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8/9/2019 SEISMIC Characterization of Giant or Anomalous Sub Duct Ion Earth Qua Les
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SEISMIC CHARACTERIZA
GIANT and/or ANOMAL
SUBDUCTION EARTHQU
Emile A. OKAL
Department of Earth and Planetary Sc
Northwestern University
Evanston, IL 60208
July, 2008
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THE CHALLENGE
Design evalution methods which will correctly retrieve the
tsunami potential of an earthquake
(i.e., the long-period behavior of the source)
in as little time as possible.
Note that we want method[s] which will
WORK in EXCEPTIONAL CASES
(Giant events and Anomalous [slow] ones).
We test on the most recent large events:
Mantle magnitudeMm (Improved version)
Slowness parameter
Body-wav e integratorMwp
High Frequency body wave duration 1/3
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MmMm and TREMORS[Okal and Talandier, 1989]
DesignNEWMagnitude Scale,Mm ,
using mantle Rayleigh wav es,
with variablevariable period
Directly related to seismic momentM0
All constants justified theoretically Incorporate into Detection Algorithms to
AUTOMATE PROCESS
* Implemented,
Papeete, Tahiti (1991),
PTWC (1999)
Mm = log10 X() + CD + CS + C0
Mm = log10 M0 20
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Mm : Variable period Mantle Mag
Introduced by Okal and Talandier[1989]
Performance on very large datasets evaluated by Weinstei
In use
Recent Im
Boost periods up t
Regress and compare
Mm
= a1
* f + b1
Mm
= a1
* f + b1
(all
Mm = a2 * f + b2Mm = a2 * f + b2 (hig
Mm = a3 * f + b3Mm = a3 * f + b3 (low
Devise algorithm to e
* If earthquake big (b1
* Else, explore event sl
If earthquake is slo
If earthquake is nothen KEEP bb
Otherwise, AVERA
This admittedly empirical algorithm
Mm av = 8. 90 0. 035 * f
SUMATRA, 2004
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DefineEstimated Energy, EE
EE = (1 + q)16
5
[a/g(15;)]2
(Fest)2
max
min
2 u()
2e t
*() d
Scale to Moment through = log10EE
M0
Scaling laws predict = 4. 92.
Tsunami earthquakes characterized byDeficient (as much as 1.5 units).
Now being implemented at Papeete and PTWC
Nicaragua, 1992Java, 1994
Chimbote,
Peru, 1996
.5
ESTIMATED ENERGY and PARAMETER
Fr om BODY WAVES
[Boatwright and Choy, 1986; Newman and Okal, 1998]
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MwP
Idea: Try to recover the full moment information from the P
waves which arrive faster than the Rayleigh wav es.
Note that formula for P waves inv olves
TIME DERIVATIVE of MOMENT FUNCTION, XX
Idea is to compute TIME INTEGRAL ofP wave deformation torecover X, and hence static momentM0.
Problems: Instrument records velocity, so double integration
needed; noisy at long periods;NOT tested on large earthquakes.
MwpMwp : EXAMPLE
OKUSHIRI, Japan EART
Harvard CMT:M0M0
Station PFO ( = 77. 1)
Raw
( Velocity)
Ground Motion
Integrated
ground motion
M0 = 5. 3 1027M0 = 5. 3 1027 dyn-cm
[J. Hebde
[Tsuboi, 1996]
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A simple [trivial ?], robust measurement
[Ni et al., 2005]
Duration of source from High-Frequency (24 Hz)
Teleseismic P wavetrain
26 DEC 2004
t = 559 s
28 MAR 2005
t = 177 s
DEVELOP ALGORITH
HIGH-FREQUENCY P
TONGA, 3 May 2006 C
= 37
P PcP PP
ORIGINAL
FILTER
COMPU
1/3 (at 1/3 Maxim1/4 (at 1/4 Maxim
[Reymond and
1/31/3
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90
90
120
120
150
150
180
180
210
210
240
240
270
270
300
300
330
330
60 -
30 -
0 0
30 3
60 6
KURILES -- 13 JAN 2007
TAIWAN -- 26 DEC 2006
PERU -- 15 AUG 2007
NEW ZEALAND -- 30 SEP 2007MOLUCCAS -- 21 JAN 2007
SOLOMON Is. -- 01 APR 2007
BENGKULU I -- 12 SEP 2007
BENGKULU II -- 12 SEP 2007
BENGKULU III -- 13 SEP 2007
NO. CHILE -- 14 NOV 2007
SANTA CRUZ -- 05 SEP 2007
THESE ALGORITHMS WERE APPLIED IN
QUASI-REAL TIME
(i.e., following receipt of tsunami bulletins if during working hours)
TO FOURTEEN RECENT EARTHQUAKES
(JULY 2006 NOVEMBER 2007)
JAVA -- 17 JUL 2006HAWAII -- 15 OCT 2006
KURILES -- 15 NOV 2006
plus SUMATRA -- 26 DEC 2004
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102 104 106 108 110 112 114 116 118 120 122
-16 -16
-14 -14
-12 -12
-10 -10
-8 -8
-6 -6
-4 -426 MAY 2006YOGYAKARTA
17 JUL 2006 02 JUN 1994 19 AUG 1977
Bengkulu
Jakarta
Surabaya
Cilacap
P. Tritis
Str
aits
Sun
da J A V A
SUMATRA
L.S.
B.
SUMBA
FLORES
11 SEP 1921
Tsunami
Earthquake
Tsunami
Earthquake
27 SEP 1937
Typical "Tsunami Earthquake"; 700 killed by tsunami
Carbon copy of 1994 event, 600 km to the East
T.E. : Event whose tsunami is stronger than suggested by itsseismic magnitudes [Kanamori, 1972].
JAVA -- 17 JULY 2006
mb = 5. 9; Ms = 7. 7;
ImprovedMm = 7.90
On the high side, but clearly catching the
low-frequency size of the event Mwp = 7. 17 (time domain); 7.19 (frequency domain)
Underestimates Seismic Moment by factor of6.5
1/3 = 95 seconds; clearly VERY LONG SOURCE
M0 = 4. 6 1027 dyn*cm [CMT]
Slow Event, = 6. 13
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141 144 147 150 153 156 159
42 42
45 45
48 48
51 51
54 54
01-May-1915
15-Nov-2006
S e a o f
O k h o t s k
Pacific Ocean
152 153 154 155
46 46
47 47
48 48
49 49
0 50 100
km
Simushir
Matua
Shiashkotan
13-Jan-2007
01-May-1915
15-Nov-2006
SIMUSHIR (Central Kuril Is.) 15 NOVEMB
M0 = 3. 5 1028 dyn*cm
First large earthquake in the Centra
The event is not slow, but may be dela
Local effects surveyed in S
Run-up reaches 10 m inSimushir (Dushnaya Bay)and up to 1520 m onMatua.
The latter figures arehigher than expected, andcould result from localtopography (bays, cliffs) orlocalized lanslides.
Fortunately, these islands
are presently unpopulated
(even by bears...).
[courtesy J. Bourgeo
Matua I.
(12 km long)
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KURILES -- 15 NOV 2006
M0 = 3. 5 1028 dyn*cm
ImprovedMm = 8.75 - OK
Mwp = 7. 91 (T.D.) and 7. 88 (F.D.)
Moment deficient by a factor of4
.... a Long Story! STAY TUNED
1/3 = 48 seconds
NOT A SLOW EARTHQUAKE
KURILES
Outer Rise N
M0 = 1. 6
ImprovedMm =
Mwp = 8. 05 (T.D
Moment values
= 4. 76 R
1/3 = 47 secon
REGULAR EAR
TREND toward
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THE CASE of the 2006 KURILES EVENT
By contrast, the 2006 Kuriles event has a complex character:
It does exhibit some Lateness, like the 2001 Peruvian
earthquake (It takes 30 seconds to reach a maximum ).
But it is not "slow", as | | falls rapidly after 50 seconds
indicating the end of the source.
It remains "Weak" (corresponding to a low strain
release), as the maximum value of is low (5.8).
But this weakness is not an artifact of a slow source.
THE CASE of for the 2006 KURILES EVENT
For this earthquake, the calculation of depends on the
delay imposed on the sampling window.
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150 165 180 195
40
50
60
D = 6300 (
15-Nov-2006
2006 KURIL TSUNAMI DID SIGNIFICANT
in CRESCENT CITY, California
Harbor struck 8.5 hours afterseismic O.T.
Damage reached US$ 700,000.
Wave height reached 1.7 m (pk-to-pk) on local tide gauge
Damage resulting from (i) beamingof some tsunami energy towardsNorthern California; (ii) non-linearamplification by bay and harbor.
Tidal gauge record
Damage to docks in harborDi
Docks H, G, Fseverely damaged
[Uslu, 2007]
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152 15
0
SUBSEQUENT TSUNAMIS (ctd.)
5. Solomon Is., 01 April 2007 [ The Miracle ? ]
M0 = 1. 6 1028 dyn*cm
Preliminary Results:[H. Fritz, pers. comm., April 2007]
Local Tsunami, resulting in significant damage on several islands
More than 500 houses destroyed;
The community apparently had the r
(probably conditioned by the me
during a volcano-seismic swa
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SOLOMON ISLANDS -- 01 APRIL 2007
M0 = 1. 6 1028 dyn*cm
ImprovedMm = 8.57
On the high side (by a factor of2)
Mwp = 7. 88 (T.D.) and 7. 92 (F.D.)
Moment values slightly low (by a factor of2).
= 5. 35
1/3 = 46 seconds
REGULAR EARTHQUAKE; no SURPRISES!
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PERU -- 15 AUGUST 2007
M0 = 1. 11 1028 dyn*cm
ImprovedMm = 8.28 -- OK
Mwp = 7. 85 (T.D.) and 7. 89 (F.D.)
Moment values slightly low (by a factor of2).
= 5. 41
1/3 = 53 seconds
ANOTHER STRAIGHTFORWARD CASE!
(Unlike 1974 event trending towards SLOWNESS)
NOTES: Considerable damage due to the earthquake (520 deaths)
Moderate tsunami (only 3 deaths) Earthquake rupture penetrated Nazca Ridge
[Fritz et al., 2007]
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90
90
92
92
94
94
96
96
98
98
100
100
102
102
104
104
106
106
-6 -6
-4 -4
-2 -2
0 0
2 2
4 4
6 6
8 8
10 10
12 12
14 14
PDE 12-SEP to 28-SEP 2007CMT to 11-SEP-2007
I
II
III
AND THEN... THE SEPTEMBERThree large events in the Mentawai Gap!
[but tame, by Sumatra standards] I 12 SEP,II 12 SEP,
III 13 SEP,
These events are cle
expected repeat of the 1
Moment of I much to
II. is apparently an
deeper limit of the fau III is negligible in ter
Loss of life relatively
Tsunami moderate (ne r fi
[J. Borrero,pers. comm., 2007]
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BENGKULU -- 12 SEP 2007
(I) --- 11:10 GMT
M0 = 5. 05 1028 dyn*cm
ImprovedMm = 8.77 - OK
Mwp = 8. 12 (T.D.) and 8. 07 (F.D.)
Moment deficient by a factor of3
= 5. 78
1/3 = 50 seconds
TREND TOWARD SLOWNESS
(II) -
Aftershock at b
M0 = 1. 5 1028
ImprovedMm =
Mwp = 7. 92 (T.D
Moment defic
= 5. 54
1/3 = 55 secon
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SUMATRA 12-SEP-2007 (before RUNUP)
-70
-60
-50
-40
-30
-20
-10
0
10
20
-7
-6
-5
-4
-3
-2
-1
1
2
-30 -20 -10 0 10 20 30 40 50 60 70 80 90 100 110 120
-30 -20 -10 0 10 20 30 40 50 60 70 80 90 100 110 120
0.05 0.10 0.20 0.30 0.40 0.50 1.00 2.00 3.00 5.00
AMPLITUDE (m)
REAL-TIME SIMULATION
Based on the moment obtained using Improved MmMm, atsunami simulation was performed in real-time, and theattached map of maximum expectable amplitude on the highseas forwarded to Dr. Chris.J. Hartnady (Umvoto, Cape
To wn).
It was received in South Africa at 16:18 GMT (18:18 localtime), 4.5 hours before the tsunami reached Port Elizabeth.
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BENGKULU (III) -- 13 SEP 2007 03:35 GMT
Event triggered to the North of Fault zone of (I)
M0 = 4. 36 1026 dyn*cm
ImprovedMm = 7.66
Moment too large by a factor of10 !!
Mwp = 7. 69 (T.D.) and 7. 42 (F.D.)
Moment too large by a factor of8 !!
= 4. 87
1/3 = 38 seconds
Mm VALUES BECOME VERY LARGE BEYOND 250 s
Yet, DURATION MEASURED BY1/3IS SHORT !!
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BENGKULU (III) -- 13 SEP 2007 03:35 GMT
Event triggered to the North of Fault zone of (I)
M0 = 4. 36 1026 dyn*cm
ImprovedMm = 7.66
Moment too large by a factor of10 !!
Mwp = 7. 69 (T.D.) and 7. 42 (F.D.)
Moment too large by a factor of8 !!
= 4. 87
1/3 = 38 seconds
Mm VALUES BECOME VERY LARGE BEYOND 250 s
Yet, DURATION MEASURED BY1/3IS SHORT !!
PROBABLE EXPLANATION:
Surface waves used in Mm are contaminated by
multiple passages (principallyR4) from pre vious,
much larger, event (II), only 3.7 hours earlier.
Mwp may also be contaminated by coda of (II)
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(66 recent events)
Improved Mm algorithm gives accurate values for mostev ents, including "Tsunami Earthquakes"
Sumatra 2004 remains somewhat underestimated
[ Expected, given duration of event comparable to
lowest usable frequency ]
SUMATRA -- 26 DEC 2004
JAVA -- 17 JUL 2006
HAWAII -- 15 OCT 2006
KURILES -- 15 NOV 2006
KURILES -- 13 JAN 2007
TAIWAN -- 26 DEC 2006
PERU -- 15 AUG 2007N.Z. -- 30 SEP 2007
MOLUCCAS -- 21 JAN 2007
SOLOMON Is. -- 01 APR 2007
BENGKULU I -- 12 SEP 2007
BENGKULU II -- 12 SEP 2007
BENGKULU III -- 13 SEP 2007
NO. CHILE -- 14 NOV 2007
SANTA CRUZ -- 02 SEP 2007
REPORT CARD : Mm (Improved)
A _
Only Bengkulu (III) event is grossly over-estimated, due to
contamination by previous event at lowermost frequencies.
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REPORT CARD : PARAMETER
A _ Correctly identifies SLOW "TSUNAMI EARTHQUAKES"
JAVA 2006 SUMATRA 2004
Identifies "SNAPPY" (Often Intraplate) EVENTS
KURILES 2007 TAIWAN 2006 HAWAII 2006
Has trouble distinguishing between Truly Slow and
DELAYED (Late) Events (KURILES 2006).
log10M0 (dyn*cm)
l
og10
EE
(erg)
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Time-domain Computation Fourier-doma
log10 M0 (dyn*cm) log10 M0
Mmp
Mmp
Mwp
Mwp
Integrate P wave ground motion (in far field) to obtain sei
[In practice, integrate ground velocity twice].
Problems:
Algorithm fails to recognize truly great earthquakes
Also, mis-handles slow or late ones
REPORT CARD :
SUMATRA 2004 NIAS 2005 BENGKULU
JAVA 2006
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Mwp Recent developments
Compilation ofMwp for a dataset of 64 recent events
shows a systematic correlation between slowness(expressed through ) and the residual of Mwp with respect
to published moment.
Residual
M
wp
Residual
M
wp
This indicates that the standard Mwp algorithm suffers
from the same inadaptation to exceptional events (slow
or gigantic) as other methodologies.
SUMATRA -- 26 DEC 2004
JAVA -- 17 JUL 2006KURILES -- 15 NOV 2006
= log10 [EE
/M0 ]
KURILES -- 13 JAN 2007
NIAS -- 28 MAR 2005
BENGKULU (I) -- 12 SEP 2007
TAIWAN -- 26 DEC 2006
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Mwp
More Problems:
Theory valid only in far-field.
Yet, applied undiscriminately in both near- and far-
fields.
Length of window / Frequency band never satisfacto-
rily resolved.
Influence of depth phases / triplications not sorted out.
Empirical patches for big events (change h ??)
unsatisfactory.
In time domain algorithm, instrument responsenot flat at long periods.
Theory based on geometrical optics. Large events
require frequencies (5 mHz) implying wav elengthscomparable to Earths mantle thickness.
Operational details of algorithm unresolved. Fixes
derived empirically for small, regular events unappli-
cable to large or anomalous ones.
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64 earthquakes
2004 Sumatra event recognized as very long "Tsunami Earthquakes" also identified
(1/3 = 167 s; 1/4 = 291 s)
(Java, 2006; Nicaragua, 1992)
By contrast, the 2006 Kuriles earthquake is notfound to exhibit slowness.
This confirms its character as weak and late, but
not slow.
SUMATRA 2004
JAVA 2006NICARAGUA 1992
KURILES 2006
REPORT CARD : 1/31/3B
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REPORT CARD : 1/31/3 (ctd.)
HOWEVER,
The method fails to convincingly identify
all tsunami earthquakes:
It misses
JAVA 1994CHIMBOTE, Peru 1996
ACCORDINGLY, it only earns a Bbut pending more research
with INCOMPLETE
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1/31/3 : EXTRA CREDIT ? Use 1/3 vs.EE
Idea: 1/3 expected to grow likeM1/30
Estimated Energy expected to grow likeM0
Hence 1/3 / (EE
)1/3
should be constant
DefineDuration Test
DT= log10 1/3 1
3log10E
E + 6. 43
Note: Constant 6.43 predictable theoretically from scaling laws
DT > 0.35correctly predicts ALL Slow Earthquakes
... but also includes one regular event (Costa-Rica, 1991)
log10M0 (dyn*cm)
D
T
NICARAGUA 1992
JAVA 1994
CHIMBOTE, Peru 1996
SUMATRA 2004
JAVA 2006
TIBET 2001
[ COSTA-RICA 1991 ]
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WMmWMm :
A "QUICK-and-DIRTY" MAGNITUDE
to QUANTIFYING the WW P
Emile A. OKAL
Department of Earth & Planetary SciNorthwestern University
Evanston, IL 60208
Western Pacific Meeting, American Geophysic
Cairns, Wednesday, 30 July 2008
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WWPhase: The Origin
[Kanamori, 1993]
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What IS the WW Phas
A combination of multiply-reflected bod
pling the upper mantle at very low fre
5 mHz) and arriving between P andRayleig
It can also be regarded as a superpositio
overtones, i.e., of spheroidal modes of thequencies, with high group velocities (5. 5
8/9/2019 SEISMIC Characterization of Giant or Anomalous Sub Duct Ion Earth Qua Les
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0Sl 1Sl 2Sl 3Sl 4Sl 5Sl
WW PHASE as COMBINATION of SPHEROID
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EARLY INVESTIGATIONS (19939
Attempt to retrieve long-period behavior ofM
Wphase under the magnitude concept
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RECENT DEVELOPMENTS
In the wake of the 2004 Sumatra event, Lockwood and
Kanamori [2006] showed that the W phase was promi-
nently recorded world-wide and that its spectral amplitude
could be quantified.
Rivera and Kanamori [2007, 2008] later showed that Wphase signals could be inverted to obtained the ultra-long
period focal mechanism of the event.
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WMm: A NEW LOOK
In this framework, we re-open the question of the rapidrapid
quantification of the W phase, in the spirit of a magnitude
measurement:
"quick-and-dirty";
paying no attention to details such as focal mechanism
and exact depth;
but reconstructing reliably the behavior of the seismic
moment at ultra-long periods.
Based on our experience with the mantle magnitude Mm,
we seek to make a mesaurement, from the spectral ampli-
tude of the W phase, of the seismic moment M0 through a
Wmagnitude:
WMm = log10M0 20.
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DESIGNING WMm
We recall the formula for the standard mantle magnitude Mm
Mm = log10X() + CD + CS + C0
for Rayleigh waves, where X is the spectral amplitude at angluar fre-quency , CD a distance correction, Cs a source correction dependingonly on , and C0 a locking constant, justifiable theoretically.
This formula is generally applicable to all waves expressing the super-position of normal modes of the Earth along a single continuousbranch, and as such was succesfully applied to Love waves, 1stRayleigh overtones, and even tsunamis [Okal and Titov, 2007].
The challenge regarding the W phase comes from its nature as asuperposition ofseveral overtone branches featuring widely differ-ent excitation functions as well as attenuation coefficients.
In particular, the latter preclude the easy definition of auniversal distance correction CD.
200
250
333
500
1000
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DESIGNING WMm (II)
Rather, we proceed by building a large database of synthetic W phases
for many focal mechanisms (6480 geometries varying three angles) and
epicentral distances (from 20 to 130 degrees).
Each synthetic is then Fourier-transformed, and the resulting 1321920spectral amplitudes X at 17 frequencies between 1 and 5 mHz kept
into a database.
For each of the 204 combinations of distance and angular frequency
, the 6480 spectral amplitudes are geometrically averaged [over focal
geometry] to obtain an ad hoc but theoretically derived correction:
C(, ) = 1
6480 focalgeometries
(, , )
log10X(,; , , )
Correction C(, )
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The correction C(, ) may seem largely ad hoc,
but it is a modern relative of Gutenberg andRichters body-wave correction Q(; h), which is
still in use for the calculation ofmb.
At least, our correction is justified theoretically....
h [Richter, 1958]
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WMm: EXAMPLE OF COMPUTATION
BENGKULU, Sumatra, 12 SEP 2007
M0 (CMT) = 5. 05 1028 dyn*cm
Station: HNR (Honiara, Solomon Is.), = 58
P S
W
Rayl.
Instrument Deconvolved (1 f 20 mHz)
U= 9 km/s + 15 minutes
Deconvolve
Instrument
Window
Record
F.F.T.
Then, at each
Frequency:
Read C(
;)
Apply : WMm = log10X() + C + 7. 0
Av erage Residual: r = 0. 09r = 0. 09 log. units
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EXAMPLE: BENGKULU 2007 (ctd.) Results on 26 S
Residuals r= WMm
Our results suggest the elimination of the longest period (
and of stations at distances < 40.
The average moment from WMm then becomes M0 = 6. 35
compared to apublished CMTofM0 = 5. 05 1028 dyn*cm
The resulting residuals have an average r = 0. 10 0. 27r = 0. 10 0. 27 lo
Published CMT
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ANALYZING and REMOVING the OU
04361 Sumatra: Undersampled, even at 800 s.
91112 Costa Rica: Too few stations, all in same
azimuth (early days of IRIS).
07256Bengkulu III: Follows previous, larger event;
Contaminated by multipleR from latter.
06360 Taiwan: Double event, followed 8 minutes later
by second shock, leading to contamination.
07353 Aleutian: ???
After remova
Av erage residual: r
Best Regression: WMm
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APPLICATION to CHALLENGING CASES
Tsunami EarthquakesTsunami Earthquakes
94153 Java
96052 Chimbote, Peru
06198 Java
ALL MOMENTS CORRECTLY
ASSESSED USING WMmWMm
92246 Nicaragua
Overestimated; Too few Stations (early days of IRIS)
Difficult ("Late") Earthquakes
01174 Peru
06319 Kuriles
ALL MOMENTS CORRECTLY
ASSESSED USING WMmWMm
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WMmWMm NOT AFFECTED by SLOWNESS
Residual r = WMm (log10M0 20)
plotted as a function of the
slowness parameter = log10(EE/M0).
Correlation Coefficient: 52%
without Sumatra 2004 : 47%
= log10(EE
/M0)
r
=
WMm
(log10
M0
20)
without outliers: 48%
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CONCLUSIONS
The mantle magnitude formalism can be successfully
applied to the W phase, using a single distance/frequency
correction, which remains fully justifiable theoretically.
Distances less than 40 and periods longer than 800 s are
better avoided.
An adequate number of stations (> 10), well distributed in
azimuth, is necessary.
On the average, WMm slightly overestimates published
CMT moments, raising the question of the possible exis-
tence of ultra-low-frequency components to the source of
very large earthquakes.
Most importantly, WMm faithfully assesses tsunami
earthquakes and other challenging events.
REPORT CARD : WMmWMm B +