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AIDS Behav (2006) 10:227–245DOI 10.1007/s10461-006-9078-6
ORIGINAL ARTICLE
Self-Report Measures of Antiretroviral Therapy Adherence:A Review with Recommendations for HIV Researchand Clinical ManagementJane M. Simoni · Ann E. Kurth · Cynthia R. Pearson ·David W. Pantalone · Joseph O. Merrill ·Pamela A. Frick
Published online: 3 June 2006C© Springer Science+Business Media, Inc. 2006
Abstract A review of 77 studies employing self-report mea-sures of antiretroviral adherence published 1/1996 through8/2004 revealed great variety in adherence assessment itemcontent, format, and response options. Recall periods rangedfrom 2 to 365 days (mode = 7 days). The most common cut-off for optimal adherence was 100% (21/48 studies, or 44%).In 27 of 34 recall periods (79%), self-reported adherence wasassociated with adherence as assessed with other indirectmeasures. Data from 57 of 67 recall periods (84%) indicatedself-reported adherence was significantly associated withHIV-1 RNA viral load; in 16 of 26 (62%), it was associatedwith CD4 count. Clearly, the field would benefit from itemstandardization and a priori definitions and operationaliza-tions of adherence. We conclude that even brief self-reportmeasures of antiretroviral adherence can be robust, and rec-
J. M. Simoni (�) · D. W. PantaloneDepartment of Psychology, University of Washington, Seattle,Washington 98195-1525 Box 351525e-mail: [email protected]
A. E. KurthSchool of Nursing/CFAR, University of Washington, Seattle,Washington
C. R. PearsonSchool of Public Health & Community Medicine, University ofWashington, Seattle,Washington
J. O. MerrillDepartment of Medicine, University of Washington, Seattle,Washington
P. A. FrickDepartment of Pharmacy, University of Washington, Seattle,Washington
ommend items and strategies for HIV research and clinicalmanagement.
Keywords HIV/AIDS . Antiretroviral . Medicationadherence . Self-report . Viral load
Introduction
An abundance of convergent empirical evidence has con-firmed that strict adherence to medication regimens is keyto the successful treatment of HIV infection with antiretro-viral therapy or ART (Bangsberg et al., 2000; Hogg et al.,2002; Paterson et al., 2000). However, there is decidedly lessagreement on the best strategy for assessing ART adherence.An ideal assessment instrument would be reliable, valid, andlogistically practical, with low participant and staff burden.
The search for an adherence assessment “gold standard”is not unique to the field of HIV (Geletko et al., 1996; Martinet al., 2001; Rudd, 1979; Rudd, Ahmed, Zachary, Barton,& Bonduelle, 1990; Straka, Fish, Benson, & Suh, 1997;Waterhouse, Calzone, Mele, & Brenner, 1993). Acrossmultiple clinical conditions, researchers have examined arange of methodologies for capturing medication adherence.These have been categorized as either direct or indirectmethods (Liu et al., 2001; Miller & Hays, 2000; Paterson,Potoski, & Capitano, 2002; Turner, 2002; Wutoh et al.,2003). Direct methods such as biological assays of activedrug, metabolite or other markers in blood, urine, or otherbodily fluids confirm active drug ingestion. Indirect meth-ods, which do not measure the presence of the drug in theindividual, include self-report, clinician assessment, medicalchart review, clinic attendance, behavioral observation suchas directly observed therapy, pill count (PC), pharmacy
Springer
228 AIDS Behav (2006) 10:227–245
refill (PR) records, electronic drug monitoring (EDM), andtherapeutic impact such as HIV-1 RNA viral load (VL), CD4lymphocyte count, Centers for Disease Control-definedstage of disease progression, and mortality. These assess-ment methods have advantages and disadvantages (Gao,Nau, Rosenbluth, Scott, & Woodward, 2000), with the trade-off generally assumed to be financial and logistical costversus psychometric and epidemiologic accuracy (Gordis,1979).
The present study focused on the most widely used indi-rect method of assessing ART adherence: self-report mea-sures. The practicality of self-report makes this approach alikely candidate for continued widespread use in clinical andresearch settings, including in resource-poor countries justgaining access to ART.
Patient self-report measures in the form of personal in-terviews or written questionnaires have many advantages,including low cost, minimal participant burden, ease andspeed of administration, flexibility in terms of mode ofadministration and timing of assessment, and the poten-tial to yield specific information about the timing of dosesand adherence to food requirements (Wagner & Miller,2004). Additionally, the specificity of self-report measuresis high, i.e., patients’ acknowledgment of nonadherence isgenerally credible (Bangsberg et al., 2001). Moreover, arecent meta-analysis found that despite significant studyheterogeneity, the pooled association between self-reportedART adherence and VL was statistically significant, ad-justed OR = 2.31, 95% CI = 1.99–2.68 (Nieuwkerk & Oort,2005).
On the other hand, self-report is susceptible to recallbias and inaccurate memory and potentially to social de-sirability bias; indeed, self-report does tend to produce esti-mates of adherence that are 10–20% higher than those fromEDM (Arnsten et al., 2001; Wagner & Miller, 2004). Be-cause of these limitations, some researchers have suggestedthat EDM or other less subjective methods may be prefer-able to self-report for adherence assessment in interventiontrials (Miller & Hays, 2000). Others have noted practicallimitations of EDM (Bova et al., 2005) and that adher-ence may be underestimated by EDM and overestimatedby self-report and pill count, thus warranting the use ofseveral adherence measures (Liu et al., 2001). This strat-egy, though, may be impractical for ongoing clinical use.Despite the perceived limitations, many clinicians and re-searchers alike continue to rely extensively on self-reportadherence measures, probably because they continue tobe the least costly and burdensome way to assess ARTadherence.
For the present report, we conducted a review of theliterature with the goals of identifying (a) the varietyof self-report measures used in ART adherence research,(b) the pattern of associations between self-report and other
adherence assessment strategies such as pill count and EDM,and (c) the relation between self-report and clinical indi-cators such as VL and CD4 lymphocyte count. Our aimwas to determine best practices with respect to selectingself-report measures for both research purposes and clinicalmonitoring.
Selection of studies for review
We conducted an extensive search of PsycINFO, AIDS Line,and MEDLINE for articles published in refereed journalsfrom January 1996 through August 2004 that contained somecombination of the terms (a) HIV or human immunodefi-ciency virus or AIDS or acquired immunodeficiency syn-drome and (b) adherence or compliance. Additionally, wescanned bibliographies of relevant articles and consultedwith experts in the field for other references. From the re-sulting list of over 600 articles, we selected the English-language publications describing studies of individuals atleast 18 years of age that utilized a self-report measure ofART adherence and reported its association with at least oneother adherence assessment method (such as pill count orpharmacy refill records) or with an indicator of clinical im-pact (such as VL or CD4 count). We excluded the few earlystudies examining adherence to ART monotherapy, result-ing in 77 published articles that met the a priori selectioncriteria.
Review strategy
From each article we extracted information on the study set-ting, location, and sample size; details regarding the self-report measure (including its source, number, and word-ing of items, and how adherence was operationalized foranalysis); the recall period; and the measure’s associa-tions with other adherence measures and clinical indicators.These are presented as a reference source in Table 1. Al-though not noted in the Table, we also recorded eligibil-ity criteria, sample characteristics, and study purpose anddesign.
After summarizing key descriptive information about thestudies, we focused on describing the self-report adherencemeasures in detail and use χ2 tests to assess the associationbetween self-report and other adherence measures. Our ex-amination of the reported associations between self-reportedadherence and clinical outcomes such as VL include a forestplot graph to visually summarize reported association effectsizes (Fig. 1). In a sub-analysis, we examined the effect ofrecall period length on the association between self-reportedadherence and VL using χ2 tests of proportions and logisticregression.
Springer
AIDS Behav (2006) 10:227–245 229
Tabl
e1
Stud
ies
repo
rtin
gth
eas
soci
atio
nof
self
-rep
orte
dan
tiret
rovi
rala
dher
ence
with
adhe
renc
eas
mea
sure
dby
othe
rin
dire
ctm
easu
res
orw
ithcl
inic
alin
dica
tors
Sour
ceSt
udy
Self
-rep
ortm
easu
reR
ecal
lpe
riod
Ass
ocia
tion
with
othe
rin
dire
ctad
here
nce
mea
sure
sA
ssoc
iatio
nw
ithcl
inic
alin
dica
tors
Setti
ng;l
ocat
ion;
sam
ple
size
Sour
ce/it
ems/
(non
adhe
renc
eop
erat
iona
lizat
ion)
(CO
:co
ntin
uous
,CT
:cat
egor
ical
,D
I:di
chot
omou
s)
elec
tron
icda
tam
onito
ring
;ph
arm
acy
refil
ls(P
R);
pill
coun
t(PC
);ot
her
HIV
-1R
NA
vira
lloa
d(V
L);
CD
4;ot
her
(adh
eren
tvs.
nona
dher
ent)
Alc
oba
etal
.(20
03)
2H
IVcl
inic
s;Sp
ain;
N=
106
N/R
;N/R
;DI:
<90
%of
pres
crib
eddo
ses
for
atle
ast
one
drug
4da
ysV
Lde
tect
able
(NS)
;pla
sma
indi
navi
rle
vels
(NS)
Alo
isie
tal.
(200
2)57
IDho
spita
luni
ts;I
taly
;N
=36
6N
/R;3
item
s;D
I:“Y
es”
toal
lth
ree
item
svs
.<3
6m
onth
sV
Lun
dete
ctab
le∗∗
∗68
%vs
.40%
@12
mo
Alti
ce,M
osta
shar
i,an
dFr
iedl
and
(200
1)4
pris
onH
IVcl
inic
s;C
T,U
S;N
=16
4Ic
kovi
cs’9
7;N
/R;D
I:80
%of
pills
take
n/pr
escr
ibed
7da
ysPR
r=
0.82
(sig
nific
ance
N/R
)C
D4
coun
t(N
S)
Am
mas
sari
etal
.(20
04)
11cl
inic
alce
nter
s;It
aly;
N=
135
Mur
ri’0
0;1
forc
ed-c
hoic
eite
mon
timin
gof
last
mis
sed
dose
;DI:
mis
sed
≥1
dose
over
last
7da
ys
7da
ysC
D4
high
erm
ean
(SD
)∗63
7(3
41)
vs.5
09(3
62)
Ant
inor
ieta
l.(2
004)
Stud
yco
hort
;Ita
ly;N
=23
8M
urri
’00;
N/R
;DI:
mis
sed
≥1
dose
over
last
7da
ys7
days
VL
rebo
und
>50
0co
pies
/mL
(NS)
Arn
sten
etal
.(20
01)
Hos
pita
lstu
dyco
hort
;B
ronx
,NY
,US;
N=
67N
/R;N
/R;C
O:%
ofpr
escr
ibed
dose
sta
ken
1da
y;7
days
ED
M;1
-day
r=
0.49
∗∗∗ ;
7-da
yr=
0.46
∗∗∗
VL
<50
0;1-
day
r=
0.43
∗∗∗ ;
7da
yr=
0.52
∗∗∗
Ban
gsbe
rget
al.(
2000
)C
omm
unity
coho
rt;S
anFr
anci
sco,
US;
N=
34N
/R;3
item
s;C
O:M
ean
valu
eof
3m
easu
res
of%
pres
crib
eddo
ses
3da
ysV
Lr=
−0.
60∗∗
∗
Ban
gsbe
rget
al.(
2001
)C
omm
unity
coho
rt;S
anFr
anci
sco,
US;
N=
45N
/R;D
ay-b
y-da
yre
view
ofdo
ses;
CO
:%pr
escr
ibed
dose
s,D
I:>
80%
3da
ysPC
r=
0.85
∗∗∗ ;
PCκ
=0.
65∗∗
∗ ;pr
ovid
eres
timat
e(N
S)B
angs
berg
etal
.(20
02)
Priv
ate
clin
ican
dco
unty
hosp
ital;
San
Fran
cisc
o,U
S;N
=11
0
AA
CT
G(C
hesn
ey’0
0);
Day
-by-
day
revi
ewof
dose
son
com
pute
r;D
I:90
and
80%
3da
ysPr
ovid
eres
timat
e∗∗∗
(tes
tst
atis
ticN
R)
VL
dete
ctab
le≥
500;
<80
%O
R3.
0(9
5%C
I1.
1–8.
1)
Bar
roso
etal
.(20
03)
HIV
refe
renc
ece
nter
;Rio
deJa
neir
o,B
razi
l;N
=64
N/R
;1ite
m;D
I:ta
king
aspr
escr
ibed
>80
%da
ys30
days
VL<
400;
OR
7.2
(95%
CI
1.6–
31.9
)in
sem
en;O
RA
8.2
(95%
CI
1.2–
56.7
)in
plas
ma
Bri
gido
etal
.(20
01)
Publ
icA
IDS
clin
ic;S
aoPa
ulo,
Bra
zil;
N=
168
N/R
;5ite
ms;
CT
:Reg
:all
dose
sta
ken,
qReg
:mis
sup
to4
dose
sor
1fu
llda
y/m
o,Ir
eg:a
llot
her
irre
gula
r
30da
ysV
Lm
edia
nlo
g 10∗ ;
Reg
2.0
(1.6
–5.6
);qR
eg2.
0(1
.6–5
.5);
Ireg
3.6
(1.6
–6.2
);C
D4
med
ian
gain
∗ ;(t
ests
tatis
ticN
/R);
AID
Sde
velo
pmen
tor
deat
h∗(t
ests
tatis
ticN
/R)
Car
rier
ieta
l.(2
001)
Rou
tine
clin
ical
site
s;Fr
ance
;N=
436
AA
CT
G;5
item
sfo
rea
chdr
ug;C
T:1
00%
,80–
99%
,<
80%
4da
ysV
Lun
dete
ctab
leat
4∗∗;1
2∗∗,a
nd20
mon
ths∗∗
(tes
tsta
tistic
N/R
)
Springer
230 AIDS Behav (2006) 10:227–245
Tabl
e1
Con
tinue
d
Sour
ceSt
udy
Self
-rep
ortm
easu
reR
ecal
lpe
riod
Ass
ocia
tion
with
othe
rin
dire
ctad
here
nce
mea
sure
sA
ssoc
iatio
nw
ithcl
inic
alin
dica
tors
Car
rier
ieta
l.,20
03R
outin
ecl
inic
alsi
tes;
Fran
ce;N
=36
0A
AC
TG
;5ite
ms
for
each
drug
;CT
:100
%,8
0–99
%,
<80
%
4da
ysV
Lsu
ppre
ssio
nat
3ye
ars:
Hig
hly
adhe
rent
OR
3.4
(95%
CI
1.4–
7.9)
;Mod
adhe
rent
NS;
CD
4in
crea
se>
200
by3
year
s:hi
ghly
adhe
rent
OR
2.4
(95%
CI
1.0–
5.5)
;Mod
adhe
rent
NS
Cat
z,K
elly
,Bog
art,
Ben
otsc
h,an
dM
cAul
iffe
(200
0)
Out
patie
ntID
clin
ic;
Milw
auke
e,U
S;N
=72
N/R
;2ite
ms;
CT
:mis
sed
dose
sda
ily,w
eekl
y,m
onth
ly,o
rne
ver
3m
onth
sV
L<
400∗
(tes
tsta
tistic
N/R
)
Ced
erfj
all,
Lan
gius
-Ekl
of,
Lid
man
,and
Wre
dlin
g(2
002)
Out
patie
ntH
IVcl
inic
;St
ockh
olm
,Sw
eden
;N=
99N
/R;1
,7,3
0da
ys=
%m
isse
din
1m
onth
;DI:
95%
1m
onth
VL
<50
71%
vs.4
5%∗ ;
CD
4<
200
8%vs
.32
%∗∗
∗
Cin
gola
niet
al.(
2002
)Te
rtia
ryca
reID
depa
rtm
ent;
Ital
y;N
=12
7M
urri
’00;
1ite
m,t
imin
gof
last
mis
sed
dose
;DI:
mis
sed
befo
re2–
4w
eeks
(adh
eren
t)vs
.yes
terd
ay,
last
wee
k
N/A
VL
<50
0at
3m
o∗(t
ests
tatis
ticN
R);
nona
dher
entO
R0.
37(9
5%C
I0.
1–0.
95)∗ ;
CD
4ch
ange
;3m
o+
50vs
.−
12∗∗
;6m
o+
62vs
.−
13∗∗
Coh
n,K
amm
ann,
Will
iam
s,C
urri
er,a
ndC
hesn
ey(2
002)
AA
CT
Gsi
tes;
29si
tes
inU
S;N
=64
3A
AC
TG
;2ite
ms;
DI:
100%
48hr
VL>
500
nona
dher
ence
over
56w
eeks
;OR
2.3
(95%
CI
N/R
);70
%vs
.50%
∗∗∗
Dor
zet
al.(
2003
)2
IDde
part
men
ts;P
adua
and
Ver
ona,
Ital
y;N
=10
9N
/R;1
item
;CO
:#pi
lls/#
pres
crib
ed,D
I:80
%7
days
VL
mea
n10
,854
vs.3
4,14
9∗ ;C
D4
mea
n68
99vs
.379
∗∗∗
Duo
nget
al.(
2001
)A
IDS
outp
atie
ntcl
inic
;D
ijon,
Fran
ce;N
=14
9PM
AQ
(Pat
erso
n’9
9);4
item
s;D
I:10
0%(n
onad
here
ntsc
ore<
4)
Com
bine
d:4
days
and
4w
eeks
VL
redu
ctio
n;O
RA
2.9
(95%
CI
1.2–
7.1)
;D
idno
tmis
san
yPI
last
4da
ysr
=.1
8∗
Dur
anet
al.(
2001
)St
udy
coho
rt;F
ranc
e;N
=27
7A
AC
TG
;5ite
ms;
DI:
100%
Com
bine
d:4
days
and
wee
kend
VL
unde
tect
able
4m
onth
saf
ter
AR
Tin
itiat
ion
59.4
%vs
.41.
6%∗∗
Dur
anet
al.(
2001
)St
udy
coho
rt;F
ranc
e;N
=57
N/R
;1ite
m;C
T:1
00%
,99
–80%
,<80
%1
wee
kV
Lm
edia
nlo
g 10∗∗
100%
:2.3
(2.3
–3.5
);80
%–9
9%:2
.3(2
.3–3
.6);
<80
%:3
.8(2
.6–5
.04)
;VL
unde
tect
able
∗∗10
0%:
73.1
%;8
0%–9
9%:6
9.2%
;<80
%:2
2.2%
;C
D4
(NS,
p=
0.06
);dr
ugle
vel∗∗
∗
Dur
anet
al.(
2003
)47
hosp
itals
;Fra
nce;
N=
642
N/R
;5ite
ms;
CT
:100
%,
99%
–80%
,<80
%4
days
VL
dete
ctab
le;1
00%
:OR
1.0;
99%
-80%
:O
R1.
5(9
5%C
I1.
0–2.
3);<
80%
:OR
2.3
(95%
CI
1.3–
4.1)
Eld
red,
Wu,
Cha
isso
n,an
dM
oore
(199
8)H
ospi
talH
IVcl
inic
;B
altim
ore,
MD
,USA
;N
=24
4
N/R
;1ite
mfo
rea
chtim
efr
ame;
DI:
80%
7da
ys;1
4da
ysM
edic
alre
cord
kapp
a71
%;7
day:
60%
vs.5
6%(N
S);1
4da
y:74
%vs
.67%
∗∗
Springer
AIDS Behav (2006) 10:227–245 231
Fong
etal
.(20
03)
HIV
clin
ic;H
ong
Kon
g;N
=16
1N
/R;N
umbe
rm
isse
ddo
ses;
DI:
100%
Sinc
ela
stvi
sit
VL<
500;
OR
A4.
2(9
5%C
I1.
8–12
.3)
Gao
etal
.(20
00)
3cl
inic
s;W
estV
irgi
nia,
US;
N=
72Sa
met
’92;
N/R
,ass
esse
ddo
ses;
CO
:pre
scri
bed
–m
isse
d/pr
escr
ibed
2da
ysD
isea
sese
veri
ty∗
Gar
cia
deO
lalla
etal
.(20
02)
HIV
hosp
italu
nit;
Bar
celo
na,S
pain
;N=
1219
N/R
;N/R
;DI:
90%
1m
onth
Mor
talit
y:N
onad
here
nt;R
elat
ive
haza
rd1.
5(9
5%C
I1.
2–1.
99)
Gif
ford
etal
.(20
00)
Com
mun
itypr
actic
es;S
anD
iego
CA
,US;
N=
133
CA
SQ(B
erry
’00)
4ite
ms
per
drug
take
n;C
T:1
00%
,80
–99%
,<80
%
7da
ysV
Llo
g 10
Eac
hin
crea
sein
adhe
renc
eca
tego
ryas
soci
ated
with
1.3
log 1
0
decr
ease
∗∗
Gio
rdan
o,G
uzm
an,C
lark
,C
harl
eboi
s,an
dB
angs
berg
(200
4)
Part
icip
ants
’us
ualp
lace
ofre
side
nce;
San
Fran
cisc
o,C
A,U
S;N
=84
AA
CT
Gan
dV
isua
lAna
log
Scal
e–
VA
S(W
alsh
’98)
;4ite
ms/
drug
(3da
y),V
AS-
1;C
O:M
ean
adhe
renc
eov
erth
ree
visi
ts
3da
ys(A
AC
TG
)3
or4
wee
ks(V
AS)
Una
nnou
nced
PCan
dV
AS:
r=
0.76
(95%
CI
0.65
–0.8
4);3
-day
r=
0.71
(95%
CI
0.59
–0.8
0);(
sig.
N/R
;NS
diff
betw
VA
San
d3
day)
VL
;VA
S:r=
−.4
9(9
5%C
I−
0.64
–0.3
1);
3-da
yr=
−.3
4(9
5%C
I−
0.51
–0.1
3);
(sig
.N/R
;NS
diff
betw
VA
San
d3
day)
God
in,G
agne
,and
Nac
cach
e(2
003)
4H
IVcl
inic
s;M
ontr
eal,
Que
bec
City
;N=
256
Res
earc
her-
crea
ted;
9ite
ms,
#pi
llsm
isse
d/#
pres
crib
ed;
DI:
95%
1,2,
7,30
days
VL
incr
ease
over
6m
onth
s;N
onad
here
nt1,
2,30
day
(NS)
;7da
ysO
R1.
9(9
5%C
I1.
0–3.
6)G
olin
etal
.(20
02)
3pu
blic
HIV
clin
ics;
N/R
;N
=11
7C
ompo
site
scor
ew
ithE
DM
,PC
,SR
inte
rvie
w(L
iu’0
1)1
item
CO
:#do
ses
take
n/#
pres
crib
ed
7da
ysE
DM
r=
0.38
(sig
.N/R
);PC
r=
0.62
(sig
.N/R
)
Gor
dillo
,del
Am
o,So
rian
o,an
dG
onza
lez-
Lah
oz(1
999)
HIV
refe
renc
ece
nter
;M
adri
d,Sp
ain;
N=
366
N/R
;N/R
;DI:
90%
Las
twee
kC
D4
aten
rollm
enta
ndgo
odad
here
nce;
>50
0O
RA
2.4
(95%
CI
1.3–
4.4)
;20
0–49
9O
RA
2.8
(95%
CI
1.4–
5.5)
Gou
jard
etal
.(20
03)
Hos
pita
lcen
ters
;Fra
nce;
N=
326
AA
CT
G,P
MA
Q,a
nd3
item
sre
:ins
truc
tions
(Met
calf
’98)
13ite
ms;
CO
:N
onad
here
nce
scor
e0–
26
N/R
VL
low
er(t
ests
tatis
tics
N/R
)∗∗∗
CD
4hi
gher
(tes
tsta
tistic
sN
/R)∗
Gua
rald
ieta
l.(2
003)
8te
rtia
ryce
nter
s;N
orth
ern,
Cen
tral
Ital
y;N
=17
5M
OS-
HIV
Hea
lthSu
rvey
N/R
;85%
(>1
dose
in7
days
)
7da
ysM
orph
olog
ical
tera
tions
;O
RA
2.36
(95%
CI
1.1–
5.0)
Hau
bric
het
al.(
1999
)5
univ
ersi
tyH
IVcl
inic
s;C
A,
US;
N=
164
@2
mon
ths,
119
@6
mon
ths
N/R
24ite
ms;
asse
ssed
%pr
escr
ibed
dose
sta
ken;
CT
:10
0%,9
9–95
%,<
95–8
0%,
<80
%
4w
eeks
Prov
ider
estim
ate
kapp
a=
0.02
(NS)
VL
log 1
0re
duct
ion
(SD
)@
2m
onth
s∗
100%
,99–
95%
,<95
–80%
,<80
%;0
.95
(2.2
);0.
79(2
.0);
0.57
(1.8
);0.
04(2
.0);
VL
log 1
0in
crea
se(S
D)
@6
mon
ths∗
100%
:−
1.1
(2.2
);<
80%
:0.2
(1.2
);C
D4
cells
@6
mon
ths∗∗
100%
,99–
95%
,<95
–80%
,<
80%
72(1
62);
+87
(154
);+
54(1
62);
−19
(74)
Springer
232 AIDS Behav (2006) 10:227–245
Tabl
e1
Con
tinue
d
Sour
ceSt
udy
Self
-rep
ortm
easu
reR
ecal
lpe
riod
Ass
ocia
tion
with
othe
rin
dire
ctad
here
nce
mea
sure
sA
ssoc
iatio
nw
ithcl
inic
alin
dica
tors
Ho
etal
.(20
02)
Clin
ic;H
ong
Kon
g;N
=16
1D
oung
’01
1ite
m,%
pres
crib
eddo
ses
take
nC
T:
100%
,99–
95%
,94–
90%
,<
90%
4–6
wee
ksV
Lde
tect
able
∗∗≤
99%
vs.1
00%
OR
4.2
(95%
CI
1.8–
12.3
)D
isea
sepr
ogre
ssio
n∗∗
Hor
neet
al.(
2004
)O
utpa
tient
clin
ic;B
righ
ton,
UK
;N=
109
VA
S1
item
,cor
rect
dose
timin
g;D
I:7
ptsc
ale
0–6:
cuto
ff≥
5
N/R
VL>
400;
18%
vs.2
6%(N
S);C
D4
(NS)
Hug
enet
al.(
2002
)U
nive
rsity
cent
re;N
ijmeg
enan
dA
rnhe
mN
ethe
rlan
ds;
N=
26
N/R
;VA
S;M
ultip
leite
ms;
CT
:3gr
oups
and
rang
e1–
10
N/R
ED
M%
take
non
time∗∗
∗
ρ=
.73;
%ta
ken∗∗
ρ=
.55
N/R
Icko
vics
etal
.(20
02)
21A
AC
TG
site
s;M
ultis
ites,
US;
N=
93A
AC
TG
1ite
mfo
rea
chdr
ugD
I:95
%4
days
VL>
50@
24w
eeks
<95
%ad
here
ntO
R2.
6(9
5%C
I1.
1–6.
1)C
D4
chan
ge(N
S)In
gers
oll(
2004
)U
nive
rsity
IDcl
inic
;V
irgi
nia;
N=
120
Med
icat
ion
Adh
eren
ceFo
rm(I
nger
soll
’99)
Mul
tiple
item
s;D
I:95
%PI
sta
ken;
DI:
Adh
eren
cesc
ore
1–3,
cuto
ff>
2
1w
eek
VL
unde
tect
able
77%
vs.2
3%∗
CD
4<
200
54%
vs.4
6%∗
Kim
mer
ling
etal
.(20
03)
Clin
ics,
com
mun
ity;L
osA
ngel
es,U
S;N
=58
N/R
#do
ses
take
nq.
d.of
last
3;C
O:s
core
3da
ysE
DM
:r=
0.47
∗∗∗
Subs
etre
port
ing
mis
sed
dose
s(N
S)K
leeb
erge
ret
al.(
2001
)R
esea
rch
coho
rt;B
altim
ore,
Chi
cago
,Pitt
sbur
gh,L
A,
US;
N=
393
Mod
ified
AA
CT
G;m
ultip
leite
ms;
DI:
100%
4da
ysV
Lun
dete
ctab
le<
50co
pies
;53.
3%vs
.37
.4%
∗∗C
D4
≥40
0(N
S);6
4.4%
vs.
58.3
%K
nobe
leta
l.(2
001)
Uni
vers
ityH
IVcl
inic
;B
arce
lona
,Spa
in;N
=67
9N
/R;N
/R;D
I:90
%1
mon
thV
L<
500;
Adh
eren
tOR
3.1
(95%
CI
2.2–
4.2)
∗∗∗ ;
nona
dher
entO
RA
0.4
(95%
CI
0.2–
0.7)
∗∗;C
D4
mea
nin
crea
se17
1vs
.10
7∗∗
Kno
bele
tal.
(200
1)69
hosp
itals
;Spa
in;
N=
2528
@3,
2127
@6,
and
1797
@12
mon
ths
SMA
Q(f
rom
Mor
isky
’86)
;6
item
s;D
I:95
%(m
isse
d>
2day
sin
3m
os;2
dose
s7
days
orye
sto
1/4
item
s)
Com
bine
d1 w
eeke
nd;
1w
eek;
3m
onth
s
ED
M:s
ensi
tivity
72%
;sp
ecifi
city
91%
;PPV
91%
;N
PV80
%
VL
<50
0;@
3m
onth
sO
R2.
2(9
5%C
I1.
8–2.
6)∗∗
∗ ;@
6m
onth
sO
R2.
6(9
5%C
I2.
2–3.
1)∗∗
∗ ;@
12m
onth
sO
R2.
5(9
5%C
I2.
0–3.
1)∗∗
∗ ;V
L>
500;
Non
adhe
rent
OR
A
1.7
(95%
CI
1.4–
2.1)
Kno
bele
tal.
(200
4)2
hosp
itals
;Bar
celo
na,
Spai
n;N
=85
SMA
Q(f
rom
Mor
isky
’86)
;6
item
s;D
I:90
%1
wee
kend
;1
wee
k;3
mon
ths
VL
>50
0@
first
year
:Non
adhe
rent
OR
5.2
(95%
CI
2.1–
13.3
);O
RA
4.4
(95%
CI
1.6–
12.3
)L
anie
ceet
al.(
2003
)3
heal
thcl
inic
s;D
akar
,Se
nega
l;N
=15
8N
/R;N
/R;#
take
n:#p
resc
ribe
d;D
I:90
%30
days
VL
mea
ndi
ffer
ence
nona
dher
ent;
Mon
th18
:1.7
log 1
0co
pies
∗ ;M
onth
24:1
.8lo
g 10
copi
es∗
Le
Moi
nget
al.(
2001
)47
clin
ical
cent
ers;
Pari
s/Fr
ance
;N=
750
N/R
;N/R
;DI:
100%
4da
ysV
L<
500:
84%
vs.7
3%∗∗
∗ ;O
R2.
0(9
5%C
I1.
3–3.
0)L
eM
oing
etal
.(20
02)
47cl
inic
alce
nter
s;Fr
ance
;N
=11
29N
/R;5
item
s;ca
tego
rica
l:100
%,8
0–99
%,
<80
%
4da
ysV
Lre
boun
d=
VL>
500;
27%
high
adhe
r.H
R=
0.4
(95%
CI
0.3–
0.6)
∗∗∗ ;
34%
mod
erat
ead
her.
HR
=0.
6(9
5%C
I0.
4–0.
8)∗∗
;53%
low
adhe
r.H
R=
1.0
Springer
AIDS Behav (2006) 10:227–245 233
Liu
etal
.(20
01)
Publ
icH
IVcl
inic
;N/R
;N
=10
8N
/R;2
item
s,co
mpo
site
adhe
renc
esc
ore;
CO
:mea
n1
wee
kE
DM
r=
0.38
∗∗∗ ;
PR:
r=
0.62
∗∗∗
VL
<40
0vs
.VL>
400
mea
nad
here
nce
8w
eek
(NS)
,24
wee
k∗0.
97(0
.85–
0.96
)vs
.0.
90(0
.85
−0.
96)
Lop
ez-S
uare
z,Fe
rnan
dez-
Gut
ierr
ezde
lA
lmo,
Pere
z-G
uzm
an,a
ndG
iron
-Gon
zale
z(1
998)
N/R
;Cad
iz,S
pain
;N=
65N
/R;N
/R;D
I:80
%N
/RV
Llo
g 10,2
drug
/3dr
ugre
gim
en;3
mon
ths:
2.9
vs.4
.4∗∗
∗ /3.
6vs
.4.9
∗ ;6
mon
ths:
3.1
vs.4
.5∗∗
∗ /3.
3vs
.4.8
∗ ;C
D4,
2dr
ug/3
drug
regi
men
;3m
onth
s:55
0vs
.356
∗∗∗ /
405
vs.
333∗ ;
6m
onth
s:56
7vs
.416
∗∗∗ /
540
vs.
400∗
Luc
as,C
heev
er,C
hais
son,
and
Moo
re(2
001)
John
sH
opki
nsA
IDS
Serv
ice;
Bal
timor
e,M
D,
US;
N=
533
N/R
;N/R
;DI:
mis
sed
>2
dose
sin
2w
eeks
2w
eeks
VL
log 1
0di
ffer
ence
0.4
(0.2
–0.7
);C
D4
cell
diff
eren
ce−
12(-
40–1
5)(s
ig.N
/R)
Mag
giol
oet
al.(
2002
)O
utpa
tient
clin
ic;B
erga
mo,
Ital
y;N
=59
7M
odifi
edA
AC
TG
(Che
sney
’00)
;N/R
;DI:
100%
90da
ysV
L<
50;7
5.6
vs.5
5.3%
∗∗∗
Man
nhei
mer
etal
.(20
02)
18C
PCR
ASi
tes;
US;
N=
1095
CPC
RA
(For
m64
6,’0
2);
N/R
;CT
:100
%,8
0–99
%,
<80
%
7da
ysV
Llo
g 10
decr
ease
∗∗∗ ;
100%
:2.8
,80–
99:
2.3,
<80
%:0
.7;C
D4
incr
ease
∗∗∗ ;
100%
:17
9,80
–99:
159,
<80
%:5
3M
artin
etal
.(20
01)
Hos
pita
lHIV
unit;
Mad
rid,
Spai
n;N
=24
2N
/R;4
item
s,#
ofpi
llsde
liver
ed/p
resc
ribe
d6
days
SRvs
.PR
;80%
adhe
renc
ecu
toff
:sen
s=25
%,
spec
=86
%,P
PV=
49%
,po
sitiv
elik
elih
ood
ratio
(LR
)=1.
8;90
%ad
here
nce:
sens
=19
%,s
pec=
84%
,PP
V=
58%
,pos
itive
LR
=1.
2M
artin
-Fer
nand
ezet
al.
(200
1)H
IVun
it;M
adri
d,Sp
ain;
N=
283
Tul
dra
’99;
2ite
ms:
Cap
able
(1–5
,cut
off<
4);E
ffor
t(1
00pt
scal
e,cu
toff
<=
36);
Phar
mac
yre
fill=
gold
stan
dard
;DI:
95%
N/R
Are
aun
der
curv
eof
mea
sure
;Cap
able
0.61
(0.5
4–0.
67);
Eff
ort0
.64
(0.5
7–0.
70).
Con
cord
ance
betw
een
nega
tive
resp
onse
on2
SRto
PRka
ppa
0.25
(0.1
3–0.
36)
Mat
hew
set
al.(
2002
)U
nive
rsity
HIV
Clin
ic;S
anD
iego
,CA
,US;
N=
175
Mod
ified
AA
CT
G(C
hesn
ey’0
0);5
item
s;D
I:Sc
ore
0–33
cuto
ff5
30da
ysE
DM
ρ=
−0.
40(s
ig.N
/R)
VL
log 1
0di
ffer
ence
∗ ;1
mon
th:.
04,3
mon
th:1
.1,6
mon
th:1
.3;V
Lun
dete
ctab
le∗ ;
CD
4∗ ;pl
asm
ale
vel
ρ=
−0.
48(s
ig.N
/R)
Mel
bour
neet
al.(
1999
)Ph
ysic
ian
offic
es;
Prov
iden
ce,R
I,U
S;N
=44
N/R
;N/R
;CO
:mea
n%
1m
onth
SR(S
D)
vs.E
DM
(SD
);1
mon
th:9
8%(3
.6)
vs.9
0%(1
4)∗ ;
2m
onth
:96%
(5)
vs.
90%
(12.
6)∗
Moa
ttiet
al.(
2000
)H
ospi
tals
;Mar
seill
es,
Avi
gon,
Nic
e,Pa
ris,
Fran
ce;
N=
164
N/R
;N/R
;DI:
80%
7da
ysV
Lm
edia
nlo
g 10
(ran
ge)∗∗
;2.7
(2.3
–5.6
)vs
.3.
9(2
.3–5
.8);
VL
unde
tect
able
orde
crea
se>
1lo
g 10
57%
vs.4
0.3%
∗ ;C
D4
med
ian
incr
ease
(NS)
;dis
ease
prog
ress
ion
(NS)
Springer
234 AIDS Behav (2006) 10:227–245
Tabl
e1
Con
tinue
d
Sour
ceSt
udy
Self
-rep
ortm
easu
reR
ecal
lpe
riod
Ass
ocia
tion
with
othe
rin
dire
ctad
here
nce
mea
sure
sA
ssoc
iatio
nw
ithcl
inic
alin
dica
tors
Mur
riet
al.(
2001
)U
nive
rsity
HIV
clin
ic;
Rom
e,It
aly;
N=
140
Res
earc
her-
crea
ted;
16ite
ms;
DI:
forg
ot1
dose
vs.
>1
dose
in3
days
1da
y;3
days
VL
dete
ctab
le;n
onad
here
nt3
days
;OR
2.2
(95%
CI
1.0–
4.7)
;Pla
sma
leve
lPI
1da
y:O
R15
.9(9
5%C
I4.
9–50
.7),
3da
y:O
R4.
4(9
5%C
I1.
7–11
.9)
Nie
uwke
rket
al.(
2001
)14
hosp
itals
;The
Net
herl
ands
,Bel
gium
;N
=16
0
Res
earc
her-
crea
ted
3ite
ms;
DI:
100%
7da
ysPC
mea
sure
for
saqu
iniv
ir∗ ;
PCm
easu
refo
rri
tona
vir
(NS)
VL>
400
@48
wee
ks;n
onad
here
nt40
%,
adhe
rent
15%
∗
Nie
uwke
rket
al.(
2001
)22
hosp
itals
;The
Net
herl
ands
;N=
224
Res
earc
her-
crea
ted
4ite
ms;
DI:
100%
7da
ysV
L>
500;
nona
dher
entO
R2.
1(9
5%C
I0.
9–4.
9);n
onad
here
ntO
RA
4.0
(95%
CI
1.4–
11.6
);dr
ugle
velm
edia
nco
ncen
trat
ion
(ran
ge)
1.1
(0.6
–1.4
)vs
.0.8
(0.5
1.1)
∗∗∗
Oyu
giet
al.(
2004
)R
esea
rch-
affil
iate
dcl
inic
san
dho
spita
ls;K
ampa
la,
Uga
nda;
N=
34
AA
CT
G(C
hesn
ey’0
0)an
dV
isua
lAna
logu
eSc
ale
(VA
S);N
/R;C
O:M
ean
3da
ys(A
AC
TG
);30
day
(VA
S)
ED
M3
day
r=
0.87
∗∗∗ ;
VA
S0.
77∗∗
∗ ;PC
3da
yr=
0.89
∗∗∗ ;
VA
S0.
86∗∗
∗ ;3
day
and
VA
Sr=
0.82
∗∗∗
VL
<40
0@
12w
eeks
;3-d
ayr=
−0.
42∗∗
;30-
day
VA
Sr=
−.0
36∗
Pale
pu,H
orto
n,T
ibbe
tts,
Mel
i,an
dSa
met
(200
4)M
edic
alan
dm
etha
done
clin
ics,
resp
itefa
cilit
y;B
osto
n,M
A,U
S;N
=19
4
N/R
;N/R
;DI:
95%
;CO
:M
ean
30da
ysV
Llo
g 10
mea
n(S
D);
1.8
(1.8
)vs
.2.7
(1.9
)∗∗∗ ;
CD
4m
ean
(SD
);41
4(2
54)
vs.
375
(216
)(N
S)Pi
nhei
roet
al.(
2002
)Pu
blic
clin
ic;P
elot
as,B
razi
l;N
=19
5R
esea
rche
r-cr
eate
d;N
/R;D
I:95
%2
days
VL
<50
0;67
.5%
vs.3
1.5%
∗∗∗ ;
CD
Cdi
seas
est
age
(NS)
Prad
ier
etal
.(20
01)
Res
earc
hco
hort
:12
outp
atie
ntho
spita
lsin
Mar
seill
es,A
vigo
n,N
ice,
and
Pari
s,Fr
ance
;N=
119
N/R
;1ite
mfo
rea
chm
edic
atio
n;D
I:10
0%3
grou
ps:(
1)no
VL
chan
geor
<0.
5de
crea
se,(
2)>
0.5
decr
ease
buts
tilld
etec
tabl
e,(3
)un
dete
ctab
le
7da
ysV
Llo
g 10;G
3vs
.G2
=O
RA
5.8
(95%
CI
1.5–
22.1
);G
3vs
.G1
=O
RA
5.6
(95%
CI
1.3–
24.7
)
Rab
oud
etal
.(20
02)
N/R
;Ita
ly,T
heN
ethe
rlan
ds,
Can
ada,
and
Aus
tral
ia;
N=
311
INC
AS,
AV
AN
TI
2an
d3
stud
ies;
N/R
;DI:
Adh
eren
cefr
om3
diff
eren
tst
udie
sw
hich
each
dich
otom
ized
diff
eren
tly92
.3,7
5,75
%
28da
ysPC
(N/R
)V
irol
ogic
failu
re;R
R3.
0(9
5%C
I1.
4–6.
1);
Test
stat
istic
sN
Rfo
rth
efo
llow
ing:
Vir
olog
icsu
ppre
ssio
n∗∗;T
ripl
edr
ug∗∗
,do
uble
drug
(NS)
;VL
unde
tect
able
∗
Schu
man
etal
.(20
01)
Res
earc
hco
hort
;Bal
timor
e,C
hica
go,D
etro
it,N
ewY
ork,
LA
,Was
h.D
C,U
S;N
=37
1
N/R
;1ite
m;D
I:75
%2
wee
ksV
Lun
dete
ctab
le;O
R3.
9(9
5%C
I1.
8–8.
5);
CD
4≥
200;
OR
2.1
(95%
CI
1.0–
4.3)
∗
Silv
eira
etal
.(20
02)
HIV
/AID
Sse
rvic
e;Pe
lota
s,B
razi
l;N
=24
4N
/R;1
item
(#ta
blet
sta
ken)
;C
T:
≥95
%,9
4–80
%,
79–6
0%,<
60%
48hr
VL
<80
acro
ssgr
oups
OR
≥95
%:O
R5.
5(9
5%C
I2.
6–11
.9);
60–7
9%:O
R4.
2(9
5%C
I1.
3–13
.3);
80%
–94%
:OR
5.6
(95%
CI
2.2–
14.1
);<
60%
:1.0
Springer
AIDS Behav (2006) 10:227–245 235
Spir
eet
al.(
2002
)R
esea
rch
coho
rt,4
7ho
spita
ls,F
ranc
e;N
=44
5N
/R;3
item
s;D
I:10
0%4
days
VL
log 1
0m
edia
nde
crea
se@
4m
onth
s;1.
7vs
.1.3
∗∗∗ ;
VL
≤50
077
%vs
.60%
∗∗∗
Tro
ttaet
al.(
2003
)R
esea
rch
coho
rts;
Rom
ean
dot
her
site
s,It
aly;
N=
596
Mur
ri’0
0;16
item
s;D
I:86
%(m
isse
d≥
1do
sela
st7
days
)
7da
ysV
L≤
500;
nona
dher
entO
R0.
7(9
5%C
I0.
5–0.
9);C
D4
<20
0/m
m;O
R0.
6(9
5%C
I0.
3–1.
0,p
=.0
6)V
inck
ean
dB
olto
n(2
002)
N/R
;Bel
gium
;N=
86PI
attit
ude
scal
e(W
eiss
N/R
)3
item
sO
rdin
al:s
cale
(1–5
,5:
exce
llent
)
4w
eeks
Clin
icia
n:r=
−0.
25(N
S);
Sign
ifica
ntot
her:
r=
−0.
42∗∗
VL
;R=
0.30
(sig
.N/R
)
Wag
ner
etal
.(20
01)
3V
AM
edic
alC
ente
rs;
Cle
vela
nd,O
H,H
oust
on,
TX
,Man
hatta
n,N
Y,U
S;N
=79
3
N/R
;4ite
ms;
CT
:0(p
oor)
,1,
2(p
erfe
ct)
4da
ysSR
and
prov
ider
agre
emen
t;ka
ppa
−.0
3,(−
.09,
.03)
(NS)
VL
<40
0;55
%vs
.36%
vs.2
2%∗∗
∗ ;O
RA
0.9
(95%
CI
0.8–
1.3)
;VL
med
ian
141
vs.
393
vs.1
679∗∗
∗ ;O
RA
0.04
(95%
CI
−0.
2–0.
1)W
agne
r,20
02C
BO
s,cl
inic
s;L
osA
ngel
es,
USA
;N=
180
Mod
ified
AA
CT
G(C
hesn
ey’0
0)N
/R;C
O:M
ean
3da
ys4-
wee
kE
DM
:r=
0.34
∗∗
Wag
ner
etal
.,20
03M
enta
lhea
lthco
mm
unity
;L
A,C
A,U
S;N
=47
N/R
;N/R
;CO
:Mea
ns3
days
;2w
eeks
ED
M3
days
∗∗∗
r=
0.61
;2w
eeks
∗∗∗
r=
0.63
VL
log 1
0r=
−0.
39∗
(rec
allp
erio
dN
/R);
VL
log 1
0m
ean
(SD
);3
day:
2.3
log 1
0(1
.0)
vs.3
.5lo
g 10
(1.2
)∗∗;C
D4
3da
ys(N
S);1
4da
ys(N
S)W
alsh
etal
.(20
01)
Publ
icly
fund
edcl
inic
;N/R
;N
=17
8R
esea
rche
r-cr
eate
d;N
/R;
CO
:Med
ian
30da
yan
dV
AS
(30
days
)
PRρ
=0.
19∗∗
;Nur
sera
ting
ρ=
0.51
∗∗;M
Dra
ting
ρ=
0.33
∗∗¶
Wal
shet
al.(
2002
)Pu
blic
HIV
clin
ic;L
ondo
n,E
ngla
nd;N
=78
AA
CT
G(C
hesn
ey’0
0),
Hec
ht’9
8,Fl
etch
er’7
9;6
item
s:3
–3da
y;1–
2w
eek,
1la
stm
isse
d;V
AS
30da
y(0
–100
%);
CO
:Mea
n
3da
y;2
wee
ks;3
0da
y(V
AS)
ED
M:U
niva
riat
elin
ear
regr
essi
on;3
day
r=
0.32
;0.
68(9
5%C
I0.
23–1
.13)
∗∗;
2w
eek
r=
0.62
;1.2
1(9
5%C
I0.
86–1
.56)
∗∗∗ ;
VA
Sr=
63;1
.09
(95%
CI
0.78
–1.3
9)∗∗
∗
VL<
50;3
day
(NS)
;14
day
ρ=
−0.
30∗∗
;V
AS
ρ=
−0.
28∗∗
Wei
ser
etal
.(20
03)
3pr
ivat
ecl
inic
s;G
abor
one,
Fran
cist
own,
Bot
swan
a;N
=93
–109
Mod
ified
AA
CT
G(C
hesn
ey’0
0);N
/R;D
I:95
%1
year
SRan
dpr
ovid
erag
reem
ent;
Kap
pa=
.35,
x2=
11.1
3∗∗∗
Wut
ohet
al.(
2001
)2
larg
eH
IVcl
inic
s;W
ashi
ngto
nD
C,U
S;N
=10
0
N/R
;N/R
;CO
:Mea
n7
days
VL
mea
n;ρ
=.−
312∗∗
Not
es.N
/R:N
otre
port
ed,N
S:N
on-s
igni
fican
t,ID
:Inf
ectio
usdi
seas
e,SD
:Sta
ndar
dde
viat
ion,
PI:P
rote
ase
inhi
bito
r.aO
dds
ratio
s,ha
zard
ratio
s,an
dre
lativ
eri
sks
are
unad
just
edun
less
deno
ted
bysu
bscr
ipt“
A”;
95%
confi
denc
ein
terv
als
deno
tesi
gnifi
canc
eun
less
only
ap-
valu
eis
give
n.bC
orre
latio
nst
atis
tics
are
Pear
son’
sr
orSp
earm
an’s
ρ.
c Sign
ifica
nce
leve
lwas
calc
ulat
edfr
omda
tapr
ovid
edin
the
artic
leus
ing
a1
sam
ple
test
ofpr
opor
tion.
dSi
gnifi
canc
ele
velw
asca
lcul
ated
from
data
prov
ided
inth
ear
ticle
usin
ga
1sa
mpl
et-
test
.∗∗∗
Springer
236 AIDS Behav (2006) 10:227–245
Fig. 1 Association is between (a) adherence and VL suppression or(b) nonadherence and VL increase or rebound. Excludes 4 studies thatshowed statistically significant associations due to overly-wide confi-dence intervals (Barroso et al., 2003) or because the association was
reported differently (e.g., nonadherence as protective from VL suppres-sion) and could not be re-calculated from published data (Cingolaniet al., 2002; LeMoing et al., 2002; Trotta et al., 2003)
Findings from the review
Study description
Study date, location, and setting
The number of publications peaked in the years 2001–2002(1997 n = 1; 1998 n = 1; 1999 n = 3; 2000 n = 6; 2001n = 22; 2002 n = 22; 2003 n = 14; and through August 2004n = 8). The vast majority of studies were conducted in theUnited States (US, n = 26) and Europe (n = 38), mainlyFrance (n = 12), Spain (n = 9), or Italy (n = 9). There weretwo from Asia, both from Hong Kong (Fong et al., 2003;Ho, Fong, and Wong, 2002), four from South America,all from Brazil (Barroso et al., 2003; Brigido et al., 2001;Pinheiro, de-Carvalho-Leite, Drachler, and Silveira, 2002)and only three recent reports from Africa, in Uganda (Oyugiet al., 2004); Botswana (Weiser et al., 2003); and Senegal(Laniece et al., 2003). Most studies (n = 61) oc-curred in hospital-based outpatient clinics, either of-fering HIV primary care or specializing in infectiousdiseases.
Eligibility criteria and sample characteristics
Eligibility criteria varied greatly across studies. Some stud-ies enrolled any adult patients on ART, while others hadextensive inclusion and exclusion criteria that created highlyspecific samples. Most studies referred to at least one of thefollowing as part of their eligibility criteria: Disease statusor clinical status as measured by CD4 count and VL; co-existing problems such as substance use; type of regimen(most required inclusion of a protease inhibitor); treatmentexperience (many studies required participants to be ART-naıve or on ART for no more than a specified amount oftime); and pregnancy status (some studies excluded preg-nant women).
Study sample size ranged from 26 (Hugen et al., 2002) to2528 (Knobel et al., 2002); only five studies had fewer than50 participants. The majority of participants in almost ev-ery study was male (range = 29 to 100% male). Specifically,in the 71 studies reporting sex of participants, 62 includedsamples that had at least 60% males; two studies had no fe-male participants, and two studies had no male participants.Most studies did not include sufficient numbers of women
Springer
AIDS Behav (2006) 10:227–245 237
to conduct analyses by sex. Where reported, these generallyindicated that there were no sex differences in adherencelevels and no interactions by sex among the adherence mea-sures and other factors. Most participants in the US studieswere members of racial/ethnic minority groups; in Europeansamples, race/ethnicity was rarely reported. Some studiesprovided data on baseline disease stage, VL, or CD4 count.
Study design and purpose
Eighteen studies employed cross-sectional survey designs,often including chart-extracted reports of VL and CD4counts. The earlier studies generally aimed to identify pre-dictors of nonadherence and often were embedded withinclinical trials; later studies often involved sub-analyses ofintervention trials. Six studies set out specifically to eval-uate adherence measures (i.e., Martin-Fernandez, Escobar-Rodriguez, Campo-Angora, & Rubio-Garcia, 2001; Martinet al., 2001; Murri et al., 2001; Vincke & Bolton, 2002;Wagner et al., 2001; Walsh, Mandalia, & Gazzard, 2002).
Self-report adherence measures
The most common self-report measure consisted of a singleitem querying the number of prescribed doses the partici-pant had missed in a specified time period (n = 22). Therewas great heterogeneity among other assessment measures,which included items assessing missed doses on the week-ends and adherence to dietary restrictions. Apart from theAdult AIDS Clinical Trials Group (AACTG) adherence mea-surement form and its variations, which were used in 15studies, a visual analog scale (six studies), and the Simpli-fied Medication Adherence Questionnaire (two studies), noother single instrument was used in more than one study.
Twenty-five studies did not provide important detailsabout the adherence assessment strategy they employed.Those that did described measures ranging from one item tothe lengthy AACTG measure that addresses each medicationover each of the last 3 days in terms of number of doses takenper day, number of pills taken per dose, and adherence to anyspecial dietary instructions (Chesney et al., 2000). Measuresvaried with respect to recall period (from 2 to 365 days); itemresponse format (i.e., closed-ended, open-ended, Likert-type,visual analogue); and whether introductory statements nor-malizing nonadherence were included. Psychometric prop-erties such as internal consistency of multi-item scales werereported in only three studies.
Most self-report interview modalities appeared toinvolve paper instruments, although this information wasnot always explicitly provided. Two studies employedcomputer-assisted self-interviews (Bangsberg, Bronstone, &Hofmann, 2002; Pinheiro et al., 2002); two were conductedover the telephone (Silveira, Draschler Mde, Leite, Pinheiro,
& da Silveira, 2002; Wagner, Kanouse, Koegel, & Sullivan,2003); and none involved the internet. Few studies reportedwhether providers, study staff, or the patients themselvesadministered the interviews.
The construct of adherence was operationalized for thedata analyses in a variety of ways–sometimes multiple waysin the same study. A continuous measure of percentage ofdoses taken was calculated often as
Prescribed doses − missed doses
Prescribed doses× 100.
Other researchers created a summary score based on somecombination of multiple items. Frequently, adherence datawere converted to dichotomous indicators of adherent ver-sus nonadherent patients, with thresholds, often apparentlyassigned post hoc, of 80% (n = 6/48 or 13% of recall periodsassessed), 90% (n = 7/48, 15%), 95% (n = 11/48, 23%), or100% (n = 21/48, 44%) or less of prescribed doses taken.
Association of self-report and other measuresof adherence
As seen in Table 2, 27 of the studies reported data on theassociation between self-reported adherence and adherenceas assessed with another indirect measure of adherence, in-cluding EDM (n = 11); pharmacy refill records (n = 9); clin-ician assessments (n = 7); pill counts (n = 3, of which twowere unannounced); chart review (patient report of adher-ence to provider; n = 1); and morphologic alterations (n = 1).In 27 of the 34, or 79%, of the recall periods examined inthese studies, associations were significant or resulted inmoderately strong kappa values. Sample sizes were insuf-ficient to compare the level of association by assessmenttechnique.
Association of self-reported adherence andclinical indicators
Most of the studies (60 of 77 or 78%) assessed VL, al-though the types of tests and their detection thresholds (e.g.,Roche Amplicor, 50 copies/µL) were not uniformly de-scribed. Many were taken from a review of medical recordsinstead of based on blood samples drawn on the same dayadherence was assessed. Analyses of the relation betweenself-reported adherence and VL most often involved bivariatetests of association such as Pearson product moment corre-lations. These rarely controlled for confounders or assessedpotential effect modifiers such as previous experience withART. When they did, the association between self-reportedadherence and VL usually remained statistically significant(e.g., Alcoba et al., 2003; Nieuwkerk, Gisolf, Sprangers, &Danner, 2001).
Springer
238 AIDS Behav (2006) 10:227–245
Tabl
e2
Ass
ocia
tion
ofse
lf-r
epor
ted
antir
etro
vira
ladh
eren
cew
ithad
here
nce
asm
easu
red
byot
her
indi
rect
mea
sure
sor
with
clin
ical
indi
cato
rs,b
yre
call
peri
od
Self
-rep
orte
dad
here
nce
reca
llpe
riod
(day
s)
12
34
714
2830
30(V
AS)
90,1
80,o
r36
5
Com
bine
dtim
epe
riod
sor
“las
tm
isse
d”To
tal
Clin
ical
impa
ctH
IV-1
RN
Avi
ral
load
(VL
)1/
32–4
3/43,
5–7
4/64,
8–12
9/10
13–2
213
/162,
3,23
–35
3/311
,12
,36
3/337
–39
10/1
13,10
,12
,40
–47
2/210
,12
3/348
,49
506/
651–5
657
/67
Plas
ma
Rx
leve
l1/
141/
140/
1222/
224,
351/
1405/
6C
D4
coun
t0/
1111/
414,
16,
177/
1123
,24
,26
,28
,29
,32
,34
,57
–59
2/336
,60
1/154
4/541
,42
,44
,46
,47
1/151
16/2
6D
isea
sepr
ogre
s-si
on/m
orta
lity
1/161
0/16
0/129
1/139
2/241
,62
4/6
Oth
erin
dire
ctm
easu
reof
adhe
renc
eE
lect
roni
cda
tam
onito
ring
1/12
4/411
,12
,63
,64
2/22,
272/
211,
122/
2652/
210,
1213
/13
Pill
coun
t1/
1661/
1431/
2302/
210,
435/
6Ph
arm
acy
refil
l1/
127,
671/
1682/
2Pr
ovid
eres
timat
e0/
29,66
0/121
0/169
2/268
1/170
3/7
Oth
er1/
237,
711/
1711/
237,
693/
5Si
gnifi
canc
eno
tre
port
edV
L43
PC38
VL
46,
69PL
46E
DM
72V
L43
Not
es.
Frac
tions
indi
cate
the
prop
ortio
nof
asso
ciat
ions
that
wer
est
atis
tical
lysi
gnifi
cant
(i.e
.,p
<0.
05or
95%
confi
denc
ein
terv
als
excl
udin
g1.
0).
Una
djus
ted
resu
ltsar
ere
port
edw
here
avai
labl
e.Su
pers
crip
ted
num
bers
refe
rto
cita
tions
that
are
mar
ked
with
anas
teri
skin
the
Ref
eren
ces
sect
ion.
Not
eth
atso
me
stud
ies
prov
ided
data
onm
ore
than
one
reca
llpe
riod
.N
otre
pres
ente
din
this
tabl
e:G
ouja
rdet
al.,
2003
;H
orne
etal
.,20
04;
Hug
enet
al.,
2002
;L
opez
-Sua
rez
etal
.,19
98;
Mar
tin-F
erna
ndez
etal
.20
01,
asse
lf-r
epor
tre
call
peri
odco
uld
not
bede
term
ined
.R
esul
tsfo
rm
ean
VL
,de
tect
able
VL
,an
ddi
ffer
ent
VL
outc
ome
cate
gori
es(e
.g.,
>50
0ce
lls,
200–
499)
wer
een
tere
din
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In 57 of 67 (85%) of recall periods assessed (note thatsome studies reported data on more than one recall period),self-reported adherence was significantly related to VL(see Table 2). The magnitude of the significant correlationsranged from 0.30 to 0.60. Across different recall periods,odds ratios and hazard ratios of the association betweenself-reported adherence and VL were on the order of2.0, with 95% confidence bounds generally excluding 1.0(see Fig. 1). Findings from analyses of the proportionof patients with good adherence (with viral suppressionas the outcome) and of the proportion of patients withpoor adherence (with higher VL as the outcome) werecomparable.
As seen in Table 2, fewer studies found a positive cor-relation between self-reported adherence and CD4 count(16/26 or 62%) of recall periods. Five studies (Brigido et al.,2001; Gao et al., 2000; Ho et al., 2002; Moatti et al., 2000;Pinheiro et al., 2002) reported associations of self-reportedadherence with disease progression as defined by develop-ment of a new opportunistic infection or disease staging;three were significant. Two studies assessed mortality asthe outcome; in both, the association with self-report wassignificant (Brigido et al., 2001; Garcia de Olalla et al.,2002).
Association of length of recall period and VL
As seen in Table 2, there was some suggestion of aneffect of the length of the self-report adherence assess-ment recall period on the relation with VL: Adherencewas associated with VL in 88% of recall periods thatwere greater than 3 days and in 64% of those that were3 days or less, χ2 (N = 63) = 4.16, p = 0.04. However,an unadjusted bivariate logistic regression included 1.0(crude odds ratio 0.25, 95% confidence interval 0.06–1.0,p = 0.05).
Conclusions and implications
A review of the literature on self-report measures of ARTadherence identified 77 published articles meeting eligibilitycriteria. Most were published in 2000–2001 and were basedon data from hospital-based clinic samples of predominantlymen from the US and Europe. The most common assess-ment strategy involved asking patients about the numberof missed doses over a specified recall period; otherwise,there was great variability in the content of the items, the re-sponse format, and the recall period. The lack of widespreaduse of standardized measures made it difficult to evalu-ate any particular measure or to compare measures acrossstudies.
Nonetheless, self-reported adherence was significantlyrelated to adherence as assessed by other indirect mea-sures such as EDM and pill count in 79% of studiescomparing measurement approaches. Although we werenot able to statistically examine these issues in this re-view, it would be helpful to know which techniques aremost closely associated with VL and whether any socio-demographic indicators moderate these relationships. Self-report measures may not be feasible with some individu-als (such as the cognitively impaired); therefore, data onwhich other methods are appropriate options would beuseful.
We observed a robust pattern of association between self-reported adherence and VL: In 84% of recall periods, self-reported adherence was associated with VL based on oddsratios or simple measures of correlation. The association wasstatistically significant across a variety of self-report mea-sures, administration modalities, and recall periods. Thesefindings are consistent with the conclusions of a recent meta-analysis of adherence studies (Nieuwkerk & Oort, 2005).These results may provide some reassurance to practitionersand researchers employing self-reported adherence strate-gies.
There was some suggestion that longer recall periods maybe more likely than shorter ones to yield estimates of ad-herence that are significantly correlated with VL, althoughthis was not statistically conclusive in our review or in thepreviously published meta-analysis (P. Nieuwkerk, personalcommunication April 21, 2005). The association betweenself-report and CD4 was less consistent, a finding that is notentirely unexpected, as viral load and CD4 count generallycorrelate but discordant results are common. Furthermore,CD4 response can be somewhat delayed following initialART initiation. For this reason, many experts believe that VLis the best measure of therapeutic response to ART, thoughCD4 remains the best clinical prognostic indicator (Bartlett& Gallant, 2004).
These findings are limited by several factors. Becausemost of the studies were conducted in the West, resultsmay not be generalizable to resource-poor settings. Thelack of data on refusal rates and the preponderance of non-probability samples of patients who were largely in care,participants in cohort studies, or volunteers receiving mon-etary incentives further limit the generalizability of thesefindings to other HIV populations. Relatedly, we were notable to determine whether self-report measures have differ-ential validity for groups varying in socio-demographic ordisease factors, because these variables, if assessed and re-ported, were not usually included in the analyses and smallsample sizes limited the ability to conduct subgroup anal-yses. The possibility of publication bias—that studies withnon-significant associations between adherence and VL are
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less likely to be published—also cannot be definitively ruledout.
Lack of information about the interviewer’s relationshipto the participant and mode of interview administration (Di-Matteo, 2004; Rudd et al., 1990), as well as the lack ofany systematic manipulation of these two variables in thestudies we reviewed, limits the extent to which we cancomment on their relevance to our findings. It is worthexploring whether audio computer-assisted self-interviews(ACASI) can contribute to the quality and validity of ARTself-reporting, as has been seen with respect to sex and othersensitive behaviors (Schroder, Carey, & Vanable, 2003). Anexample of the visual analog scale as presented in a hand-held computer can be viewed at http://faculty.washington.edu/wcurioso/emulator/emulator.htm.
Finally, the timing of the adherence assessment may af-fect the strength of its association with clinical outcome.We would not expect perfect agreement between assessmentof self-reported adherence over a brief, recent recall periodand current VL, given all the other potential effect modifierssuch as co-morbidity and earlier periods of nonadherencethat may have resulted in resistance (Bangsberg et al., 2003).Most studies examined the association of adherence and VLcross-sectionally, but adherence over time (serial measure-ments within patients) may better predict VL prospectively.Longitudinal HIV studies increasingly include tests for geno-typic or phenotypic resistance, parameters that may be usefulin future ART adherence evaluations.
Obtaining accurate data on the association between as-sessed ART adherence and relevant outcomes requiresmethodologically precise studies. Future research in this areashould report baseline characteristics that may confound ormodify (Raboud, Harris, Rae, & Montaner, 2002) the associ-ation between self-reported adherence and health outcomes,including CD4 count nadir, baseline VL, class and durationof previous ART experience, and possibly, evidence of spe-cific ART viral resistance. This precision will enable moreaccurate estimations of the quality of assessment methods,although given the complex and dynamic nature of HIVdisease, no single adherence assessment measure can be ex-pected to correlate perfectly with clinical indicators or clin-ical outcomes.
Recommendations for best practices in HIV researchand clinical management
Our findings suggest that both researchers and cliniciansmay proceed with the use of self-report measures of ARTadherence with some confidence in their validity at least interms of their associations with other indirect measures ofadherence and VL, a reliable surrogate marker of clinicalimpact. Some experts have advocated the use of multipleadherence measures (Caplan, Harrison, Wellons, & Frech,
1980; Ickovics, 1997; Konkle-Parker, 2000; Samet, Sullivan,Traphagen, & Ickovics, 2001). Our findings suggest this maynot be routinely required in clinical arenas, where VL andother biological markers are often readily available and fundsfor additional assessments are limited. However, there areat least two situations in which further assessment may bewarranted.
First, in intervention trials, the use of less subjective meth-ods such as EDM or unannounced pill counts may be worth-while because of the potential reporting bias with self-reportstrategies in the intervention conditions. Second, althoughpatient reports of nonadherence can generally be believed,clinicians may be at a loss to interpret individual patientreports of perfect (100%) adherence. Pharmacy refill data,where accessible, may be useful in validating self-reported“perfect” adherence. In one study, adherence as measured bytime-to-pharmacy refill was able to distinguish VL impactamong self-reportedly perfect adherers (Grossberg, Zhang,& Gross, 2004). Other strategies to mitigate the ceiling ef-fect of reportedly perfect adherence include calculating theproportion of times across multiple interviews that 100% ad-herence was reported and supplementing the standard 3-daymissed dose item with another item assessing the timing ofthe last missed a dose or whether any doses were missedin the last 30 days (Mannheimer, Friedland, Matts, Child,& Chesney, 2002). These approaches may assist cliniciansin identifying patients claiming to be adherent who, in fact,need ART adherence support.
When employing self-report strategies, researchers andclinicians alike should capitalize on the flexibility of self-report methodologies and inquire beyond the assessmentof missed doses, gathering information on other aspectsof adherence such as knowledge of medication namesand prescribed dosing regimens, attention to special di-etary instructions, and patterns of nonadherence on week-ends, mid-day, or when daily schedules change. Barri-ers to adherence and facilitators are also important fac-tors that are inaccessible with other adherence assessmentmethodologies.
Adherence experts have developed guidelines for assess-ment that are geared toward minimizing social desirability.These include using self-administered measures with open-ended and forced choice items; broaching the topic with apreamble acknowledging the low prevalence and difficultyof perfect adherence; wording items in such a way that non-adherence is presented as expected and accepted; queryingreasons for nonadherence; focusing on recent behavior; spec-ifying a time frame; aiding recall when possible using medi-cation lists and diagrams of pills; anchoring reports to salientevents; embedding threatening with non-threatening items;using authority to justify and normalize the behavior; andending with a reliability check of the accuracy of responses(Miller & Hays, 2000).
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Notes: aBased on Golin et al. (2002); bBased on Wash, Mandalia, and Gazzard (2002). An exact percentage can be calculated by measuring thedistance from 0 to mark in cm or inches; cBased on Knobel et al. (2002).
Researchers designing statistical analyses and cliniciansseeking guidance for advising patients could benefit fromrecommendations regarding an appropriate threshold of ad-herence necessary for favorable clinical outcomes. In thestudies we reviewed, thresholds appeared to be often deter-mined post hoc, increasing the probability of Type I error. Insome instances, a threshold was predetermined but analyseswere conducted with a continuous measure of adherence.Generally speaking, parametric tests of continuous variableswill have more power than nonparametric analyses of di-chotomous variables but will not define a clinically relevantcutoff. Given that continuous measures of self-report arehighly skewed and non-normal, it may be most valid to di-chotomize at 100% for statistical analyses. However, as aclinical goal, this level may be unreasonable for patients inthe long term. Optimal virologic success declines rapidlyin patients taking fewer than 95% of their prescribed doses(Paterson et al., 2000). Nonetheless, one study using phar-macy refill data among 923 HIV-positive patients showedthat there was no difference in the risk of disease progressionbetween those with moderate (70–90%) and high (>90%)levels of adherence compared to those with low (<70%) ad-herence (Kitahata et al., 2004). It is worth exploring whetherpatients can reliably make fine distinctions about their ad-herence behavior, such as judging it as either less than 80%or less than 85% (Bangsberg, Moss, & Deeks, 2004).
Which recall period is best to use is an open question.Patients do report more accurately over briefer time periods,with accuracy dropping off as rapidly as beyond 24 hr(Turner & Hecht, 2001; Wagner & Miller, 2004; Walsh,Horne, Dalton, Burgess, & Gazzard, 2001). It is worth
considering, however, whether somewhat longer recallperiods may yield more useful data as the increasing use ofonce-daily ART dosing may now result in too few dosingtimes in a very brief (i.e., 1–3 day) recall period to providesufficient variability in adherence (Paterson et al., 2000). Avery short interval may not allow for differentiation betweenpatients whose good adherence is consistent and those whoreport good adherence over a recent brief time period butwho are generally less adherent. A particular advantage of a7-day recall period is that it will always include a weekend,during which adherence is often problematic.
Recommended self-report measures are presented inFig. 2. These items are drawn both from the literature andfrom clinical experience and incorporate use of normalizinglanguage, 7-day recall, and exploration of barriers to ad-herence (Morisky, Green, & Levine, 1986). Many differentself-report measures appear to have an association with VL.Researchers and clinicians may choose single or multipleitems based on their needs, weighing the need to assess inac-curate dosing or dietary adherence with the desire to reducerespondent burden. Longitudinal use of the increasingly uti-lized visual analog scale may be enhanced by measuring theexact distance from zero to the patient’s mark. We suggestuse of the term “dose” over “pills” as patients generally donot take partial doses (G. Wagner, personal communicationMarch 2, 2005) and it is easier to calculate the number ofmissed doses than the exact number of pills missed acrossmissed doses. Exploring the reasons why patients “forget”to take their medications may uncover important issues thatcan be addressed with subsequent potential problem-solving(Bartlett, 2002). More consistent use of items such as these
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would allow comparison of self-report measure psychomet-ric and clinical performance across populations.
The ability to make more definitive recommendations re-garding precise measurement strategies will be enhancedwith further research that explicitly addresses some ofthe issues we have raised. In the meantime, results fromthis extensive literature review offer some direction forHIV researchers and clinicians in their critically im-portant work attempting to address and enhance ARTadherence.
Acknowledgments We are grateful to researchers who shared theirmaterials with us and provided feedback regarding this review, es-pecially Pythia Nieuwkerk and Glenn Wagner. This work was sup-ported by University of Washington Center for AIDS Research So-ciobehavioral and Prevention Research Core (P30 AI 27757) fundingto Dr. Kurth, 2 R01 MH58986 to Dr. Simoni, and F31 MH71179 toMr. Pantalone.
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