Sanford C. Bernstein Limited and Sanford C. Bernstein ......Each communication listed below from our Sales and Trading team has been determined to constitute an investment recommendation

Sanford C. Bernstein Limited and Sanford C. Bernstein Ireland LimitedSales & Trading Investment Recommendations

19 Sep, 2019Each communication listed below from our Sales and Trading team has been determined to constitute an investment recommendation

for the purposes of the EU Market Abuse Regulation. Please see text at the bottom of this document for important disclosures.

Ashley WatsonDate Ticker Name Side Target Price Time

10/10/2018 7:23 ASR.NZ AUSTRALIAN RESOURCES FUND Outperform N/A 1d7/31/2018 7:43 CNA.LN CENTRICA PLC Underperform N/A 1d10/8/2018 7:31 LRE.LN LANCASHIRE HOLDINGS LTD Underperform N/A 1d7/26/2018 7:53 RDSA.LN ROYAL DUTCH SHELL PLC-A S Outperform N/A 1d9/28/2018 7:38 RSA.LN RSA INSURANCE GROUP PLC Underperform N/A 1d




Daniel GoodlandDate Ticker Name Side Target Price Time

7/26/2018 7:41 AC.FP ACCOR SA Neutral N/A 1d10/24/2018 7:51 AI.FP AIR LIQUIDE SA Outperform N/A 1d7/26/2018 7:41 AZN.LN ASTRAZENECA PLC Outperform N/A 1d7/26/2018 7:41 DGE.LN DIAGEO PLC Outperform N/A 1d7/26/2018 7:41 KPN.NA KONINKLIJKE KPN NV Outperform N/A 1d7/26/2018 7:41 LRE.LN LANCASHIRE HOLDINGS LTD Neutral N/A 1d4/24/2018 7:24 SPM.IM SAIPEM SPA Underperform N/A 1d10/24/2018 7:51 SPM.IM SAIPEM SPA Outperform N/A 1d4/24/2018 7:24 STJ.LN ST JAMES'S PLACE PLC Outperform N/A 1d7/26/2018 7:41 STL.LI EQUINOR ASA Underperform N/A 1d4/16/2018 6:49 WTB.LN WHITBREAD PLC Outperform N/A 1d




Harry HeneageDate Ticker Name Side Target Price Time

5/10/2018 11:54 ABI.BB ANHEUSER-BUSCH INBEV SA/N Buy N/A 1d10/24/2018 2:47 ABI.BB ANHEUSER-BUSCH INBEV SA/N Buy N/A 1d10/25/2018 6:55 ABI.BB ANHEUSER-BUSCH INBEV SA/N Negative N/A 1d5/24/2018 7:08 AD.NA KONINKLIJKE AHOLD DELHAIZ Buy N/A 1d10/30/2018 2:34 AF.FP AIR FRANCE-KLM Underperform N/A 1d9/5/2018 7:28 BAYN.GY BAYER AG-REG Underperform N/A 1d6/17/2019 10:32 BAYN.GY BAYER AG-REG Buy N/A 1d9/25/2018 10:25 BMW.GY BAYERISCHE MOTOREN WERKE Buy N/A 1d11/7/2018 6:54 BMW.GY BAYERISCHE MOTOREN WERKE Underperform N/A 1d4/12/2018 6:55 CA.FP CARREFOUR SA Outperform N/A 1d10/18/2018 10:16 CA.FP CARREFOUR SA Sell N/A 1d9/17/2018 7:56 CO.FP CASINO GUICHARD PERRACHON Outperform N/A 1d6/11/2018 11:34 DAI.GY DAIMLER AG-REGISTERED SHA Buy N/A 1d4/12/2018 6:51 DSM.NA KONINKLIJKE DSM NV Outperform N/A 1d6/27/2019 7:53 DSM.NA KONINKLIJKE DSM NV Short N/A 1d8/15/2019 11:30 EOAN.GY E.ON SE Buy N/A 1d10/24/2018 3:24 FR.FP VALEO SA Negative N/A 1d10/23/2018 2:24 FTI.FP TECHNIPFMC PLC Short N/A 1d10/30/2018 7:06 GEN.LI GENMAB A/S Outperform N/A 1d9/12/2018 6:47 GLPG.LI GALAPAGOS NV Outperform N/A 1d10/23/2018 2:24 GLPG.LI GALAPAGOS NV Sell N/A 1d10/23/2018 2:24 IBE.LI IBERDROLA SA Positive N/A 1d9/28/2018 6:43 LHN.FP LAFARGEHOLCIM LTD-REG Buy N/A 1d4/10/2018 7:54 MC.FP LVMH MOET HENNESSY LOUIS Buy N/A 1d10/23/2018 2:24 MONC.IM MONCLER SPA Negative N/A 1d5/17/2018 6:58 MRK.GY MERCK KGAA Buy N/A 1d10/24/2018 2:47 NAS.NO NORWEGIAN AIR SHUTTLE AS Negative N/A 1d8/27/2019 4:22 NAS.NO NORWEGIAN AIR SHUTTLE AS Short N/A 1d6/29/2018 7:07 NOVN.SE NOVARTIS AG-REG Underperform N/A 1d5/2/2018 7:16 OCDO.LN OCADO GROUP PLC Outperform N/A 1d4/25/2018 6:50 ORK.NO ORKLA ASA Underperform N/A 1d4/26/2018 7:42 ORSTED.DCORSTED A/S Outperform N/A 1d10/22/2018 6:53 PHG.AR PHILIPS ELECTRONICS-CEDEA Underperform N/A 1d6/27/2019 8:18 PLUS.LN PLUS500 LTD Short N/A 1d




Harry HeneageDate Ticker Name Side Target Price Time

4/15/2019 9:32 RB/.LN RECKITT BENCKISER GROUP P Buy N/A 1d10/23/2018 6:45 RNO.FP RENAULT SA Underperform N/A 1d5/15/2018 7:51 RYA.LN RYANAIR HOLDINGS PLC Buy N/A 1d10/22/2018 7:19 RYA.LN RYANAIR HOLDINGS PLC Outperform N/A 1d4/12/2018 7:28 SAGA.LN SAGA PLC Neutral N/A 1d4/27/2018 7:10 SAN.FP SANOFI Underperform N/A 1d10/30/2018 2:34 SAN.FP SANOFI Negative N/A 1d7/5/2018 8:49 SBMO.LI SBM OFFSHORE NV Buy N/A 1d5/1/2018 7:23 SBRY.LN SAINSBURY (J) PLC Buy N/A 1d6/28/2018 7:04 SHP.LN SHIRE PLC Outperform N/A 1d10/23/2018 2:24 SPM.LI SAIPEM SPA Positive N/A 1d10/24/2018 7:03 SPM.LI SAIPEM SPA Underperform N/A 1d4/25/2018 6:50 STL.NO STATOIL ASA Underperform N/A 1d10/23/2018 2:24 STM.LI STMICROELECTRONICS NV Negative N/A 1d11/8/2018 7:36 SUBC.NO SUBSEA 7 SA Underperform N/A 1d11/14/2018 7:12 SWMA.LI SWEDISH MATCH AB Buy N/A 1d6/3/2019 1:24 SWMA.SS SWEDISH MATCH AB Sell N/A 1d7/27/2018 2:35 TCG.LN THOMAS COOK GROUP PLC Buy N/A 1d6/28/2018 7:01 TEF.SQ TELEFONICA SA Underperform N/A 1d9/25/2018 10:25 TEF.SQ TELEFONICA SA Short N/A 1d9/11/2018 4:25 TSCO.LN TESCO PLC Buy N/A 1d10/3/2018 7:27 TSCO.LN TESCO PLC Underperform N/A 1d9/16/2019 7:34 TSCO.LN TESCO PLC Buy N/A 1d6/28/2018 11:31 UG.FP PEUGEOT SA Buy N/A 1d11/14/2018 10:44 VOW.GY VOLKSWAGEN AG Outperform N/A 1d10/30/2018 6:56 VOW3.GY VOLKSWAGEN AG-PREF Outperform N/A 1d




Jamie BrazierDate Ticker Name Side Target Price Time

5/9/2018 7:09 ABI.BB ANHEUSER-BUSCH INBEV SA/N Outperform N/A 1d5/8/2018 6:49 SHP.LN SHIRE PLC Outperform N/A 1d




Luke HolmesDate Ticker Name Side Target Price Time

4/23/2018 6:44 AKRX AKORN INC Outperform N/A 1d4/10/2018 6:46 BAYN.GY BAYER AG-REG Outperform N/A 1d4/17/2018 6:51 BAYN.GY BAYER AG-REG Outperform N/A 1d4/23/2018 6:44 FME.GY FRESENIUS MEDICAL CARE AG Outperform N/A 1d5/10/2018 7:15 FTI.FP TECHNIPFMC PLC Underperform N/A 1d4/24/2018 7:19 KNIN.LI KUEHNE + NAGEL INTL AG-RE Underperform N/A 1d4/24/2018 7:19 MUV2.GY MUENCHENER RUECKVER AG-RE Positive N/A 1d4/19/2018 6:33 NESN.LI NESTLE SA-REG Positive N/A 1d4/20/2018 7:09 SHP.LN SHIRE PLC Underperform N/A 1d4/11/2018 7:12 TSCO.LN TESCO PLC Outperform N/A 1d




Lucy JonesDate Ticker Name Side Target Price Time

6/28/2019 1:55 ABI.BB ANHEUSER-BUSCH INBEV SA/N Neutral N/A 1d7/15/2019 7:58 ADM.LN ADMIRAL GROUP PLC Sell N/A 1d6/13/2019 11:08 BATS.LN BRITISH AMERICAN TOBACCO Sell N/A 1d4/15/2019 2:14 BNP.FP BNP PARIBAS Buy N/A 1d6/5/2019 9:32 CA.FP CARREFOUR SA Sell N/A 1d6/5/2019 3:15 CO.FP CASINO GUICHARD PERRACHON Sell N/A 1d7/15/2019 7:58 DLG.LN DIRECT LINE INSURANCE GRO Sell N/A 1d7/15/2019 7:58 HSTG.LN HASTINGS GROUP HOLDINGS P Buy N/A 1d7/15/2019 7:58 HSTG.LN HASTINGS GROUP HOLDINGS P Sell N/A 1d6/13/2019 11:08 IMB.LN IMPERIAL BRANDS PLC Sell N/A 1d8/21/2019 9:34 IMB.LN IMPERIAL BRANDS PLC Buy N/A 1d7/11/2019 6:59 NAS.NO NORWEGIAN AIR SHUTTLE AS Short N/A 1d9/16/2019 8:50 NAS.NO NORWEGIAN AIR SHUTTLE AS Short N/A 1d6/27/2019 7:07 NZYMB.DC NOVOZYMES A/S-B SHARES Neutral N/A 1d7/2/2019 8:05 OR.FP L'OREAL Neutral N/A 1d7/11/2019 11:51 ORK.NO ORKLA ASA Neutral N/A 1d6/27/2019 8:24 PLUS.LN PLUS500 LTD Short N/A 1d6/6/2019 7:13 RCO.FP REMY COINTREAU Buy N/A 1d6/14/2019 7:26 VK.FP VALLOUREC SA Sell N/A 1d




Patrick RobinsonDate Ticker Name Side Target Price Time

7/4/2018 7:21 AMS.LN ADVANCED MEDICAL SOLUTION Positive N/A 1d6/19/2018 8:45 TPK.LN TRAVIS PERKINS PLC Sell N/A 1d




Ralf BuecheleDate Ticker Name Side Target Price Time

7/26/2018 7:27 ABI.BB ANHEUSER-BUSCH INBEV SA/N Underperform N/A 1d11/7/2018 7:19 AD.NA KONINKLIJKE AHOLD DELHAIZ Outperform N/A 1d4/24/2018 7:12 AKZA.NA AKZO NOBEL Underperform N/A 1d9/14/2018 7:07 B4B.GY METRO AG Positive N/A 1d8/14/2018 7:41 BAYN.GY BAYER AG-REG Underperform N/A 1d10/23/2018 7:08 BAYN.GY BAYER AG-REG Underperform N/A 1d11/1/2018 7:50 BT/A.LN BT GROUP PLC Outperform N/A 1d11/6/2018 10:49 CPR.IM DAVIDE CAMPARI-MILANO SPA Positive N/A 1d7/26/2018 7:26 DAI.GY DAIMLER AG-REGISTERED SHA Negative N/A 1d11/7/2018 7:36 FME.GY FRESENIUS MEDICAL CARE AG Outperform N/A 1d7/30/2018 7:09 HEIA.NA HEINEKEN NV Underperform N/A 1d5/8/2018 7:30 LHN.FP LAFARGEHOLCIM LTD-REG Underperform N/A 1d10/31/2018 7:19 LRLCF LOREAL Positive N/A 1d7/26/2018 7:26 NESN.LI NESTLE SA-REG Positive N/A 1d4/19/2018 7:29 NOVN.SE NOVARTIS AG-REG Outperform N/A 1d11/1/2018 7:20 NOVOB.DC NOVO NORDISK A/S-B Neutral N/A 1d7/13/2018 7:30 ORK.NO ORKLA ASA Underperform N/A 1d11/1/2018 7:50 ORSTED.LI ORSTED A/S Outperform N/A 1d7/26/2018 7:28 RDSA.LN ROYAL DUTCH SHELL PLC-A S Outperform N/A 1d11/1/2018 7:50 RDSA.LN ROYAL DUTCH SHELL PLC-A S Outperform N/A 1d4/26/2018 7:16 ROG.LI ROCHE HOLDING AG-GENUSSCH Outperform N/A 1d7/26/2018 7:25 ROG.LI ROCHE HOLDING AG-GENUSSCH Outperform N/A 1d7/31/2018 7:49 SAN.FP SANOFI Underperform N/A 1d10/31/2018 7:18 SAN.FP SANOFI Outperform N/A 1d6/19/2018 7:22 SDF.GY K+S AG-REG Buy N/A 1d9/12/2018 7:29 SSE.LN SSE PLC Underperform N/A 1d9/6/2018 7:13 SW.FP SODEXO SA Positive N/A 1d8/14/2018 7:18 SY1.GY SYMRISE AG Outperform N/A 1d9/27/2018 10:25 TCG.LN THOMAS COOK GROUP PLC Negative N/A 1d9/27/2018 10:25 TUI.LN TUI AG-DI Positive N/A 1d




SATHEESHRAJ NADARAJAHDate Ticker Name Side Target Price Time

1/25/2019 12:19 068760.KS CELLTRION PHARM INC Positive N/A 1d7/29/2019 7:43 0PMJ.LI SIEMENS HEALTHINEERS AG Negative N/A 1d7/25/2019 8:05 0QOK.LN ROCHE HOLDING AG-GENUSSCH Positive N/A 1d7/19/2019 7:50 0TDF.LN ROCHE HOLDINGS LTD-SPONS Negative N/A 1d10/31/2018 12:54 4502.JP TAKEDA PHARMACEUTICAL CO Positive N/A 1d12/3/2018 2:08 4502.JP TAKEDA PHARMACEUTICAL CO Positive N/A 1d12/5/2018 7:04 4502.JP TAKEDA PHARMACEUTICAL CO Positive N/A 1d12/12/2018 3:22 4502.JP TAKEDA PHARMACEUTICAL CO Positive N/A 1d12/18/2018 1:48 4502.JP TAKEDA PHARMACEUTICAL CO Negative N/A 1d11/27/2018 11:39 4507.JP SHIONOGI & CO LTD Negative N/A 1d11/28/2018 12:45 ABBV ABBVIE INC Negative N/A 1d1/10/2019 2:23 ABBV ABBVIE INC Neutral N/A 1d1/25/2019 12:19 ABBV ABBVIE INC Negative N/A 1d1/25/2019 1:34 ABBV ABBVIE INC Negative N/A 1d3/19/2019 1:48 ABBV ABBVIE INC Negative N/A 1d4/25/2019 2:15 ABBV ABBVIE INC Positive N/A 1d7/16/2019 1:20 ABBV ABBVIE INC Neutral N/A 1d11/14/2018 3:02 ABT ABBOTT LABORATORIES Positive N/A 1d12/12/2018 3:22 ABT ABBOTT LABORATORIES Positive N/A 1d1/18/2019 12:39 ABT ABBOTT LABORATORIES Buy N/A 1d1/28/2019 3:55 ABT ABBOTT LABORATORIES Positive N/A 1d3/15/2019 12:38 ABT ABBOTT LABORATORIES Neutral N/A 1d3/18/2019 1:28 ABT ABBOTT LABORATORIES Neutral N/A 1d7/16/2019 1:20 ABT ABBOTT LABORATORIES Neutral N/A 1d10/30/2018 1:26 AET AETNA INC Market-perform N/A 1d10/30/2018 1:26 AGN ALLERGAN PLC Outperform N/A 1d12/12/2018 3:22 AGN ALLERGAN PLC Positive N/A 1d1/18/2019 12:39 AGN ALLERGAN PLC Buy N/A 1d1/28/2019 3:55 AGN ALLERGAN PLC Positive N/A 1d1/29/2019 1:28 AGN ALLERGAN PLC Negative N/A 1d1/29/2019 6:28 AGN ALLERGAN PLC Neutral N/A 1d2/22/2019 12:12 AGN ALLERGAN PLC Positive N/A 1d3/7/2019 2:27 AGN ALLERGAN PLC Negative N/A 1d4/2/2019 1:54 AGN ALLERGAN PLC Negative N/A 1d





5/1/2019 1:45 AGN ALLERGAN PLC Negative N/A 1d7/19/2019 2:06 AGN ALLERGAN PLC Positive N/A 1d4/9/2019 1:03 ALC ALCON INC Negative N/A 1d5/16/2019 1:39 ALC ALCON INC Positive N/A 1d7/16/2019 1:20 ALC ALCON INC Neutral N/A 1d1/22/2019 1:26 ALNY ALNYLAM PHARMACEUTICALS I Positive N/A 1d3/7/2019 2:27 ALNY ALNYLAM PHARMACEUTICALS I Negative N/A 1d4/25/2019 2:15 ALXN ALEXION PHARMACEUTICALS I Positive N/A 1d7/24/2019 1:35 ALXN ALEXION PHARMACEUTICALS I Positive N/A 1d6/18/2019 12:48 AMBUB.DC AMBU A/S-B Negative N/A 1d10/31/2018 12:54 AMGN AMGEN INC Positive N/A 1d11/28/2018 12:45 AMGN AMGEN INC Negative N/A 1d12/6/2018 11:20 AMGN AMGEN INC Negative N/A 1d12/12/2018 3:22 AMGN AMGEN INC Negative N/A 1d1/10/2019 2:23 AMGN AMGEN INC Positive N/A 1d1/22/2019 1:26 AMGN AMGEN INC Positive N/A 1d1/25/2019 12:19 AMGN AMGEN INC Negative N/A 1d1/30/2019 2:17 AMGN AMGEN INC Negative N/A 1d5/1/2019 1:45 AMGN AMGEN INC Positive N/A 1d7/19/2019 2:06 AMGN AMGEN INC Positive N/A 1d7/31/2019 1:35 AMGN AMGEN INC Positive N/A 1d10/30/2018 1:26 AMP.IM AMPLIFON SPA Market-perform N/A 1d12/11/2018 9:29 AMP.IM AMPLIFON SPA Negative N/A 1d10/31/2018 12:54 ANTM ANTHEM INC Positive N/A 1d11/13/2018 11:46 ANTM ANTHEM INC Positive N/A 1d12/3/2018 2:08 ANTM ANTHEM INC Positive N/A 1d12/10/2018 12:31 ANTM ANTHEM INC Positive N/A 1d12/12/2018 3:22 ANTM ANTHEM INC Positive N/A 1d1/18/2019 12:39 ANTM ANTHEM INC Buy N/A 1d1/22/2019 1:26 ANTM ANTHEM INC Positive N/A 1d1/28/2019 3:55 ANTM ANTHEM INC Positive N/A 1d1/30/2019 2:17 ANTM ANTHEM INC Positive N/A 1d3/4/2019 2:03 ANTM ANTHEM INC Positive N/A 1d3/7/2019 2:27 ANTM ANTHEM INC Positive N/A 1d





4/5/2019 10:52 ANTM ANTHEM INC Positive N/A 1d7/24/2019 1:35 ANTM ANTHEM INC Negative N/A 1d7/24/2019 1:35 ANTM ANTHEM INC Positive N/A 1d12/3/2018 2:08 ARGX.BB ARGENX SE Positive N/A 1d6/17/2019 12:56 ARRY ARRAY BIOPHARMA INC Neutral N/A 1d7/25/2019 1:39 AZN ASTRAZENECA PLC-SPONS ADR Positive N/A 1d8/20/2019 1:58 AZN ASTRAZENECA PLC-SPONS ADR Positive N/A 1d11/16/2018 7:22 AZN.LN ASTRAZENECA PLC Negative N/A 1d12/10/2018 6:52 AZN.LN ASTRAZENECA PLC Positive N/A 1d12/10/2018 12:31 AZN.LN ASTRAZENECA PLC Positive N/A 1d1/3/2019 12:54 AZN.LN ASTRAZENECA PLC Positive N/A 1d1/3/2019 3:03 AZN.LN ASTRAZENECA PLC Positive N/A 1d1/14/2019 1:33 AZN.LN ASTRAZENECA PLC Neutral N/A 1d2/14/2019 7:57 AZN.LN ASTRAZENECA PLC Positive N/A 1d4/26/2019 7:57 AZN.LN ASTRAZENECA PLC Positive N/A 1d4/26/2019 1:03 AZN.LN ASTRAZENECA PLC Negative N/A 1d5/10/2019 7:41 AZN.LN ASTRAZENECA PLC Negative N/A 1d7/15/2019 7:53 AZN.LN ASTRAZENECA PLC Negative N/A 1d7/16/2019 1:20 AZN.LN ASTRAZENECA PLC Neutral N/A 1d7/25/2019 8:05 AZN.LN ASTRAZENECA PLC Positive N/A 1d1/18/2019 12:39 BAX BAXTER INTERNATIONAL INC Buy N/A 1d1/28/2019 3:55 BAX BAXTER INTERNATIONAL INC Positive N/A 1d4/25/2019 2:15 BAX BAXTER INTERNATIONAL INC Negative N/A 1d7/25/2019 1:39 BAX BAXTER INTERNATIONAL INC Positive N/A 1d7/19/2019 2:06 BAYA.GY BAYER AG-SPONSORED ADR Positive N/A 1d8/20/2019 1:58 BAYN BAY NATIONAL CORP Positive N/A 1d11/1/2018 8:26 BAYN.GY BAYER AG-REG Positive N/A 1d11/13/2018 7:29 BAYN.GY BAYER AG-REG Positive N/A 1d11/13/2018 11:46 BAYN.GY BAYER AG-REG Positive N/A 1d11/14/2018 3:02 BAYN.GY BAYER AG-REG Positive N/A 1d11/29/2018 4:27 BAYN.GY BAYER AG-REG Negative N/A 1d12/10/2018 12:31 BAYN.GY BAYER AG-REG Positive N/A 1d12/20/2018 9:56 BAYN.GY BAYER AG-REG Positive N/A 1d1/18/2019 12:39 BAYN.GY BAYER AG-REG Buy N/A 1d





1/22/2019 1:26 BAYN.GY BAYER AG-REG Negative N/A 1d1/28/2019 3:55 BAYN.GY BAYER AG-REG Positive N/A 1d2/27/2019 7:50 BAYN.GY BAYER AG-REG Positive N/A 1d3/20/2019 7:18 BAYN.GY BAYER AG-REG Neutral N/A 1d4/24/2019 1:52 BAYN.GY BAYER AG-REG Positive N/A 1d5/14/2019 7:47 BAYN.GY BAYER AG-REG Negative N/A 1d6/7/2019 10:58 BAYN.GY BAYER AG-REG Neutral N/A 1d7/3/2019 1:16 BAYN.GY BAYER AG-REG Positive N/A 1d7/16/2019 1:20 BAYN.GY BAYER AG-REG Negative N/A 1d7/26/2019 7:12 BAYN.GY BAYER AG-REG Positive N/A 1d7/30/2019 8:02 BAYN.GY BAYER AG-REG Negative N/A 1d1/18/2019 12:39 BDX BECTON DICKINSON AND CO Buy N/A 1d1/28/2019 3:55 BDX BECTON DICKINSON AND CO Positive N/A 1d2/22/2019 12:12 BHVN BIOHAVEN PHARMACEUTICAL H Positive N/A 1d6/17/2019 12:56 BHVN BIOHAVEN PHARMACEUTICAL H Positive N/A 1d12/18/2018 1:48 BIIB BIOGEN INC Neutral N/A 1d1/25/2019 12:19 BIIB BIOGEN INC Positive N/A 1d1/29/2019 1:28 BIIB BIOGEN INC Positive N/A 1d1/30/2019 2:17 BIIB BIOGEN INC Negative N/A 1d2/4/2019 1:36 BIIB BIOGEN INC Neutral N/A 1d2/6/2019 10:13 BIIB BIOGEN INC Negative N/A 1d3/4/2019 2:03 BIIB BIOGEN INC Neutral N/A 1d3/21/2019 11:42 BIIB BIOGEN INC Negative N/A 1d4/11/2019 11:51 BIIB BIOGEN INC Negative N/A 1d4/24/2019 1:52 BIIB BIOGEN INC Negative N/A 1d5/7/2019 11:50 BIIB BIOGEN INC Negative N/A 1d5/24/2019 1:43 BIIB BIOGEN INC Negative N/A 1d8/30/2019 7:30 BIIB BIOGEN INC Negative N/A 1d11/14/2018 3:02 BLUE BLUEBIRD BIO INC Positive N/A 1d12/6/2018 11:20 BLUE BLUEBIRD BIO INC Neutral N/A 1d12/10/2018 12:31 BLUE BLUEBIRD BIO INC Positive N/A 1d12/12/2018 3:22 BLUE BLUEBIRD BIO INC Positive N/A 1d2/24/2019 2:46 BMRN BIOMARIN PHARMACEUTICAL I Negative N/A 1d2/25/2019 1:16 BMRN BIOMARIN PHARMACEUTICAL I Negative N/A 1d





4/26/2019 1:03 BMRN BIOMARIN PHARMACEUTICAL I Neutral N/A 1d5/28/2019 2:36 BMRN BIOMARIN PHARMACEUTICAL I Neutral N/A 1d6/17/2019 12:56 BMRN BIOMARIN PHARMACEUTICAL I Positive N/A 1d11/16/2018 7:22 BMY BRISTOL-MYERS SQUIBB CO Positive N/A 1d11/27/2018 11:39 BMY BRISTOL-MYERS SQUIBB CO Negative N/A 1d1/3/2019 12:54 BMY BRISTOL-MYERS SQUIBB CO Negative N/A 1d1/3/2019 3:03 BMY BRISTOL-MYERS SQUIBB CO Negative N/A 1d2/4/2019 1:36 BMY BRISTOL-MYERS SQUIBB CO Positive N/A 1d2/12/2019 11:49 BMY BRISTOL-MYERS SQUIBB CO Negative N/A 1d3/15/2019 10:08 BMY BRISTOL-MYERS SQUIBB CO Neutral N/A 1d4/25/2019 2:15 BMY BRISTOL-MYERS SQUIBB CO Neutral N/A 1d7/25/2019 1:39 BMY BRISTOL-MYERS SQUIBB CO Negative N/A 1d11/14/2018 3:02 BSX BOSTON SCIENTIFIC CORP Positive N/A 1d11/20/2018 9:55 BSX BOSTON SCIENTIFIC CORP Negative N/A 1d12/12/2018 3:22 BSX BOSTON SCIENTIFIC CORP Positive N/A 1d12/13/2018 2:25 BSX BOSTON SCIENTIFIC CORP Positive N/A 1d2/6/2019 2:16 BSX BOSTON SCIENTIFIC CORP Negative N/A 1d3/15/2019 12:38 BSX BOSTON SCIENTIFIC CORP Positive N/A 1d3/18/2019 1:28 BSX BOSTON SCIENTIFIC CORP Neutral N/A 1d3/19/2019 1:48 BSX BOSTON SCIENTIFIC CORP Positive N/A 1d4/24/2019 1:52 BSX BOSTON SCIENTIFIC CORP Negative N/A 1d6/7/2019 10:58 BSX BOSTON SCIENTIFIC CORP Positive N/A 1d12/3/2018 2:08 CELG CELGENE CORP Neutral N/A 1d12/6/2018 11:20 CELG CELGENE CORP Positive N/A 1d12/10/2018 12:31 CELG CELGENE CORP Positive N/A 1d1/3/2019 12:54 CELG CELGENE CORP Positive N/A 1d1/3/2019 5:22 CELG CELGENE CORP Sell N/A 1d2/4/2019 1:36 CELG CELGENE CORP Negative N/A 1d4/2/2019 1:54 CELG CELGENE CORP Positive N/A 1d11/1/2018 1:13 CI CIGNA CORP Positive N/A 1d2/19/2019 1:37 CI CIGNA CORP Neutral N/A 1d2/25/2019 1:16 CI CIGNA CORP Negative N/A 1d4/5/2019 10:52 CI CIGNA CORP Negative N/A 1d5/2/2019 1:41 CI CIGNA CORP Neutral N/A 1d





6/17/2019 12:56 CLVS CLOVIS ONCOLOGY INC Positive N/A 1d12/12/2018 3:22 CNC CENTENE CORP Positive N/A 1d12/14/2018 1:09 CNC CENTENE CORP Positive N/A 1d1/18/2019 12:39 CNC CENTENE CORP Buy N/A 1d1/22/2019 1:26 CNC CENTENE CORP Positive N/A 1d1/28/2019 3:55 CNC CENTENE CORP Positive N/A 1d3/27/2019 11:59 CNC CENTENE CORP Positive N/A 1d4/5/2019 10:52 CNC CENTENE CORP Positive N/A 1d4/23/2019 2:20 CNC CENTENE CORP Positive N/A 1d11/1/2018 1:13 COLOB.DC COLOPLAST-B Negative N/A 1d12/11/2018 9:29 COLOB.DC COLOPLAST-B Positive N/A 1d2/5/2019 11:27 COLOB.DC COLOPLAST-B Neutral N/A 1d4/17/2019 7:57 COLOB.DC COLOPLAST-B Positive N/A 1d5/2/2019 1:41 COLOB.DC COLOPLAST-B Neutral N/A 1d6/4/2019 12:59 COLOB.DC COLOPLAST-B Neutral N/A 1d6/4/2019 12:59 COLOB.DC COLOPLAST-B Neutral N/A 1d7/1/2019 7:47 COLOB.DC COLOPLAST-B Positive N/A 1d7/16/2019 1:20 COO COOPER COS INC/THE Neutral N/A 1d2/25/2019 1:16 CVS CVS HEALTH CORP Negative N/A 1d4/5/2019 10:52 CVS CVS HEALTH CORP Negative N/A 1d5/1/2019 1:45 CVS CVS HEALTH CORP Positive N/A 1d6/4/2019 12:59 CVS CVS HEALTH CORP Positive N/A 1d5/7/2019 11:50 DEMANT.DCDEMANT A/S Positive N/A 1d2/25/2019 1:16 DHR DANAHER CORP Positive N/A 1d11/7/2018 7:27 DVA DAVITA INC Buy N/A 1d7/22/2019 12:04 DVA DAVITA INC Positive N/A 1d7/30/2019 8:02 EI.LI ESSILORLUXOTTICA Neutral N/A 1d5/7/2019 11:50 EL.FP ESSILORLUXOTTICA Neutral N/A 1d5/13/2019 11:27 EL.FP ESSILORLUXOTTICA Positive N/A 1d5/13/2019 11:27 EL.FP ESSILORLUXOTTICA Positive N/A 1d8/20/2019 1:58 ELAN ELANCO ANIMAL HEALTH INC Negative N/A 1d11/1/2018 1:13 ESRX EXPRESS SCRIPTS HOLDING C Positive N/A 1d12/12/2018 3:22 EW EDWARDS LIFESCIENCES CORP Negative N/A 1d3/15/2019 12:38 EW EDWARDS LIFESCIENCES CORP Positive N/A 1d





3/18/2019 1:28 EW EDWARDS LIFESCIENCES CORP Positive N/A 1d3/22/2019 1:25 EW EDWARDS LIFESCIENCES CORP Neutral N/A 1d4/24/2019 1:52 EW EDWARDS LIFESCIENCES CORP Neutral N/A 1d7/24/2019 1:35 EW EDWARDS LIFESCIENCES CORP Positive N/A 1d2/12/2019 11:49 EXEL EXELIXIS INC Negative N/A 1d10/17/2018 7:39 FME.GY FRESENIUS MEDICAL CARE AG Negative N/A 1d11/7/2018 7:27 FME.GY FRESENIUS MEDICAL CARE AG Positive N/A 1d11/13/2018 11:46 FME.GY FRESENIUS MEDICAL CARE AG Positive N/A 1d12/7/2018 10:13 FME.GY FRESENIUS MEDICAL CARE AG Positive N/A 1d12/11/2018 9:29 FME.GY FRESENIUS MEDICAL CARE AG Positive N/A 1d2/20/2019 7:52 FME.GY FRESENIUS MEDICAL CARE AG Positive N/A 1d3/4/2019 2:03 FME.GY FRESENIUS MEDICAL CARE AG Negative N/A 1d5/2/2019 7:47 FME.GY FRESENIUS MEDICAL CARE AG Neutral N/A 1d7/22/2019 12:04 FME.GY FRESENIUS MEDICAL CARE AG Positive N/A 1d7/30/2019 8:02 FME.GY FRESENIUS MEDICAL CARE AG Negative N/A 1d10/17/2018 7:39 FRE.GY FRESENIUS SE & CO KGAA Negative N/A 1d10/30/2018 7:49 FRE.GY FRESENIUS SE & CO KGAA Negative N/A 1d12/7/2018 7:54 FRE.GY FRESENIUS SE & CO KGAA Negative N/A 1d12/11/2018 9:29 FRE.GY FRESENIUS SE & CO KGAA Positive N/A 1d12/12/2018 3:22 FRE.GY FRESENIUS SE & CO KGAA Positive N/A 1d2/20/2019 7:52 FRE.GY FRESENIUS SE & CO KGAA Positive N/A 1d5/2/2019 1:41 FRE.GY FRESENIUS SE & CO KGAA Neutral N/A 1d5/2/2019 7:47 FRE.GY FRESENIUS SE & CO KGAA Negative N/A 1d7/30/2019 8:02 FRE.GY FRESENIUS SE & CO KGAA Positive N/A 1d9/3/2019 7:59 GCVRZ SANOFI CVR Negative N/A 1d9/16/2019 7:53 GCVRZ SANOFI CVR Negative N/A 1d2/25/2019 1:16 GE GENERAL ELECTRIC CO Positive N/A 1d10/30/2018 7:49 GEN.DC GENMAB A/S Positive N/A 1d12/6/2018 11:20 GEN.DC GENMAB A/S Positive N/A 1d12/10/2018 12:31 GEN.DC GENMAB A/S Positive N/A 1d1/22/2019 1:26 GEN.DC GENMAB A/S Negative N/A 1d1/23/2019 7:10 GEN.DC GENMAB A/S Neutral N/A 1d1/28/2019 3:55 GEN.DC GENMAB A/S Positive N/A 1d2/11/2019 1:03 GEN.DC GENMAB A/S Negative N/A 1d





2/15/2019 10:31 GEN.DC GENMAB A/S Neutral N/A 1d2/21/2019 7:06 GEN.DC GENMAB A/S Positive N/A 1d2/26/2019 7:02 GEN.DC GENMAB A/S Positive N/A 1d3/22/2019 1:25 GEN.DC GENMAB A/S Positive N/A 1d5/9/2019 7:45 GEN.DC GENMAB A/S Neutral N/A 1d7/16/2019 1:20 GEN.DC GENMAB A/S Positive N/A 1d11/27/2018 11:39 GILD GILEAD SCIENCES INC Negative N/A 1d12/10/2018 6:52 GILD GILEAD SCIENCES INC Neutral N/A 1d12/10/2018 12:31 GILD GILEAD SCIENCES INC Neutral N/A 1d2/12/2019 11:49 GILD GILEAD SCIENCES INC Negative N/A 1d3/29/2019 7:14 GILD GILEAD SCIENCES INC Positive N/A 1d5/1/2019 1:45 GILD GILEAD SCIENCES INC Negative N/A 1d7/2/2019 7:08 GILD GILEAD SCIENCES INC Positive N/A 1d7/15/2019 7:29 GILD GILEAD SCIENCES INC Positive N/A 1d7/31/2019 1:35 GILD GILEAD SCIENCES INC Neutral N/A 1d7/19/2019 2:06 GLPG GALAPAGOS NV-SPON ADR Negative N/A 1d7/19/2019 2:06 GLPG GALAPAGOS NV-SPON ADR Positive N/A 1d8/19/2019 2:19 GLPG.LI GALAPAGOS NV Negative N/A 1d11/27/2018 11:39 GLPG.NA GALAPAGOS NV Neutral N/A 1d3/29/2019 7:14 GLPG.NA GALAPAGOS NV Positive N/A 1d7/2/2019 7:08 GLPG.NA GALAPAGOS NV Positive N/A 1d7/15/2019 7:29 GLPG.NA GALAPAGOS NV Positive N/A 1d11/1/2018 7:45 GN.DC GN STORE NORD A/S Neutral N/A 1d11/15/2018 6:51 GN.DC GN STORE NORD A/S Positive N/A 1d12/11/2018 9:29 GN.DC GN STORE NORD A/S Negative N/A 1d2/27/2019 7:50 GN.DC GN STORE NORD A/S Positive N/A 1d4/12/2019 12:27 GN.DC GN STORE NORD A/S Positive N/A 1d5/1/2019 7:06 GN.DC GN STORE NORD A/S Neutral N/A 1d10/29/2018 8:06 GRF.SQ GRIFOLS SA Negative N/A 1d7/24/2019 1:35 GSK GLAXOSMITHKLINE PLC-SPON Positive N/A 1d10/31/2018 12:54 GSK.LN GLAXOSMITHKLINE PLC Positive N/A 1d11/27/2018 11:39 GSK.LN GLAXOSMITHKLINE PLC Negative N/A 1d12/3/2018 2:08 GSK.LN GLAXOSMITHKLINE PLC Negative N/A 1d12/3/2018 3:30 GSK.LN GLAXOSMITHKLINE PLC Negative N/A 1d





12/19/2018 1:07 GSK.LN GLAXOSMITHKLINE PLC Positive N/A 1d12/19/2018 3:04 GSK.LN GLAXOSMITHKLINE PLC Positive N/A 1d2/5/2019 1:09 GSK.LN GLAXOSMITHKLINE PLC Positive N/A 1d2/6/2019 12:42 GSK.LN GLAXOSMITHKLINE PLC Positive N/A 1d5/1/2019 1:45 GSK.LN GLAXOSMITHKLINE PLC Neutral N/A 1d7/15/2019 7:53 GSK.LN GLAXOSMITHKLINE PLC Positive N/A 1d4/5/2019 10:52 HUM HUMANA INC Positive N/A 1d7/31/2019 1:35 HUM HUMANA INC Positive N/A 1d1/30/2019 2:17 ILMN ILLUMINA INC Negative N/A 1d7/12/2019 1:20 ILMN ILLUMINA INC Negative N/A 1d12/12/2018 3:22 IONS IONIS PHARMACEUTICALS INC Negative N/A 1d12/12/2018 3:22 IONS IONIS PHARMACEUTICALS INC Negative N/A 1d1/29/2019 1:28 IONS IONIS PHARMACEUTICALS INC Negative N/A 1d2/4/2019 1:36 IONS IONIS PHARMACEUTICALS INC Neutral N/A 1d3/4/2019 2:03 IONS IONIS PHARMACEUTICALS INC Neutral N/A 1d4/11/2019 11:51 IONS IONIS PHARMACEUTICALS INC Negative N/A 1d5/7/2019 11:50 IONS IONIS PHARMACEUTICALS INC Negative N/A 1d5/24/2019 1:43 IONS IONIS PHARMACEUTICALS INC Negative N/A 1d2/12/2019 11:49 IPN.FP IPSEN Negative N/A 1d11/14/2018 3:02 ISRG INTUITIVE SURGICAL INC Positive N/A 1d1/25/2019 1:34 ISRG INTUITIVE SURGICAL INC Negative N/A 1d7/19/2019 2:06 ISRG INTUITIVE SURGICAL INC Neutral N/A 1d12/3/2018 2:08 JAZZ JAZZ PHARMACEUTICALS PLC Negative N/A 1d12/6/2018 11:20 JAZZ JAZZ PHARMACEUTICALS PLC Negative N/A 1d12/12/2018 3:22 JAZZ JAZZ PHARMACEUTICALS PLC Negative N/A 1d2/19/2019 1:37 JAZZ JAZZ PHARMACEUTICALS PLC Negative N/A 1d2/27/2019 2:13 JAZZ JAZZ PHARMACEUTICALS PLC Positive N/A 1d12/14/2018 8:36 JNJ JOHNSON & JOHNSON Negative N/A 1d12/18/2018 1:48 JNJ JOHNSON & JOHNSON Positive N/A 1d1/22/2019 1:26 JNJ JOHNSON & JOHNSON Neutral N/A 1d4/16/2019 2:32 JNJ JOHNSON & JOHNSON Neutral N/A 1d7/16/2019 1:20 JNJ JOHNSON & JOHNSON Positive N/A 1d12/19/2018 1:07 LLY ELI LILLY & CO Neutral N/A 1d12/19/2018 1:07 LLY ELI LILLY & CO Positive N/A 1d





1/22/2019 1:26 LLY ELI LILLY & CO Positive N/A 1d2/4/2019 1:36 LLY ELI LILLY & CO Neutral N/A 1d2/6/2019 2:16 LLY ELI LILLY & CO Negative N/A 1d5/7/2019 11:50 LLY ELI LILLY & CO Positive N/A 1d6/10/2019 11:41 LLY ELI LILLY & CO Negative N/A 1d7/16/2019 1:20 LLY ELI LILLY & CO Neutral N/A 1d7/19/2019 2:06 LLY ELI LILLY & CO Negative N/A 1d11/1/2018 7:45 LONN.SE LONZA GROUP AG-REG Positive N/A 1d10/29/2018 8:06 LUN.DC H LUNDBECK A/S Negative N/A 1d11/27/2018 11:39 LUN.DC H LUNDBECK A/S Negative N/A 1d2/5/2019 7:52 LUN.DC H LUNDBECK A/S Negative N/A 1d2/19/2019 1:37 MDT MEDTRONIC PLC Positive N/A 1d3/15/2019 12:38 MDT MEDTRONIC PLC Negative N/A 1d3/18/2019 1:28 MDT MEDTRONIC PLC Neutral N/A 1d3/19/2019 1:48 MDT MEDTRONIC PLC Negative N/A 1d4/12/2019 12:27 MDT MEDTRONIC PLC Positive N/A 1d5/23/2019 11:19 MDT MEDTRONIC PLC Neutral N/A 1d7/16/2019 1:20 MDT MEDTRONIC PLC Neutral N/A 1d8/20/2019 1:58 MDT MEDTRONIC PLC Positive N/A 1d12/12/2018 3:22 MGLN MAGELLAN HEALTH INC Negative N/A 1d1/28/2019 3:55 MOR MORPHOSYS AG ADR Positive N/A 1d11/13/2018 11:46 MRK MERCK & CO. INC. Positive N/A 1d11/16/2018 7:22 MRK MERCK & CO. INC. Positive N/A 1d11/27/2018 11:39 MRK MERCK & CO. INC. Positive N/A 1d12/12/2018 3:22 MRK MERCK & CO. INC. Positive N/A 1d1/25/2019 12:19 MRK MERCK & CO. INC. Positive N/A 1d2/12/2019 11:49 MRK MERCK & CO. INC. Positive N/A 1d3/4/2019 2:03 MRK MERCK & CO. INC. Neutral N/A 1d3/15/2019 10:08 MRK MERCK & CO. INC. Positive N/A 1d6/4/2019 12:59 MRK MERCK & CO. INC. Positive N/A 1d11/14/2018 7:18 MRK.GY MERCK KGAA Positive N/A 1d11/14/2018 3:02 MRK.GY MERCK KGAA Positive N/A 1d11/16/2018 7:31 MRK.GY MERCK KGAA Positive N/A 1d12/10/2018 8:40 MRK.GY MERCK KGAA Positive N/A 1d





12/10/2018 12:31 MRK.GY MERCK KGAA Positive N/A 1d12/12/2018 3:22 MRK.GY MERCK KGAA Positive N/A 1d1/25/2019 1:34 MRK.GY MERCK KGAA Positive N/A 1d2/5/2019 1:09 MRK.GY MERCK KGAA Positive N/A 1d2/12/2019 11:49 MRK.GY MERCK KGAA Negative N/A 1d2/25/2019 1:16 MRK.GY MERCK KGAA Negative N/A 1d2/27/2019 1:44 MRK.GY MERCK KGAA Negative N/A 1d2/27/2019 3:31 MRK.GY MERCK KGAA Negative N/A 1d3/7/2019 7:22 MRK.GY MERCK KGAA Negative N/A 1d3/15/2019 10:08 MRK.GY MERCK KGAA Neutral N/A 1d3/19/2019 1:48 MRK.GY MERCK KGAA Neutral N/A 1d5/14/2019 7:47 MRK.GY MERCK KGAA Negative N/A 1d6/18/2019 12:48 MRK.GY MERCK KGAA Negative N/A 1d6/17/2019 12:56 MRTX MIRATI THERAPEUTICS INC Positive N/A 1d7/31/2019 1:35 MRTX MIRATI THERAPEUTICS INC Positive N/A 1d11/27/2018 11:39 MYL MYLAN NV Positive N/A 1d12/10/2018 12:31 MYL MYLAN NV Positive N/A 1d12/12/2018 3:22 MYL MYLAN NV Positive N/A 1d1/25/2019 12:19 MYL MYLAN NV Positive N/A 1d2/27/2019 2:13 MYL MYLAN NV Negative N/A 1d7/28/2019 12:04 MYL MYLAN NV Positive N/A 1d7/29/2019 7:43 MYL MYLAN NV Positive N/A 1d7/29/2019 12:45 MYL MYLAN NV Positive N/A 1d6/17/2019 12:56 NBIX NEUROCRINE BIOSCIENCES IN Positive N/A 1d7/19/2019 2:06 NOVN NOVAN INC Negative N/A 1d8/28/2019 7:46 NOVN NOVAN INC Positive N/A 1d8/30/2019 7:30 NOVN NOVAN INC Positive N/A 1d11/27/2018 11:39 NOVN.SE NOVARTIS AG-REG Neutral N/A 1d12/7/2018 10:46 NOVN.SE NOVARTIS AG-REG Negative N/A 1d1/22/2019 1:26 NOVN.SE NOVARTIS AG-REG Positive N/A 1d1/30/2019 7:22 NOVN.SE NOVARTIS AG-REG Negative N/A 1d2/4/2019 1:36 NOVN.SE NOVARTIS AG-REG Neutral N/A 1d3/22/2019 1:25 NOVN.SE NOVARTIS AG-REG Positive N/A 1d4/9/2019 1:03 NOVN.SE NOVARTIS AG-REG Negative N/A 1d





4/23/2019 2:20 NOVN.SE NOVARTIS AG-REG Positive N/A 1d4/24/2019 1:52 NOVN.SE NOVARTIS AG-REG Positive N/A 1d4/24/2019 1:52 NOVN.SE NOVARTIS AG-REG Positive N/A 1d5/7/2019 11:50 NOVN.SE NOVARTIS AG-REG Positive N/A 1d5/9/2019 7:45 NOVN.SE NOVARTIS AG-REG Positive N/A 1d5/23/2019 11:19 NOVN.SE NOVARTIS AG-REG Neutral N/A 1d6/7/2019 6:40 NOVN.SE NOVARTIS AG-REG Negative N/A 1d7/18/2019 7:17 NOVN.SE NOVARTIS AG-REG Positive N/A 1d7/29/2019 7:43 NOVN.SE NOVARTIS AG-REG Neutral N/A 1d11/1/2018 7:45 NOVOB.DC NOVO NORDISK A/S-B Neutral N/A 1d11/13/2018 11:46 NOVOB.DC NOVO NORDISK A/S-B Positive N/A 1d11/23/2018 3:36 NOVOB.DC NOVO NORDISK A/S-B Negative N/A 1d12/19/2018 1:07 NOVOB.DC NOVO NORDISK A/S-B Neutral N/A 1d1/11/2019 9:44 NOVOB.DC NOVO NORDISK A/S-B Neutral N/A 1d1/18/2019 12:39 NOVOB.DC NOVO NORDISK A/S-B Buy N/A 1d1/28/2019 3:55 NOVOB.DC NOVO NORDISK A/S-B Positive N/A 1d2/1/2019 7:40 NOVOB.DC NOVO NORDISK A/S-B Buy N/A 1d3/4/2019 2:03 NOVOB.DC NOVO NORDISK A/S-B Positive N/A 1d3/18/2019 1:28 NOVOB.DC NOVO NORDISK A/S-B Neutral N/A 1d3/19/2019 1:48 NOVOB.DC NOVO NORDISK A/S-B Positive N/A 1d5/3/2019 1:48 NOVOB.DC NOVO NORDISK A/S-B Negative N/A 1d5/3/2019 7:37 NOVOB.DC NOVO NORDISK A/S-B Positive N/A 1d5/7/2019 11:50 NOVOB.DC NOVO NORDISK A/S-B Positive N/A 1d6/10/2019 11:41 NOVOB.DC NOVO NORDISK A/S-B Positive N/A 1d7/8/2019 10:36 NOVOB.DC NOVO NORDISK A/S-B Positive N/A 1d2/11/2019 1:03 NUVA NUVASIVE INC Positive N/A 1d2/24/2019 2:46 ONCE SPARK THERAPEUTICS INC Positive N/A 1d2/25/2019 1:16 ONCE SPARK THERAPEUTICS INC Positive N/A 1d6/10/2019 11:41 ONCE SPARK THERAPEUTICS INC Negative N/A 1d10/30/2018 1:26 PFE PFIZER INC Negative N/A 1d12/19/2018 1:07 PFE PFIZER INC Positive N/A 1d1/29/2019 1:28 PFE PFIZER INC Negative N/A 1d1/29/2019 6:28 PFE PFIZER INC Neutral N/A 1d2/7/2019 1:15 PFE PFIZER INC Positive N/A 1d





2/7/2019 3:45 PFE PFIZER INC Neutral N/A 1d7/19/2019 2:06 PFE PFIZER INC Negative N/A 1d7/28/2019 12:04 PFE PFIZER INC Positive N/A 1d7/29/2019 12:45 PFE PFIZER INC Negative N/A 1d11/26/2018 11:04 PHIA.NA KONINKLIJKE PHILIPS NV Positive N/A 1d1/10/2019 8:06 PHIA.NA KONINKLIJKE PHILIPS NV Neutral N/A 1d1/29/2019 7:36 PHIA.NA KONINKLIJKE PHILIPS NV Positive N/A 1d4/29/2019 7:35 PHIA.NA KONINKLIJKE PHILIPS NV Positive N/A 1d7/22/2019 7:23 PHIA.NA KONINKLIJKE PHILIPS NV Positive N/A 1d5/7/2019 11:50 PTCT PTC THERAPEUTICS INC Neutral N/A 1d2/24/2019 2:46 QURE UNIQURE NV Positive N/A 1d2/25/2019 1:16 QURE UNIQURE NV Positive N/A 1d6/17/2019 12:56 QURE UNIQURE NV Positive N/A 1d11/14/2018 3:02 REGN REGENERON PHARMACEUTICALS Positive N/A 1d12/3/2018 2:08 REGN REGENERON PHARMACEUTICALS Positive N/A 1d12/6/2018 11:20 REGN REGENERON PHARMACEUTICALS Positive N/A 1d2/4/2019 1:36 REGN REGENERON PHARMACEUTICALS Negative N/A 1d2/6/2019 2:16 REGN REGENERON PHARMACEUTICALS Positive N/A 1d3/18/2019 1:28 REGN REGENERON PHARMACEUTICALS Neutral N/A 1d4/2/2019 1:54 REGN REGENERON PHARMACEUTICALS Positive N/A 1d2/24/2019 2:46 RGNX REGENXBIO INC Positive N/A 1d2/25/2019 1:16 RGNX REGENXBIO INC Positive N/A 1d6/17/2019 12:56 RGNX REGENXBIO INC Positive N/A 1d7/25/2019 1:39 ROG ROGERS CORP Positive N/A 1d8/30/2019 7:30 ROG ROGERS CORP Negative N/A 1d8/30/2019 7:30 ROG ROGERS CORP Positive N/A 1d11/14/2018 3:02 ROG.SE ROCHE HOLDING AG-GENUSSCH Positive N/A 1d11/27/2018 11:39 ROG.SE ROCHE HOLDING AG-GENUSSCH Positive N/A 1d11/28/2018 12:45 ROG.SE ROCHE HOLDING AG-GENUSSCH Negative N/A 1d12/3/2018 2:08 ROG.SE ROCHE HOLDING AG-GENUSSCH Positive N/A 1d12/10/2018 6:52 ROG.SE ROCHE HOLDING AG-GENUSSCH Neutral N/A 1d12/10/2018 12:31 ROG.SE ROCHE HOLDING AG-GENUSSCH Neutral N/A 1d1/18/2019 12:39 ROG.SE ROCHE HOLDING AG-GENUSSCH Buy N/A 1d1/25/2019 12:19 ROG.SE ROCHE HOLDING AG-GENUSSCH Negative N/A 1d





1/28/2019 3:55 ROG.SE ROCHE HOLDING AG-GENUSSCH Positive N/A 1d1/29/2019 1:28 ROG.SE ROCHE HOLDING AG-GENUSSCH Positive N/A 1d1/31/2019 7:12 ROG.SE ROCHE HOLDING AG-GENUSSCH Positive N/A 1d2/24/2019 2:46 ROG.SE ROCHE HOLDING AG-GENUSSCH Negative N/A 1d2/25/2019 1:16 ROG.SE ROCHE HOLDING AG-GENUSSCH Negative N/A 1d3/19/2019 1:48 ROG.SE ROCHE HOLDING AG-GENUSSCH Negative N/A 1d4/17/2019 6:56 ROG.SE ROCHE HOLDING AG-GENUSSCH Positive N/A 1d5/7/2019 11:50 ROG.SE ROCHE HOLDING AG-GENUSSCH Neutral N/A 1d6/10/2019 11:41 ROG.SE ROCHE HOLDING AG-GENUSSCH Neutral N/A 1d8/28/2019 7:46 ROG.SE ROCHE HOLDING AG-GENUSSCH Positive N/A 1d6/17/2019 12:56 SAGE SAGE THERAPEUTICS INC Positive N/A 1d10/31/2018 12:54 SAN.FP SANOFI Positive N/A 1d12/12/2018 3:22 SAN.FP SANOFI Positive N/A 1d2/4/2019 1:36 SAN.FP SANOFI Negative N/A 1d2/7/2019 7:09 SAN.FP SANOFI Positive N/A 1d3/18/2019 1:28 SAN.FP SANOFI Neutral N/A 1d3/19/2019 1:48 SAN.FP SANOFI Neutral N/A 1d4/26/2019 7:57 SAN.FP SANOFI Positive N/A 1d4/26/2019 1:03 SAN.FP SANOFI Positive N/A 1d6/7/2019 6:40 SAN.FP SANOFI Positive N/A 1d7/29/2019 7:43 SAN.LI SANOFI Positive N/A 1d8/30/2019 7:30 SANWCL.IN SANWARIA CONSUMER LTD Negative N/A 1d2/24/2019 2:46 SGMO SANGAMO THERAPEUTICS INC Negative N/A 1d2/25/2019 1:16 SGMO SANGAMO THERAPEUTICS INC Negative N/A 1d6/17/2019 12:56 SGMO SANGAMO THERAPEUTICS INC Positive N/A 1d11/26/2018 11:04 SHL.GY SIEMENS HEALTHINEERS AG Neutral N/A 1d1/29/2019 7:36 SHL.GY SIEMENS HEALTHINEERS AG Negative N/A 1d1/29/2019 9:37 SHL.GY SIEMENS HEALTHINEERS AG Negative N/A 1d5/2/2019 1:41 SHL.GY SIEMENS HEALTHINEERS AG Neutral N/A 1d5/2/2019 7:47 SHL.GY SIEMENS HEALTHINEERS AG Positive N/A 1d10/29/2018 8:06 SHP.LN SHIRE PLC Positive N/A 1d10/31/2018 12:54 SHP.LN SHIRE PLC Positive N/A 1d11/1/2018 1:13 SHP.LN SHIRE PLC Positive N/A 1d12/3/2018 2:08 SHP.LN SHIRE PLC Positive N/A 1d





12/5/2018 7:04 SHP.LN SHIRE PLC Positive N/A 1d12/18/2018 1:48 SHP.LN SHIRE PLC Negative N/A 1d2/7/2019 1:15 SLDB SOLID BIOSCIENCES INC Negative N/A 1d11/1/2018 7:45 SN/.LN SMITH & NEPHEW PLC Positive N/A 1d11/13/2018 11:46 SN/.LN SMITH & NEPHEW PLC Positive N/A 1d12/12/2018 3:22 SN/.LN SMITH & NEPHEW PLC Positive N/A 1d2/7/2019 7:59 SN/.LN SMITH & NEPHEW PLC Negative N/A 1d2/11/2019 7:40 SN/.LN SMITH & NEPHEW PLC Neutral N/A 1d5/2/2019 7:47 SN/.LN SMITH & NEPHEW PLC Positive N/A 1d7/16/2019 1:20 SN/.LN SMITH & NEPHEW PLC Neutral N/A 1d7/31/2019 7:57 SN/.LN SMITH & NEPHEW PLC Positive N/A 1d11/20/2018 7:00 SOON.SE SONOVA HOLDING AG-REG Negative N/A 1d12/11/2018 9:29 SOON.SE SONOVA HOLDING AG-REG Negative N/A 1d12/12/2018 3:22 SRPT SAREPTA THERAPEUTICS INC Positive N/A 1d2/7/2019 1:15 SRPT SAREPTA THERAPEUTICS INC Positive N/A 1d6/7/2019 10:58 SRPT SAREPTA THERAPEUTICS INC Neutral N/A 1d6/17/2019 12:56 SRPT SAREPTA THERAPEUTICS INC Positive N/A 1d7/19/2019 2:06 SRPT SAREPTA THERAPEUTICS INC Negative N/A 1d8/20/2019 1:58 SRPT SAREPTA THERAPEUTICS INC Negative N/A 1d10/30/2018 7:49 STMN.SE STRAUMANN HOLDING AG-REG Positive N/A 1d12/18/2018 1:48 STMN.SE STRAUMANN HOLDING AG-REG Neutral N/A 1d2/19/2019 7:49 STMN.SE STRAUMANN HOLDING AG-REG Neutral N/A 1d4/30/2019 7:28 STMN.SE STRAUMANN HOLDING AG-REG Positive N/A 1d1/30/2019 2:17 SYK STRYKER CORP Positive N/A 1d4/24/2019 1:52 SYK STRYKER CORP Negative N/A 1d7/16/2019 1:20 SYK STRYKER CORP Neutral N/A 1d7/26/2019 1:47 SYK STRYKER CORP Positive N/A 1d11/1/2018 1:13 TEVA TEVA PHARMACEUTICAL-SP AD Positive N/A 1d1/18/2019 12:39 TEVA TEVA PHARMACEUTICAL-SP AD Buy N/A 1d1/22/2019 1:26 TEVA TEVA PHARMACEUTICAL-SP AD Positive N/A 1d2/13/2019 1:09 TEVA TEVA PHARMACEUTICAL-SP AD Negative N/A 1d2/13/2019 3:01 TEVA TEVA PHARMACEUTICAL-SP AD Negative N/A 1d3/18/2019 1:28 TEVA TEVA PHARMACEUTICAL-SP AD Neutral N/A 1d5/2/2019 1:41 TEVA TEVA PHARMACEUTICAL-SP AD Negative N/A 1d





5/13/2019 11:27 TEVA TEVA PHARMACEUTICAL-SP AD Negative N/A 1d1/30/2019 2:17 TMO THERMO FISHER SCIENTIFIC Neutral N/A 1d4/24/2019 1:52 TMO THERMO FISHER SCIENTIFIC Positive N/A 1d7/24/2019 1:35 TMO THERMO FISHER SCIENTIFIC Positive N/A 1d7/25/2019 1:39 UCB.AV UCB SA Negative N/A 1d10/30/2018 7:49 UCB.BB UCB SA Negative N/A 1d11/27/2018 11:39 UCB.BB UCB SA Negative N/A 1d12/12/2018 3:22 UCB.BB UCB SA Negative N/A 1d1/14/2019 1:33 UCB.BB UCB SA Negative N/A 1d1/25/2019 12:19 UCB.BB UCB SA Negative N/A 1d2/28/2019 7:31 UCB.BB UCB SA Positive N/A 1d7/25/2019 8:05 UCB.BB UCB SA Positive N/A 1d7/31/2019 1:35 UCB.BB UCB SA Neutral N/A 1d11/27/2018 11:39 UNH UNITEDHEALTH GROUP INC Neutral N/A 1d1/18/2019 12:39 UNH UNITEDHEALTH GROUP INC Buy N/A 1d1/25/2019 1:34 UNH UNITEDHEALTH GROUP INC Neutral N/A 1d1/28/2019 3:55 UNH UNITEDHEALTH GROUP INC Neutral N/A 1d1/28/2019 3:55 UNH UNITEDHEALTH GROUP INC Positive N/A 1d4/5/2019 10:52 UNH UNITEDHEALTH GROUP INC Positive N/A 1d4/16/2019 2:32 UNH UNITEDHEALTH GROUP INC Positive N/A 1d7/18/2019 3:02 UNH UNITEDHEALTH GROUP INC Negative N/A 1d2/24/2019 2:46 VYGR VOYAGER THERAPEUTICS INC Positive N/A 1d2/25/2019 1:16 VYGR VOYAGER THERAPEUTICS INC Positive N/A 1d6/17/2019 12:56 VYGR VOYAGER THERAPEUTICS INC Positive N/A 1d4/23/2019 2:20 WAT WATERS CORP Negative N/A 1d3/27/2019 11:59 WCG WELLCARE HEALTH PLANS INC Positive N/A 1d12/12/2018 3:22 WDH.DC WILLIAM DEMANT HOLDING Negative N/A 1d2/19/2019 7:49 WDH.DC WILLIAM DEMANT HOLDING Negative N/A 1d6/17/2019 12:56 XBI SPDR S&P BIOTECH ETF Positive N/A 1d4/12/2019 12:27 ZBH ZIMMER BIOMET HOLDINGS IN Positive N/A 1d4/26/2019 1:03 ZBH ZIMMER BIOMET HOLDINGS IN Neutral N/A 1d4/26/2019 1:03 ZBH ZIMMER BIOMET HOLDINGS IN Positive N/A 1d7/16/2019 1:20 ZBH ZIMMER BIOMET HOLDINGS IN Neutral N/A 1d7/26/2019 1:47 ZBH ZIMMER BIOMET HOLDINGS IN Positive N/A 1d





7/26/2019 1:47 ZBH ZIMMER BIOMET HOLDINGS IN Positive N/A 1d




Tobias Harwood-SmithDate Ticker Name Side Target Price Time

7/29/2019 5:03 0R1Z.LN ORACLE CORP Positive N/A 1d7/16/2019 9:44 1605.JP INPEX CORP Positive N/A 1d7/8/2019 8:31 601857.C1 PETROCHINA CO LTD-A Positive N/A 1d7/9/2019 9:24 AAL AMERICAN AIRLINES GROUP I Positive N/A 1d7/25/2019 11:00 AAL.IN A-1 ACID LTD Positive N/A 1d5/1/2019 9:12 AAL.LN ANGLO AMERICAN PLC Buy N/A 1d5/9/2019 9:11 AAL.LN ANGLO AMERICAN PLC Positive N/A 1d5/16/2019 7:33 AAL.LN ANGLO AMERICAN PLC Positive N/A 1d5/21/2019 7:55 AAL.LN ANGLO AMERICAN PLC Positive N/A 1d6/18/2019 7:43 AAL.LN ANGLO AMERICAN PLC Positive N/A 1d6/18/2019 7:43 AAL.LN ANGLO AMERICAN PLC Positive N/A 1d6/20/2019 1:56 AAL.LN ANGLO AMERICAN PLC Positive N/A 1d7/1/2019 8:14 AAL.LN ANGLO AMERICAN PLC Positive N/A 1d7/3/2019 10:03 AAL.LN ANGLO AMERICAN PLC Positive N/A 1d7/8/2019 8:31 AAL.LN ANGLO AMERICAN PLC Positive N/A 1d7/16/2019 9:44 AAL.LN ANGLO AMERICAN PLC Positive N/A 1d7/24/2019 1:40 AAL.LN ANGLO AMERICAN PLC Positive N/A 1d7/26/2019 7:48 AAL.LN ANGLO AMERICAN PLC Positive N/A 1d7/26/2019 9:12 AAL.LN ANGLO AMERICAN PLC Positive N/A 1d7/8/2019 8:31 AKSO.NO AKER SOLUTIONS ASA Positive N/A 1d7/16/2019 9:44 AKSO.NO AKER SOLUTIONS ASA Negative N/A 1d6/18/2019 7:43 ANFGF ANTOFAGASTA PLC Positive N/A 1d7/1/2019 8:14 ANFGF ANTOFAGASTA PLC Positive N/A 1d7/3/2019 10:03 ANFGF ANTOFAGASTA PLC Positive N/A 1d7/8/2019 8:31 ANFGF ANTOFAGASTA PLC Positive N/A 1d7/16/2019 9:44 ANFGF ANTOFAGASTA PLC Positive N/A 1d4/18/2019 8:02 ANTO.LN ANTOFAGASTA PLC Sell N/A 1d5/21/2019 7:55 ANTO.LN ANTOFAGASTA PLC Positive N/A 1d5/24/2019 7:44 ANTO.LN ANTOFAGASTA PLC Positive N/A 1d6/18/2019 7:43 ANTO.LN ANTOFAGASTA PLC Positive N/A 1d7/1/2019 8:14 ANTO.LN ANTOFAGASTA PLC Positive N/A 1d7/3/2019 10:03 ANTO.LN ANTOFAGASTA PLC Positive N/A 1d7/8/2019 8:31 ANTO.LN ANTOFAGASTA PLC Positive N/A 1d7/16/2019 9:44 ANTO.LN ANTOFAGASTA PLC Positive N/A 1d





9/5/2019 7:51 ANTO.LN ANTOFAGASTA PLC Positive N/A 1d9/9/2019 8:26 ANTO.LN ANTOFAGASTA PLC Positive N/A 1d5/9/2019 11:00 APA APACHE CORP Positive N/A 1d6/19/2019 8:24 APA APACHE CORP Positive N/A 1d6/24/2019 8:40 APA APACHE CORP Negative N/A 1d7/1/2019 8:14 APA APACHE CORP Positive N/A 1d9/3/2019 10:56 APA APACHE CORP Positive N/A 1d4/30/2019 8:37 APC ANADARKO PETROLEUM CORP Sell N/A 1d5/28/2019 8:11 APC ANADARKO PETROLEUM CORP Positive N/A 1d6/19/2019 8:24 APC ANADARKO PETROLEUM CORP Positive N/A 1d7/1/2019 8:14 APC ANADARKO PETROLEUM CORP Positive N/A 1d6/18/2019 7:43 BBL BHP GROUP PLC-ADR Negative N/A 1d6/18/2019 7:43 BBL BHP GROUP PLC-ADR Positive N/A 1d6/20/2019 1:56 BBL BHP GROUP PLC-ADR Positive N/A 1d7/1/2019 8:14 BBL BHP GROUP PLC-ADR Positive N/A 1d7/3/2019 10:03 BBL BHP GROUP PLC-ADR Positive N/A 1d7/8/2019 8:31 BBL BHP GROUP PLC-ADR Positive N/A 1d7/9/2019 9:24 BBL BHP GROUP PLC-ADR Positive N/A 1d7/16/2019 9:44 BBL BHP GROUP PLC-ADR Negative N/A 1d7/16/2019 9:44 BBL BHP GROUP PLC-ADR Positive N/A 1d6/18/2019 7:43 BHP BHP GROUP LTD-SPON ADR Negative N/A 1d6/18/2019 7:43 BHP BHP GROUP LTD-SPON ADR Positive N/A 1d7/1/2019 8:14 BHP BHP GROUP LTD-SPON ADR Positive N/A 1d7/3/2019 10:03 BHP BHP GROUP LTD-SPON ADR Positive N/A 1d7/9/2019 9:24 BHP BHP GROUP LTD-SPON ADR Positive N/A 1d7/16/2019 9:44 BHP BHP GROUP LTD-SPON ADR Negative N/A 1d7/16/2019 9:44 BHP BHP GROUP LTD-SPON ADR Positive N/A 1d6/20/2019 1:56 BHP.AR BHP GROUP LTD Positive N/A 1d6/18/2019 7:43 BHP.AU BHP GROUP LTD Negative N/A 1d6/18/2019 7:43 BHP.AU BHP GROUP LTD Positive N/A 1d6/20/2019 1:56 BHP.AU BHP GROUP LTD Positive N/A 1d7/1/2019 8:14 BHP.AU BHP GROUP LTD Positive N/A 1d7/3/2019 10:03 BHP.AU BHP GROUP LTD Positive N/A 1d7/8/2019 8:31 BHP.AU BHP GROUP LTD Positive N/A 1d





7/9/2019 9:24 BHP.AU BHP GROUP LTD Positive N/A 1d7/16/2019 9:44 BHP.AU BHP GROUP LTD Negative N/A 1d7/16/2019 9:44 BHP.AU BHP GROUP LTD Positive N/A 1d2/19/2019 10:05 BHP.LN BHP GROUP PLC Neutral N/A 1d5/22/2019 8:17 BHP.LN BHP GROUP PLC Negative N/A 1d6/18/2019 7:43 BHP.LN BHP GROUP PLC Negative N/A 1d6/18/2019 7:43 BHP.LN BHP GROUP PLC Positive N/A 1d6/20/2019 1:56 BHP.LN BHP GROUP PLC Positive N/A 1d7/1/2019 8:14 BHP.LN BHP GROUP PLC Positive N/A 1d7/3/2019 10:03 BHP.LN BHP GROUP PLC Positive N/A 1d7/8/2019 8:31 BHP.LN BHP GROUP PLC Positive N/A 1d7/9/2019 9:24 BHP.LN BHP GROUP PLC Positive N/A 1d7/16/2019 9:44 BHP.LN BHP GROUP PLC Negative N/A 1d7/16/2019 9:44 BHP.LN BHP GROUP PLC Positive N/A 1d6/24/2019 8:40 BP BP PLC-SPONS ADR Positive N/A 1d7/9/2019 9:24 BP BP PLC-SPONS ADR Positive N/A 1d9/12/2019 7:56 BP BP PLC-SPONS ADR Positive N/A 1d2/5/2019 7:32 BP/.LN BP PLC Positive N/A 1d2/5/2019 11:23 BP/.LN BP PLC Buy N/A 1d2/19/2019 6:09 BP/.LN BP PLC Positive N/A 3m4/8/2019 8:24 BP/.LN BP PLC Positive N/A 1d4/23/2019 4:14 BP/.LN BP PLC Sell N/A 1d4/30/2019 10:23 BP/.LN BP PLC Buy N/A 1d5/7/2019 11:25 BP/.LN BP PLC Sell N/A 1d5/22/2019 8:17 BP/.LN BP PLC Positive N/A 1d6/24/2019 8:40 BP/.LN BP PLC Positive N/A 1d7/9/2019 9:24 BP/.LN BP PLC Positive N/A 1d7/18/2019 8:12 BP/.LN BP PLC Positive N/A 1d7/24/2019 1:40 BP/.LN BP PLC Neutral N/A 1d7/24/2019 1:40 BP/.LN BP PLC Positive N/A 1d7/30/2019 9:10 BP/.LN BP PLC Positive N/A 1d7/30/2019 3:07 BP/.LN BP PLC Positive N/A 1d8/5/2019 8:47 BP/.LN BP PLC Positive N/A 1d8/5/2019 9:21 BP/.LN BP PLC Positive N/A 1d





8/12/2019 8:36 BP/.LN BP PLC Positive N/A 1d9/3/2019 10:56 BP/.LN BP PLC Positive N/A 1d9/13/2019 8:49 BP/.LN BP PLC Positive N/A 1d8/9/2019 8:52 CDEV CENTENNIAL RESOURCE DEVEL Negative N/A 1d6/19/2019 8:24 CHK CHESAPEAKE ENERGY CORP Positive N/A 1d6/24/2019 8:40 CHK CHESAPEAKE ENERGY CORP Negative N/A 1d7/1/2019 8:14 CHK CHESAPEAKE ENERGY CORP Positive N/A 1d6/19/2019 8:24 COG CABOT OIL & GAS CORP Positive N/A 1d6/24/2019 8:40 COG CABOT OIL & GAS CORP Negative N/A 1d7/1/2019 8:14 COG CABOT OIL & GAS CORP Positive N/A 1d4/15/2019 7:55 COP CONOCOPHILLIPS Positive N/A 1d5/9/2019 11:00 COP CONOCOPHILLIPS Positive N/A 1d6/19/2019 8:24 COP CONOCOPHILLIPS Positive N/A 1d6/24/2019 8:40 COP CONOCOPHILLIPS Positive N/A 1d7/1/2019 8:14 COP CONOCOPHILLIPS Positive N/A 1d9/12/2019 7:56 COP CONOCOPHILLIPS Positive N/A 1d9/13/2019 8:49 COP CONOCOPHILLIPS Positive N/A 1d4/12/2019 2:57 CVX CHEVRON CORP Neutral N/A 1d4/12/2019 7:57 CXO CONCHO RESOURCES INC Negative N/A 1d4/12/2019 2:57 CXO CONCHO RESOURCES INC Positive N/A 1d5/2/2019 9:45 CXO CONCHO RESOURCES INC Sell N/A 1d5/9/2019 11:00 CXO CONCHO RESOURCES INC Positive N/A 1d6/18/2019 7:43 CXO CONCHO RESOURCES INC Positive N/A 1d6/19/2019 8:24 CXO CONCHO RESOURCES INC Positive N/A 1d6/24/2019 8:40 CXO CONCHO RESOURCES INC Positive N/A 1d7/1/2019 8:14 CXO CONCHO RESOURCES INC Positive N/A 1d8/2/2019 12:07 CXO CONCHO RESOURCES INC Positive N/A 1d8/12/2019 8:36 CXO CONCHO RESOURCES INC Positive N/A 1d9/4/2019 8:14 CXO CONCHO RESOURCES INC Positive N/A 1d9/13/2019 8:49 CXO CONCHO RESOURCES INC Positive N/A 1d4/4/2019 8:42 DRLCO.DC DRILLING CO OF 1972/THE Negative N/A 1d5/9/2019 11:00 DRLCO.DC DRILLING CO OF 1972/THE Negative N/A 1d8/9/2019 8:52 DRLCO.DC DRILLING CO OF 1972/THE Negative N/A 1d9/10/2019 8:01 DRLCO.DC DRILLING CO OF 1972/THE Negative N/A 1d





6/19/2019 8:24 DVN DEVON ENERGY CORP Positive N/A 1d7/1/2019 8:14 DVN DEVON ENERGY CORP Positive N/A 1d6/24/2019 8:40 E ENI SPA-SPONSORED ADR Positive N/A 1d9/11/2019 8:35 E ENI SPA-SPONSORED ADR Negative N/A 1d6/19/2019 8:24 ECA ENCANA CORP Positive N/A 1d7/1/2019 8:14 ECA ENCANA CORP Positive N/A 1d6/19/2019 8:24 ECA.TO ENCANA CORP Positive N/A 1d7/1/2019 8:14 ECA.TO ENCANA CORP Positive N/A 1d2/15/2019 7:33 ENI.IM ENI SPA Neutral N/A 1d2/19/2019 6:09 ENI.IM ENI SPA Neutral N/A 3m3/15/2019 11:37 ENI.IM ENI SPA Positive N/A 1d4/23/2019 4:14 ENI.IM ENI SPA Buy N/A 1d4/24/2019 4:47 ENI.IM ENI SPA Buy N/A 1d5/7/2019 11:25 ENI.IM ENI SPA Buy N/A 1d5/22/2019 8:17 ENI.IM ENI SPA Positive N/A 1d6/24/2019 8:40 ENI.IM ENI SPA Positive N/A 1d7/26/2019 2:13 ENI.IM ENI SPA Negative N/A 1d8/5/2019 9:21 ENI.IM ENI SPA Negative N/A 1d8/9/2019 8:52 ENI.IM ENI SPA Negative N/A 1d8/12/2019 8:36 ENI.IM ENI SPA Positive N/A 1d9/4/2019 8:14 ENI.IM ENI SPA Negative N/A 1d9/11/2019 8:35 ENI.IM ENI SPA Negative N/A 1d5/9/2019 11:00 EOG EOG RESOURCES INC Positive N/A 1d5/22/2019 8:17 EOG EOG RESOURCES INC Positive N/A 1d5/28/2019 8:11 EOG EOG RESOURCES INC Positive N/A 1d5/29/2019 4:07 EOG EOG RESOURCES INC Positive N/A 1d6/18/2019 7:43 EOG EOG RESOURCES INC Positive N/A 1d6/19/2019 8:24 EOG EOG RESOURCES INC Positive N/A 1d6/24/2019 8:40 EOG EOG RESOURCES INC Positive N/A 1d7/1/2019 8:14 EOG EOG RESOURCES INC Positive N/A 1d9/13/2019 8:49 EOG EOG RESOURCES INC Positive N/A 1d7/2/2019 7:58 EQNR EQUINOR ASA-SPON ADR Positive N/A 1d7/8/2019 8:31 EQNR EQUINOR ASA-SPON ADR Positive N/A 1d9/11/2019 8:35 EQNR EQUINOR ASA-SPON ADR Positive N/A 1d





9/11/2019 8:35 EQNR EQUINOR ASA-SPON ADR Positive N/A 1d9/12/2019 7:56 EQNR EQUINOR ASA-SPON ADR Positive N/A 1d4/4/2019 8:01 EQNR.NO EQUINOR ASA Negative N/A 1d4/23/2019 4:14 EQNR.NO EQUINOR ASA Sell N/A 1d5/3/2019 12:05 EQNR.NO EQUINOR ASA Sell N/A 1d5/7/2019 11:25 EQNR.NO EQUINOR ASA Sell N/A 1d7/2/2019 7:58 EQNR.NO EQUINOR ASA Positive N/A 1d7/8/2019 8:31 EQNR.NO EQUINOR ASA Positive N/A 1d7/25/2019 6:40 EQNR.NO EQUINOR ASA Negative N/A 1d7/26/2019 2:13 EQNR.NO EQUINOR ASA Neutral N/A 1d8/5/2019 9:21 EQNR.NO EQUINOR ASA Negative N/A 1d9/4/2019 8:14 EQNR.NO EQUINOR ASA Positive N/A 1d9/5/2019 7:51 EQNR.NO EQUINOR ASA Positive N/A 1d9/11/2019 8:35 EQNR.NO EQUINOR ASA Positive N/A 1d9/12/2019 7:56 EQNR.NO EQUINOR ASA Positive N/A 1d9/13/2019 8:49 EQNR.NO EQUINOR ASA Positive N/A 1d6/24/2019 8:40 ET ENERGY TRANSFER LP Positive N/A 1d4/18/2019 8:02 FM.TO FIRST QUANTUM MINERALS LT Buy N/A 1d5/14/2019 8:15 FM.TO FIRST QUANTUM MINERALS LT Positive N/A 1d5/21/2019 7:55 FM.TO FIRST QUANTUM MINERALS LT Positive N/A 1d5/24/2019 7:44 FM.TO FIRST QUANTUM MINERALS LT Positive N/A 1d2/7/2019 7:37 FP.FP TOTAL SA Positive N/A 1d2/7/2019 12:07 FP.FP TOTAL SA Market-perform N/A 1d2/19/2019 6:09 FP.FP TOTAL SA Neutral N/A 3m3/13/2019 5:36 FP.FP TOTAL SA Neutral N/A 1d4/2/2019 5:08 FP.FP TOTAL SA Positive N/A 1d4/12/2019 2:57 FP.FP TOTAL SA Positive N/A 1d4/23/2019 4:14 FP.FP TOTAL SA Sell N/A 1d4/26/2019 4:08 FP.FP TOTAL SA Positive N/A 1d5/7/2019 8:44 FP.FP TOTAL SA Buy N/A 1d5/7/2019 11:25 FP.FP TOTAL SA Sell N/A 1d6/18/2019 7:43 FP.FP TOTAL SA Positive N/A 1d7/25/2019 7:54 FP.FP TOTAL SA Neutral N/A 1d7/26/2019 2:13 FP.FP TOTAL SA Neutral N/A 1d





7/26/2019 4:41 FP.FP TOTAL SA Positive N/A 1d8/5/2019 9:21 FP.FP TOTAL SA Negative N/A 1d9/12/2019 7:56 FP.FP TOTAL SA Positive N/A 1d4/30/2019 8:37 FQM.LN FIRST QUANTUM MINERALS LT Sell N/A 1d7/26/2019 2:13 FR.FP VALEO SA Positive N/A 1d5/7/2019 8:44 FTI TECHNIPFMC PLC Sell N/A 1d6/26/2019 12:17 FTI TECHNIPFMC PLC Negative N/A 1d6/27/2019 7:55 FTI TECHNIPFMC PLC Negative N/A 1d7/8/2019 8:31 FTI TECHNIPFMC PLC Positive N/A 1d2/21/2019 7:52 FTI.FP TECHNIPFMC PLC Positive N/A 1w3/7/2019 7:40 FTI.FP TECHNIPFMC PLC Neutral N/A 1d4/26/2019 4:07 FTI.FP TECHNIPFMC PLC Sell N/A 1d6/26/2019 12:17 FTI.FP TECHNIPFMC PLC Negative N/A 1d6/27/2019 7:55 FTI.FP TECHNIPFMC PLC Negative N/A 1d7/8/2019 8:31 FTI.FP TECHNIPFMC PLC Positive N/A 1d7/24/2019 8:29 FTI.FP TECHNIPFMC PLC Negative N/A 1d7/24/2019 8:29 FTI.FP TECHNIPFMC PLC Neutral N/A 1d7/25/2019 11:00 FTI.FP TECHNIPFMC PLC Negative N/A 1d7/25/2019 3:07 FTI.FP TECHNIPFMC PLC Positive N/A 1d9/10/2019 8:01 FTI.FP TECHNIPFMC PLC Negative N/A 1d9/13/2019 8:49 FTI.FP TECHNIPFMC PLC Negative N/A 1d8/5/2019 9:21 GALP.LI GALP ENERGIA SGPS SA Positive N/A 1d2/11/2019 8:05 GALP.PL GALP ENERGIA SGPS SA Negative N/A 1d2/19/2019 6:09 GALP.PL GALP ENERGIA SGPS SA Positive N/A 3m3/1/2019 7:41 GALP.PL GALP ENERGIA SGPS SA Positive N/A 1d3/14/2019 8:02 GALP.PL GALP ENERGIA SGPS SA Positive N/A 1d4/8/2019 8:24 GALP.PL GALP ENERGIA SGPS SA Positive N/A 1d4/23/2019 4:14 GALP.PL GALP ENERGIA SGPS SA Buy N/A 1d4/29/2019 12:54 GALP.PL GALP ENERGIA SGPS SA Buy N/A 1d5/7/2019 11:25 GALP.PL GALP ENERGIA SGPS SA Buy N/A 1d6/18/2019 7:43 GALP.PL GALP ENERGIA SGPS SA Positive N/A 1d6/24/2019 8:40 GALP.PL GALP ENERGIA SGPS SA Positive N/A 1d7/9/2019 9:24 GALP.PL GALP ENERGIA SGPS SA Positive N/A 1d7/16/2019 9:44 GALP.PL GALP ENERGIA SGPS SA Positive N/A 1d





7/18/2019 8:12 GALP.PL GALP ENERGIA SGPS SA Positive N/A 1d7/29/2019 7:04 GALP.PL GALP ENERGIA SGPS SA Positive N/A 1d9/12/2019 7:56 GALP.PL GALP ENERGIA SGPS SA Positive N/A 1d9/13/2019 8:49 GALP.PL GALP ENERGIA SGPS SA Positive N/A 1d2/20/2019 8:00 GLEN.LN GLENCORE PLC Positive N/A 3m3/5/2019 12:27 GLEN.LN GLENCORE PLC Positive N/A 1d3/11/2019 8:56 GLEN.LN GLENCORE PLC Positive N/A 1d3/22/2019 8:59 GLEN.LN GLENCORE PLC Positive N/A 1d3/27/2019 8:17 GLEN.LN GLENCORE PLC Positive N/A 1d4/26/2019 9:16 GLEN.LN GLENCORE PLC Buy N/A 1d4/30/2019 8:37 GLEN.LN GLENCORE PLC Sell N/A 1d5/14/2019 8:15 GLEN.LN GLENCORE PLC Positive N/A 1d5/22/2019 8:17 GLEN.LN GLENCORE PLC Positive N/A 1d6/18/2019 7:43 GLEN.LN GLENCORE PLC Positive N/A 1d6/27/2019 5:42 GLEN.LN GLENCORE PLC Positive N/A 1d7/1/2019 8:14 GLEN.LN GLENCORE PLC Positive N/A 1d7/3/2019 10:03 GLEN.LN GLENCORE PLC Positive N/A 1d7/8/2019 8:31 GLEN.LN GLENCORE PLC Positive N/A 1d7/9/2019 9:24 GLEN.LN GLENCORE PLC Negative N/A 1d7/16/2019 9:44 GLEN.LN GLENCORE PLC Positive N/A 1d8/2/2019 12:06 GLEN.LN GLENCORE PLC Neutral N/A 1d8/7/2019 7:56 GLEN.LN GLENCORE PLC Negative N/A 1d8/7/2019 12:58 GLEN.LN GLENCORE PLC Positive N/A 1d8/8/2019 8:32 GLEN.LN GLENCORE PLC Positive N/A 1d9/5/2019 7:51 GLEN.LN GLENCORE PLC Positive N/A 1d9/9/2019 8:26 GLEN.LN GLENCORE PLC Negative N/A 1d9/9/2019 8:26 GLEN.LN GLENCORE PLC Positive N/A 1d7/11/2019 7:58 HAL HALLIBURTON CO Negative N/A 1d5/9/2019 11:00 HES HESS CORP Positive N/A 1d6/4/2019 7:59 HES HESS CORP Positive N/A 1d6/18/2019 7:43 HES HESS CORP Positive N/A 1d6/19/2019 8:24 HES HESS CORP Positive N/A 1d6/24/2019 8:40 HES HESS CORP Positive N/A 1d7/1/2019 8:14 HES HESS CORP Positive N/A 1d





9/3/2019 10:56 HES HESS CORP Positive N/A 1d9/13/2019 8:49 HES HESS CORP Positive N/A 1d2/28/2019 12:25 HTG.LN HUNTING PLC Neutral N/A 1d3/7/2019 7:40 HTG.LN HUNTING PLC Neutral N/A 1d5/21/2019 7:55 HTG.LN HUNTING PLC Positive N/A 1d6/24/2019 8:40 HTG.LN HUNTING PLC Positive N/A 1d6/27/2019 7:55 HTG.LN HUNTING PLC Positive N/A 1d7/8/2019 8:31 HTG.LN HUNTING PLC Positive N/A 1d7/11/2019 7:58 HTG.LN HUNTING PLC Positive N/A 1d7/16/2019 9:44 HTG.LN HUNTING PLC Positive N/A 1d9/5/2019 7:51 HTG.LN HUNTING PLC Negative N/A 1d2/25/2019 8:56 IVN.TO IVANHOE MINES LTD-CL A Positive N/A 1w4/18/2019 8:02 IVN.TO IVANHOE MINES LTD-CL A Buy N/A 1d4/25/2019 3:16 IVN.TO IVANHOE MINES LTD-CL A Buy N/A 1d5/7/2019 8:44 IVN.TO IVANHOE MINES LTD-CL A Buy N/A 1d5/14/2019 8:15 IVN.TO IVANHOE MINES LTD-CL A Positive N/A 1d5/21/2019 7:55 IVN.TO IVANHOE MINES LTD-CL A Positive N/A 1d6/18/2019 7:43 IVN.TO IVANHOE MINES LTD-CL A Positive N/A 1d7/1/2019 8:14 IVN.TO IVANHOE MINES LTD-CL A Positive N/A 1d7/3/2019 10:03 IVN.TO IVANHOE MINES LTD-CL A Positive N/A 1d7/3/2019 10:03 IVN.TO IVANHOE MINES LTD-CL A Positive N/A 1d7/8/2019 8:31 IVN.TO IVANHOE MINES LTD-CL A Positive N/A 1d7/16/2019 9:44 IVN.TO IVANHOE MINES LTD-CL A Positive N/A 1d5/9/2019 11:00 KOS KOSMOS ENERGY LTD Positive N/A 1d6/18/2019 7:43 KOS KOSMOS ENERGY LTD Positive N/A 1d6/19/2019 8:24 KOS KOSMOS ENERGY LTD Positive N/A 1d6/24/2019 8:40 KOS KOSMOS ENERGY LTD Positive N/A 1d7/1/2019 8:14 KOS KOSMOS ENERGY LTD Positive N/A 1d9/3/2019 10:56 KOS KOSMOS ENERGY LTD Positive N/A 1d3/27/2019 8:17 MNOD.LI MMC NORILSK NICKEL PJSC-A Neutral N/A 1d4/12/2019 7:57 MTDR MATADOR RESOURCES CO Negative N/A 1d8/9/2019 8:52 MTDR MATADOR RESOURCES CO Negative N/A 1d8/9/2019 8:52 NBL NOBLE ENERGY INC Negative N/A 1d8/9/2019 8:52 NBR NABORS INDUSTRIES LTD Negative N/A 1d





3/27/2019 8:17 NHY.NO NORSK HYDRO ASA Neutral N/A 1d9/3/2019 10:56 ORSTED.DCORSTED A/S Positive N/A 1d4/9/2019 8:01 OSH.AU OIL SEARCH LTD Positive N/A 1d4/12/2019 2:57 OXY OCCIDENTAL PETROLEUM CORP Neutral N/A 1d5/29/2019 3:01 OXY OCCIDENTAL PETROLEUM CORP Positive N/A 1d7/16/2019 9:44 OXY OCCIDENTAL PETROLEUM CORP Positive N/A 1d8/9/2019 8:52 OXY OCCIDENTAL PETROLEUM CORP Negative N/A 1d2/28/2019 12:25 PFC.LN PETROFAC LTD Negative N/A 1d3/7/2019 7:40 PFC.LN PETROFAC LTD Negative N/A 1d6/27/2019 7:55 PFC.LN PETROFAC LTD Negative N/A 1d7/8/2019 8:31 PFC.LN PETROFAC LTD Positive N/A 1d7/11/2019 7:58 PFC.LN PETROFAC LTD Negative N/A 1d8/9/2019 8:52 PFC.LN PETROFAC LTD Negative N/A 1d9/10/2019 8:01 PFC.LN PETROFAC LTD Negative N/A 1d9/13/2019 8:49 PFC.LN PETROFAC LTD Negative N/A 1d5/9/2019 11:00 PXD PIONEER NATURAL RESOURCES Positive N/A 1d5/28/2019 8:11 PXD PIONEER NATURAL RESOURCES Positive N/A 1d6/18/2019 7:43 PXD PIONEER NATURAL RESOURCES Positive N/A 1d6/19/2019 8:24 PXD PIONEER NATURAL RESOURCES Positive N/A 1d6/24/2019 8:40 PXD PIONEER NATURAL RESOURCES Positive N/A 1d7/1/2019 8:14 PXD PIONEER NATURAL RESOURCES Positive N/A 1d2/19/2019 6:09 RDSA.LN ROYAL DUTCH SHELL PLC-A S Positive N/A 3m3/11/2019 8:34 RDSA.LN ROYAL DUTCH SHELL PLC-A S Positive N/A 1d3/14/2019 8:02 RDSA.LN ROYAL DUTCH SHELL PLC-A S Positive N/A 1d4/1/2019 12:26 RDSA.LN ROYAL DUTCH SHELL PLC-A S Positive N/A 1d4/2/2019 5:08 RDSA.LN ROYAL DUTCH SHELL PLC-A S Positive N/A 1d4/8/2019 8:24 RDSA.LN ROYAL DUTCH SHELL PLC-A S Positive N/A 1d4/12/2019 7:57 RDSA.LN ROYAL DUTCH SHELL PLC-A S Positive N/A 1d4/12/2019 2:57 RDSA.LN ROYAL DUTCH SHELL PLC-A S Positive N/A 1d4/23/2019 4:14 RDSA.LN ROYAL DUTCH SHELL PLC-A S Buy N/A 1d5/3/2019 3:18 RDSA.LN ROYAL DUTCH SHELL PLC-A S Buy N/A 1d5/7/2019 11:25 RDSA.LN ROYAL DUTCH SHELL PLC-A S Buy N/A 1d5/14/2019 8:15 RDSA.LN ROYAL DUTCH SHELL PLC-A S Positive N/A 1d6/18/2019 7:43 RDSA.LN ROYAL DUTCH SHELL PLC-A S Positive N/A 1d





6/18/2019 7:43 RDSA.LN ROYAL DUTCH SHELL PLC-A S Positive N/A 1d6/19/2019 8:24 RDSA.LN ROYAL DUTCH SHELL PLC-A S Positive N/A 1d6/24/2019 8:40 RDSA.LN ROYAL DUTCH SHELL PLC-A S Positive N/A 1d8/1/2019 7:56 RDSA.LN ROYAL DUTCH SHELL PLC-A S Negative N/A 1d8/1/2019 2:33 RDSA.LN ROYAL DUTCH SHELL PLC-A S Negative N/A 1d8/2/2019 12:06 RDSA.LN ROYAL DUTCH SHELL PLC-A S Positive N/A 1d8/5/2019 9:21 RDSA.LN ROYAL DUTCH SHELL PLC-A S Negative N/A 1d9/12/2019 7:56 RDSA.LN ROYAL DUTCH SHELL PLC-A S Positive N/A 1d9/13/2019 8:49 RDSA.LN ROYAL DUTCH SHELL PLC-A S Positive N/A 1d6/18/2019 7:43 RDSA.NA ROYAL DUTCH SHELL PLC-A S Positive N/A 1d6/18/2019 7:43 RDSA.NA ROYAL DUTCH SHELL PLC-A S Positive N/A 1d6/19/2019 8:24 RDSA.NA ROYAL DUTCH SHELL PLC-A S Positive N/A 1d6/24/2019 8:40 RDSA.NA ROYAL DUTCH SHELL PLC-A S Positive N/A 1d8/1/2019 7:56 RDSA.NA ROYAL DUTCH SHELL PLC-A S Negative N/A 1d9/12/2019 7:56 RDSA.NA ROYAL DUTCH SHELL PLC-A S Positive N/A 1d9/13/2019 8:49 RDSA.NA ROYAL DUTCH SHELL PLC-A S Positive N/A 1d1/31/2019 7:26 RDSB.LN ROYAL DUTCH SHELL PLC-B S Positive N/A 1d2/21/2019 10:55 RDSB.LN ROYAL DUTCH SHELL PLC-B S Positive N/A 1w6/4/2019 2:01 RDSB.LN ROYAL DUTCH SHELL PLC-B S Positive N/A 1d6/18/2019 7:43 RDSB.LN ROYAL DUTCH SHELL PLC-B S Positive N/A 1d6/18/2019 7:43 RDSB.LN ROYAL DUTCH SHELL PLC-B S Positive N/A 1d6/19/2019 8:24 RDSB.LN ROYAL DUTCH SHELL PLC-B S Positive N/A 1d6/24/2019 8:40 RDSB.LN ROYAL DUTCH SHELL PLC-B S Positive N/A 1d9/12/2019 7:56 RDSB.LN ROYAL DUTCH SHELL PLC-B S Positive N/A 1d6/18/2019 7:43 RDSB.NA ROYAL DUTCH SHELL PLC-B S Positive N/A 1d6/18/2019 7:43 RDSB.NA ROYAL DUTCH SHELL PLC-B S Positive N/A 1d6/19/2019 8:24 RDSB.NA ROYAL DUTCH SHELL PLC-B S Positive N/A 1d6/24/2019 8:40 RDSB.NA ROYAL DUTCH SHELL PLC-B S Positive N/A 1d9/12/2019 7:56 RDSB.NA ROYAL DUTCH SHELL PLC-B S Positive N/A 1d3/8/2019 8:11 REP.SQ REPSOL SA Positive N/A 1d4/4/2019 8:01 REP.SQ REPSOL SA Positive N/A 1d4/10/2019 7:50 REP.SQ REPSOL SA Positive N/A 1d4/30/2019 1:32 REP.SQ REPSOL SA Buy N/A 1d7/10/2019 9:30 REP.SQ REPSOL SA Negative N/A 1d





6/18/2019 7:43 RIO RIO TINTO PLC-SPON ADR Positive N/A 1d6/18/2019 7:43 RIO RIO TINTO PLC-SPON ADR Positive N/A 1d6/20/2019 1:56 RIO RIO TINTO PLC-SPON ADR Positive N/A 1d7/1/2019 8:14 RIO RIO TINTO PLC-SPON ADR Positive N/A 1d7/3/2019 10:03 RIO RIO TINTO PLC-SPON ADR Positive N/A 1d7/8/2019 8:31 RIO RIO TINTO PLC-SPON ADR Positive N/A 1d7/9/2019 9:24 RIO RIO TINTO PLC-SPON ADR Positive N/A 1d7/16/2019 9:44 RIO RIO TINTO PLC-SPON ADR Positive N/A 1d8/1/2019 7:56 RIO RIO TINTO PLC-SPON ADR Positive N/A 1d8/1/2019 12:21 RIO RIO TINTO PLC-SPON ADR Positive N/A 1d2/19/2019 10:05 RIO.LN RIO TINTO PLC Positive N/A 1d2/27/2019 12:46 RIO.LN RIO TINTO PLC Negative N/A 1d3/5/2019 12:27 RIO.LN RIO TINTO PLC Neutral N/A 1d3/11/2019 8:56 RIO.LN RIO TINTO PLC Neutral N/A 1d3/18/2019 8:36 RIO.LN RIO TINTO PLC Positive N/A 1d4/3/2019 7:50 RIO.LN RIO TINTO PLC Positive N/A 1d4/11/2019 7:42 RIO.LN RIO TINTO PLC Neutral N/A 1d4/23/2019 8:10 RIO.LN RIO TINTO PLC Buy N/A 1d5/9/2019 9:11 RIO.LN RIO TINTO PLC Neutral N/A 1d5/16/2019 7:33 RIO.LN RIO TINTO PLC Positive N/A 1d5/22/2019 8:17 RIO.LN RIO TINTO PLC Positive N/A 1d5/30/2019 7:47 RIO.LN RIO TINTO PLC Positive N/A 1d6/4/2019 7:59 RIO.LN RIO TINTO PLC Positive N/A 1d6/18/2019 7:43 RIO.LN RIO TINTO PLC Positive N/A 1d6/18/2019 7:43 RIO.LN RIO TINTO PLC Positive N/A 1d6/20/2019 1:56 RIO.LN RIO TINTO PLC Positive N/A 1d6/26/2019 8:15 RIO.LN RIO TINTO PLC Positive N/A 1d6/27/2019 7:55 RIO.LN RIO TINTO PLC Positive N/A 1d7/1/2019 8:14 RIO.LN RIO TINTO PLC Positive N/A 1d7/3/2019 10:03 RIO.LN RIO TINTO PLC Positive N/A 1d7/8/2019 8:31 RIO.LN RIO TINTO PLC Positive N/A 1d7/9/2019 9:24 RIO.LN RIO TINTO PLC Positive N/A 1d7/16/2019 9:44 RIO.LN RIO TINTO PLC Negative N/A 1d7/16/2019 9:44 RIO.LN RIO TINTO PLC Positive N/A 1d





7/16/2019 9:44 RIO.LN RIO TINTO PLC Positive N/A 1d7/24/2019 8:29 RIO.LN RIO TINTO PLC Positive N/A 1d7/24/2019 1:40 RIO.LN RIO TINTO PLC Positive N/A 1d6/19/2019 8:24 RRC RANGE RESOURCES CORP Positive N/A 1d6/24/2019 8:40 RRC RANGE RESOURCES CORP Negative N/A 1d7/1/2019 8:14 RRC RANGE RESOURCES CORP Positive N/A 1d7/3/2019 10:03 S32.LN SOUTH32 LTD Positive N/A 1d7/3/2019 10:03 S32.SJ SOUTH32 LTD Positive N/A 1d5/16/2019 7:33 SBFFF SBM OFFSHORE NV Neutral N/A 1d2/14/2019 7:16 SBMO.NA SBM OFFSHORE NV Positive N/A 1d2/14/2019 10:34 SBMO.NA SBM OFFSHORE NV Positive N/A 1d7/8/2019 8:31 SBMO.NA SBM OFFSHORE NV Positive N/A 1d2/28/2019 12:25 SPM.IM SAIPEM SPA Positive N/A 1d3/7/2019 7:40 SPM.IM SAIPEM SPA Positive N/A 1d4/1/2019 9:42 SPM.IM SAIPEM SPA Positive N/A 1d4/12/2019 7:57 SPM.IM SAIPEM SPA Positive N/A 1d4/18/2019 9:53 SPM.IM SAIPEM SPA Buy N/A 1d4/30/2019 8:37 SPM.IM SAIPEM SPA Buy N/A 1d6/5/2019 11:27 SPM.IM SAIPEM SPA Positive N/A 1d6/6/2019 7:39 SPM.IM SAIPEM SPA Positive N/A 1d6/26/2019 12:17 SPM.IM SAIPEM SPA Positive N/A 1d6/27/2019 7:55 SPM.IM SAIPEM SPA Positive N/A 1d7/8/2019 8:31 SPM.IM SAIPEM SPA Positive N/A 1d7/24/2019 8:29 SPM.IM SAIPEM SPA Positive N/A 1d7/25/2019 8:46 SPM.IM SAIPEM SPA Positive N/A 1d7/25/2019 3:07 SPM.IM SAIPEM SPA Positive N/A 1d5/2/2019 9:45 SUBC.NO SUBSEA 7 SA Sell N/A 1d7/8/2019 8:31 SUBC.NO SUBSEA 7 SA Positive N/A 1d9/13/2019 8:49 SUBC.NO SUBSEA 7 SA Negative N/A 1d6/19/2019 8:24 SWN SOUTHWESTERN ENERGY CO Positive N/A 1d6/24/2019 8:40 SWN SOUTHWESTERN ENERGY CO Negative N/A 1d7/1/2019 8:14 SWN SOUTHWESTERN ENERGY CO Positive N/A 1d8/9/2019 8:52 SWWI SIMON WORLDWIDE INC Negative N/A 1d2/21/2019 7:26 TEN.IM TENARIS SA Positive N/A 1w





3/7/2019 7:40 TEN.IM TENARIS SA Positive N/A 1d3/15/2019 7:55 TEN.IM TENARIS SA Positive N/A 1d5/3/2019 3:02 TEN.IM TENARIS SA Buy N/A 1d5/14/2019 8:15 TEN.IM TENARIS SA Positive N/A 1d5/16/2019 7:33 TEN.IM TENARIS SA Positive N/A 1d6/24/2019 8:40 TEN.IM TENARIS SA Positive N/A 1d7/8/2019 8:31 TEN.IM TENARIS SA Positive N/A 1d7/11/2019 7:58 TEN.IM TENARIS SA Positive N/A 1d8/1/2019 7:02 TEN.IM TENARIS SA Positive N/A 1d9/3/2019 10:56 TEN.IM TENARIS SA Positive N/A 1d9/3/2019 10:56 TEN.IM TENARIS SA Positive N/A 1d9/5/2019 7:51 TEN.IM TENARIS SA Negative N/A 1d4/12/2019 2:57 TLW.LN TULLOW OIL PLC Positive N/A 1d8/12/2019 8:36 TLW.LN TULLOW OIL PLC Positive N/A 1d7/8/2019 8:31 TS TENARIS SA-ADR Positive N/A 1d3/27/2019 8:17 VALE VALE SA-SP ADR Positive N/A 1d4/3/2019 7:50 VALE VALE SA-SP ADR Positive N/A 1d4/23/2019 8:10 VALE VALE SA-SP ADR Buy N/A 1d5/16/2019 7:33 VALE VALE SA-SP ADR Positive N/A 1d5/22/2019 8:17 VALE VALE SA-SP ADR Positive N/A 1d5/24/2019 7:44 VALE VALE SA-SP ADR Positive N/A 1d5/30/2019 7:47 VALE VALE SA-SP ADR Positive N/A 1d6/4/2019 7:59 VALE VALE SA-SP ADR Positive N/A 1d6/18/2019 7:43 VALE VALE SA-SP ADR Positive N/A 1d6/19/2019 1:53 VALE VALE SA-SP ADR Positive N/A 1d6/20/2019 1:56 VALE VALE SA-SP ADR Positive N/A 1d7/1/2019 8:14 VALE VALE SA-SP ADR Positive N/A 1d7/3/2019 10:03 VALE VALE SA-SP ADR Positive N/A 1d7/4/2019 8:27 VALE VALE SA-SP ADR Positive N/A 1d7/8/2019 8:31 VALE VALE SA-SP ADR Positive N/A 1d7/16/2019 9:44 VALE VALE SA-SP ADR Positive N/A 1d6/18/2019 7:43 VALE3.BZ VALE SA Positive N/A 1d6/20/2019 1:56 VALE3.BZ VALE SA Positive N/A 1d7/1/2019 8:14 VALE3.BZ VALE SA Positive N/A 1d





7/3/2019 10:03 VALE3.BZ VALE SA Positive N/A 1d7/4/2019 8:27 VALE3.BZ VALE SA Positive N/A 1d7/8/2019 8:31 VALE3.BZ VALE SA Positive N/A 1d7/16/2019 9:44 VALE3.BZ VALE SA Positive N/A 1d2/20/2019 7:13 VK.FP VALLOUREC SA Positive N/A 1w3/7/2019 7:40 VK.FP VALLOUREC SA Negative N/A 1d6/4/2019 7:59 VK.FP VALLOUREC SA Negative N/A 1d7/8/2019 8:31 VK.FP VALLOUREC SA Positive N/A 1d7/11/2019 7:58 VK.FP VALLOUREC SA Positive N/A 1d7/24/2019 6:47 VK.FP VALLOUREC SA Positive N/A 1d9/10/2019 8:01 VK.FP VALLOUREC SA Negative N/A 1d4/11/2019 7:42 WG/.LN JOHN WOOD GROUP PLC Neutral N/A 1d6/26/2019 8:15 WG/.LN JOHN WOOD GROUP PLC Positive N/A 1d6/27/2019 7:55 WG/.LN JOHN WOOD GROUP PLC Positive N/A 1d7/8/2019 8:31 WG/.LN JOHN WOOD GROUP PLC Positive N/A 1d7/11/2019 7:58 WG/.LN JOHN WOOD GROUP PLC Positive N/A 1d7/9/2019 9:24 WMB WILLIAMS COS INC Positive N/A 1d4/12/2019 7:57 XEC CIMAREX ENERGY CO Negative N/A 1d




William AshworthDate Ticker Name Side Target Price Time

7/19/2018 7:26 AAL.LN ANGLO AMERICAN PLC Neutral N/A 1d6/29/2018 7:41 ABBV.LN ABBVIE INC Negative N/A 1d6/29/2018 7:41 ABBV.LN ABBVIE INC Positive N/A 1d7/5/2018 7:29 ABF.LN ASSOCIATED BRITISH FOODS Outperform N/A 1d5/9/2018 7:24 AD.NA KONINKLIJKE AHOLD DELHAIZ Outperform N/A 1d5/4/2018 7:12 AF.FP AIR FRANCE-KLM Underperform N/A 1d4/25/2018 7:38 AI.FP AIR LIQUIDE SA Neutral N/A 1d4/27/2018 7:15 AIR.FP AIRBUS SE Neutral N/A 1d7/13/2018 7:01 AKRX AKORN INC Outperform N/A 1d4/24/2018 7:12 AMS.SE AMS AG Underperform N/A 1d8/14/2018 7:22 ANTO.LN ANTOFAGASTA PLC Underperform N/A 1d5/24/2018 7:41 ARYN.LI ARYZTA AG Underperform N/A 1d8/10/2018 12:54 ASC.LN ASOS PLC Underperform N/A 1d8/2/2018 7:22 AV/.LN AVIVA PLC Outperform N/A 1d5/18/2018 7:40 AZN.LN ASTRAZENECA PLC Underperform N/A 1d5/4/2018 7:06 BAS.GY BASF SE Underperform N/A 1d5/3/2018 7:05 BAYN.GY BAYER AG-REG Outperform N/A 1d5/8/2018 7:21 BEI.GY BEIERSDORF AG Outperform N/A 1d8/7/2018 7:33 BEI.GY BEIERSDORF AG Outperform N/A 1d5/10/2018 7:42 BEZ.LN BEAZLEY PLC Underperform N/A 1d7/18/2018 7:51 BLT.LN BHP BILLITON PLC Outperform N/A 1d8/2/2018 7:29 BMW.GY BAYERISCHE MOTOREN WERKE Underperform N/A 1d4/18/2018 6:53 BN.FP DANONE Outperform N/A 1d5/1/2018 7:20 BP/.LN BP PLC Outperform N/A 1d7/11/2018 7:32 BRBY.LN BURBERRY GROUP PLC Underperform N/A 1d5/10/2018 7:48 BT/A.LN BT GROUP PLC Underperform N/A 1d5/1/2018 7:03 CARLB.DC CARLSBERG AS-B Underperform N/A 1d8/16/2018 7:32 CARLB.DC CARLSBERG AS-B Outperform N/A 1d6/20/2018 7:36 CEC.GY CECONOMY AG Underperform N/A 1d5/18/2018 7:23 CFR.SE CIE FINANCIERE RICHEMONT- Underperform N/A 1d4/17/2018 7:21 CO.FP CASINO GUICHARD PERRACHON Outperform N/A 1d7/17/2018 7:16 CO.FP CASINO GUICHARD PERRACHON Outperform N/A 1d5/2/2018 7:43 CTEC.LN CONVATEC GROUP PLC Neutral N/A 1d6/25/2018 7:24 CWD.LN COUNTRYWIDE PLC Underperform N/A 1d





5/8/2018 7:24 DPW.GY DEUTSCHE POST AG-REG Underperform N/A 1d8/7/2018 7:37 DPW.GY DEUTSCHE POST AG-REG Outperform N/A 1d7/17/2018 7:21 DPW.LI DEUTSCHE POST AG-REG Negative N/A 1d5/8/2018 7:33 DSM.NA KONINKLIJKE DSM NV Neutral N/A 1d5/1/2018 7:08 DSV.DC DSV A/S Neutral N/A 1d7/18/2018 7:49 EZJ.LN EASYJET PLC Outperform N/A 1d6/19/2018 7:44 FERG.LN FERGUSON PLC Outperform N/A 1d5/3/2018 7:10 FME.GY FRESENIUS MEDICAL CARE AG Positive N/A 1d4/26/2018 7:53 FR.FP VALEO SA Underperform N/A 1d5/10/2018 7:25 FTI.FP TECHNIPFMC PLC Sell N/A 1d7/30/2018 7:25 GALP.PL GALP ENERGIA SGPS SA Outperform N/A 1d7/19/2018 7:07 GIVN.LI GIVAUDAN-REG Underperform N/A 1d4/10/2018 7:06 GIVN.SE GIVAUDAN-REG Underperform N/A 1d6/29/2018 7:41 GLPG.LI GALAPAGOS NV Underperform N/A 1d8/22/2018 7:11 GN.DC GN STORE NORD A/S Outperform N/A 1d6/14/2018 7:21 GSK.LN GLAXOSMITHKLINE PLC Outperform N/A 1d5/9/2018 7:22 HEI.GY HEIDELBERGCEMENT AG Underperform N/A 1d7/31/2018 7:11 HEI.GY HEIDELBERGCEMENT AG Neutral N/A 1d4/18/2018 7:49 HEIA.NA HEINEKEN NV Underperform N/A 1d5/9/2018 7:18 HEN3.GY HENKEL AG & CO KGAA VORZU Outperform N/A 1d8/16/2018 7:25 HEN3.GY HENKEL AG & CO KGAA VORZU Buy N/A 1d5/15/2018 7:27 HL/.LN HARGREAVES LANSDOWN PLC Neutral N/A 1d5/4/2018 7:18 IAG.LN INTL CONSOLIDATED AIRLINE Outperform N/A 1d8/3/2018 7:32 IAG.LN INTL CONSOLIDATED AIRLINE Neutral N/A 1d5/14/2018 7:10 IGY.GY INNOGY SE Neutral N/A 1d9/4/2018 7:18 ILD.FP ILIAD SA Underperform N/A 1d6/11/2018 7:53 ISAT.LN INMARSAT PLC Outperform N/A 1d8/6/2018 7:41 IWG.LN IWG PLC Underperform N/A 1d5/24/2018 7:38 KGF.LN KINGFISHER PLC Underperform N/A 1d7/19/2018 6:35 KNIN.LI KUEHNE + NAGEL INTL AG-RE Outperform N/A 1d7/31/2018 7:09 LHA.GY DEUTSCHE LUFTHANSA-REG Outperform N/A 1d4/25/2018 7:40 LIN.GY LINDE AG Positive N/A 1d8/6/2018 7:28 LIN.GY LINDE AG Underperform N/A 1d5/17/2018 7:31 MAERSKA.LIAP MOELLER-MAERSK A/S-A Underperform N/A 1d





4/10/2018 7:16 MC.FP LVMH MOET HENNESSY LOUIS Outperform N/A 1d7/2/2018 7:39 MCRO.LN MICRO FOCUS INTERNATIONAL Outperform N/A 1d5/21/2018 7:15 NAS.NO NORWEGIAN AIR SHUTTLE AS Outperform N/A 1d8/16/2018 7:26 NN.NA NN GROUP NV Outperform N/A 1d7/18/2018 7:07 NOVN.SE NOVARTIS AG-REG Outperform N/A 1d5/2/2018 7:13 NOVOB.DC NOVO NORDISK A/S-B Outperform N/A 1d6/8/2018 8:23 NOVOB.DC NOVO NORDISK A/S-B Buy N/A 1d5/17/2018 7:26 OCDO.LN OCADO GROUP PLC Outperform N/A 1d7/31/2018 7:13 PFC.LN PETROFAC LTD Outperform N/A 1d8/31/2018 7:31 PTEC.LN PLAYTECH PLC Outperform N/A 1d8/2/2018 7:21 RACE.LI FERRARI NV Underperform N/A 1d5/4/2018 7:45 REP.SQ REPSOL SA Outperform N/A 1d4/18/2018 7:12 RIO.LN RIO TINTO PLC Outperform N/A 1d7/17/2018 7:21 RMG.LN ROYAL MAIL PLC Neutral N/A 1d4/27/2018 7:14 RNO.FP RENAULT SA Underperform N/A 1d7/6/2018 7:37 RR/.LN ROLLS-ROYCE HOLDINGS PLC Outperform N/A 1d5/21/2018 7:36 RYA.LN RYANAIR HOLDINGS PLC Underperform N/A 1d9/6/2018 7:04 SAF.FP SAFRAN SA Outperform N/A 1d4/17/2018 7:47 SAN.FP SANOFI Neutral N/A 1d7/31/2018 7:59 SAN.FP SANOFI Neutral N/A 1d7/4/2018 7:17 SBRY.LN SAINSBURY (J) PLC Underperform N/A 1d5/14/2018 7:16 SDF.GY K+S AG-REG Underperform N/A 1d9/12/2018 7:08 SFER.IM SALVATORE FERRAGAMO SPA Outperform N/A 1d4/16/2018 7:48 SHP.LN SHIRE PLC Positive N/A 1d4/17/2018 7:23 SIK.LI SIKA AG-BR Positive N/A 1d5/11/2018 6:57 SIK.SE SIKA AG-BR Outperform N/A 1d4/4/2018 7:12 SN/.LN SMITH & NEPHEW PLC Outperform N/A 1d5/3/2018 7:28 SN/.LN SMITH & NEPHEW PLC Underperform N/A 1d6/11/2018 3:35 SN/.LN SMITH & NEPHEW PLC Underperform N/A 1d5/3/2018 7:06 SOLB.BB SOLVAY SA Underperform N/A 1d5/22/2018 7:20 SOON.LI SONOVA HOLDING AG-REG Outperform N/A 1d8/6/2018 7:31 SPI.LN SPIRE HEALTHCARE GROUP PL Underperform N/A 1d8/3/2018 7:57 SREN.LI SWISS RE AG Neutral N/A 1d3/29/2018 6:16 SSE.LN SSE PLC Outperform N/A 1d





7/19/2018 7:28 SSE.LN SSE PLC Underperform N/A 1d4/25/2018 7:06 STL.NO STATOIL ASA Underperform N/A 1d8/14/2018 7:25 STMN.LI STRAUMANN HOLDING AG-REG Outperform N/A 1d4/26/2018 7:27 SUBC.NO SUBSEA 7 SA Underperform N/A 1d5/23/2018 7:26 SVT.LN SEVERN TRENT PLC Outperform N/A 1d3/29/2018 7:24 SW.FP SODEXO SA Underperform N/A 1d4/12/2018 7:17 SW.FP SODEXO SA Outperform N/A 1d7/5/2018 7:09 SW.FP SODEXO SA Positive N/A 1d5/8/2018 7:43 SY1.GY SYMRISE AG Underperform N/A 1d7/31/2018 7:17 TCG.LN THOMAS COOK GROUP PLC Underperform N/A 1d8/6/2018 7:43 TOD.LI TOD'S SPA Outperform N/A 1d7/31/2018 7:36 TPK.LN TRAVIS PERKINS PLC Underperform N/A 1d6/14/2018 9:27 ULVR.LN UNILEVER PLC Outperform N/A 1d5/18/2018 7:20 VK.FP VALLOUREC SA Short N/A 1d6/25/2018 7:10 VOD.LN VODAFONE GROUP PLC Underperform N/A 1d6/29/2018 7:41 VRTX.SE VERTEX PHARMACEUTICALS IN Positive N/A 1d4/25/2018 7:52 WTB.LN WHITBREAD PLC Outperform N/A 1d6/27/2018 7:19 WTB.LN WHITBREAD PLC Underperform N/A 1d8/31/2018 7:20 WTB.LN WHITBREAD PLC Outperform N/A 1d5/9/2018 7:26 ZURN.SE ZURICH INSURANCE GROUP AG Neutral N/A 1d5/22/2018 7:31 ZURN.SE ZURICH INSURANCE GROUP AG Short N/A 1d

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Sanford C. Bernstein Limited and Sanford C. Bernstein ......Each communication listed below from our Sales and Trading team has been determined to constitute an investment recommendation