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7/30/2019 SEA Change webinar "Monitoring and Evaluation of Climate Change Adaptation Interventions: What can we learn from existing CCA M&E Frameworks and Principles?" - presen
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With financial support provided by theRockefeller Foundation and technical and
logistical support from Pact.
7/30/2019 SEA Change webinar "Monitoring and Evaluation of Climate Change Adaptation Interventions: What can we learn from existing CCA M&E Frameworks and Principles?" - presen
2/34
http://www.seachangecop.org
11th
SEA Change webinar 1st
webinar in the 2013 series!
Monitoring and Evaluation of Climate Change Adaptation:
What can we learn from existing
CCA M&E Frameworks / Principles?
BY DENNIS BOURS, TEAM LEADEROFTHE SEA CHANGE COMMUNITYOF PRACTICE,
15TH
OF FEBRUARY 2013 - 16:00 BANGKOK/JAKARTATIME (ICT / UTC+7), 09:00 LONDON (UTC)
http://www.seachangecop.org/http://www.seachangecop.org/7/30/2019 SEA Change webinar "Monitoring and Evaluation of Climate Change Adaptation Interventions: What can we learn from existing CCA M&E Frameworks and Principles?" - presen
3/34
http://www.seachangecop.org
11th
SEA Change webinar 1st
webinar in the 2013 series!
Monitoring and Evaluation of Climate Change Adaptation:
What can we learn from existing CCA M&E Frameworks / Principles?
BY DENNIS BOURS, TEAM LEADEROFTHE SEA CHANGE COMMUNITYOF PRACTICE,
15TH
OF FEBRUARY 2013 - 16:00 BANGKOK/JAKARTATIME (ICT / UTC+7), 09:00 LONDON (UTC)
http://www.seachangecop.org/node/1480
http://www.seachangecop.org/http://www.seachangecop.org/node/1480http://www.seachangecop.org/node/1480http://www.seachangecop.org/node/1480http://www.seachangecop.org/7/30/2019 SEA Change webinar "Monitoring and Evaluation of Climate Change Adaptation Interventions: What can we learn from existing CCA M&E Frameworks and Principles?" - presen
4/34
http://www.seachangecop.org
11th
SEA Change webinar 1st
webinar in the 2013 series!
Monitoring and Evaluation of Climate Change Adaptation:
What can we learn from existing CCA M&E Frameworks / Principles?
BY DENNIS BOURS, TEAM LEADEROFTHE SEA CHANGE COMMUNITYOF PRACTICE,
15TH
OF FEBRUARY 2013 - 16:00 BANGKOK/JAKARTATIME (ICT / UTC+7), 09:00 LONDON (UTC)
Dennis Bours
Team Leader SEA Change CoP
http://www.seachangecop.org/http://www.seachangecop.org/7/30/2019 SEA Change webinar "Monitoring and Evaluation of Climate Change Adaptation Interventions: What can we learn from existing CCA M&E Frameworks and Principles?" - presen
5/34
http://www.seachangecop.org
11th
SEA Change webinar 1st
webinar in the 2013 series!
Monitoring and Evaluation of Climate Change Adaptation:
What can we learn from existing CCA M&E Frameworks / Principles?
BY DENNIS BOURS, TEAM LEADEROFTHE SEA CHANGE COMMUNITYOF PRACTICE,
15TH
OF FEBRUARY 2013 - 16:00 BANGKOK/JAKARTATIME (ICT / UTC+7), 09:00 LONDON (UTC)
Paul Bacon
M&E Expert SEA Change CoP
http://www.seachangecop.org/http://www.seachangecop.org/7/30/2019 SEA Change webinar "Monitoring and Evaluation of Climate Change Adaptation Interventions: What can we learn from existing CCA M&E Frameworks and Principles?" - presen
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http://www.seachangecop.org
11th
SEA Change webinar 1st
webinar in the 2013 series!
Monitoring and Evaluation of Climate Change Adaptation:
What can we learn from existing CCA M&E Frameworks / Principles?
BY DENNIS BOURS, TEAM LEADEROFTHE SEA CHANGE COMMUNITYOF PRACTICE,
15TH
OF FEBRUARY 2013 - 16:00 BANGKOK/JAKARTATIME (ICT / UTC+7), 09:00 LONDON (UTC)
Logistics of this webinar session
40 to 45 minutes of presentation
20 to 30 minutes of Q&A session
http://www.seachangecop.org/node/1480
http://www.seachangecop.org/http://www.seachangecop.org/node/1480http://www.seachangecop.org/node/1480http://www.seachangecop.org/7/30/2019 SEA Change webinar "Monitoring and Evaluation of Climate Change Adaptation Interventions: What can we learn from existing CCA M&E Frameworks and Principles?" - presen
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http://www.seachangecop.org
* Webinar facilities will unmute microphones for
attendees who have raised their hand and would like to
ask their question verbally.
During the Q&A, please click on the
Raise Hand icon
or simply type the question(s) in the
Question window
The Q&A session
http://www.seachangecop.org/http://www.seachangecop.org/7/30/2019 SEA Change webinar "Monitoring and Evaluation of Climate Change Adaptation Interventions: What can we learn from existing CCA M&E Frameworks and Principles?" - presen
8/34
http://www.seachangecop.org
11
th
SEA Change webinar 1
st
webinar in the 2013 series!
Monitoring and Evaluation of Climate Change Adaptation:
What can we learn from existing
CCA M&E Frameworks / Principles?
BY DENNIS BOURS, TEAM LEADEROFTHE SEA CHANGE COMMUNITYOF PRACTICE,
15TH
OF FEBRUARY 2013 - 16:00 BANGKOK/JAKARTATIME (ICT / UTC+7), 09:00 LONDON (UTC)
http://www.seachangecop.org/http://www.seachangecop.org/7/30/2019 SEA Change webinar "Monitoring and Evaluation of Climate Change Adaptation Interventions: What can we learn from existing CCA M&E Frameworks and Principles?" - presen
9/34
http://www.seachangecop.org
UNDP Proposed Framework for Monitoring Adaptation to
Climate Change (UNDP, 2007-2008)
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http://www.seachangecop.org/node/140
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UNDP Proposed Framework for Monitoring Adaptation to
Climate Change (UNDP, 2007-2008)
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Advantages Disadvantages
Well established framework, used by
UNDP since 2007 (but still unpublished)
Good consideration of particular CCAI
contexts, situations and policy/program
levels
Follows LFA, including MDG goals Indicators provided good specific
examples that can be readily applied
Framework doesnt follow a clear step-by-
step approach (i.e. where the user would
start and finish etc)
Not much mention of possible timeframes
for applying the evaluation framework
Specific Applicability
Focusing on National Adaptation Programmes of Action (NAPAs) under Special Climate
Change Fund (SCCF) and resilience under the Least Developed Countries Fund (LDCF); Could apply to broad, well established development multi/bi-lateral programs in various
sectors that need to consider some candidate indicators for CCAI (although of course
these should be carefully considered and not just cosmetically bolted on)
1
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IDS Sussex GEF DFID: Evaluation of Adaptation to Climate Change from
a Development Perspective (IDS Sussex, GEF-EO, DFID, 2008)
http://www.seachangecop.org/node/128
http://www.seachangecop.org/node/129
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IDS Sussex GEF DFID: Evaluation of Adaptation to Climate Change from
a Development Perspective (IDS Sussex, GEF-EO, DFID, 2008)
http://www.seachangecop.org/node/128
http://www.seachangecop.org/node/129
Advantages Disadvantages
Good explanation of adaptation theory
(including maladaptation) and synthesis
of other frameworks
Guides users through a full consideration
process of important aspects of CCAI
Useful pyramid diagram of internationalto household levels with accompanying
candidate indicators for these levels
Actual framework only drops out at the
end of the document, and is not really
clear on the steps to be followed by the
user
Indicators are given for all intervention
levels, but their number is quite limited
Specific Applicability
The descriptions for community and household levels could be useful for application atthese levels (as these are not seemingly included to such detail in some of the other
frameworks)
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Synthesis report on efforts undertaken to monitor and evaluate the
implementation of adaptation projects, policies and programmes and
the costs and effectiveness of completed projects, policies and
programmes, and views on lessons learned, good practices, gaps andneeds (UNFCCC, 2010)
3
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3 Synthesis report on efforts undertaken to monitor and evaluate theimplementation of adaptation projects, policies and programmes and
the costs and effectiveness of completed projects, policies and
programmes, and views on lessons learned, good practices, gaps andneeds (UNFCCC, 2010)
Advantages Disadvantages
Gives guidance on how to develop and
use adaptation indicators
Recognizes different policy/programlevels
Links to the work of the GEF and UKCIP
on M&E and the UNDP on VRA
Not a distinct framework and no step-by-
step approach towards implementation
Very limited number of high-levelprocess-indicators given
Lessons learned and good practice page
comes to some conclusions that leave
room for misinterpretation, and no real
new lessons learned are introduced
Specific Applicability
Good to scan through, but ideas and guidance presented can be very broadly applied.
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http://www.seachangecop.org/node/105
Tracking progress for effective action: A framework for monitoring
and evaluating adaptation to climate change(GEF Climate-Eval, 2011)4
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http://www.seachangecop.org
http://www.seachangecop.org/node/105
Tracking progress for effective action: A framework for monitoring
and evaluating adaptation to climate change(GEF Climate-Eval, 2011)
Advantages Disadvantages
Strong background document with good
synthesis and consideration of previous
frameworks (including UNDP, UNFCCC,
IDS Sussex)
A good overview of most of the
indicators presented in previous reports Presents a number of guiding questions
to develop a foundation for a CCAI M&E
framework
Useful set of nine national climate
change adaptation frameworks / NAPAs
Not a distinct framework/methodology
with steps as such
Specific Applicability
An essential pre-requisite read before starting to develop your own CCAI framework
4
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http://www.seachangecop.org
Learning to ADAPT: monitoring and evaluation approaches in CCA
and DRR challenges, gaps and ways forward(SCR, 2011)
http://www.seachangecop.org/node/103
http://www.seachangecop.org/node/520
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http://www.seachangecop.org
Learning to ADAPT: monitoring and evaluation approaches in CCA
and DRR challenges, gaps and ways forward(SCR, 2011)
http://www.seachangecop.org/node/103
http://www.seachangecop.org/node/520
Advantages Disadvantages
A lot of conceptual thinking drawn out by
following the framework
Interesting recap of current approaches,
split by M&E methodology
Interesting approach with the ADAPT
principles for generating CCAI indicatorsand developing a CCAI M&E framework
Possibly hard to implement maybe too
broad and time consuming in practice
At times more conceptual than practical
Indicators need to be ADAPT, but no
actual ADAPT candidate indicators are
presented
Specific Applicability
Could apply parts of the framework to broad, well established development multi/bi-lateral programs in various sectors that need to consider some candidate indicators for
CCAI (similar to the UNDP framework)
5
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http://www.seachangecop.org/node/118
IIED Climate Change working paper 1: Tracking adaptation
and measuring development(IIED, 2011)6
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http://www.seachangecop.org
http://www.seachangecop.org/node/118
IIED Climate Change working paper 1: Tracking adaptation
and measuring development(IIED, 2011)6
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http://www.seachangecop.org
http://www.seachangecop.org/node/118
IIED Climate Change working paper 1: Tracking adaptation
and measuring development(IIED, 2011)
Advantages Disadvantages
Very readable and clear document, easy
for the reader to get a quick grasp of the
essentials of the framework
Should be relatively easy to apply in
various contexts
Report split into clear background /framingpart and evaluation framework
section
Doesnt cover all aspects of CCAI, reader
would need a good understanding of this
before using the framework
Not much on M&E Learning
No indicators presented, and limited
guidance on the development ofindicators
No step-by-step approach for
implementation of the framework
Specific Applicability
Preferably programmes that either are at a local or sub-national level, but part of anational strategy. Or programmes that are focusing on a higher level (policy development),
and incorporate the concept of developing activities on lower levels as part of the policy
being developed
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http://www.seachangecop.org/node/107
Making adaptation count: Concepts and options for monitoring
and evaluation of climate change adaptation (GIZ, WRI, 2011)7
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http://www.seachangecop.org/node/107
Making adaptation count: Concepts and options for monitoring
and evaluation of climate change adaptation (GIZ, WRI, 2011)7
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http://www.seachangecop.org
http://www.seachangecop.org/node/107
Making adaptation count: Concepts and options for monitoring
and evaluation of climate change adaptation (GIZ, WRI, 2011)
Advantages Disadvantages
Very good attempt at providing a
practical framework after some useful
discussion of M&E for CCAI
Clear, step by step methodology
including Theory of Change component
and good explanations for choosingindicators and establishing baselines
Focused on M&E learning
Mention of integration with existing
indicators and M&E system components
You need a good M&E understanding to
appreciate the document to the full
(not necessarily a disadvantage)
Maybe insufficient discussion on
consideration of M&E levels (i.e. global,
national, sub-national, local, community,household level)
Specific Applicability
Should be able to be applied to various contexts by experienced M&E practitioners
7
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http://www.seachangecop.org
http://www.seachangecop.org/node/116
http://www.seachangecop.org/node/519
AdaptME Toolkit for monitoring and evaluation of adaptation
activities (UKCIP, 2011)8
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http://www.seachangecop.org/node/519
AdaptME Toolkit for monitoring and evaluation of adaptation
activities (UKCIP, 2011)8
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http://www.seachangecop.org/node/116
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AdaptME Toolkit for monitoring and evaluation of adaptation
activities (UKCIP, 2011)8
Advantages Disadvantages
10 clear steps following LFA, that should
be easy to trial
LFA example presented and discussed
Differences presented between building
adaptive capacity anddelivering
adaptation action Links to reference documents per topic
Good integration of M&E learning into
the framework
Little explanation or consideration of
CCAI background in the framework
Generic, and not really clear how long
would take to complete the 10 steps for
a CCA situation in reality
Specific Applicability
A useful step by step approach, following the LFA, to apply once the overall CCAI contexthas been analysed, documented and understood. Its probably the model that is a true
ready to go tool
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http://www.seachangecop.org
- A moment to reflect -
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Most of these CCAI M&E frameworks / approaches discussed are virtually untested inthe field / for particular sectors, and if they have been used results have often not been
shared
It is difficult to really compare them as they apply to different size CCA scenarios and
though most are multi-level, they apply best to certain program/policy levels They are generally complex and introduce several monitoring & evaluation concepts in
the same framework package
There is little mention of likely implementation timeframes when attempting to apply
them
There is generally not much how to in the frameworks (i.e. the particular steps to
readily apply the framework to the CCAI)
A few mention M&E learning, which is positive, but again this is untested and CCAI bring
particular M&E learning challenges.
Summarizing
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Key issues involved in evaluating CCAI
1. Different definitions of adaptation
- What is adaptation?
- Decision-process vs. Actions vs. Outcome
- Process oriented adaptation vs. Result oriented adaptation
- Action linked to outcome vs. Action linked to social learning- And what is successful adaptation?
2. Adaptation and adaptive capacity
- Does adaptation lead to increased adaptive capacity?
- Does increased adaptive capacity lead to increased ability to adapt?
- Determinants are diverse and gathering information on these,
measuring change, can be extremely challenging.
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http://www.seachangecop.org
Key issues involved in evaluating CCAI
3. Types of adaptation
- Changing natural resource management / agricultural practices
- Building institutions; creating new and strengthening existing
- Launch planning processes
- Raising awareness
- Promoting technology change
- Establishing monitoring / early warning systems
- Empowering people / income generating opportunities for adaptation
- Promoting policy change; establishing new and adjusting existing
- Improving infrastructure (roads, seawalls, water and irrigationsystems)
- Providing social protection
- Assisted climate migration
- Climate-smart disaster management
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Key issues involved in evaluating CCAI
4. Successful adaptation
- Effectiveness: achieving objectives
- Flexibility: How far can we adapt?
- Equity: Inequality dimensions to adaptation
- Efficiency: Cost-effectiveness- Legitimacy: Acceptance by all stakeholders
- Sustainability: The wider implications of adaptation, beyond the project
5. Dealing with maladaptation
- What are the risks of vulnerability not reducing, but increasing?
- Processes are not linear and stagnation or reversal might be possible in
the rout to long-term success
- Do short-term successes guarantee long-term successes?
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Key issues involved in evaluating CCAI
6. The nature of adaptation
- Long timescales associated with climate change
- The moving baseline presented by climate
- The mix of hazards and opportunities
- Multi-sectoral nature of adaptation, involvement of different partnersat different scales
7. Attribution Decoupling climate change risks from other drivers and
stressors is very difficult. And at times perhaps impossible.
8. Calibration Trying to assess the impact of an adaptation intervention
against the backdrop of changing hazard profiles.
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http://www.seachangecop.org
SEA Change is a Community of Practice that develops a culture of
high quality and rigorous M&E frameworks, approaches and
methodologies for climate change interventions and practices in
Asia, and beyond.
http://www.seachangecop.org/http://www.seachangecop.org/