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Shallow foundations of tall buildings, designed on the basis of DMT results
Prof. Dr. Antônio Sérgio Damasco Penna
Damasco Penna Engenheiros Associados S/C Ltda
Universidade Mackenzie, São Paulo, Brazil
Keywords: Shallow foundations, tall buildings
ABSTRACT: The objective of this paper is to describe the use of DMT in the design of shallow founda-tions for tall buildings in Sao Paulo / SP, Brazil. This city in Brazil has a well known geologic formation, witha sedimentary basin in its central area, surrounded by residual soils. Shallow foundations are often economi-cal, both for sedimentary over-consolidated clays and sands, and residual silty soils. The design of those shal-low foundations, for typical 20–25 floor buildings, is controlled by settlements. Dilatometer tests DMT, per-formed with SPT and CPT, were used in those settlements evaluations and provided the necessary support fordesign decisions.
1 GEOLOGICAL CONDITIONS OF SAO PAULO
Sao Paulo is a 1.516 Km2 (585 mi2) city, and when including suburbs its area is about 3.000 Km2 (1,158 mi2).
The elevations above sea level generally vary be-tween 730 m (2,395 ft) and 830 m (2,723 ft), with a maximum of 1.126 m (3,694 ft) at Jaragua Peak.
During the tertiary geological age, a sedimentary basin was formed, with many layers of clays and sands, reaching elevations of 830 m (2,723 ft) above sea level.
Gradually, the two principal rivers, Tiete and Pinheiros, partially eroded valleys to about elevation 730 m (2,395 ft).
Many mountains of gneissic or granitic residual soils surround this basin.
In this area a large number of tall buildings have been constructed both in the central area (sedimen-tary basin) and in the contour area (mountains of re-sidual soils).
2 SITE CHARACTERIZATION PRACTICE
Generally, the practice of foundation engineering in Brazil is based on Standard Penetration Test (SPT) results.
The use of additional site characterization, based on field (CPT, DMT, PMT) or laboratory tests is rare.
Since 1997 we have been encouraging the use of DMT as an additional field test.
This practice has been growing slowly in some construction companies. We have demonstrated that a better site characterization can be obtained with DMT. With the more accurate DMT data a better foundation design can occur resulting, in some cases in lower foundation construction costs.
3 BUILDING FOUNDATIONS IN SAO PAULO
The development of building constructions in Sao Paulo started around 1930 - 1940.
Five to fifteen floors were common at that time. Shallow foundations on spread footings, drilled
piers with enlarged base, obtained by manual under reaming and with or without the aid of compressed air, “Franki” piles, precast concrete piles and steel piles, were all used then.
Since 1970 - 1980 slurry method of drilled pier construction and concrete flight auger piles have been used.
Nowadays, most tall buildings in Sao Paulo are constructed on piled foundations.
The number of floors is growing as well as the to-tal weight of the building.
PROCEEDINGS FROM THE SECOND INTERNATIONAL FLAT DILATOMETER CONFERENCE
162
STANDARD PENETRATION TEST (SPT) MARCHETTI DILATOMETER TEST (DMT)
Figure 1. Pompéia building
CONE PENETRA-TION TEST (CPT)
SHADED AREA CORRESPONDSTO EQUIVALENT FOOT
MEASURED SETTLEMENT=35 mm
MEASURED SETTLEMENT=33 mm
MEASURED SETTLEMENT=32 mm MEASURED SETTLEMENT=28 mm
MEASURED SETTLEMENT=29 mm
PREDICTED SETTLEMENT=59 mm
PREDICTED SETTLEMENT=21 mm
PREDICTED SETTLEMENT=15 mm
PREDICTED SETTLEMENT=0,629 mm
D
C
B
B B
5830 NK
5920 KN
3570 KN3570 KN
7690 KN 7690 KN
4500 KN4500 KN
5960 KN
5280 KN 5280 KN
7600 KN
3290 KN3290 KN4240 KN
4570 KN3080 KN3080 KN
7980 KN
7350 KN
3060 KN
5210KN
4660 KN
C B
DA
650
425
220
710
220
645
455 540
480
555
295
350
295
350
350
440
220
500 220
500
450
565
700
570265
675
265
675
485 1060
590
1350
775.50
778.34
781.22
784.82
ELE
VATI
ON
(m)
FLOOR
1º SS
2º SS
2.10
YELLOW SANDY CLAY
SANDY CLAY
6.50
8.50
9.40PURPLE SILTY CLAY
WITH GRAVEL
15.70
16.50
20.15
20.45
MEDIUM CLAYEY SAND
(TERTIARY SEDIMENT)
SILTY CLAY (T.S.)
PURPLE AND YELLOW
SILTY CLAY (T.S.)
30 4010 20
5
4
SPT784.450
SP-01
4
5
5
5
5
5
16
18
10
12
(TERTIARY SEDIMENT)MEDIUM BROWN AND
MEDIUM RED POROUS
(TERTIARY SEDIMENT)
(TERTIARY SEDIMENT)
MEDIUM RED SANDY CLAY
VERY STIFF YELLOW AND(TERTIARY SEDIMENT)
10
11
14
14
7
5
9
10
MEDIUM RED AND YELLOW
STIFF PURPLE AND YELLOW
STIFF PURPLE AND YELLOW
(TERIARY SEDIMENT)
FINE SANDLOOSE TO MEDIUM
785
780
775
770
765
760
CPT-1
12108642
2.00
1.00
0.00
7.00
6.00
5.00
4.00
10.00
9.00
8.00
12.00
11.00
3.00
17.00
16.00
15.00
14.00
13.00
021.00
20.00
19.00
18.00
DEPT
H (
m)
DEPT
H (
m)
Point Resistance
PROCEEDINGS FROM THE SECOND INTERNATIONAL FLAT DILATOMETER CONFERENCE
163
TO EQUIVALENT FOOTSHADED AREA CORRESPONDS
B
B B
D
C
B
DA
C
3090 KN
4180 KN
9190 KN
10760 KN
4180 KN
4520 KN
11500 KN
9140 KN
4520 KN
3090 KN
2740 KN
2740 KN
4180 KN4520 KN
3090 KN
7720 KN
7720 KN
3960 KN 3960 KN
3960 KN3960 KN
4520 KN
4180 KN
2740 KN2740 KN 3090 KN
445
730
445
730
200
450
200
450
230
615
230
615
230
615
615
230
315
1265
335
270
270 335
200
485
190
510
275
355
275
355
430
305
430
305
430
305
305
430
490
590
590
490
310 1160
480
260
480
260
480
260
260 480
W.T.
SEDIMENT)
779.00
781.79
784.67
787.65
ELE
VATI
ON
(m)
40
FLOOR
1º SS
2º SSGREY AND YELLOW SAND
16.00
FINE CLAYEY SAND
17.70
YELLOW AND GREY CLAYEY
20.40
FINE CLAYEY SAND
22.1022.50 CLAYEY SAND (T.S.)
24.95
25.45MEDIUM SAND (T.S.)
CLAYEY SAND (TERTIARY
790
SP-01
5
787.13SPT 10 20
4
4
785
7
5MEDIUM TO VERY STIFFCLAY (TERTIARY SEDIMENT)
3
9780
13
20
12
18
21775
17
18
15
15770 STIFF TO VERY STIFF
16
24
(TERTIARY SEDIMENT)
STIFF TO VERY STIFF
15
15STIFF GREY AND PURPLE
(TERTIARY SEDIMENT)
19
39
VERY STIFF GREY FINE
765
30SAND (TERTIARY SEDIMENT)
36
22STIFF GREY AND YELLOW
760
HARD PURPLE AND YELLOW
30
DEPT
H (
m)
12
CPT-10.00
3.00
4.00
1.00
2.00
7.00
8.00
9.00
5.00
6.00
12.00
13.00
10.00
11.00
1020 4 6 8
14.00
15.00
DEPT
H (
m)
Figure 2.Moóca building
STANDARD PENETRATION TEST (SPT) MARCHETTI DILATOMETER TEST (DMT) CONE PENETRATION
TEST (CPT)
Point Resistance
(MPa)
PROCEEDINGS FROM THE SECOND INTERNATIONAL FLAT DILATOMETER CONFERENCE
164
These conditions combined with a large number
of available equipment for different types of piles, and a poor site characterization techniques, lead to the use of pile foundations for most buildings.
Better information about soil properties can change this practice.
The use of DMT, as illustrated in this paper, can give the necessary information for settlement evaluation, allowing in some cases, the use of shal-low foundations, with a substantial reduction in costs, when compared with pile foundations.
4 FOUR CASE HISTORIES IN SAO PAULO
This paper presents four case studies of buildings constructed on spread footings.
On Table 1 a summary of those four building cases is presented.
Table 1 – Building characteristics LOCATION
IN SAO PAULO
NUMBER OF
FLOORS
DEPTH OF EXCAVATION FOR SUBSOIL
FLOORS
LOAD IN EACH COL-UMN (KN)
APPLIED STRESS IN
SPREAD FOOTING
Pompéia 25 5.5m (18ft) 3,000-8,000 300 KPa
Moóca 25 5.5m (18ft) 3,000-8,000 350 KPa Água Rasa 20 8.0m (26.2 ft) 1,000-5,000 275 KPa Morumbi 31 4.0m (13.1 ft) 3,000-10,000 400 KPa
Figures 1 to 4 show the footings of the four build-
ings and one of the tests results combining SPT, DMT and CPT.
5 FOUR CASE HISTORIES IN SAO PAULO
It is well known that settlement governs founda-tion design for tall building over spread footings.
That is the reason why when predicted settle-ments are high pile are preferred, instead of footings, eventhough a pile foundation is usually more expen-sive than a footing foundation (about 1.3 to 1.6 times).
Using DMT, the design engineer can accurately predict settlement, than with only SPT results.
The DMT method used to compute settlement for those buildings is very simple.
The reduction in stress imposed by the excavation is considered as acting in the whole area and this induces reductions in the layers below the footings. No heaving is considered. The subsoil below the footing is divided in to numerous 20 cm thick layers, each one having a M value determined from the DMT test.
All the footing are considered together, as a large stressed fictitious rectangle, having an area repre-senting the sum of the individual areas of the foot-ings, receiving the total load of the building.
Four points are considered in this fictitious rec-tangle, the center (A), the corner (B), the middle of the length (C) and the middle of the width (D), as showed in figures 1 to 4.
The stresses induced in the subsoil by the rectan-gular loaded area are calculated in the centre of each 20 cm thick layer, using Newmark formula.
Thickness reduction in each 20 cm layer is calcu-lated by the expression
Settlement evaluated using this method does not
consider the effect of the building structure, which will reduce the differences at points on the fictitious rectangle.
Results obtained in the predictions based on this method, for those four buildings are shown in Fig-ures 1 to 4.
6 SETTLEMENT MEASUREMENTS
Unfortunately in Brazil, it has been difficult to persuade managers of construction companies to use better quality tests for site characterization to com-plement the SPT.
With only SPT, settlement predictions have been almost impossible to obtain.
We have been working hard to show the advan-tages of special field tests, as DMT. For “Moóca” site there were no settlement measurements, and the building is now finished. For the “Pompéia” site the settlement was measured at five columns, with a simple approach, and the building is also finished. For “Água Rasa” and “Morumbi” sites, both are un-der construction, and a specialized company is measuring settlements monthly.
For “Pompéia Building”, Figure 1 shows the pre-dicted and measured settlements. The mean meas-ured value is 31,4 mm and the mean predicted value is 24,1 mm. This prediction is good enough for de-sign decisions.
For “Morumbi Building”, until now (February, 2006), only 40% of the total loads have been ap-plied. Measured settlements are compared to pre-dicted settlements in Figure 5 (for 40% of the total load).
The mean predicted settlement (13.1 mm) for 40% of the total loads, are compared with the mean measured settlement (8.9 mm) also for 40% of the total loads.
i
ii M
v′Δ=Δ
σε (1)
PROCEEDINGS FROM THE SECOND INTERNATIONAL FLAT DILATOMETER CONFERENCE
165
W.T.5.67
30/0
3/05
(TERTIARY SEDIMENT)
788.00
3º SS789.43
792.23
795.03
797.83FLOOR
1º SS
2º SS
ELE
VA
TIO
N (m
)
40302010SPT796.55
SP-01
1/17
2/27
1/20
4
8
13
15
16
17
23
15
15
17
29
32
39
16
18
14
17
0.100.35
1.70
5.00
13.80
17.40
20.45
800
795
790
785
780
775
CONCRETE SLABDIVERSE SOIL FILL
VERY SOFT BROWN
STIFF TO VERY STIFF
STIFF TO VERY STIFF
POROUS CLAY(TERTIARY SEDIMENT)
SOFT POROUS RED CLAY
YELLOW AND GREY SILTY CLAY (TERTIATY
SEDIMENT)
SEDIMENT)SILTY CLAY (TERTIARY
PURPLE YELLOW AND RED VERY STIFF TO HARD
BROWN AND GREY SILTYCLAY (TERTIARY SEDIMENT)
TO EQUIVALENT FOOTSHADED AREA CORRESPONDS
D
C
B
B B
4600 KN(2380+3960) KN
4780 KN
4700 KN
10560 KN
4700 KN2180 KN
2180 KN
(3960+2380) KN 4600 KN
4500 KN
(2380+3960) KN
4500 KN
(3960+2380) KN
6100 KN 6100 KN
14780 KN
4780 KN4780 KN
4780 KN
A
C B
D
220
790
220
790
220
790
220
790
74552
0
745
725
500
445
500
445
35066
0305
540
350
660
540
305
305
550
305
550
350
660
350
660
410
420 305
260
305
260
41042
0
CPT-1
8640 2 10
0.00
15.00
14.00
11.00
10.00
13.00
12.00
6.00
5.00
9.00
8.00
7.00
2.00
1.00
4.00
3.00
Figure3. Água Rasa building
(MPa)
Point Resistance
DEPT
H (
m)
DEPT
H (
m)
CONE PENETRATION TEST (CPT)
MARCHETTI DILATOMETER TEST (DMT) STANDARD PENETRATION TEST (SPT)
PROCEEDINGS FROM THE SECOND INTERNATIONAL FLAT DILATOMETER CONFERENCE
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TO EQUIVALENT FOOTSHADED AREA CORRESPONDS
D
CBB
B
34870 KN 34690 KN
44110 KN
14830 KN 15090 KN
4280 KN
3300 KN
3850 KN
4420 KN
3410 KN
2970 KN
19400 KN
5230 KN
19590 KN
5160 KN
B
DA
C620
1780
800
515
795
540
380
400
255
330
360
400
385
400
260
330
300
395
540
940
235
600600
1675
565
910
225
615 600
1675
CPT-6
201816141218.00
17.00
16.00
3.00
4.00
1.00
2.00
7.00
8.00
9.00
5.00
6.00
12.00
13.00
10.00
11.00
14.00
15.00
0.00
1020 4 6 8
ELE
VATI
ON
(m)
DENSE TO VERY DENSESAND SILTY (RESIDUAL SOIL)
SILTY FILL
798.00
2º SS
1º SS
FLOOR 806.75
803.60
800.45MEDIUM TO VERY DENSE
DENSE TO VERY DENSE
RED AND GREY SANDSILTY (RESIDUAL SOIL)
YELLOW AND GREY SAND SILTY (RESIDUAL SOIL)
12
15
16
22
23
46
41
42
49
50
48
44
44
34
36
40
0.30
10.60
15.00
16.00
810
805
800
795
790
785
SP-11805.798SPT 10 20 30 40
(* Não foi atingido o lençol freático)
Figure4. Morumbi building
STANDARD PENETRATION TEST (SPT)
DEPT
H (
m)
DEPT
H (
m)
Point Resistance
(MPa)
MARCHETTI DILATOMETER TEST (DMT)
PROCEEDINGS FROM THE SECOND INTERNATIONAL FLAT DILATOMETER CONFERENCE
167
Figure 5.” Morumbi building” in constrution, with 40% of the total load
PREDICTED 40%SETTLEMENT=7,7 mm
SETTLEMENT=20,0 mmPREDICTED 40%
SETTLEMENT=7,5 mmPREDICTED 40%
PREDICTED 40%SETTLEMENT=7,5 mm
SETTLEMENT=4,8 mmPREDICTED 40%
PREDICTED 40%SETTLEMENT=20,2 mm
SETTLEMENT=20,0 mmPREDICTED 40%
SETTLEMENT=7,7 mmPREDICTED 40%
PREDICTED 40%SETTLEMENT=4,8 mm
D
BC
D
B
B C
Distance (m)
1675
600615 225
910
565
1675
600
600
235
940
540
395300
330260
400
385
400360
330
255
400
380
540
795
515
800
1780
620
C
A D
B
Dis
tanc
e (m
)
Settlement (mm)
Set
tlem
ent (
mm
)
PRO
CEED
ING
S FRO
M TH
E SECO
ND
INTER
NA
TION
AL FLA
T DILA
TOM
ETER C
ON
FEREN
CE
168
7 CONCLUSIONS
The Marchetti Dilatometer “DMT” is a powerful tool to predict settlements for buildings on spread footings, where no primary or secondary consolida-tion is involved.
The mean values predicted with dilatometer re-sults, area accurate for design decisions.
The influence of building structure in settlement distribution is somewhat complex. In profile view the predicted settlements give a more curved “dish” shape than what is measured, because of the rigidity of the building frames.
REFERENCES
ASTM D6635-01. “Standard Test Method for
Performing the Flat Plate Dilatometer”. American Society for Testing and Materials ASTM, 2001.
EUROCODE 7 (1997). Geotechinical Design -
Part 3: Design assisted by field testing, Section 9: “Flat dilatometer Test (DMT) Final Draft”, ENV 1997-3, Apr. 66-73, CEN-European Committee for Stardardization.
MARCHETTI, S. (1975). “A New In Situ Test for
the measurement of horizontal soil deformability”. Proc. Conf. On In Situ Measurement of Soil Proper-ties, ASCE, Special Conf., Raleigh, Vol. 2, 255-259, June.
PROCEEDINGS FROM THE SECOND INTERNATIONAL FLAT DILATOMETER CONFERENCE
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