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Separate but not Coequal: Executive-Legislative Dynamics and Lawmaking in the
Philippine Congress1
By Rogelio Alicor L. Panao, PhD2
Abstract
If legislation can gauge success in setting legislative agenda, how does the Philippine
president fare in terms of translating programs into policies before Congress?
The classic view of chief executives in many presidential democracies is that of a
dominant policy actor who exercises not only gate keeping but agenda setting powers. In
the Philippines, by constitutional design the president does not possess formal legislative
powers and is limited by checks imposed by co-equal branches such as a bicameral
legislature and an independent judiciary. I argue, however, that despite the lack of formal
legislative powers the Philippine president dominates policy-making through the timely
and strategic exercise of residual and informal powers such as the prerogative to endorse
priority government legislative proposals.
To test the effect of executive-congress relations a common methodological
approach employed is to estimate ideal points statistically using roll call data. In the
Philippines, however, roll calls show little disparity and legislators tend to vote similarly
on bills under deliberation. As a methodological alternative, I analyze executive-
legislative dynamics through an event history analysis of bills filed and approved at the
House of Representatives between 1987 and 20133—an expansive dataset spanning 26
years, seven congresses, and all five administrations under the post-EDSA Philippines.
Keywords: bicameralism, Congress, executive legislative relations, Philippines, president.
1 Paper for presentation before the 2016 Congress of the International Political Science, Association,
Poznan, Poland, 23-28 July 2016. 2 Assistant professor, Department of Political Science, University of the Philippines, Diliman 3 This study is part of a larger project titled “Does the upper house have the upper hand?: Bicameral
incongruence in the Philippine Congress and its impact on the president’s legislative success” (Project No.
151506 PhDIA) funded by a PhD incentive grant by the University of the Philippines Diliman Office of
the Vice Chancellor for Research and Development.
2
If agenda setting powers can be gauged by legislative success, how does the
Philippine president fare in terms of translating programs into policies? What bills that go
through the legislative process have the greatest propensity to become laws? What dooms
proposals to fail? What resources, institutional or otherwise, pertinent to the Philippine
president or Congress, affect executive-legislative dynamics?
Presidential agenda setting as a quasi-legislative tool and policy initiation
determinant of legislative action has been the object of a good deal of scholarly attention
in political science and public policy literature. An agenda, in simple terms, is a list or
schedule of things to be done. In public policy literature, an agenda pertains broadly to
“the list of subjects or problems to which government officials and people outside of
government closely associated with those officials are paying some serious attention at
any given time” (Kingdon 1995, 3).4 Scholars have long recognized the role of the
president as an important actor in setting agenda towards policy (Woon 2008; Larocca
2006; Biggs and Helms 2007; Denzau and MacKay 1983; Enelow 1984; Bamgartner and
Jones 1993; Kingdon 1995), the impact of the president’s agenda in Congress remains
vague. The overall theme in literature, however, appears to be one of recurrent conflicts
and cooperation between the legislature and the executive where no single institution is
particularly predominant (Light 1991; Covington, Wright, and Kinney 1995; Steger 1997;
Wood and Peake 1998; Edwards and Wood 1999). In other words, even if the president
appears to be strong in the policy front, the president does not have complete control of
legislative agenda. Shugart and Carey (1994) notes that even in systems where the
president possesses relatively strong legislative powers vis-à-vis the legislature, it does
not necessarily follow that Congress has completely abdicated its powers.
This contention is particularly apparent in nascent democracies such as the
Philippines where patronage driven politics induces the chief executive to engage in a
quid pro quo relationship with legislators (Kasuya 2005; Kasuya 2008; Hutchcroft 1998;
Quimpo 2009). By constitutional design, the Philippine president exercises no legislative
power except those which the legislature delegates in the exercise of emergency rule.
What the president lacks in terms of direct legislative power, however, is compensated by
certain unilateral powers whose exercise shapes the course of lawmaking in the
Philippines.
I argue that Philippine presidents dominate the legislative process through the
exercise of unilateral prerogatives such as the certification of priority measures. The
Philippine presidents are not endowed with exclusive power to introduce certain
legislation, unlike their counterparts in Uruguay, Chile or Brazil,5 but they can certify
measures as urgent. Under the Philippine constitution, a bill to become law has to
undergo three readings on three separate days. But once a bill is certified by the president,
it becomes priority and bypasses the three-day rule. This imprimatur acts as a signal to
4 For this study, I narrow my focus to executive agenda as an institutional agenda in the context of
legislative policymaking. By institutional agenda, I refer to decision gates through which policy actions
must pass. These are the set of items explicitly up for the active and serious consideration of authoritative
decision makers (Cobb and Elder 1972, 85-87). By executive agenda setting I pertain to the space secured
by the Philippine president on the Congressional agenda for the proposals that encompass the program of
his or her administration. Attaining agenda status is a prerequisite to the passage of a bill. 5 Although, as Shugart and Carey (1992, 151) notes, the exercise of this power is still weak. In these
countries the initiative may be amended or rejected outright by Congress.
3
members of Congress on the importance of the measure to address national exigencies.
More importantly, the certification is a warrant that the measure will be accorded greater
congressional attention within the duration of the incumbent Congress. These measures
are coursed through members of Congress, usually allies in the president’s coalition, who
serve as the bills’ principal authors or sponsors. Philippine presidents are able to facilitate
the passage of these priority measures through concessions such as pork earmarks and
campaign pledges.
Instead of looking into the voting patterns of legislators to analyze executive
legislative dynamics, however, I establish the chief executive’s predominance by
analyzing the duration or the length of time executive priority measures undergo the
legislative process. By examining the bills that have been filed and approved at the House
of Representatives between 1987 and 2013, I explain the interplay of resources available
to the executive and Congress as separate branches in the Philippines and how such
relationship have influenced lawmaking—a rich dataset covering 9,191 bills, spanning
seven Congresses, and all five presidential administrations in the post-Martial law
Philippines.
The analysis of legislative delay is important because in the Philippines the
process bills undergo to become laws has a life span of only three years and those that
fail to pass before congress closes need to repeat the process in the next session.
Moreover, the passage of measures may be impelled or delayed by the happening of
events at some point in time (e.g. election, national crisis, public scandal, etc.). Because
legislation entails cost (e.g. bargaining cost, dissonance cost) the president has to be
mindful about keeping the duration of proposed legislation to a minimum. Not only does
delay drive the cost of legislation higher, it also increases the risk that a bill will not pass.
However, no assumption is made about the Philippine president’s agenda setting power
as the strongest or the single most important predictor of legislative success. A theme that
echoes in many legislative studies point to the importance of numerous other variables
other than presidential resources, such as political and institutional influences available to
Congress, to explain legislative outcome. Other institutional and political determinants
can also attenuate, increase, or even modify the effects of other factors that influence the
legislative process.
Two ideas on executive-legislative relations and its effect on legislative
policymaking are advanced as theoretical contributions. The first is that the widely
regarded view on the agenda setting power of the president over legislative policymaking
is not what it seems, as it fails to take into account the confounding effect of institutional
and political circumstances, including time. The second is that where roll call data cannot
be obtained, or in political settings where roll call voting is skewed, executive-legislative
dynamics may be modeled in terms of duration—the length of time it takes from when
the bill is filed until its enactment. A shorter duration implies general consensus. A longer
duration, on the other hand, implies concessions between the executive and the legislature
which had to be undertaken to flesh out inter-branch and intra-branch differences. Even
though there is a standard process provided in the Constitution, much of the country’s
legislative process goes through non-standard and back-channel procedures with the
president playing a major role (Montinola 1999; Coronel 1998; Coronel, et al 2004;
Falguera 2004; Hedman and Sidel 2000). This is also the reason why voting patterns tend
to be uniform. The actual controversy over the bill is not captured by roll call votes but
4
may be hinted by legislative delay. These delays may be due to debates to make sure the
soundness of policy, as well as to negotiations and concessions taking place between the
executive and Congress, or even between the two houses of Congress, to hammer out the
bill. These negotiations need not even take place within chamber floors, and thus, actual
roll call votes on measures are reduced to mere formalities.
It is worth mentioning that alternative approaches to the study of legislative
behavior other than roll call analysis have captured the interest of scholars in recent years.
There are studies that looked into cosponsorship data as an alternative to roll call votes in
deriving legislators’ idea points (e.g. Aleman, Calvo, Jones and Kaplan 2009; Crisp,
Desposato and Kanthak 2005). Some have looked into pre- and post- bill introduction
activities as another dimension to explain the patterns of legislative success (Anderson,
Box-Steffensmeier, and Chapman 2003).
The paper proceeds by first giving a background on executive legislative relations
in the Philippines as an institutional reality and how their dynamics shape lawmaking in
the country. This is followed by a discussion of the theoretical and conceptual
components from which I build the study’s empirical contributions. I also introduce the
institutional and authorship variables corresponding to the Philippine president and the
bicameral congress. Afterwards, I explain the methodological and statistical approach
used to measure the effect of the Philippine president’s agenda on legislative success. I
then proceed to an analysis of the estimation results, first by providing a descriptive
survey of the dataset, then with a discussion of how the hypotheses were corroborated by
the findings. The paper concludes with a recap of the study’s findings, discusses their
implication on lobbying and legislative groundwork, and suggests areas for further
research.
Executive-Legislative Dynamics and Lawmaking in the Philippines
As a democracy the Philippines is an interesting variety. Although its political
framework is a democratic presidency with formal institutions patterned after U.S.
models, in practice there is the ubiquity of informal institutions familiar in Latin
American democracies. The Philippines also had its share of regime instability and
democratic breakdowns, features that are typical among its Latin American counterparts
(Linz 1990; Linz and Valenzuela 1994; Mainwaring and Shugart 1997).
In the Philippines, elections and most other vital political institutions were
patterned after Western models (specifically the United States) when the Philippines
became a colony by virtue of the Treaty of Paris shortly after the Revolution of 1898.
The United States initially established a military government, then afterwards a civil
government in 1901. The establishment of the Philippine Assembly in 1907 gave the
country its first bicameral legislature and its first foray into the American model of
democracy. Commonwealth status was granted to the country in 1935, in preparation to
full independence in 1946.
Democracy was stalled for more than two decades when Marcos put the country
under martial law, created a unicameral legislature, and ruled as a virtual dictator. Marcos
was ousted in the historic People Power uprising in 1986. At present the Philippines
follows a democratic and republican government, as enshrined in the 1987 Constitution.
The president functions as both head of state and head of government, elected by popular
vote for a single six-year term. The bicameral Congress, on the other hand, is composed
5
of the Senate whose members are elected to a six-year term, and a House of
Representatives elected to a three year term and whose constituencies comprise the
legislative districts in provinces and the marginalized groups from various sectors.
Both the president and members of the senate are elected by plurality vote with
the entire nation as their constituents. Both the chief executive and senate members are
also elected to serve 6-year terms. Members of the House of Representatives, on other
hand, are elected by plurality vote in single-member constituencies to serve 3-year terms
(except party list representatives who by law must comprise 20 percent of House
membership and are elected through a closed-list proportional representation system to
serve 3-year terms).
In the Philippines, the power to craft laws is vested in a bicameral legislature
voting separately but the president can set the legislative agenda by certifying bills urgent
and rallying party allies to sponsor them. A bill certified urgent becomes a priority
measure and no longer needs to undergo the three-day rule6 for passage in a legislative
chamber, just like the “urgency and necessity decrees” available to the president of
Argentina (Mustapic 2002, 29). But if a legislator has objections to a measure, however,
the usual recourse is to subject it to further deliberation (which in effect is stalling its
passage), propose revisions, or sponsor alternative or substitute versions. When a bill
certified urgent by the president is finally subjected to roll call, it is but the last stage in a
long tedious process of negotiation. Neither do final votes pertaining to the bill reflect the
concessions that have been given along the way.
The Philippine legislature pertains to its two branches, the Senate and the House
of Representatives (Congresspersons), and each is motivated by different sets of interests
and preferences. In terms of policy inclination senators are closer to the president given
that their constituencies are the nation at large. Elected from single member districts, on
the other hand, representatives are accountable to their local constituencies whose votes
they must obtain if they wish to be reelected. As such, political dynasties, pork barreling,
entrepreneurial legislation, patronage, and other familiar characteristics of Philippine
politics whose clientilistic features tend to constrain lawmaking, also tend to be more
apparent at the House of Representatives.
Moreover, by constitutional design, there are certain bills that the Constitution
requires to originate exclusively in the House of Representatives (Art. VI, Sec. 24). These
include appropriation bills or bills which appropriate a sum of money from the public
treasury for a public purpose; revenue bills or those which are specifically designed to
raise money through imposition or levy; tariff bills; bills authorizing the increase of
public debt; bills of local application; and private bills. The rationale for assigning the
prerogative over these types of legislation makes sense since members of the House
represent specific constituencies from different parts of the country, are better acquainted
with the needs of their localities, and supposedly, are better equipped to formulate
measures that address these needs. Bills of local application include public works and
infrastructure projects that benefit the countryside. Appropriation and revenue measures,
6 The 1987 Philippine Constitution requires all bills deliberated by a chamber, whether the House or the
Senate, to undergo three readings on three separate days. Once passed in a chamber, a bill shall undergo the
usual process in the other chamber, unless the measure was certified urgent in the other chamber. Needless
to say, whether a measure is certified urgent or not, a bicameral conference committee may be called to
reconcile differences between the versions arising from both chambers.
6
on the other hand, are those which allow for the provision or the disposition of funds in
favor of a public activity.
As institutional players, the president and the legislators expect different set of
utilities from their respective policy preferences. The president is not eligible for
reelection but nonetheless eligible to run for other elective office.7 It is crucial, therefore,
to maintain an air of competence and credibility as a leader. Moreover, the public
continuously looks upon the achievement of the president as gauge of the effectiveness of
government thus an incumbent must ensure not to be unseated or lose popularity midway
his or her tenure. The support of an able president is deemed vital by many members of
the House particularly those seeking reelection in midterm political cycles. Because
incumbent presidents are typically also head of their political parties, many aspirants seek
their endorsement.
Members of the House of Representatives, on the other hand, while not eligible to
serve for more than three consecutive terms, are nevertheless allowed to serve in
subsequent three consecutive terms after the interim, run for local elective posts, or set
their sight on the Senate or higher elective office.
In this context, representatives’ choice of bills to file can be a strong indicator of
issues they want to be identified with and the reputation they want to build. A bill can be
a sincere manifestation of the demands of constituencies. For the more ambitious, it can
also be a strategic tool for catapulting one’s political career. The bill author can be a
policy entrepreneur, as when he pitches before his colleagues the importance of
addressing an issue through legislation, or a middleman as when he or she acts as the
president’s advocate for the latter’s executive agenda.
The propensity of a bill to become law then is a function of institutional and
author-specific variables, economic realities, and time. One particularly important
institutional feature is the prerogative of the president to certify certain measures as
priority. Once invoked, it signals Congress that the bill is part of the executive agenda
and deserves immediate action. Theoretically, the prerogative is not compulsory and
more than anything is merely an indication of programs the incumbent administration
hopes to achieve through legislation. In reality, many important laws passed in recent
years were measures certified priority by the president in line with the thrust of
government to set the country into course. The executive is able to achieve legislative
success by offering concessions to members of Congress in the form of electoral support
and pork (Stein and Bickers 1994). But since the president is not eligible for reelection
the impact of this carrot and stick approach varies over time. The pledge of electoral
support, for instance, may be very relevant to a member of Congress during the midterm
Congressional election (halfway the president’s term) but perhaps of less significance
when the president approaches the end of his or her term. Moreover, even if the president
is successful in consolidating support at one chamber (either the House or the Senate) the
other chamber can still hold the president’s measures hostage. The other house may
introduce amendments or completely stall the passage of the bill altogether. The bill can
be delayed further as the president tries to arrange concessions with the other chamber.
The effect of presidential agenda may also be diluted. One outcome which quantitative
7 Or at least this has become the de facto interpretation of the single term restriction for the president after
former Gloria Macapagal Arroyo’s election to the 2nd district of Pampanga in the 15
th Congress (2010-
2013).
7
data may not be able to explain is when the president certifies an agenda as urgent but
only in paper and does not give a marching order to allies in Congress to facilitate the
bill’s deliberation.
The Philippine president as agenda setter
To gauge whether indeed the Philippine president is a dominant actor in
legislative policymaking I analyze the legislative success of measures that encompass
what is referred to as the president’s legislative agenda. By legislative success, I pertain
not simply to the eventual passage of a bill into law, but the propensity, or the rate over
time, by which these measures pass into law.
Under the Philippine constitution, however, the Philippine president is not vested
with formal authority to compel the legislature to turn his programs into legislation. The
Philippine president, unlike his counterparts in other presidential democracies in Latin
America such as Brazil, cannot even stall the passage of a law even though the last step in
the legislative process involves the president’s hand and seal. The president may choose
not to act on a bill approved by Congress submitted to him for signature but 30 days upon
submission the bill will become law just the same. The president may, of course, veto a
bill but this has been exercised rarely,8 and may still be overridden by 2/3 votes of
Congress.
In this context, the Philippine president does not seem to have an advantage in
terms of legislative agenda setting. However, the same constitution that provided strong
checks against the president also granted the prerogative to certify certain measures as
urgent. The prerogative is not, in a strict sense of the word, a legislative power because it
cannot by itself compel the passage of a measure either.
For sure, the sheer prerogative to certify measures as priority alone will not ensure
its passage. However, such certification ensures that the measure at hand will have a
priority treatment before Congress, enough at least to warrant its passage during the span
of the incumbent Congress’ sessions.
Why is a guarantee of approval important? Legislators, executive middlemen, and
Congressional researchers in the Philippines are well aware of the importance of such
warrant in a context where the likelihood of a bill being passed is coterminous with the
incumbent Congress. In the House, a bill filed may fail to make it to third reading where
it is voted on roll call. Even if it does, it may still fail to hurdle the same process in the
Senate. In any case, when a bill fails to pass before the closing of the current Congress it
simply cannot be revived in the next. It would have to be reintroduced and undergo the
same tedious process of sponsorship, committee deliberation, and debates, not to mention
the concessions that have to be given along the way.
Congressional agenda setters are known to take the president into account when
making proposals on the floor (Eshbaugh-Soha and Peake 2004; Fett 1994; Kiewiet and
McCubbins 1988; Mouw and Mackuen 1992; Canes-Wrone 2001). In at least one cross
comparative study involving Chile, bills prioritized by the president via urgency motions
and bills falling within presidential policy domains such as appropriation measures were
found to enjoy a higher likelihood of passage than other measures (Aleman and Navia
2009). In the Philippines, measures certified urgent by the president need not comply
8 An exception may be President Benigno Simeon Aquino’s under whose term a considerable number of
important bills were vetoed. This by itself merits further scholarly introspection.
8
with the procedural requirements stipulated by the Constitution that tend to delay the
passage of measures.
The idea of presidents as veto players and agenda setters has a long history in
political science scholarship. For decades, scholars have maintained that the president
plays a significant, if not the most significant, role in setting policymaking into motion.
In the United States, John Kingdon’s (1995, 23) thorough study of the Washington
agenda found that “no other single actor in the political system has quite the capability of
the president” to set agenda. The president is thought to be able to single handedly set the
agenda not only in the executive branch, but also in Congress and beyond. Baumgartner
and Jones’ (1993, 241) broad examination of agenda setting showed that “no other single
actor can focus attention as clearly, or change the motivations of such a great number of
other actors, as the president.” The influence of presidents may be impelled by how
executive agenda are “packaged” and pursued (Bond and Fleisher 1990, 230). Even
scholars who are cautious of taking a presidency centered view of governance recognize
the agenda setting power of presidents and its use as a strategic advantage (Edwards
1989; Jones 1994; Moe and Teel 1970).
In many studies governments have been shown to dominate the legislative agenda
by sponsoring the bulk of legislation and ensuring a high rate of success for their bills.
Even in presidential systems where government does not have the majority, an
administration may improve the likelihood of enacting legislation by strategically
adjusting the president’s proposals to accommodate legislator’s preferences. Presidents
can either censor or modify controversial programs likely to generate substantial
opposition to ensure a higher likelihood of passage (Denzau and Mackay 1983; Enelow
1984). When presidents attempt to influence legislative policymaking, they maximize the
attainment of preferences by pushing legislators to accept outcomes closer to their
preferred positions. When presidents accommodate legislators, on the other hand, they
increase the chance of bills to become law by moving the content of proposals toward the
position favored by majority of the legislators (Steger 1997). Studies generally agree that
presidents in most modern democracies resort to both as a matter of strategy.
The constitutional prerogative of the Philippine president to signify a bill urgent
can be regarded as an institutional advantage. But to what extent is it able to translate
proposals into actual policies? Arguably, the exercise of this prerogative has its costs
such as patronage and pork politics. These practices are not uncommon in presidential
systems where strongly empowered political actors are known to “systematically employ
them as ordinary rule” (Fresno 2006, 1). Thus, bills certified urgent by the president—
those that pertain broadly to executive agenda—are expected to enjoy greater propensity9
to be approved.
Institutional, political, and author-related determinants of legislative success
The Philippine president’s agenda setting power, however, is not construed to be
the single most important predictor of legislative success. In this study, I control for
institutional and author-specific factors known in literature to influence the likelihood of
9 Propensity in this study is used roughly to correspond to hazard as it is understood in duration analysis—
that is, “the risk of failure in an interval after time t, conditional on the subject having survived to time t”
(Hosmer, Lemeshow, and May 2008, 62). Failure refers to the happening of an event, in this case the
passage of a bill into law.
9
a bill to become law. Among the political resources available to the chief executive I
include public approval (Brody and Sigelman 1983; Tufte 1975; Abramowitz 1985;
Canes-Wrone and de Marchi 2002; Rivers and Rose 1985; Neustadt 1990; Altman 2000;
Navia and Nava 2009; Neto 2004), which here corresponds to the net satisfaction scores
of presidents released by the Social Weather Stations.10 I also control for the length of the
president’s tenure (Shugart 1995; Hager and Sullivan 1994; Johnson and Roberts 2004;
Ostrom and Job 1986; Ostrom and Simon 1988; Rivers and Rose 1985; Neustadt 1960;
Neustadt 1990; Abramowitz 1985; Cover 1986; Gronke, Koch, and Wilson 2003) which
is particularly important in the case of the Philippine president who can serve at the helm
of the nation’s leadership for only a single term.
It may be argued, of course, that presidents’ ability to influence policy may ebb as
they approach their exit. Lameduck, originally a business term used to describe someone
who was insolvent or in default, has now become a common expression in the literature
to pertain to a president who may not be able to run for a reelection, or who is running on
a midterm Congressional election (Neustadt 1990). However, a number of studies have
found no support for the view that presidential influence follows a temporal path
(Sullivan 1991; Hager and Sullivan 1994; Collier and Sullivan 1995). What evidence
shows, according to Sullivan (1991) using the Johnson presidency in the U.S. as case, is
that presidents typically lose initial support but maintain sway over their tenure. Edwards
(1991) had some misgivings about Sullivan’s approach and findings. He agreed, however,
that influence need not be declining since the president’s public approval may vary
within the president’s term. More recently, Rottinghaus (2006) found that presidents use
their popularity (or reelection in the case of the U.S.) to engage the public to support
policies, and maintain continuous effectiveness throughout their tenure. This findings,
says Rottinghaus (2006, 730), “remake our view of second term presidencies from ‘lame
ducks’ to graceful swans and indicate that presidential ‘lame duck’ behavior may
therefore be more conventional myth than reality.”
I also control for membership in the president’s political coalition and the effect
of partisanship (Mershon 1996; Howell, Adler, Cameron, and Riemann 2000; Krehbiel
1993; Edwards, Barrett, and Peake 1997; Krehbiel 1998; Mayhew 2005). In the
Philippines, aspiring politicians tend to affiliate with parties that have viable presidential
candidates, even at the cost of switching parties, or launching new parties, if necessary
(Montinola 1999; Kasuya 2008; Choi 2001). I take membership in the president’s
coalition as an institutional advantage that gives members leverage over other members,
regardless of the volatility of the party system and the fact that the composition of such
coalitions can change with each election (Bach and Smith 1988; Cox 2001; Cox and
McCubbins 1993; Binder 1997; Oleszek 1996).
Authorship characteristics taken into account include experience (Mayhew 1974;
Mayhew 1991; Ferejohn 1977; Wolfinger and Heifetz 1965; Fiorina 1977; Schiller 1995;
Meinke and Hasecke 2003; Chen and Niou 2005), which in this case pertains to the actual
number of years a district representative has been elected into office. In the Philippines,
10 Established in August 1985, the Social Weather Stations is a Philippine based non stock nonprofit social
research institution regularly tapped, among others, to conduct national cross country surveys such as the
International Social Survey program (ISSP), the World Values Survey, and the Comparative Study of
Electoral Systems.
10
the constitution restricts representatives to no more than three consecutive terms.
However, this provision does not bar them from running for the same office after the
lapse of the interim. I also control for the policy salience of introduced measures by
categorizing bills into either of local or national significance (coded 1 if a bill is of
national significance), consistent with the idea that particularistic bills benefiting only a
particular constituency or locality are more likely to pass than controversial measures that
contain policies aimed at regulating broad economic or national activities (Anderson,
Box-Stefensmeier, and Chapman 2003; Molinas, et al 2008; Mouw and Mackuen 1992;
Talbert and Potoski 2002; Wood and Peake 1998; Lapinski 2008). I also test the effect of
committee leadership (Evans 1991; Kollman 1997; Krehbiel, Shepsle, and Weingast
1987).
There is, strictly speaking, no sequencing in the Philippine congress except for
bills that the constitution provides explicitly to originate from the lower house (e.g.
appropriation or revenue measures). Nevertheless, I include variables that control for the
effect of bicameralism and test for the hastening effect of initiatives that originate from
the Senate (Druckman and Thies 2002; Rogers 1998; Hiroi 2008). I adopt Hiroi’s (2008)
operational definition of bicameral incongruence, computed as the difference between the
share of the president’s party in the Senate and House of Representatives. In the
Philippine congress, no bill becomes law unless with the concurrence of the bicameral
chambers. To reconcile conflicting provisions and interests between chambers bicameral
conferences are requested typically right after a bill is passed on third reading in one
chamber.
Finally, I control for the effect of economic shocks. Unemployment, recession,
and periodic bouts of inflation impact not only the policy direction of governments but
the behavior of policy actors. Among politicians, loyalties are tested during periods of
deep economic crunches when legislators have to weigh the demands of their political
parties with the interests of their constituencies. I use monthly inflation to gauge the
effect of socioeconomic conditions on legislative activity, consistent with the idea that
increased levels of economic distress tend to heighten legislative productivity,
particularly those that propose economic policies (Calvo 2007; Hiroi, 2008; Fukumoto,
2008).
Method
I model the Philippine president’s success in legislative agenda setting as a Cox
hazard function where delay is construed as the time it takes for a measure to hurdle the
legislative process.
To estimate legislative delays scholars in the social sciences have employed a
wide array of approaches including cross tabulations, linear regressions and logit or
probit models. In recent years, however, there has been a growing preference for event
history models, such as the Cox model, that flexibly relaxes the assumption of parametric
shape and at the same time adjust for the non proportional properties of covariates of
interests. The preference for these types of models is not merely a matter of statistical
sophistication but impelled by theoretical issues that are raised in political analysis.
Admittedly, many questions in political science involve some kind of risk, that is, the risk
of a certain political event happening. In this study, for instance, my main objective is to
measure the effect of institutional and author specific variables on the “risk” of a bill
11
being approved into law. Duration models have an advantage of directly incorporating
the notion of risk in the estimation parameters. Moreover, unlike, say traditional time
series models where an entity is examined over time, event history can accommodate
“many information on many observations over time” (Box-Steffensmeier and Jones 2004,
3). This makes inferences derived from duration models quite powerful. Researchers can
make claims not only about the factors that impel the risk of a political event but also
how differences across systems are related to this risk.
Another advantage of duration models is their ability to take into account
“censored” data or when an observation’s full event history is unobserved. In ordinary
least square regressions, censored cases are simply ignored, thus, inducing a form of
selection bias in the results. In duration analysis, however, it is possible to construct a
likelihood function to accommodate censoring if the censoring points are known in the
data.
Yet another noteworthy advantage of duration models is their ability to account
for covariates that have effects that vary over time. Certainly, the ability to take into
account the effect of time as a determinant is not unique to survival models and is
competently handled in time series or cross sectional time series models. But whereas
traditional regression models tend to treat the effect of variables as static or “time-
invariant” even though accounting for time, in parametric models the analysis of
changing effects over time is incorporated in the analysis (Box-Steffensemeier and Jones
2004, 19).
However, the choice of a specific duration model to test time dependency in event
history data has to satisfy two important considerations. First, the use of certain models,
particularly parametric models, must be based on a strong theoretical expectation about
the shape of the hazard rate (Box-Steffensmeier and Jones). Because the distribution has
to be inevitably interpreted by the researcher, if the parameterization is wrong then the
results of the estimation of the covariates can be misleading. Second, there must be strong
theoretical reasons to prefer one distribution function (among the list of parametric
models available) over others. The Cox model offers an attractive alternative given the
abovementioned constraints. The Cox model is ideal for this study since in modeling the
effects of the variables to time, I am making no assumption as to the specific shape of the
duration dependency. Moreover, my interest is more on establishing the theoretical
relationship of the covariates on the president and Congress and how these institutions
shape lawmaking, than with the ancillary parameters that are relevant in other duration
models but can make interpretation tenuous.
The duration or delay, corresponding to the total time it takes until a bill becomes
law, is a continuous positive integer measured in number of days. The concept of delay is
based on the idea that timing is a tool susceptible to strategic use for the benefit of certain
actors or coalitions. Studies (Cheibub, Feigueredo and Limongi 2000; Binder and
Maltzman 2002; Fresno 2006) have shown, employing various cases, that time is a key
element in the political analysis of strategic behavior. Delaying or speeding up political
processes, it turns out, is not a random behavior but a means by which skilled actors such
as powerful executives or ruling parties with scarce majorities control the agenda.
In the literature, the question of what factors account for variation in legislative
duration is framed mainly in terms of time until the occurrence of bill adoption. With
respect to survival or event history models, this corresponds to the hazard rate of
12
adoption, namely the conditional probability that a bill is adopted at a particular time
interval (Box-Steffensmeier and Jones 2004). Scholars liken this trajectory of a bill to
driving a car from the beginning to the end of a variably congested highway. Driving in
the hypothetical legislative highway can take longer or shorter, depending on such factors
as traffic at specific times, ruthlessness of the driver, helpfulness of other drivers, and
road conditions.
Delay is measured in days, that is, the total number of days a measure undergoes
the legislative process from its filing until its enactment or veto by the president.
Enactment here can either pertain to the president’s action of signing the bill into law or
the act of the bill lapsing into law. By constitutional provision an enrolled bill or one that
is up for the president’s signature can only be vetoed, not rejected. If the president does
not act on the bill, it becomes a law 30 days from its submission. To prevent a bill’s
passage the president can only veto, otherwise the bill will lapse into law notwithstanding
the president’s inaction.
Results
Table 1 gives a descriptive summary of the duration of the legislative process for
various types of bills. The life span of a bill in this case is defined as the time from the
date of its introduction or filing, until the date the bill was signed into legislation by the
president or lapsed into law. Censored bills, those which failed to pass during the
incumbency of the deliberating Congress, exit the dataset on the date Congress comes to
a close since technically the life of a pending bill is coterminous and bills revived in
succeeding Congresses have to undergo the process all over.
Measures filed in Congress take on average about 625 days or 1.71 years to pass
into law. The shortest time it took a bill to pass was three days. The longest time a bill
underwent the legislative mill was 1,781 days or about five years (the 8th Congress served
for more than five years or about as long as the late president Corazon Aquino’s tenure).
Bills certified urgent by the president, however, appear to become law at a faster rate than
average. There were only 255 certified priority measures11 during the period studied, 233
of which became law. This constitutes roughly just 7 percent of the total 3,899 measures
enacted into legislation. But the mean for urgent measures of about 258 days, suggests
that when the president turns a measure into priority legislation the average time it spends
on the bicameral chambers is about thrice shorter than the average for all other types of
bills.
A great bulk of the laws in the data comprises local legislation, including
measures catering to specific constituencies and private bills. In fact about three out of
four legislative proposals would pertain to bills of local significance (75.8%). But on
average laws of national significance enjoy greater attention on average (425 days).
Bills that originate in the Senate also appear to hurdle the legislative mill with
greater ease than their counterparts originating from the House of Representatives (388
days on average). The longest time it took a Senate initiated legislative proposal to
become law was 4.6 years, whereas the slowest moving legislative proposal in the lower
11 This includes bills certified as “administrative” during the 8
th and 9
th Congress based on the
recommendation of Terence Grana, Chief of the Bills Monitoring Section. According to Grana, bills
certified as administrative were unique to the first two post Marcos Congresses. These bills, he said, can be
grouped alongside bills certified as urgent because they also pertain specifically to government initiatives.
13
house took almost 5 years. This may well be since the Philippine Senate as an institution
is able to build a more equipped informational and expertise base than the House of
Representatives. Compared to House members who serve three year terms, Philippine
senators serve for six years and thus are less distracted to campaign during Congressional
elections. Moreover, the constitutional provision limiting bills of local application to
originate exclusively at the House of Representatives induces the Senate to concentrate
on the legislation of measures that address pressing national concerns or require deep
scrutiny and debate from various sectors of society. Interestingly, bills certified urgent by
the president oftentimes also happen to be bills that address urgent national concerns.
Table 1. Life Span of Bills (in Days)
Figures in parenthesis refer to the number of observations
Source: Legislative Information System, House of Representatives, Philippines (2015)
Of the bills introduced between the 8th and 15
th Congress, only about four out of
ten (3899 out of 9191 bills) would muster the approval of the bicameral chambers and
enacted into legislation. By constitutional design, the president has no power to stall the
passage of a measure once an enrolled bill is submitted for signature unless he opts to
veto the measure. But post Marcos presidents, it appears, were generally circumspect
about resorting to this action and only in 174 occasions did presidents actually invoke the
power to veto. Typically the president signs measures that have been submitted for action.
It is hardly relevant, however, if the president chooses to sit on a bill already approved by
both houses of Congress because it still automatically lapses into law 30 days upon
submission.
12 A bill that fails to obtain the concurrence of both houses does not become law. In this study this refers to
when either the Senate failed to approve the bill, or when the two chambers cannot agree on a common or
consolidated version.
By Type
Number of
bills passed
Mean
(days)
Min.
(days)
Max.
(days)
Certified urgent by the president 233 (255) 258.16 3 1320
Bills of national significance 989 (2221) 425.08 3 1679
Bills of local significance 3084 (6969) 689.19 10 1781
All types of bills 4073 (9191) 625.06 3 1781
By Outcome
Became law 3899 616.76 3 1781
Failed to obtain bicameral concurrence12
5118 704.39 36 1805
Vetoed by the president 174 811.27 114 1706
Signed by the president into law 3024 616.10 3 1781
Lapsed into law upon president's inaction 875 619.01 79 1315
By Origin
Bill originated from the House 3673 (8791) 650.88 7 1781
Bill originated from the Senate 400 (400) 388.02 3 1679
14
What institutional and political factors, therefore, hasten the propensity of
measures to be enacted into legislation? And how effective is the president in laying
down legislative agenda?
Table 2 summarizes the result of the estimates after correcting for violation of the
nonproportionality assumption. Three of the covariates exhibit nonproportionality:
presidential agenda, policy salience, and bill origin, and were interacted with analysis
time.
Table 2. Propensity of Approval of Bills, Philippine House of Representatives, 1987 to 2013
Time as dependent variable Expected sign Coefficients
President
Agenda setting (priority bills) + 2.188*** (0.206)
Agenda x Time -0.00410*** (0.000651)
Bill author belongs to the president’s party + -0.0147 (0.0374)
President’s public approval rating + 0.00228*** (0.000624)
One year before the end of the president’s + 0.393*** (0.0716)
House of Representatives
Legislative experience + 0.0148*** (0.00366)
Bill author is committee chair + -0.0706* (0.0349)
Bill salience (national significance) - 4.452*** (0.161)
Bill salience x Time -0.00653*** (0.000263)
Bicameral controls
Senate origin of the bill + 1.046*** (0.126)
Senate origin x Time 0.000110 (0.000262)
Incongruence - -0.248* (0.0994)
Socioeconomic condition (lagged monthly inflation) - -1.957* (0.939)
N = 9191
Standard errors in parentheses * p < 0.05,
** p < 0.01,
*** p < 0.001
Consistent with expectation, the result of the Cox regression estimates suggest
that the certification of priority by the president increases the propensity of a bill to be
approved into legislation. There is strong support for the hypothesis on the hastening
effect of presidential agenda setting on legislative action. The coefficient of its interaction
with time is negative, suggesting that its effect diminishes over time (Licht 2011). For
instance, 90 days upon filing, the effect of presidential agenda on legislative delay is to
hasten the passage of such measure by about six times. After six months the effect is still
to hasten passage by four times. After a year, the effect is reduced but such bill still has a
greater propensity to become law by about twice compared to other bills. But if such bill
remains pending two years upon its filing, there is now a risk of delay by 55 percent.
When exactly does the pivotal event take place when the effect of presidential
agenda starts to delay instead of hastening bill passage? The point where they cancel each
other out is the ratio of the coefficient of the constitutive term and the interactive term
(Box-Steffensmeier and Zorn 1998; see also Box-Steffensmeier and Zorn 2001; Box-
Steffensmeier and Jones 2004; Licht 2011). In this case, it is about 534 days from the
15
introduction of the priority measure. In other words, while executive clout significantly
hastens the passage of priority measures, the president and his or her allies must make
sure these bills do not stay in the chambers longer than about a year and a half.
Prior to Belgica v. Excutive Secretary13 and Araullo v Aquino
14 (which
effectively outlawed discretionary congressional disbursements) Philippine presidents
exercised wide latitude over the control and release of congressional earmarks. The funds
and the manner in which presidents program their disbursement serve as an effective
bargaining mechanism not just to ensure support within the president’s coalition but to
thwart potential opposition. Philippine presidents are known to literally grease the
legislative mill to ensure the smooth and speedy passage of their legislative programs
(Araral 2006; Kasuya 2005). Likely opponents are threatened either of a delay in the
release of earmarks or difficulty in disbursement—prospects which can hold hostage the
projects that legislators promised to constituencies during election campaigns.
The estimation results also show a very significant relationship between the
duration until passage of a measure and the president’s public approval. For instance, a
bill filed when the president’s public approval is +65 has about 15 percent greater
propensity to be passed into law. This approval rating is actually close to what former
President Fidel V. Ramos enjoyed in September 1992.15 The likelihood of approval of
legislative measures also increases as the president is about to exit. This lends support not
only to the view that presidents initially try to accumulate institutional and political
support at the start of their term, but that they continuously strive to build political capital
in the entire duration of their incumbency (Sullivan 1991; Collier and Sullivan 1995;
Rottinghaus 2006). Studies have suggested how legislators in the Philippines tie their
political prospects to the single-term president (Kasuya 2008; Choi 2001). The findings
relate the “common fate” perspective (Abramowitz 1985; Cover 1986; Gronke, Koch,
and Wilson 2003) to legislative policymaking and suggest that Philippine legislators are
as concerned with legislative achievement as much as the president.
Interestingly, partisanship does not seem to have any clout when it comes to
policy peddling in Congress. Belonging to the same party as the president, it appears,
even heightens delay but this is not statistically significant.
For bill authors in the Philippine lower house experience appears to be an
important catalyst of legislative production. Legislators appear to become more
successful in facilitating the passage of their bills the longer they are in office. This
finding is consistent with the investment logic of term limits (Dal Bo and Rossi 2008;
Kousser 2005) which argues that longer serving legislators fare better in terms of
performance not only because they are able to invest a stock of expertise but because an
expectation of a longer horizon to capture returns induces them to bear the cost of
investing in legislative activities. Committee leadership also appears to be significant
predictors of favorable intracameral and intercameral approval.
The estimate, contrary to the hypothesis, shows a positive relationship between
bill salience and duration, and renders strong support to the assumption about the
hastening effect of policy salience on lawmaking. However, the impact of bills of
13 G.R. No. 208566 November 19, 2013
14 G.R. No. 209287 July 1, 2014
15 Fidel V. Ramos, Corazon Aquino’s chief of staff, succeeded her as president and had an approval rating
of +66 in September 1992.
16
national significance also exhibits nonproportionality, suggesting that it tends to vary
with time. Generally, legislation providing state or local remedies are less controversial
and, thus, more prone to logrolling than legislation with national implications (Anderson,
Box-Stefensmeier, and Chapman 2011). This view is not definite and findings tend to
vary depending on the political context of the country under study and the research focus.
Bills certified as urgent by Philippine presidents happen to be mostly laws of national
significance even though laws of national significance comprise only about one in four
measures. But precisely because many laws catering to narrow interests or specific
constituencies are filed there is stiffer competition for Congressional attention. There is a
pecking order in which the author’s membership in the president’s coalition,
administrative expertise due to seniority, or the president’s certification of urgency can be
pivotal in facilitating the legislative process. Congress in general is more inclined to
hasten the passage of measures that address the pressing concerns of the entire nation
over measures that provide for the needs of narrow constituencies. Over time, however,
say, in anticipation of an approaching election, legislative attention tends to revert back to
the passage of bills that benefit specific constituencies and which are likely to win votes
for their sponsors.
The results also confirm the hypothesis that measures first proposed in the Senate
enjoy a greater likelihood of legislative attention. This could well be because bills
originating in the Senate, being typically of national significance, benefit from the
confounding effect of issue focus and presidential agenda. At first glance, this finding
appears to be in conflict with past studies ascribing a first mover advantage to the House
of Representatives (e.g. Hiroi 2008; Rogers 1998). But, as mentioned previously, in the
context of lawmaking in the Philippines sequence matters only for a narrow set of
legislations which the constitution requires to originate from the House (e.g.
appropriation bills and private bills). These laws aside, a bill may originate either in the
House of Representatives or the Senate, or even simultaneously upon the introduction of
counterpart versions. The Philippine Senate, it should be mentioned, has traditionally
been equipped with a better informational and expertise base. Most legislation of national
significance, which more often than not require thoughtful scrutiny and debate, originate
in the Senate. Bills that have national significance, in turn, are likely to be certified as
urgent by the president. Likewise, electoral rules ensure that the Senate is not completely
dissolved during elections as half of the membership is retained and the other half is
replaced or reelected every three years. This is to encourage the maintenance of Senate
policies as well as guarantee that there will be experienced members who can guide and
assist new senators in the discharge of their duties. Bicameral incongruence, on the other
hand, appears to contribute to the delay of bills in the legislative mill.
Monthly inflation is adopted as a crude proxy for socioeconomic condition. The
findings suggest a significant negative relationship between bleak economic periods and
bill passage. The result fits nicely with the assumption about legislature’s decreased
activity during times of economic difficulties. I offer two possible explanations for this
behavior. One relates to fiscal prudence. In the Philippines, most common areas of
legislation are those that involve some form of public spending or appropriation. The
results suggest that during times of economic hardships legislators tend to be more
circumspect in the deliberation of bills submitted for approval. Another explanation that
echoes in the literature relates to the president’s anticipation of oppositional policy
17
response during periods of exogenous macroeconomic and political shocks (Mackuen
1983; Brule and Hwang 2010; Fenno 1978). Because an economic bill from the
opposition can suggest ineptness on the part of presidents and their allies, presidents
divert the legislature and work to derail policies.
Conclusion
To sum, the president’s certification of priority to a broad set of measures—which
in this study encompassed the president’s legislative agenda—exhibits strong and direct
implication on legislation. Priority bills that make up the president’s core programs and
policies are likely to be enacted into law at a faster rate than other measures, all else
constant. However, this effect is not fixed and at some point being presidential agenda
can also induce delay to these measures.
Other resources available to the president also display direct significant effects on
bill approval. How the public hold the president in esteem and how they evaluate his or
her performance (strong public approval) can hasten the passage of measures in general.
On the part of the president as the country’s chief policymaker, bills are more likely to
pass when the president has already spent a considerable time in office and presumably
invested in legislative activities than during the early part of his or her tenure. The
conventional view on the implication of partisan or coalitional preference, however, does
not seem to apply in the context of Philippine legislative policymaking.
Authorship characteristics and the institutional features of the House of
Representatives can also determine the fate of a bill as it undergoes the legislative process.
Years spent as representative in general has a direct positive effect on the propensity of
bills to become law, suggesting that seniority, political experience, as well as the
attendant political investments that go with legislative groundwork induces legislators to
work more proactively toward the passage of bills into law. The type of bill proposed can
also facilitate its eventual success. Congress in general is more inclined to hasten the
passage of measures that address the pressing concerns of the entire nation over measures
that provide for the needs of narrow constituencies. Over time, however, say, in
anticipation of an approaching election, legislative attention tends to revert back to the
passage of bills that benefit specific constituencies and which are likely to win votes for
their sponsors.
The House of Representatives, however, does not operate as a monolith and by
constitutional design it needs the concurrence of the Senate to fulfill its mandate.
Bicameralism as an institutional feature can also constrain the legislative process and
both houses of the Philippine bicameral Congress are no stranger to each other’s dilatory
devices and non germane amendments. As it turns out, bills that originate from the Senate
enjoy a greater propensity for passage than those from the lower house. Bills that are
initiated by the Senate usually carry issues that are urgent and national in scope, thus,
requiring more attention and dispatch.
Exogenous economic shocks can also restrain legislative activity and reduce the
propensity of bill approval. This may well be in keeping with government’s exercise of
fiscal prudence and regulating spending levels. Another, less flattering, explanation
relates to the president’s anticipation of economic bills coming from the opposition.
Policy initiatives from the opposition during times of crisis can ruin the reputation as well
18
as the support base of the administration, thus, the president and his or her allies try to
divert Congress’ attention and work to derail policies.
On the whole, the findings confirm a widely held notion about the nature and
extent of the Philippine president’s power. Eminent Filipino scholar of politics Remigio
Agpalo distinguishes the Philippines’ brand of presidency from Anglo-American types by
the premium it places on the “supremacy” of the executive (Agpalo 1999, 46) and it is
understandable why. In the context of Philippine politics only the president is counted on
to give real leadership to rid the nation’s lingering concerns. Neither the judiciary nor
Congress is burdened with such responsibility for their members seldom agree among
themselves. And, ultimately, it is the president who is judged by history for government’s
broken promise and policy misstep.
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