 32%. As part of first-line treatment NMA in-duced complete remission in 50% of patients versus one patient (4%) treatedfor relapsed multiple myeloma. Median progression-free survival was 26months (13 months for the salvage group, 38 months for the ‘upfront’ pa-tients). Median overall survival has not been reached yet. The achievementof complete remission following NMA as part of first-line treatment wasassociated with prolonged progression-free and overall survival. Major tox-icities were acute and chronic graft-versus-host disease occurring in 64%(23% grade 3-4) and in 54% (49% extensive) patients, respectively. Sevenpatients (12%) died from nonrelapse mortality (NRM), five patients (9%)directly related to toxicity of NMA.Conclusion: NMA in multiple myeloma is feasible, is associated with ac-ceptable NRM and may induce prolonged complete remission. In pretreatedpatients the result of NMA is disappointing which urges new strategies.
2.1 Introduction
Allogeneic stem cell transplantation (ASCT) is probably the only treatment with
a curative potential for multiple myeloma. This is due to the graft-versus-
myeloma effect, mediated by immune competent donor lymphocytes, best il-
lustrated by the induction of sustained remissions following donor lymphocyte
infusions after ASCT [5, 13, 181]. However, the necessity of performing ASCT
in multiple myeloma is disputed as no survival advantage has been obtained
compared with autologous SCT, in particular when myeloablative conditioning
12
CHAPTER 2. NONMYELOABLATIVE ASCT IN MULTIPLE MYELOMA
for the ASCT is applied [24]. An important factor for this is the high nonrelapse
mortality associated with myeloablative conditioning [24, 139].
In an attempt to lower nonrelapse mortality and make ASCT available to more
patients, nonmyeloablative conditioning was introduced. Nonmyeloablative
ASCT (NMA) is associated with reduced acute toxicity, while antitumor activity
is probably maintained [6, 76, 147, 204]. In this retrospective single center study
we show that NMA in multiple MM is feasible, with acceptable NRM and that
prolonged remissions may be induced in patients who received NMA as part of
first line treatment and achieved a complete response following SCT.
2.2 Patients and methods
2.2.1 Selection of patients. Patients with MM, who received a NMA at the
University Medical Center Utrecht, The Netherlands, between September 2001
and September 2005 were included in this retrospective study. In this period
in all newly diagnosed patients younger than 66 years and their siblings the
human leucocyte antigens (HLA) class I (HLA-A, HLA-B, HLA-C) and class II
(HLA-DR, HLA-DP, HLA-DQ) were typed in the first three months after dia-
gnosis. If a HLA matched sibling donor was available (1 factor class I or class
II mismatch was allowed), patients could proceed to NMA between 2 and 6
months after high dose melphalan (HDM) 200 mg/m2 and autologous stem
cell rescue, that followed 3 courses of induction therapy with Vincristine, Ad-
riamycin, Dexamethasone (VAD) or Thalidomide, Adriamycin, Dexamethasone
(TAD) [77]. Also patients with a relapse after preceding treatment, but respons-
ive to salvage therapy, and having an HLA-matched related or unrelated donor
were also allowed for subsequent NMA.
2.2.2 Conditioning. The conditioning regimen before allogeneic stem infusion
for the patients with completely matched HLA identical siblings donors con-
sisted of 1 course of low dose Total Body Irradiation (TBI) (2 Gy) only, in case
they had received HDM 200 mg/m2 within the preceding 2 and 6 months (tan-
dem auto-NMA). Fludarabine 30 mg/m2 intravenously for 3 days was added in
case no preceding autologous SCT was performed. The conditioning regimen
13
before allogeneic stem infusion for the patients with an HLA mismatched or
unrelated donor consisted of anti-thymocyte globulin (ATG; 2 mg/kg/day for 4
days) followed by fludarabine 30 mg/m2 intravenously for 3 days and 1 course
of low dose TBI (2 Gy).
2.2.3 Immune suppression. In the post-transplantation period all patients were
treated with the immunosuppressive drugs cyclosporine A (CSP) and my-
cophenolate mofetil (MMF). Patients received 30 mg/kg/day MMF for 60− 90
days and 2 × 4.5 mg/kg/day CSP for 3 − 6 months according to the Seattle
scheme [147].
2.2.4 GVHD grading and treatment. For diagnosing and grading acute Graft
versus Host Disease (GVHD) the Gluckberg criteria [77] were used. Chronic
GVHD was graded according to the Seattle classification [202]. Time of onset of
acute and chronic GVHD and grade of GVHD were monitored. Acute GVHD >
grade I was treated with prednisone 1− 2 mg/kg/day and when necessary top-
ical prednisone treatment was applied. In these cases the doses of CSP and/or
MMF were increased or continued. In case of steroid refractory acute GVHD
other drugs were used, such as sirolimus, tacrolimus, rituximab or more exper-
imental drugs, such as alemtuzumab and dacluzimab. Chronic GVHD of the
skin was treated with topical prednisone. In severe cases of extensive chronic
GVHD prednisone 1 mg/kg/day was given.
2.2.5 Definitions. Response and progression were determined according to the
European Group for Blood and Marrow Transplantation (EBMT) criteria [25].
In short, a partial response (PR) was defined as ≥ 50 reduction of serum M-
proteine or ≥ 90% reduction in 24 hour excretion of Bence Jones proteinuria
in case of light chain disease (LCD). A complete response (CR) was defined as
complete disappearance of serum and urine M-proteine as determined by im-
mune fixation of serum and 10 times concentrated urine. In addition monclonal
myeloma cells as determined by immune phenotyping had to be absent in a
representative bone marrow aspirate or biopsy. Non relapse mortality (NRM)
was defined as any death not related to progressive or relapsed myeloma.
14
CHAPTER 2. NONMYELOABLATIVE ASCT IN MULTIPLE MYELOMA
2.2.6 Statistical analysis. For the statistical analysis SPSS 12.0.1 for Windows
(SPSS Inc., IL, and USA) was used. Overall survival (OS) was measured in
months and defined as the time from the date of transplantation until date
of death or last follow-up. Progression-free (PFS) survival was measured in
months and defined as the time from the date of transplantation until the date
of progression or death from any cause or last follow-up. Time to acute or
chronic GVHD was calculated from the date of transplantation until occurrence
of acute or chronic GVHD. Probabilities of overall survival, progression-free
survival, and NRM were calculated using the Kaplan-Meier method. Kaplan-
Meier curves were generated to illustrate survival and the log-rank test was
used to compare survival curves between sub-groups. Univariate Cox regres-
sion analysis was used to determine the prognostic value of various variables
for overall survival and progression-free survival. The predictive value of acute
and chronic GVHD for OS and PFS was calculated using a time-dependent uni-
variate Cox regression analysis.
2.3 Results
2.3.1 Patient characteristics. Fifty-nine patients were included in this study.
The median age was 55 years (range 35 to 67). There were 42 males (71%) and
17 females (28%). The median follow-up duration of survivors was 25.2 months
(range 6.8 to 54.6) (Table 2.1). In 36 patients (61%), NMA was part of first-line
treatment and in 23 patients (39%) it was part of salvage treatment. At the time
of transplant, nine patients (15%) were in complete remission and 40 patients
(68%) were in partial remission.
Forty-four patients (74%) had a matched related donor, four patients (7%) had a
partially matched related donor and six patients (10%) had a matched unrelated
donor, and five patients (9%) had a partially matched unrelated donor. In 16
cases (27%) there was a female donor and a male recipient. Thirty-five patients
(59%) were conditioned with TBI only (2 Gy) and 24 (41%) with TBI and fluda-
rabine (30 mg/m2/day for 3 days) [6]. Fifteen patients (25%) received ATG as
in vivo T-cell depletion. At the time of diagnosis 21 out of 50 patients (42%) had
chromosome 13 abnormalities in FISH analysis and 20 out of 44 patients (46%)
15
had an elevated β2-microglobulin (≥ 3.0 mg/l).
No. of patients (%)
Sex
Male 42 (71.2)
Female 17 (28.8)
Age (years)
Median 55
Range 35− 67
Median follow up1 (months)
Median 25.2
Range 6.8− 54.6
Extent of prior therapy
First-line treatment 36 (61.0)
Relapse treatment 23 (39.0)
Donor
MRD 44 (74.6)
PMRD 4 (6.8)
MUD 6 (10.2)
PMUD 5 (8.5)
Conditioning regimen
TBI 35 (59.3)
TBI and fludarabine 24 (40.7)
Donor sex match
Female to male 16 (27.1)
Other 43 (72.9)
Deletion of chromosome 132
Presence of deletion of chromosome 13 21 (42.0)
Absence of deletion of chromosome 13 29 (58.0)
β2-microglobulin3
< 3 mg/L 24 (54.5)
> 3 mg/L 20 (45.5)
Status at the time of Allo-SCT
CR 9 (15.3)
No CR 50 (84.7)
Table 2.1: Patient characteristics (N = 59). Allo-SCT indicates allogeneic stem celltransplantation; CR, complete response; MRD, matched related donor; MUD matchedunrelated donor; PMRD, partial matched related donor; PMUD, partial matched unre-lated donor; TBI, total body irradiation. 1Follow-up duration of survivors. 2Determinedin 50 patients (84.7%). 3Determined in 44 patients (74.6%).
16
CHAPTER 2. NONMYELOABLATIVE ASCT IN MULTIPLE MYELOMA
Total No. ofpatients (%)
First-line treatmentn (%)
Relapse treatmentn (%)
p
Remission state beforeallo-SCT
0.007
CR 9 (15.3) 9 (25) 0 (0)
PR 40 (67.8) 24 (66.7) 16 (69.6)
NR 10 (16.9) 3 (8.3) 7 (30.4)
Remission state afterallo-SCT
< 0.001
CR 19 (32.2) 18 (50) 1 (4.3)
PR 35 (59.3) 17 (47.2) 18 (78.3)
NR 5 (8.5) 1 (2.8) 4 (17.4)
Table 2.2: Response rates to non-myeloablative allo-SCT in first-line and relapse treat-ment. Allo-SCT, allogeneic stem cell transplantation; CR, complete response; PR, partialresponse; NR, no response; Differences in categorical variables were determined withthe Pearson χ2-test.
2.3.2 Response and survival. Total response rate following NMA increased
from 83% (n = 49) to 92% (n = 54); complete response rate increased from
15 to 32%. NMA as part of first-line treatment induced a complete remission
in 50% of patients, as compared with achievement of a complete remission in
one patient (4%) treated for relapsed multiple myeloma. An ongoing response,
defined as improvement of partial to complete response and from no response
to partial or complete response occurred in 24% of patients; 28% in patients who
received NMA as part of first-line treatment and 17% in patients who received
NMA as part of relapse treatment (Table 2.2).
Twenty-five patients (42%) relapsed or progressed after NMA, two from com-
plete remission and 23 from partial remission. At the time of analysis 48 patients
were alive. Eleven patients (19%) had died, four from progressive disease and
seven (12%) from nonrelapse mortality. The estimated overall survival of the
whole group of patients at two years was 84% (Figure 2.1). Median progression-
free survival was 23.5 months (range 1.0 to 38.0 months; Figure 2.2). In patients
who received NMA as part of first-line therapy, overall and progression-free sur-
vival at two years were 88.9 and 68.9%, respectively (Figures 2.3A and B). The
achievement of complete remission after NMA in this group of patients was
associated with superior overall survival and progression-free survival (Fig-
ures 2.4A and B). Also the presence of complete remission before NMA was
17
Figure 2.1: Overall survival follow-ing nonmyeloablative allogenic stem celltransplantation.
Figure 2.2: Progression-free survival fol-lowing nonmyeloablative allogenic stemcell transplantation.
associated with prolonged progression-free survival (p = 0.037), but not with
prolonged overall survival (p = 0.234). The occurrence of chronic GVHD was
associated with prolonged overall survival (p = 0.012) but not with progression-
free survival (p = 0.3). The 11 patients with acute GVHD grade III and IV had
inferior overall survival due to fatal outcome of this complication in five pa-
tients (p = 0.001). No fatal deaths were observed in the patients with acute
GVHD grade 0 to II. None of all other factors tested including age, gender of
recipient or donor, conditioning regimen, use of ATG, family or a matched un-
related donor, deletion of chromosome 13 (FISH), β2 microglobulin ≥ 3 mg/ml,
had an impact on overall or progression-free survival. In the patients who re-
ceived NMA as part of the treatment for relapsed myeloma overall survival and
progression-free survival at two years were 77.5 and 23.9%, respectively (Fig-
ure 2.5). None of the factors tested including age, gender as described above
had an impact on progression-free and overall survival. It should be mentioned,
however, that the statistical analysis must be interpreted with caution due to the
small number of patients.
2.3.3 Toxicity. Nonrelapse mortality at 12 months was 12% (Figure 2.6). Five
patients (9%) died from acute GVHD grade III to IV. One patient died from
18
CHAPTER 2. NONMYELOABLATIVE ASCT IN MULTIPLE MYELOMA
Figure 2.3: (A) Overall survival in patients who received NMA as first-line treatment.(B) Progression-free survival in patients who received NMA as first-line treatment.
Figure 2.4: (A) Overall survival in patients who recieved NMA as first-line treatmentand did reach complete remission afterwards and patients who did not reach completeremission. (B) Progression-free survival in patients who recieved NMA as first-line treat-ment and did reach complete remission afterwards.
19
Figure 2.5: (A) Overall survival in patients who recieved NMA as treatment for relapsedmyeloma. (B) Progression-free survival in patients who recieved NMA as treatment forrelapsed myeloma.
complications occurring after heart catheterisation and one relapsed patient re-
fused further treatment, including a stem cell boost for secondary aplasia and
ultimately died from overwhelming septicaemia. Acute GVHD following NMA
occurred in 38 patients (64%): grade I in 12 (20%), grade II in 12 (20%), and
grade III or IV in 14 patients (24%). Chronic GVHD following NMA occurred
in 32 patients (54%), with three patients (5%) experiencing limited disease and
29 patients (49%) extensive disease. NMA as first-line treatment was associated
with a higher incidence of grades II to IV acute GVHD, when compared with
NMA as relapse treatment (56 versus 26%; p = 0.034). The use of ATG sig-
nificantly reduced the incidence of chronic GVHD (20 versus 66%; p = 0.003).
This may explain the lower incidence of chronic GVHD in patients with an un-
related or mismatched donor. All other factors tested were not associated with
occurrence of acute or chronic GVHD.
2.4 Discussion
Several conclusions can be drawn from this retrospective study. The first one is
that NMA is feasible in multiple myeloma, even in heavily pretreated patients.
Nonrelapse mortality after NMA compares very favourably with nonrelapse
mortality after myeloablative ASCT [24, 139]. What is remarkable is the absence
20
CHAPTER 2. NONMYELOABLATIVE ASCT IN MULTIPLE MYELOMA
Figure 2.6: Nonrelapse mortality.
of nonrelapse mortality in the patients receiving a transplant from a matched
unrelated donor, probably due to the administration of ATG. The second ob-
servation is that NMA as part of first-line therapy results in a high percentage
of complete responses which seems to be predictive for prolonged progression-
free and overall survival, while all patients not achieving a complete response,
including the vast majority of the relapsed patients, have remissions of short
duration. Longer observation, however, is needed to determine the quality and
durability of these complete remissions. Late relapses from complete remissions
are not uncommon after ASCT for multiple myeloma [44]. The third conclusion
is that overall survival is remarkably good even in the pretreated patients. This
may be due to the efficacy of novel agents such as thalidomide, bortezomib and
DLI given to the patients who relapsed after NMA [220, 221]. Acute and chronic
GVHD were the most important toxicities and responsible for the fatal outcome
in five patients (9%). Nonrelapse mortality percentage may still increase due
to the considerable number of patients with chronic extensive GVHD. Chronic
GVHD, the most important negative factor for quality of life after NMA with
full stem cell grafts, is however a significant factor for prolonged progression-
free and overall survival.
Although our results and results from other studies are encouraging, the role of
NMA for myeloma is not yet established [147, 243]. In the recently published
prospective study by the French IFM, high-risk myeloma patients with an HLA-
21
identical family donor and treated with tandem autologous/NMA-ASCT had
comparable progression- free and overall survival to the patients with no donor
who were treated with double autologous SCT [74]. In this study in vivo T-cell
depletion was performed with high- dose ATG as part of the nonmyeloablative
conditioning regimen in all patients. The beneficial effect of in vivo T-cell deple-
tion is the low incidence of acute and chronic GVHD; the detrimental effect is
the elimination of the graft-versus-myeloma (GvM) effect [137]. The importance
of immune-competent donor T cells for GvM effect is illustrated by responses
to DLI and the occurrence of chronic GVHD [140]. European study groups,
including the Dutch Haemato-Oncology Association (HOVON), Spain’s Pro-
grama para el estudio y tratamiento de las hemopatias malignas (PETHEMA),
and the European Group for Blood and Marrow Transplantation (EBMT), are
performing comparable prospective donor versus no-donor studies. The res-
ults of these studies have to be awaited for more definite conclusions about the
value of NMA in multiple myeloma. In anticipation of the outcome of these
studies it is necessary to explore new strategies, which are aimed at stimulating
the cytotoxic efficacy of the donor T cells towards the residual myeloma cells
without enhancing GVHD. The suggestion that the novel antimyeloma agents
such as bortezomib, thalidomide, and lenalidomide may preferentially stimu-
late the graft-versus-tumor effect and not GVHD is fascinating in this respect
[121, 221].
In conclusion, NMA ASCT as part of first-line treatment of multiple myeloma
is feasible, is associated with acceptable transplant-related mortality and may
induce a high percentage of complete remissions of good quality and prolonged
duration. The outcome of prospective donor versus no-donor studies, however,
has to be awaited to better define the role of this treatment for multiple my-
eloma. In extensively pretreated patients response rate and progression-free
survival are disappointing and in this category of patients new strategies need
to be explored. These strategies should be aimed at enhancing the graft-versus-
tumor effect, probably by incorporating novel agents.
22
Part II
Graft-versus-Host Disease and
mechanisms of disease
23
Chapter 3
Rituximab treatment before reducedintensity conditioningtransplantation associates with adecreased incidence of extensivechronic GVHD
Suzanne van Dorp1,2, Floor Pietersma
2, Matthias Wölfl3,
Leo F Verdonck1, Eefke J Petersen
1, Henk M Lokhorst1, Edwin Martens
4,
Matthias Theobald1, Debbie van Baarle
2, Ellen Meijer1, and
Jürgen Kuball1,2
Biology of Blood and Marrow Transplantation, 2009
1Department of Hematology and Van Creveld Clinic, UMC Utrecht, The Netherlands2Department of Immunology, UMC Utrecht, The Netherlands3Children’s Hospital, University of Würzburg, Germany4Julius Center for Health Sciences and Primary Care, UMC Utrecht, The Netherlands
25
Abstract
Chronic graft-versus-host-disease (cGVHD) is the major cause of late mor-bidity and mortality after allogeneic stem cell transplantation. B cells havebeen reported to be involved in mediating cGVHD. To assess whether pre-emptive host B-cell depletion prevents extensive cGVHD after allogeneicreduced-intensity-conditioning-transplantation (RICT), 173 patients treatedwith RICT for various haematological diseases, who have or have not re-ceived Rituximab (Rtx) within 6 months prior to RICT, were analyzed ret-rospectively. Rtx-treatment within 6 months prior RICT reduced extensivecGVHD significantly from 45.8% to 20.1%. We hypothesize that most likelyhost B cells initiate cGVHD and, thus, a systematic B-cell depletion priorto RICT by Rtx might be a valuable strategy in order to reduce extensivecGVHD after RICT.
3.1 Introduction
Chronic graft-versus-host-disease (GVHD) is the major long term complication
of allogeneic stem-cell-transplantation (allo-SCT) as up to 70% of all survivors
of allo-SCT beyond day 100 develop chronic GVHD (cGVHD) [10, 130, 187].
Several lines of investigation indicate that B cells are involved in the develop-
ment of cGVHD [130, 210] and B-cell depletion using the monoclonal anti-CD20
antibody Rituximab (Rtx) has demonstrated benefit in the treatment of steroid-
refractory cGVHD with a success rate of up to 70% [36, 51, 179, 242]. Given
poor clinical responses in patients with steroid-refractory cGVHD [130] a po-
tential prophylactic value of Rtx in cGVHD warrants further pursuit. To date,
the answer to this question has been approached by others, but remains un-
answered. A study of patients after myeloablative allo-SCT suggested no differ-
ence in cGVHD in 35 patients treated with Rtx as part of the allo-SCT condition-
ing regimen, but indicated a possible decrease in overall acute GVHD (aGVHD)
incidence [113]. Therefore we studied, whether depletion of host B cells prior
to transplantation by Rtx can reduce the incidence of this quality-of-life and
life-threatening complication in patients who underwent allogeneic reduced-
intensity-conditioning-transplantation (RICT). Patients with and without Rtx-
treatment within 6 months prior to RICT were analyzed retrospectively and
were compared for the incidence of acute and cGVHD, graft-versus-leukemia-
effect (GVL) and overall survival (OS).
26
CHAPTER 3. DUAL ROLE FOR HOST B CELLS IN RICT
3.2 Design and methods
3.2.1 Power analysis and selection of patients. To calculate the minimum
amount of patients needed to see a significant difference in extensive cGVHD
between the Rtx pre-treated and non-Rtx-group an effect size, thus the expec-
ted difference between two groups was set at 25%. The Chi-square calculation
indicated that 18 patients per group were needed to achieve a power of 80%
(α = 0.05). 173 patients with various hematological diseases (Table 3.1), who
received a RICT at the University Medical Center Utrecht, from September 2001
until April 2007, were included in this retrospective study and allowed to fur-
ther increase the number of Rtx treated patients to 29 Rtx patients and 144
control patients, which increased the power from 80% to > 99%. One patient
in the Rtx-group has been treated with alemtuzumab 6 months prior to RICT.
RICT was given as curative or as rescue treatment to patients younger than 70
years with an available HLA-matched related or unrelated donor (1 HLA class
I or class II mismatch was allowed). Patients were treated according to clinical
protocols approved by the local ethics board and gave their informed consent.
Total population Rtx No Rtx p-value
N (%) 173 (100) 29 (17) 144 (83)
Median age (years) (range) 56 (20− 69) 58 (29− 67) 56 (20− 69) 0.662
Median follow up (months) (range) 28 (1− 40) 21.9 (1− 40) 28.8 (1− 40) 0.011
Sex % (female/male) 34/66 28/72 35/65 0.417
Disease, n < 0.001
ALL 6 0 6
AML 29 0 29
MDS 8 0 8
CLL 13 8 5
CML 6 0 6
MM 62 0 62
NHL 32 18 14
SAA 6 0 6
Myelofibrosis 2 0 2
Other 9 3 6
Donor, n (%) 0.925
MRD 111 (64) 19 (66) 92 (64)
PMRD 10 (6) 1 (3) 9 (6)
MUD 38 (22) 7 (24) 31 (22)
Continued on next page
27
Continued from previous page
Total population Rtx No Rtx p-value
PMUD 14 (8) 2 (7) 12 (8)
HLA-mismatch, n (%) 24 (14) 3 (10) 21 (15) 0.547
Patient male/donor female, n (%) 37 (21) 5 (17) 32 (22) 0.551
ATG as part of conditioning, n (%) 70 (41) 11 (38) 59 (41) 0.761
RT as part of pre-treatment, n (%) 25 (15) 5 (17) 20 (14) 0.639
Remission before RICT, n (%) 0.1
CR 55 (32) 4 (14) 51 (35)
PR 74 (43) 16 (55) 58 (40)
NR/progression 44 (25) 9 (31) 35 (24)
Median time of Rtx treatment before RICT(months) (range)
- 2.0 (1− 6) - -
Duration of IS, n (%) 0.235
Short 89 (51) 12 (41) 77 (54)
Long 84 (49) 17 (59) 67 (46)
Organs affected by limited cGVHD, n (% oflimited cGVHD)
Skin 16 (100) 5 (100) 11 (100) -
Liver 3 (19) 0 (0) 3 (27) 0.195
Organs affected by extensive cGVHD, n (%of extensive cGVHD)
Skin 50 (78) 4 (80) 46 (78) 0.916
Liver 17 (27) 2 (40) 15 (25) 0.479
Oropharynx 56 (88) 3 (60) 53 (95) 0.053
Eyes 30 (47) 2 (40) 28 (47) 0.748
Lungs 12 (19) 1 (20) 11 (19) 0.941
Gut 7 (11) 0 (0) 7 (12) 0.414
Kidneys 2 (3) 0 (0) 2 (3) 0.676
Tendons/Joints 2 (3) 1 (20) 1 (2) 0.024
Genitals 3 (5) 1 (20) 2 (3) 0.092
Pericard 1 (2) 0 (0) 1 (2) 0.769
Table 3.1: Patient characteristics. ∗p-values: Mann-Whitney U test for age and follow-up; χ2-test for other factors; ALL: acute lymfoblastic leukaemia; AML: acute myeloidleukaemia; ATG: antithymocyte globulin; CLL: chronic lymfocytic leukaemia; CML:chronic myeloid leukaemia; CR: complete remission; Disease: disease for which RICTwas given as treatment; cGVHD: chronic graft-versus-host disease; HLA: human leuk-ocyte antigen; IS: immunosuppression; MDS: myelodysplastic syndrome; MM: multiplemyeloma; MRD: matched related donor; NHL: non-Hodgkin lymphoma; No Rtx: Norituximab treatment within 6 months prior to RICT; NR: no remission; PMRD: par-tial matched related donor; PR: partial remission; RICT: reduced intensity conditioningtransplantation; RT: radiotherapy; Rtx: Rituximab treatment within 6 months prior toRICT; SAA: severe aplastic anemia.
28
CHAPTER 3. DUAL ROLE FOR HOST B CELLS IN RICT
3.2.2 Determination of B-cell counts. Absolute B-cell counts were determined
in whole blood using TRUcount tubes R© (Becton Dickinson), according to the
manufacturers’ protocol. In brief, whole blood samples were incubated with
anti-human CD19 (Fluorescein Isothiocyanate (FITC)-labeled, Becton Dickin-
son) in TRUcount tubes R©. Erythrocytes were lysed with lysing buffer (Becton
Dickinson). The samples were acquired on LSR-II (Becton Dickinson) flow cyto-
meter. Results were analysed with FACS DIVA software (Becton Dickinson).
Absolute B-cell numbers were calculated according to manufacturers’ protocol.
3.2.3 Conditioning regimen before RICT. For patients with a matched related
donor the conditioning regimen consisted of fludarabin (30 mg/m2/day i.v.
for 3 days) and of one fraction low dose total body irradiation (TBI) (2 Grays).
The transplantation with GCS-F mobilized peripheral blood hematopoietic stem
cells was performed after TBI. In the case of a HLA-mismatched family donor
or any unrelated donor rabbit antithymocyte globulin (ATG; 2 mg/kg/day for
4 days) was added to the regimen and infused before fludarabin was given.
Patients with multiple myeloma, who were treated with RICT, within 3 months
after high dose melfalan (200 mg/m2) and autologous SCT, only received TBI.
3.2.4 Immunosuppression after allo-SCT. In the post-transplantation period all
patients were treated with the immunosuppressants cyclosporin A (CSA) and
mycophenolate mofetil (MMF). Patients received 2× 4.5 mg/kg/day CSA until
day +84 (short) or day +120 (long). Hereafter CSA was tapered if no GVHD
was present. CSA dose was lowered in the case of raised creatinin levels or
severe side effects. Patients received 15 mg/kg/day MMF (maximum of 3
g/day) until day +28 (short) or +84 (long), also followed by tapering in the
absence of GVHD.
3.2.5 Acute and chronic GVHD. aGVHD was diagnosed and graded accord-
ing to the Glucksberg criteria [77], cGVHD was graded according to the Seattle
classification [71, 132]. aGVHD > grade 1 was treated with prednisone 1− 2
mg/kg/day, in case of skin localization, topical prednisone treatment was ap-
plied. Additionally CSA and MMF doses were increased or continued. Steroid-
29
refractory aGVHD was treated with sirolimus, tacrolimus, Rtx or more experi-
mental drugs, such as alemtuzumab and dacluzimab. cGVHD of the skin was
treated with topical prednisone. In severe cases of extensive cGVHD prednisone
1 mg/kg/day was given. Time to acute and cGVHD was calculated from the
date of transplantation until occurrence of acute or cGVHD.
3.2.6 Statistical analysis. Progression free survival (PFS) was defined as the
probability of being alive with no indication of disease progression. Overall
survival (OS) was defined as the probability of survival without considering the
occurrence or non-occurrence of relapse. PFS and OS were measured in months
and calculated from the date of transplantation until the date of first signs of
progression or last date of follow-up. Incidence of acute and cGVHD, EBV and
CMV reactivations, 95% donor chimerism and probabilities of PFS and OS were
calculated using the 1-Kaplan Meier method. Kaplan Meier curves were gener-
ated to illustrate survival and the log-rank test was used to compare survival
curves between subgroups. Univariate Cox regression was used to determ-
ine the prognostic value of various variables for the development of acute and
cGVHD, EBV and CMV reactivation, 95% donor chimerism, PFS and OS. These
variables included sex, age, disease type, HLA-mismatch, sex-mismatch, anti-
thymocyte-globuline as part of conditioning regimen (ATG), radiotherapy as
part of the treatment regimen of the prior disease (RT), conditioning, remission
state prior to RICT, aGVHD grade II-IV or III-IV, limited or extensive cGVHD,
status of T cell and non-T cell chimerism and application of Rtx. For acute
and cGVHD a univariate time-dependent Cox regression analysis was used to
assess its predictive value. Variables that had a p-value ≤ 0.10 in univariate
analysis were included in a multivariate Cox regression analysis, because the
number of available potential predictors exceeded the maximum allowed num-
ber. Rtx treatment was always included in multivariate analysis. E.g., the effect
of disease stage before RICT was assessed first with univariate Cox-regression
analysis and when a p-value < 0.10 was reached, in multivariate Cox-analysis
together with Rtx. We thereby corrected for stage of disease. Not more than 7
variables were used at once in multivariate analysis. Thereby it was guaranteed
that the compared groups would not be too small. Variables were entered all at
once in the Cox model. We used a backward logistic regression model to calcu-
30
CHAPTER 3. DUAL ROLE FOR HOST B CELLS IN RICT
late the effect hierarchically. Statistical analyses were performed with SPSS 15.0
for Windows (SPSS Inc., IL, and USA).
The significance of the difference between the B-cell counts on time points pre-
and post-transplantation of patients who received Rtx and of patients who did
not, was assessed by using a Mann-Whitney U test. Analyses were performed
with GraphPad Prism 4.0 for Windows (GraphPad Software Inc., San Diego,
CA, USA). A probability level of 5% (p < 0.05) was considered significant in all
analyses.
3.3 Results
3.3.1 Influence of Rtx-treatment prior to RICT on B-cell counts post-RICT. 173
patients with hematological malignancies who underwent RICT were analyzed
retrospectively (Table 3.1). Patients were divided in a group that received (Rtx,
n = 29) or did not receive (no-Rtx, n = 144) Rtx within 6 months prior to
RICT as B-cell depletion has been reported to last for up to 6 months [7, 22, 37].
The median time of the last administration of Rtx before RICT was 2.0 months
(range 1.0− 6.0 months). Patients received 375 mg/m2 rituximab per applica-
tion and in 27 cases this was administered in combination with chemotherapy
(R-CHOP/R-PECC; 6− 8 cycles). One patient with EBV reactivation post-solid
organ transplantation received three single applications of Rtx, one patient re-
ceived twice Rtx for chronic active EBV infection. To investigate whether B-cell
depletion with Rtx within 6 months prior RICT effects B-cell counts pre- and
post-RICT, B-cell counts from patients who did (n = 5) and did not receive Rtx
(n = 6) within 6 months prior to RICT where investigated from the study cohort
when B-cell counts were available prior and after RICT at least until 9 months
post-RICT. B-cell counts from patients were compared to B-cell counts from 14
healthy controls (median: 212.5/µl; range 88− 418/µl). Median B-cells counts
pre-RICT (13.0/µl; (n = 4)) and 3 months post-RICT (23.5/µl; (n = 6)) were
significantly lower (p < 0.01) in patients who received Rtx, as compared to a
healthy control group (n = 14) (Figure 3.1). In contrast, median of B-cell counts
in patients who did not receive Rtx prior to RICT differed not significantly be-
fore (182/µl; (n = 3)) and 3 months after (148.5/µl; (n = 6)) RICT as compared
31
Figure 3.1: B-cell counts pre- and post-RICT in patients who received (white bars) anddid not receive (black bars) Rtx within 6 months prior to RICT as compared to a healthycontrol group (grey bar). Statistical analyses compare B-cell counts of patients of eachtime point to B cell counts of the healthy control group. Counts before RICT (within 1week), or months after RICT are indicated. Bars indicate median and range. Numbersindicate the number of samples measured per time point. Only significant changes(p < 0.05) are indicated. Statistical analyses were performed with a Mann-Whitney Utest.
to the healthy control group (n = 14). 6 and 9 months after RICT, no significant
difference in B-cell counts was observed for both, the Rtx- and the no-Rtx-group,
when compared to the healthy control group (Figure 3.1). Thus, Rtx-treatment
within 6 month prior RICT reduces total number of B cells post-RICT at least
until 3 months after RICT.
3.3.2 Impact of Rtx-treatment prior to RICT on aGVHD and cGVHD. The in-
cidence of aGVHD was analyzed by both univariate and multivariate analysis.
There was no significant difference in the incidence of grade II-IV and grade III-
IV between the Rtx- (48.2% grade II-IV (n = 14); 17.9% grade III-IV (n = 5)) and
the no-Rtx-group (45.7% grade II-IV (n = 64) and 15.6% grade III-IV (n = 22))
(Figure3.2A and B). However, the median onset of grade III-IV aGVHD was sig-
nificantly earlier in the Rtx- as compared to the no-Rtx-group (Rtx-group 0.60
months, no-Rtx-group 1.60 months (p = 0.013); Figure 3.2C). Only ATG preven-
ted grade III-IV aGVHD significantly (p = 0.041, HR 2.57 (95% CI: 1.04− 6.38))
in multivariate-analysis with Cox regression (Table 3.2).
32
CHAPTER 3. DUAL ROLE FOR HOST B CELLS IN RICT
In order to assess whether Rtx-treatment prior to RICT prevents the develop-
ment of limited and extensive cGVHD, first the overall frequency of limited and
extensive cGVHD was determined and not significantly different between the
Rtx- and the no-Rtx-group (42.5% (n = 10) versus 54.9% (n = 69), p = 0.468), in
uni- nor in multivariate analysis (Figure 3.3A; Table 3.2). However, in the Rtx-
group 20.1% of patients developed extensive cGVHD (n = 5), while in the no-
Rtx-group 45.8% of patients developed extensive cGVHD (n = 58) (p = 0.053)
(Figure 3.3B). The main sites affected were skin, liver, mucosae and lung with no
statistical difference between the Rtx- and the no-Rtx-group (Table 3.1). After
multivariate analysis significantly less extensive cGVHD was detected in pa-
tients treated with Rtx (p = 0.035, HR 2.67 (95% CI: 1.07− 6.68)) (Table 3.2).
Only the application of ATG as part of the conditioning regimen (p < 0.001,
HR 4.35 (95% CI: 2.26− 8.38)) but no other analyzed factors also decreased the
incidence of extensive cGVHD in a multivariate analysis. Vice versa limited
cGVHD was increased in the Rtx-group (25.6% (n = 5)) as compared to the
no-Rtx- group (12.9% (n = 11), p = 0.088) (Figure 3.3C). Again this difference
reached significance after multivariate analysis (p = 0.040, HR 0.33 (95% CI:
0.11− 0.95)) (Table 3.2). In summary, Rtx-treatment prior to RICT did not af-
fect the frequency of grade II-IV or III-IV aGVHD but attenuated substantially
extensive cGVHD and increased thereby presumably the frequency of limited
cGVHD.
3.3.3 Rituximab prior to RITC did not associate with a difference in either PFS
or OS. Frequently, manipulations which result in a reduction of GVHD are
also associated with a reduction of GVL and vice versa [10, 130]. Therefore it
was assessed whether host B-cell depletion by Rtx-treatment might not only im-
pair GVHD but also influence GVL. As surrogate marker for GVL, progression
free survival (PFS) was assessed separately in the Rtx- and no-Rtx group. PFS
was decreased by HLA mismatch (p = 0.038, HR 0.51 (95% CI: 0.27 − 0.96))
and radiotherapy as part of the treatment regimen prior to RICT (p = 0.009,
HR 0.43 (95% CI: 0.23− 0.81)). Although Rtx-treatment was associated with a
significantly reduced incidence of cGVHD, PFS was not influenced (p = 0.306)
(Figure 3.4A; Table 3.2) by any other analyzed factors including type of dis-
ease. Also OS at 40 months differed not significantly (p = 0.159) between the
33
Figure 3.2: 1-Kaplan Meier curves of acute GVHD grade II-IV (A) and grade III-IV (B)in patients who received Rtx prior to RICT and in patients who did not. (C) Onset ofacute GVHD grade III-IV in patients who received Rtx prior to RICT and in patients whodid not.
34
CHAPTER 3. DUAL ROLE FOR HOST B CELLS IN RICT
Acute GVHD grade II-IV Univariate p-value Multivariate p-value HR 95% CI
Disease 0.051 0.806 1.022 0.861− 1.212
No HLA mismatch 0.058 0.065 2.189 0.951− 5.034
No Rtx 0.61 0.621 0.864 0.485− 1.541
Acute GVHD grade III-IV Univariate p-value Multivariate p-value HR 95% CI
No Rtx 0.702 0.733 0.844 0.320− 2.230
No ATG 0.034 0.041 2.574 1.039− 6.379
Totalchronic GVHD Univariate p-value Multivariate p-value HR 95% CI
No HLA mismatch 0.093 0.895 1.066 0.409− 2.779
No sex mismatch 0.036 0.132 0.664 0.391− 1.130
No Rtx 0.468 0.528 1.241 0.634− 2.427
No ATG 0.001 0.002 2.216 1.339− 3.667
No RT 0.099 0.34 1.515 0.645− 3.560
Acute GVHD 0.014 0.026 1.658 1.063− 2.586
Extensive chronic GVHD Univariate p-value Multivariate p-value HR 95% CI
Disease 0.054 0.16 0.846 0.670− 1.068
No HLA mismatch 0.069 0.727 0.801 0.232− 2.773
No Rtx 0.053 0.035 2.673 1.070− 6.675
No ATG < 0.001 < 0.001 4.354 2.261− 8.384
No Remission 0.07 0.978 0.99 0.487− 2.013
No aGVHD 0.046 0.102 1.515 0.921− 2.493
Limited chronic GVHD Univariate p-value Multivariate p-value HR 95% CI
Male sex 0.075 0.177 2.423 0.671− 8.746
Disease 0.011 0.026 1.469 1.047− 2.060
No Rtx 0.088 0.04 0.328 0.113− 0.950
Progression free survival Univariate p-value Multivariate p-value HR 95% CI
No HLA mismatch 0.006 0.038 0.507 0.267− 0.963
No Rtx 0.306 0.252 1.652 0.700− 3.901
No RT 0.001 0.009 0.434 0.232− 0.814
Non relapse mortality Univariate p-value Multivariate p-value HR 95% CI
Male sex 0.097 0.094 2.312 0.866− 6.174
Age < 55 yrs 0.042 0.038 0.378 0.150− 0.950
No Rtx 0.055 0.074 0.449 0.187− 1.081
Table 3.2: Multivariate Cox regression analysis of outcome in terms of acute GVHDgrade II-IV, acute GVHD grade III-IV, total chronic GVHD, extensive chronic GVHD,limited chronic GVHD, progression free survival, non relapse mortality. p-values <
0.05 are considered significant. ATG: anti-thymocyte globuline; CI: Confidence Interval;GVHD: graft-versus-host disease; HLA: human leukocyte antigen; HR: Hazard Ratio;RT: radiotherapy; Rtx: rituximab within 6 months prior to RICT.
35
Figure 3.3: 1-Kaplan Meier curves of total chronic GVHD (A) extensive chronic GVHD(B), and limited chronic GVHD (C) in patients who received Rtx prior to RICT and inpatients who did not.
36
CHAPTER 3. DUAL ROLE FOR HOST B CELLS IN RICT
Figure 3.4: Kaplan Meier curves of progression free survival (A) and overall survival(B) in patients who received Rtx prior to RICT and in patients who did not.
Rtx-group (n = 18; 61.4%) and no-Rtx-group (n = 103; 67.4%) (Figure 3.4B).
This observation is surprising as PFS and OS [8], in contrast to aGVHD and
cGVHD [50, 51], might have been heavily influenced by the imbalance in the
type of disease in this study cohort. However, the low number for certain en-
tities in this study cohort might have hampered the analysis. In summary, our
data demonstrate a reduced cGVHD in Rtx-treated patients, while GVL is not
affected.
3.4 Discussion
Discussion B cells play an important but yet unclear role in the pathogenesis
of cGVHD [130, 210] and B- cell depletion of donor B cells after allo-SCT with
the monoclonal anti-CD20 antibody, Rtx, has been shown to improve steroid
refractory cGVHD [36, 51, 179, 242]. We asked whether B-cell depletion by Rtx
prior to RICT could decrease the incidence of cGVHD and pre-emptive B-cell
depletion could therefore be a strategy to prevent this major complication after
allo-SCT. Our data indicate indeed that Rtx-treatment prior to RICT decreases
the incidence of extensive cGVHD while relapse rate was not influenced. This
result is in contrast to a previous study which retrospectively compared acute
and cGVHD in 35 leukemia patients, who received Rtx, and 31 control pa-
37
tients [113]. The authors reported no influence of rituximab on the incidence of
chronic GVHD and a possible but not significant decrease of the incidence of
acute GVHD. The main explanation for this difference might be the myeloab-
lative conditioning regimen which depletes the majority of immune cells, thus
also B cells. Consequently, the reported overall incidence of cGVHD was in both
arms very low (∼11%).
A significantly shorter follow-up period in Rtx patients than patients who did
not receive Rtx might have influenced the incidence of cGVHD. However, the
latest time point of onset of extensive cGVHD was 18.2 months (median 5.0
months (range 1.5− 18.2 months)) and the median follow-up was in both groups
> 20 months. So even though the follow-up of the Rtx group was shorter than
follow-up of the no-Rtx group, it was still long enough for extensive cGVHD to
develop.
B cells have been suggested to be final effector-cells in cGVHD by secreting IL6,
a known fibroblast-growth-factor [237]. However, in patients of whom B-cell
counts were available at longer follow up (6 or 9 months post-RICT), no signi-
ficant differences could be observed in total B-cell counts at the onset of cGVHD
and in most patients a full donor chimerism was reached (data not shown). This
suggests that the early depletion of most likely host B-cells rather than donor
B-cells are important for the development of pathogenesis of cGVHD. Thus,
alternative mechanisms must be responsible for the reduced incidence of ex-
tensive cGVHD if patients are treated with Rtx prior to RICT. Host B cells have
been proposed to serve as professional-antigen-presenting-cells, present minor-
histo-compatibility antigens, and induce GVL and GVHD [197]. In this light our
data suggest that host antigen-presenting B cells are under certain conditions
[153] required for initiating priming of donor T cells which mediate maximum
GVHD but no substantially GVL. Thus, host B cells might rather influence shap-
ing of a self-reactive donor T cell repertoire than directly mediating cGVHD.
We can only speculate as to why Rtx-treated patients who developed grade
III-IV aGVHD developed it earlier and conclusions have to been drawn very
cautiously due to the very low number of patients in the Rtx-arm (n = 5). One
explanation for this more rapid course of aGVHD could be that B cells serve as
regulatory B cells, as reported in mice, and provide IL10 to attenuate the course
38
CHAPTER 3. DUAL ROLE FOR HOST B CELLS IN RICT
of disease [188]. However, we cannot exclude that also other modulators of the
immune system such as regulatory T cells [165, 244] or Th17 [241] cells were
indirectly effected by B-cell depletion.
We are aware of major limitations of this study, such as imbalance in disease,
which primarily might have influenced the analysis of PFS and OS but not the
incidence of acute and cGVHD. Thus, our data indicate that most likely host
B cells are important in the pathogenesis cGVHD. In order to reduce cGVHD,
pre-emptive B-cell depletion might be therefore beneficial prior to RICT.
39
40
Chapter 4
The immunological phenotype ofrituximab-sensitive chronicgraft-versus-host disease: a phase IIstudy
Suzanne van Dorp1,2,∗, Henrike Resemann
2,∗, Liane te Boome2,
Floor Pietersma1, Debbie van Baarle
1,3, Frits Gmelig-Meyling1, Roel de
Weger4, Eefke Petersen
2, Monique Minnema2, Henk Lokhorst
2,
Saskia Ebeling1, Marijke van Dijk
4, Ellen Meijer2
and Jürgen Kuball1,2
Haematologica, 2011
1Dept of Immunology, UMC Utrecht, Utrecht, the Netherlands2Dept of Hematology, UMC Utrecht, Utrecht, the Netherlands3Dept of Internal Medicine and Infectious Diseases, UMC Utrecht, Utrecht, the Netherlands4Dept of Pathology, UMC Utrecht, Utrecht, the Netherlands∗Both authors contributed equally to this work
41
Abstract
Chronic graft-versus-host disease is the major long-term complication afterallogeneic stem cell transplantation with a sub-optimal response rate to cur-rent treatments. Therefore, clinical efficacy and changes in lymphocyte sub-sets before and after rituximab treatment were evaluated in a prospectivephase II study in patients with steroid-refractory chronic graft-versus-hostdisease. Overall response rate was 61%. Only responding patients werefound to have increased B-cell numbers prior to treatment. B cells had anaïve-antigenpresenting phenotype and were mainly CD5 negative or hada low CD5 expression. Normal B-cell homeostasis was reestablished in re-sponding patients one year after ritxumab treatment and associated with asignificant decline in skin-infiltrating CD8+ T cells, suggesting that host Bcells play a role in maintaining pathological CD8+ T-cell responses. Imbal-ances in B-cell homeostasis could be used to identify patients a priori witha higher chance of response to rituximab treatment (Eudra-CT 2008-004125-42).
4.1 Introduction
Graft-versus-host-disease (GVHD) is the most common and life-threatening
complication after allogeneic stem cell transplantation (allo-SCT) [84, 200]. B-
cell depletion with rituximab (RTX) has been successful in steroid-refractory
chronic GVHD, showing response rates of 43− 80% [36, 51, 159, 179, 216, 242].
However, the nature of B-cell contribution, as well as to what extent B-cell de-
pletion can restore physiological conditions, has so far not been clarified. Hy-
potheses obtained from mouse models of chronic GVHD and retrospective ana-
lysis of patient materials have been conflicting. For example, a correlation was
found between high levels of B-cell activating factor (BAFF) in a retrospective
analysis of 45 patients with active chronic GVHD [192]. However, no significant
correlation could be found between the levels of BAFF and RTX-responsiveness
in the most recently published prospective phase II study of 37 patients [115].
In active chronic GVHD prior to response to immunosuppressants, expansion
of activated CD27+ B cells has been observed [192]. Another retrospective study
of 35 patients suffering from active chronic GVHD, in which treatment included
prednisone and calcineurin inhibitors, showed significantly lower numbers of
memory B cells (CD27+) [83]. To our knowledge, no prospective comparisons
42
CHAPTER 4. RITUXIMAB-SENSITIVE CHRONIC GVHD
have been made between immune subsets before and after B-cell depletion ther-
apy of steroid-refractory chronic GVHD, so details on reestablishment of nor-
mal B-cell pools after RTX treatment, as well as changes in immune-pathology
of the skin, still have to be clarified. Consequently, the aim of this study was
to demonstrate effectiveness of B-cell depletion therapy in steroid-refractory
chronic GVHD and to identify potentially involved cell subsets by a compre-
hensive immunological analysis in a prospective clinical trial.
4.2 Design and methods
4.2.1 Patients and patient material. In the course of a prospective study
(Eudra-CT 2008-004125-42), a cohort of 20 chronic GVHD patients who received
allo-SCT due to various hematologic malignancies was treated with 4 weekly
doses of 375 mg/m2 RTX (F. Hoffmann-La Roche Ltd., Basel, Switzerland). All
patients had chronic GVHD with at least skin symptoms. Inclusion criteria
were age over 18 years, life-expectancy of more than six months, and a World
Health Organization (WHO) performance status of 2 or under. All patients were
steroid-refractory or steroid-dependent. Refractory chronic GVHD was defined
as progression of disease after at least two weeks of prednisone treatment (ap-
proximately 1 mg/kg) or no response after four weeks of prednisone treatment.
Steroid-dependent chronic GVHD was defined as an inability to completely
taper immunosuppressive treatment. Patients received RTX treatment at the
University Medical Center Utrecht between March 2007 and February 2010 ac-
cording to clinical protocols approved by the local ethics board. In cases of
progression or recurrence of chronic GVHD, for which an alternative systemic
therapy was needed, patients were excluded from the study and follow up was
ended. Response criteria were set as the following: complete response (CR) and
partial response (PR) defined according to the recently published National Insti-
tutes of Health (NIH) criteria [173]. For laboratory analysis, blood samples were
taken from each patient before and after treatment, and consecutively every two
months until one year after treatment. Peripheral blood mononuclear cells (PB-
MCs) were immediately isolated and lymphocyte numbers measured by Tru-
Count (according to the manufacturer’s protocol, BD Biosciences). PBMCs were
then frozen and stored in liquid nitrogen until further analysis. Plasma and
43
serum were stored at −80◦C until further analysis. Furthermore PBMC, plasma
and serum samples from allo-SCT recipients without GVHD (No-GVHD) and
healthy donors were obtained. An informed consent was obtained for other
control samples to be used for analysis. Skin biopsies were obtained before
RTX therapy and five months after treatment from adjacent sites if possible,
otherwise from the most active site, and stored in 4% formalin and embedded
in paraffin. Eye involvement was measured before RTX, three and seven months
after treatment, using a Schirmer’s test. FACS staining, cytokine analysis [54], B-
cell clonality, chimerism [224], and auto-antibodies [103], histological stainings
[36] and the control groups used are described in the Supplementary Design
and Methods section and Supplementary Tables 4.3 and 4.4.
4.2.2 Statistical analysis. For prospective data analysis of the cohort of 20 pa-
tients SPSS (IBM, Chicago, USA) was used. Receiver operating characteristic
(ROC) curve was used to determine a cut-off point for B-cell numbers that was
predictive for responsiveness to treatment. Hazard ratios were calculated us-
ing a Cox’s regression analysis. Incidence of response was calculated using the
Kaplan-Meier method. A Kaplan-Meier curve was used to illustrate responsive-
ness and a log rank test was used to compare incidence between patients with
high and low B-cell numbers. Data from FACS staining, plasma and serum
analysis were analyzed using GraphPad Prism 5 for Windows (GraphPad Soft-
ware, La Jolla, USA). Differences in lymphocyte subsets were compared using
two-way ANOVA for normally distributed data. Gaussian-distributed groups
were compared using Student’s t-test. Groups of data, which were not nor-
mally distributed were compared using Mann-Whitney U tests. In either case,
a probability level of 5% (p < 0.05) was found to be significant.
4.3 Results and Discussion
In order to prospectively test clinical efficacy of B-cell depletion therapy in
steroid-refractory chronic GVHD, a cohort of 20 patients presenting with at
least skin involvement was treated with rituximab and followed until one year
after treatment or until relapse of chronic GVHD. Two patients had to be ex-
cluded from further study; one due to an allergic reaction to rituximab and
44
CHAPTER 4. RITUXIMAB-SENSITIVE CHRONIC GVHD
Res
pons
en
(%)
Med
ian
TT
RR
espo
nse
dura
tion
Mon
ths
(ran
ge)
Mon
ths
(ran
ge)
OR
CR
PRSD
Prog
ress
ion
Tota
l(n
=18
)11
(61)
011
(61)
3(1
7)4
(22)
3(1−
4)12
(1−
12)
Org
anin
volv
emen
tO
RC
RPR
SDPr
ogre
ssio
n
Skin
(n=
18)
Eryt
hern
a(n
=17
)13
(76)
4(2
4)9
(53)
2(1
2)2
(12)
3(1−
8)6
(3−
12)
Ulc
era
(n=
3)0
00
1(3
3)2
(67)
xx
Mov
able
scle
rosi
s(n
=5)
4(8
0)2
(40)
2(4
0)0
1(2
0)1
(1−
3)10
(3−
12)
Dee
psc
lero
sis
(n=
12)
9(7
5)4
(33)
5(4
2)2
(17)
1(8
)1.
5(1−
3)8
(3−
12)
Eyes
(n=
15)
6(4
0)4
(27)
2(1
3)7
(47)
2(1
3)2
(1−
6)6.
5(4−
12)
Ora
lmuc
osa
(n=
8)3
(38)
1(1
2)2
(25)
5(7
5)0
1(1−
6)n.
d.
GI
trac
t(n
=7)
3(4
3)2
(29)
1(1
4)4
(57)
01
(x)
n.d.
Dos
ere
duct
ion
n.d
Pred
niso
ne(n
=18
)9
(50)
4(2
2)5
(28)
9(5
0)x
3(1−
7)
Cyc
losp
orin
eA
(n=
5)2
(40)
2(4
0)0
3(6
0)x
3(2−
4)
MM
F(n
=4)
2(5
0)1
(25)
1(2
5)2
(50)
x3.
5(3−
4)
Tabl
e4.
1:To
tal
resp
onse
rate
s,re
spon
sera
tes
per
orga
nan
ddo
sere
duct
ion
ofim
mun
osup
pres
sant
saf
ter
trea
tmen
tw
ith
RTX
.CR
indi
cate
sco
mpl
ete
resp
onse
/red
ucti
on;
GI:
gast
roin
test
al;
MM
F:m
ycop
heno
late
mof
etil;
OR
:ove
rall
resp
onse
/red
ucti
on;
PR:p
arti
alre
spon
se/r
educ
tion
;SD
:sta
ble
dise
ase/
dose
;TTR
:tim
eto
resp
onse
/red
ucti
on.
45
Figure 4.1: Possible predictive markers for responsiveness to RTX treatment and im-munological changes after RTX treatment. (A) Absolute numbers of naïve (CD27−), andactivated (HLA-DRhigh) B cells in responding, non-responding patients, No-GVHD andhealthy donor controls. Arrows indicate the control group on which statistical analysiswas performed by a Mann-Whitney U test (∗p < 0.05). (B) Representative dot plots ofcell surface expression of CD5 and CD20 in responding patients at T = 0 and T = 12,non-responding patients at T = 0, No-GVHD and healthy-donor controls. Number ofskin-infiltrating (C) CD4+ and CD8+ T cells before and five months after RTX treatmentin responding patients as well as percentage of skin-infiltrating CD8+ T cells before andafter RTX treatment in responders and healthy controls. Statistical analysis was per-formed using an unpaired t test and a two-way ANOVA (∗p < 0.05, ∗∗p < 0.01).
46
CHAPTER 4. RITUXIMAB-SENSITIVE CHRONIC GVHD
Factor HR 95% CI p-value
Age 0.985 0.914− 1.061 0.689
Sex 0.796 0.210− 2.980 0.728
ATG 0.925 0.198− 4.307 0.920
Acute GVHD 1.585 0.418− 6.009 0.498
B cells > 0.40× 109/L 10.683 1.237− 92.235 0.031
Low IL-21 3.615 0.435− 30.057 0.234
Ulcerative skin 0.033 0.000− 16.323 0.281
Table 4.2: Predictive value of various factors for responsiveness of RTX treatment.ATG indicates anti-thymocyte globuline as part of conditioning regimen; CI: confidenceintenval; GVHD: graft-versus-host disease; HR: hazard ratio. HR and p-values: univari-ate Cox’s regression model.
one due to relapse of leukemia. Eighteen patients could, therefore, be included
for further analyses. Patients’ characteristics are shown in the Supplementary
Table 4.5. Overall response rate was 61% (n = 11). Only partial responses
were seen during the time of follow up. Median time to response was three
months (range 1− 4 months) and 55% of responders had an ongoing response
(n = 6). Median response duration, measured until last time of follow up, was
12 months (range 1− 12 months) (Table 4.1). Dosage of prednisone could be
reduced in 50% of patients (n = 9) and completely stopped in 4 patients (22%).
Median time to dose reduction of prednisone was three months (range 1− 7
months) (Table 4.1). To investigate whether the production of auto-antibodies
was associated with symptoms of chronic GVHD as reported [172, 196], serum
before and after rituximab treatment of patients and No-GVHD controls was
tested for a panel of antibodies correlated with Systemic Sclerosis (SSc) in terms
of quality (type) and quantity. Several auto-antibodies were found in serum of
both responders and non-responders, as well as in serum of No-GVHD con-
trols. However, no significant associations between presence of antibodies and
chronic GVHD could be found (data not shown) as also reported by others
[203]. Conflicting data have also been reported on the correlation between
BAFF-levels or BAFF-to-B-cell ratios in RTX-responding patients, as the recently
published prospective study of 37 patients [115] did not show a significant
correlation in contrast to a retrospective study of 20 patients [193]. Also, our
prospective study of 18 patients did not show any correlation between BAFF-
47
levels and RTX response. However, differences in these studies and our data
could also be partially a consequence of the fact that patients received different
doses of corticosteroids in different studies, and high doses of corticosteroids
as used in our study have been reported to partially inhibit BAFF [105]. In
our study, only IL-21 was significantly decreased in responding as compared
to non-responding patients (data not shown). Peripheral blood mononuclear
cells from different groups were analyzed by flow cytometry for lymphocyte
subsets, and there was no significant difference in total lymphocyte numbers
between patient groups, No-GVHD and healthy donor controls. No significant
differences were observed between responders and non-responders when com-
paring CD8+ and CD4+ T cells in the peripheral blood. Also, regulatory T cells
(Tregs, CD3+CD4+CD25−CD127+FoxP3+), naïve, effector memory and central
memory, distinguished on the basis of CD62L and CD45RO expression, did not
show any significant difference between all groups at any time point, as well as
T cells expressing early (CD69), intermediate (CD137) and late (HLA-DR) activ-
ation markers (data not shown). B-cell numbers in responding patients before
treatment (T = 0) were increased with significantly higher absolute numbers
of naïve B cells (CD19+CD20+CD27−) and CD86+ and HLA-DRhigh B cells
when compared to both non-responders, No-GVHD, and healthy donor con-
trols (against all controls all < 0.05, Figure 4.1A). A cut-off point for B cells of
0.40× 109/L was calculated using a ROC curve. The relative risk of respons-
iveness in patients with absolute B-cell numbers more than 0.40× 109/L was
estimated using a univariate Cox’s regression analysis. Patients with absolute
B-cell numbers of more than 0.40× 109/L had a 10.7 times higher chance of be-
ing responsive to rituximab treatment (HR 10.7 [95% CI 1.2− 92.3]; p = 0.031).
B-cell number was the only factor found to be of significant predictive value
(Table 4.2). Rituximab sufficiently depleted all B cells in the peripheral blood
of all patients as indicated by the lack of CD19+ cells at one month after the
first rituximab dose (T = 1; data not shown). B-cell reconstitution in peripheral
blood could only be observed 10− 12 months after start of rituximab. The MFI
of CD5+ B cells was significantly decreased in responding patients before treat-
ment (T = 0) and normalized until T = 12 (p < 0.05), and was, therefore, then
again comparable to all controls. These differential expression patterns of CD5
in patients and all controls are shown in representative dot plots in Figure 4.1B.
At T = 12, also CD5− B-cell numbers, naive B-cell numbers, and HLA-DRhigh B-
48
CHAPTER 4. RITUXIMAB-SENSITIVE CHRONIC GVHD
cell numbers in responding patients were again comparable to all controls, thus
with a significant difference when compared to T = 0 (p < 0.05). Knowledge
about CD5 and its signaling functions in lymphocytes is still very limited and
the biological role of CD5− and CD5+ B cells differ in mice and men [52, 61]. In
contrast to our study, an increase in CD5+ B cells has been observed in patients
with other autoimmune disease such as lupus erythematosus [61]. However,
regardless of its function, loss of CD5 expression on B cells might assist in
identifying patients who will benefit from B-cell depletion.
To investigate whether responding and non-responding patients also show dif-
ferences in infiltrating immune cells of the skin, skin sections of responders,
non-responders, and healthy donors were additionally stained for T- and B-cell
markers. As reported [35], only minimal immune cell infiltrates could be ob-
served in patients with chronic GVHD: total numbers of T cells were within
the range of T-cell infiltrates usually observed in healthy individuals (data not
shown). However, the percentage of skin-infiltrating CD8+ T cells was signi-
ficantly higher when compared to healthy controls (p < 0.05; Figure 4.1C). No
significant difference was observed in skin infiltrating T cells before rituximab
treatment between responding and non-responding patients (data not shown).
There was no difference in numbers of skin infiltrating B cells between respond-
ing and non-responding patients, and B cells disappeared after rituximab treat-
ment (data not shown). After rituximab treatment, only ongoing responding
patients were analyzed at five months after study entry as nonresponding pa-
tients had already undergone other therapies and were thus no longer eligible.
A significant decrease in CD8+ T cells was observed after five months in re-
sponding patients (p < 0.01), whereas there was no significant change in CD4+
T-cell numbers (Figure 4.1C and D). This resulted again in normalization of
the percentage of skin-infiltrating CD8+ T cells when compared to the healthy
control group (Figure 4.1C). This suggests that B-cell depletion by rituximab
not only reduces the number of potentially antigen-presenting B cells, but also
reduces the skin infiltrating CD8+ T-cell compartment. This, therefore, sup-
ports recent hypotheses of a T-cell to B-cell crosstalk in the setting of chronic
graft-versus-host disease in man [203].
In summary, to our knowledge this is the first prospective comprehensive study,
49
which describes the immunological phenotype of RTX-sensitive as compared to
RTX-unresponsive chronic graft-versus-host disease in the peripheral blood and
the skin. Elevation of B-cell numbers with a dominant naïve, antigen-presenting
phenotype, as well as skewing towards CD5− B cells and B cells with a low CD5
expression was selectively found in responding patients and was the only pre-
dictive factor of responsiveness to rituximab. Physiological B-cell homeostasis
was re-established in responding patients one year after treatment and associ-
ated with a reduced skin infiltration of CD8+ T cells in responding patients.
This suggests that an imbalanced B-cell repertoire can contribute to chronic
graft-versus-host disease by sustaining skin-infiltrating CD8+ T cells. These
findings could also be useful in identifying in advance those patients who will
benefit from rituximab treatment and provide a basis for larger confirmatory
prospective clinical trials.
4.4 Supplementary Design and Methods
4.4.1 FACS staining. For phenotypic analysis, PBMCs from patients, No
GVHD controls and HD controls were stained with antibodies against the
following markers, with fluorescent labels as indicated: CD3-PerCP, CD4-
PerCP, CD80-R-PE, IFN-g-FITC, CD69-FITC, CD137-PE, CD5-PE and CD62L-
PE-Cy5 (all from BD Pharmingen), CD8-PerCP, CD69-APC, CD19-APC, CD138-
PerCP, IL-17-PacBlue (all from BioLegend), CD3-eFlour-450, CD4-PE-Cy7, CD4-
Alexa Flour 750, CD8-APC, CD25-FITC, CD127-PE-Cy7, HLA-DR-Alexa Flour
750,CD38-PE-Cy7, CD86-PE-Cy5, CD27-eFour 780, FoxP3-APC, CD20-PacBlue,
IL-4-PE-Cy7, and IL-10-PE (all from eBioscience).
For FACS analysis test samples of 300, 000 cells were analyzed. For evaluation
of cytokine production capacities of lymphocytes, cells were stimulated with IL-
2 (20 u/ml, Novartis Pharmaceuticals) and PHA-L (30µg/ml, Sigma Aldrich).
After 4 hours of stimulation, cells were stained for extracellular and intracellu-
lar markers. FoxP3-staining was performed according to the manufacturer’s in-
structions for intracellular staining (eBioscience). Samples were processed with
a LSR-II flow cytometer (BD Biosciences). The acquired data were analyzed
using FACS Diva software (BD Biosciences).
50
CHAPTER 4. RITUXIMAB-SENSITIVE CHRONIC GVHD
4.4.2 Cytokine analysis. For cytokine analysis, plasma samples from patients,
No GVHD and HD controls were examined for their content of IL-2, IL-10,
IL-12p70, interferon-gamma (IFN-γ), tumor necrosis factor-alpha (TNF-α), IL-4,
IL-13, IL-6, IL-17, and IL-21 using multiplex immunoassays as described earlier
[54]. Transforming growth factor-beta (TGF-β), BAFF and platelet-derived
growth factor-AA (PDGF-AA) were measured with ELISA according to manu-
facturer’s instructions (BD Biosciences, Bender MedSystems (TGF-β and BAFF)
and Antigenic America (PDGF-AA). PDGF-AA was measured in plasma, while
TGF-β and BAFF were measured in serum samples.
4.4.3 B-cell clonality, chimerism and auto-antibodies. For clonality assessment
of B cells, genomic DNA was isolated from patient PBMC samples using a
nucleospin blood quick pure kit (Qiagen). B-cell receptor diversity was analyzed
using BIOMED multiplex PCR assays as described earlier [224].
Chimerism analysis of T and B cells was performed by PCRbased amplific-
ation of short tandem repeats sequences as described earlier [103]. For ana-
lysis of auto-antibodies, an immunoblot for SSc-specific auto-antibodies was
used according to the manufacturer’s instructions (Euroimmun Lübeck, Ger-
many). Sera of patients and No-GVHD controls were analyzed for IgG antibod-
ies against Scl-70, CENP A, CENP B, RP11, RP155, Fibrillarin, NOR90, Th/To,
PM-Scl100, PM-Scl75, Ku, PDGFR and Ro-52.
4.4.4 Histological stainings. Skin biopsies were stored in 4% formalin and em-
bedded in paraffin. Slides were stained with hematoxylin and eosin (H&E,
Klinipath), and monoclonal antibodies against CD3 (A0452), CD8 (M7103),
CD20 (M0755; all from Dako), CD4 (Monosan, monx10326), CD5 (Novocasta,
NCL-CD5-4C7) and FoxP3 (eBioscience, 14-4776). Slides were stained for all
markers, except FoxP3, using a BondmaX stainer (Leica). Slides were stained
for FoxP3 manually. Epidermal involvement and dermal sclerosis was scored
as described earlier [36]. Pathologists were clinically blinded during analysis.
Nine skin biopsies of the leg, arm and trunk, which were obtained from healthy
donors after receiving their informed consent served as controls.
51
No-GVHD controls (n = 5)
Median age (yrs; range) 50 (45− 63)
Sex M/F (%) 60/40
Disease (n)
• AML 3
• CML 1
• NHL 1
Related donor (n,%) 4 (80)
NMA conditioning (n,%) 5 (100)
ATG (n,%) 1 (20)
Acute GVHD (n) 0
Table 4.3: Characteristics of No-GVHD control group used for flow-cytometry analyses.AML: acute myeloid leukemia; ATG: antithymocyte globuline; CML: chronic myeloidleukemia; NHL: non-Hodgkin’s lymphoma; NMA: non-myeloablative.
Healthy controls (n = 5)
Median age (yrs; range) 30 (23− 40)
Sex M/F (%) 40/60
Table 4.4: Characteristics of healthy controls used for flow-cytometry analyses.
52
CHAPTER 4. RITUXIMAB-SENSITIVE CHRONIC GVHD
Tota
lpop
ulat
ion
Res
pond
ing
pati
ents
Non
-res
pond
ing
pati
ents
p-va
lue
N(%
)18
(100
)11
(67)
7(3
3)
Med
ian
age
(yea
rs;r
ange
)53
(39−
66)
53(3
9−
64)
55(4
4−
66)
0.75
1
Sex
mal
e/fe
mal
e(%
)78
/22
73/2
786
/14
0.48
5
Med
ian
follo
w-u
p(m
onth
s;ra
nge)
7(1−
13)
8(4−
13)
4(1−
4)0.
001
Num
ber
ofpr
e-tr
eatm
ents
11
11.
000
Med
ian
tim
eaf
ter
allo
-SC
T(m
onth
s;ra
nge)
34(1
0−
61)
38(9−
77)
34(1
1−
62)
0.31
9
Mon
ths
from
onse
tof
chro
nic
GV
HD
unti
lRTX
-tre
atm
ent
(med
ian;
rang
e)12
(2−
51)
15(3−
51)
8(2−
43)
0.44
1
Dis
ease
0.45
0
•A
MI/
MD
S2
02
•C
LL2
02
•C
ML
11
0
•M
M8
53
•M
yelo
fibro
sis
11
0
•N
HL
44
0
Rel
ated
dono
r(n
;%)
14(7
8)9
(82)
5(7
1)0.
515
NM
Aco
ndit
ioni
ng(n
;%)
16(8
9)10
(91)
6(8
6)0.
641
ATG
(n;%
)4
(22)
2(1
8)2
(29)
0.51
5
Acu
teG
VH
D(n
;%)
14(7
8)8
(73)
6(8
6)0.
428
Tabl
e4.
5:A
llo-S
CT
indi
cate
sal
loge
neic
stem
cell
tran
spla
ntat
ion.
AM
L:ac
ute
mye
loid
leuk
emia
;ATG
:ant
ithy
moc
yte
glob
ulin
e;C
LL:
chro
nic
lym
phoc
ytic
leuk
emia
;C
ML:
chro
nic
mye
loid
leuk
emia
;D
isea
se,d
isea
sefo
rw
hich
allo
-SC
Tw
asgi
ven;
GV
HD
:gra
ft-v
ersu
s-ho
stdi
seas
e;M
DS:
mye
lody
spla
stic
synd
rom
e;M
M:m
ulti
ple
mye
lom
a;N
HL:
non-
Hod
gkin
’sly
mph
oma;
NM
A:n
on-m
yelo
abla
tive
.∗ p
-val
ues:
Man
n-W
hitn
eyU
test
for
age,
follo
wup
,mon
ths
afte
ral
lo-S
CT
and
chro
nic
GV
HD
;Fis
hers
exac
tte
stfo
rot
her
fact
ors.
53
54
Part III
Towards new effectors with
the potential to control viral
infections and leukemia
55
Chapter 5
γ9 and δ2CDR3 domains regulatefunctional avidity of T-cellsharboring γ9δ2T-cell receptors
Cordula Gründer1, Suzanne van Dorp
1, Samantha Hol1, Esther Drent
1,
Kirsten Scholten1, Sabine Heijhuurs
1, Wouter Scheper1, Zsolt
Sebestyen1, Roland Strong
2and Jürgen Kuball
1
Blood, 2012
1Department of Hematology and Immunology, University Medical Center Utrecht, Utrecht, TheNetherlands
2Fred Hutchinson Cancer Research Center, Seattle, United States
57
Abstract
Immunotherapy with innate immune cells has recently evoked broad in-terest as a novel treatment option for cancer patients. γ9δ2T-cells in particu-lar are emerging as an innate cell population with high frequency and stronganti-tumor reactivity, which makes γ9δ2T-cells and their receptors prom-ising candidates for immune-interventions. However, clinical trials have sofar reported only limited tumor control by adoptively transferred γ9δ2T-cells. As a potential explanation for this lack of efficacy, we found unexpec-tedly high variability in tumor recognition within the physiological humanγ9δ2T-cell repertoire, which is substantially regulated by the CDR3 domainsof individual γ9δ2T-cell receptors (TCR). We demonstrate that here repor-ted molecular needs of CDR3 domains to interact with a targetcell shapethe physiological γ9δ2T-cell repertoire and most likely limit protective andtherapeutic efficacy of γ9δ2T-cells, the first defense against tumors. Basedon these findings, we propose combinatorial-γδTCR-chain-exchange (CTE)as an efficient method for designing high-affinity γ9δ2TCRs that mediateimproved anti-tumor responses, both in vitro and in vivo in a humanizedmouse model.
5.1 Introduction
Immunotherapy with innate immune cells has become widely used because this
approach obviates the need to match a cellular product to a defined human-
leukocyte-antigen (HLA) haplotype, allowing adoptive immunotherapies to be
used in virtually any cancer patient without extensive in vitro selection or ma-
nipulation of the cellular product [82, 189, 207]. γ9δ2T-cells are promising as
an innate cell population for this purpose. They are usually observed at high
frequencies in the human peripheral blood and provide a very strong antitu-
mor reactivity against various solid and hematological cancers [38]. However,
within γ9δ2T-cell populations, individual clones display great diversity in the
repertoire due to the activating or inhibitory receptors expressed [164]. Select-
ing innate cell products for certain cell types, like those with a low level of in-
hibitory receptors, therefore seems plausible, especially considering the limited
efficacy of adoptively transferred innate immune cells in clinical trials [75, 167].
An alternative proposal is to engineer cells to express defined activating innate
receptors that mediate strong anti-tumor-reactivity, such as a defined γ9δ2T-
58
CHAPTER 5. γ9 AND δ2CDR3 DOMAINS
cell receptor (TCR) 8, which could pave the way for readily available and more
effective cellular products. However, the molecular details of how a γ9δ2TCR
interacts with its target are not fully understood, making it challenging to select
defined γ9δ2T-cells or to engineer T-cells with defined γ9δ2TCRs.
In ‘classical’ immunoreceptors, such as αβTCRs or immunoglobulins (Igs), the
complementary determining regions (CDR) determine affinity and specificity
for a specific peptide epitope. V(D)J recombination allows the creation of a
highly variable CDR repertoire ensuring recognition of an immense collection
of antigens. γ9δ2T cells also possess a rearranged TCR that mediates recog-
nition. Phosphoantigen isopentenyl pyrophosphate (IPP) has been suggested
to be a key player in γ9δ2TCR mediated activation [38, 78, 111], but no dir-
ect interaction between a γ9δ2TCR and IPP or any other phosphoantigen has
ever been demonstrated. It was previously suggested that positively charged
residues within the γ9δ2TCR are crucial for the response to negatively charged
phosphoantigens [4, 163] and a potential IPP-binding groove has been proposed
[4]. Interestingly, it appeared that responsiveness to phosphoantigens depends
in particular on germline-encoded residues within all CDRs apart from δCDR3
[232], extending the footprint of recognition to a much larger region than ini-
tially predicted.
Sequence alignment studies suggested that no defined δCDR3 motif is re-
quired for recognition beyond a hydrophobic residue at position δ109 (Kabat-
numbering δ97 [134]), which suggests a less dominant role for δCDR3 [33,
157, 232]. Consequently, it is still unclear why variations in the γ9δ2CDR3
regions—which are particularly abundant in δCDR3—have evolved in humans
and whether this variability is important in regulating activation of a γ9δ2T
cell. Understanding the reason for this variation would help to explain either
the specificity or the regulation of functional avidity of a γ9δ2T cell. This would
also provide insight into the role of a γ9δ2TCR during the selection process of
a γ9δ2T cell and allow engineering of therapeutic cells with higher anti-tumor
activity. In our study, we therefore asked the following research questions: 1)
what is the clonal diversity in terms of tumorspecificity and functional avidity
within γ9δ2T cells once they express an identical set of activating and inhibit-
ory receptors, 2) what is the specific role of individual γ9δ2TCRs, and 3) can we
59
engineer a γ9δ2TCR with improved and broader anti-tumor-reactivity?
5.2 Material and Methods
5.2.1 Cells and cell lines. Daudi, MDAMB231, SW480, K562, MCF-7, BT-
549, Phoenix-Ampho and Jurkat cells were obtained from ATCC, MZ1851RC
from Barbara Seliger (University Halle, Germany). Saos2 was kindly provided
by Arnold Levine (Princeton University, USA), FaDu and SCC9 by Niels
Bovenschen (UMC Utrecht, the Netherlands) and Mogens Claesson (Univer-
sity Copenhagen, Denmark), Psf5 and MRC5 by Bodo Plachter (Mainz, Ger-
many). Phoenix-ampho cells were cultured in DMEM+1%Pen/Strep (Invitro-
gen) +10%FCS (Bodinco), all other cell lines in RPMI+1%Pen/Strep+10%FCS.
PBMCs were isolated from buffy coats obtained from the Sanquin Blood Bank
(Amsterdam, The Netherlands). PBMC samples from AML patients were a kind
gift from Matthias Theobald (Mainz, Germany) and were collected according to
GCP and Helsinki regulations.
5.2.2 TCR Mutagenesis, Cloning and Sequencing. All γ9δ2TCR modifications
are based on codon-optimized genes of γ9- or δ2-TCR chain G115 flanked
by NcoI and BamHI restriction sites (synthesized by GeneArt, Regensburg,
Germany). To generate alanine-mutations, site-directed mutagenesis was per-
formed by overlap extension PCR [97] or whole plasmid mutagenesis [158]
as previously described, using a proofreading polymerase (Phusion, Bioké).
Mutated NcoI-BamHI digested γ9- or δ2-TCR chains were ligated into the ret-
roviral vector pBullet and sequenced by BaseClear c©
5.2.3 Retroviral transduction of T cells. γ9δ2TCRs were transduced into αβT-
cells as previously described [149]. In brief, packaging cells (phoenix-ampho)
were transfected with gag-pol (pHIT60), env (pCOLT-GALV) [209] and two ret-
roviral constructs (pBullet) containing either γ9-chain-IRES-neomycine or δ2-
chain-IRESpuromycine, using Fugene6 reagent (Takara, Gennevilliers, France).
Human PBMC activated with αCD3 (30 ng/ml) (Orthoclone OKT R©3, Janssen-
Cilag, Tilburg, The Netherlands) and IL-2 (50 IU/ml) (Proleukin R©, Novartis,
60
CHAPTER 5. γ9 AND δ2CDR3 DOMAINS
Arnhem, The Netherlands) were transduced twice with viral supernatant within
48 hours in the presence of 50 IU/ml IL2 and 4µg/ml polybrene (Sigma-
Aldrich, Zwijndrecht, The Netherlands). Transduced T-cells were expanded
by stimulation with αCD3/CD28 DynabeadsTM
(0.5× 106 beads/106 cells) (In-
vitrogen) and IL-2 (50 IU/ml) and selected with 800µg/ml geneticin (Gibco,
Karlsruhe, Germany) and 5µg/ml puromycin (Sigma-Aldrich, Zwijndrecht, The
Netherlands). Following selection, TCR-transduced T-cells were expanded in
vitro based on a previously described REP protocol [183].
5.2.4 Flow cytometry. γ9δ2TCR expression was analyzed by flow cytometry
using the following antibodies: Vγ9-PE (clone B3, BD), Vδ2-FITC (clone B6, BD),
pan-γδTCR-PE (clone IMMU510, Beckman Coulter), and γδTCR-APC (clone B1,
BD). Fold change was calculated based on MFI values of γ9- G115wt/δ2-G115wt
transduced T cells set to 1 and mock transduced T cells to 0. The expression
pattern of individual γ9δ2T-cell clones was analyzed using the following an-
tibodies: NKG2D-PE (clone 1D11, Biolegend), NKAT2-PE (clone DX27, BD),
CD158a-FITC (clone HD-3E4, BD) and NKB1-FITC (clone DX9, BD). Cell-cell
conjugate assays were performed with CFSE (Invitrogen)-labelled T cells and
Lavacell (Active Motif Europ)-labeled Daudi cells at room-temperature for 2
hours and analyzed by flow cytometry.
5.2.5 Functional T-cell assays. 51Chromium-release assay for cell-mediated
cytotoxicity was previously described [125, 226]. In brief, target cells were
labeled overnight with 100µCu 51Cr (150µCu for primary cells) and incubated
for 4− 6h with transduced T cells in five effector-to-target ratios (E:T) between
30:1 and 0.3:1. Fold change was calculated when compared to reactivity of en-
gineered T cells expressing unmutated γ9δ2TCR.
IFNγ ELISpot was performed using anti-hu IFNγ mAb1-D1K (I) and mAb7-B6-
1 (II) (Mabtech-Hamburg, Germany) following the manufacturer’s recommen-
ded procedure [23]. Target and effector cells (E:T 3:1) were incubated for 24h in
the presence of pamidronate (Calbiochem, Germany) where indicated.
IFNγ ELISA was performed using ELISA-ready-go! Kit (eBioscience) following
manufacturer’s instructions. Effector and target cells (E:T 1:1) were incubated
61
for 24h in the presence of pamidronate as indicated. Where specified, fold
change was calculated when compared to reactivity of engineered T-cells ex-
pressing unmutated γ9δ2TCR.
5.2.6 Animal models. The RAG-2-/-/γc-/--BALB/C mice, originally obtained
from AMCAS b.v. (Amsterdam, The Netherlands), were bred and housed in
the specific pathogen-free (SPF) breeding unit of the Central Animal Facility
of Utrecht University. Experiments were conducted according to Institutional
Guidelines after acquiring permission from the local Ethical Committee and in
accordance with current Dutch laws on Animal Experimentation. To induce tu-
mor xenografts, sublethal total body irradiated (2 Gy) RAG-2-/-/γc-/--BALB/C
mice (11− 17 weeks) were injected i.v. with 0.5× 106 Daudi-Luc cells (a kind
gift from Genmab Utrecht, The Netherlands) [26, 149]. Outgrowing tumors
were visualized in vivo by Biospace bioluminescent imaging. Mice were anes-
thetized by isoflurane before they received an intraperitoneal injection (100µl)
of 25mg/ml Beetle Luciferin (Promega). Bioluminescence images were acquired
and analyzed with M3Vision software (Photon Imager; Biospace Laboratory).
107 γ9δ2TCR positive transduced T-cells were intravenously injected together
with Daudi-Luc cells. Mice received 0.6× 106 IU of IL2 (Proleukin R©, Novartis)
in IFA s.c. on day 1 and every 21 days till the end of the experiment. Pamidro-
nate (10mg/kg body weight) was applied in the indicated groups at day 1 i.v.
and every 21 days i.p.
5.3 Results
5.3.1 Anti-tumor reactivity of individual γ9δ2T-cell clones. To investigate
whether individual γ9δ2T-cell clones mediate differential activity against tu-
mor cells compared to the parental γ9δ2T-cell population, γ9δ2T cells from a
healthy donor were cloned by limiting dilution and tested against a broad panel
of tumor cells in an IFN-γ ELISpot (Table 5.1). High variability in tumor re-
cognition was observed between individual γ9δ2T-cell clones (cl) in specificity
and functional avidity; compared to the original bulk population, cl5 and cl13
produced twice as many IFN-γ spots in response to the target Daudi and select-
ively generated significant amounts IFN-γ when challenged with K562, BT549
62
CHAPTER 5. γ9 AND δ2CDR3 DOMAINS
!" #9$2 #9$2 #9$2 #9$2 #9$2 #9$2 #9$2 #9$2T-cells bulk cl3 cl4 cl5 cl7 cl8 cl13 cl15
PBMCs 3 2 10 2 7 0 3 12 13
K562 0 14 9 9 62 181 7 56 12
Daudi 0 206 211 55 458 318 268 500 244
MZ1851RC 0 205 4 94 114 216 77 93 19
BT549 0 2 1 0 44 1 2 41 8
MCF-7 0 2 6 1 64 1 1 58 10
SW480 0 0 11 2 3 1 1 4 11
MDA MB 231 0 4 2 1 12 1 1 14 10
< 40 40 - 100 > 100IFN-! spots/15,000 cells:
Table 5.1: Anti-tumor reactivity of individual γ9δ2T-cell clones.
and MCF-7. In contrast, cl3 and cl15 recognized solely Daudi cells. A vari-
able expression of NK and KIR receptors has been reported in innate immune
cells 25-27 and might have contributed to the observed differential activity of
selected clones. Therefore, surface expression of γ9δ2TCR, NKG2D, CD158a,
NKAT-2 and NKB-1 was examined (Figure 5.6). However, no correlation was
found between receptor expression patterns and anti-tumor reactivity of tested
γ9δ2T-cell clones. We hypothesized that the diversity within the γ9δ2TCR con-
tributes to the differential activity of examined γ9δ2T-cell clones. Therefore,
γ9δ2TCRs of the highly tumor-reactive cl5 and the weakly tumor-reactive cl3
were chosen for detailed analysis and compared to γ9δ2TCR G115 [4, 149].
5.3.2 Anti-tumor-reactivity mediated by individual γ9δ2TCRs. To elucidate
differences among γ9δ2TCRs of tumor-reactive clones, sequences of wild type
(wt) γ9- and δ2-TCR chains of cl3 (γ9-cl3wt/δ2-cl3wt) and cl5 (γ9-cl5wt /δ2-
cl5wt) were determined and aligned with γ9δ2TCR G115. All three γ9δ2TCRs
only differed in their CDR3 domains: 1-3 amino acids between γ109 and γ111
63
in γCDR3 and 4-8 amino acids between δ108 and δ112 in δCDR3 (Table S1,
numbering according to IMGT [134]). To determine whether distinct γ9δ2TCRs
mediate differential anti-tumor reactivity, individual γ9δ2TCR chains were
cloned into the retroviral vector pBullet and linked to a selection marker as
described [231]. The wt-combinations γ9-cl3wt/δ2-cl3wt, γ9-cl5wt/δ2-cl5wt and
γ9-G115wt/δ2-G115wt were transduced into peripheral blood αβT-cells, selected
by antibiotics and further expanded. γ9δ2TCR G115 (γ9-G115wt/δ2-G115wt)
[4, 149] served as control, as did cells transduced with an empty vector cassette
(mock). First, the transductants were tested for expression of the introduced
γ9δ2TCR by flow cytometry using a pan-γδTCR antibody and comparable re-
ceptor expression was detected (data not shown). Next, γ9δ2TCR-transduced T-
cells were functionally tested against the tumor target Daudi in a 51Cr-release as-
say (Figure 5.1A). T cells expressing γ9-cl3wt/δ2-cl3wt had a 50 percent reduced
ability to lyse tumor cells (p < 0.01), whereas T cells with γ9-cl5wt/δ2-cl5wt
were nearly twice as potent (p < 0.01) as the control γ9-G115wt/δ2-G115wt.
To determine whether the phenotypes of γ9δ2TCR-transduced cells with de-
creased or increased functional avidity are also present on the cytokine level,
IFN-γ production was measured by ELISA. Daudi cells were then co-incubated
with pamidronate, leading to an increased production of the phosphoantigen
isopentenyl pyrophosphate (IPP) by the tumor cells. High IPP levels allowed
enhanced cytokine secretion of the transductants, which was measured in the
supernatant after 24h (Figure 5.1A). In line with changes observed for lytic ca-
pacity, IFN-γ secretion was 50 percent lower for T cells transduced with γ9-
cl3wt/δ2-cl3wt, and nearly twice as high for T-cells expressing γ9-cl5wt/2-cl5wt,
relative to control γ9-G115wt/δ2-G115wt. To assess whether or not this outcome
depends on the differential amount substrate of the mevalonate pathway (pre-
sumably IPP), the transductants were further tested in a pamidronate-titration
assay and the half maximal effective concentration (EC50) was calculated. Des-
pite different plateaus in IFN-γ secretion, all selected mutants and the wt con-
trol had a comparable pamidronate-EC50 (∼30pg/ml) (Figure 5.1B). This indic-
ates that distinct γ9δ2TCR clones mediate different functional avidity and the
high variability among parental γ9δ2T-cell clones in tumor recognition seems
to be substantially regulated by the CDR3 domains of individual γ9δ2T-cell re-
ceptors. Based on these results, the correlation between CDR3 domains and
functional avidity was investigated.
64
CHAPTER 5. γ9 AND δ2CDR3 DOMAINS
Figure 5.1: Anti-tumor reactivity mediated by γ9δ2TCRs. Peripheral blood T-cells werevirally transduced with indicated wt γ9δ2TCRs or CTE-engineered γ9δ2TCRs and (A,C) tested against Daudi in the absence (51Cr-release assay, E:T 3:1) or presence (IFN-γELISA, E:T 1:1) of 300µM pamidronate. Fold change was calculated when compared
65
to reactivity of γ9-G115wt/δ2-G115wt engineered T-cells. IFN-γ secretion of indicatedγ9δ2TCR engineered T-cells against Daudi was measured by ELISA (B, D) in the pres-ence of indicated amounts of pamidronate or (E) different E:T ratios. (F) Percentagesof cell-cell conjugates of Daudi and T-cells engineered with indicated γ9δ2TCR weredetermined by flow cytometry. Data represent the mean±SD. ∗p < 0.05, ∗∗p < 0.01,∗∗∗p < 0.001 by 1-way ANOVA.
5.3.3 Combinatorial-γδTCR-chain-exchange (CTE) as rapid method to mod-
ulate functional avidity of engineered T-cells. To make the above determina-
tion, we devised a strategy named combinatorial- γδTCR-chain-exchange (CTE),
which results in the expression of newly combined γ9- and δ2- TCR chains
on engineered T cells. During this process, γ9-G115wt was combined with
δ2-cl3wt or δ2-cl5wt and δ2-G115wt with γ9-cl3wt or γ9-cl5wt. These combin-
ations were retrovirally transduced into αβT-cells and equivalent expression
was detected by FACS using a pan-γδTCR antibody (data not shown). En-
gineered T cells were functionally tested against the tumor target Daudi in a51Cr-release assay and an IFN-γ ELISA (Figure 5.1C). The exchange of γ9- or
δ2-chains indeed caused notable differences. Compared to the original TCR
γ9- G115wt/δ2-G115wt, the combination of γ9-G115wt/δ2-cl3wt, γ9-G115wt/δ2-
cl5wt or γ9-cl5wt/δ2-G115wt mediated 50 to 70 percent increased specific lysis
of tumor cells (all p < 0.05) and a 70 to 100 percent increased IFNγ-secretion
(all p < 0.001). In contrast, combining γ9-cl3wt and δ2-G115wt resulted in a sig-
nificant reduction in both IFNγ-secretion and lytic activity (both p < 0.01). Ac-
cordingly, the same magnitude of recognition was observed when IFNγ produc-
tion of transductants was tested in a pamidronate titration assay (Figure 5.1D).
Moreover, only the combination γ9-cl3wt/δ2-G115wt led to decreased IFNγ pro-
duction of transduced cells at all pamidronate concentrations (max. 100pg/ml),
while all other CTE-γ9δ2TCRs mediated an increased IFNγ-secretion (max.
≥ 1000pg/ml) as compared to wt TCR γ9-G115wt/δ2-G115wt (max. 800pg/ml).
Equal pamidronate-EC50s of ∼ 30pg/ml were calculated for all responsive
γ9δ2TCR-transduced cells.
To determine whether cell-cell interaction influences the response-kinetics dif-
ferently than pamidronate stimulation, CTE-γ9δ2TCR γ9-G115wt/δ2-cl5wt and
control TCR γ9-G115wt/δ2-G115wt were tested in an effecter-to-target ratio (E:T)
titration assay (Figure 5.1E), and an E:T-50 was calculated. Interestingly, T cells
66
CHAPTER 5. γ9 AND δ2CDR3 DOMAINS
with γ9-G115wt/δ2-cl5wt responded differently with an E:T-50 of 1:1, compared
to an E:T-50 of 10:1 calculated for control cells expressing γ9-G115wt/δ2-G115wt.
To test whether the interaction between different TCRs and ligands—thus the
affinity—is indeed increased, cell-cell conjugates between Daudi and T-cells
expressing either potentially high (γ9-G115wt/δ2-cl5wt) or low (γ9-cl3wt/δ2-
G115wt) affinity TCRs were measured by flow cytometry. Significantly more
cell-cell interactions were observed when γ9-G115wt/δ2-cl5wt was expressed
as compared to γ9-cl3wt/δ2-G115wt and mock transduced T-cells (Figure 5.1F).
This effect did not depend on the presence of pamidronate (data not shown).
G115wt/δ2-cl5wt is therefore a high affinity γ9δ2TCR. Hence, CTE appears to
be an efficient method to rapidly engineer γ9δ2TCRs with increased affinity,
mediating improved functional avidity in transduced T-cells.
5.3.4 Residues in δCDR3 and Jδ1 are involved in γ9δ2TCR stability and in
mediating functional avidity of engineered αβT-cells. To elucidate the mo-
lecular requirements of δCDR3 to mediate optimal functional avidity, alanine-
mutagenesis of a model δCDR3 (clone G115) was performed including the
whole Jδ1 segment, as important residues have also been reported within Jγ1
[157]. During an initial screening, five sequence areas were found to either in-
fluence TCR expression or functional avidity of γ9δ2TCR transduced T cells
(data not shown). To clarify the degree to which single residues are responsible
for impaired γ9δ2TCR expression and lower TCR mediated functional avidity,
single alanine mutations were generated. The mutated and wt δ2-G115 chains
were expressed in combination with γ9-G115wt in αβT-cells and tested for
γ9δ2TCR expression using an antibody specific for the δ2-chain (Figure 5.2A).
Three single alanine mutations caused a 70 percent lower TCR expression when
compared to the unmutated δ2-G115wt, namely δ2-G115L116A, δ2-G115F118A and
δ2-G115V124A (Table 5.3). Comparable results were observed using antibodies
directed against the γ9-chain or the constant domain of the γδTCR (data not
shown), indicating the importance of δ2-G115L116, δ2-G115F118 and δ2-G115V124
for stable TCR expression. The crystal structure of γ9δ2TCR G115 supports our
findings: δ2-G115L116, δ2-G115F118 and δ2-G115V124 are located in hydrophobic
cores (Figure 5.2B) and could thus be crucial for the structural stability of the
γ9δ2TCR G115.
67
Figure 5.2: γ9δ2TCR expression and functional avidity of transduced T cells expressingsingle alanine mutated δ2 chain of clone G115. Peripheral blood T cells were virallytransduced with indicated γ9 and δ2 TCR chains and (A) analyzed by flow cytometryusing a δ2-specific antibody. Shown is the fold change in mean fluorescent intensity(MFI) in comparison to wt control expressing δ2-G115wt. (C) Lytic activity of trans-ductants was tested in a 51Cr-release assay against the tumor target Daudi (E:T 10:1).Specific lysis is indicated as fold change 51Cr-release measured in the supernatant after5h. Fold change was calculated as compared to reactivity of unmutated wt (δ2-G115wt).∗∗p < 0.01, ∗∗∗p < 0.001 by 1-way ANOVA. Arrows indicate mutations in δ2-G115 thatimpaired receptor expression (dotted arrows) or functional avidity (continuous arrows).(B, D) Crystal structure of γ9δ2TCR G115 indicating relevant amino acids (red arrows),δ chain (in blue), δCDR3 (in green), γ chain (in brown).
68
CHAPTER 5. γ9 AND δ2CDR3 DOMAINS
To address the impact of single alanine mutations on functional avidity, a 51Cr-
release assay was performed (Figure 5.2C). As expected, transductants with low
TCR expression (δ2-G115L116A, δ2-G115F118A and δ2-G115V124A) could not lyse
tumor cells effectively, as they demonstrated an 80 percent lower lytic capacity
when compared to cells transduced with δ2-G115wt. However, T cells with
mutation δ2-G115L109A and δ2-G115I117A (Table 5.3) properly expressed the TCR
but showed a 70 percent reduced lytic activity when compared to δ2- G115wt
expressing cells. Similar results were obtained when alanine substitutions δ2-
G115L109A and δ2-G115I117A were introduced into the δ2-chain of γδTCR clone
3 (data not shown). These results indicate that not only residue δL109 [33, 157,
232] but also δI117 in δCDR3 is generally important for γ9δ2TCRs to mediate
functional avidity (Figure 5.2D). However, sequence alignments between δ2-
chains of clones 3, 5 and G115 indicated that δL109 and δI117 are conserved
(Table 5.2), making it unlikely that these residues mediate different functional
avidities of the γ9δ2TCR transduced cells studied here.
5.3.5 Influence of CDR3 length on functional avidity of γ9δ2TCR transduced
T-cells. Surprisingly, alanine substitutions during alanine-scanning mutagen-
esis of γ9δ2TCR G115 could replace large parts of the δCDR3 domain without
functional consequences. That raises the possibility that the crucial factor for
the differing functional avidities of distinct γ9δ2TCR combinations is not a
defined amino acid, but the relative length between the functionally import-
ant residues δ2-G115L109 and the structurally important residue δ2-G115L116.
Therefore, different δ2-G115 length mutants were generated. Since the triple δ2-
G115T113−K115 is also important for stable surface expression (data not shown),
nine length mutants (δ2-G115LM) with 0 to 12 alanine between δ2-G115L109
and δ2-G115T113 were generated and equally expressed in αβT-cells, again in
combination with γ9-G115wt (Figure 5.3A). To test the functional avidity of δ2-
G115LM transduced T cells, an IFNγ ELISA in response to Daudi was per-
formed in the presence of pamidronate (Figure 5.3B). Interestingly, engineered
T cells expressing δ2-G115LM0 and δ2-G115LM1 were unable to produce IFNγ
and T-cells expressing δ-G115LM4 or δ-G115LM12 secreted only about half the
amount of IFNγ compared to δ2-G115wt transduced cells. All other mutants
(δ2-G115LM2,3,5,6,9) induced comparable amounts of IFNγ in engineered T cells
69
relative to transductants expressing δ2-G115wt. Mutants with functional impair-
ment (δ2-G115LM0,1,4,12, Table 5.3) were further tested against various amounts
of pamidronate and an EC50 was calculated. Despite different plateaus in max-
imal IFNγ secretion, all selected δ2-G115LM transduced cells and the wt control
had a comparable pamidronate-EC50 (∼30pg/ml) (Figure 5.3C). Length muta-
tions were also studied in γCDR3 of γ9δ2TCR G115 by engineering stretches of
1-6 alanines between γ9-G115E108 and γ9-G115E111.1 (γ9-G115LM1−6). However,
this did not affect functional avidity (Figure 5.8A).
This indicates that considerable alanine stretches within γ9 and δ2CDR3 do-
mains can be tolerated, likely because CDR3 regions are relatively exposed parts
of the TCR (Figure 5.3F). However, too short and very long alanine stretches
between δ2-G115L109 and δ2-G115T113 in particular, as well as stretches with
four alanines, are associated with reduced or absent function of a γ9δ2TCR
(Figure 5.3B and C). Loss of binding in mutants with short alanine-stretches is
most likely because the middle segment of δCDR3 is crucial for binding to the
ligand. That suggests the existence of an optimal δCDR3 length for γ9δ2TCRs.
Therefore, the CDR3 length within the γ9δ2TCR repertoire was studied.
5.3.6 Consequences for the physiological γ9δ2T-cell repertoire. The ImMun-
oGeneTics (IMGT) database [134] was searched for reported stretches between
γ9-G115E109 and γ9-G115E111.1 as well as δ2-G115L109 and δ2-G115T113. A prefer-
ential length for reported γ9-chains was found for CDR3 regions corresponding
to γ9-G115LM2 and γ9-G115LM3, but shorter stretches were also reported (Fig-
ure 5.8B). In contrast, δ2-chains with short δCDR3 domains, such as δ2-G115LM1
or δ2-G115LM0, were not reported (Figure 5.3D), in line with our observation
that such chains are not functional. The majority of listed γ9δ2TCRs contain
δCDR3 lengths which correspond to δ2-G115LM5,6,7. These findings support
the hypothesis that positive selection favors γ9δ2TCRs with an optimal δCDR3
length of 5-7 residues between δ2-G115L109 and δ2-G115T113. However, the indi-
vidual sequence might still play a role in γ9δ2TCR mediated functional avidity.
70
CHAPTER 5. γ9 AND δ2CDR3 DOMAINS
Figure 5.3: γ9δ2TCR expression and functional avidity of transduced T-cells expressingγ9δ2TCR G115 with δ2-CDR3 length mutations. (A) γ9δ2TCR expression of indicatedtransductants was analyzed by flow cytometry using a γδTCR-pan antibody. Shown isthe fold change in mean fluorescent intensity (MFI) in comparison to wt control express-ing δ2-G115wt. (B) IFN-γ secretion of δ2-G115LM transduced T cells against the tumor
71
target Daudi (E:T 1:1) was measured by ELISA after 24h incubation in the presence of100µM pamidronate. Shown is the fold change in IFN-γ production when comparedto reactivity of transductants expressing wt δ2-G115wt. (C) Transductants expressing δ2-G115LM0,1,4,12 were tested in a titration assay against the tumor target Daudi with increas-ing amounts of pamidronate as indicated. IFN-γ production was measured after 24h byELISA. (D) Generated δ2-G115LMs were matched in a BLAST search with γ9δ2TCRs de-scribed in the IMGT database. Shown is the number of citations compared to δ2-G115LM
of similar δCDR3 length. (E) Transductants with δ2-G115LM2,4,6 were compared side-by-side to transductants expressing individual γ9δ2TCRs of the same δCDR3 length. IFN-γsecretion of transduced T-cells against the tumor target Daudi (E:T 1:1) was measuredby ELISA after 24h in the presence of 100µM pamidronate. Shown is the fold changein IFN-γ production compared to reactivity of transductants expressing wt δ2-G115wt.Data represent the mean±SD. ∗∗p < 0.01, ∗∗∗p < 0.001 by 1-way ANOVA. (F) Crystalstructure of γ9δ2TCR G115; the region that was used for alanine stretches within δCDR3is shown in white, residual δCDR3 in green, δ chain in blue, γ chain in brown.
5.3.7 Influence of the CDR3 sequence on γ9δ2TCR mediated functional avid-
ity. To test the hypothesis that both the length and sequence of δCDR3 can
be important to mediate optimal functional avidity, γ9δ2TCR length mutants
δ2-G115LM2, δ2-G115LM4, and δ2-G115LM6 were transduced into T-cells in com-
bination with γ9-G115wt. IFNγ-secretion of transductants in response to Daudi
was compared to cells transduced with wt sequences from δ2-cl3wt (corresponds
in length to δ2-G115LM2), δ2-cl5wt (corresponds in length to δ2-G115LM4), and
δ2-G115wt (corresponds in length to δ2-G115LM6) (Table 5.4). Although T-cells
transduced with δ2-G115LM6 and δ2-G115wt did not differ in the amount of
cytokine secretion, all other combinations of wt chains showed a more than
two-fold increase in IFNγ when compared to the length mutant that select-
ively contained alanines (Figure 5.3E). These results were confirmed when the
lytic capacity of transduced cells was tested (data not shown). The sequence
in δCDR3 is therefore also a significant factor for the optimal functioning of a
γ9δ2TCR.
Accordingly, the sequential importance of γCDR3 was studied. Thereby, γ9-
G115LM1−3 were transduced into T-cells in combination with δ2-G115wt. IFNγ-
secretion of transductants in response to Daudi was compared to cells trans-
duced with γ9-cl3wt (corresponds in length to γ9-G115LM1), γ9-cl5wt (corres-
ponds in length to γ9-G115LM2) and γ9-G115wt (corresponding to γ9-G115LM3)
72
CHAPTER 5. γ9 AND δ2CDR3 DOMAINS
Figure 5.4: Functional avidity of transduced T-cells expressing γ9δ2TCR G115 withγ9-CDR3 length mutations. (A) Peripheral blood T-cells were virally transduced withindicated γ9 and δ2 TCR chains. Lytic activity of transductants was compared side-by-side to T-cells expressing individual γ9δ2TCRs of the same γ9CDR3 length. Specificlysis is indicated as fold change 51Cr-release measured in the supernatant after 5h. Datarepresent the mean±SD. ∗∗p < 0.01 by 1-way ANOVA. (B) Crystal structure of γ9δ2TCRG115 indicating γ9CDR3 in gray including amino acids γ9-G115A109, γ9-G115Q110 andγ9-G115Q111 (red arrows), δCDR3 is shown in green; δ chain in blue; γ chain in brown.
(Table 5.4). T cells expressing γ9-cl3wt/δ2-G115wt selectively produced lower
amounts of IFN-γ when compared to their wt equivalent γ9-G115LM1 (Fig-
ure 5.4A). Previously, the same γ9δ2TCR combination was also found to medi-
ate reduced functional avidity (Figure 5.1C and D). Interestingly, loss of activity
could be restored to normal levels (referred to γ9δ2TCR G115wt) by mutating
γCDR3E109 in γ9-cl3wt to γCDR3A109, which demonstrates that a single change
in the variable sequence of γ9CDR3 is sufficient to regulate functional avidity
of γ9δ2TCR transduced T cells tested here.
In summary, the length and sequence of the δ2CDR3 domain between L109
and T113 play a crucial role in γ9δ2TCR mediated functional avidity. In ad-
dition, the individual sequence between γ9CDR3E108 and γ9CDR3E111.1 can
hamper the activity of a γ9δ2TCR, and in G115 γCDR3A109 is most likely cru-
cial for ligand interaction (Figure 5.4B). This provides not only the rationale
for CTE-engineered γ9δ2TCRs but also for random mutagenesis within both γ9
and δ2CDR3 regions.
73
Figure 5.5: Anti-tumor-reactivity of T cells transduced with CTE-engineered γ9δ2TCRs.(A) Peripheral blood T cells were virally transduced with indicated γ9δ2TCRs and testedagainst indicated tumor cell lines and healthy control tissue. Transductants were in-cubated with target cells (E:T 1:1) in the presence of 10µM pamidronate. IFN-γ pro-duction was measured after 24h by ELISA. (B) Peripheral blood T cells were virallytransduced with clinical grade vector MP71 containing indicated γ9δ2TCR and tested
74
CHAPTER 5. γ9 AND δ2CDR3 DOMAINS
against primary AML blasts and healthy progenitor cells in an IFN-γ ELISpot assay (E:T3:1) in the presence of 10µM pamidronate. Data represent the mean±SD. ∗p < 0.05,∗∗p < 0.01, ∗∗∗p < 0.001 by 1-way ANOVA. (C, D) The functional avidity of T-cells ex-pressing CTE-γ9δ2TCR γ9-G115wt/δ2-cl5wt or control γ9δ2TCR (γ9-G115wt/δ2-G115wt)was studied in Rag2-/-γc-/- double knockout mice. After total body irradiation (2Gy)on day 0, mice were intravenously injected with 0.5× 106 Daudi-luciferase cells and 107
CTE-γ9δ2TCR transduced T-cells at day 1. Additionally, 6 × 105 IU IL-2 in IFA andpamidronate (10mg/kg body weight) were injected at day 1 and every 3 weeks untilthe end of the experiment. (C) Tumor outgrowth was assessed by in vivo biolumines-cence imaging (BLI) by measuring the entire area of mice on both sides. Data representthe mean of 4 animals measured. ∗∗p < 0.01 by 1-way ANOVA (day 42). (D) Overallsurvival of treated mice was monitored for 72 days.
5.3.8 From bench to bedside. CTE-engineered γ9δ2TCRs with increased activ-
ity against tumor cells are interesting candidates for TCR-gene therapeutic
strategies. This leads to the question of whether changes in functional avid-
ity mediated by CTE-γ9δ2TCRs constitute a unique phenomenon of a defined
γ9δ2TCR pair in response to the tumor cell line Daudi, or if this is a general
response to most tumor targets. Therefore, CTE-γ9δ2TCRs that mediated in-
creased (γ9- G115wt/δ2-cl5wt) or reduced (γ9-cl3wt/δ2-G115wt) activity were
tested against various tumors in an IFNγ ELISA in the presence of pharma-
cological concentrations of pamidronate (10µM) (Figure 5.5A) [149]. In line
with the observed response to Daudi, tumor reactivity was significantly in-
creased for K562 and SW480 when taking advantage of γ9-G115wt/δ2-cl5wt,
as compared to γ9-G115wt/δ2-G115wt, but was significantly reduced or even
absent for all other targets using γ9-cl3wt/δ2-G115wt. Furthermore, transduct-
ants expressing γ9-G115wt/δ2-cl5wt also recognized the tumor cell lines Saos-2,
MZ1851RC, SCC9, MDA-MB231, Fadu and MCF-7, which were not recognized
by control T-cells expressing γ9-G115wt/δ2-G115wt. Moreover, CTE-engineered
T-cells with increased activity against tumor cells still did not show any re-
activity towards healthy tissue such as PBMCs and fibroblasts. Therefore, CTE-
engineered γ9δ2TCRs can provide higher tumor reactivity against a broad panel
of tumor cells while not affecting normal tissue, and thus have the potential to
increase efficacy of TCR-engineered T cells.
To assess the potential clinical impact of CTE-engineered γ9δ2TCRs, we tested
whether an increased efficacy of CTE-γ9δ2TCRs is also present when vectors
75
for clinical applications are used and primary blasts of patient cells are chosen
targets. Therefore, γ9- G115wt was linked via an E2F element to either δ2-
G115wt or to δ2-cl5wt (CTE-γ9δ2TCR with highest efficacy) and cloned into
the clinical grade vector MP71. Transduction efficacy was comparable (∼30%),
and CTE-γ9δ2TCR transduced T cells were tested against primary AML blasts
and healthy CD34 progenitor cells in an IFNγ-ELISpot (Figure 5.5B). Transduct-
ants expressing γ9-G115wt/δ2-cl5wt recognized AML blasts of patient 1 (AML1)
equally, and were superior in recognizing AML blasts of patient 2 (AML2) when
compared to cells with γ9-G115wt/δ2-G115wt. Furthermore, CD34 progenitor
cells were not recognized by T-cells expressing either γ9-G115wt/δ2-cl5wt or
γ9-G115wt/δ2-G115wt. In light of these findings, CTE-engineered TCR γ9-
G115wt/δ2-cl5wt appears to be a promising candidate for clinical application.
Finally, to demonstrate that CTE-γ9δ2TCRs are safe and function with increased
efficacy when compared to the original constructs in vivo, adoptive transfer of
either CTE-(γ9-G115wt/δ2-cl5wt) or wt-engineered T cells was studied in a hu-
manized mouse model: protection against outgrowth of Daudi-luc in Rag2-/-
γc-/- double knockout mice, where the frequency of T-cell infusion was re-
duced relative to our previously reported model [149]. This resulted in loss
of protection with wt-engineered T-cells when tumor growth was measured
by bioluminescence imaging (BLI) or overall survival was assessed (Figure 5.5C
and D). However, CTE-engineered T cells expressing γ9-G115wt/δ2-cl5wt clearly
reduced tumor outgrowth in vivo (20, 000 counts/min, day 42) as compared to
wt-engineered T cells (180, 000 counts/min, day 42). Furthermore, only mice
treated with CTE-engineered T cells had an increased overall survival of ∼2
months relative to mice treated with T cells expressing γ9-G115wt/δ2-G115wt.
These results indicate that CTE-engineered γ9δ2TCRs efficiently mediate anti-
tumor reactivity in vivo, which points to CTE as a potential tool to optimize
γ9δ2TCRs for clinical application.
5.4 Discussion
γ9δ2T cells are innate lymphocytes that provide strong anti-tumor reactivity
against solid and hematological cancers [46, 152]. However, despite posit-
ive preclinical data, adoptive transfer of γ9δ2T cells in clinical studies has
76
CHAPTER 5. γ9 AND δ2CDR3 DOMAINS
provided only limited tumor control [167]. In our study, we determined one
factor preventing the successful translation of this strategy into humans: the
strong tumor-reactive potential of γ9δ2T-cells is not a universal feature among
all γ9δ2T-cells. Individual γ9δ2T-cell clones differ in their anti-tumor reactiv-
ity in specificity and functional avidity. The latter is substantially regulated by
CDR3 domains of individual γ9δ2TCRs. Most likely, single amino acid sub-
stitutions in CDR3 impact the affinity of a γ9δ2TCR to its ligand. Finally, we
have provided a means to engineer immune cells that harbor γ9δ2TCRs with in-
creased anti-tumor reactivity in vitro and in vivo which are promising candidates
for clinical applications.
Limited evidence has been provided for an important role of the variable do-
mains of a γ9δ2TCRs in mediating function. The requirement for germline
encoded residues has been reported only within γCDR3 and a hydrophobic
residue at position δ109 within δCDR3 [33, 232]. Here, Jδ1 residue δI117
was found to be important for tumor recognition, which shows that another
germline encoded residue is mandatory in the δ2TCR chain. Mutation of
residue δ109 or δI117 partially abrogates γ9δ2TCR-mediated activation, indic-
ating that such residues may be crucial for a first binding of a γ9δ2TCR to its
target. However, we have shown that single amino acids in the highly variable
part of CDR3, such as γCDR3A109, can clearly impact functional avidity. In the
γ9δ2TCR G115, γCDR3A109 points back towards the γ-chain, while γCDR3Q110
and γCDR3Q111 point towards the back of the TCR, but without contacting
any δ-chain residues. In combination with our functional data, this modeling
suggests that γCDR3A109 in G115 is important for directly mediating ligand in-
teractions. However, the A/E and Q/E substitutions are fairly non-conservative
and could also indirectly alter the structure of the γCDR3 loop and the TCR
binding site through global conformational changes. Additionally, our data in-
dicate that diverse amino acid compositions in δ2CDR3 can impact functional
avidity; the combination of a defined γ9 and δ2 chain is particularly important.
We hypothesize that the highly variable parts of γ9 and δ2CDR3 complement
each other to form a structure or allow a conformational change that is favorable
or unfavorable for target recognition. Therefore, in contrast to previous reports
[239], δCDR3 alone does not correctly reflect the full interaction of a γ9δ2TCR
with its target. Receptor flexibility is apparently necessary, for example to ad-
77
just to a variable cell surface of an antigen that might be presented in different
ways [30], or to respond with different affinities, as recently demonstrated for
T22 reactive γδT cells with variable δCDR3-domains in mice [191]. This is also
in line with a two-step binding model reported for αβTCRs, which requires a
preliminary interaction and then adjustment [236]. However, these hypotheses
are limited by the fact that no direct interaction of a γ9δ2TCR with a ligand has
been reported, which prevents further visualization of the proposed receptor-
ligand-interactions.
Our data suggest that certain limitations in the γ9δ2TCR repertoire are me-
diated by the δCDR3 length. If δCDR3 becomes too short, γ9δ2TCRs are not
functional, and such receptors have not been reported within the human δ2TCR
repertoire. Although the here used IMGT database for human γ9δ2TCR rep-
ertoire is certainly not complete, it is plausible that alterations in δCDR3 in
particular can limit the positive selection of a γ9δ2T cell. The functionally tol-
erated variability in CDR3 sequences and lengths reported in our study sup-
port the observation that γ9δ2T-cell responses to phosphoantigen stimulation
do not further select for defined CDR3 sequences [65, 219]. In line, we ob-
served identical dose-response kinetics in pamidronate titration experiments,
although the magnitude of response differed significantly. This indicates that
γ9CDR3 and δ2CDR3 binding does not involve substrates directly regulated by
pamidronate, which supports the hypothesis that a secondary signal is present
[182] irrespective of the mevalonate pathway.
Interestingly, T cells engineered to express defined γ9δ2TCRs did reflect the
functional avidity of the original γ9δ2T-cell clone tested here. Therefore, differ-
ences in CDR3 domains of γ9δ2TCRs can be responsible for differential func-
tional avidities observed between individual γ9δ2T-cell clones. However, it is
still likely that the functionality of distinct γ9δ2T cells is orchestrated by differ-
ent stimulatory molecules, e.g. NKG2D [53], and co-stimulatory signals derived
from molecules that are additionally expressed on γ9δ2T cells [182]. The pleth-
ora of specificities and functional avidities of distinct γ9δ2T-cell clones must
therefore be taken into account when such cells are ex vivo expanded and ad-
optively transferred [82].
To generate tumor-reactive T-cells that mimic the reactivity of a γ9δ2T cell, we
78
CHAPTER 5. γ9 AND δ2CDR3 DOMAINS
proposed to engineer αβT-cells to express a defined γ9δ2TCR [149]. This al-
lows rapid engineering of tumor-reactive T cells that are not limited by HLA-
restrictions and are readily available for nearly any patient with any cancer.
Moreover, it allows a γδT-cell repertoire to be repleted. The functionality of this
repertoire is usually heavily impaired in cancer patients [234]. To further im-
prove functional avidity mediated by a TCR, laborious display strategies have
been used for αβTCRs [101]. Based on our observation that mainly the γ9
and δ2CDR3 domains are involved in mediating functional avidity, we have
proposed the concept of combinatorial-γδTCR-exchange (CTE) as an efficient
method to design γ9δ2TCRs that mediate broad and strong anti-tumor re-
sponse. The CTE-γ9δ2TCR transduced T-cells tested remained tumor specific
and did not respond to healthy tissue. This indicates that pairing distinct γ9
chains or δ2 chains only strengthens the response towards malignant cells in-
stead of altering specificity, which reduces the likelihood of unwanted specificit-
ies. Hence, CTE-engineering provides an elegant strategy to redirect T cells
more effectively against a broad range of tumor cells.
5.5 Acknowledgments
We appreciate the technical support by Anton Martens and helpful discussions
with Charles Frink, Jeanette Leusen, Bart Nagelkerken, and Tuna Mutis.
79
!9-chain
104 105 106 107 108 109 110 111 111.1 112.1 112 113 114 115 116 117 118 119 120 121 122 123 124 125 126 127
!9-cl3wt C A L W E E · · E L G K K I K V F G P G T K L I I T
!9-cl5wt C A L W E I · Q E L G K K I K V F G P G T K L I I T
!9-G115wt C A L W E A Q Q E L G K K I K V F G P G T K L I I T
"2-chain
104 105 106 107 108 109 110 111 111.1 112.2 112.1 112 113 114 115 116 117 118 119 120 121 122 123 124 125 126 127 128
"2-cl3wt C A C D L L G · · · · Y T D K L I F G K G T R V T V E P
"2-cl5wt C A C D A L K R · · T D T D K L I F G K G T R V T V E P
"2-G115wt C A C D T L G M G G E Y T D K L I F G K G T R V T V E P
!CDR3 J!P
"CDR3 J"1
Table 5.2: CDR3 sequence alignment of γ9δ2TCR G115, clone 3 and clone 5.
104 105 106 107 108 109 110 111 111.1 112.2 112.1 112 113 114 115 116 117 118 119 120 121 122 123 124 125 126 127 128
!2-G115wt C A C D T L G M G G E Y T D K L I F G K G T R V T V E P impairment
!2-G115L116A C A C D T L G M G G E Y T D K A I F G K G T R V T V E P stability
!2-G115F118A C A C D T L G M G G E Y T D K L I A G K G T R V T V E P stability
!2-G115V124A C A C D T L G M G G E Y T D K L I F G K G T R A T V E P stability
!2- G115 C A C D T L G M G G E Y · · · L I F G K G T R V T V E P stabilitydeletionT113-K115A
!2-G115L109A C A C D T A G M G G E Y T D K L I F G K G T R V T V E P avidity
!2-G115I117A C A C D T L G M G G E Y T D K L A F G K G T R V T V E P avidity
!2-G115LM0 C A C D T L 0 x A T D K L I F G K G T R V T V E P avidity
!2-G115LM1 C A C D T L 1 x A T D K L I F G K G T R V T V E P avidity
!2-G115LM4 C A C D T L 4 x A T D K L I F G K G T R V T V E P avidity
!2-G115LM12 C A C D T L 12 x A T D K L I F G K G T R V T V E P avidity
!CDR3 J!1
single alanine mutants and deletions
alanine length mutants
Table 5.3: Alanine mutations in δCDR3 and the Jδ1 segment with impact on receptorstability or functional avidity.
80
CHAPTER 5. γ9 AND δ2CDR3 DOMAINS
Figure 5.6: Expression pattern of individual γ9δ2T-cell clones. Surface expression ofA) γδTCR B) NKG2D C) CD158a D) NKAT-2 and E) NKB-1 on individual γ9δ2 T-cellclones was analyzed by flow cytometry using the following antibodies: pan-γδTCR-PE (clone IMMU510), NKG2D-PE (clone 1D11), NKAT2-PE (clone DX27), CD158a-FITC(clone HD-3E4) and NKB1-FITC (clone HP-3E4).
81
!9-chain J!P
111 112104 105 106 107 108 109 110 111 .1 .2 112 113 114 115 116 117 118 119 120 121 122 123 124 125 126 127
!9-cl3wt C A L W E E · · E L G K K I K V F G P G T K L I I T!9-G115LM1 C A L W E A · · E L G K K I K V F G P G T K L I I T!9-cl5wt C A L W E I · Q E L G K K I K V F G P G T K L I I T!9-G115LM2 C A L W E A · A E L G K K I K V F G P G T K L I I T!9-G115wt C A L W E A Q Q E L G K K I K V F G P G T K L I I T!9-G115LM3 C A L W E A A A E L G K K I K V F G P G T K L I I T
"2-chain J"1
111 112 113104 105 106 107 108 109 110 111 .1 .2 .3 112 113 114 115 116 117 118 119 120 121 122 123 124 125 126 127 128
"2-cl3wt C A C D L L G · · · · Y T D K L I F G K G T R V T V E P"2-G115LM2 C A C D T L A · · · · A T D K L I F G K G T R V T V E P"2-cl5wt C A C D A L K R · · T D T D K L I F G K G T R V T V E P"2-G115LM4 C A C D T L A A · · A A T D K L I F G K G T R V T V E P"2-G115wt C A C D T L G M G G E Y T D K L I F G K G T R V T V E P"2-G115LM6 C A C D T L A A A A A A T D K L I F G K G T R V T V E P
!CDR3
"CDR3
Table 5.4: CDR3 length mutants of γ9δ2TCR G115 and length matched CDR3 domainsof clone 3 and clone 5.
Figure 5.7: Functional avidity of γ9δ2TCR transduced T cells with different γCDR3length. γ9δ2TCRs with γCDR3 length mutations (γ9-G115LM) or unmutated wt (γ9-G115wt) were virally transduced in peripheral blood T cells. (A) Lytic activity of trans-ductants was tested in a 51Cr-release assay against the tumor target Daudi (E:T 10:1).Specific lysis is indicated as fold change 51Cr-release measured in the supernatant after5h. Fold change was calculated as compared to reactivity of unmutated wt (δ2-G115wt).(B) Generated γ9-G115LM were matched in a BLAST search with γ9δ2TCRs describedin the IMGT database. Shown is the number of citations compared to γ9-G115LM of thesame length.
82
CHAPTER 5. γ9 AND δ2CDR3 DOMAINS
8
8
A)
B)
LCL 6
LCL 8
LCL 1
2
LCL 2
0
LCL 2
2
LCL 3
6
LCL 3
7
LCL 4
8
LCL 6
1
LCL 6
9
LCL 7
0
LCL 8
3
LCL 9
3
LCL 9
4
LCL 9
6
0
50
100
150
200
250
mock
9-G115wt/!2-G115wt 9-cl3wt/!2-G115wt
******
*** ***
*** *****
***
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***
*
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*
**
***
********* ***
******
*** ******
**** ***
***
sp
ots
/15000 c
ells
Figure S3: !TCR downmodulation and reduced alloreactivity of CTE-engineered T-cells. A) 9!2TCRs
were virally transduced in peripheral blood T-cells and analyzed for "#TCR and !TCR expression, respectively,
using an "#TCR-pan and a !2-chain specific antibody. The mean fluorescence intensity (MFI) of "#TCR and
!TCR are indicated. B) Allo-reactivity of CTE-engineered T-cells were tested aginst EBV-LCLs in an IFN-
ELISpot assay. Only EBV-LCLs which elicited allo-reactivity against mock are shown. Data represent the
mean±SD as compared to mock transduced cells. *p<0.05, **p<0.01, ***p<0.001 by 1-way ANOVA.
Figure 5.8: αβTCR downmodulation and reduced alloreactivity of CTE-engineeredT cells. (A) γ9δ2TCRs were virally transduced in peripheral blood T cells and analyzedfor αβTCR and γδTCR expression, respectively, using an αβTCR-pan and a δ2-chainspecific antibody. The mean fluorescence intensity (MFI) of αβTCR and γδTCR are in-dicated. (B) Allo-reactivity of CTE-engineered T cells were tested aginst EBV-LCLs inan IFN-γ ELISpot assay. Only EBV-LCLs which elicited allo-reactivity against mock areshown. Data represent the mean±SD as compared to mock transduced cells. ∗p < 0.05,∗∗p < 0.01, ∗∗∗p < 0.001 by 1-way ANOVA.
83
84
Chapter 6
γδT-cells elicited byCMV-reactivation after allo-SCTcross-recognize CMV and leukemia
Wouter Scheper1,∗, Suzanne van Dorp
1,∗, Sabina Kersting1,
Floor Pietersma1, Caroline Lindemans
2, Samantha Hol1,
Sabine Heijhuurs1, Zsolt Sebestyen
1, Cordula Gründer1,
Victoria Marcu-Malina1, Arnaud Marchant
3,
Catherine Donner4, Bodo Plachter
5, David Vermijlen3,6,
Debbie van Baarle1,7
and Jürgen Kuball1
Leukemia, 2013
1Department of Hematology and Immunology, University Medical Center Utrecht, the Nether-lands
2Pediatric Blood and Marrow Transplantation Program, University Medical Center Utrecht, theNetherlands
3Institute for Medical Immunology , Université Libre de Bruxelles, Belgium4Department of Obstetrics and Gynecology, Hôpital Erasme, Brussels, Belgium5Institute for Virology, University Medical Center of the Johannes Gutenberg-University, Mainz,Germany
6Institute of Pharmacy, Université Libre de Bruxelles, Belgium7Department of Internal Medicine and Infectious Diseases, University Medical Center Utrecht, theNetherlands∗Both authors contributed equally to this work
85
Abstract
Human cytomegalovirus (CMV) infections and relapse of disease remainmajor problems after allogeneic stem cell transplantation (allo-SCT), inparticular in combination with CMV-negative donors or cordblood trans-plantations. Recent data suggest a paradoxical association between CMV-reactivation after allo-SCT and reduced leukemic relapse. Given the po-tential of Vδ2-negative γδT-cells to recognize CMV-infected cells and tu-mor cells, the molecular biology of distinct γδT-cell-subsets expanding dur-ing CMV-reactivation after allo-SCT was investigated. Vδ2neg γδT cellexpansions after CMV-reactivation were observed not only with conven-tional but also cordblood donors. Expanded γδT-cells were capable ofrecognizing both CMV-infected cells as well as primary leukemic blasts.CMV- and leukemia-reactivity were restricted to the same clonal population,whereas other Vδ2neg T-cells interact with dendritic cells (DCs). Cloned Vδ1-TCRs mediated leukemia-reactivity and DC-interactions, but surprisinglynot CMV-reactivity. Interestingly, CD8αα expression appeared to be a sig-nature of γδT-cells after CMV exposure. However, functionally CD8αα wasprimarily important in combination with selected leukemia-reactive Vδ1-TCRs, demonstrating for the first time a co-stimulatory role of CD8αα fordistinct γδTCRs. Based on these observations, we advocate the explora-tion of adoptive transfer of unmodified Vδ2neg γδT cells after allo-SCT totackle CMV-reactivation and residual leukemic blasts, as well as applicationof leukemia-reactive Vδ1-TCR-engineered T cells as alternative therapeutictools.
6.1 Introduction
Human cytomegalovirus (CMV) is a widely prevalent herpesvirus that, after
primary infection, persists life-long in the human host. Although infections are
asymptomatic in most immunocompetent individuals, reactivation of the virus
in immunocompromised patients after allogeneic stem cell transplantation (allo-
SCT) can lead to life-threatening complications including colitis and pneumonia
[27]. Moreover, CMV infection is associated with increased risk of acute graft-
versus-host disease (GVHD) [63, 213] and predisposes to secondary infections
due to CMV-induced immunesuppression [166]. Paradoxically, recent evidence
shows that CMV reactivation after allo-SCT reduces the risk of leukemic relapse
[18, 64], suggesting an unexpected favorable association between CMV infection
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CHAPTER 6. CMV- AND LEUKEMIA-REACTIVE γδT CELLS AFTER ALLO-SCT
and clearance of tumor.
Multiple cell populations have been reported to be involved in clearance of
CMV infection. A vast body of information has been gathered for CMV-specific
αβT cells and NK cells [49]. For NK cells it has been hypothesized that they
may cross-recognize CMV-infected cells and cancer cells by responding to CMV-
infected residual AML blasts [64], which may contain considerable CMV copy
numbers. An alternative population that might also contribute to a better con-
trol of leukemia after CMV-reactivation is represented by γδT cells. In recent
years numerous studies have established the importance of γδT cells, a minor
T-cell population in peripheral blood but prominently present at sites of CMV
replication such as epithelial tissues, in both anti-viral immunity and tumor-
surveillance [29]. Contrary to αβT cells, activation of γδT cells does not rely on
antigen-presentation by MHC but is instead mediated by pathogen-derived an-
tigens or self molecules that are upregulated on infected, transformed or other-
wise stressed cells. In adult peripheral blood the major γδT-cell subset expresses
T-cell receptors (TCRs) composed of Vδ2 and Vγ9 gene segments (therefore also
referred to as Vδ2pos γδT cells) and is activated by small, nonpeptidic phospho-
antigens of pathogen or self origin [42, 78]. In contrast, γδT cells that reside in
epithelial tissues express TCRs composed of mainly Vδ1 or Vδ3 chains paired
with diverse Vγ chains, and a proportion of these γδT cells (collectively called
Vδ2neg γδT cells) expresses CD8αα [32, 58].
The involvement of γδT cells in the immune response against CMV has been
established by studies in transplant patients as well as healthy individu-
als, showing that CMV infection associates with marked in vivo expansions
of specifically Vδ2neg γδT cells that are reactive against CMV-infected cells
[56, 118, 176, 178, 229]. Furthermore, expansion of Vδ2neg T cells upon CMV
infection was shown to correlate with clearance of the virus [128]. In addition to
the anti-CMV response, numerous studies have implicated γδT cells in tumor
host defense: γδT cells have been found to infiltrate tumors of diverse origin
in vivo [41, 68, 144] and both Vδ2neg and Vδ2pos subsets have been abundantly
shown to be cytotoxic to cancer cells in vitro [45, 78, 86, 198].
Taken together these reports have strongly established the importance of Vδ2neg
γδT cells in the immune response against CMV and in tumor-surveillance. In
87
the present study we therefore evaluated the potential anti-leukemia capacity
of γδT cells that expand upon CMV-reactivation in a population of patients
with hematological malignancies receiving allo-SCT from either conventional
or cordblood donors. We show that in this cohort CMV-reactivation after allo-
SCT associates with in vivo expansions of CMV-reactive Vδ2neg γδT cells. These
CMV-induced γδT cells are capable of cross-recognizing hematological cancers,
and thus may explain the favorable effect of CMV-reactivation on risk of leuk-
emic relapse. In addition, such cells can serve as tools either from third party
donors to tackle CMV infection and leukemia or by taking advantage of here-
identified receptors to redirect T cells against leukemia.
6.2 Methods
6.2.1 Cell lines and antibodies. (see Supplementary Methods)
6.2.2 Patients, allo-SCT and blood sampling. A cohort of 26 patients with vari-
ous hematological diseases (Supplementary Table 6.1), who received an allo-
SCT at the UMC Utrecht, from December 2005 until August 2008, was analyzed.
Allo-SCT was given as curative or as rescue treatment to patients younger than
70 years with available HLA-matched related or unrelated donors, or with cord-
blood grafts. Patients were treated according to clinical protocols approved by
the local ethics board and gave their informed consent. Outcome of allo-SCT
of these patients was retrospectively analyzed in terms of hematopoietic re-
covery, viral reactivations, acute and chronic GVHD and progression free and
overall survival [225, 226]. After allo-SCT, patients were weekly monitored for
3 months for CMV-reactivation by real-time automated CMV-DNA PCR using
a TaqMan R© probe. For patients with conventional stem cell donors, PBMCs
of these time points were isolated and stored in liquid nitrogen until phen-
otypic analysis or expansion. Blood samples of cordblood patients were col-
lected 50− 100 days after transplantation. Absolute counts of CD3+, γδTCR+
and Vδ2+ T-cells were determined using TRUcount tubes R© (BD), according to
the manufacturer’s protocol. PBMCs were stained for γδTCR, Vδ2, CD3, CD4,
CD8α, CD16, CD25, CD27, CD45RO, CD56, CD80, and HLA-DR. The cohort of
newborns with CMV infection has been described recently [229].
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CHAPTER 6. CMV- AND LEUKEMIA-REACTIVE γδT CELLS AFTER ALLO-SCT
6.2.3 Expansion and isolation of γδT-cell lines. γδT cells were isolated and
expanded using a previously described REP-protocol [183] (see Supplementary
Methods).
6.2.4 Functional T cell and DC maturation assays. IFNγ-ELISPOT,
51Chromium-release and DC maturation assays were performed as previ-
ously described [125, 149] (see Supplementary Methods).
6.2.5 Cloning of γδTCRs and retroviral transduction of T cells. γδTCRs were
isolated and sequenced as described in Supplementary Methods. Clone TCRs,
Vγ9Vδ2-TCR clone G115 [4] and a HLA-A*0201-restricted WT1126-134-specific
αβTCR [123] were transduced into αβT cells as described [149, 183, 209] (see
Supplementary Methods).
6.2.6 Statistical analyses. Differences were analyzed using indicated statistical
tests in GraphPad Prism 5.0 for Windows (GraphPad Software Inc.).
6.3 Results
6.3.1 CMV-reactivation after allo-SCT associates with expansion of Vδ2neg
γδT cells in both CMV-positive and CMV-negative stem cell donors. In or-
der to test whether an increase in Vδ2neg γδT cells is observed during CMV-
reactivation after allo-SCT, blood samples of 26 patients with umbilical cord-
blood (n = 10) and adult stem cell donors (n = 16, Supplementary Table 6.1)
were collected after allo-SCT and analyzed by flow cytometry. Nine patients
(56%) with adult stem cell donors developed a CMV-reactivation within 3
months after allo-SCT. In agreement with previous work in the context of allo-
SCT [118] but also other transplantation settings [56, 178], CMV-reactivation
but not EBV-reactivation associated with a significant increase in absolute num-
bers of circulating donor γδT cells in patients with conventional adult stem
cell donors (Fig. 6.1A, left panel; Supplementary Table 6.2). Expression ana-
lysis of CD45RO and CD27 indicated significantly lower percentages of naïve
(CD45ROnegCD27pos) γδT cells in CMV-reactivating patients (Supplementary
89
Fig. 6.7A), suggesting expansion of effector cells in these patients. Also all
patients with cordblood grafts, thus CMV-naïve donors, that developed a CMV-
reactivation (n = 6) had significantly increased numbers of circulating γδT
cells when compared to time-matched non-CMV-reactivating patients (n = 4;
Fig. 6.1A, right panel), although due to logistic challenges no time-course evalu-
ation was possible in this cohort. In both patient populations the increase in γδT
cells was due to an increase in the Vδ2neg subset (Fig. 6.1B), while Vδ2pos γδT
cells did not significantly differ between CMV-reactivating and non-reactivating
patients (adult grafts: median 2.17 versus 2.39 cells/µl, P = 0.37; cordblood
grafts: median 4.38 versus 0.81, P = 0.38). No differences were observed in
total CD3+ T-cell numbers between CMV-reactivating and non-reactivating pa-
tients (adult grafts: median 437 versus 355 cells/µl, P = 0.80; cordblood grafts:
median 58 versus 97 cells/µl, P = 0.38). In order to assess whether the increase
in Vδ2neg γδT cells during CMV-reactivation was mainly driven by γδT cells
expressing a public Vγ8Vδ1-TCR, which has been reported to play a substantial
role in congenitally infected newborns [229], clonality of increased cell fractions
was analyzed by spectratyping. However, when analyzing clonality of Vδ1, Vδ2
and Vδ3 γδT cells no such enrichment was observed in selected patients (Sup-
plementary Fig. 6.8). Interestingly, the increase in γδT cells in CMV-reactivating
patients preceded the increase of αβT cells, as a significant difference in αβT
cells between CMV-reactivating and non-reactivating patients was not observed
until 3 months after allo-SCT (Supplementary Fig.6.7B).
Together, these data confirm in a rather small but apparently representative co-
hort that CMV-reactivation after transplantation of CMV-seropositive stem cell
grafts associates with a significant increase of donor Vδ2neg γδT cells. Notably,
Vδ2neg γδT cells were also elicited during CMV-reactivation when CMV-naïve
cordblood grafts were used.
6.3.2 Patient-derived Vδ2neg γδT cells specifically recognize CMV-infected and
transformed cells ex vivo. To functionally evaluate whether Vδ2neg γδT cells
that expanded in vivo upon CMV-reactivation could indeed contribute to an
anti-CMV immune response, γδT cells were isolated from CMV-reactivating
patients and analyzed ex vivo. Patient-derived bulk, Vδ2neg, and Vδ2pos γδT-cell
subsets were coincubated with CMV-infected fibroblasts and γδT-cell activation
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CHAPTER 6. CMV- AND LEUKEMIA-REACTIVE γδT CELLS AFTER ALLO-SCT
Figure 6.1: Selective expansion of Vδ2neg γδT cells in patients with CMV-reactivationafter allo-SCT. (A) Blood samples of patients with conventional adult stem cell donorswere collected weekly after allo-SCT (left panel) or during CMV-reactivation in patientswith cordblood-derived grafts (right panel), and presence of γδT cells was analyzedby flow cytometry. In the left panel, median values of all patients are presented. Forpatients with conventional donors, most CMV-reactivations were observed in the secondand third month after transplantation. (B) Presence of Vδ2neg γδT cells was analyzed inpatients with conventional and cordblood donors by flow cytometry. In patients withconventional stem cell donors (left panel) Vδ2neg γδT cells were measured in the secondand third month after allo-SCT, in patients with cordblood grafts at the same timepointas in (A). In box plots, the line at the middle is the median, the box extends from the25th to 75th percentile, and the whiskers extend down to the lowest value and up to thehighest. Mann Whitney U test was used to assess differences between CMV-positive andCMV-negative patients, and significant differences are indicated (∗p < 0.05).
91
was measured by IFNγ-ELISPOT. γδT cells isolated from patients with conven-
tional stem cell grafts secreted significantly higher levels of IFNγ upon con-
tact with CMV-infected cells when compared to uninfected controls (Fig. 6.2A).
In line with previous studies [56, 118], CMV-reactivity of patient-derived γδT
cells was mediated exclusively by Vδ2neg γδT cells, but not Vδ2pos γδT cells
(Fig. 6.2A). Importantly, γδT cells isolated from cordblood patients produced
IFNγ in response to and were able to specifically lyse CMV-infected cells
(Fig. 6.2B).
Previously it has been reported that γδT cells that expand upon CMV-
reactivation are able to cross-recognize solid cancer cells [47, 90], however cross-
reactivity with leukemic cells has not been reported. Therefore, patient-derived
Vδ2neg and Vδ2pos γδT cells were coincubated with a variety of hematological
cancer cell lines and primary acute myeloid leukemia (AML) blasts. Indeed,
CMV-reactive Vδ2neg γδT cells were able to specifically recognize lymphoma
(Daudi), leukemia (BV173, K562 and KCL22), and myeloma (U266) cell lines,
and most importantly primary AML blasts (Fig. 6.2C). In contrast, Vδ2pos γδT
cells from selected patients responded to hematological cell lines but not to
primary AML samples, although reactivity could be induced after treating AML
cells with the bisphosphonate pamidronate, a compound that induces the ac-
cumulation of Vδ2pos γδT-cell-activating phosphoantigens in treated cells [149]
(data not shown).
In summary, CMV-reactivation after allo-SCT associates with an increase in mul-
tipotent Vδ2neg γδT-cell populations from both CMV-positive and naïve stem
cell donors that are able to recognize both CMV-infected cells and hematolo-
gical tumor cells.
6.3.3 CMV-reactive Vδ2neg γδT-cell clones cross-recognize leukemic cells, in-
cluding primary AML blasts. To investigate whether cross-reactivity of Vδ2neg
γδT cells to leukemic blasts and CMV-infected fibroblasts is restricted to dif-
ferent clonal populations, Vδ2neg γδT cells were cloned by limiting dilution.
All generated clones carried Vδ2pos γδTCRs and expressed the natural killer
receptor NKG2D (Fig. 6.3A and Supplementary Fig. 6.9). Two clones (B11 and
E1) heterogeneously expressed CD8αα. CMV-reactivity of generated clones was
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CHAPTER 6. CMV- AND LEUKEMIA-REACTIVE γδT CELLS AFTER ALLO-SCT
subsequently analyzed by coincubation with either CMV-infected or uninfec-
ted fibroblasts. Two Vδ1pos γδT-cell clones (B11 and E1) responded to CMV-
infected fibroblasts by increased IFNγ production, while two other clones (D3
and E2) did not (Fig. 6.3B). None of the clones produced TNFα in response to
CMV-infected cells (data not shown). Next, CMV-reactive Vδ1pos γδT-cell clones
B11 and E1 were coincubated with the hematological tumor cell lines U266, T2
(T- and B-lymphoblastoid cell line), EBV-LCL (Epstein-Barr virus-transformed
lymphoblastoid cell line) or primary AML blasts. Both CMV-reactive clones dis-
played a potent IFNγ-response against all (clone B11) or most (clone E1) tested
tumor cell lines as well as primary AML samples (Fig. 6.3C) but not healthy
fibroblasts. However, leukemia-reactivity was not a feature of all isolated clones,
as clones D3 and E2 did not produce IFNγ or TNFα in response to leukemic cell
lines or blasts (data not shown). Together, these data suggest that here-isolated
CMV-reactive clones are able to cross-recognize hematological tumor cells.
6.3.4 The interaction of Vδ2neg γδT cells with DCs is clonally segregated from
CMV- and leukemia-reactivity and is mediated by individual γδTCRs. Because
isolated clones D3 and E2 did not show a cytokine response against CMV-
infected fibroblasts nor leukemic cells (data not shown), we hypothesized that
such clones elicited after CMV infection are involved in maturation of dendritic
cells (DCs) [136], and thereby may aid in mounting adaptive immune responses.
Therefore, monocyte-derived immature DCs were cultured alone or in the pres-
ence of Vδ1pos γδT-cell clones and expression of the maturation markers CD80
and CD86 on DCs was measured after 48 hours. Selectively in the presence of
Vδ1 γδT-cell clones D3 and E2, but not CMV- and leukemia-crossreactive clones
B11 and E1, a substantial and significant increase in CD80/CD86+ DCs was ob-
served compared to immature DCs alone (Fig. 6.3D), resembling the phenotype
of DCs matured by the classical maturation cocktail (prostaglandin E2, IL-1β,
IL-6 and TNFα) [108]. However, no detectable production of IL12p70 was in-
duced by Vδ1 γδT-cell clones (data not shown). Importantly, induction of this
characteristic mature phenotype of DCs by clones D3 and E2 was observed in
the absence of CMV-infected cells or CMV virions in cocultures, indicating that
maturation of DCs by Vδ2neg γδT-cell clones is independent of CMV-antigen.
93
Figure 6.2: Specific recognition of CMV-infected and leukemic cells by patient Vδ2neg
γδT cells. (A) γδT cells isolated from patients with conventional adult stem cell donorswere expanded and cultured ex vivo before MACS-sorting and use in functional analysis.Sorted Vδ2pos or Vδ2neg γδT cells were subsequently cocultured for 18 hours with CMV-infected or -uninfected human foreskin fibroblasts and γδT-cell activation was measuredby IFNγ-ELISPOT. Results from two representative patients are shown. (B) Left panel:γδT cells from patients with cordblood transplantations were tested for CMV-reactivity
94
CHAPTER 6. CMV- AND LEUKEMIA-REACTIVE γδT CELLS AFTER ALLO-SCT
as in (A). Unsorted γδT-cells isolated from these patients predominantly (up to 90%) con-sisted of Vδ2neg T-cells, as determined by flow cytometry. Right panel: Killing capacity ofγδT-cells from cordblood patients against CMV-infected fibroblasts was determined bycoincubating γδT-cells and CMV-infected fibroblasts in a 4− 6hr 51Chromium-releaseassay. Uninfected fibroblasts served as control. Data from three different patients areshown. (C) MACS-sorted Vδ2pos and Vδ2neg γδT-cells from the same patients as in(A) were used to test anti-tumor recognition. Vδ2pos or Vδ2neg γδT-cells were cocul-tured with indicated hematological cancer cell lines or primary leukemic blasts (at 3:1target:effector ratio) in IFNγ-ELISPOT. For both γδT-cell populations healthy unsortedT-cells served as negative control target. Error bars represent SEM. Student t test (A,B) or one-way ANOVA (C) was used to assess differences between γδT-cell responses(∗p < 0.05; ∗∗p < 0.01; ∗∗∗p < 0.001).
To test whether induction of maturation markers on DCs by Vδ1pos T-cell clones
D3 and E2 is mediated by their γδTCRs, Vγ- (Vγ4, Vγ8 and Vγ9) and Vδ1-
chains of here-generated clones were sequenced (Supplementary Table 6.3) and
retrovirally transduced into αβT cells. In agreement with our previous data
on Vγ9Vδ2 TCRs [149], all clone-derived δ1-TCRs were efficiently expressed in
both CD4+ and CD8+ αβT cells and down-regulated endogenous αβTCRs (Sup-
plementary Fig. 6.10). The involvement of individual δ1-TCRs in the induction
of the mature-like phenotype of DCs was subsequently analyzed by incubat-
ing transduced T cells with immature monocyte-derived DCs. Selectively δ1
TCRs that were isolated from clones E2 and D3 but neither δ1-TCRs E1 and
B11 nor mock-transduced cells induced a marked (∼3.5 to 9-fold) upregulation
of CD80/CD86 on DCs (Fig. 6.3E) and increased TNFα secretion in culture su-
pernatants (Supplementary Fig. 6.11A). In addition, a higher mean expression
of CD40, CD83 and HLA-DR was detected on DCs after coincubation with E2-
TCR- and D3-TCR-transduced T cells, but not T cells expressing δ1 TCRs E1
and B11. This phenotype depended on both CD1c, a lipid-presenting molecule
previously reported to be involved in Vδ2neg γδT-cell-mediated DC maturation
[136], and TNFα (Supplementary Fig. 6.11B). As was observed in experiments
with original clones, DCs did not produce detectable levels of IL12p70 (data not
shown). Taken together, these data show that distinct clonal populations within
the expanded Vδ2neg γδT-cell subset are responsible for CMV- and leukemia-
reactivity and for interacting with DCs, and that the Vδ2neg γδT-cell-DC inter-
action involves defined δ1TCRs.
95
Figure 6.3: CMV-reactive Vδ2neg γδT-cell clones cross-recognize cancer cells, but donot interact with DCs. (A) Vδ2neg γδT-cell clones were generated by limiting dilutionand phenotyped by flow cytometry. (B) CMV-reactivity of generated clones was de-termined by incubating clones alone or in combination with CMV-infected or uninfec-
96
CHAPTER 6. CMV- AND LEUKEMIA-REACTIVE γδT CELLS AFTER ALLO-SCT
ted fibroblasts (at 3:1 target:effector ratio) for 18 hours in an IFNγ-ELISPOT assay. (C)CMV-reactive Vδ2neg γδT-cell clones E1 and B11 were cultured alone, with hematolo-gical cancer cell lines or with primary leukemic blasts for 18 hours and IFNγ-productionwas determined by ELISPOT. Healthy human fibroblasts served as negative control. (D)Vδ2neg γδT-cell clones were incubated with immature DCs for 48 hours and the percent-age CD80/CD86 double-positive DCs was measured by flow cytometry. (E) TCR γ- andδ-chains of original Vδ2neg T-cell clones were sequenced and retrovirally transduced intoαβT-cells. Transfer of DC-interacting capacities was tested by culturing mock-transducedT-cells or T-cells expressing clone-derived δ1-TCRs with immature DCs for 48 hours andmeasuring expression of maturation markers by flow cytometry. Error bars representSEM. Student t test (B) or one-way ANOVA (C, D) were applied to assess differencesbetween γδT-cell responses (∗p < 0.05; ∗∗p < 0.01; ∗∗∗p < 0.001).
6.3.5 Cancer-reactivity, but not CMV-reactivity, is mediated by distinct
γδTCRs. To formally confirm that individual γδTCRs of Vδ1 clones B11 and
E1 mediate CMV-reactivity, as reported after in primo utero CMV-infection [229],
αβT cells transduced with clone-derived δ1TCRs and the previously reported
CMV-reactive Vγ8Vδ1TCR [229] were incubated with CMV-infected or uninfec-
ted fibroblasts. Surprisingly, only T cells expressing the public CMV-reactive
Vγ8Vδ1-TCR but neither here-cloned CMV-reactive nor non-reactive δ1-TCRs
produced IFNγ after contact with CMV-infected cells (Fig. 6.4A and data not
shown), suggesting that CMV-recognition by original clones B11 and E1 must
rely on alternative surface receptors.
In order to test the mechanism involved in tumor recognition, clones B11 and E1
were tested for expression of NKp30, a receptor recently reported to be involved
in anti-tumor reactivity by Vδ1pos γδT cells [45]. However, here-isolated clones
did not express NKp30 (Supplementary Fig. 6.9). Thus, an alternative mechan-
ism must mediate tumor-reactivity and could include the individual γδTCRs.
Therefore, δ1TCR- and mock-transduced αβT cells were cocultured with hem-
atological cancer cell lines or primary AML blasts and T-cell activation was
determined by IFNγ-ELISPOT. Selectively T cells transduced with δ1TCRs of
CMV- and cancer-reactive clones B11 and E1 but not mock-transduced T-cells
were able to recognize both hematological cancer cell lines and primary AML
cells, while healthy T cells were not recognized (Fig. 6.4B). Importantly, cancer-
reactivity of both δ1TCRs could be extended to solid cancers, since pharyn-
geal (Fadu) and breast cancer (MDA-MB231) cell lines also activated γδTCR-
97
Figure 6.4: Isolated δ1-TCRs transfer cancer-reactivity, but not CMV-reactivity, to αβT-cells. (A) αβT-cells transduced with empty vector, with a public CMV-reactive δ1-TCRor with clone-derived δ1-TCRs were incubated for 18 hours with CMV-infected or unin-fected foreskin fibroblasts and IFNγ-secretion was measured by ELISPOT. (B) αβT-cellstransduced with empty vector or with either the B11 or E1 δ1-TCR were cultured withprimary AML blasts and hematological and solid cancer cell lines in an IFNγ-ELISPOT.Healthy T-cells were used as negative control. Error bars represent SEM. Student ttest (A) or one-way ANOVA (B) were used and significant differences are indicated(∗p < 0.05; ∗∗p < 0.01; ∗∗∗p < 0.001).
transduced T cells (Fig. 6.4B). T cells transduced with δ1TCRs D3 or E2 pro-
duced neither IFNγ nor TNFα against tested cancer cells (data not shown).
Thus, cancer-reactivity of selected Vδ1pos γδT-cell clones is mediated by their
respective δ1-TCRs and this reactivity can be transferred to previously non-
reactive αβT-cells.
6.3.6 CD8αα functions as critical coreceptor for selected tumor-reactive
δ1TCRs. δ1TCRs isolated from clones B11 and E1 can be suitable tools to redir-
ect αβT-cells against leukemias as reported for Vγ9Vδ2-TCR clone G115, which
reprograms both CD4+ helper and CD8+ cytotoxic αβT cells against a broad
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CHAPTER 6. CMV- AND LEUKEMIA-REACTIVE γδT CELLS AFTER ALLO-SCT
panel of tumor cells [149]. Thus, we questioned whether also here-isolated
tumor-reactive Vδ1pos γδTCRs are able to redirect both subsets of αβT-cells,
CD4+ and CD8+, against cancer cells. CD4+ and CD8+ T-cells expressing
tumor-reactive δ1TCRs B11 or E1 were therefore separated and incubated with
T2 or Daudi target cell lines. CD4+ and CD8+ αβT cells transduced with δ1TCR
E1 produced similar levels of IFNγ in response to tumor target cells (Fig. 6.5A).
In sharp contrast, δ1TCR B11 was able to reprogram CD8+ but not CD4+ T
cells, even though the introduced B11 TCR was expressed at slightly higher
levels in CD4+ than in CD8+ T cells (Supplementary Fig. 6.10B), as reported
previously [124, 149]. This suggested that for full T-cell activation this γδTCR
requires a molecule present on CD8+ but not CD4+ αβT-cells, such as NKG2D
or CD8. To address this, CD8+ T-cells transduced with the B11 δ1TCR were
preincubated with blocking antibodies against CD8α, CD8β, or NKG2D and
subsequently coincubated with Daudi or T2 target cells. Blocking of NKG2D,
which is expressed on most CD8+ but not CD4+ αβT cells and can amplify
αβ- and γδT-cell responses [53, 85], had only an effect on target cell recogni-
tion when T-cells were transduced with a γ9δ2TCR as reported [149] (data not
shown). Strikingly, blocking CD8α but not CDβ resulted in a marked decrease
in IFNγ-secretion when compared to T-cells pretreated with control antibody
(Fig. 6.5B). Blocking capacity of CD8β antibody was confirmed by inhibiting
MHC class I-restricted αβT cells. CD8α-blocking on CD4+ T-cells expressing
the B11 or E1 δ1TCRs served as additional negative controls and did not influ-
ence T-cell responses. Thus, the CD8α but not CD8β domain is important in
the ligand interaction of the B11 δ1-TCR. These data indicate that depending
on the particular γδTCR, tumor-reactivity is mediated by CD8α-dependent and
-independent mechanisms, suggesting e.g. different affinities of here-cloned
TCRs to their ligands.
The original clone B11 expressed the CD8αα homodimer but not the CD8αβ het-
erodimer (Supplementary Fig. 6.9). To test whether CD8αα was also involved
in activation of the original B11 γδT-cell clone, clone B11 (CD8+) and clone E1
(CD8low) were cocultured with T2 target cells in the presence of CD8α- or CD8β-
blocking antibodies. Similar to the effect on T-cells transduced with the B11 δ1-
TCR, blocking of CD8α significantly inhibited IFNγ-production by the original
clone (Fig. 6.5C). However, the effect of CD8α-blocking was less pronounced
99
on the original clone compared to B11-transduced αβT cells, most likely due to
lower expression of CD8αα on the parental clone when compared to CD8αβ ex-
pression on transduced T-cells (data not shown). Again, blocking of CD8β did
not affect IFNγ-secretion, as expected based on the CD8αα-positive phenotype
of clone B11. As was observed in E1-transduced T-cells, CD8αβ-blocking did
not affect activation of clone E1 (Fig. 6.5C). To corroborate these observations,
additional CD8αα-positive Vδ1 T-cell clones were generated from a different
donor and the effect of CD8α-blocking on activation of clones was analyzed. Of
nine CD8αα+ clones tested, blocking CD8α but not CD8β inhibited activation of
one clone that reacted to the colorectal cancer cell line SW480 (clone FE11), as
measured by reduced IFNγ secretion (Fig. 6.5D). CD8α-blocking had no effect
on activation of the parental polyclonal Vδ2negCD8+ γδT-cell line of this donor
nor of two other donors (data not shown), suggesting that CD8-dependence of
defined γδT-cell clones is not a general phenomenon yet observed in a substan-
tial fraction (2 out of 10) of isolated clones.
CD8αα was in the majority of isolated clones not functionally involved in
tumor-reactivity, questioning whether CD8αα rather plays a general role in
CMV-reactivity. In order to assess whether an increase in CD8αα expression
on γδT cells might be linked to CMV-infection in vivo, the cohort of conven-
tional stem cell donors was analyzed for CD8 expression by flow cytometry.
Strikingly, CMV-reactivating patients had significantly more circulating CD8+
γδT cells compared to non-reactivating patients (Fig. 6.6A). This observation
was confirmed in a complementary cohort of congenitally CMV-infected new-
borns (Fig. 6.6B). In this cohort, CD8α expression on γδT cells associated with a
differentiated effector (CD27neg/lowCD28neg) [229] phenotype (Supplementary
Fig. 6.12). Microarray gene expression profiling revealed highly upregulated
expression of CD8α but not CD8β upon CMV-infection (Fig. 6.6C), and flow
cytometry on blood samples of infected individuals indeed showed that CMV-
associated expression of CD8 on γδT cells is preferentially of the αα homodimer
(Fig. 6.6D). Of note, CD8+ αβT cells sorted from the same CMV-infected new-
borns did not show increased expression of CD8α (Fig. 6.6D). To test whether
CD8αα plays a functional role in CMV-reactivity by Vδ2neg γδT cells, clones
B11 and E1 were coincubated with CMV-infected or uninfected fibroblasts in
the presence of CD8α-blocking antibody. However, blocking CD8αα inhibited
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CHAPTER 6. CMV- AND LEUKEMIA-REACTIVE γδT CELLS AFTER ALLO-SCT
not only the specific recognition of CMV-infected cells but also the occasionally
observed background reactivity of clone B11 but not clone E1 against freshly
plated fibroblasts (data not shown), suggesting that CD8αα may interact rather
with a general stress-antigen than an antigen specific for CMV infection.
In summary, these data show that CD8αα expressed on human Vδ2neg γδT-
cells associates with CMV-infection in vivo and is able to function as a critical
costimulator on selected clones as well as on γδTCR-reprogrammed αβT cells
when coincubated with tumor cells.
Figure 6.5: CD8αα acts as a coreceptor for selected δ1TCRs. (A) CD4+ and CD8+ αβT-cells transduced with B11 or E1 δ1-TCRs were sorted and subsequently cocultured withT2 or Daudi cell lines in an IFNγ-ELISPOT. (B) CD4+ and CD8+ transduced αβT-cellswere coincubated with T2 target cells as in (A), but now in the presence of a control anti-body or blocking antibodies against CD8α or CD8β. αβT cells expressing a WT1126-134-specific αβTCR [123] that were coincubated with T2 cells pulsed with 10− 6 M WT1126-134 peptide served as positive control for CD8α- and CD8β-blocking. (C) Original clonesB11 and E1 were incubated with T2 target cells as in (B). (D) Clone FE11 was generatedby limiting dilution, phenotyped by flow cytometry (left panel), and coincubated withSW480 target cells as in (B). Error bars represent SEM. Student t test (A) or one-way AN-OVA (B, C, D) were used and significant differences are indicated (∗p < 0.05; ∗∗p < 0.01;∗∗∗p < 0.001).
101
Figure 6.6: CMV reactivation after allo-SCT and congenital CMV infection associatewith increased expression of CD8 on γδT cells. (A) The percentage of CD8+ γδT cells
102
CHAPTER 6. CMV- AND LEUKEMIA-REACTIVE γδT CELLS AFTER ALLO-SCT
of patients with conventional stem cell donors was measured in the second and thirdmonth after allo-SCT by flow cytometry. (B) Cord blood from fetuses congenitally infec-ted (n = 11) or not infected (n = 16) was collected at term delivery and the percentage ofγδT cells expressing CD8 was analyzed by flow cytometry. (C) Gene expression analysisof γδT cells derived from three CMV-infected newborns versus γδT cells derived fromthree CMV-uninfected newborns. MA plot of differentially expressed genes in γδT cellsupon CMV infection. M (log2 of fold change) reflects the differential expression of agene. Positive and negative values indicate genes which are up- and down-regulated,respectively, upon CMV infection. A (mean expression) reflects the overall expressionlevel of a gene. Note that a similar figure, with indication of other genes, has been pub-lished before [229]. The highly up-regulated expression of CD8α RNA is indicated. Thedown-regulation of CD28 RNA is indicated as well for comparison. (D) The majority ofCD8 on γδT cells of congenitally infected newborns is composed of the CD8αα homod-imer. Percentages of CD8+ γδT cells and CD8+ αβT cells expressing the CD8α+CD8β+
phenotype were determined by flow cytometry in cordblood samples from eight congen-itally infected newborns (left panel). Representative flow cytometry plots (right panel)illustrate the staining patterns of CD8α and CD8β on αβT cells and γδT cells. MannWhitney U test (A, B) and Student t test (D) were used and significant differences areindicated (∗p < 0.05; ∗∗∗p < 0.001).
6.4 Discussion
The contribution of Vδ2neg γδT cells to controlling CMV-infection has received
considerable attention in recent years, and it is now well-established that these
unconventional T-cells play important roles in the immune response to CMV-
infection [56, 90, 118, 176, 229]. Combined with their widely reported reactivity
towards a variety of (mainly solid) tumors [41, 86, 144], this has made Vδ2neg
γδT cells a promising cell population for immunotherapeutic application. In the
present study we demonstrate that Vδ2neg γδT cells that expand upon CMV-
reactivation after allo-SCT are capable of responding to both CMV-infected and
leukemic cells. Additionally, by demonstrating that tumor-reactivity of Vδ2neg
γδT cells can be transferred by γδTCR gene-transfer, and by identifying a novel
role for CD8αα in the antigen-restriction of γδTCRs, we provide a solid basis
for the therapeutic exploration of Vδ2neg γδT cells and their γδTCRs.
Our observation that the occurrence of a single event (i.e. CMV-infection) is
able to induce expansion of γδT-cell subsets with anti-CMV- and anti-leukemia-
reactivity, including reactivity against primary leukemic blasts, provides an al-
103
ternative explanation for recent unexpected findings of a reduced relapse rate
in patients with CMV-reactivation after allo-SCT [18, 64]. Furthermore, it is in
line with a report in kidney transplant patients demonstrating that expansion
of Vδ2neg γδT cells following CMV-infection associated with a reduced risk of
developing solid cancer post-transplantation [47]. γδT cells isolated from these
patients reacted against both CMV-infected cells and epithelial tumor cells in
vitro. Thus, although CMV-reactivation after allo-SCT is still associated with
substantial non-relapse-related mortality (e.g. GVHD, colitis, and secondary in-
fections), reactivation of the virus reduces the risk of mortality due to relapse
of leukemia, and we show that one possible link is a CMV-induced expan-
sion of leukemia-reactive γδT cells. This hypothesis is further substantiated by
clinical data demonstrating that increased numbers of γδT cells after allo-SCT
are associated with improved disease-free survival, without higher incidence
of GVHD [79].
Mechanistically, little is known about the requirements for γδT-cell activation,
and the identity of the molecules on CMV-infected and leukemic cells that
are recognized by here-generated γδT-cell clones so far remain elusive. Dual-
reactivity of Vδ2neg γδT-cell clones to CMV and solid cancer cells has been
reported and has led to the hypothesis that γδTCRs of dual-reactive cells recog-
nize shared antigens on CMV-infected and transformed cells [90, 235]. How-
ever, our γδTCR-gene transfer experiments show that cancer-reactivity, but not
CMV-reactivity is mediated by δ1TCRs isolated in this study, indicating that
alternative immune receptors may be responsible for CMV-reactivity of the
original clones or that the γδTCR is involved but depends on additional mo-
lecules not expressed on αβT cells. In line with this, it was recently reported
that the γδTCR isolated from a CMV-reactive Vγ4Vδ5 clone requires costim-
ulation by CD11a-CD18 (LFA-1) [235]. However, here-isolated CMV-reactive
clones E1 and B11 as well as αβT cells transduced with their respective γδTCRs
expressed high levels of CD11a (see Supplementary Fig. 6.13), suggesting that
other mechanisms must be involved. Alternatively, it was recently shown that
Vδ2neg γδT cells could be stimulated by IgG-opsonized CMV virions via the
IgG receptor CD16 (FcγRIIIa), independent of γδTCR-engagement [48]. How-
ever, here-isolated CMV-reactive clones did not express CD16 (see Supplement-
ary Fig. 6.9).
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CHAPTER 6. CMV- AND LEUKEMIA-REACTIVE γδT CELLS AFTER ALLO-SCT
We report here for the first time that in human γδT cells CD8αα functions as
restriction element for target recognition by distinct δ1TCRs. Although long de-
scribed to be expressed on γδT cells [32, 58], the function of CD8αα on these cells
has so far remained unknown. In our experiments, blocking CD8α resulted in a
marked and significant inhibition of tumor recognition by different clones and
distinct δ1TCRs, which was not observed when tested on the bulk population.
These data put CD8αα into the field of coreceptors for δ1TCRs for a defined sub-
set of tumor-reactive γδT cells. Moreover, we report that CMV-infection associ-
ates with an increase in CD8αα-expressing γδT cells in both allo-SCT patients
as well as congenitally infected newborns, suggesting a link between CD8αα
and the immune response against CMV in vivo. However, the functional in-
volvement of CD8αα in γδT-cell-mediated CMV-reactivity remains to be further
defined. Within the αβT-cell compartment, CD8αα-positive T-cells are enriched
in mucosal tissues such as intestine and these cells are described to display a
characteristic innate-like phenotype [39]. However, on these cells CD8αα does
not function as a classical MHC class I-binding αβTCR coreceptor as CD8αβ
does, but more likely serves as suppressor of αβTCR-mediated T-cell activa-
tion [40]. A subset of NK cells also expresses CD8αα, and these cells posses
greater killing capacity than CD8αα-negative NK cells [208]. This effect was
attributed to enhanced resistance to apoptosis that was specifically mediated
through CD8αα-signaling [2]. Superior cytotoxicity of CD8αα-expressing NK
cells has been associated with clinical remission of leukemia patients [142, 143],
indicating that CD8αα on innate immune cells may be relevant to clinical out-
come after allo-SCT. Finally, CD8αα on murine innate-like intestinal αβT cells
was shown to enhance αβTCR-mediated T-cell activation by binding the non-
classical MHC-I molecule thymus leukemia (TL) [135]. Thus, the expression of
CD8αα on innate(-like) immune cells may indicate a universal role for CD8αα
as regulatory receptor in innate immune responses.
To tackle CMV-infections in immuno-compromised patients, several clinical
trials have focused on the adoptive transfer of CMV-reactive αβT cells [69,
133]. However, major obstacles are presented by the MHC-restricted antigen-
recognition of αβT cells and the challenge to generate sufficient numbers of
CMV-reactive αβT cells within the time constraints of severe infection [98]. Our
data suggest that Vδ2neg γδT cells are an interesting alternative source of CMV-
105
reactive T cells for such patients as we observe that in vivo generated Vδ2neg
γδT cells react against not only CMV-infected cells but also leukemic cells in
vitro. Moreover, we demonstrate that CMV-reactive γδT cells can also be ob-
tained from the naïve umbilical cordblood repertoire, underscoring the value of
this third-party stem cell source for application in allo-SCT, in particular also
for patients with CMV-negative donors. In summary, we advocate the explor-
ation of adoptive transfer of unmodified Vδ2neg γδT cells in CMV- and tumor-
immunotherapies and the application of leukemia-reactive Vδ1-TCR-engineered
T cells. Clinical trials will need to be pursued in order to test efficacy and safety
of the application of such strategies.
6.5 Acknowledgements
We thank the members of the stem cell facility at the UMC Utrecht for technical
assistance. We also thank Margreet Brouwer for her expert technical assistance.
6.6 Supplementary Methods
6.6.1 Antibodies and flow cytometry. Antibodies used for flow cytometry
included: γδTCR-APC (clone B1, BD), γδTCR-PE (clone IMMU510, Beck-
man Coulter), γδTCR-FITC (clone 11F2, BD), Vδ2-PE and -FITC (clone B6,
BD), Vδ1-FITC (clone R9.12, Beckman Coulter), αβTCR-PE-Cy5 (IP26A, Beck-
man Coulter), CD3-eFluor450 (clone OKT3, eBioscience), CD3-pacific blue
(clone SP34-2, BD), CD4-PE-Cy7 (clone RPA-T4, BD), CD8α-APC (clone RPA-
T8, BD), CD8α-PE-Cy7 (clone SFCI21Thy2D3, Beckman Coulter), CD8β-PE
(clone 2ST8.5H7, BD), CD16-PE (clone CB16, eBioscience), CD27-APC-eFluor780
(clone 0323, eBioscience), CD27-APC (clone L128, BD), CD28-ECD (clone
CD28.2; Beckman Coulter), CD40-APC (clone HB14, Biolegend), CD45RO-
PE-Cy7 (clone UCHL1, BD), CD56-PE (clone B159, BD), CD80-PE (clone
L307.4, BD), CD83-FITC (clone HB15e, BD), CD86-PE-Cy5 (clone IT2.2, eBios-
cience), NKp30-APC (clone P30-15, Biolegend), NKG2D-APC (clone 1D11, BD),
CD158a(NKAT1)-FITC (clone HP-3E4, BD), CD158b(NKAT2)-PE (clone DX27,
BD), NKB1(NKAT3)-FITC (clone DX9, BD), HLADR-APC-Cy7 (clone L243, Bio-
legend). All allo-SCT samples were processed with FACSCanto-II or LSR-II flow
106
CHAPTER 6. CMV- AND LEUKEMIA-REACTIVE γδT CELLS AFTER ALLO-SCT
cytometers (BD) and analyzed with FACSDiva software (BD). Whole cord blood
samples derived from infected and uninfected newborns were run on the CyAn
flow cytometer and data were analyzed using Summit 4.3 (Dako).
6.6.2 Cell lines and primary acute myeloid leukemia cells. Daudi, K562,
KCL22, T2, BV173, SW480, MDA-MB231, U266, foreskin fibroblasts and
Phoenix-Ampho cell lines were obtained from ATCC. EBV-LCL was kindly
provided by Phil Greenberg (Seattle, WA). Fadu was kindly provided by Niels
Bovenschen (UMC Utrecht, The Netherlands). Fibroblasts and Phoenix-Ampho
cells were cultured in DMEM supplemented with 1% Pen/Strep (Invitrogen)
and 10% FCS (Bodinco), all other cell lines in RPMI with 1% Pen/Strep and
10% FCS. Fresh PBMCs were isolated by Ficoll-Paque (GE Healthcare) from
buffy coats supplied by Sanquin Blood Bank (Amsterdam, The Netherlands).
Where indicated, foreskin fibroblasts were infected with culture supernatants
of fibroblasts previously infected with human CMV strain AD169 at a multipli-
city of infection (MOI) of 2. After 24 hours, infected and uninfected fibroblasts
were washed before being used in functional assays. Frozen primary acute my-
eloid leukemia (AML) samples were a kind gift from Matthias Theobald (Mainz,
Germany) and were collected in compliance with GCP and Helsinki regulations.
6.6.3 Expansion and isolation of γδT-cell lines. PBMCs were stimulated for
14 days with 1µg/ml PHA-L (Sigma-Aldrich), 50U/ml IL-2 (Novartis Pharma),
5ng/ml IL-15 (R&D Systems), and irradiated allogeneic PBMCs, Daudi and
EBV-LCLs. Fresh IL-2 was added twice a week. After first expansion, poly-
clonal γδT-cell lines were obtained by MACS-isolation (TCRγδ+ T-cell isolation
kit, Miltenyi Biotec) with a purity of > 90% and were further expanded using
again the REP-protocol. Vδ2pos and Vδ2neg γδT-cell fractions were obtained by
MACS-depleting Vδ2pos γδT cells from bulk cultures using Vδ2TCR-PE anti-
body and anti-mouse IgG microbeads (Miltenyi Biotec). γδT cells isolated from
patients receiving cordblood grafts typically contained up to 90% Vδ2neg γδT
cells and were therefore not further MACS-sorted. Vδ2neg γδT-cell clones were
generated from a CMV-seropositive healthy donor by limiting dilution. All γδT-
cell cultures were stimulated biweekly using the REP-protocol.
107
6.6.4 Spectratyping and microarray experiments. Spectratyping analysis and
microarray experiments were performed as previously described [229]. Mi-
croarray data and procedures were deposited at Array Express (www.ebi.ac.
uk/arrayexpress) under accession no. E-MEXP-2055.
6.6.5 Dendritic cell maturation assay. Monocytes were isolated from PBMCs
by plate adhesion and differentiated into immature dendritic cells (iDCs) by cul-
turing for 4 days in AIM-V medium in the presence of 500U/ml IL-4 (Peprotech)
and 800U/ml GM-CSF (Peprotech). Next, iDCs were cocultured with T-cells at
a ratio of 1:1 for 48 hours and expression of CD40, CD80, CD83, CD86 and HLA-
DR was measured by flow cytometry. Where indicated, CD1c-blocking antibody
(clone L161, Biolegend), TNFα-blocking antibody (clone MAb1, eBioscience), or
control antibody was added to cultures at a concentration of 20µg/ml. Secretion
of TNFα and IL12p70 was measured by ELISA (eBioscience).
6.6.6 Functional T-cell assays. IFNγ-ELISPOT was performed by coculturing
15, 000 T-cells and 50, 000 target cells (ratio 0.3:1) for 24 hours in nitrocellulose-
bottomed 96-well plates (Millipore) precoated with anti-IFNγ antibody 1-D1K
(Mabtech). Plates were washed and incubated with biotinylated antibody 7-B6-
1 (Mabtech) followed by streptavidin-HRP (Mabtech). IFNγ spots were sub-
sequently visualized with TMB substrate (Sanquin) and spots were quantified
using ELISPOT Analysis Software (Aelvis). With regard to γδT-cell clones, re-
activity to CMV-infected cells and cancer cells was generally determined in
the same experiment. Where indicated, blocking of CD8α was performed us-
ing 10µg/ml anti-CD8α antibody clone OKT8 (eBioscience), blocking of CD8β
with 10µg/ml anti-CD8β clone 2ST8.5H7 (Abcam), and NKG2D-blocking with
10µg/ml anti-NKG2D clone 149810 (R&D Systems).
51Chromium-release assays was performed as described [125, 149]. Target cells
were labeled overnight with 150µCu 51Cr and subsequently incubated with γδT-
cells in four effector-to-target ratios (E:T) between 30:1 and 1:1. 51Cr-release in
supernatant was measured 4− 6hr later.
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CHAPTER 6. CMV- AND LEUKEMIA-REACTIVE γδT CELLS AFTER ALLO-SCT
6.6.7 Cloning of γδTCR genes and retroviral transduction of T-cells.
mRNA of γδT-cell clones was isolated using the Nucleospin RNA-II kit
(Macherey-Nagel) and reverse-transcribed using SuperScript-II reverse tran-
scriptase (Invitrogen). TCRγ- and TCRδ-chains were amplified by PCR us-
ing Vδ1 (5’-gatcaagtgtggcccagaag-3’), Vγ2-5 (5’-ctgccagtcagaaatcttcc-
3’), Vγ8 (5’-gctgttggctctagctctg-3’) and Vγ9 (5’-tccttggggctctgtgtgt-
3’) sense primers, and Cδ (5’-ttcaccagacaagcgaca-3’) and Cγ (5’-
ggggaaacatctgcatca-3’) antisense primers. PCR products were sequenced
by Baseclear c© (Leiden, the Netherlands). Codon-optimized sequences of clone
TCRs were subsequently synthesized by Geneart R© (Regensburg, Germany) and
subcloned into pBullet.
Packaging cells (Phoenix-Ampho) were transfected with gag-pol (pHIT60),
env (pCOLT-GALV) [209] and pBullet constructs containing TCRγ-chain-IRES-
neomycine or TCRδ-chain-IRES-puromycin, using Fugene6 (Promega). PB-
MCs preactivated with αCD3 (30ng/ml) (clone OKT3, Janssen-Cilag) and IL-2
(50U/ml) were transduced twice with viral supernatant within 48 hours in the
presence of 50U/ml IL-2 and 4µg/ml polybrene (Sigma-Aldrich). Transduced
T-cells were expanded by stimulation with αCD3/CD28 Dynabeads (0.5× 106
beads/106 cells) (Invitrogen) and IL-2 (50U/ml) and selected with 800µg/ml
geneticin (Gibco) and 5µg/ml puromycin (Sigma) for one week. Where indic-
ated, CD4+ and CD8+ TCR-transduced T cells were separated by MACS-sorting
using CD4- and CD8-microbeads (Miltenyi Biotec). Following selection, TCR-
transduced T-cells were stimulated biweekly using the REP-protocol [183].
109
Patient groups
CMV-reactivation No CMV-reactivation
Conventional graft cohort
N 9 7
Median age (range) 56 (33-62) 49 (35-68)
Sex M/F (%) 89/11 57/43
Donor/recipient relation
RD 5 (56) 4 (57)
MUD 4 (44) 3 (43)
Diagnosis
AML 1 (11) 4 (57)
CLL 1 (11) 1 (14)
CML 1 (11) 0 (0)
MM 5 (56) 2 (29)
NHL 1 (11) 0 (0)
Conditioning
NMA 9 (100) 9 (100)
MA 0 (0) 0 (0)
ATG 5 (56) 3 (43)
GVHD 8 (89) 3 (43)
CMV+ Patient 8 (89) 4 (57)
CMV+ Donor 5 (56) 1 (14)
OS at 2 years 5 (56) 5 (71)
Cordblood graft cohort
N 6 4
Median age (range) 2 (1− 10) 2 (1− 15)
Sex M/F (%) 67/33 0/100
Diagnosis
AML 2 (33) 0 (0)
ALL 2 (33) 3 (75)
JMML 0 (0) 1 (25)
NMID 1 (17) 0 (0)
NMMD 1 (17) 0 (0)
Conditioning
NMA 0 (0) 0 (0)
MA 6 (100) 4 (100)
ATG 6 (100) 4 (100)
GVHD 2 (33) 1 (25)
CMV+ Patient 6 (100) 4 (100)
CMV+ Donor 0 (0) 0 (0)
OS at 2 years 5 (83) 3 (75)
Table 6.1: Patient characteristics. ALL, acute lymphocytic leukemia; AML, acute my-
110
CHAPTER 6. CMV- AND LEUKEMIA-REACTIVE γδT CELLS AFTER ALLO-SCT
eloid leukemia; ATG, antithymocyte globuline; CLL, chronic lymfocytic leukemia; CML,chronic myeloid leukemia; CMV, cytomegalovirus; F, female; GVHD, graft-versus-hostdisease; JMML, juvenile myelomonocytic leukemia; M, male; MA, myeloablative; MM,multiple myeloma; NHL, non-Hodgkins lymphoma; NMA, non-myeloablative; NMID,non-malignant immunodeficiency; NMMD, non-malignant metabolic disease; OS, over-all survival; RD, related donor; MUD, matched unrelated donor.
Patient groups
EBV-reactivation No EBV-reactivation p-value
Conventional graft cohort
N 6 10
% αβT-cells / lymphocytes 30.4 50 0.66
% γδT-cells / lymphocytes 1.2 1.2 0.81
% CD56posCD16pos cells / CD3neg lymphocytes 34.1 74.6 0.01
Table 6.2: Comparison of γδT cells, αβT cells and NK cells between patients with andwithout EBV-reactivation. EBV, Eppstein-Barr virus. p-values: Mann-Whitney U test.
Figure 6.7: Naïve γδT cells and total αβT cells after allo-SCT. (A) PBMCs of patientswith conventional adult stem cell donors were collected weekly after allo-SCT, and thepercentage of naïve CD27posCD45ROneg γδT cells was analyzed by flow cytometry. (B)Absolute counts of αβT cells after allo-SCT with conventional donors was measured byflow cytometry. A Mann Whitney U test was performed at all time points and significantdifferences are indicated (∗p < 0.05).
111
Figure 6.8: γδTCR clonality analysis of γδT cells from CMV-reactivating patients. Rep-resentative spectratype analyses of Vδ1, Vδ2 and Vδ3 γδTCR clonality in blood samplesof CMV-reactivating patients that received stem cells from conventional adult donors(A) or cordblood donors (B). All patients were analyzed during CMV-reactivation. TheCDR3δ1 size of 11 amino acids, corresponding with the CDR3δ1 size of the publicVγ8Vδ1 TCR [229], is indicated with arrows.
112
CHAPTER 6. CMV- AND LEUKEMIA-REACTIVE γδT CELLS AFTER ALLO-SCT
Figure 6.9: Phenotyping of Vδ2neg γδT-cell clones. Vδ2neg T-cell clones were generatedby limiting dilution and surface expression of indicated receptors was measured by flowcytometry. Gating was established based on appropriate isotype controls.
113
Figure 6.10: Efficient retroviral expression of δ1TCRs in CD4+ and CD8+ αβT cells. (A)Isolated δ1TCRs were retrovirally transduced into αβT cells and surface expression ofendogenous αβTCR and introduced γδTCR was determined by flow cytometry. Indic-ated in plots are percentages of quadrants and MFIs of γδTCR and αβTCR stainings. (B)Transduced αβT cells were costained for CD4 and expression levels (MFI) of γδTCRs onCD4− (i.e. CD8+) and CD4+ αβT cells is indicated in plots.
114
CHAPTER 6. CMV- AND LEUKEMIA-REACTIVE γδT CELLS AFTER ALLO-SCT
Figure 6.11: Upregulation of DC maturation markers by γδTCR-transduced T cellsinvolves TNFα and CD1c. (A) Immature DCs (iDCs) were cultured alone, with mock-transduced αβT cells, or with αβT cells expressing clone-derived γδTCRs for 48 hoursand TNFα levels in culture supernatants were measured by ELISA (one-way ANOVA:∗p < 0.05, ∗∗p < 0.01). (B) iDCs were cultured as in (A) but now in the presence ofcontrol antibody or blocking antibodies against CD1c or TNFα. After 48 hours CD83expression on DCs was measured as a representative marker of DC maturation.
115
Figure 6.12: CD8α expression is associated with a differentiated effector phenotype(CD27neg/lowCD28neg) of γδT cells in CMV-infected newborns. Association of CD8α
expression with CD27neg/low γδT cells (left panel) and CD28neg γδT cells (right panel).Stainings are representative for 11 CMV-infected newborns. Plots represent lymphocytesgated on CD3+γδTCR+ phenotype.
Figure 6.13: Expression of CD11a on original clones, γδTCR-transduced αβT cells andJurkat cells. Expression of CD11a is shown as a fold increase of MFI of the specificstaining over MFI of the staining with control antibody.
116
CHAPTER 6. CMV- AND LEUKEMIA-REACTIVE γδT CELLS AFTER ALLO-SCT
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118
Chapter 7
General discussion
Allogeneic stem cell transplantation is used as a curative treatment for haemat-
ological malignancies, as shown in Part I for multiple myeloma. Treatment
effect is due to both the conditioning regimen before transplantation and the
graft-versus-tumor effect after transplantation. However, relapses often occur
and also non-relapse mortality (NRM) and morbidity is very high in both myel-
oablative (1-year NRM 32%) and nonmyeloablative (1-year NRM 20%) allo-SCT
[59, 204].
The main goals of future allo-SCT strategies remain therefore to improve GVL
and prevent or develop options to effectively treat GVHD. In Part II and III
of this thesis different approaches to reach these goals were presented. First,
the role of B cells and B-cell depletion in treatment and prevention of chronic
GVHD, as described in Part II, will be discussed. Secondly, γδT cells and op-
tions to use them as an additional tool for immunotherapy for the effective
treatment and therapy of leukemia and infectious diseases, as investigated in
Part III, will be considered.
7.1 The role of B cells in GVHD
Several, mainly retrospective, studies have shown clinical efficacy of B-cell de-
pletion with the monoclonal antibody rituximab, as a treatment for steroid-
refractory chronic GVHD [36, 51, 172, 179, 242], thereby suggesting a significant
role of B cells in the development of chronic GVHD. However the exact mech-
anism behind these promising results has yet to be elucidated. In theory both
donor and host B cells could mediate allo-reactivity in chronic GVHD [197].
119
In both scenarios B cells could induce allo-reactivity directly, via production of
auto-antibodies. Increase in several auto-antibodies is seen in various studies
[36, 73, 212], however there is no consensus on which antibodies are important
in the pathogenesis of chronic GVHD. Also several B cell subsets and activation
markers are proposed to be of importance, though mostly conflicting results
are published on the exact phenotype of B cells involved in the pathogenesis
of chronic GVHD [83, 192]. Alternatively or additionally it is suggested that B
cells can act not only as direct mediators [192], but also indirectly, by present-
ing allo-antigens and therefore inducing allo-reactivity in the T-cell population
[197]. Also this could play a role for host (direct presentation) and donor B cells
(indirect presentation).
Pre-emptive B-cell depletion before allo-SCT, thus depletion of host B cells has
been reported to affect mainly the frequency of acute GVHD [60, 113, 180].
In contrast, our data (Chapter 3) suggest that pre-emptive B-cell depletion can
also substantially affect the incidence of chronic GVHD. These results suggest
that not only donor B-cells can contribute to chronic GVHD, also host B cells
can prime the new developing immunity towards allo-reactivity, and therefore
B-cell depletion as part of the conditioning regimen could be considered to
prevent chronic GVHD. However, in Chapter 3 we also revealed a potential
threat by depletion of B cells prior to allo-SCT. Severe acute GVHD occurred
faster in patients treated with rituximab prior to allo-SCT. In mice, host B cells
were shown to produce IL-10 and function as regulatory cells, attenuating the
course of acute GVHD [188]. However two retrospective studies showed an
even reduced incidence of acute GVHD in patients treated with rituximab prior
to allo-SCT [113, 180], although they did not comment on the time of onset of
acute GVHD. The patient numbers used to show the fast onset of severe acute
GVHD in Chapter 3 were very limited. Since in a larger cohort a beneficial
effect was seen on the incidence of acute GVHD and also on NRM, this threat
might not be of great influence, although prospective studies addressing this
issue remain necessary to answer this question.
Prophylactic depletion of donor B cells after allo-SCT could also be an altern-
ative preventive strategy. The first clinical trial using rituximab as prophylactic
treatment for chronic GVHD, administered 2 months post allo-SCT, showed an
120
CHAPTER 7. GENERAL DISCUSSION
incidence of total chronic GVHD of 20% [11]. This is a very promising result,
since generally up to 70% of patients develop chronic GVHD [10, 130, 170, 225].
Although It has been documented that B-cell depletion in the first 6 months after
(T-cell depleted) allo-SCT caused prolonged life-threatening cytopenias [155],
Arai and colleagues showed a non relapse mortality of only 3% [11], suggest-
ing this problem could be overcome. Up to now no results for a randomized
controlled trial have been published, therefore this chapter cannot be closed yet.
Despite here-presented evidence for the prophylactic B-cell depletion in order
to prevent GVHD, B-cell depletion is so far mainly used once chronic GVHD oc-
curred. In Chapter 4 we demonstrate that patients with a sclerodermatous skin
phenotype were shown to be more responsive to B-cell depletion than patients
with an ulcerative skin phenotype. In patients with an ongoing response, the
response could be correlated with a change in B-cell homeostasis. B-cell imbal-
ances were found in patients with active chronic GVHD of the sclerodermatous
skin phenotype. These imbalances were corrected or even reset by treatment
with rituximab. After depletion the new B-cell compartment was comparable
to patients without chronic GVHD. This suggests that chronic GVHD with a
sclerodermatous skin phenotype is B-cell driven and patients with this pheno-
type will benefit from anti-B cell therapy.
To a large extent B-cell homeostasis is controlled by B cell activating factor be-
longing to the TNF family (BAFF) [195, 217]. In patients with chronic GVHD
disturbances in B-cell homeostasis have been reflected in disturbances in BAFF
levels [3, 192]. In patients with active chronic GVHD a high BAFF/B-cell ratio
and low numbers of naïve B cells suggest a shift towards activated memory B
cells, responsible for the allo-reactivity that leads to chronic GVHD [116]. In
our prospectively studied cohort and in a prospective study by Kim et al, no
significant differences in BAFF levels were found [115]. Moreover, we found
high numbers of naïve B cells with an antigen-presenting phenotype. These
controversial results could be due to the fact that patients in our cohort received
higher amounts of corticosteroids then in other cohorts, which have been de-
scribed to inhibit BAFF and therefore could influence B-cell activation [105]. In
steroid-refractory chronic GVHD patients, that are responsive to B-cell deple-
tion, B cells seem to escape the inhibitory effect of steroids and an imbalanced
121
B-cell homeostasis can be maintained.
The exact definition of B-cell imbalances needs further exploration, since dif-
ferent authors show different and even contradictory results [3, 83, 192, 226].
Regardless of the underlying mechanism one could argue that patients with
a sclerodermatous skin phenotype and proven B-cell imbalances should be
treated early with B-cell depletion, thus even before clinical signs of chronic
GVHD.
Although B cell depletion appears as promising strategy in order treat patients
with chronic GVHD, none of the patients developed a complete resolution of
GVHD and other did not respond at all. In Chapter 4 a more ulcerative skin
phenotype of chronic GVHD was described as less responsive. In these patients
lesions of the skin were more comparable to those seen in patients with acute
GVHD. B-cell phenotype was not altered and B-cell depletion did not result
in improvement of symptoms of chronic GVHD. In our cohort 17% of patients
suffered from this ulcerative type of chronic GVHD, not responding to B-cell
depletion. This is a substantial population; therefore one could argue that in
times of personalized medicine, including B-cell depletion in the conditioning
regimen for all patients seems rather blunt. When these patients can be identi-
fied a priori, they can also be treated differently. A suggestion worth researching
is treating these patients with tools now used in the treatment of acute GVHD,
such as extracorporeal photopheresis [9, 93] and mesenchymal stromal cells
(MSC). The immune modulatory effect of MSCs is successfully used in the treat-
ment of steroid-refractory acute GVHD [186, 230], as well as first line treatment
[112]. Also in chronic GVHD preliminary data show remission of both sclero-
derma and ulcera after administration of MSC’s in steroid-refractory patients
[245]. Finally also tyrosine-kinase inhibitors, such as imatinib and nilotinib,
could be an alternative option to treat unresponsive patients or to reach com-
plete resolution of symptoms in partially responding patients. Imatinib has
been shown to decrease the amount of fibrosis seen in pulmonary fibrosis [1].
Also in systemic sclerosis and chronic GVHD there has been rationale to treat
patients with tyrosine-kinase inhibitors [156, 169]. In these patients fibroblasts
show an activated myofibroblast phenotype as the result of stimulation by not
only higher levels of pro-fibrotic cytokines such as transforming growth factor
122
CHAPTER 7. GENERAL DISCUSSION
(TGF)-β [94, 154] and PDGF [211], but also due to production of stimulatory
anti-PDGFR antibodies [16, 212]. By inhibiting the platelet-derived-growth-
factor (PDGF)- receptor, tyrosine-kinase inhibitors can attenuate the activation
of fibroblasts by PDGF and TGF-β as well as their stimulation by anti-PDGFR
antibodies. First clinical trials treating patients with steroid-refractory chronic
GVHD with imatinib show overall response rates up to 79% [145, 146, 168].
To improve the treatment response of patients with steroid-refractory chronic
GVHD treated with B-cell depletion, we recently extended the clinical trial, de-
scribed in Chapter 4. Patients with steroid-refractory chronic GVHD with a skin
involvement will be treated with rituximab and thereafter nilotinib will be given
for 6 months (http://www.hovon.nl/studies/studies-perziektebeeld/sct.
html?action=showstudie&studie_id=90&categorie_id=11).
In conclusion, we propose that chronic GVHD should be treated as a hetero-
geneous disease. This is clinically suggested by the fact that various sites are
affected with a different type of pathology [92, 201] and supported by the obser-
vation that immunological phenotype of chronic GVHD can differ [3, 116, 226].
Patients, who will benefit from B-cell depletion, might be identified by their
aberrant B-cell profile early and they should receive an early treatment with
rituximab. Patients, who show no imbalances in B-cell phenotype, will most
likely not respond to B-cell depletion and should be treated differently. How-
ever, larger randomized trials are needed for this conclusion backed up by phase
I/II trials to explore new drugs for the treatment of chronic GVHD.
7.2 γδT cells as valuable tool for cellular immuno-
therapy
αβT cells directed against minor-histocompatibility antigens restricted to
haematological stem cells or even leukemic cells have been shown to induce a
powerful antitumor response, while GVHD is prevented [205, 233]. In addition,
also αβT cells directed against defined tumor-associated antigens have been
reported to control leukemia after allo-SCT [117, 222]. Thus, αβT cells are un-
doubtedly important tools in immunotherapy of both solid and haematological
malignancies. However, major limitations arise through the fact that αβTCRs
123
recognize their target in an HLA dependent manner and usually only one or
a limited amount of peptides [117]. Consequently, each individual patient re-
quires and optimal set of TCR pMHC interactions in order to control leukemia
and viral infections. In addition, immune responses against tumor-associated
antigens frequently underlie mechanisms of tolerance, thus an optimal set of
TCR-pMHC interactions can frequently not identified for patients [124]. Finally,
frequencies of in particular minor-histocompatibility-antigen reactive T-cells is
usually low. Thus an extensive amplification [183] or engineering [124] of im-
mune cells is required for a potential clinical application. The here-discussed
multiple obstacles hamper so far the broad application of an individualized im-
mune therapy with αβT cells in nearly all clinical scenarios including allo-SCT
and urged us to search for additional immunological tools in order to control
leukemia and infections.
We propose in this thesis that one cell population, namely γδT cells and their
receptors might overcome multiple major limitations of αβT cells. Firstly, we
demonstrate in Chapter 5 that the frequency of tumor-reactive γδT cells in
healthy individuals is usually high. Secondly, we demonstrate as reported by
others that γδT cells and in particular the γδTCR recognizes its target HLA-
independently [72], thus γδT cells or their receptors could be used for as broader
patient population.
We investigated in detail the benefit of γδTCRs as tool for adoptive immune
therapies and suggest many advantages. Firstly, engineering of high affinity
γ9δ2TCRs is feasible and allows the selection of a highly tumor-reactive re-
ceptor without substantial side effects [88]. Secondly, in contrast to αβTCRs
[123], γδTCRs do not pair with endogenous αβTCR chains [149, 223], thus this
strategy prevents generation of unwanted (potentially autoreactive) specificities.
Thirdly, these genetically modified cells are not expected to be immunogenic as
they do not harbor fusion or non-self-proteins as reported for multiple genetic-
ally modified T cells [21]. Forthly, γδT cells and their receptors do not display
substantial GVHD properties [111]. Fifthly, expression of γ9δ2TCR in αβT cells
helps to overcome defects in proliferation seen in γ9δ2Tcells. Finally, in contrast
to most αβTCRs, expression of high-affinity αβTCRs leads to efficient repro-
gramming of carrier cells (CD4+ and CD8+ αβT-cells) and to enhanced immune
124
CHAPTER 7. GENERAL DISCUSSION
responses [88, 149]. Collectively, these features plus the MHC-independent fash-
ion of antigen recognition make γδTCR an ideal tool for the generation of novel
T-cell based cellular immune cells [88, 111, 149, 194].
Although many reasons have been suggested as to why γδT cells and their
receptors could be valuable tools for immune therapies, up till now clinical
studies exploiting the antitumor reactivity of γδT cells in adoptive T-cell trans-
fer are rather disappointing [167]. In Chapter 5 we gave a possible explanation
and solution for this problem. We showed that the strong anti-tumor reactivity
of γ9δ2T cells was not a feature of the total population of these cells. Individual
γ9δ2T-cell clones showed differences in their anti-tumor response in specificity
and functional avidity. We showed that these features are regulated by the
CDR3 regions of both γ9 and δ2 chain. Single amino acid changes in the highly
variable part of the CDR3 region of the γ9 chain, diverse amino acid compos-
itions in the CDR3 region of the δ2 chain and length of total CDR3 region of
both γ9 and δ2 chain can all influence functional avidity. We showed that a spe-
cific combination of a γ9 and a δ2 chain is particularly important and therefore
we hypothesize that highly variable parts of the CDR3 regions of both γ9 and
δ2 chain complement each other to form a structure that defines target recog-
nition. We used a new strategy, combinatorial-γδTCR-chain-exchange (CTE),
which results in the expression of newly combined γ9- and δ2-TCR chains on
engineered T-cells. CTE allows us to design γ9δ2TCRs that mediate broad and
strong anti-tumor response. These TCRs can be used for rapid engineering of
tumor-reactive T-cells that are not limited by HLA restrictions and will not sur-
prise us with unwanted specificity. CTE-engineered γ9δ2TCRs provided higher
tumor reactivity against a broad panel of tumor cells, derived from both solid as
well as haematological malignancies. Therefore one could argue that in theory
these cells could be used for any patient with any type of cancer, making them
a precious additional tool for future cellular immunotherapies.
However, there still remain unsolved issues. One for example is the limited life
span of engineered effector cells. Expansion of tumor specific, adoptively trans-
ferred T cells has only been observed in some patients and only after lymphode-
pletion [62, 162]. In attempts to improve the survival of these cells in a patient
several techniques have been tried, for example stimulating transferred T cells
125
in vivo with IL-2 and pamidronate [149], transfer of central memory phenotype
T cells after in vitro treatment with cytokine cocktails [240], using dual reactive
TCRs against both persistent viruses and leukemia [227]. These studies all re-
ported improvement of survival of these cells in vitro or in murine models. More
data in clinical studies is required to optimize the transfer of transduced T cells.
The use of a dual reactive TCR could efficiently prolong survival and there-
fore anti-tumor reactivity of transferred tumor specific T cells. This could be
due to more frequent encounter of both viral and tumor antigens by the TCR
and therefore a more sustained impulse to proliferate is available [227]. This
method furthermore offers a possibility to tackle two problems at once. CMV
reactivations after allo-SCT cause life-threatening complications, such as CMV
pneumonia or colitis [28]. A T cell showing both anti-tumor and CMV-reactivity
would be a very powerful tool in creating a therapy to treat leukemia and at the
same time prevent CMV-reactivation after transplantation. Again γδT cells seem
interesting candidates to achieve this goal, since they recognize self-antigens
upregulated on transformed and virally infected cells. Their role in both anti-
tumor and anti-viral surveillance has well been established [29]. CMV infection
induces in both healthy individuals [176] as well as immunocompromised pa-
tients after allo-SCT [118] as well as in utero [229] in vivo expansion of specifically
Vδ2neg γδT-cells. In addition Vδ2neg γδT-cells have been shown cytotoxicity to
cancer cells [41, 45]. Interestingly, CMV reactivation after allo-SCT reduces the
risk of leukemic relapse [18, 166]. This suggests an association between the im-
mune response against CMV infection and clearance of tumor. In Chapter 6
we demonstrate that CMV-reactive Vδ2neg γδT cells from both conventional
and cordblood donors expanded in vivo after allo-SCT. These γδT cells were
capable of cross-recognizing haematological cancers. This might explain the re-
duced risk of relapse of cancer in patients with CMV-reactivation. Vδ2neg γδT
cells could therefore very well be used as a tool to attack both CMV infection
and leukemia. Since CMV-reactive γδT cells could also be obtained from the
naïve umbilical cordblood repertoire, our results emphasize the important role
of these cells as a third-party stem cell source for allo-SCT.
Recognition of CMV infected cells and cancer cells by Vδ2neg γδT cells is demon-
strated to be TCR dependent [90, 110, 235]. Therefore we hypothesized that
126
CHAPTER 7. GENERAL DISCUSSION
here-cloned γδTCRs could recognize antigens shared by CMV-infected and
transformed cells. However, transduction of the isolated γδTCRs into an αβT
cell showed that only cancer-reactivity, but not CMV-reactivity was transferred.
Thus, either an alternative immune receptor is responsible for CMV-reactivity
of the original clones, or the γδTCR depends on additional molecules that are
not expressed on αβT cells.
The exact mechanism of interaction of γδT cells with their target remains, des-
pite thorough and extensive research, somewhat of a mystery. Involvement of
the TCR itself in both tumor recognition [41, 86, 110] and infectious targets
[17, 90, 96, 199] is undeniable. However, a role for natural killer (NK) recept-
ors, such as NKG2D and NKp30, has also been described in target recognitions
by γδT cells [53, 87, 102, 177, 184]. Our group demonstrated that transfer of
a tumor-specific γ9δ2TCR to NKG2Dneg and NKG2Dpos αβT cells resulted in
the same anti-tumor reactivity. However blocking NKG2D on γ9δ2TCR trans-
duced NKG2Dpos αβT cells decreased reactivity to tumor cells [149]. These
results taken together with the diverse package of suggested target molecules,
such as phosphoantigens, F1ATPase, MHC-like molecules such as MICA and
ULBP’s, tempt us to hypothesize that recognition by γδT cells is not solely done
by the TCR or solely done by NK-receptors, but is the result of an interaction
between those receptors. Since many αβT cells also express NKG2D this feature
can also be transferred to αβT cells and be of use in clinical applications of ad-
optive transfer of tumor specific γδTCRs. Within the here-presented thesis, we
were able to also elucidate a novel role of CD8αα as an alternative costimulat-
ory molecule necessary for Vδ2neg γδT cells to interact with tumor cells [194].
Blocking of CD8α on CD8αα- expressing distinct γδT-cell clones as well as trans-
duced CD8+ αβT-cells resulted in a significant inhibition of tumor recognition.
However, the precise role of CD8αα for tumor recognition in combination with
Vδ2neg γδTCRs needs further investigation.
7.3 Conclusion
Our presented papers contribute to the improvement of allo-SCT by offering
several possibilities to shape the graft into a more refined tool to treat haemato-
logical malignancies. We demonstrated that altering the composition of a graft
127
by early or late B-cell depletion provides interesting options in order to reduce
GVHD [225, 226]. In addition we introduced γδT cells and their receptors as in-
teresting additional tools for (engineered) adaptive immune therapies [88, 194],
which might one day replace the conventional allo-SCT.
128
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153
Hoofdstuk 8
Nederlandse samenvatting
Introductie
Allogene stamcel transplantatie (allo-SCT) wordt gebruikt in de behandeling
van verschillende hematologische maligniteiten zoals het multipel myeloom
(MM) en acute myeloide leukemie (AML). Het effect van de behandeling wordt
voor een deel verzorgd door de conditionering die wordt gegeven voor de allo-
SCT. Deze bestaat uit een hoge dosis chemotherapie en bestraling, waardoor de
kankercellen, maar ook het immuunsysteem van de patiënt vernietigd worden.
Hierna volgt de transplantatie van donor stamcellen, die uit zullen groeien tot
een nieuw immuunsysteem. De grootste bijdrage aan het slagen van de be-
handeling wordt geleverd door het zogeheten graft-versus-tumor effect. Dit
houdt in dat het getransplanteerde immuunsysteem de mogelijk overgebleven
kankercellen aanvalt en zorgt hierdoor dat de patiënt ook na de behandeling
kankervrij blijft. Het graft-versus-tumor effect ontstaat doordat de patiënt en
de donor verschillen, ondanks dat hun HLA-type gematched wordt. Hierdoor
zal het immuunsysteem van de donor de kankercellen van de patiënt als “niet
eigen” herkennen en deze aanvallen.
Er zijn drie belangrijke oorzaken van het falen van de behandeling met allo-SCT.
1. Ondanks het graft-versus-tumor effect krijgen veel patiënten (10-45%) relapse
van de ziekte.
2. Er is een belangrijke sterfte door de behandeling zelf (20-32%). Deze wordt
met name veroorzaakt door een bijwerking van het graft-versus-tumor effect,
graft-versus-host ziekte (GVHD). Hierbij worden niet alleen kankercellen,
155
maar ook de normale cellen van het lichaam van de patiënt als “niet eigen”
herkent en aangevallen door het nieuwe immuunsysteem. Er ontstaat een
afstotingsreactie van het lichaam van de patiënt. Dit kan kort na de allo-SCT
ontstaan (acute GVHD), maar ook op langere termijn zorgen voor invaliditeit
en sterfte (chronische GVHD).
3. Er ontstaan na de allo-SCT, door de immunosuppressiva die gebruikt moeten
worden om GVHD te voorkomen, veel infectieuze complicaties, met name
reactivaties van herpesvirussen zoals het Epstein Barr virus (EBV) en cyto-
megalovirus (CMV).
Verbetering van de allo-SCT is nodig om deze complicaties te verminderen.
Deze verbetering kan bereikt worden door de complicaties beter te behandelen.
Daarnaast kan men door betere kennis van de precieze mechanismen die ten
grondslag liggen aan het graft-versus-tumor effect, aan GVHD en het ontstaan
van infecties, nieuwe strategieën ontwikkelen om de effectiviteit van de allo-
SCT te vergroten en de complicaties te voorkomen. Dit proefschrift bestaat
uit drie delen. In deel 1 laten we het effect van allo-SCT zien in patiënten
met een multipel myeloom. In deel 2 gaan we in op de rol van B cellen in de
ontstaanswijze, behandeling en het voorkomen van chronische GVHD. In deel 3
gebruiken we γδT cellen als nieuwe strategie om leukemie en virale reactivaties
te controleren en GVHD te voorkomen.
(I) De therapeutische waarde van allo-SCT
Bij patiënten met een multipel myeloom zijn hun plasmacellen maligne ontaard.
Deze cellen houden zich met name op in het beenmerg. Er zijn verschillende
(chemotherapeutische) behandelingen, die deze ziekte kunnen onderdrukken
en een patiënt zelfs langdurig ziekte vrij kunnen laten zijn. De enige behan-
deling die de ziekte echt kan genezen, lijkt een allo-SCT te zijn. In deel 1 van
dit proefschrift werden de uitkomsten van de behandeling met een allo-SCT
van 63 patiënten met een multipel myeloom in het UMC Utrecht retrospectief
geanalyseerd. We hebben gekeken naar de respons op de behandeling (afname
van de ziekte activiteit), de overleving na allo-SCT, de ziekte vrije overleving
(als maat voor de hoeveelheid patiënten met een relapse van de ziekte), naar de
156
HOOFDSTUK 8. NEDERLANDSE SAMENVATTING
sterfte door de behandeling zelf en naar de patiëntengroep voor wie allo-SCT
nu het meest effectief is. Behandeling met allo-SCT zorgde voor een afname
van de ziekte activiteit bij 90% van de patiënten. Na 2 jaar was 84% van de
patiënten nog in leven. Helaas kreeg 42% van de patiënten in de 2 jaar follow-
up een relapse van de ziekte. Sterfte door de behandeling zelf kwam bij 12%
van de patiënten voor. 64% van de patiënten kreeg acute GVHD en 54% van
de patiënten kreeg chronische GVHD. Patiënten die snel na het ontstaan van
het multipel myeloom behandeld werden met een allo-SCT en die de allo-SCT
kregen op het moment dat er door de voorafgaande chemotherapie geen ziekte
activiteit meer was, reageerden het beste op de behandeling met allo-SCT. Deze
patiënten bleven de gehele follow-up duur ziekte vrij. De resultaten doen ons
concluderen, dat allo-SCT efficiënt is bij patiënten met een multipel myeloom.
De sterfte door de behandeling zelf in deze patiëntengroep was niet hoger dan
in andere groepen, maar blijft een probleem. Daarnaast waren er veel patiënten
met een acute en chronische GVHD. Deze complicaties beïnvloeden de kwaliteit
van leven na allo-SCT enorm.
(II) Het mechanisme van chronische GVHD
GVHD is de belangrijkste complicatie na allo-SCT. De acute vorm treedt in de
eerste maanden na allo-SCT op en kan een ernstig verloop hebben. We weten
dat bij acute GVHD specifieke afweercellen, zogeheten T cellen (gerijpt in de
Thymus), een belangrijke rol spelen in het ontstaan van de ziekte. Deze T cellen
zijn gericht tegen de normale cellen van de patiënt en maken deze kapot. Dit
resulteert in ernstige huiduitslag, met blaren en zweren, diarree en het falen
van de lever.
Chronische GVHD is de meest voorkomende complicatie, die op langere termijn
na allo-SCT kan ontstaan en kan tot jaren na de allo-SCT voor veel problemen
zorgen tot sterfte aan toe. Het is een ziekte, die de kwaliteit van leven vrese-
lijk in de weg staat. Chronische GVHD kan alle organen aantasten en kan veel
verschillende uitingsvormen hebben. Bij het grootste deel van de patiënten is
de huid aangedaan. Meestal zien we verlittekening van de huid. Deze verlitte-
kening tast niet alleen de huid aan, maar ook andere organen, zoals de longen,
de nieren, de (slok)darm en de lever. Door de verlittekening kunnen organen
157
minder goed functioneren. De huid kan zelfs dusdanig strak worden, dat het
als een harnas om het lijf zit en dat ademhalen bemoeilijkt wordt. Bij andere
patiënten zien we bij chronische GVHD juist meer zweren en wonden van de
huid.
Het verschil tussen acute en chronisch GVHD zit niet alleen in het tijdstip van
ontstaan, maar ook in de uitingsvorm. Met name de vorm van chronische
GVHD, waarbij veel verlittekening gezien wordt, lijkt niet op acute GVHD.
Dit verschil doet vermoeden dat ook de ontstaanswijze anders moet zijn. De
verlittekening bij chronische GVHD heeft veel weg van de verlittekening die
gezien wordt bij auto-immuunziekten, zoals systemische sclerose. Bij auto-
immuunziekten zijn niet alleen T cellen belangrijk, maar ook een ander soort
immuuncel, namelijk de B cel (Beenmerg gerijpt). De vergelijking met auto-
immuunziekten heeft ervoor gezorgd, dat er studies gedaan zijn, waarbij kleine
patiënten aantallen behandeld werden met rituximab, een geneesmiddel dat
specifiek B cellen verwijdert uit het lichaam (B-cel depletie). Rituximab wordt
veel gebruikt in de behandeling van lymfomen en chronische lymfatische leuke-
mie (CLL), aangezien bij deze ziektebeelden de B cellen ontaarden in kankercel-
len. B-cel depletie lijkt ook bij een aantal patiënten met chronische GVHD heel
goed te werken als behandeling. In deel II van dit proefschrift onderzochten we
als eerste de mogelijkheid om chronische GVHD te voorkomen.
In een grote groep patiënten, die een allo-SCT kregen voor uiteenlopende he-
matologische maligniteiten, hebben we onderscheid gemaakt tussen patiënten
die in hun behandeling voorafgaande aan de allo-SCT wel rituximab kregen
en patiënten die dit niet kregen. Bij patiënten, die in de 6 maanden voor hun
allo-SCT wel rituximab hadden gekregen en daarmee dus geen B-cellen meer
hadden, zagen we dat er minder en minder ernstige chronische GVHD ont-
stond. De B-cel depletie zorgde ervoor dat de B cellen van de patiënt verwij-
derd werden, maar had mogelijk ook effect op het uitgroeien van de B cellen
van de donor. Hier konden we geen onderscheid in maken in deze studie. Wel
kunnen we concluderen, dat rituximab een waardevolle aanvulling zou kunnen
zijn in de behandeling voorafgaande aan de allo-SCT om chronische GVHD te
voorkomen.
Daarna hebben we geprobeerd de ontstaanswijze van chronische GVHD beter
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HOOFDSTUK 8. NEDERLANDSE SAMENVATTING
te begrijpen om zo beter gebruik te kunnen maken van de juiste behandeling
voor de juiste patiënten. Om dit te bereiken hebben we een studie uitgevoerd,
waarbij we patiënten met chronische GVHD, die niet goed reageerden op de
standaard therapie met prednison, behandelden met rituximab. Van deze pati-
ënten werden van te voren alle kenmerken en klachten in kaart gebracht en er
werd bloed afgenomen. Na de behandeling werden ze maandelijks teruggezien
en werd gekeken naar de response op de behandeling met rituximab. Wij za-
gen dat een groep patiënten wel en een groep patiënten nauwelijks reageerde
op de behandeling. We observeerden dat degenen die wel reageerden voorna-
melijk chronische GVHD hadden, die zich uitte in verlittekening van de huid
en leek op de auto-immuun ziekte systemische sclerose. Bij de patiënten, die
goed reageerden op de behandeling met rituximab, vonden we tevoren hogere
aantallen B cellen, die ook meer actief leken te zijn. Daarnaast hadden deze
B cellen andere kenmerken dan bij patiënten, die niet goed reageerden. De B
cellen in patiënten die niet goed reageerden, waren niet verhoogd aanwezig
en hadden dezelfde kenmerken als bij controle patiënten, die geen chronische
GVHD ontwikkelden. Na de behandeling met rituximab duurde het wel een
jaar voordat er weer B cellen gevonden werden in de patiënten. Bij degenen,
die goed reageerden op rituximab, hadden de B cellen, die na een jaar na be-
handeling teruggekomen waren, opvallend genoeg dezelfde kenmerken als bij
controle patiënten zonder GVHD. Het leek alsof de behandeling met rituxi-
mab de B cellen bij deze patiënten als het ware had gereset. Uit deze studie
konden we een aantal belangrijke dingen opmaken. Ten eerste is de populatie
patiënten met chronische GVHD geen eenheidsworst. Chronische GVHD heeft
veel verschillende verschijningsvormen en niet alle patiënten met de ziekte heb-
ben dezelfde kenmerken. De uiterlijke kenmerken van de ziekte verschillen,
maar blijkbaar verschillen ook de onderliggende mechanismen. Bij patiënten
die goed reageerden op de behandeling vonden we van te voren (dus tijdens de
chronische GVHD) hogere aantal B cellen met specifieke kenmerken, die na de
behandeling genormaliseerd waren. Dit geeft aan, dat deze geactiveerde B cel-
len heel goed de verlittekening kenmerkend voor de chronische GVHD kunnen
bewerkstelligen. Daarnaast zou je deze uiterlijke kenmerken van zowel patiën-
ten als van de B-cel populatie van de patiënten kunnen gebruiken om te bezien
bij welke patiënten het wel zin heeft om B-cel depletie te gebruiken als behan-
deling en bij welke patiënten dat geen zin heeft. Deze kennis brengt ons dichter
159
bij het precieze ontstaansmechanisme of liever gezegd mechanismen van chro-
nische GVHD en verklaart waarom bij sommige patiënten rituximab wel werkt
als behandeling en bij andere niet.
(III) Nieuwe strategieën om relapse en complicaties te
voorkomen
Niet alleen GVHD zorgt voor problemen na allo-SCT. Bij een groot aantal pa-
tiënten komt de onderliggende ziekte weer terug (relapse). Daarnaast zijn ook
infecties, zoals door herpesvirussen, een belangrijke oorzaak voor invaliditeit
en sterfte na de allo-SCT.
Normaalgesproken kan het immuunsysteem tumorcellen en cellen, die door een
virus geïnfecteerd zijn, herkennen en doden, zodat bijvoorbeeld leukemie en vi-
rusinfecties onder controle blijven. Belangrijke spelers in dit controlemechanis-
me zijn αβT cellen, die een specifiek eiwit aan de buitenkant dragen, namelijk
de αβT-cel receptor. Deze receptor bestaat uit twee delen, een α-keten en een β-
keten, en past precies op een molecuul aan de oppervlakte van normale cellen,
het Òhuman leukocyte antigenÓ (HLA) molecuul. Patiënt en donor worden ge-
matched op hun HLA type, zodat het nieuwe immuunsysteem kan functioneren
in het lichaam van de patiënt. Het HLA-molecuul bevat kleine eiwitdeeltjes uit
de cel en laat deze zien aan de αβT cellen. Wanneer deze eiwitdeeltjes afkomstig
zijn van een virus of wanneer ze afkomstig zijn uit een tumorcel, kan een αβT
cel, die deze eiwitdeeltjes specifiek herkent, de geïnfecteerde dan wel tumorcel-
len doden. Bij patiënten met leukemie heeft het controle mechanisme gefaald.
Een oplossing voor dit probleem zou kunnen zijn om grote aantallen αβT cel-
len, die specifiek de tumorcellen herkennen, als behandeling aan de patiënt te
geven. Dit kan door heel veel van deze cellen uit een donor te halen of door
de αβT-cel receptor, met de kwaliteit om specifiek tumorcellen te herkennen, op
andere, eerder niet specifieke, αβT cellen over te brengen. Er zijn een aantal na-
delen aan het gebruik van αβT cellen. Omdat ze precies passen op een bepaald
HLA-type, moeten er voor ieder HLA-type aparte αβT cellen gebruikt worden.
Daarnaast kan het overbrengen van een αβT-cel receptor op een andere αβT cel
zorgen voor zogeheten “on target” en “off target” auto-immuniteit. “On tar-
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HOOFDSTUK 8. NEDERLANDSE SAMENVATTING
get” auto-immuniteit houdt in, dat de specifieke αβT-cel receptor stukjes eiwit
herkent, die met name gepresenteerd worden op tumorcellen, maar in mindere
mate ook op normale cellen voorkomen. Hierdoor zal deze specifieke αβT-cel
ook normale cellen doden. “Off target” auto-immuniteit houdt in, dat wanneer
de specifieke αβT-cel receptor overgebracht wordt op een andere αβT cel, de α-
en β-keten van de specifieke receptor combinaties maken met de α- en β-keten
van de αβT-cel receptor, die bij de niet specifieke αβT cel hoort. Er ontstaan dan
2 nieuwe soorten αβT-cel receptoren, waarvan we in het geheel niet weten wat
ze herkennen. Dit kan zorgen voor nieuwe receptoren, die ook weer normale
cellen herkennen en doden.
Een oplossing voor al deze nadelen is het gebruik van een ander soort T-cel
receptor, namelijk de γδT-cel receptor, die een γ- en een δ-keten heeft. T cellen
met deze receptor, γδT cellen, maken 5% uit van alle T cellen, die in het bloed
aanwezig zijn en bevinden zich in grotere hoeveelheden in de huid, long en
darm. Zij herkennen ook tumorcellen en geïnfecteerde cellen, maar doen dit
op een andere wijze dan αβT cellen. Zij passen niet op HLA-moleculen, maar
herkennen andere eiwitten, die alleen op tumorcellen en geïnfecteerde cellen
aanwezig zijn en zullen daarom normale cellen met rust laten, waardoor “on
target” auto-immuniteit voorkomen wordt. Daarnaast kan één γδT-cel receptor
voor patiënten gebruikt worden met diversen HLA-typen. Wanneer een γδT-cel
receptor overgebracht wordt op een αβT cel, zal deze niet combineren met de α-
en β-keten, die aanwezig is in de αβT cel en een αβT cel bevat geen γ- en geen
δ-keten. Hierdoor kunnen er geen T-cel receptoren met onbekende specificiteit
ontstaan en wordt “off target” auto-immuniteit voorkomen.
In deel III onderzochten we hoe en welke γδT-cel receptoren het beste gebruikt
kunnen worden om leukemie en virale infecties te controleren. We observeer-
den dat wanneer γδT cellen werden ingezet in de behandeling van leukemie
of andere soorten kanker, dit vaak teleurstellende resultaten had. Wij vonden
een mogelijke verklaring en een oplossing voor dit probleem. Een sterke reactie
tegen tumorcellen is niet alle γδT cellen gegeven. Sommige γδT-cel receptoren
zijn beter in het herkennen van tumorcellen dan andere. Wij hebben uit een
grote groep γδT cellen klonen gemaakt, met verschillende γδT-cel receptoren.
Hierdoor konden we de γδT-cel receptoren vergelijken, die wel goed waren en
161
niet goed waren in het herkennen van tumorcellen. Daarnaast konden we de
γδT-cel receptoren, die heel goed waren per aminozuur veranderen, waardoor
het duidelijk werd, welk deel van de γδT-cel receptor nu precies het verschil
bepaalde. We ontdekten dat de lengte van de δ-keten van belang was, maar ook
de combinatie van bepaalde γ- en δ-ketens. Veranderingen in zowel de γ- als
de δ-keten kon het reactievermogen van de γδT cellen op tumorcellen verande-
ren. Als je de juiste γ- en de juiste δ-keten gebruikt, en deze overbrengt op een
αβT cel, onafhankelijk van het type HLA, kun je een grote hoeveelheid T cel-
len genereren, die tumoren goed herkennen en doden en geen auto-immuniteit
geven. Hierdoor zouden leukemie en andere tumoren beter gecontroleerd kun-
nen worden. Dit principe hebben we “combinatorial γδT-cel receptor exchange”
(CTE) gedoopt.
Een andere observatie was dat tijdens CMV infecties na allo-SCT vaak in eerste
instantie γδT cellen zich vermenigvuldigden. Dit werd eerder ook al gezien bij
gezonde vrijwilligers met CMV en bij patiënten die een niertransplantatie had-
den ondergaan. Dit zou betekenen dat γδT cellen belangrijk zijn in de controle
van CMV infecties. Er bestaat een correlatie tussen CMV infectie na allo-SCT
en een langere leukemie vrije overleving. Dit deed ons vermoeden dat de γδT
cellen, die zich vermenigvuldigen tijdens CMV infectie, ook leukemie cellen
kunnen herkennen en doden en daarmee leukemie na allo-SCT kunnen contro-
leren. We vonden dat γδT cellen, die CMV herkenden, ook leukemie en ander
tumorcellen herkenden en doodden. Echter wanneer we de γδT-cel receptor
van deze cellen overbrachten op een αβT cel, herkende deze alleen tumorcel-
len en was de herkenning van CMV geïnfecteerde cellen verloren gegaan. Dit
betekent ten eerste dat we γδT cellen kunnen inzetten tegen leukemie en CMV
infecties na allo-SCT. Ten tweede hebben we opnieuw laten zien dat de γδT-cel
receptor zeer goed te gebruiken is om grote groepen T cellen te maken, die
leukemie cellen kunnen herkennen en doden. Maar dit betekent ook dat voor
de herkenning van CMV geïnfecteerde cellen moleculen nodig zijn, die op γδT
cellen aanwezig zijn en niet op αβT cellen en dat het overbrengen van alleen
de γδT-cel receptor wel genoeg is voor de herkenning van tumoren, maar niet
genoeg is voor de herkenning van CMV. Welke moleculen er precies nodig zijn
om ook CMV te herkennen, hebben we nog niet kunnen achterhalen.
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HOOFDSTUK 8. NEDERLANDSE SAMENVATTING
Conclusie
In dit proefschrift worden verschillende manieren beschreven om het nieuwe
immuunsysteem dat gegeven wordt aan patiënten met leukemie, vorm te ge-
ven. Hierdoor kan allo-SCT een verfijndere behandeling worden. Door B cellen
te depleteren kan GVHD voorkomen en behandeld worden. Door gebruik te
maken van de unieke kenmerken van γδT cellen en de γδT-cel receptor kunnen
relapse van de ziekte en complicaties zoals GVHD en infecties vermeden wor-
den. Deze resultaten bieden mogelijkheden om in de toekomst de conventionele
manier van transplanteren te vervangen door een gerichte en geïndividualiseer-
de behandeling van leukemie.
163
164
Curriculum Vitæ
Suzanne van Dorp werd geboren op 8 juli 1982 te Haarlem. In 2000 behaalde zij
het gymnasiumdiploma aan het Stedelijk Gymnasium te Haarlem. Tijdens haar
studie Geneeskunde aan de Universiteit Utrecht deed zij onder andere coschap-
pen in Nicaragua en Malawi. Tijdens het co-schap interne geneeskunde in het
St. Antoniusziekenhuis ontstond haar interesse voor de hematologie. Haar
wetenschappelijke stage in het UMC Utrecht mondde uit in een promotieon-
derzoek onder leiding van Dr. J.H.E. Kuball en Dr. E. Meijer bij de afdelingen
Hematologie en Immunologie. De resultaten van dit onderzoek zijn beschreven
in dit proefschrift. Suzanne is in opleiding tot internist in het St. Antoniusziek-
enhuis te Nieuwegein.
165
166
List of publications
2 van Dorp S, Meijer E, van de Donk NW, Dekker AW, Nieuwenhuis K, Min-
nema MC, Petersen E, Schutgens R, Verdonck LF, Lokhorst HM. Single-centre
experience with nonmyeloablative allogeneic stem cell transplantation in pa-
tients with multiple myeloma: prolonged remissions induced. Neth J Med.
2007 May;65(5):178-84.
2 Kersting S, van Dorp S, Theobald M, Verdonck LF. Acute renal failure after
nonmyeloablative stem cell transplantation in adults. Biol Blood Marrow Trans-
plant. 2008 Jan;14(1):125-31.
2 Marcu-Malina V, van Dorp S, Kuball J. Re-targeting T-cells against cancer
by gene-transfer of tumor-reactive receptors. Expert Opin Biol Ther. 2009
May;9(5):579-91.
2 van Dorp S, Pietersma F, Wölfl M, Verdonck LF, Petersen EJ, Lokhorst HM,
Martens E, Theobald M, van Baarle D, Meijer E, Kuball J. Rituximab treat-
ment before reduced-intensity conditioning transplantation associates with a
decreased incidence of extensive chronic GVHD. Biol Blood Marrow Transplant.
2009 Jun;15(6):671-8.
2 Pietersma FL, van Dorp S, Jacobi R, Ran L, Nanlohy NM, Schuurman R,
Minnema MC, Meijer E, van Baarle D. High level of perforin expression in T
cells: An early prognostic marker of the severity of herpesvirus reactivation
after allogeneic stem cell transplantation in adults. Clin Infect Dis. 2010 Mar
1;50(5):717-25.
2 Westeneng AC, Hettinga Y, Lokhorst H, Verdonck L, van Dorp S, Rothova
A. Ocular graft-versus-host disease after allogeneic stem cell transplantation.
Cornea. 2010 Jul;29(7):758-63.
2 Minnema MC, van Dorp S, van de Donk N, Lokhorst H. Prognostic factors
and outcome in relapsed multiple myeloma after non-myeloablative allogen-
167
eic stem cell transplantation; a single center experience. Bone Marrow Trans-
plant. 2011 Feb;46(2):244-9.
2 Kuball J, de Boer K, Wagner E, Wattad M, Antunes E, Weeratna RD, Vicari
AP, Lotz C, van Dorp S, Hol S, Greenberg PD, Heit W, Davis HL, Theobald
M. Pitfalls of vaccinations with WT1-, Proteinase3- and MUC1-derived pep-
tides in combination with MontanideISA51 and CpG7909. Cancer Immunol
Immunother. 2011 Feb;60(2):161-71.
2 Pietersma FL, van Dorp S, Minnema MC, Kuball J, Meijer E, Schuurman R,
van Baarle D. Influence of donor cytomegalovirus (CMV) status on sever-
ity of viral reactivation after allogeneic stem cell transplantation in CMV-
seropositive recipients. Clin Infect Dis. 2011 Apr 1;52(7):e144-8.
2 van Dorp S∗, Resemann H∗, te Boome L, Pietersma F, van Baarle D, Gmelig-
Meyling F, de Weger R, Petersen E, Minnema M, Lokhorst H, Ebeling S,
Beijn SJ, Knol EF, van Dijk M, Meijer E, Kuball J. (∗Both authors contributed
equally) The immunological phenotype of rituximab-sensitive chronic graft-
versus-host disease: a phase II study. Haematologica. 2011 Sep;96(9):1380-4.
2 Hogenes MC, van Dorp S, van Kuik J, Monteiro FR, ter Hoeve N, van Dijk
MR, Martens AC, de Weger RA. Histological assessment of the sclerotic graft-
versus-host response in the humanized RAG2-/-γc-/- mouse model. Biol
Blood Marrow Transplant. 2012 Jul;18(7):1023-35
2 Gründer C, van Dorp S, Hol S, Drent E, Straetemans T, Heijhuurs S, Scholten
K, Scheper W, Sebestyen Z, Martens A, Strong R, Kuball J. γ9 and δ2CDR3
domains regulate functional avidity of T-cells harboring γ9δ2T-cell receptors.
Blood. 2012 Dec 20;120(26):5153-62.
2 Scheper W∗, van Dorp S∗, Kersting S, Pietersma F, Hol S, Heijhuurs S,
Lindemans C, Sebestyen Z, Gründer C, Marcu-Malina V, Marchant A, Don-
ner C, Becke S, Plachter B, Vermijlen D, van Baarle D, Kuball J. (∗Both au-
thors contributed equally) γδT-cells elicited by CMV-reactivation after allo-
SCT cross recognize CMV and leukemia. Leukemia. 2013 Jan 1. doi:
10.1038/leu.2012.374. [Epub ahead of print]
168
Dankwoord
Lieve pap, dit boek is opgedragen aan jou. Het was mooier geweest, als ik het je
had kunnen geven. Je hebt een belangrijke rol gespeeld in de keuze om te gaan
promoveren. Vroeger zei je vaak, dat je eigenlijk wel gewoon kon promoveren
op je afstudeerscriptie over Fockenbroch. Ik twijfelde daar toen al wat aan, en
na 6 jaar promoveren denk ik dat die twijfel wel terecht was. Maar promoveren
leek je wel wat, en je had gelijk. Het was zeker wat. Soms frustrerend, soms
stressvol, maar meestal inspirerend en een voorrecht om te kunnen doen.
Veel mensen hebben de afgelopen jaren voor die inspiratie gezorgd.
Als eerste wil graag ik mijn co-promotor Dr. J.H.E. Kuball bedanken. Danke
schön, Herr Doktor Kuball! Lieber Jürgen, het is ongelooflijk hoe jij in vijf
jaar van kortdurend mijn kamergenoot op AIO kamer 3 opgeklommen bent tot
waar je nu staat. Maar het is ook weer niet geheel verbazingwekkend. Jouw
intelligentie, je vindingrijkheid, je werklust en je absolute optimisme en door-
zettingsvermogen zijn een inspiratie en de grootste kracht achter deze promotie.
Ik ben heel erg blij, dat je mij geadopteerd hebt als AIO en het is een eer om
jouw eerste promovendus te zijn.
Daarnaast wil ik graag mijn co-promotor Dr. E. Meijer bedanken. Beste Ellen,
na mijn wetenschappelijke stage onder jouw hoede ben ik begonnen aan dit
promotie-traject. Helaas verliet je me na een jaar om je geluk elders te zoeken.
Ik heb een van de belangrijkste schatten in het onderzoek van jou geleerd, het
maken van een databank. Daarnaast heb ik tijdens onze hereniging in het St.
Antoniusziekenhuis, gezien hoe je een goede hematoloog moet zijn!
Dr. S.B. Ebeling, beste Saskia, dank je wel voor het begeleiden van mijn eerste
ervaringen met lab-onderzoek, pipeteren, muisexperimenten, wetenschappelij-
ke artikelen en überhaupt een volwassen baan hebben!
Ik wil graag mijn promotor Prof. dr. H. M. Lokhorst bedanken. Beste Henk. Jij
169
bracht mij in contact met Ellen en jij bracht mij mijn eerste paper! Je staat daar-
mee aan de basis van mijn wetenschappelijke carrière. Dank je wel daarvoor. Jij
bent voor mij hét voorbeeld voor hoe je én een geweldige klinische dokter kan
zijn én tegelijkertijd heel erg belangrijk in de onderzoekswereld.
De leden van de leescommissie: Prof. dr. E. Wiertz, Prof. dr. C.E. Hack,
Prof. dr. A. van de Loosdrecht, Prof. dr. J. Cornelissen, veel dank voor het
beoordelen van mijn manuscript. Prof. dr. P. Fisch, herzlichen Dank für die
Beurteilung meiner Dissertation.
Dr. H. Dolstra en Dr. T. Mutis, dank voor het opponeren. Tuna, ook erg bedankt
voor de spraakmakende discussies, de gezellige borrels en het salsa’en!
Dr. M. Minnema, Dr. E. Petersen, Dr. R. Schutgens, Dr. L. te Boome,
Dr. N. van de Donk, Dr. E. van der Spek , dank jullie wel voor de pretti-
ge samenwerking op de afdeling Hematologie. Monique en Eefke, speciale
dank voor het includeren van patiënten. Liane, dank je wel voor het oppakken
en voortzetten van de chronische GVHD studie en voor alle samenwerking in
group Kuball!
Prof Dr. M. van Dijk. Beste Marijke, dank je wel voor je hulp bij het analyseren
van alle coupes.
Monique Knies. Dank je wel voor je altijd supersnelle reacties, voor de fijne
interactie en voor het rennen naar de postkamer!
Group Kuball: Vica, Zsolt, Cordula, Wouter, Sam, Sabine, Sabina, Liane,
Caroline, Linda, Hakim, Julia, Carina, Edite: Thank you for all the “labbe-
sprechungen”, the discussions, the experiments together, the nice dinners and
celebrations. It was a pleasure and remember: “Gamma delta T cells rock!”
Lieve Wouter, mijn Muze! Je maakte het laatste jaar op het lab tot een waar
feest! Dank je wel voor al je hulp, je gezelligheid, je rust, je kunde en je heerlijke
humor. Mijn ideaalbeeld voor de toekomst zou zijn om met jou een onder-
zoeksgroep te hebben. Ik weet niet of het uit gaat komen, want je hebt wellicht
heel andere plannen, maar ik heb heel veel respect voor jou als onderzoeker en
collega en niet te vergeten als vriend! Zullen we in ieder geval nog vaak samen
“bangen” en mag ik dan alsjeblieft meezingen met lekkere hitjes?
170
DANKWOORD
Dear Vica, you have taught me so much! I admire how you take on projects
from scratch and make them into successes. I wish the Dutch could have won
you over, but I think that there is no place where you will be as happy as in
Israel with your family!
Dear Cordula, thank you for sharing your pure look on life and science. Your
perfectionism led to a Blood paper! Do not forget to put stuff in perspective
sometimes, since that can make things in life ánd science al lot easier! I’m sure
that you will find the way to do so and still be content with everything you do.
Thank you for organising all those nice group events!
Lieve Zsolt, toen jij kwam solliciteren, viel ik zowat van mijn stoel zo mooi
vond ik je. Maar niet alleen daarom bleek het heel gelukkig dat je group Kuball
kwam versterken. Je bracht een zeer hoog onderzoeksniveau, stijl, gezelligheid
en humor met je mee en een heel fijn Amsterdams juppengehalte samen met
Jan!
Lieve Sabina, Dr. Kersting. Wat was het fijn om met jou onderzoek te doen en
met Floor tussen ons in op de kamer te zitten! Je hebt je een ongeluk geFACSt
en ik ben heel blij dat daar uiteindelijk zo’n mooi paper uitgekomen is! We
hebben een onvergetelijk leuk congres in New Orleans gehad samen en ik hoop
dat daar nog een aantal van volgen! Ik bewonder hoe je je gezinsleven met zo’n
uitdagende baan combineert!
Lieve Sabine, Sabje! Dank je wel voor alle experimenten en al het isoleren en
kweken dat we samen hebben gedaan! Het was een waar genoegen om je te
zien groeien in de groep tot de onmisbare kracht die je bent!
Uiteraard wil ik graag de studenten bedanken, waarmee ik heb samengewerkt.
Henrike: Thank you for your persistence, your efficiency and your patience. It
must have been hard to work with a chaotic person like me, but the result is a
very nice paper in Hematologica! Nicole, ik vond het ontzettend leuk om een
deel van je begeleiding te kunnen doen! Minke, Agent Rab! Ja, dat was wel
fantastisch. MSC’s kweken, de FACS, AMC, en heel veel lachen: een perfecte
combinatie! Gelukkig werken we nu iedere dag samen in het Antonius!
Op de afdeling Immunologie in het WKZ was het goed toeven! Dat kwam
171
door de gedreven, maar ontspannen sfeer en de vanzelfsprekendheid en het
plezier waarmee er samengewerkt werd. Ik denk dat dat erg bijzonder is en wil
iedereen daar erg graag voor bedanken!
De staf van de afdeling Immunologie, zoals ik hem heb gekend: Dr. K. Tesse-
laar, Prof. dr. L. Meijaard, Dr. J. Leusen, Dr. D. van Baarle, Dr. J. Borghans,
Dr. A. Martens, Dr. K. Denzer, Dr. L. Bont, Prof. dr. P. Coffer, Prof. dr. F. Mie-
dema. Zeer veel dank voor de waardevolle bijdragen tijdens discussies en pre-
sentaties. Frank, ik wil jou speciaal nog bedanken voor je humorvolle en tege-
lijkertijd uiterst scherpe benadering van gepresenteerde data. Het was genieten
met jou bij een bespreking!
Petra, dank je wel voor het dynamic duo dat we waren in mijn eerste jaar. Ik
vind je heel bijzonder en kundig.
Yvonne en Saskia, zeer veel dank voor jullie oneindige flexibiliteit en hulpvaar-
digheid!
AIO kamer 3: Rogier, Lydia, Ellen, Floor, Kees, Kristof (Zotteke), Peter (de
Hongaarse muur), Jantine, Paul, Wouter, Cordula, Annelieke, Bart, Thijs, Hil-
de, Vica, Sabina, Charlotte, Kirsten, Hakim. Het waren mooie tijden! Het gek-
kenuurtje om half 5, de onuitputtelijke bron grappen en grollen, het doorbreken
van de bubbel, de dikke negermuziek, het tafeltennis, de vissen EBV en GVHD,
het klaterende gelach tussen de serieuze inspanningen door, maakten het de
leukste AIO kamer van alle AIO kamers ter wereld! Dank daarvoor.
Verder veel dank aan Jeffrey, Dan (de Man), Jorg, Veerle, Marieke, Henk Jan,
Richard, Henk, Vera, Liset, Jolanda, Ingrid, Ana, Justin, Guru, Marloes, Tessa,
Robbert, Robert, Stefin, Florijn, Frans, Joke, Walter, Nening, Ronald, Sanne,
Gerrit, Koos, Sigrid, Maaike, Marco, Marc en Wilco voor alle gezelligheid, de
fijne samenwerking en de geweldige borrels!!
Mijn paranimfen: Samantha, Sammie!! Jouw ongelooflijke efficiëntie en snel-
heid in het proeven doen, maakten dat er veel tijd was om koffie te drinken en
eindeloos te kletsen. Ik heb het zo leuk met je gehad en het was zo’n luxe en
voorrecht om met jou te mogen werken. Dank je wel. Heel fijn dat je aan mijn
zijde wil staan!
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DANKWOORD
Floor, lieve Flora! Vanaf de eerste dag dat ik kwam werken in het WKZ was
je daar. Liefde op het eerste gezicht! Een onafscheidelijk duo was het gevolg
en daarmee heel veel hilariteit. Dansen op het lab, samen FACSen, SPSSen,
“datamassage”, samen uit eten met sammelebuca en birella’s en ook serieuzere
gesprekken, die geleid hebben tot een heel aantal publicaties (Pietersma, van
Dorp en van Dorp, Pietersma et al.), waar alleen Blood nog niet zo van ge-
charmeerd was. Dank je wel dat je het werken op een lab zo sprankelend hebt
gemaakt!
Gelukkig hebben ook buiten het lab mensen direct en indirect bijgedragen aan
dit boekje of aan mijn levensgeluk, zodat dit boekje makkelijker kon ontstaan.
Lieve Kees, jij hebt wel een heel uitzonderlijke positie ingenomen in het ont-
staan van dit proefschrift. Je maakte het al mooie leven in en buiten het lab nog
mooier! Dank je wel voor alles wat je me gegeven hebt en hebt laten zien. Ook
Cees (II), Nathalie, Marieke en Maarten heel erg bedankt voor de heerlijke
etentjes, de discussies, het altijd warme welkom en het varen!
Lieve Amsterdammers, liefste Wel, An, Ras, Soof, Maart, Daan, Shaun en Wes!
Jullie zijn bevrijdend! Heel erg bedankt voor jullie. Wellie, jij begrijpt mij als
geen ander, ik wil je speciaal bedanken, omdat je er onvoorwaardelijk voor me
bent.
Maart! Ik wil jou bedanken voor het feit, dat je altijd achter me gestaan hebt.
Je kent me door en door en dat maakt dat je heel belangrijk voor me bent.
Penny, dank je wel dat je me altijd een warme plek hebt gegeven, ook al heb
ik er de laatste jaren wat weinig gebruik van gemaakt. Daan, door jou wilde ik
professor worden (Grieks weliswaar). Dit is het begin!
Lieve Niels en Jeroen! Dank voor jullie geweldigheid! Ik ben blij dat heel
Nederland dat tegenwoordig inziet.
Tillemakinderen en juf! Heel erg bedankt voor de vertrouwde etentjes.
Antonianen, bedankt voor de bijzonder goede sfeer waarin we samenwerken!
Ik besef me heel goed, dat zoveel leuke collega’s eigenlijk niet kan! Dr. Geers,
dank voor de gelegenheid om dingen af te maken en de fijne, goed passende
supervisie! Dr. de Weerdt, lieve Okke! Door jou wil ik hematoloog worden.
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Mark, dank je wel voor je absolute optimisme, je barricades voor bijvoorbeeld
de tonijn, je danskwaliteiten en Ticket to Ride! Azzie, lieverd! Ment to be vind
ik ons. Ik ben echt heel erg blij dat jij me op stond te wachten op de eerste dag!
Joost , mijn grote vriend! Ik kan werkelijk alles met je bespreken. Ik ben blij
met je keuze voor het mooiste aandachtsgebied dat er is!
Lieve Girlsch, Suzy Q, Hes en Lies. Ik ben heel blij met jullie en dat we samen
groot geworden zijn! Dank jullie wel voor altijd!! Daan en Vic, jullie zijn precies
goed voor de meisjes, niet veranderen!
Lieve Miekie! Dank je wel voor je trouwe vriendschap, je attentheid, je orga-
nisatorisch talent en alle leuke dingen die we samen gedaan hebben (niet te
vergeten jouw promotie!!). Erwin, jij ook dank je wel voor al die leuke avonden,
etentjes, feestjes en voor je interesse, fijnheid en Mario Cart!
Lieve Daph! Samen studeren, samen wonen, samen hardlopen, samen een Duit-
se baas hebben. Dank je wel dat we dat allemaal konden delen!
Lieve Willem. Dank je wel voor je beste vriendschap! Ik weet zeker dat mijn
kinderen in de zandbak toch van jouw duifjes van kinderen gaan winnen! En
ook weet ik zeker dat we er samen naar zullen gaan kijken!
Lieve Debster, Inator, mijn liefste huisgenoot! Ik ben zelden iemand tegengeko-
men bij wie het zo gemakkelijk was allemaal en bij wie ik zoveel overeenkom-
sten vond. Duizend maal dank!! Ik heb Paolo en John nogmaals benaderd voor
de woongroep. Ook dank voor het “delen” van Dit en Draak op de Koningslaan.
Dit, ik ben heel blij dat je er bent!!
Lieve Marie Louise, Hans, Kasper, Marlou en Jibbe. Jullie zijn geweldig! Dank
voor alle vrolijkheid, openheid en liefdevolheid, waarmee jullie me meteen om-
ringd hebben.
Lieve mamma en Harry, dank jullie wel voor alle liefde, gezelligheid, heerlijke
etentjes, adviezen, ondersteuning en het geweldige voorbeeld dat jullie zijn. Ik
hoop ook zo van het leven te gaan genieten als jullie dat doen en ik ben heel
blij dat jullie dat samen doen. Lieve Omi! Jij ook bedankt voor de weekenden
ontspannen en onze telefoongesprekken, waar van alles de revue passeert. Een
hele dikke iiiiiii!
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DANKWOORD
Chris, mijn lieve broertje. Ik ben van alle mensen op de wereld het meest trots
op jou. Je hebt een heleboel voor je kiezen gehad en je bent er zo ontzettend
leuk en knap uitgekomen. Speciale dank voor het verzorgen van de lay-out en
de kaft van dit boekje! Het is echt prachtig geworden!
Arjan, lieve AJ! Ik heb héél erg veel zin in héél erg veel meer van jou.
Zoveel inspiratie! Dat moet een mooi feestje worden!
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