4
-{€ee+€$tatior9+ qrrfu qfrTfr *{ Rftw qH SECURITIES AND EXCHANGE BOARD OF INDIA (ft*cT{m ft reqr,t) ffi5qq, 1995 (DEPOSITORtES AND PARTIC|PANTS) REGULATTONS, 1996 oo iq sE reqr,t * w d {ftr*+.{ur IFIIoFFT CERTIFICATE OF REGISTRATION AS PARNCIPANT i. T:. qFiiq cfoifr iii{ Rftqq *c qftP{qq, 1992 (1992 6r i5) A iift{ firA {n RFrqd ,3*{ fr*cprR qftfrcq,1996 (i996 a1 22) + mq rir - :.{frific d qm 12 +1 w-qnr (1*) eRr !-{i {M m cd{ s{+ gs I. I;r erercise ofthe powers conferred by sub-section (1A) ofsection 12 ofthe Securities and Exchange Board oflndia \;t. l99l 1 15 of 1992), read with the regulations made thereunder and with the Depositories Act. 1996 (22 of 1996). the Board hereby grants a cefiiflcate ofregistration to SAMCO SECURITIES LTD 66/1, HANSA Vrr.r-A, OEP iOUTH INDIAN GYMKHANA BHAUDAJTCROSS LANE, MATUNGA (CR) MUMBAT - 400019. DUPLICATE FnqrIP qitiiiqq eik c+* qri-{ ffirn iT} Efrqti i frfcH€ rriif * 3rq*c rdqFfr * rv t rftrff+tq rqprrr:r wfdRr q-EF :: : :r::i--rpani subject to the conditions specified in the Act. the Depositories Acr and rhe regulations made ::t::;--ir,ier ii =',- + ffiepr ricql i : l, R::..:ririon \urnber for participant is lN-DP€DS1443.2008 IIr, r. T Tff-Sa r F,qr ar!, lffi{fl Fqlqqe lll I n{c,, rcnewed, the €enifieare ef Regi tration is vd i*from, _*fut+ 1il. This Certificate of Registration shall be vatid for permanent, unless suspended by the Board or cancelled, 3iltel aRr qntu qfrTfr ft Afrr< +€ {qFl Place; IH/l/umbai fuii* Date: FEBRUARY 9, + tuc +t sffi1*{ t By order For and on behalf of Securities and Exchange Board of lndia 2015 D#H*ll+Fftq{Bx"oFsF"Ft[AY PERMANENT REGISTMTION

SEBI Exchange Certificate - Samco

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-{€ee+€$tatior9+

qrrfu qfrTfr *{ Rftw qHSECURITIES AND EXCHANGE BOARD OF INDIA

(ft*cT{m ft reqr,t) ffi5qq, 1995(DEPOSITORtES AND PARTIC|PANTS) REGULATTONS, 1996

oo iq sE reqr,t * w d {ftr*+.{ur IFIIoFFTCERTIFICATE OF REGISTRATION AS PARNCIPANT

i. T:. qFiiq cfoifr iii{ Rftqq *c qftP{qq, 1992 (1992 6r i5) A iift{ firA {n RFrqd ,3*{ fr*cprR qftfrcq,1996 (i996 a1 22) + mqrir - :.{frific d qm 12 +1 w-qnr (1*) eRr !-{i {M m cd{ s{+ gs

I. I;r erercise ofthe powers conferred by sub-section (1A) ofsection 12 ofthe Securities and Exchange Board oflndia\;t. l99l 1 15 of 1992), read with the regulations made thereunder and with the Depositories Act. 1996 (22 of 1996).the Board hereby grants a cefiiflcate ofregistration to

SAMCO SECURITIES LTD66/1, HANSA Vrr.r-A, OEP iOUTH INDIAN GYMKHANABHAUDAJTCROSS LANE, MATUNGA (CR)MUMBAT - 400019.

DUPLICATE

FnqrIP qitiiiqq eik c+* qri-{ ffirn iT} Efrqti i frfcH€ rriif * 3rq*c rdqFfr * rv t rftrff+tq rqprrr:r wfdRr q-EF

:: : :r::i--rpani subject to the conditions specified in the Act. the Depositories Acr and rhe regulations made::t::;--ir,ier

ii =',- + ffiepr ricql i :

l, R::..:ririon \urnber for participant is

lN-DP€DS1443.2008

IIr, r. T Tff-Sa r F,qr ar!, lffi{fl Fqlqqe

lll I n{c,, rcnewed, the €enifieare ef Regi tration is vd i*from,

_*fut+

1il. This Certificate of Registration shall be vatid for permanent, unlesssuspended by the Board or cancelled,

3iltel aRr

qntu qfrTfr ft Afrr< +€

{qFl Place; IH/l/umbai

fuii* Date:

FEBRUARY 9,

+ tuc +t sffi1*{ tBy order

For and on behalf of

Securities and Exchange Board of lndia

E

6

g.

2015 D#H*ll+Fftq{Bx"oFsF"Ft[AY

PERMANENT REGISTMTION

!r6rt qFORM D

qrrfu qRTfr dk ARqq +ESECURITIES AND EXCHANGE BOARD OF INDIA

(rar* wro *r w-<tno) ftftqq, 1992(sTocK BROKERS AND SUB-BROKERS) REGULATTONS, 1992

OOO0O aE (Rircq 6 r ioq / Regutarions 6 and.loB)

{Fr*+M rFrrurli{CERTIFICATE OF REGTSTRATION

.it= qr,im 66 :fir Eftqq aE oTfirFqq,lgg2 *3Tfi-{ q-rT&,rt fut'i sfu ftft?I.ii }mq qbr w qFjft-qq +1,sn 12 fr

=v-enr (1) ERr rr<-fl srff{it 6r cqh arfr gc

ln exercise of the powers conlerred by sub-section (1) of section 12 of the Securities and Exchange Board of lndiaAct,1992, read with the rules and regulations made thereunder,.the Board hereby grants a certificate of registration to

SANiCO SECURITIES LIMITEDrRADE i{AME : SAIIICO SECURITIES LIMITED

6611, HANSA VILLA,BHAUDAJI CROSS LANE,OPP. SOUTH IND|AN GYtrKHAIIIA,mATUNGA {cR},IrtuMBAl 400019

qir cfolfuir .i 4q. k*q qr dlar I erqni h scrfiw aett frc-en * frq]o.lTq e6?i ] ftq ,*r Efr 3rq hsT6-drq n d-.6 \,ffiii$(qw+jTl) 1 +msitrr ftrn (Frrrql) ErI rgsrn ei ort &ftc, ql'd cRT, vqq-{Frir c{, s{fi ftq Effiq qrfr 6 sr,rrln,do euro / cicfu"o qrcrtao tr{s / q{rrirs6 n-Erq frnq q f*fr6rq c{ilurc-d qil{dpr s-{;q 6-1dr t t

asaSTOCK BROKER

stock broker / proprietary trading member / clearing member lor carrying on the activities of buying, selling or dealing insecurities / clearing and settlement of trades and for carrying on such otheiactivities as are permittloiy stocti exchange]s)/clearing corporation(s), subject to the conditions specified therefor, fiom time to time, byihe Boaro.

:{-sfu{ ffi+llT {qr Fqr$r t / Begistration number a otted is as under:N200000?535

a? c.rruFFr a-e a-+ frfelqrq rtn s-q il6 qe frft-{fr *w5mr ftrtfur qr rq r€i * qror t

This certificate shall be valid till it is suspended or cancelled in accordance with the Regulations.

qTafl aRI / By ordert{rcftc nfrTR *{ RP{qri *{ * rc *{ +r stu n

For and on behatf of Securities and Exchange Board of lndia

HL.'-t" =h "-tU.oJeesH rs a'AN dvopr#{f ev

qtf.6'.di Authorised Signatory

qrfu qRTR qh hf{q{ *iSECURITIES AND EXCHANGE BOARD OF INDIA

{Rfrqn (Rin) rerrqnl frfrrr, zoto(TNVESTMENT ADVISERS) REGULATTONS, 2013

OOOOO 50 (At{cq e)(Begulation 9)

Eftern (Rtqt) fidr*rt * w il {frrfi*-{ur iil qlrqq{CERTIFICATE OF REGISTRATION AS INVESTMENT ADVISER

u nri, qnftq qffiffr dr frfrqq d€,3rfifiqq, tggz (19924r is) I orrft{ fir+.r+ EFq,ii d qrq qbd es :rf{Rqq * qm rz #sc-rrrr (1) er{ .nt f,{a erkiil 6r y*.r 6d gc,

I) In exercise of the powers conferred by sub section (1) of Section 12 of the Securities and Exchalge Board of India Act,1992 (15 ot 1992\ read with the regulations made thereunder, the Board hereby grants a certificate of registration to

ASPIRE WEALTH AND INVESTMENT ADVISERS PRIVATE LTD66/1, HANSAVILLA,BHAUDAJICROSS ROAD,OPP. SOUTH INDIAN GYMKHANA,MATUNGA,MUMBAT-400 019.

6i 3ftrtrqq q sir r[* 3{rin mrA ,rn fqffii fr f+fcffz $ff * 3Tqdi{.

itEEqn (frier) s-drr6ndFqfrqqlurr q'dqEFT trff{ qiirT

as an Investment Adviser, subject to the conditions specified in the Act and in'the regulations madelhereunder.

) fufrqrr (ftir) rrre+r fr ffi+lq drerII) The Registration Number of the Investment Adviser is tNA000000649

(Valia from 2611212013 to 25112120181

Securities and Exchange Board of lndia

wPr^ Barnali.Mu kherjee

Clef{d Ekllfrfsil Authorised Sig natory

Tqfi Place :

arftg Date ;

Mumbai

December 26, 2013

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