Sandra L Lynch Financial Disclosure Report for 2009

8/3/2019 Sandra L Lynch Financial Disclosure Report for 2009

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FINANCIA L DISCLOSURE REPORT ~ p o , . t ~ q , , i , . o . , / t : r . s / ,~ , L n t i ~ . . ~iJ~ Gavermaent .,ht o[ 1978FOR CALENDAR YEAR 2009 (~ c~s .c . , ,~p . .~ .~/&-~/nI. Person Reparlin~2 0as1 Imrnc, firsl, middle initi:d) 2. (_ourl or Organization 3. Date of RtpozlLynch. Sandra L. U.S. Corn1 of Appeals, I st Cir 5/31/2010

4. Tille (Article I11 iudgcs indicutc active or scnior s~lus: 5a. Relmr t Type (check ~ppropr iatc Wpc) 6. Relmrl lng Pcriudmngistratc iudgcs indicate hill- or pan-time) [~ Nomination, Date 01/01/2009U.S. Circt i Judge(active) ~ IMtial ~ Annual ~ Final Io1231/2009

5b. ~ Amended Rcpor~7. Chamhers 0r Office Address 8, On the bas is of the information conlz ined in Ibis Report and an ymodifications perl~ining thereto, i is, in my opinion, in compliance

U~lJled :States Cou~l~ous~ with applicable laws and r~gulations.I Cou~housc Way. Suile ~710Bos ton , MA 02210 Reviewing Officer Dale

I ~I P O R T A N T N O T E S : 77,e i s r s t ruct ions accompan y ing th i s~rm mo s t be f !~ l lowed. Co mple te a l l par ts ,cbecki ttg the NO NE box f i )r each part where you have t to reportable i tsformatlon. Sign of t last page.

1 . P O S I T I O N S . (Reporting individnttlotdy: see pl,. 9-13,tfJJllng instructions.)~ NON E (No reportable positions.)POSITION N A M E O F O R G A N I Z A T IO N / E N T I T Y

2.

1 1 . A G R E E M E N T S . (Reporting indlviaual on~p; See l,p. 14-16 o f f i l ing instruct ions.)~ N ONE (No reportable agreemenL~.)D AT E PARTIES AND TERMS


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P a g e F IN A N C I A L 2 0 f2 5 D I S C L O S U R E R E P O R T I L v , , c h , . S a n d r a L . 5 / 3 1 / 2 0 1 0

I 1 !. N O N - I N V E S T M E N T I N C O M E . s , . ; . , . ; , , g individttat and,~p ...... ; s e e p p . 1 7 - 2 ~ ~ f i l i t , g i n s t r u c t l ,m s , )A. Filers Non-lnvestmen~ Income

NONE (No reportable non-investment income.)

DATE SOURCE AN~ TYPE ~{yours, not spouses)

4.

B. Spouses Non-i nvestment I ncome - zf yo,, were married durittg any portion of the reportitlg ),ear, complete this section .

[ ~ N O N E (No reportable non,investment income.)SOURCE AND TYPE

I. 2009 Self-employed: legal services2.3.4.

IV. R E I M B U RS E M E N T S -( h~ clud~ s t h~ .vc t o .~ 7~ ouse o~ t d d~ p~ ~ rdent ch i ldren: see pp. 25 .27 o~ f ! t i ng h~ st ruc t io~ s . )

~ NONE (No reportable reimbursements.)SOURCE DATE~ ~ PURPOSE ITEMS PAID OR PROVIDED

1 . American Jewish Co~gress 06/14/09 - 06/16/09 W ashington. DC lnten~ational Conference Transpo~aion, lodgingon Gender and Justice2 . Colu~nbia Law School 05114/09 - 05/15/09 New York, NY Monaghan S~pos ium Transpo~ation, lodging, meals3.4 .5.


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Nanl ( . o f Person Re por t ing Da le o fF I N A N C I AL D I S CL O S U R E R E P O R TI ~v.~h,S ,,O~ L.

Page 3 of 25 . 5 / 3 1 / 2 0 1 0

V . G I F T S . a , , ~ , , ~ , , ~ , , , ., - , , ,o , ~ , , , ,, , ~ , , , a ~ , , ~ , ~ , , ~ o , , . ~ a ~ , . ,; , . ~ , , ~ , ~ , ~ s - ~ 4 ~ , ,~ ,N O N E (No reportable g~fis.)

~ O U R C E DESCRIPTION VALUEt.2.3.4.5.

V I . L I A B I L I T I E S . a,,~,,t, , , n . . . . . q / , , ~ ....... d depettdent children; see pp . 3243 of f i l ing instructions.)N O N E (No reportable liabilities.)

CR EDI T O R DESCRIPTION VALUE CODE1.2.3.4.5.


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Ia m e o f P e r so n R e p o r t in g ] D a l e o f R e p o t !FINANCIAL DISCLOSURE REPORTI

iPage 4 of 25 I , y n c h , S , u d r . ~ ,. IV I I . IN V E S T M E N T S an d T R U S T S - -~ . . . . . . . . . . . . . ~ , , ~ , , . . . . . . . . . ~ i , , , , ,

NONE (No reportable income, assets, or transactions.)A . B. C . D

D e s c r i p t i o n o f A s s e t s i n c o m e d u r in g Gross value al cad T r a n s a c t i o n s d u r i n g r e ~ m i n g p e r i o d0 n c [ u d i n g m ~ s t a s s e t s ) r e p o r t i n g p e r i o d o f r e p o r t i n g

(l~ [ (2) ~ij ~ ~ (ll I2) (3) ~ (4) (5 )P l a c e " I X ) " a f t e r e a c h a s s e t I A m o t m l ~ Type leg. Value ~ Value T y p e ( e . g . . D a t c V a l u e G a i n I d e n t i ty o f

c x c m p ~ l ? o m p r i o r d i s c l o s u re ] C o d c I [ d i ~ . . , r e a l. C o d e 2 ~ M e t h o d b a y , s e l l . m m , ~ d d t } ) C o d e 2 C o d e I b u y e r / s e l l e r ( A - I I ) [ o r i r a . ) { J - P ) ~ C o d e 3 r e d e m pt i o n ) { J - P ) [ A - I J { i f p r i v a t e~ ( Q - W ) ~ I r a n s a c l i o o )I. Fidelily Mass Muni MM A Dividend L T2 . Bank of America A Intcresl K T

3. FIDEklTY TRADITIONAL IRA B Dividend M T4. - Fidelfly Disciplined Equity5. - Fideliiy Cash Resen, es6. Fidelily Invesm~enls Core Cash A Inleresl J T7. ABA Members ReliremenI Plan (See note, A Dividend K TSection Vill i8. - Stable Assel Return Fund9. - Moderate Po[lfolio Fund (Y)

l 0. IRA- 1 (See no~e, Section V III) A DividendI I. - Parmnc~ric Tecm ogy Co~ New Sold ~ 0 2 / 0 2 / 0 9 J1 2 . - Pimco ReN Return Fund CI C Sold 02/02/09 K1 3 . - UBS Bank Dcp Acct Sold 02/02/09 O1 4 . - Compass Bank CD Sold 01/26/09 L15 . - Goldman Sachs BK CD S t ~ l d 02/02i09

1 6 . - Republic B&] " CD Sold 0 2 . , 0 2 / 0 9 L] 7 . - ~aleway Bk & Tr CD Sold 02/02/09 L


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" FIN AN CIAL DISCLOSURE REPORT N a m e o f P e r s o n R e p o r t in g J D a t e o f R e p o r tPage 5 of 25

V I 1 . I N V E S T M E N T S a n d T R U S T S --~ . . . . . . . . . . . . . . t,,,. tra,,s~cfion~ (1,,ch,& ,s ,h,,se ,,]sp ........ d d e p e n d e , , t c h i t d r , , n ; s e e p p . 3 4 - 6 0 , , f f ! l i n g i . . . .. . . ..~ N O N E (No reportable income, assel.s, or transactions.)

A . B. C. D.D c s c r i p l i o n o f A s s c ~ s I n c o m e d u r i n g G r o s s v a l n c a t e n d T r a n s a c t i o n s d u r i n g r e p o r t i n g ~ r i o d( i n c l u d i n g m ~ s ~ a s s e t s ) r c p o r m a g p e r i o d o f r e p o r t i n g p e r i o d

(I) :" (2) (i~ ~ 12) " ~ 1 ) 13) ] (4) :~ (5 ~P l a c c " ( X ) " a f i c r e a c h a s s c l A ~ o u n t ; Typclc.g.. V a l u e ~ Value T y p e ( e . g . . V al u e ~ Ga in [ IdcntiW o fe x e m p t f i o m p r i o r d i s c lo s u r e C o d e 1 ~ d i v . . r e i n , C o d e 2 M c l h o d b u y . ~ 1 1 . Code 2 ) Code I[ buycr/~llcrt A - t H [ o r i n t . ) ~ J - P ) ~ Code3 r e d e m p t i o n ) (J-P) ~ (A-H) 0fprivatc

1 8 . - Midwesl Bk & Tr CD Sold 02/02/09 k1 9 . - MidFirs! Bk CD Sold 02/02/09 L

2 0 . - Capitol One Bank NA CD Sold 02/02/09 L2 I. - Capitol One LISA CD Sold 02/02/09 L2 2 . - GreenBaok CD Sold ( ! 2 / 0 2 ! 0 9 L2 3 . - Comerica Bk CD Sold 02/02/09 [.2 4 . - I.ehmnn Bros S&P 500 slrucmred produc~ Sold 02/02/09 L2 5 . IRA-2 {See hole. Section VIII C Dividend2 6 . - Johnson & Johnson Sold 02/02/09 L

..=,.~~M e d t r o n i c I n c . Sold 0 2 1 0 2 / 0 9 K! 2 8 - Pep sic o In c Sold 02/02/09 K

2 9 . - Kinder Morgan Mgm~ LLC Sold 02/02/09 L3 0 , - Varian Medical Sys Inc Sold 0 2 / 0 2 1 0 9 L3 1 . - Uni~edHeahh Gq~ Inc Sold 02/02/09 K

I3 2 . - Genzyme Corp Sold 0 2 1 0 2 / 0 9 1 K

3 3 , - Gilead Sciences lnc Sold 02/02/09 L3 4 . - Apache Co,p Sold 02/02/09 k


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N a m e . o f P e r s o n R e p o r t i n g D a t e o f R e p o t !F IN A N C I AL D IS C L O S U R E R . E P O R TL y , ch , S a n ~ r a L . Iage 6 of 25

V I I . I N V E S T M E N T S a n d T R U S T S -- i, ........... ~ , , , , tr ....... ,ions (Includes tho se o f w ....... d d e p e n d . . . . . . . h i l d r e n ; s e e p p . 3 4 - 6 0 o f f i l i n g i t , .~ t r u c t i o n s . )~ N O N E (No reportable income, assets, or transactions.)

A . B. ~ D.D e s c r i p t i o n o f A s s e t s Income during G r o s s v a h m a t e n d ~ r a n S a C l i O O S d u r i n g r e in i n g p e r i o dO n c l u d i n g m ~ s t a s s e l s) r e p o r t i n g p e r i o d o f r e p o r t i n g p e r i o d

P l a c e " { X ] " a f t e r e a c h a s s e t A m o u n t T y p e ( e . g . , Value ~ V a l u ~ T y p e ( e . g ., D a t e Value G a i n I d e n t i ty o fexempt t}om prior disclosure (?ode I div.. rent. Code 2 :} Method buy,. sell, mm/dd/~ Code 2 Code I buyer/se l l erI { A - I I ) orinl.) (J-P~ ~ C o d e 3 r e d e m pt i o n ) { J - P ) [ (A-Hi { ~ t p m . a mt {Q-w) ........ ~. ~ t r t m s ; ~ c l i o n )

3 ~ . - Amercian Express Co Sold 02/02/09 J3 6 . - Praxair Inc Sold 0 2 1 0 2 1 0 9 L

3 7 . - America Mt~vil S A Sold 0 2 1 0 2 1 0 9 I. .3 8 . - Compania V ale Do Rio Dote Sport ADR Sold 02t02/09 K3 9 . - Chesapeak Energy Co~ Sold 0 2 ~ 0 2 / 0 9 K

4 0 . - Cale~illar Inc Sold 0 2 / 0 2 1 0 9 K4 I . - United Technologies Co~ Sold 02/02!09 : K4 2 . - Coach lnc Sold 0 2 1 0 2 / 0 9 K4 3 . - Devon Ene~gy Co,~ Sold 0 2 1 0 2 1 0 9 L4 4 . - Diageo PLC-Sponsored ADR Sold 02!02/09 K4 5 . -EOG Resources lnc Sold 02t02/09 K4 6 . - Freeport McMomn Copper & Gold CLB Sold 02/02/09 J~ 7 . - Goldman Sachs Group Ine Sold 02/02/09 K48. - In~l Game Technology AO Sold 01116/09 K4 9 . - Rio Tin~o PLC Sold 02/02/09 J

5 0 . - EMC Co~ Mass Sotd 02/02/09 K5 l. - Symaotec Coq~ Sold 02/02109 K


7/25

" FINANCIAL DISCLOSUI/E REPORT 1 ~ , . . . . . . . fPe .. . . Reporting [ D a t e o f R e p a r !I Iage 7 of 25 I L y n c h , Sandra L. 5 / 3 1 ! 2 0 1 0V I I. I N V E S T M E N T S an d T R U S T S -- i .............. +,,,, , r a n s u c i o n s ( I n c l u d e s , h . . . . . . ,f s I .......... d d e p e n d e t , t c h i l d r e n ; s e e p p . 3 4 - 6 0 o f [ i l i t , g

N O N E (No rq~orlable income, assets, or transactions.) ~D e s c r i p t i o n o f A s s e l s I n c o m e d u r i n g G ro s s v a l u e a t e n d T r a n s a c l i o n s d u r i n g r e ~ r { m ~ p e r i o d

{ i n c l u d i n g t n l s t a s s e t s ) r e p o r t i n g p e r i o d of reposing ~riodP l a c e " I N ) " a f t e r e a c h a s s e t A m o u n t I T y p e ( e . g . . V a l n c [ Va l u e T y p e ( d . g . , ~ Da te V M o c G a i n I d e n t i ty o f

e x e m p t f r o m p r i o r d i s c l o s u r e Code I~

d i v . , r e n t . C o d e 2 ~ Method b u y . s e l l , mm/dd.~ C o d e 2 C o d e I b u y c f f s c l l c r(A-Ill ~ orinl.) { J - P / ~ Code3 r e d e m p t i o n s ) ( I - P ) (A-Ill ~ i l p r i v a t e[ Q - W ) t n m s a c t i o n t5 2 . - Allria Group lnc Sold 02/02/09 J5 3 . - Texas Instrun~eals Inc Sold 01/27/09 K

5 4 . - UBS Bank USA Deposit Acct Sold 02/02/09 N5 5 . - General Eleclric Co Sold 02/02/09 K5 6 . - Google Sold 02/02/09 K5 7 . - Apple Inc Sold 0 2 0 2 / 0 9 K5 8 . - Philip Morris lntl lnc Sold 02/02/09 K5 9 . 1RA ROLLOVER ACCOUNT E Dividend P1 T

! 6 0 . - Fidelity Advisor Equity Income Buy 01/21/09 J(addl)6 I. Sold 03/20/09 J(part)6 2 . Sold 0 7 1 1 0 i 0 9 J(part)

" 6 3 . Sold 08/07!09 J A(part)6 4 . - Fidelity Low Priced Stock Sold 06/03/09 3(part)6 5 . Sold 0 7 1 1 0 / 0 9 J(par l )6 6 . Sold 08/07!09 J(part)6 7 . - Fi,:lelity Dividend Growth Buy 01/21/09 J(addl)6 8 . Sold 06/03/09 J(part)


8/25

N a m e o f P e r s o n R e p o r ~ r in g D a t e o l " R e p o r tF I N A N C I A L DISCLOSURE R E P O R T] L v , ,c h , S a . d r , ~ .age 8 of 25 .

V I I. INV ESTMEN TS and TRUSTS --~,,.. .......... ~ , , ~ . , . . .. . .. . . o , , ~ a , , ~ , , a . . , ~ , , , . . 4 ~ . . . . . . . . . . ~ , ~ . , , a . , , ~ , , ~ , ~ . . . . . . . . . . ~ , . ~ 4 . ~ o , , ~ , i , , . ~ . i . . . . . . . . .,~,,,.,..)[_~ NONE (No reportable income, assets, or transactions.)

A . B. c.I ) c s e r i p t i o n o f A s s c L ~ I n c o m e d u r i n g G r o s s v a l u e a l e n d T r a n s a c t io n s d u r i n g r e p o r t i n g p e r i o d0 n c l u d i n g m ~ s t a s s e ls ] rc~ning permd o f r c p o r 6 n g p e r i o d

P l a e c " l X ) " a f l c r e a c h a s s e t A m o m a { ~ : T y p e { e . g ., V a l u e Value T y p e { e . g . , ] Date ] Value ] Gain h l c n t i t y o fCode I, " I m m ! d d i D

Code 2 ] Code I b n y c r l s c l l e rx c m N f r o m p r i o r d i s c l o s u re d i v . , r c n l . C o d e 2 M e t h o d buy. sell.( A - H ~ o r i n t . } ( J - P C o d e 3 r e d e m pt i o n ) I ( J - P ) (A-]0 ( i f p r i v a l e( Q - W ) ~ r a n s a c t l o n )69 Sold 08/07/09(par07 9 . - Fidelity Capital and Income Sold 07/10/09(par07 l. - Fidelity lnvesi Grade Sold 01/2 ]/~)(parl)7 2 . Buy 03/20/09(addt)7 3 . Buy 03/23/09 .I(addl)7 4 . Buy 06/03/09(addq)7 5 . Buy 07/10/09 J(addl)7 6 . Bu y 08/07/09(addl)7 7 . Sold 10/21/09(par07 8 . - Fidelity Capital Appreciatioa

7 9 . - Fidelity Large Cap V alue Buy 0t/21/09 J(addl)8 0 . Sold 071t0/09(paa)8 I. Sold 08/07/09g 2 . - Fidelily Blue Chip Growlh Sold 07/10i09 J(par0g 3 . Sold 08,07/09(parl)8 4 . - Fidelily Advisor Strategic lnc CL I Sold 0 1 1 2 1 / 0 9 J(part)8 5 . Sold 06/03/09 l A(par0


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" FIN AN CI AL DI SCLO SURE RE PO RT N .....fP .....Reporting DateofReportPage 9 of 25 L y n c h , S a n d r a L . 5 / 3 1 / 2 0 1 0

[ N O N E (No reportable income, assets, or transactions.)A B. c. D.Description of Assets htcomc d,,tring Gross v alue at end T rm ~sactions during reporting period

( including tta lsl ;~ssets) reporting period of reporting period(I) (2) (I} (2) (-I) ]-(~j (3)

exempt from prior disclosure Code I div .. ~cnt. Code 2 : Method buy, sell, /nun!dd!yy Code 2 C ode I buyer/seller(A-H) or inL) (J-P) i Code 3 redemption) (J-P) : [A-H) (if private, [ ( Q - W ) ( Iransaction)

8 6 . S o l d 07/10/09 J B( p a r t )8 7 . - F id e li ty I n f l a t io n P r o te c te d B o n d S o l d 01/21/09 J C( p a r t )8 8 . - F i d e l it y U I I r a - S h o r t B o n d S o l d 01/21/09 J( p a r t )89. Buy 08/07/09 J( a d d l )9 0 . - Fidelity Total Bond Sold 01/21/09 J( p a r t )91. Sold O3!20/09 J( p a r t )92. B u y 06/03/09 K( a d d l )93. Sold 07/10/09 J C( p a r t )94. Buy 08/07109 J( a d d l )9 5 . - Fidelity Advisor Mid Cap I1 CL 1 Sold 06/03/09 J( p a r t )9 6 . S o I d 0 7 1 1 0 / 0 9 J( p a r t )9 7 . S o l d 08/07/09 J A( p a r t )9 8 . - S p a r la n 5 0 0 I n d e x F I D A d v a n t a g e B u y 03/20/09 J

( a d d l )9 9 . - F i d e l it y R e a l E s t a t e I n v e s t m e n t B u y 01/21/09 J

(addl)1 0 0 . S o l d 03/20/09t 0 1 . - F i d e l it y A d v i s o r N e \ v I n s i g h t s C I I S o l d 08/07/09 J( p a r t )1 0 2 . - F id e l it y G r o w l h C o m p a n y S o l d 07/10/09 J( p a r t )

I. IncomcGa*nCodcs: A=$t.OIR) orlcss B~$1.00I $2,500 C=$2.501-$5,000 1)=$5,001-$15,0~1 t~=SI5.001


10/25

F IN A N C I A L DI S CL O S U R E R E P O R T N .....f P .....Reporting I DattfRepr!Page 10 of 25 L y n c h , S a , d r a ~ .. 5 / 3 1 / 2 0 1 0

N O N E (No reportable income, assets, or transactions.)Description of Assets Income daring Gross value at end ~ Transac t ions during re in ing periodtit~cludmg trust assets) rcpor6ng period of reporting period ~ .......

(t) (2) ~{) (2) (I) ~ (2/ (3) (4) ~ (5)Place "IX)" after cneh asset A mount Type (e .g. , Value VMuc Type le.g., Da~c Va l ue Gain [ Identity ofCode I mm/dd,~ exem pt I?om prior disclosure div., rent. Code 2 Method buy, sell. Code 2 [ Code I buyer/seller(A - H ) or iut.) [J-P) Code 3 redempt ion) U-P) (A -H ) (if private. I IQ-W) , t ransaction)

103. - Fidelity Growth & Income Sold 0 1 / 2 1 / 0 9 J

II)~. - Fidelity Advisor High Income CL I

105. - Fidelity Shorl Term Bond Bu y 01,"2t/09 J(addt)106. Bu y ! 06/03/09 J(addl)~07. -FID PAS US Opp Fidelity Fd of Fds Bu y 01./21/09 K(addl)108. Buy 01/22/09 JCaddl)109. Sold 03/20/09 J(par|)I I O . Bu y 07/10109 J( addq)I I 1. Bu y 08/07/09 J(addl)112. Sold 10/21/09 J

(part)113. - Fideli ly PAS Inl l Fd of Fds Buy 01 /2 1 /09 J

~ addl )1 14 Bu y 03/20/09 J(addl)1 15 Sold 06.,"03/09 J

(part)116. Buy 07/10/09 K(addl)117. Bu y 08/07/09 K(addl)118. Buy 08/10 /09 3(addl)11 9 Sold 10/21/09 J

(part)

I I n c o m e G ; 6 n C ~ M c : ~ A =$1 ,DfK) or less B =$ I.OOl - $2,500 C =$2.501 - 5,1)00 D =$5,00! - $f 5,aO0 t! =$15,001 - $50,o0o


11/25

FINANCIAL DISCLOSURE REPORT r~ . . . .. . f P . . . . . . . R ~ p o r , i . gPage I 1 of 25 L y . c h , S ~ . . I r a t ..

V i i . ! * ~ E S I M E N T S a n d T R U S 1 S - - i . . .. .. .. .. ~ , , , . , .. .. .. .. , i ,, , , H n c h , d e s , h o s e o f x ~ . . . . . . . . . d de~ndent chi ldren; see p p . 3 4 - 6 0 ~l:fili ,,g instru,.6,,,,s.)N O N E (No reportable income, assets, or transactions.)

A B C . D.D e s c r i p t i o n o f A s ~ c t z I n c o m e d u r i n g G r o s s v a l u e a ~ c ~ d T r a n s u ~ t i o ~ s d a r t i n g r e ~ r ~ i n g p c t l o d

( ~ ) { 2 ) 1]~ {2) O) (2 }P l a c e " I X ) " a f t e r e a c h a s s e t ~ A m o u n t T ) ~ c ( e . g .. Value V t d n c T y p e ( e .g . , D a t e Value Gaia I d e n t i t y o f

e x e m p t t ~ o m p r i o r d i s c l o s u r e C o d e I d i v . . r e n t C o d e 2 M c t h n d buy. sell. m~dgt)~ C o d e 2 C o d e I b o y e ~ s c l l c r( A - H } o r i n t . ) { J - P J C o d e 3 r e d e m pt i o n ) O - P ) { A - H } { i f p r i v a t e(Q-W) h . ansactmu)

120. - Fidelity Sinai] Cap Growth Bu y 0 1 / 2 1 ! 0 9 J(addl)1 2 I . Sold 07/t 0!09(part)1 2 2 . Sold 08/07/09 J{ l ) a r l )123. - Fidelily Slratgegic Real Return Sold 03/20/09(paa)1 2 4 . Sold [ 0 1 2 1 1 0 9 K125..Fidelity Disciplincd Equity1 2 6 . -Fidelity Equity Incom e Sold 08/07/09(par01 2 7 , -Fidelity Independen ce Sold 0 8 / ( ! 7 / 0 9( p a r t )1 2 8 , -Fidelity Fund Buy 07/10/09(addl)1 2 9 . Buy 08/0%09(addl)1 3 0 . -Fidelity Growlh Discover}, Fd Sold 07/10/09(part)1 3 I . Sold 08/07/091 3 2 . - Fidelity Magellan Sold O8/07/09{ p a r t )1 3 3 . -Fidelity Value Buy 03!20/09(addl)1 3 4 . Sold 0 6 1 0 3 / 0 9(part)1 3 5 . Sold 07/10i09(part)1 3 6 . -Fidelity Money Market


12/25

F IN A N C I A L DI S CL O S U R E R E P O R T ,x ..... f P ......Reporting Date of Report [Iage 12 of 25 L y n c h , S a n d r a L . 5 / 3 1 / 2 0 1 t )V ! I. I N V E S T M E N T S a n d T R U S T S - - i, , , . . . . . . . . ./ ............. .,,,,,-.,,,..~.,~,o.~ ~t,~ .........

NONE (No reportable income, assets, or transactions.)Description of Assets Incom e during Gross value at end Transactkm s during lc t~ ,rfiug period(including lrust a~scls) reporting period of rcpo~ting period

Place "(X)" a f te r each asse t Amounl [ Type (c .g. . Va l ue Va l ue Ty p e (e .g . D a le~ V alue Gain Identity ofcacmpt l~om pr ior di sclosure Code [ ~ ~iv.. rent, (?ode 2 Mc~hod buy. sell, mmMd/yy Code 2 Code I bnycr/scllcr~A-}t) ~ ~r inL) IJ-P~ Code 3 redem ption) ~ (J-P) A- H) (ifprivalc.. ~ ( Q-W,

137. -Fideliy Emerging Markels Bu y 07/10/091 3 8 . Buy 08/07/09 J(addl)1 3 9 . Buy 10/21/09 3(addl)1 4 ! ) -Fidelily Commodity Strategy Fund Buy 10/21/09 K1 4 1 . Buy 10/22/09 J(addl)1 4 2 . -Fidelity Small Cap Value Buy 106/03/09 J1 4 3 . -Fidelity Select Gold Buy 03/20/09 J144 . Esplanade Capital Plnrs I LLC (See note D Dividend N Useclion VIII)145. Condominium, Carrabassett Vallley, ME D Rent M W14ft . IJBS IN\;ESTACCT I

i47. - UBS Bank USA Deposit Acct A Interes t C lo sed 02 /17/09 J148. - Apple Bank for Savings CD A Interes t Sold 0 1/0 8/0 9 L1 4 9 . - Goldman Sachs Bank CD B Interest Sold 04/01/09 L

5 0 . -GE Money Bk Salt Lake City CD A Interest Buy 01/09/09 L5 1 . Sold 07/09/09 L

f52. PAS BROKERAGE ACCOUNT

153. - I - ide l i ly Munic ipa l Incom e A Dividend K T


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FINANCIAL DISCLOSURE REPORT n ..... f Person Reporting D a t e o fPage 13 of 25 t .ynel, , S . m d r a L . 5 . 1 3 1 / 2 0 t 0

V I I. IN V E S T M E N T S a n d T R U S T S -~ i,,. .......... ~ , , ~ . , . . . . . . . . . , ~ , , , , , a . ~ . U , , s u . .. . .. ,~w . . . . . . a , ~ . ~ , , , , , a ~ , , , , . t , i t a ~ , , ; . , ., , . ~ , ~ , . ~ u - 6 o , , / , t ~ , , g~ NONE (No reportable income, assets, or transactio~ts.)

A, B. C . D,D e s c r i p t i o n o f A s s c ~ s h ~ c o m c d u r i n g G r o s s v a l u e a t e n d T r a n s a c t io n s d u r i n g r e p o r t i ~ g p e r i o d(inc td ~g t~st assets) r e p o r t i n g p e r i o d o f r c p o r t l n g p ~ i o dP l a c e " { X ) " a ~ ] e r e a c h ~ s s c t A m o u n t ] y p e ( e , ~ . . Value V ~ l u e T y p e (c.g,. ~ Date V ~due : : G~in I d e n t i t y o fC o d e ~ ~rnrn~dd!~ Code 2 ~ Code I b u v e r . ~ s c ~ i c rx c m p ~ f r o m p r i o r d i s c l o s u r e d i v . . r e n t , C o d c 2 M e t h o d buy, sell. ~( A - I t ) ( ~ r i ~ t . ) ( . l - P ) Code3 r e d e m p t i o n ) ~ ( J - P ) ~ ( ~ - I t ~ ~ i l p r i v a l c( Q - W ) j.... I r a n s a c t i o ~ )

~54 . - Fidelity Sho,-In~emaediate Muni tncomc A Dividend J T Sold 03/11/09 J A(part)1 5 5 . Buy 05/19/09(addl)~ 5 6 . Sold 12/28/09 J A(parQ1 5 7 . - Fidetily Mtmicpal Money Markel A Dividend J T1 5 8 . - t-]arttbrd Capilal Appreciation C1 A None Sold 03/I 1/09 J1 5 9 , - Morgan Slantey lnst lnc Inter Equity B None Sold 03/11/091 6 0 . - S&P500 De,siloo R e c e i p t A Dividend Sold 03/13/091 6 1 . -Fidclily Advisors New Insights C[ I A Dividend Sold 03/11/09 J1 6 2 . -Allianz NFJ Divide~d Value Fd CI D None Sold 0 3 / 1 1 1 0 9 J

1 6 3 . -Willi~m~ Blair Small Cap Growth CI N Nnne Sold O3/11/09 J1 6 4 . -Credit Suissc Commd Re~rn Strtgy Corn A Dividend Sold 03/11/09 J1 6 5 . -I)WS ~ttatcgic Itigh Yield Tax Free CI S ,~ Dividend K T1 6 6 . -DWS Managed Mum Bond CI S A Dividend J T1 6 7 . -Diamond l lill Small Cap CI A None Sold 03/I 1/09 31 6 8 . -GMO Emerging Countries CI M None Sold 03/11/09

1 6 9 . -John Ilancok Classic Value CL A None Sold 03/I 1/09 J170 -Oak~rk Fund I None Sold 03/I 1/09 J


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Page 14 of 2 5 ~ . y n c h , S a . d ,a LV l l. IN V E S T M E N T S a n d T R U S T S --/ . . . . . . . . . . . . t , . . . . . . . . . . . . , i , , ,, . , : J , , , . / , ,u , . . , . ,, , . . . . ., : . ~ . . . . . . a a , . u , . , , a , , , , , . / , u a , . , , ; , , , , , ~ v , . . ~ 4 - ~ o , , / / ~ # , , v i , , . , . , , , , , . , i , , , , , :

~ N O N E ( N o repor table income, osse t s , or t ransac l ions. )A . B. " {} ] D,

( i n c l u d i n g ~ m s ~ a s s e t s ) l r c p o r t io g p e r i o d o f r e p o r t i n g p e r odP l a c e " ( X ) " a t t c r e a c h a s s c A m o t l n t T y p e ( e . g . Value V a l u e T y p e { e . g . , Da~ k . n l u c ~ Gain I d c n l i t y o fc x c m p l l i o m p r i o r d i s c l o s u r e Code I d i v . , r e n t , C o d e 2 M e l h ~ t buy, scll, ) m m / d d / y y C o d e 2 C o d e I h u y e f f s e l l e r( A - H ) o r i n t . ) ( J - P ) C o d e 3 r e d e m pt i o n ) ( J - P ) ~ ( A - H ) ( i f p r i v a t e( Q - W ) , t r a n s a c t i o n )

17 [ ~Janus Mid Cap V alue I nvst shs None Sold 03/11/09 J1 7 2 . -Manning & N apier World Oppt Set Ct A A Dividend 1 T Sold 03/I 1/09 J

[ 7 3 . Boy 10/13/09 J[ 7 4 . -Marisco Growth Fd None Sold 03/11/09 J1 7 5 , -Morgan Stanley Mid Cap Gnvth Port No~e Sold 03/I 1/091 7 6 . -Mtttual Series Mutual Beacon CI A None Sold 03/I 1/O9 J~ 7 7 . -T Rowe Price Growlh Sick Advisor None Sold 03/11/09 Jt 7 8 . -RS Value Fd CI A None Sold 03/I 1/09 J1 7 9 . -Rainier Large Cap Equity Portfolio None Sold 0 3 1 1 1 1 0 9 J1 8 0 , -1- Rowe Price Real Estate Fd Adv None Sold 0 3 / I 1 1 0 91 8 ! . -Royce Penn Mutual Fd None Sold 03/11/09 J1 8 2 . -Schwab Core Equity None Sold 0 3 / 1 I / O 9 J1 8 3 . -Wells Fargo Growth & lnc Fd- Investor None Sold 03/11/O91 8 4 . -Fidelity Advisor Inll Discove~3, CL I A Dividend J T Buy 03/11/091 8 5 . -Fidelity Real Eslatc Investment A Dividend J T Buy 0 3 1 1 1 1 0 9 J

186 -Fidelity Capitol & Income A Dividend J T Buy 10/13/09 J1 8 7 . Buy 12/28/09 J(addl)


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FINANCIAL DISCLOS U R E R E P OR T [ ~ a ~ . ~ o f ~ ~ r ~ o . ~ e p o r U . ~

NONE (No reportable income, assets, or transactions.)A, B. C D.

~)cscripliol~ of ASS~S h~co~ during Gross value at end Transaetions during repo rtin8 ~riod(including l m s ~ assc~s) reporting period of reposing period[)l~:c "[X }" after each asscI Ao3ouol ;. Type (e .g. . V~lue Va l ue Type e.g., Date Va l ue Gain ]demily ofexempt f rom pr ior di sclosure Code I div.. ~nt, C~dc 2 Method buy. sell , mm/dd,.~/ Code 2 Code I boycr,,sellercA- ) or ira.) (J-P) Cede 3 redem ption) (J-P) (A-ID ( ifpriva[e(Q - W) Iransaction)

188. -AstoniMontag & Caldwel] G~vth CL N A Dividend J T Buy 03/t 1 /09 J189. Sold 10/13/09 J A(parl)190. -Cambiar Opportumly Inveslor CL A Dividend 3 T Bu y 03111/09191. -Champlain Small Co. Fund Adv CL Conf N o n e J T Buy 03/11 /09 J192. -Allianz NFJ SmMI Cap Val Admin Class A Dividend J T Buy 03/11 /09

~ 93. -A~isan Intl Value Fund hw Ck A Dividend J T Bu y I0/13/09 J194. -A~io Inlemtl Equily Fund 11 CI. A A Dividend J T Bu y 03/12109 J195. -Baron Growd~ A Dividend J T Buy 03/11.,09 J196. -William Blair Intt Growlh Class N A Dividend J T Buy 03/I 1 /09 J197. -DWS MA Tax Free Class S A Dividend J T Buy 05/19/09198. Buy 07/27/09 J(addl)199. -Davis New York Venture (;lass A A Dividend J T Bu y 03/I t/09 J200. Sold 10/13/09

(part)201 . Sold 12/28/09 J B(part)202 . -Eaton Vance Tax Mgd Value Class A A Dividend J T Bu y 03/11/09

203 . -American Europacific Growth Class F I A Dividend J T Bu y 10/13/09204 . -Faro Value A Dividend k T Buy 03/11/09 J


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F IN A N C I AL D IS C L O S U R E R E P O R T N . . .. . . ~ v . . . . . R o p o r , i a ~ { D . , e o ~ R ~ p o r ,Page 16 of 25 L y n c h , S a n d r ,~ L[

~ W:0mVll. INV ESTM EN TS and TRUSTS --i ...... , ~ val#e, t ........ lions Im .lude.s tho se ,{fsp ....... d d e p e t d o , , c l i l a r e , ; s e e p p . 3 4 - 6 0 o f f i l i n g i , , s t r u c t i o t t s . )

NONE (No reportable income, assets, or transactions.)A [ B. C. D .

Descriptioa of Assols l Income dnring Gross valae al e~d Transactions dnrillg reporting ~riod(incltlding ,nlst .... ,s } ] r e p o r t i n g p ~ r i ? # , o f r e p o r t i n g p e r i o dP l a c e " ( X ) " a f i c r c a c h a s s c l ~ A m o u n l ] T 3 ? c [ c . g . . Value V a l u e fvpc (e.g.. [ ) ~ t c Vahm ~ Gain I d e n t i ty o fc x c m p l l ? o m p r i o r d i s c lo s u r e ~ C o d c I ] d l v . , r e n t . C o d c 2 M e t h o d buy sell m m ~ d d ~ ) ~ C o & , 2 ~ C o d c I b u y c r i ~ c ~ l c rL ~ - ~ ) ~ o r i n t . ) ( J - P ) C o d c 3 r c d c m pl i o a ~ (J-P) ~ [A-H) ( i f p r i v a ~ c~ ~ I Q - W ~ ~ m m s a c d o n ~

2 0 5 . -3PMorgan Mid-Cap Value Fn Soled CL A Dividend ~ T Buy 03/11/09 J2 0 6 . -H~rlford Growih Class A None J T Buy 03/11/09 J

2 0 7 . -Hartford Growth Opportunity Class A None J T Buy 03/11/09 ~2 0 8 . -t Iotchkins & Wiley Mid Cap Value CL A A Dividend J T Buy 03/I 1/09 J209. -Ishares TR S& P I00 Index Fund A Dividend Buy 03/13/091 J2 1 0 . Sold i 1 0 / 1 5 ! 0 9 ! J B21 1 -Janus Fund Class J Shs A Div idend a l T Bu y 03/11!09 J2 1 2 . Sold 10/13/09 J B( p a r t }213. -MFS Research Intl Class A None J T Buy 1 2 ! 2 8 / 0 9 321 4 -Mainstay Lg Cap Grwth Fund Class A None J T Buy 0 3 1 1 1 / 0 9 J2 1 5 . -Mutual Series Mulnal Shares Class A A Dividend J T Buy 03/I 1!09 J2 1 6 . Buy 03/12/09 J(addl)2 1 7 . Sold I O q 3 / { } 9 J A(pan)2 1 8 . -Pimco Real Return Adminislralive Class A Dividend J T Buy 10/l 3/09 J219. -PimcoCommodity Real Ret Strat Admin A Dividend .1 T Buy 0 3 / 1 2 1 0 9 J

220 Buy 0 5 / I 9 . ; 0 9 J(addl)2 2 1 . -T Rowe Price High Yield Advosor CI A Dividend J T Buy 10/13/09 J


17/25

FINANCIAL DISCLOSURE REPORT ~ . . . . . . . . r ~ , . . . . . . R ~ , , . r t i . ~Page t7 o f 25 ~.,~,,Sa,~,, u.

V 11. INV ESTMEN TS an d TRU STS -- i ,, , . . . .. . .. . ~ , , ~ . , . . . . . . . . . , i , , , . , - a , , , : ~ , , d , , , u , , , , , 4 . v , . . . . .. . . .. . ~ , ~ ~ , , a ~ , , , , . ~ , i h ~ , o , : ~ , , , p ~ , . ~ 4 - 6 o , , / ~ 0 , . ~ , ~ , , , , , , , , . , ~ , , , , . , . . ~~ N O N E (No reportable income, assets, or o~msactions.)

A. B. c. DD e s c r i p t i o n o f A s s c l s I n c o m e d u r i n g ( ) r < ~ s s v a l u e a t e n d Transactions during rc~rting ~riod0 n c l u d i n g t r u s t a s s e t s ) r e p o r t i n g p e r i o d o f r e p o t ti n g p e r i o dP l a c e " ( X ) " a f t e r e a c h a s s ~ A m o u n t [ T y p e ( e . g . , V a l u e V a l u e T y p e ( e . g . , l ) ~ t c Value G a i n I d c n t i l yc x c m p l f r o m p r i o r d i s c l o s u r e C o d e I ~ d i v . . r e n t , C o d e 2 M e t h o d b u y , s e l l . mmldd/~ C o d e 2 C o d e I b u y e r / s e l l e r, A - I D ~ o r i r f l . ) O - P ) C ~ d c 3 r c d e m p l i o n ) 0-P) ( A - H ) if p r i v aI ( Q - W ) I r a n s a c l i o n I

222. -T Rowe Price Equily Income Advisor CL A Disddend J T Buy 03/11/09 J223. Sold 1 0 / I 3 / 0 9 J A(par,)224. -T Rowe Price Intl Bond Adviso~ CL A Dividend J T Buy t2/~8/09 J225. -SSGA Emerging Markets A Dividend J T Bu y 03/I 1/09 J226. -Templetnn Global Bond Class A A Dividend J T Buy 10/13/09 J227 . -Thul~burg Inll Value CL A No n e _ ! T Bu y 1 1 " ) 1 1 3 1 0 9 J228. -Thornburg Value Class A A Dividend J T Buy 03/I 1/09 J

i22 9 Sold 10/13;09 J B(par,)2 3 1 1 . -Van K amper~ Coms,ock Class A A Dividend Buy 03/I 1/09 J231. Sold 10/13/09 J B(part)232. Sold 1 2 , 2 8 / 0 9 J B2 3 3 . -V~clory I.)iversified Stock (.lass A A Dividend Bny 03/11/09 J2 3 4 . Sold 07/27/09 J A235 IRA ROLLOVER ACCT NO 2 A Interes t J T2 3 6 . - Fidelity Cash Reserves2 3 7 . IRA- 3 (Sec note, Section V III) E Int.iDiv. P1 T2 3 8 . -Schwab ADV Cash Reserve-Premier Swee Bu y 02/02/09 N


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N a m e o f P e r s o n R e p o r t in g [ D a t e o f R e p u r lFINANCIAL DISCLOSURE REPORT L y , ,c ~ , ,S ~ . d r a L .age 18 of 25 . [

NONE LYo reportable income, assets, or transactions.)A, B. C . D.D e s c r i p t i o n o f A s s e t s I n c o m e d u r i n g G ro s s v a l u e a l e n d " l m n s a c d o n s d u r in g ~ c p o r f in g ~ r i o d( i n c l u d i n g t ~ t ~ l a s s e t s ) reposing period o f r e p o r t i n g p e r i o d

(1) (2) {1) i (2) ~ 1 ) {2) ] (3) (4) ~ 5 ~P l a c c " ( X ) " a f t e r e a c h a s s e t A m o u n t T y p e ( e . g . , V ~ l u c : Value T y p e ( c . g , " D a ~ c V a [ t l c G a i n dee x c m p l t } o m p r i o r d i s c lo s u r e ~ C o d e I d i v . . r e n t . C o d e 2 ~ M e t h o d buy. se ll. n ml/dd/~ . ~ Code 2 C o d e I b r a y e r / s e l l e r( A - H ! o r i n t . ) [ , I - P ) ~ C o d e 3 r e d c m p l i o n ) ~ ( J - - P ) ( A - H }~ ( Q - W ) ~ t r a n s a c t i o n )239 -GE Capital Finl Inc Retail CD Buy 07/14/09 L240. -Bank Amer NA Charlotle CD Buy 07/14/09 L

24!. -GMAC Bk Midvalue Utah CD Buy 0 1 1 0 2 / 0 9 M2 4 2 . Sold 0 7 1 0 2 / 0 9 M24 3 -Morgan Stanley Bk NA Utah Buy 0 1 , " 0 2 / 0 9 M2 4 4 Sold 0 7 i 0 2 , t 0 92 4 5 . -Crescent Bk Myrtle Beach CD Buy 01/I 6/09 M246 Sold 07/t6/09 M2 4 7 . -13eal Svgs Bk Las V egas Nev CD Buy 0 1 / 2 2 1 0 9 L2 4 8 . Sold 0 7 / 2 2 1 0 9 L2 4 9 . -Goldman Sachs Bk CD Bu y 02/02/09 L2 5 0 . Sold 0 2 , q 2 , 0 9 L

: : 2 5 1 . -Repuhlic B&T CD Buy 02/02/09 L: 2 5 2 . Sold : 0~20109 L

253. -Gateway Bk & Tr CD Buy 02/02/09 L2 5 4 . Sold 0 3 / 1 9 1 0 9 L2 5 5 . -Midwesl Bk & Tr CD Buy 02/02/09 L


19/25

F! NANCIAL DISCLOSURE REPORTPage 19 of 25 ~y.~h, Sandra L. ~ 5 / 3 1 / 2 0 1 0

N O N E (No reportable income, assets, or transactions.),~. ~ . C . ~.D e s c r i p l i o n o f A s s c l s ~ n c o m d u r i n g G r o ~ s v a l u e z z e n d T r a n s a c ~ i o ~ , s d u r i n g r e p o r t i t ~ g ~ r s o d

( i ~ a c t u d i n g m ~ s ~ a ~ e t s ) r e p o r t i n g p e r i o d o f ~ c p ~ , r tu ~ g p e r i o d(1 ) (2 ) (I) ~2) {~ ) (2) (3)

P l a c e " I X ) " a i ~ c r e a c h a s s e t A t n o u n l T y p e ( e . g . , V o l t l ~ V a l u e Type (e.g., [ ) z l t V i l l i t c [ Oaill }dcntily ofc x c m p l f r o m p r i o r d i s c l o s u r e C o d c 1 d i v . , r c n l . C i t r i c 2 M et h o d b u y . s e l l , mm!d~,~ C o d e 2 ~ C o O c I b u y c r ! ~ c l l c rA-Ill o r i n t } [ J - P I C o d e 3 r e d e m pt i o n ) { J - P ) ( A - H ) ( i f p l i v ~ c( Q - W )2 5 6 . Sold 03/24/09 L2 5 7 . -MidFirst Bk CD Buy 02/02/09[ L

2 5 8 . Sold 03/24/09 1..2 5 9 . -Capital One Bank NA CI) Buy 02/02/09 L2 6 0 . Sold 03/24/09 L2 6 1 . -Capital One USA CD Buy 02/02/09 L2 6 2 . Sold 0 3 1 2 4 / 0 9 L2 6 3 . -GreenBank CD Bu y 02/02/09 L264. Sold 03/26/09 L265. -Comerica Bk CD Buy 02/02/09 L266. Sold ( 1 4 / 0 1 / 0 9 L2 6 7 . -13ank Anlet NA Charlotte CD Buy 0 3 / 1 2 / { ) 9 I. .268. Sold 1 2 , " 1 8 / 0 9 L2 6 9 . Bu y 03/12/09 L2 7 0 . Sold 0 9 t 1 8 1 0 9 L

2 7 1 . -Beale Svg Bk CD Buy 03/12/09 L2 7 2 . Sold i07!15i09 L


20/25

FINANCIAL DISCLOSURE REPORT N . . .. . . fp . . .. . . Reporling DaleafRep,lr! [P a g e 20 of 25 I .ynch , Sandra L 5!31i2010

V 1 1 . I N V E S T M E N T S an d TR USTS -NONE pVo reporIab/e income, assgls, or transactions.)

D c s c r i p 6 o n e l A s s e t s I n c o m e d ~ l r i i ~ g G r o s s v a l u e a t c o d ][~lls~lJons d~lrJilg reporting pc6od

e x e m p t I T e m p r i o r d i s c l o s u r e i C o d e I d i v . . r e n t , C o d e 2 M c l h o d buy, soil mmidd/~ Code ] Code I b f l y c r / s c l l c r(A-il) o r i n t . ) ( J - P ) C o d e 3 r c d c m p l i o n ) (J-P) ~ t A - H ) ( f f p r i v a t c~ -

273. -Firstbank P R Saniurce CD Buy 03/30i09 L2 7 , 4 . Sold 0 7 1 0 8 ! 0 9 L

275. Buy 03i30/09 L276. Sokl 08/10/09 L277. -Franklin Templin Bk & Tr CD Bu y 03!30/09 1 .2 7 8 . Sold 06/09/09 1.2 7 9 . -Goldman Sachs Bk USA CD Bu y 0 3 I I 2 1 0 9 L280. Sokl 1 2 ! 1 8 1 0 9 L2 8 1 . -NY Community Bk CD Buy 0 3 / I 2 1 0 9 1.282. Sold 0 7 ! 2 0 t 0 9 L2 8 3 . -Peoples Bk Biloxi CD Buy 0 3 ! 3 0 / 0 9 L2 8 4 . Sold I 1 ) / 0 ~ , / 0 9 I. .

! 2 8 5 . -Wilmington Tr Co [)el CD Buy 07il4/09 l.I 2 8 6 . Sold 09/22/09 L : 2 8 7 . Bu y 0 7 / 1 4 / 0 9 1 L

2 8 8 . Sold 10/22/09 L2 , ~ 9 . -Coach Inc Corn Buy 02/02/09 K


21/25

F I N A N C I A L DI S C LO S U R E R E P O R T ~ .... f P ..... Reporling Dale of ReporlPage 21 of 25 L y n c h , S a n d r a L . 5 / 3 1 / 2 0 1 0

VII. INVESTMENTS and TRUSTS -- i,,,. .......... ~ , , e t ........ lions (Inch#des tit .... ~f sI ........... d depe,ulent childre,t; see pp 34-60 o]~[ili, g i,,slructio,,~.N O N E (No reportable income, assets, or transactions.)

A. B. C. , D.Dcscrip6on of Asse~s Income during Gross vak~e at end I Transaclions during rc~rting period(including tnlst assets) report ing period of repor ting period [

Place "(X)" af t er each asse t A m o u n ~ [ Type I .c.g.. Value Value ~ Type (e . g . , Dat e V a l u e [ Gain Identity ofcxct~lp[ flora prior disclosure Code I ~ div.. rent, Code 2 Method buy. sell, nm/d~}~ Code 2 Code I buyer/seller [(A-II) ~ or int} {J-P) Code 3 rcdcmplion) (J-P) (A-H~ , (ifprivalc ~

290. S o l d 0 6 / 0 5 1 0 9 L D [291. - S y m a n t ic C o ~ C o r n B u y 02/02/09 K

292. S o l d 06/05/09 K293. - F r e e p o r ~ -M c M o r a n C o p p e r & G o l d I n c B u y 02/02/09 J294. - P r a x a i r l n c B u y 02/02/09 L295. - R i o T i n to P L C B u y 02/02/09 J2 96 . - V al e S A A DR B u y 02/02/09 K297. - C a t e r p i l la r I n c B u y 0 2 / 0 2 1 0 9 K298. - G e n e r a l E l e c t r i c B u y 0 2 1 0 2 / 0 9 K299. - U n i t e d T e c h n o l o g ie s B u y 02/02/09 K300. - A l t r ia G r o u p l n c B u y 02/02/09 J301. -Diageo PLC Spon ADR B u y 02/02 /09 K302. - P e p s i c o I n c B u y 02/02/09 K3 0 3 . - P h i l i p M o r r i s l n t l ln c B u y 02/02/09 K3 0 4 . - G e n z y m e C o r p B u y 02/02/09 K

305. - G i l ea d S c i e n c e s I n c B u y 02/02/09 L3 0 6 . - J o h n so o & J o h n s o n C o r n B u y 02/02/09 L

I Income Gain Codes: A = $1.0 0 9 or less B =$1,001 - $2.500 C =$2,501 - $5.000 D =$5,001 - $15.~0 t~ =$15.~)01 - $50,0002 V a l ue C ~ c S J =$15.000 t~r less K =515.001 - $50.~ L =$50 .001 - $100 .~0 M =$100,001 - $250,0~( See Co lm nn s C l an d 1 )3) N =$ 25 0.0 01 - $5 00 .0 00 O ~$500,001 - $1.~0,0~ PI =$1 ,~0 ,001 - $5 ,000 .000 P2 =$5.~)0.001 - $25.000


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FINANCIAL DISCLOSUI,@2 REPORT N.... of P ..... Reporling Date of Repot, ]Page 22 of 25 L y n c h , S a n d r a L . 5 / 3 L 2 0 1 0

V i !. INVESTMENTS and TRUSTS - i .......... : , ~ , , ~ , , . . . .. . . . ,i o , , ~ a , , ~ t , ,a , . ~ r t , o . + ~ o f + . t , o , ,. ~ . ~ , , , d u~m..a+,,~ c h i l d r e n ; s e e p p . 3 4 - 6 0 o f f i l i n g instructiN O N E (No r~Tortable income, assets, or transactions.)

D e s c r i p t i o n o f A s s e t s : I n c o m e d u r i n g G ro s s v a l u e a t e n d T r a n s a c t i o n s d u r i n g r e b u t ti n g p e r i o d~ i n c l u d i n g ~ r u ~ l a s s e ts ) [ r c p o r r i n g p e r i o d o f r c p o r t in ~ p e r i o dP l a c e " I X ) " a l t e r c a c + a s s e A m o t t n ~ T y p e ( e . g . . Value V a l u e T y p e ( c . g . . D a t e V ~ + l t + e + Gain I d e n t i t y o fm m { d 6 ] v y : C o d e I b u y c r i ~ c l l c +x e m p t t ? o m p r i o r d i s c lo s u r e Code t d i v . , r e n t + C o d e 2 M e t h o d b u y . s e l l , C o d e 2{ A - H ~ or i n t . ) [ J - P ) C o d e 3 r e d e m p t i o n ) (J-P) . [A-HI + i " p r i v a c( Q - W ~ I r a r ~ a c t i o n )

3 0 7 . -Mcdtronic Inc Bu y 02/02/09 K308. -Unilcd tlcallhcare Co~ p Buy 02/02/09 K

3 0 9 . -Varian Medical Systems lne Buy 02/02/09 L3 1 0 . -ApuchcCorp Buy 02/02/09 L3 [ L -Chesapeake Energy Co~ Buy 02/02/09 K31 2 -Devon Energy Corp Buy 02/02/09 L~ , 1 3 -EOG Resources lne Buy 02/0Z]09 K3 1 4 . -American Express Buy 02/02/093 1 5 . -Goldman Sachs Group Buy 02/02/09 K316. -Apple Inc Bu y 02/02/09 K3 1 7 . -EMC Corp- Mass Buy 0 2 . q ) 2 / 0 9 K3 1 8. - G o , . ~ g l e l n c 1 3 u y 02/02/09 K319. -Parametric Technotogy Corp Bu y 02!02/093 2 0 . -Kinder Morgan Mgmt LLC Buy 02/(;2/09 L3 2 t -America Movil S.A.B DE C.V. Interest Buy 02/02/091 L

32 2 -PIMCO FDS PAC Invst MGM Real Re trn Buy 02/!)2/09 K3 2 3 . -l_elmmn Bros l lldgs Inc NT Batr S&P Buy 02/02/09 L


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0~age . ..VII. I ~ "$ E S T M E N T S a n d T R U S T S - ~ . . . . . . . . . . . . . . h , , , . t ..........i,,n., Hnchtde.~ those oZs p ........ d dependent children; see pp. 34-611 oZfilittg in.vtru,tio,,s .)

N O N E (No r~7~t~rtable income, assets, or lr~tnsactions.)A ~ C DDescrlplioI~ of As5~5 Income dur ing Gross va lue a t end [ Trunsaclions d~lring rc~rtl~g period

(2 )PIace"tX~" ~t~.r czech assc~ Amount ] Type (e.g.. V~luc Va l ue ]y~excmp~ from p~ior disclosure ] Code 1 I div.. rent Code 2 Method buy, sell. mm !dd] )~ , [ Code 2 i Code I buycrZscllcr( A-H) or int.) (J-P~ Code 3 redempt ion) " (JP~ i (A-!f) ( i tpr~vmc

324 . SI INVEST ACCOUNT

325, -Schwab ADV Cash Rcscrv A Interest [, T Buy 02/02/09 J

326. Buy 04/01/09 L(addl)327. Buy 07/09/09 L( a d d { )3 2 8 .


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F IN A N C I AL D IS C L O S U R E R E P O R T ~ ..... f P ..... R e p o r t i n gPage 24 of 25 l ~ : ,, ~ c h , S a n d r a L . ] 5 / 3 1 / 2 0 1 0V I I I. A DD IT I O N A L I N F O R M A T I O N O R E X PL A N A T I O N S .

Part VII - Investment limilcd partnership income whether passive or nonpassive is; disclosed as "dividend" incorac.Part VII - All investments are publicly iraded common stocks or nll.~tual ~kmds unless otherwise noted.Purl V[[. ABA Members Retirem ent Plan - The plan sponsor d oes not provide d etail transaelion in[brmation to plan participants. Plan participants receive anannual report show ing v,hich plan timds they are invested iil, the plan value, total contributions, tolM distribulious, and net realized and unrealized gains. The p lanparticipant recieved a monthly minimum required distribulion.Part VII - Esplanade Cap ital Pmrs I LLC is a non-publicly traded LLC.Part Vll, IRA-1 (line 10); IRA-2 (line 25); & IRA-3 (line 237) - In 2009, the assets in IRA-I aud IRA-2 weie rolled-over into IRA-3. This has been reported as asale oflhe shares of IRA-! and IRA -2, and a purchase by IRA-3, though no actual sale or purchase took place . The values reflected in colunm D3 are based on theestimated market values as of February 2, 200 9 as reflected on a third-party valuation as of February 28. 2009. No gains or losses are reported in co lumn D4 asthcrc were no realized gains or losses on Ihe transfer date.


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F IN A N C I AL D I S CL O S U R E R E P O R T . ~ " . . .. f e . . . . . . u ~ t , o r , i . ~ I D ~ , ~ , ,fPage 25 of 25 L y n c h , S .n d ~ a ~ . 5,,3IX. CER TIFICAT1 ON .

I cer ti~ , {hat all information given above (including inf , urmation per taining lo my spouse and m inor or dependent children, if any) isaccnra~e, true, and complete to Ihe bes! o f my kn owledge and belief , and ~:bat any informalion not reported was w ii | ,held because it met applicable s~alutoryprovisions permitt ing non-disclosure.I fur lher eer ti~" that earned income frnm ~u~side emp lnyment and t~)norar ia aud the acceptance of gif ts whi~:h have heen repor ted are incompliance wilh lhe provisions of 5 U.S.C. app. 501 el. seq., 5 U .S.C. 7353, and . ludicial Conference regulations.

Si

NOTE: ANY INDIVIDUAL WHO KNOW INGLX~ AN D W ILFULLY FALSIFIES OR FA ILS TO FILE THIS REPORT MAY BE SUBJECT TO C IVILAND CRIMINAL SANCTIONS (5 U.S.C. app. 104)

FILING INSTRUCTION SMail signed original and 3 ad dit ional copies to:

Com mit tee on Financia l Disc losureAdm inistrat ive (.)ffice of the U nited States CourtsSuite 2-301One Colum bus Circle , N.E.W ashington, D.C. 20544

Documents

Sandra L Lynch Financial Disclosure Report for 2009