Sandra D OConnor Financial Disclosure Report for 2010

8/3/2019 Sandra D OConnor Financial Disclosure Report for 2010

http://slidepdf.com/reader/full/sandra-d-oconnor-financial-disclosure-report-for-2010 1/20

A O I ORev. 1/2011

FINANCIAL DISCLOSURE REPOR T

FOR CALENDAR YEAR 2010

Report Required by the Ethicsin Government Act of 1978(5 U.S.C. app. §§ 101-111)

1 . P e r s o n R e p o r t i n g ( l a s t n a m e , f ir s t , m i d d l e i n i t i a l )

O’CONNOR, SANDRA D.

4 . T i t l e ( A r t i c l e !i l j u d g e s i n d i c a t e a c t i v e o r s e n i o r s t a t u s ;

magistrate judges indicate full- or part- t ime)

Assoc ia te Jus t ice (Re t .)

7 . C h a m b e r s o r O f f ic e A d d r e s s

1 FIRST STREET, N.E.

WASHING TON, D.C. 20543

2 . C o u r t o r O r g a n i z a t io n

SUPREME COURT OF UNITED STATES

5 a . R e p o r t T y p e ( c h e c k a p p r o p r i a t e ty p e )

]N o m i n a t i o n , D a t e

[] Initial [] Annual [] Final

3 . D a t e o f R e p o r t

04/28/2011

6 . R e p o r t i n g P e r i o d

01/01/2010

to

12/31/2010

Date

5 b . [ ] A m e n d e d R e p o r t

8. O n t h e b a s i s o f t h e i n fo r m a t i o n c o n t a i n e d i n t h i s R e p o r t a n d a n y

m o d i f i c a t i o n s p e r t a i n i n g t h e r e t o , it i s , i n m y o p i n i o n , i n c o m p l i a n c e

w i t h a p p l i c a b l e l a w s a n d r e g u l a t i o n s .

Reviewing Officer

I M P O R T A N T N O T E S : The instructions accompanying this form must be followed. Complete all parts,

check ing the NONE box for each par t where you ha ve no repor table in format ion . S ign on las t page .

I . P O S I T I O N S . ( R e p o r a n g i n d l v id u u t o n t y ; s e ~ p p . 9 - 1 3 of filing instructions.)

D N O N E ( N o reportable posi t ions .)

NAME OF ORGANIZATION/ENTITY

1. B oa r d M em b e r The Nat iona l Cons t i tu t ion Cente r

2. Me mbe r The Rockef e l le r Founda t ion, Board of Trus tees

3. Mem ber , Advisory Board Smi thsonian Nat iona l Museu m of Natur a l H is tory

4. B oa r d M em b e r A B A Cen t r a l Eu r ope an a nd Eu r a s i a n Law I n i t i a ti v e Counc i l

5. B oa r d M em b e r A B A M us eum o f Law

6. Co-Chai r , Nat iona l Advisory Cou nc i l Cam pa i gn f o r t h e C iv i c M i s s ion o f S choo l s

7. Chane e ! l o r Co l l e g e o f Wi l l iam a nd M a r y

8. Mem ber , Advisory Board The Henry Clay Cente r f or S ta temansh ip

9. Spec i f f l Adv i so r ABA Rule of Law In i t i a t ive

1 0 . Honora ry Cha i r pe r son M acA r thu r F ounda t i on , N eu r o s c i e n c e a nd Law P r og r am

1 1 . Honora ry Cha i r Colonia l Wil l i amsburg Founda t ion, Nat iona l Advisory Commit tee

1 2 . B oa r d M em b e r Randa l l L i n eb a ck B r e e d A s s oc i a t ion

1 3 . B oa r d M em b er Wi l l i am H . Reh nq u i s t Cen t e r

1 4 . Couns e l o r on Ex e e . Counc i l A m e r i c a n S oc i e t y o f I n t e rn a t i on a l Law

1 5 . Advisor Aspen Ins t i tu te ’ s Jus t ice and Soc ie ty Progr am

POSITION




Page 2 of 15 Ia m e o f P e r s o n R e p o r t i n g

O ’ C O N N O R , S A N D R A D .

D a t e o f R e p o r t

04/28/2011

1 6 . C o m m i s s i o n e r N a t iona l P a r k s S e cond Cen t u r y Com m i s s ion

1 7 . Ad v i s o ry Bo a r d Me mbe r Bil l Lane Cente r f or the S tudy of the Nor th Amer ican W es t a t S tanford

1 8 . Ad v i s o ry Bo a r d Me mbe r Stan fo rd Un ive rs i ty , Cen te r on E th ic s

1 9 . Ad v i s o ry Bo a r d Me mbe r Citizenship Counts

20 . Chai r of the Board of Dir ec tor s iCivics

21 . Chai r of the Advisor Com mit tee O’Connor Judic ia l Se lec t ion In i t i a t ive

22 . Ad v i s o ry Bo a r d Me mbe r Lloyd N. Cur t le r Cente r f or the Rule of Law a t the Sa lzburg Globa l Semin ar

23 . H o n o r a r y Me mbe r Boa rd fo r th e Founda t ion fo r th e Fu tu re .

A m er i c a n B a r A s s oc i a t ion Com m i s s i on on C iv ic Educ a t i on i n t h e N a t i on ’ s24 . S pec i a l A dv i s o r Schools

25 . Ad v i s o ry Bo a r d Me mbe r Cente r f or Neurosc ience an d Soc ie ty (Univer s i ty of Pennsy lvan ia Law School )

2 6. A d vi so r y Bo a rd M e m be r Alz~ae ime r’ s Drug Dis cove ry Founda t ion

27 . Tas k F o r c e M em b e r M ich i g a n J ud i c i a l S e l e c t ion Ta s k F o r c e

I I . A G R E E M E N T S . (Reporting individual only ; see pp. 14-16 of filing instructi ons.)

NONE (No reportable agreements.)

DATE

1.

2.

3.

PARTIES AND TERMS



FINANCIAL DISCLOSURE REPORT

Page 3 of 15

N a m e o f P e r s o n R e p o r t i n g



04/28/201 l

I I I . N O N - I N V E S T M E N T I N C O M E . m e p o r ’ in g individual and spouse; see pp. 17-24 of filing instructions.)

A. Filer’s Non-Investment Income

~ NONE (No reportable non-investment income,)

DATE SOURCE AND TYPE " INCOM E( y o u r s , n o t s p o u s e ’ s )

l. 01/29/I 0 Random House - royalty $1,649.54

2.06/29/10 The New York Times Newspaper - editorial $75.00

3.07/29/10 Random House - royalty $877.47

4.

B . S p o u s e ’ s N o n - I n v e s tm e n t I n c o m e - if you were married during any portion of the reporting year, complete this section.

(Dollar amount not required except for honoraria.)

N O N E (No reportable non-investment income.)

DATE SOURCE AND TYPE

1.

2.

3.

4.

I V . R E I M B U R S E M E N T S - transportation, lodging, food, entertainmeng

(Includes those to spouse and dependent children; see pp. 25-27 of filing instructions.)

D NONE (No reportable reimbursements.)

SOURCE DATES LOCATION

1 . See A ttached S c h e d u l e 1 V

2.

3.

4.

5.

PURPOSE ITEMS PAID OR PROVIDED




Page 4 of 15

N a m e o f P e r so n R e p o r t i n g



04/98/2011

V . G I F T S . (Includes those to spouse and dependent children; seepp. 28-31 of filing instructions.)

[] N O N E (No repor table g i f t s .)

SOURCE DESCRIPTION

1. Es ta t e o f E l iz abe th Anne B ur ton 14 k t . ye l low go ld r ibbed ea r c l ips , each se t wi th a la r ge ma be pea r l

2. Es ta t e o f E l iz abe th Anne B ur ton 14 k t . y e l l ow go l d r i ng w i t h go l d r op i ng , m ab e p e a r l a nd d i am ond s

3. Es ta t e o f E l iz abe th Anne B ur ton Pa i r o f Lou i s XV s t y l e m a r b l e a nd o r m o l u b a se l am p

4.

5.

VALUE

$833.00

$834.00

$76.00

V I . L I A B I L I T I E S . a n e l u d e s t h o s e o y s p o u s e and dependent children; see pp. 32-33 of fillng instructions.)

~] NONE (No reportable liabilities.)

CREDITOR DESCRIPTION

1 .

2.

3.

4.

5.

VALUE CODE




Page 5 of 15

Nam e of Person Reporting .



04/28/2011

V I I . I N V E S T M E N T S a n d T R U S T S - i n c o m e , value, transactions (Includes those of spouse and dependent children; seepp. 34-60 of fillng instructions.)

NONE (No reportable income, assets, or transactions.)

A. B. C. D.

Descr i p t ion o f Asse t s Income du r ing Gross value at end Transac t i ons dur i ng repor t i ng per i od

( including trust assets) repor t i ng per i od o f r e p o r t i n g p e r i o d

( 1 ) ( 2 ) 1 (1) (2) (1 ) (2) (3) (4) ( 5)

P l a c e " ( X ) " a f t e r e a c h a s s e t A m o u n t T y p e ( e . g .,

[

V a lu e V a lu e T y p e ( e . g . , D a t e Va lu e Gain I d e n t i t y o f

exempt f rom pr i or d i sc l osure C o d e 1 d i v . , r e n t , C o d e 2 M e t h o d buy, s e ll, m m/dd /yy Code 2 C o d e 1 buyer/seller

iA-H) o r i n t . ) ( J - P ) C o d e 3 r e d e m p t i o n ) ( J - P ) ( A - H ) ( i f p r i v a t e

[ ( Q - W ) t r a n s a c t i o n )

i 1 . AZ Elec ted Of f ic ia l s Re t i r emen t C Pens ion J T

1 2 . Checking Account : Sunt r us t Bank, A Interes t K T

Washington, DC

3. Checking Accou nts - Capi to l OneC Interes t N T

Washing ton, D. C.

4. Wel l s F a r go S av i ng s A ccoun t N one J T Op en 12/23/10

7.

8.

9.

1 0 .

Oil and Gas Roya l ty f ra c t iona l in t e re s t , A Royal ty

Panola Cty. , TX

Oi l and Gas Roya l ty f ra c t iona l in t e re s t , A Royal tyPanola Cty, TX

Char l e s Schwab Cash & Mone y Marke t N one

F und

D odge & Cox B a l a n c e d F und - A cc t . 1 N one

J

J

W

W

Closed

Closed

07/10/10

07/08/10

J

Pl

F o lge r , No l a n , F l em ing D oug l a s - B y Pa s sTrus t Accoun t

Abbot t L abo r a t o r i e s A

N one

Div idend

J

L

T Open 07/19/10 J

T Bu y 08/31/10 L

See Foo tno te 1

See Foo tno te 1

See Foo tno te 2

1 1 . Adobe Sys tems , Inc . None L T Bu y 08/31/10 L

1 2 . AE SC o r p

1 3 . A m g e n I n c .

N one

N one

Sold 04/14/10 K

Sold 08/31/10 L

14. AOLInc. None Bu y 04/14/10 K

( add’ l )

1 5 . Sold 08/31/10 K

1 6 . A p a c h e C o r p . C o m m o n A

17. Aqua America A

Dividend L T

D iv i d e nd L T

Bu y 08/31 / 10 L

Bu y 08/31/10 L

1. In co m e Gain Co d es : A =$1,000 o r les s B =$1,001 - $2,500 C = $2,501 - $5,000 D =$5,001 - $15,000

(See Co lumns B1 and D4) F =$50,001 - $100,000 G =$100,001 - $1,000,000 H 1 = $ 1,0 00 ,0 01 - $ 5, 00 0, 00 0 H 2 = M or e t ha n $5 ,0 00 ,0 00

2. Value Codes J =$15,000 or less K = $15,001 - $50,000 L =$50,001 - $100,000 M =$ 100,001 - $250,000

( Se e C olu m ns C 1 a nd D3 ) N =$ 25 0,0 01 - $ 50 0,0 00 O =$500,001 - $ 1,000,000 P I =$ 1,000,001 - $5,000,000 P2 =$5,000,001 - $25,000,000

P3 =$25,000,001 - $50,000,000 P4 =More than $50,000,000

3. Va l ue Me t hod Code s Q =Appra i sa l R = Co st (Re al Es ta te On ly ) S = Ass es sm en t T =Cash Marke t

(See Co lumn C2) 13 =Book Value V =Othe r W = Es t ima t e d

E =$15 ,001 -$50 ,000




Page 6 of 15




04/28/2011

V I I . I N V E S T M E N T S a n d T R U S T S - income, vulue, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)


D e s c r i p t i o n o f A s s e t s I n c o m e d u r i n g

( inc luding t r~ s t a s s e t s ) r e po r t i n g p e r i o d

(1) (2)

Place "(X)" after each asset A m o u n t Ty p e ( e . g . ,

e x e m p t f r o m p r i o r d i s c lo s u r e C o d e 1 div . , r e n t ,(A-H) o r i n t . )

G r o s s v a l u e a t e nd

o f r e po r t i n g p e r i o d

(I) (2)

V a l u e V a l u e

Co d e 2 M e tho d

( J -P ) C ode 3

( Q - W )

(1)

Typ e ( e . g . ,

buy , s e l l ,

r e d e m p t i o n )

T r a n s a c t i o n s du r i n g r e po r t i n g p e r i o d

(2) (3) (4) (5 )

D a t e Value Gain I d e n t i t y o f

mm/dd /yy Code 2 C o d e 1 buyer/seller

( J - P ) ( A -H ) ( i f p r i v a t e

t r a n s a c t i o n )

1 8 . B ake r H ugh e s I n c . A D iv i d e nd

1 9 . Ba n k Ne w Yo rk Me l l o w C o rp A D iv i d e nd

20 .

2! .

22 . B ax t e r I n t e r n a t i on a l A Dividend

23 . BB&T Corp A D iv i d e nd

24 . B ec t on D i ck in s on & Co . A D iv i d e nd

25 . Cadenc e D e s i gn S y s t em s N one

26 . Capi ta l One F inanc ia l Corp. A D iv i d e nd

27 . Cardina l Hea l th A D iv i d e nd

28 . Care fus ion Corp . N one

29 . Cate rp i l l e r Inc . A D iv i d e nd

30. Chevron Corpor a t ion A Dividend

31.

32. Church & Dwigh t Inc . A Dividend

33 . Cisco Sys tems Inc .N one

34.

L

L

L

L

Sold 08/31/10 K

T Bu y 04/14/10 K

So ld 08 /31/10 L

(part )

Bu y 12/03/10 K

( add’ l )

Sold 04/14/10 L

Sold 08/31/10 J

T Bu y 08/31/10 L

Sold 08/31/10 K

Sold 08/31/10 K

Sold 04/12/10 K

So ld 08 /31/10 J

T Bu y 08/31/10 L

T Bu y 04/14/10 " K

Bu y 08/31/10 L

( add’ l )

T Bu y 08/31/10 L

T Bu y 08/31/10 L

Bu y 12/03/10 J( add’ l )

I . In come Ga i n Codes : A =$1,000 or less B =51,001 - $2,500 C =$2,501 - $5,000

(Se e Col umns B 1 a nd D4) F =$50,001 - $100,000 G =$100,001 - $1,000,000 H.I =$1,000,001 - $5,000,000

2. Value Codes J =$15,000 or less K =$15,001 - $50,000 L =$50,001 - $100,000

(Se e Col umns C I a nd D3 ) N = $250,001 - $500,000 O = $500,001 - $ 1,000,000 P 1 = $ 1 , 0 0 0 , 0 0 1 - $ 5 , 0 0 0 , 0 0 0

P3 =$25,000,001 - $50,000,000 P4 =More than $50,000,000

3. Value Method Codes Q =Appra i sa l R =Cost (Real Esta te Only) S =Assessment

(Se e Co lu m n C2) U = Boo k Va lu e V =Othe r W =Est imated

D =$5,001 - $15,000

H2 =More than $5,000,000

M =$100,001 - $250,000

P2 =$5,000,001 - $25,000,000

T =Cash Marke t

E =$15,001 - $50,000




Page 7 of 15

N a m e o f P e r s o n R e p o r t in g



04/28/2011

V I I . I N V E S T M E N T S a n d T R U S T S - i n c o m e , v a l u e , transactions (Includes those of spouse and dependent children; seepp. 34-60 of filing instructions.)

N O N E (No reportable income, assets, or transactions.)


( i n c l ud i ng t r u s t a s s e t s ) r e po r t i n g p e r i o d

( 1 ) ( 2 )


e x e m p t f r o m p r i o r d i s c l o s u r e C o d e 1 div . , r e n t ,

(A-H) or i n t . )

G r os s v a l u e a t e nd


(1) (2)

V a l u e V a l u e

C o d e 2 M e t h od

( J -P) C o d e 3

( Q - W )


(1 ) (2) (3) (4) (5 )

T y p e ( e . g . , D a t e Va lu e Gain I d e n t i t y o f

bu y, se ll , m m/dd /yy Code 2 Code I bu ye r/se lle r

r e d e m p t i o n ) ( J - P ) ( A - H ) ( i f p r i v a t e


35 . Citr ix Sys te m In c . No n e

36. Co m ca st Co rp A Div idend

37 .C o mp u t e r S c i en c e s C o rp . No n e

38 . C o mp u w a r e C o rp No n e

39 . Den t sp ly In te rna t iona l A D iv i d e nd

40 . D is cov e r F i n a nc i a l S e r v ic e s A Div idend

4 1. D u Po n t E .I . D e Ne m o u r o s & C o . A Div idend

42 .

43 . Ea ton Corp A Div idend

44. EBa y In c No n e

45 . EMC Corp Mass No n e

46 . E r ic s son (LM) Te l -SP No n e

47 . Exxon Mo bi l Corp No n e

48 . Exxon Mo bi l Corp A D iv i d e nd

49 . FedEx Corp A Div idend

50 . G ene r a l E l e c t r i c Co A Div idend

51 . Glaxosmi thkl ine PLC-ADR A Div idend

Sold 08/31/10 K

Sold 08/31/10 K

Sold 08 /31/10 K

Sold 08/31/10 K

Bu y 08/31/10 L

Sold 04/12/10 J

So ld 01/12/10i K(part )

Sold 08/31/10 K

Sold 08/31/10 K

Sold 08/31/101 J

Bu y 08/31/10 L

Sold 08/31/10 K

Sold 04/12/10 i L

Bu y 08/31/10 L

Sold 08/31/10 K

Bu y 08131/10 L

(add’ l )

Sold 08/31/10 K

I . I n come Ga i n Codes : A =$1,000 o r less B =$1,001 - $2,500 C =$2,501 - $5,000

(See Columns B 1 and 134) F =$50,001 - $ 100,000 G = $ 1 0 0 , 0 0 1 - $ 1 ,0 0 0 , 0 0 0 H 1 =$ [,000,001 - $5,000,000

2. value Codes J = $15,000 o r le ss K =$15,001 - $50,000 L =$50,001 - $100,000

(Se~ Co lumw C I and D3) N =$250,001 - $500,000 O =$500,001 - $1,000,000 P I =$1,000,001 - $5,000,000

P3 =$25,000,001 - $50,000,000 P4 =More than $50,000,000

3. Value Method Codes Q =Appra i sa l R =Cost (Real Esta te Only) S =Asse s smen t

(See Co lumn C2) U =Book Va l ue V =Other W =Est imated

D =$5,001 - $15,000

H2 =More than $5,000,000

M =$100,001 - $250,000

P 2 =$5,000,001 - $25,000,000

T =Cash Marke t

E =S15,001 - $50,000



FINANCIAL D ISCLOSURE REPORT

Page 8 of 15




04/28/2011

V I I . I N V E S T M E N T S a n d T R U S T S - i n c o m e , value, transactions (Includes those of spouse and dependent children; seepp. 34-60 of f!ling instructions.)


Descr i p t ion of Asse t s Income du r ing

(including trust assets) r e p o r t i n g p e r i o d

(i) (2 )

Place " (X)" af t e r each asse t A m o u n t T y p e ( e . g . ,

exempt f rom pr i or d i sc l osure C o d e 1 d i v . , r e n t , "

( A - H ) o r i n t . )

52. Hane s bra nd s I n c

53. Hewle t t -Paeka rd Co .

54. Hom e Depo t Ine

55. I l li no i s Too l W ork s I nc .

56. In te l Corp

No n e

A D i v i d e n d

A Dividend

Div idend

Div idend

57 . In te rna t iona l Bus ine s s Mach ine s Corp IBM A Dividend

5 8 . J o h n s o n & J o h n s o n A D i v i d e n d

59 . JP Mo rg a n Cha s e & Co . A D i v i d e n d

60. L e g g M a s o n I n c . A Div id e nd

61. L ibe r ty M e d ia In te ra c tive No n e

62 . L o w e s C o m p a n i e s l n c . A Div id e nd

63. Merck & Co . I n c . New A Div id e nd

6 4 .

65. M ic r o s o f t Co r p " A D i v i d e n d

66 . M illip o re Co rp No n e

6 7 . Molex I nc . CL A A Div id e nd

68 . M o to ro la In c . No n e

Gross va lue a t end

o f r e p o r t i n g p e r i o d

(i) (2)

V alu e V a lu e

C o d e 2 M e t h o d

( J - P ) C o d e 3 r e d e m pt i o n )

( Q - W )

So l d 04/12/10 K

So l d 08131/10 L

So l d08/31110 K

L T B u y 08/31110 L

L T B u y 08/31110 L

L T B u y 08/31/10 L

L T B u y 0 8 1 3 1 1 1 0 L

L T B u y 08/31110 L

So l d 0 8 1 3 1 1 1 0 K

So l d 08131/10 K

L T B u y 0 8 1 3 1 1 1 0 L

B u y 04114/10 L

( a d d ’ l )

So l d 08/31110 K

L T B u y 08131/10 L

So l d 07115/10 L

So l d 08131/10 K

So l d 08/31/10 K

Transac t i ons dur i ng repor t i ng per i od

(1 ) (2) (3) (4) (5 )

Typ e ( e . g . , Date V a l u e Ga i n l d e n t ib ’ o f

buy , s e l l , m m / d d / y y C ode 2 C o d e 1 buye r / s e l l e r

( J -P) ( A - H ) ( i f p r i v a t e

t r a n s a c t i o n

1. In co m e Gain Co d es : A =$1,000 o r les s B =$1,001 - $2,500

(Se e Col umns B 1 a nd D4) F = 5 ; ; 5 0 , 0 0 1 - 5 ; 1 0 0 , 0 0 0 G =$100,001 - $1,000,000

2. V a lu e Co d es J = $15,000 o r le s s K = $15,001 - $50,000

(See Co lumns CI and D3) N =$250,001 - $500,000 O =$500,001 - $1,000,000

P3 =$25,000,001 - $50,000,0003. V a lu e Me tho d Co d e s Q =App ra isa l R =Cost (Real Esta te Only)

(See Co lu m n C2) U = Boo k Va lu e V =Othe r

C =$2,50"1 - $5,000 D =$5 .001 - S 15 ,000

H I = $ 1 , 0 0 0 , 0 0 1 - 5 ; ; 5 , 0 0 0 , 0 0 0 H 2 = M o r e t h a n $ 5 , 0 0 0 ,0 0 0

L =$ 50 ,001 - $100 ,000 M =$ 100 ,001 - $250 ,000

P 1 = $ 1 , O 0 0 , O O I - $ 5 ,0 0 0 , 0 0 0 P 2 = $ 5 , 0 0 0 , 0 0 1 - $ Z 5 , 0 0 0 ,0 0 0

P4 =More t ha n $50 ,000 ,000

S = A s s e ss m e n t T = C a s h M a r k e t

W = E s t i m a t e d

E =$15 ,001 - $50 ,000 .




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04/28/2011

V I I . I N V E S T M E N T S a n d T R U S T S - i n c o m e , v . t u e , transactions (Includes" tho~e of spou se and dep endent children; see pp. 34-60 of filing instructions.)


Descr i p t ion of Asse t s Income du r ing


(l) (2)

P l a c e " ( X ) " a f t e r e a c h a s s e t A m o u n t T y p e ( e. g . ,

exempt f rom pr i or d i sc l osure C o d e 1 d i v . , r e n t ,

( A - H ) o r i n t . )

69 . Nes t le SA_

7 0. N ew s Co r p In c .- CL A

71 .N ex t e ra Ene r gy

72 . Nokia Corp Sponso red

73 . Novart is AG

74 .

75 . Occ iden ta l Pe te Corp

76 . Omn i c o m G ro u p

77 . Panason ic Corp - ADR

78 . Peps ico Inc

79 . Pf ize r lnc

80.

81 . Pi tney Bowes Inc

82 . Proc te r & Gam ble Co.

83 . RoyalDutch She l l PLC

84 .

85 . Sanof i -Avent i s ADR

Gross value at end


(1) (2)

Va lu e Value

C o d e 2 M e t h o d

( J - P ) Code 3

( Q - W )

No n e

No n e

Dividend K

No n e

No n e

A D iv i d e nd

A D iv i d e nd

N one

A ’ Div id e n d

A D iv i d e nd

L

A

A

A

D iv i d e nd

Div idend

Div idend

No n e


(1 ) (2) (3) (4) (5 )

T y p e ( e . g . , D a t e Va lu e Gain I d e n t i t y o f

buy, sell , m rn /d d/y y Co de 2 C o d e 1 buyer/seller

r e d e m p t i o n ) ( J - P ) ( A - H ) ( i f p r i v a t e


So l d 04/12/10 L

So l d 08/31/10 K

B u y 08/31/10 K

So l d 08/31/10 J

B u y i 0 4 1 1 4 1 1 0 K

( a d d ’ l )

So l d 08/31/10 L

So l d 08/31/10 K

So l d 08/31/10 L

So l d 08/31/10 K

B u y 08/31/10 L

B u y 04/14/10 K

So l d 08/31/10 K

So l d 08/31/10 J

B u y 08/31/10 L

B u y 04/14/10 K

So l d 08/31/10 K

B u y 04/14/10 K

I. Inc ome Ga i n Code s :

(See Co lumns B1 and D4)

2.Va l ue Code s

(See Co lumns C t and D3)

3.Va l ue Me t hod Code s

(See Co lumn C2)

A =$1,000 or less

F =$50,001 - $100,000

J =$15,000 or less

N =$250,001 - S500,000

P3 =$25,000,001 - $50,000,000

Q =Appra i sa l

U =Book Va l ue

=$1,001 - $2,500

=$ 100,001 - $1,000,000

=$15,001 - $50,000

=$500,001 - $1,000,000

=Cost (Real Esta te Only)

=Other

C =$2,501 - $5,000

HI =$1,000,001 - $5,000,000 .

L =$50,001 r $100,000

P 1 =$1,000,001 - $5,000,000

P4 =More than $50,000,000

S =Asse s smen t

W = Es t ima t e d

D =$5,001 - $15,000

H2 =More than $5,000,000

M =$100,001 - $250,000

P2 =$5,000,001 - $25,000,000

T =Cash Marke t

E =$15,001 - $50,000




Page 10 of 15




04/28/2011

V l l . I N V E S T M E N T S a n d T R U S T S - i n c o m e , value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions,)



( i n c l u d i n g t r u s t a s s e t s ) r e po r t i n g p e r i o d

(i) (2)


e x e m p t f r o m p r i o r d i s c lo s u r e C o d e 1 div . , r e n t ,

( A - H ) o r i n t . )



(1) (2)

Value Value

Code 2 Method

( J -P) C o d e 3

( Q - W )


(I) (2) (3) (4) (5 )

T y p e ( e . g ., D a t e Va lu e Gain I d e n t i t y o f

buy, sell , mm/dd /yy Code 2 C o d e 1 buyer/seller

r e d e m p t i o n ) ( J - P ) (A-H) ( i f p r i v a t e


86 .

87 . S a r a Le e Co r p A Dividend

88 . Saul Cente r s Inc A Dividend

89 . S ch l um b e r ge r LTD A Dividend

90 . S igna - A ld r i c h No n e

91 . So n o c o P r o d u c t s C o A Div idend

92 . S ony Co r pA D RNew No n e

93 . Spr in tNex te l Corp No n e

94 . St . Pau l T rave le r s Cos Inc No n e

95 . Sym a n te c Co rp No n e

96 . T Rowe P r i c e Group Inc . A Div idend

97 . Targe t Corp . A Div idend

98 . Tim e W a r ne r , In c A Dividend

99 . Tim e Wa r ne r I n c N ew A Dividend

100. Tyco E lec t ron ic s LTD A Dividend

1 0 1 . Tyco In te rna t iona l LTD A Dividend

1 0 2 . Union Pac i f i c Corp A Div idend

M

L

T

T

So ld 08 /31/10 K

Sold 08/31/10 L

So ld 08 /31/10 K

So ld 08 /31/10 L

So ld 04/12/10 K

Sold 08/31/10 K

So ld 08 /31/10 K

So ld 08 /31/10 K

Sold 08/31/10 K

Sold 08/31/10 J

Bu y 08/31/10 L

Bu y 08/31/10 L

Sold 08/31/10 J

So ld 08 /31/10 K

Sold 08/31/10 K

So ld 08 /31/10 K

So ld 08 /31/10 L

I . Inc om e Ga i n Code s : "A =$1,000 or less B =$ 1,001 - $2,500 C =$2,501 - $5,000 D =$5,001 - $15,000

(See Co lumns BI and D4) F =$50,001 - $100,000 G =$100,001 - $1,000,000 HI =$I,000,001 -$5,000,000 H2 =Morethan $5,000,000

2. Va l ue Code s J =$15,000 o r le ss K =$15,001 - $50,000 L =$50,001 - $ 100,000 M =$100,001 - $250,000

(See Co lumns CI and D3) N =$ 250,001 - $ 500,000 O = $500,001 - SI,000,000 PI =$1,000,001 - $5,000,000 P2 =$5,000,001 - $25,000,000

P 3 = $ 2 5 ~ 0 0 0 , 0 0 1 - $ 5 0 , 0 0 0 , 0 0 0 P4 =More than $50,000,000

3. Va l ue Me t hod Code s Q =Appra i sa l R =Cost (Real Esta te Only) S =Asse s smen t T =Cash Marke t

(See Co lumn C2) U =Book Va l ue V =Othe r W =Est imated

E =$15 ,001 - $50 ,000



FINANCIAL DISCLOSURE REPORTPage 11 Of 15




04/28/2011

V I I . I N V E S T M E N T S a n d T R U S T S - i n eo ,~ e , v u l u e , transactions (Includes those of spouse and dependent children; ~ee pp. 34-60 of filing instructions.)



( i n c l ud i ng t r u s t a s s e t s ) r e po r t i n g p e r i o d

O) (~)

Place "(X)" after each asset A m o u n t Type (e.g.,

e x e m p t f r o m p r i o r d i s c lo s u r e C o d e 1 div . , r e n t ,

(A-H) or in t . )



(1 ) (2)

V a lu e V a lu e

Co d e 2 M e tho d

( J -P ) C ode 3

( Q - W )

(l )Typ e ( e . g . ,

buy , s e l l ,



(2) (3) (4) (5 )

D a t e Value Gain I d e n t i t y o f

m m /d d/y y Co de 2 C o d e 1 buyer/seller

( J - P ) ( A -H ) ( i f p r i v a t e


1 0 3 . U S B a n c o r p N e w None Bu y 04/14/10 K

104. Sold 08/31/10 K

105. US Treasury Bon d Due 02-17-11 N one

106 . Un i t e d Te chno l og i e s Co r p . A Dividend

10 7 . V o d a f o n e Gr o u p P L C N one

1 0 8 .

10 9 . W a l g r e en C o mp an y B Dividend

L

L

T

T

T

Bu y 08/23/10

B u y 08/31/10

Bu y 04/14/10

So ld 08 /31/10

Bu y 08/31/10

L

L

K

K

L

110. Wel l s F a rgo Com pany

1 1 1 .

A Dividend

112 . W es t P ha r m aceu t i c a l A D iv i d e nd

113. Xero x Corp A Div idend

114 . Z i mm er Ho l d i n g s I n c No n e

I 15 . Was h i ng t on S ub n S an D i s t B ond B D iv i d e nd

116. Tucso n Ar iz Wtr Rev Bond C D iv i d e nd

1 1 7 . Fo lg e r No la n Flem in g Do u g la s - IRA No n eAc c o u n t

I 18. -Abbott Laboratories AD iv i d e nd

119 . -Adobe Sys tems Inc N one

L

M

J

K

K

T Sold 08/31/10

( p a r t )

Buy 12/03/10(add’l)

Sold 08/31/10

Sold 08/31/10

Sold 08/31/10

T

T

T Open 07/12/10

T Buy 08/31/10

T Bu y 08/31/10

L

L

L

K

J

Pl

K

K

See Foo tno te 3

l . I n come Ga i n Codes : A =$1,000 or less B =$1,001 - $2,500 C =$2,501 - $5,000

(See Co lumns B! and D4) F =$50,001 - $100,000 G = $1 00 ,00 1 - $ 1,0 00,0 00 H 1 = $1 ,0 00 ,00 1 - $5 ,00 0,00 0

2. Value Codes J = $15,000 o r le s s K = $15,001 - $50,000 L =$50,001 - $100,000

(Se e Col umns C 1 a nd D3) N =$250,001 - $500,000 O =$ 50 0,00 1 - $1,0 00,0 00 PI =$ 1,0 00 ,0 01 - $5 ,00 0,0 00

P3 =$25,000,001 - $50,000,000 P4 =More than $50,000,000

3. Value Method Codes Q =Appra i sa l R =Cost (Real Esta te Only) S =Asse s smen t

(See Co lumn C2) U =Book Va l ue V =Othe r W =Est imated

D =$5,001- $15,000

H2=M0retha n $5,000,000

M=$100,001-$250,000

P2=55,000,001-$25,000,000

T =Cash Mark~

E =$15 ,001 -$50 ,000




Page 12 of 15




04/28/2011

V I I . I N V E S T M E N T S a n d T R U S T S - i n c o m e , v , l , e , t r a ns a c t i ons ( I nc ludes t hos e o f s pons e a n d depe nden t c h i ldr en; s eep p . 3 4 - 60 o f f i li ng i ns t r uc t ions . )


Descr i p t ion o f Asse t s Income du r ing


(l) (2)

Place " (X)" af t e r each asse t A m o u n t T y p e ( e . g .,

exemp t f rom p r io r d i s c lo su re C o d e 1 d i v . , r e n t ,( A - H ) o r i n t . )

Gross va lue a t end


(1) (2)

Va lu e V a l u e

Code 2 M e t ho d

( J - P ) Code 3

( Q - W )

Transac t i ons dur i ng repor t i ng per i od

(~ ) (2) (3) (4)T y p e ( e . g ., D a t e Va lu e Gain

buy, sell , m r r d d d / y y Code 2 C o d e 1

r e d e m p t i o n ) ( J - P ) ( A - H )

( 5 )I d e n t i t y o f

buyer/seller

( i f p r i v a t e

t r a n s a c t i o n

120. -Apache Corp . A Dividend

121. -AT&T Co rp New A Div idend

122 . - B ank N ew Y o r k M e l l on Co r p No n e

123 . - B e c t on D i ck i n s on & Co . A Div idend

124. -Cat erp i l l a r I nc. A Div idend

125. -Chevron Co rp A Div idend

126. -Church & Dwight I nc A Dividend

127. -Cisco Sys tems Inc . N one

128.

129. -Dentsp ly In te r na t ion a l A D iv i d e nd

130 . - D om in i on Re s ou r c e s I n c o f VA

131. -EMC Corp Ma ss

132. -Exxon Mobi l Corp

133. - Gen e r a l E l e c t r i c C o

134. - Il l i no i s Too l W orks i nc

135. - In te l Corp

136. - In te r na t iona l Bus ines s Mach ines Corp IBM

K T B u y

J T . Buy

K T B u y

K T B u y

K T B u y

K T B u y

K T B u y

K T B u y

B u y

(a dd ’ l )

K T B u y

08/31/10 K

08/31/10 J

12/03110 K

08/31/10 K

08/31/10 K

08/31/10 K

08/31/10 K

08/31/10 K

12/03/10 J

08/31/10 K

A D iv i d e nd J T

No n e K T

A Dividend K T

A Div idend K T

A D iv i d e nd K T

A Dividend K T

A D iv i d e nd K T

B u y 0 8 1 3 1 1 1 0 J

B u y 08/31/10 K

B u y 08/31/10 K

B u y 08/31/10 K

B u y 08/31/10 K

B u y 08/31/10 K

B u y 08/31/10 K

I . I n come Ga i n Codes : A =$1,000 or less B =$1,001 - $2,500 C =$2,501 - $5,000 D =$5,001 - $15,000

(See Co lumns BI and D4) F =$50,001. $100,000 G =$100,001 - $1,000,000 HI =$1,000,001-$5,000,000 H2 =More than $5,000,000

2. Va l ue Code s J =$15,000 or less K =$15,001 - $50,000 L =$50,001 - $100,000 M =$100,001 - $250,000

(See Column s C I and D3 ) N =$250,001 - $500,000 O =$500,001 - S 1,000,000 P I =$1,000,001 - $5,000,000 P2 =$5,000,001 - $25,000,000

P3 =$25,000,001 - $50,000,000 P4 =More than $50,000,000

3. V a lu e Me tho d Co d e s Q =App ra isa l R =Cost (Real Esta te Only) S =Asse s smen t T =Cash Marke t

(See Co lum n C2) U = Book Va lu e V =Othe r W = Es t ima t e d

E =$15,001 - S50,000




Page 13 of 15




04/28/2011

V I I . I N V E S T M E N T S a n d T R U S T S - i n c o m e , v a t u e , transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)


D e s c r i p t io n o f A s s e t s I n c o m e d u r i n g

( i n c l u d i n g t r u s t a s s e t s ) r e po r t i n g p e r i o d

(i) (2 )


e x e m p t f r o m p r i o r d i s c l o s u re C o d e 1 d i v . , r e n t ,(A-H ) or int.)

G r os s v a l u e a t e nd


(1) (2)

V a l u e V a l u e

Co d e 2 M e tho d

(J -P ) Co d e 3

( Q - W )

(i)

T y p e ( e . g .,

b u y , s e t t ,



(2) (3) (4) ( 5 )

Da t e V a l u e Ga i n I d e n t i t y o f

m m / d d / y y C ode 2 C o d e I buye r / s e l l e r

( J- P) (A -H ) ( i f p r i v a t e


137 . - J ohn s on & J ohn s on A D iv i d e nd K

138 . -JPM or gan Cha s e & Co A Div idend K

139 . - Lowe s Com pan i e s I n c A Div idend K

140. -Microsof t Corp A Div idend K

141 . - P ep s i c o I n c A D iv i d e nd K

142. -Proc te r & Gam ble Co. A D iv i d e nd K

143 . - S ou th e r n Com p any A Div idend J

144. -T Rowe Pr ice Grou p Inc . A Div idend K

145. -Targe t Corp A Div idend K

146. -US Treasury B i l l s A In te rest P1

147.

148.

149 . - Un i t e d Te chno l og i e s Co r p A Div idend K

150 . - Wa lg r e e n Com pany A D iv i d e nd K

151. -We l l s F a rg o C o m p a n y No n e K

1 5 2 . F o lge r N o l a n F l em ing D ou g l a s ( Ca s h No n e L

A ccoun 0

153.

T Bu y 08/31/10 K

T Buy 08/31/10 K

T Buy 08/31/10 K

T Buy 08/31/10 K

T Buy 08/31/10 K

T Bu y 08/31/10 K

T Bu y 08/31/10 J

T Bu y 08/31/10 K

T Buy 08/31/10 K

T Buy 08/23/10 P1

Sold 09/02/10 O

(part)

Sold 12/03/10 K

( p a r 0

T Buy 08/31/10 K

T Buy 08/31/10 K

T Buy 12/03/10 K

T Open 10/06/10 L

1. lr~come Gain Codes : A =$ 1,000 or less B =$1,001 - $2,500 C =$2,501 - $5,000 D = $ 5 , 0 0 1 - $ 1 5 , 0 0 0

(See Colurans BI and D4) F =$50,001 - $100,000 G =$100,001 - $1,000,000 H1 =$1,000,001 " $5,000,00 0 H2 =M°re than $5,000,000

2. Value Codes J =$15,000 o r le ss K =$15,001 - 550,000 L = $ 5 0 , 0 0 1 - $ 1 0 0 , 0 0 0 M =$ 100,001 - $250,000

(Se e Col umns C 1 a nd D3) N =$250,001 - $5001000 O =$500,001 - $1,000,000 P 1 =$1,000,001 - $5,000,000 P2 =$5,000,001 - $25,000,000

P3 =$25,000,001 - $50,000,000 P4 =More than $50,000,000

3. Va l ue Me t hod Code s Q =Appra i sa l R =Cost (Real Esta te Only) S =Asse s smen t T =Cash Marke t

(See Co lu m n C2) U =Boo k Va lu e V =Othe r W =Est imated

E =$15,001 - $50,000




Page 14 of 15 Ia m e o f P e r s o n R e p o r t i n g



04/28J2011

VIII. ADDITIONAL INFORMATION OR EX PLANATIONS. (lndicate part of report.)

FOOTNOTES

( 1 ) Cha r l e s a nd S chwab Accoun t a nd D odge & Cox B a l a n c e d F und - A cc t 1 we r e c l o s e d a nd t h e p r o c e e d s i nv e s t e d w i t h F o l g e r No l a n F l em ing D ou g l a s i n t o t h e B y

Pas s T rus t Accoun t in Ju ly 2011 .

(2 ) As s e t s o f th e Fo lge r , Nolan , F lem ing Doug la s By Pas s T rus t Accoun t a re inc lude d in Pa r t VII.

( 3 ) Fo l g e r N o l a n F l em ing D oug l a s r e c e i v e d t h e f und s f r om t h e D odge & Cox B a l a n c e d F und - A ec t 1 i n J u l y 20 ! 1 a nd pu r ch a s e d t h e s t o ck s a s no t e d .




P a g e 1 5 o f 1 5

Name o f Pe r son Repo r t ing



04/28/2011

IX. CERTIFICATION.

I c e r t if y t h a t a l l i n f o r m a t i o n g i v e n a b o v e ( i n c l u d i n g i n f o r m a t i o n p e r t a i n i n g t o m y s p o u s e a n d m i n o r o r d e p e n d e n t c h i l d r e n , if a n y ) i sa c c u r a t e , t ru e , a n d c o m p l e t e t o t h e be s t o f m y k n o w l e d g e a n d b e l ie f , a n d t h a t a n y i n f o r m a t i o n n o t r e p o r t e d w a s w i t hh e l d b e c a u s e i t m e t a p p l i c a bl e s t a t u to r y

p r o v i s i o n s p e r m i t t i n g n o n - d i s c l o s u r e .

I f u r th e r c e r t if y t h a t e a r n e d i n c o m e f r o m o u t s i d e e m p l o ym e n t a n d h o n o r a r i a a n d t h e a c c e p t a n c e o f g i f ts w h i c h h a v e b e e n r e p o r t e d a r e i n

com p l i a nc e w i t h t he p r ov i s i on s o f 5 U .S .C . app . § 501 e t . s eq . , 5 U .S .C . § 7353 , a nd Jud i c i a l Con f e r enc e r e g u l a t i on s .

Signature: S/SANDRA D. O’CONNOR

N O T E : A N Y I N D I V I D U A L W H O K N O W I N G L Y A N D W I L F U L L Y F A L S I F IE S O R F A I L S T O F IL E T H I S R E P O R T M A Y B E S U B J E C T T O C I V I LAND CRIMINA L SANCTION S (5 U .S .C . app . § 104 )

C o m m i tt e e o n F i n a n c i a l D i sc l o s u r eA d m i n i s t ra t i v e O f f i c e o f t h e U n i t e d S t a t e s C o u r t s

S u i t e 2 - 3 0 1

One Columbus Circle, N.E.

W a s h i n g t o n , D .C . 2 0 5 4 4



F i n a n c i a l D i s c l o s u r e R e p o r t - 2 0 1 0S a n d r a D a y O ’C o n n o r

IV. Reimbursements ofTransportation, Lodging, Food, Entertainment

o

o

10 .

J o i n t Am e r i c a n I n n s o f C o u r tA n n u a l D i n n e r

National Association of

S e c r e t a r i e s o f S t a t e

Michigan Conference at WayneState University

University of Minnesota

Foundation of the International

Association of Defense Council

C o n f e r e n c e

University of Arizona

U n i t e d S t a te s C o u r t o f A p p e a l sfor Veterans Claims

Community Foundation in

G r e e n s b o r o

and Elon University

Rockefeller Foundation

C o u r t o f A p p e a l s f o r t h eEleventh Circuit

January 11. San Diego, California -

Remarks at the American Inns Joint Dinner and program.(Transportation and meals)

January 29. Washington, D. C.

Remarks at the luncheon followed by Question and Answer session.R e c e iv e d t h e M a r g a r e t C h a se S m i th A m e r ic a n D e m o c r a c y A w a r d .(Transportation and meals)

February 9. Detroit, MichiganR e m a r k s a t c o n f e r e n c e .(Transportation, lodging and meals)

February 10. Minneapolis, Minnesota

Meeting with legislative members.

( T r a n s p o r t a t io n p r o v i d e d t h r o u g h p r i v a t e p l a n e o w n e d b y 1 C G ,L L C w h i c h i s o w n e d b y D i a n e G . W a l l a c h a n d J o h n S . G a t e s )

February 16. Naples, FloridaRemarks at conference followed by question and answer sessionc o n c e r n i n g O u r C o u r t s.

( T ra n s p o r t a ti o n a n d a c c o m m o d a t i o n s p r o v id e d )

February 25-26. Tucson, Arizona

Teach at the University of Arizona.

(Transportation, Lodging and meals)

March 4. Washington, D. C.Luncheon remarks at conference.(Transportation and meals)

March 8 . Gre en sbo ro , No r t h Ca ro l i n aL u n c h e o n r e m a r k s , a n d v i s it a t E l o n U n i v e r s it y w i t h s tu d e n t s a n df a cu l ty .(T r a n s p o r t a ti o n p r o v i d e d b y Bo bby L o n g )

M a r c h 1 0 . N e w Y o r k , N e w Y o r kParticipation in Board meetings.

(Transportation, meals and lodging)

March 16-17. Miami, Florida

Sit with the Eleventh Circuit Court of Appeals Panel.

(Transportation, lodging and meals)



11 .

12 .

13 .

14 .

15 .

16 .

17 .

18 .

19 .

20.

21.

O’Connor Judicial Selection

Initiative and Pat Broe

P o m o n a C o l le g e

a n d P a t B r o e

New York City Bar Association

University of Kansas School of

L a w

Bill Lane Center Advisory BoardCouncil

Wisconsin State Bar Association

College of William & Mary

University of Illinois

Court of Appeals for the SeventhCircuit

Ma c A r t h u r N e t w o r k s L a w a n dNeuro s c i e nc e P ro j e c t

iCivics.org

M a r c h 2 5 . L a s V e g a s , N e v a d aMeeting with Nevada legislators concerning judicial selection.

(Meals. Transportation provided by Pat Broe)

March 30. Claremont, CalifomiaVisit the campus and address the student body’ faculty and alumni.

(Meals. Transportation provided by Pat Broe)

A p r i l 5. N e w Y o r k C i t y , N e w Y o r kDeliver the Arps Lecture.(Transportation, lodging and meals)

A p r i l 1 2- 1 3 . L a w r e n c e , K a n s a sV i s i t c a m p u s a n d s t u d e n t l a w c l a s s , lu n c h w i th s t u d e n t s a n d f a c u l ty ,conve r s a t i o n - s ty l e f o rm a t f o r s ta t e an d f ed e r a l j u dg e s , f a cu l ty anda l u m n i .( T ra n s p o r t a t i o n , l o d g i n g a n d m e a l s )

May 1-2. Palo Alto, CalifomiaAdvisory Board Council meetings at Stanford University.


May 5-6. Madison, Wisconsin, Wisconsin

Radio interview concerning civic education, address to students,t e a c he r s a n d p o l ic y m a k e r s a t th e W i s c o n s in S u p r e m e C o u r t ;remarks to the Wisconsin State Bar Association, and participate inpanel discussion.


May 14-16. Williamsburg, Virginia

Participation at events for Commencement weekend.(Transportation, lodging and meals)

May 17, 2010. Chicago, Illinois

Remarks for the Paul H. Douglas Education Lecture.(Lodging)

May 18-20, 2010. Chicago, IllinoisSit with the Seventh Circuit Court of Appeals Panel.R e m a r k s a t t h e C h ic a g o B a r A s s o c i a t io n R e c e p t io n .(Transportation, lodging and meals)

May 21, 2010. Santa Barbara, CaliforniaA t te n d B o a r d M e e t i n g s .(Transportation, lodging and meals)

M a y 2 5 - 2 6 , 2 0 1 0 . N e w Y o r k C i ty , N e w Y o r kMeeting with iCivics supports and board members

Remarks a t t h e Gam es fo r Change Fes t i v a l a t The N ew S choo l ;V i s i t s t u d e n t s a t d e m o c r a c y P r e p C h a r t e r S c h o o l ;Interview for the Today Show concerning civic education

Sit with the Eleventh Circuit Court of Appeals Panel.




22.

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Connecticut Bar Association and

Kent Memorial Library

Association

S e m e s t e r a t Se a V o y a g eLeadership Forum on GlobalAffairs

Rockefeller Foundation and

Dr. Judith Rodin

A s p e n I d e a s F e s t iv a l

National District Attomey’s

Association

C e n t r a l E a s t e r n E u r o p e a n L a wImitative (CEELI) andUS Embassy in Prague

N a t i o n a l C e n t e r f o r S t a t e C o u r t s

U n i t e d S t a te s C o u r t o f A p p e a l sfor the Ninth Circuit

Furman and Susan Mosely

Aspen Institute

J u n e 4 - 7 , 2 0 1 0. H a r tf o r d a n d K e n t , C o n n e c t i c u tR e m a r k s to t h e Y o u n g L a w y e r s S e c t io n o f t h e C o n n e c t ic u t B a rAssociation; remarks to the Kent Memorial Library AssociationSit with the Eleventh Circuit Court of Appeals Panel.


J u n e 9 - 1 4 , 2 0 1 0. V o y a g e f r o m F t . L a u d e r d a l e , F l o r i d a t o H a l i f a x ,N o v a S c o t i a .Remarks to members of the Leadership Forum on Global Affairsa n d r e m a r k s t o a u d i e n c e a t te n d i n g s e s s i o n s .(Transportation, lodging and meals for self)

June 20 - 25, 2010. Milan, ItalyParticipation in Board meetings.


J u l y 5 , 20 1 0 . A s p e n , C o l o r a d o

Remarks to Aspen participants and visit with students.( T r a n s p o r t a t i o n )

Ju ly 11-12, 2010. Nap a Va l l ey, Ca l ifo rn i aRem arks t o th e Na t i o n a l Di s t r i c t A t to r n ey ’ s As so c i a t i o nConfe r e nc e .( T ra n s p o r t a t io n , m e a l s a n d l o d g i n g )

J u l y 1 7 - 2 2 , 2 0 1 0 . P r a g u e , C z e c h R e p u b li cParticipate in CEELI Institute Board Meetings, Governing Boardand International Advisory Board; panel discussion with local

judiciary; and Judicial Integrity Roundtable.


J u l y 2 6 - 2 7 , 2 0 1 0 . V a i l , C o l o r a d oParticipate in Conference of Chief Justices; luncheon remarks on

the civics education


July 29, 2010. Billings, Montana

Sit with the Ninth Circuit Court of Appeals Panel.(Transportation, meals and lodging)

A u g u s t 1 - 4 , 2 0 1 0. A ld e r , M o n t a n a - R u b y S p r i n g s L o d g e .Discussions with Dr. Lambert and others concerning direction of

the Elon University.

(Meals and lodging)

Augu s t 10 , 2010 . Aspen , Co l o r a do .Par t ic i p a t e i n Mc C lo skey Speake r Se r i e s , co nve r s a t i o n f o rm a t w i thQ & A f ro m t h e a u d ie n c e .(T r a ve l a n d m e a l s )



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Chautauqua Institute

I o w a s t a t e B a r A s s o c i a ti o n

Hispanic National Bar

Association

Institute for the Advancement of

the American Legal System and

P a t B r o e

American Bar Association Rule

of Law Initiative

New York University

Benjamin Cardozo School of

L a w

Stanford University

California Women’s Conference

Rockefeller Foundation

Lyndon Baines Johnson Library

Foundation

C o u r t o f A p p e a l s f o r t h e F o u r t hCircuit

A u g u s t 2 0 , 2 0 1 0. C h a u t a u q u a , N e w Y o r kPresentation at Chautauqua Institute for its Supreme Court: Issues

of Justice and Personal Rights series with Professor Craig Joyce

with Q&A from the audience.(Travel)

S e p t e m b e r 7 - 8 , 2 0 1 0 . D e s M o i n e s , I o w aDinner with members of the Iowa Supreme Court; breakfastmeeting, remarks on judicial independence and merit selection of

judges followed by panel discussion.

(Lodging and meals)

September 9, 2010. Minneapolis, MinnesotaLuncheon remarks on civic education.(Transportation and meal)

S e p t e m be r 2 1 - 22 , 2 0 1 0. L a s V e g a s a n d R e n o , N e v a d a

News taping, meetings with editorial boards, and participation at

t h e B o y d S c h o o l o f L a w F o r u m .(Lodging and meals. Transportation provided by Pat Broe)

O c t o b e r 1 4 ~ 2 0 1 0 . W a s h i n g t o n , D . C .Receive a Lifetime Achievement Award, remarks at dinner

(Transportation and meal)

O c t o b e r 1 7 , 2 0 1 0 . N e w Y o r k C i t y , N Y

Q&A session with law students, remarks at dinner in honor of PaulVerkuil.


O c t o b e r 2 1 - 2 4 , 2 0 1 0. S a n F r a n c i s c o , C AParticipate in class panel discussion and in panel discussion for the

University.

(Transportation and lodging)

O c t o b e r 2 5 , 2 01 0 . L o s A n g e l e s , C AParticipate in receptions for speakers, luncheon conference with adiscussion with Justice Ruth Ginsburg, received the Minerva

A w a r d a n d g a v e br ie f r e m a r k s .(Transportation, meals and lodging)

N o v e m b e r 1 . N e w Y o r k , N e w Y o r k

Participation in Board meetings.(Transportation, meals and lodging)

November 29-30. Austin, TexasLuncheon and evening Harry Middleton lecture at the LBJ Libary.

(Transportation and meals)

Decem be r 7 -10 . R i chm ond , V i r g i n i aS i t w i th th e Fou r th C i r cu i t Cou r t o f Appea l s Pan e l .( T ra n s p o r t a t i o n , l o d g i n g a n d m e a l s )



J o h n F . K e n n e d y L i b r a ryFoundation

D e c e m b e r 13 . B o s t o n , M a s s a c h u s e t t sProgram at the JFK Library with dinner.(Transportation, lodging and meals)

Documents

Sandra D OConnor Financial Disclosure Report for 2010