Samsung 087 Amended Contentions

7/27/2019 Samsung 087 Amended Contentions

http://slidepdf.com/reader/full/samsung-087-amended-contentions 1/35

02198.51990/5397513.1

EXHIBIT A

SAMSUNG’S THIRD AMENDED PATENT L.R. 3-1(A)-(D)

DISCLOSURES FOR U.S. PATENT NO. 7,756,087

Case5:12-cv-00630-LHK Document660-1 Filed07/04/13 Page1 of 35





HIGHLY CONFIDENTIAL – ATTORNEYS’ EYES ONLY; INTEL CONFIDENTIAL – OUTSIDE ATTORNEYS’ EYES ONLY; QUALCOMM – OUTSIDE

ATTORNEYS’ EYES ONLY

02198.51990/5397513.1 3

DCH, wherein non-

scheduled transmissionscan be performed during

the k TTIs within a

period having N TTIs;

See, e.g., 3GPP TS 25.331 v. 6.21.0 § 10.3.5.1b (emphasis added):

10.3.5.1b Added or reconfigured E-DCH MAC-d flow

This IE is used in relation to MAC-d flows mapped to the E-DCH transport channel.

Information Element/Groupname

Need Multi Type andreference

Semanticsdescription

Version

E-DCH MAC-d flow identity MP E-DCH MAC-dflow identity

10.3.5.7e

REL-6

E-DCH MAC-d flow power offset OP Integer(0..6) Only allowed tobe absent whenalready definedfor this E-DCHMAC-d flow, unitis dB

REL-6

E-DCH MAC-d flow maximumnumber of retransmissions

OP Integer (0..15) Only allowed tobe absent whenalready defined

for this E-DCHMAC-d flow

REL-6

E-DCH MAC-d flow multiplexinglist

OP Bitstring (maxE-DCHMACdFlow)

Indicates, if this isthe first MAC-dflow for whichPDUs are placedin the MAC-ePDU, the otherMAC-d flows fromwhich MAC-dPDUs are allowed

to be included inthe same MAC-ePDU.Bit 0 is for MAC-dflow 0, Bit 1 is forMAC-d flow 1, …

REL-6

3Corresponding disclosure for this limitation and the other limitations set forth in this chart is also found in earlier and/or

later versions of 3GPP TS 25.331.






02198.51990/5397513.1 4

Value '1' for a bit

meansmultiplexing isallowed. Bit 0 isthe first/leftmostbit of the bit string.NOTE: The bitthat correspondsto the MAC-d flowitself is ignored.

CHOICE transmission grant

type

OP Only allowed to

be absent whenalready definedfor this E-DCHMAC-d flow

REL-6

>Non-scheduled transmissiongrant info

REL-6

>>Max MAC-e PDU contentssize

MP Integer(1..19982)

REL-6

>>2ms non-scheduledtransmission grant HARQprocess allocation

MD Bitstring (8) MAC-d PDUs forthis MAC-d floware only allowedto be transmittedin thoseprocesses forwhich the bit is setto “1”.Bit 0 correspondsto HARQ process0, bit 1corresponds toHARQ process

1,…Default value is:transmission in allHARQ processesis allowed. Bit 0 isthe first/leftmostbit of the bit string.

REL-6

>Scheduled transmission grantinfo

NULL REL-6






02198.51990/5397513.1 5

All of the Accused Apple Products comprise a baseband processor. For example,

• The iPhone 4 and iPad 2 (Wi-Fi + 3G) comprise an Infineon/Intel PMB 9801 baseband processor.See Apple’s Supplemental Objections and Responses to Samsung’s Interrogatory No. 28.

• The iPhone 4S comprises a Qualcomm MDM 6610 baseband processor. See Apple’s SupplementalObjections and Responses to Samsung’s Interrogatory No. 28.

• The iPad 3(Wi-Fi + 3G) comprises a Qualcomm MDM 9600/9610 baseband processor. See Apple’s

Supplemental Objections and Responses to Samsung’s Interrogatory No. 28.

• The iPhone 5, iPad 4th Gen. (Wi-Fi + Cellular), and iPad Mini (Wi-Fi + Cellular) comprise a

Qualcomm MDM 9615 baseband processor. See Apple’s Supplemental Objections and Responses toSamsung’s Interrogatory No. 28.

The software running on the Intel baseband processor in the iPhone 4 and iPad 2 (Wi-Fi + 3G) demonstratesthat the Accused Apple Products with Intel baseband processors can perform non-scheduled transmissions

on the enhanced uplink channel, E-DCH. These products are capable of receiving information elements(“IEs”), which indicate on which of the 8 HARQ TTIs non-scheduled data can be transmitted. See, e.g.,

“urrcdc_ie_cfg_trch_func.c” (160DOC000418 – 423), including functions“enter_hsupa_macd_subflow_info()” and “enter_hsupa_transmission_grant_type().”

See also, e.g.,

• ugdci_etbs_func.c

•

ugdci_tbs_func.c• ugdci_tb_def.h

• umac_ephy_func.c

• umalcul_elcf_func.c

• umac_ul_egcf_func.c

• umacul_etcf_func.c

• umacul_edch_func.c

• umacul.c






02198.51990/5397513.1 6

• umacul_edb_func.c

• urrcdc_ief_cfg_trch_func.c

• umts_asn1_def1.c

• urrcdc_if_cfg_func.c

• urrcdc_prds_connection_func.c

• urrcdc_db_cfg_trch_func_edch.c

• urrcdc_msg_handling_func.c

• urrcdc_ie_map_func.c

The software running on the Qualcomm baseband processors in the iPhone 4S, iPhone 5, iPad 3 (Wi-Fi +

3G), iPad 4th

Gen. (Wi-Fi + Cellular), and iPad Mini (Wi-Fi + Cellular) demonstrates that the Accused

Apple Products with Qualcomm baseband processors can perform non-scheduled transmissions on the E-DCH. The input parameters to the function “l1_edch_req_control_info()” (APL630DEF-WH-SC00002618

- APL630DEF-WH-SC00002652) within the source code file “maculhs.c” (APL630DEF-WH-SC00002560)

include received serving grant information. This serving grant information is capable of informing theAccused Apple Products with Qualcomm baseband processors on which of the 8 HARQ TTI’s non-

scheduled transmission are capable of being transmitted. These products are also capable of receiving andprocessing IEs, which indicate on which of the 8 HARQ TTIs non-scheduled data can be transmitted. See,

e.g., the function “process_added_reconfig_e_dch_info()” in the source code file “rrcllctrchie.c”(Q1NDCA630SC000042-425).

See also, e.g.,

• euledpch.h (M6610: Q1NDCA630SC0000001-24; M9600: Q1NDCA630SC0000596-618; M9615:Q1NDCA630SC0001166-1187)

• eulsg.h (M6610: Q1NDCA630SC00000025-45; M9600: Q1NDCA630SC00000619-644; M9615:Q1NDCA630SC00001188-1215)

• eul.h (M6610: Q1NDCA630SC0000046-49; M9600: Q1NDCA630SC0000645-648; M9615:Q1NDCA630SC0001216-1219)

• eulsg.c (M6610: Q1NDCA630SC0000050-159; M9600: Q1NDCA630SC0000668-766; M9615:Q1NDCA630SC0001220-1318)






02198.51990/5397513.1 7

• eul_enc_build_pdus.s (M6610: Q1NDCA630SC0000160-170)

• eulenc.h (M6610: Q1NDCA630SC0000171-177; M9600: Q1NDCA630SC0000812-820)

• eulenc.c (M6610: Q1NDCA630SC0000178-217; M9600: Q1NDCA630SC0000767-811; M9615:Q1NDCA630SC0001319-1368)

• euledpch.c (M6610: Q1NDCA630SC0000218-299; M9600: Q1NDCA630SC0000821-875;

M9615:Q1NDCA630SC0001369-1420 )

•

rlcul.h (M6610: Q1NDCA630SC0000300-335; M9600: Q1NDCA630SC0000876-916; M9615:Q1NDCA630SC0001421-1457)

• rlcul.c (M6610: Q1NDCA630SC0000336-377; M9600: Q1NDCA630SC0000917-945; M9615:Q1NDCA630SC0001458-1504)

• maculhs.h (M6610: Q1NDCA630SC0000436-454; M9600: Q1NDCA630SC0001010-1029; M9615:Q1NDCA630SC0001563-1582)

• maculhs.c (M6610: Q1NDCA630SC0000455-576; M9600: Q1NDCA630SC0001030-1165; M9615:

Q1NDCA630SC0001583-1705)

• l1const.h (M6610: Q1NDCA630SC0000577-596; M9600: Q1NDCA630SC0000649-667)

• rrcllcpcie.c (M6610: Q1NDCA630SC0000378-401; M9600: Q1NDCA630SC0000946-983; M9615:

Q1NDCA630SC0001505-1534)

• rrcllctrchie.c (M6610: Q1NDCA630SC0000409-425; M9600: Q1NDCA630SC0000984-999;M9615: Q1NDCA630SC0001535-1551)

• rrcllc.h (M6610: Q1NDCA630SC0000426-435; M9600: Q1NDCA630SC0001000-1009; M9615:Q1NDCA630SC0001552-1562)

See also, e.g., “ALU EDCH Tutorial.pdf” ATT000001-58 at ATT000021 (“Number of HARQ processes N

to allow uninterrupted E-DCH transmission . . . msec TTI: 8”), at ATT000030 (“UTRAN can reserveHARQ processes for non-scheduled transmission).






02198.51990/5397513.1 8

[b] and a transmittertransmitting data on atleast one TTI of the k

TTIs within the period;

wherein the k is an

integer greater than 0and less than or equal to

a positive integer N.

Each of the Accused Apple Products comprises a transmitter capable of transmitting data on at least one TTI

of the k TTIs within the period, wherein the parameter k is an integer greater than 0 and less than or equal toa positive integer N. For example, as defined in the HSPA standard, each of the Accused Apple Products

transmits data during one or more (k) TTIs, within a period of N TTIs. N corresponds, for example, to eight,

the number of bits in the Bitstring (8), and the Bitstring (8) refers to ‘2ms non-scheduled transmission grantHARQ process allocation.’ See, e.g., 3GPP TS 25.331 §§ 8.6.5.18, 10.3.5.1b, 3GPP TS 25.321 §§ 4, 9.1.5,

11.8.1.4.

See, e.g., 3GPP TS 25.331 v. 6.21.0 § 10:

10.2.33 RADIO BEARER SETUP

This message is sent by UTRAN to the UE to establish new radio bearer(s). It can also include modifications to the configurations

of transport channels and/or physical channels.

RLC-SAP: AM or UM

Logical channel: DCCH

Direction: UTRAN → UE

InformationElement/Group name



Version

Message Type MP Message Type

[...]RB InformationElements

CHOICE specification

mode

MP REL-6

>Complete specification In this version ofthespecification,only this value isspecified

REL-6

[...]TrCH InformationElements

Uplink transport






02198.51990/5397513.1 9

channels

[...]>>Added or ReconfiguredTrCHinformation list

OP 1 to <maxTrCH>

>>>Added orReconfigured UL TrCHinformation

MP Added orReconfigured ULTrCH information10.3.5.2

[...]

10.3.5.2 Added or Reconfigured UL TrCH informationInformation Element/Group

nameNeed Multi Type and

referenceSemantics description Version

[...]

UL Transport channel identity MP Transportchannelidentity10.3.5.18

CV-NotE- DCH

REL-6

CHOICE UL parameters REL-6

>DCH,USCH REL-6

>>TFS MP TransportFormat Set10.3.5.23

>E-DCH REL-6

>>E-DCH Transmission TimeInterval

MP Integer(2,10) Unit is ms. REL-6

>>HARQ info for E-DCH MP 10.3.5.7d REL-6

>>Added or reconfigured E-

DCH MAC-d flow list

OP <1 to maxE-

DCHMACdFlow>

REL-6

>>>Added or reconfigured E-DCH MAC-d flow

MP Added orreconfiguredE-DCHMAC-d flow10.3.5.1b

REL-6

Note 1: If included in System Information Block Type 16, the values ‘E-DCH’ does not apply for the IE "Uplink transportchannel type".






02198.51990/5397513.1 10

The software running on the Intel baseband processor in the iPhone 4 and iPad 2 (Wi-Fi + 3G) demonstrates

that the Accused Apple Products with Intel baseband processors are capable of receiving IEs, which indicateon which of the 8 HARQ TTIs non-scheduled data can be transmitted. See, e.g.,

“urrcdc_ie_cfg_trch_func.c” (160DOC000418 – 423), including functions

“enter_hsupa_macd_subflow_info()” and “enter_hsupa_transmission_grant_type().”

The software running on the Intel baseband processor in the iPhone 4 and iPad 2 (Wi-Fi + 3G) will transmitnon-scheduled data on the E-DCH. For example, the function “umacul_edch_activate_ind()” in the source

code file “umacul_edch_func.c” (160DOC000724 – 729) demonstrates that if there is non-scheduled data to

transmit and the current HARQ TTI is activated for non-scheduled transmission, among other conditions,the non-scheduled data is capable of being transmitted on the E-DCH.

See also, e.g.,


• ugdci_tbs_func.c

• ugdci_tb_def.h

•

umac_ephy_func.c• umalcul_elcf_func.c




• umacul.c














02198.51990/5397513.1 11

The software running on the Qualcomm baseband processors in the iPhone 4S, iPhone 5, iPad 3 (Wi-Fi +3G), iPad 4

thGen. (Wi-Fi + Cellular), and iPad Mini (Wi-Fi + Cellular) demonstrates that the Accused

Apple Products with Qualcomm baseband processors are capable of performing non-scheduledtransmissions during certain transmission time intervals. For example, the input parameters to the function

“l1_edch_req_control_info()” (APL630DEF-WH-SC00002618 - APL630DEF-WH-SC00002652) within

the source code file “maculhs.c” (APL630DEF-WH-SC00002560) include received serving grantinformation. This serving grant information is capable of informing the Accused Apple Products with

Qualcomm baseband processors on which of the 8 HARQ TTI’s non-scheduled transmission can be

transmitted. These products are also capable of receiving and processing IEs, which indicate on which of the 8 HARQ TTIs non-scheduled data can be transmitted. See, e.g., the function“process_added_reconfig_e_dch_info()” in the source code file “rrcllctrchie.c” (Q1NDCA630SC000042-

425).

The software running on the Qualcomm baseband processors in the iPhone 4S, iPhone 5, iPad 3 (Wi-Fi +

3G), iPad 4th

Gen. (Wi-Fi + Cellular), and iPad Mini (Wi-Fi + Cellular) will transmit non-scheduled data onthe E-DCH. For example, the function “l1_edch_req_control_info” (APL630DEF-WH-SC00002618 -

APL630DEF-WH-SC00002652) within the source code file ““maculhs.c” (APL630DEF-WH-SC00002560)

demonstrates that if there is non-scheduled data to transmit and the current HARQ TTI is activated for non-

scheduled transmission, among other conditions, the non-scheduled data is capable of being transmitted onthe E-DCH. The function “l1_phy_edch_build_frame_ind()”(APL630DEF-WH-SC00002653 -

APL630DEF-WH-SC00002659) is capable of building the MAC-e PDU that contains the non-scheduled

data and is capable of transmitting that MAC-e PDU on the current HARQ TTI.

See also, e.g.,









02198.51990/5397513.1 12

• eulsg.c (M6610: Q1NDCA630SC0000050-159; M9600: Q1NDCA630SC0000668-766; M9615:

Q1NDCA630SC0001220-1318)



• eulenc.c (M6610: Q1NDCA630SC0000178-217; M9600: Q1NDCA630SC0000767-811; M9615:

Q1NDCA630SC0001319-1368)

• euledpch.c (M6610: Q1NDCA630SC0000218-299; M9600: Q1NDCA630SC0000821-875;M9615:Q1NDCA630SC0001369-1420 )

• rlcul.h (M6610: Q1NDCA630SC0000300-335; M9600: Q1NDCA630SC0000876-916; M9615:Q1NDCA630SC0001421-1457)


• maculhs.h (M6610: Q1NDCA630SC0000436-454; M9600: Q1NDCA630SC0001010-1029; M9615:

Q1NDCA630SC0001563-1582)

• maculhs.c (M6610: Q1NDCA630SC0000455-576; M9600: Q1NDCA630SC0001030-1165; M9615:Q1NDCA630SC0001583-1705)


• rrcllcpcie.c (M6610: Q1NDCA630SC0000378-401; M9600: Q1NDCA630SC0000946-983; M9615:Q1NDCA630SC0001505-1534)



See also, e.g., “ALU EDCH Tutorial.pdf” ATT000001-58 at ATT000021 (“Number of HARQ processes N

to allow uninterrupted E-DCH transmission . . . msec TTI: 8”), at ATT000030 (“UTRAN can reserve


C 5 12 00630 LHK D 660 1 Fil d07/04/13 P 13 f 35





02198.51990/5397513.1 13

HARQ processes for non-scheduled transmission”).

10. The apparatus of claim 9, wherein the

non-scheduled

transmission informationis configured by a bit

map of N bits indicating

the k TTIs using specific

bit values.

Each of the Accused Apple Products comprises the apparatus of claim 9, wherein the non-scheduledtransmission information is capable of being configured by a bit map of N bits indicating the k TTIs using

specific bit values. The TTIs are indicated using a bitstring as defined in the standard.

See Claim 9; see also, e.g., 3GPP TS 25.331 v. 6.21.0 § 10.3.5 (emphasis added):


This IE is used in relation to MAC-d flows mapped to the E-DCH transport channel.

Information Element/Groupname



Version

E-DCH MAC-d flow identity MP E-DCH MAC-dflow identity10.3.5.7e

REL-6

E-DCH MAC-d flow power offset OP Integer(0..6) Only allowed tobe absent when

already definedfor this E-DCHMAC-d flow, unitis dB

REL-6

E-DCH MAC-d flow maximumnumber of retransmissions

OP Integer (0..15) Only allowed tobe absent whenalready definedfor this E-DCHMAC-d flow

REL-6

E-DCH MAC-d flow multiplexing

list

OP Bitstring (maxE-

DCHMACdFlow)

Indicates, if this is

the first MAC-dflow for whichPDUs are placedin the MAC-ePDU, the otherMAC-d flows fromwhich MAC-dPDUs are allowedto be included inthe same MAC-ePDU.

REL-6


C 5 12 00630 LHK D t660 1 Fil d07/04/13 P 14 f 35





02198.51990/5397513.1 14

Bit 0 is for MAC-d

flow 0, Bit 1 is forMAC-d flow 1, …Value '1' for a bitmeansmultiplexing isallowed. Bit 0 isthe first/leftmostbit of the bit string.

NOTE: The bitthat correspondsto the MAC-d flowitself is ignored.

CHOICE transmission granttype

OP Only allowed tobe absent whenalready definedfor this E-DCHMAC-d flow

REL-6

>Non-scheduled transmissiongrant info

REL-6

>>Max MAC-e PDU contents

size

MP Integer

(1..19982)

REL-6


Case5:12 cv 00630 LHK Document660 1 Filed07/04/13 Page15 of 35





02198.51990/5397513.1 15

>>2ms non-scheduled

transmission grant HARQprocess allocation

MD Bitstring (8) MAC-d PDUs for

this MAC-d floware only allowedto be transmittedin thoseprocesses forwhich the bit is setto “1”.Bit 0 correspondsto HARQ process0, bit 1corresponds to

HARQ process1,…Default value is:transmission in allHARQ processesis allowed. Bit 0 isthe first/leftmostbit of the bit string.

REL-6

>Scheduled transmission grantinfo

NULL REL-6

3GPP TS 25.321 v. 6.18.0 § 11.8.1.4 (emphasis added)4:

11.8.1.4. E-TFC Selection

…

The HARQ process ID for the upcoming transmission is determined using the following formulae:

- For 2ms TTI: CURRENT_HARQ_PROCESS_ID = [5*CFN + subframe number] mod HARQ_RTT

- For 10ms TTI: CURRENT_HARQ_PROCESS_ID = [CFN] mod HARQ_RTT

Based on this current HARQ process ID and the RRC configuration, the UE shall determine whether to take the scheduled and

non-scheduled grants into account in the upcoming transmission.









02198.51990/5397513.1 16

3GPP TS 25.331 v. 6.21.0 § 8.6.5.18 (emphasis added):

8.6.5.18 Added or reconfigured E-DCH MAC-d flow

If the IE "Added or reconfigured E-DCH MAC-d flow" is included, the UE shall:

…

1> if the IE "Non-scheduled transmission grant info" is included:

2> if the TTI configured on the E-DCH equals 2ms, and the IE "2ms non-scheduled transmission grant HARQ processallocation" is configured for this MAC-d flow:

3> MAC-d PDU's for logical channels belonging to this MAC-d flow shall only be included in a MAC-e PDU transmitted

by HARQ processes allowed by the IE "2ms non-scheduled transmission grant HARQ process allocation", with a total

contribution from this MAC-d flow not exceeding the size as signalled by the IE "Max MAC-e PDU contents size".

2> else:

3> MAC-d PDU's for logical channels belonging to this MAC-d flow shall be included in a MAC-e PDU transmitted by any

HARQ process, with a total contribution from this MAC-d flow (i.e. including MAC-e/es headers) not exceeding the size assignalled by the IE "Max MAC-e PDU contents size".

3GPP TS 25.331 v. 6.21.0 § 10.3.5.1b (emphasis added):


(Information element) 2ms non-scheduled transmission grant HARQ process allocation:

(Semantics description) MAC-d PDUs for this MAC-d flow are only allowed to be transmitted in those processes for which the bit

is set to “1”.

Bit 0 corresponds to HARQ process 0, bit 1 corresponds to HARQ process 1,…

Default value is: transmission in all HARQ processes is allowed. Bit 0 is the first/leftmost bit of the bit string.







02198.51990/5397513.1 17

3GPP TS 25.321 v. 6.18.0 § 11.8.1.4 (emphasis added):

11.8.1.4. E-TFC Selection

RRC can allocate non-scheduled transmission grants to individual MAC-d flows in order to reduce the transmission delays. When

a 2ms TTI is configured each non-scheduled grant is applicable to the specific set of HARQ processes indicated by RRC. The

applicability of scheduled grants can be also restricted to a specific set of HARQ processes when a 2ms TTI is configured. HARQ

process restriction and reservation is under the control of the serving cell Node B and indicated to the UE by RRC.

The software running on the Intel baseband processor in the iPhone 4 and iPad 2 (Wi-Fi + 3G) demonstratesthat the Accused Apple Products with Intel baseband processors are capable of receiving IEs, which contain

an 8-bit bitmap to indicate on which of the 8 HARQ TTIs non-scheduled data can be transmitted. Thefunctions “enter_hsupa_macd_subflow_info()” and “enter_hsupa_transmission_grant_type()” in the source

code file “urrcdc_ie_cfg_trch_func.c” (160DOC000418 – 423) demonstrate that the Accused Apple

Products are capable of performing a check on an 8-bit bitmap, where each bit corresponds to a Active or

Inactive configuration for each of the 8 HARQ TTIs.

See also, e.g.,



• ugdci_tb_def.h




• umacul_etcf_func.c• umacul_edch_func.c

• umacul.c











02198.51990/5397513.1 18


• urrcdc_db_cfg_trch_func_edch.c• urrcdc_msg_handling_func.c


The software running on the Qualcomm baseband processors in the iPhone 4S, iPhone 5, iPad 3 (Wi-Fi +3G), iPad 4th Gen. (Wi-Fi + Cellular), and iPad Mini (Wi-Fi + Cellular) demonstrates that the Accused

Apple Products with Qualcomm baseband processors are capable of receiving an 8-bit bitmap to indicate on

which of the 8 HARQ TTIs non-scheduled data can be transmitted. For example, the input parameters to the

function “l1_edch_req_control_info()” (APL630DEF-WH-SC00002618 - APL630DEF-WH-SC00002652)within the source code file “maculhs.c” (APL630DEF-WH-SC00002560) include received serving grantinformation. This serving grant information is capable of informing the Accused Apple Products with

Qualcomm baseband processors on which of the 8 HARQ TTI’s non-scheduled transmission can betransmitted. These products are also capable of receiving and processing IEs, which indicate on which of

the 8 HARQ TTIs non-scheduled data can be transmitted. See, e.g., the function

“process_added_reconfig_e_dch_info()” in the source code file “rrcllctrchie.c” (Q1NDCA630SC000042-

425).

See also, e.g.,

• euledpch.h (M6610: Q1NDCA630SC0000001-24; M9600: Q1NDCA630SC0000596-618; M9615:

Q1NDCA630SC0001166-1187)












02198.51990/5397513.1 19


Q1NDCA630SC0001319-1368)



• rlcul.c (M6610: Q1NDCA630SC0000336-377; M9600: Q1NDCA630SC0000917-945; M9615:

Q1NDCA630SC0001458-1504)• maculhs.h (M6610: Q1NDCA630SC0000436-454; M9600: Q1NDCA630SC0001010-1029; M9615:

Q1NDCA630SC0001563-1582)






34. An apparatus fortransmitting uplink data

in user equipment (UE)

of a mobilecommunication system

for supporting an

enhanced uplink

dedicated channel (E-

Each of the Accused Apple Products is an apparatus for transmitting uplink data in user equipment (UE) of amobile communication system for supporting an enhanced uplink dedicated channel (E-DCH).

Each of the Accused Apple Products comprises a receiver capable of receiving at least one of scheduling

assignment information generated by the Node B based on a scheduling information and non-scheduled

transmission information indicating k transmission time intervals (TTIs) for transmitting non-scheduled datavia the E-DCH within a period having N TTIs, a controller selecting a Node B controlled scheduling mode

or a non-scheduled transmission mode to transmit data, and a transmitter capable of transmitting uplink data

g








02198.51990/5397513.1 21

k TTIs within the period

in the non-scheduledtransmission mode;

wherein the parameter k

is an integer greater than

0, and less than or equalto a positive integer N.


that the Accused Apple Products with Intel baseband processors can perform non-scheduled transmissionsand/or scheduled transmissions on the E-DCH. These products are capable of receiving information

elements (“IEs”), which indicate on which of the 8 HARQ TTIs non-scheduled data can be transmitted. See,

e.g., “urrcdc_ie_cfg_trch_func.c” (160DOC000418 – 423), including functions“enter_hsupa_macd_subflow_info()” and “enter_hsupa_transmission_grant_type().” Similarly, these

products are capable of receiving RRC messages containing scheduling assignment information. See, e.g.,

“urrcdc_db_cfg_trch_func_edch.c” including function “urrcdc_trdb_hsupa_set_scheduled_harq_mapping()”(160DOC000987– 988). The functions “enter_hsupa_macd_subflow_info()” and

“enter_hsupa_transmission_grant_type()” in the source code file “urrcdc_ie_cfg_trch_func.c”(160DOC000418 – 423) are capable of entering the received scheduling assignment information or non-

scheduled transmission information for each MAC-d logical flow.

The software running on the Intel baseband processor in the iPhone 4 and iPad 2 (Wi-Fi + 3G) will transmitnon-scheduled and/or scheduled data on the E-DCH. For example, the function

“umacul_edch_activate_ind()” in the source code file “umacul_edch_func.c” (160DOC000724 – 729)

demonstrates that if there is non-scheduled data to transmit and the current HARQ TTI is activated for non-

scheduled transmission, among other conditions, the non-scheduled data is capable of being transmitted onthe E-DCH. Similarly, to transmit scheduled data, the function “umacul_edch_activate_ind()” is capable of

selecting the scheduled data for transmission on the E-DCH.

See also, e.g.,



•

ugdci_tb_def.h• umac_ephy_func.c





• umacul.c









02198.51990/5397513.1 23

transmitting that MAC-e PDU on the current HARQ TTI.

See also, e.g.,



• eul.h (M6610: Q1NDCA630SC0000046-49; M9600: Q1NDCA630SC0000645-648; M9615:

Q1NDCA630SC0001216-1219)

• eulsg.c (M6610: Q1NDCA630SC0000050-159; M9600: Q1NDCA630SC0000668-766; M9615:

Q1NDCA630SC0001220-1318)




Q1NDCA630SC0001319-1368)



• rlcul.c (M6610: Q1NDCA630SC0000336-377; M9600: Q1NDCA630SC0000917-945; M9615:

Q1NDCA630SC0001458-1504)

• maculhs.h (M6610: Q1NDCA630SC0000436-454; M9600: Q1NDCA630SC0001010-1029; M9615:

Q1NDCA630SC0001563-1582)








02198.51990/5397513.1 24

• rrcllcpcie.c (M6610: Q1NDCA630SC0000378-401; M9600: Q1NDCA630SC0000946-983; M9615:

Q1NDCA630SC0001505-1534)



See also, e.g., “ALU EDCH Tutorial.pdf” (ATT000001-58) at 16-18, 21-24, 30, 46; “ALU UMTS

HPUG.pdf” (ATT000059-ATT000597) at 299, 347-48, 363-365.

35. The apparatus of

claim 34, wherein the

non-scheduledtransmission information

is configured by a bit

map of N bits indicatingthe k TTIs using specific

bit values.

Each of the Accused Apple Products comprises the apparatus of claim 34, wherein the non-scheduled

transmission information is configured by a bit map of N bits indicating the k TTIs using specific bit values.

See claim 34.

The non-scheduled transmission information in the Accused Apple Products is capable of being configuredby a bit map of N bits indicating the k TTIs using specific bit values. The TTIs are indicated using a bitstring

as defined in the standard. See Claims 34 and 10; see also, e.g., 3GPP TS 25.331 v. 6.21.0 § 10.3.5.1b and3GPP TS 25.321 v. 6.18.0 § 11.8.1.4, cited in claim 10.


that the Accused Apple Products with Intel baseband processors are capable of receiving IEs, which containan 8-bit bitmap to indicate on which of the 8 HARQ TTIs non-scheduled data can be transmitted. The

functions “enter_hsupa_macd_subflow_info()” and “enter_hsupa_transmission_grant_type()” in the source

code file “urrcdc_ie_cfg_trch_func.c” (160DOC000418 – 423) perform a check on the 8-bit bitmap, where

each bit corresponds to a Active or Inactive configuration for each of the 8 HARQ TTIs.

See also, e.g.,



• ugdci_tb_def.h







02198.51990/5397513.1 25


• umac_ul_egcf_func.c• umacul_etcf_func.c


• umacul.c




•

urrcdc_if_cfg_func.c• urrcdc_prds_connection_func.c




The software running on the Qualcomm baseband processors in the iPhone 4S, iPhone 5, iPad 3 (Wi-Fi +3G), iPad 4th Gen. (Wi-Fi + Cellular), and iPad Mini (Wi-Fi + Cellular) demonstrates that the Accused

Apple Products with Qualcomm baseband processors are capable of receiving an 8-bit bitmap to indicate onwhich of the 8 HARQ TTIs non-scheduled data can be transmitted. For example, the input parameters to thefunction “l1_edch_req_control_info()” (APL630DEF-WH-SC00002618 - APL630DEF-WH-SC00002652)

within the source code file “maculhs.c” (APL630DEF-WH-SC00002560) include received serving grant

information. This serving grant information is capable of informing the Accused Apple Products withQualcomm baseband processors on which of the 8 HARQ TTI’s non-scheduled transmission can be

transmitted. These products are also capable of receiving and processing IEs, which indicate on which of

the 8 HARQ TTIs non-scheduled data can be transmitted. See, e.g., the function

“process_added_reconfig_e_dch_info()” in the source code file “rrcllctrchie.c” (Q1NDCA630SC000042-425).

See also, e.g.,


• eulsg.h (M6610: Q1NDCA630SC00000025-45; M9600: Q1NDCA630SC00000619-644; M9615:






02198.51990/5397513.1 26

Q1NDCA630SC00001188-1215)














• rrcllc.h (M6610: Q1NDCA630SC0000426-435; M9600: Q1NDCA630SC0001000-1009; M9615:

HIGHLY CONFIDENTIAL ATTORNEYS’ EYES ONLY INTEL CONFIDENTIAL OUTSIDE ATTORNEYS’ EYES ONLY QUALCOMM OUTSIDE






02198.51990/5397513.1 27

Q1NDCA630SC0001552-1562)



transmitter computes a

non-scheduledtransmission

determination value

according to aconnection frame

number (CFN) for

generating a frame to beused in communication

with a Node B accessed

by the UE and a

subframe number, andtransmits the data in

TTIs in which non-

scheduled transmissiondetermination values

correspond to values of

the k TTIs.

Each of the Accused Apple Products comprises the apparatus of claim 34, wherein the transmitter is capable

of computing a non-scheduled transmission determination value according to a connection frame number

(CFN) for generating a frame to be used in communication with a Node B accessed by the UE and asubframe number, and is capable of transmitting the data in TTIs in which non-scheduled transmission

determination values correspond to values of the k TTIs.

See Claim 9; see also, e.g., 3GPP TS 25.321 v. 6.18.0 §§ 4, 11:

11.8 Control of E-DCH transmission and reception

11.8.1 UE operation

11.8.1.1 HARQ Operation

11.8.1.1.1 HARQ entity

There is one HARQ entity at the UE. A number of parallel HARQ processes are used in the UE to support the HARQ entity,

allowing transmissions to take place continuously while waiting for the feedback on the successful or unsuccessful reception of

previous transmissions.

At a given TTI, the HARQ entity identifies the HARQ process for which a transmission should take place. Also, based on the

timing, it routes the receiver feedback (ACK/NACK information), relayed by the physical layer, to the appropriate HARQ

process.

The number of HARQ processes is equal to the HARQ round-trip-time (HARQ_RTT). The HARQ_RTT is equal to 4 for 10ms

TTI and 8 for 2ms TTI. The TTI duration shall be configured by the higher layers. Each process is associated with a number from

0 to HARQ_RTT-1.

[...]

HIGHLY CONFIDENTIAL ATTORNEYS’ EYES ONLY INTEL CONFIDENTIAL OUTSIDE ATTORNEYS’ EYES ONLY QUALCOMM OUTSIDE






02198.51990/5397513.1 28

11.8.1.4 E-TFC Selection

[...]

At each TTI boundary, UEs in CELL_DCH state with an E-DCH transport channel configured shall determine the state of each E-

TFC for every MAC-d flow configured based on its required transmit power versus the maximum UE transmit power (see [7] and

[12]). If no DCH transport channel is configured or if a DCH transport channel is configured and the selected TFC is "empty" (see

[3]), the UE shall consider that E-TFCs included in the minimum set of E-TFCs are always in supported state (see [7]).

At every TTI boundary for which a new transmission is requested by the HARQ entity (see subclause 11.8.1.1.1), the UE shall

perform the operations described below. UEs configured both with DCH and E-DCH transport channels shall perform TFC

selection before performing E-TFC selection.

The Serving Grant Update function provides the E-TFC selection function with the maximum E-DPDCH to DPCCH power ratio

that the UE is allowed to allocate for the upcoming transmission for scheduled data (held in the Serving Grant state variable – see

subclause 11.8.1.3).

[...]





non-scheduled grants into account in the upcoming transmission. If they are not supposed to be taken into account, then the

corresponding grant shall be assumed to not exist. If the variable Serving_Grant has the value "Zero_Grant" after the Serving

Grant Update, then the Serving Grant shall not be taken into account in the upcoming transmission.

The above two equations are identical to equations (1) and (2) in ‘087 patent:

Non-scheduled Transmission Determination Value 2ms TTI = TTI Number mod N = (CFNx5+Subframe

Number) mod N.....Equation (2)

Non-scheduled Transmission Determination Value 10ms TTI = CFN mod N.....Equation (1)

The value CURRENT_HARQ_PROCESS_ID in the standard is the “Non-scheduled Transmission

HIGHLY CONFIDENTIAL ATTORNEYS’ EYES ONLY; INTEL CONFIDENTIAL OUTSIDE ATTORNEYS’ EYES ONLY; QUALCOMM OUTSIDE




HIGHLY CONFIDENTIAL – ATTORNEYS EYES ONLY; INTEL CONFIDENTIAL – OUTSIDE ATTORNEYS EYES ONLY; QUALCOMM – OUTSIDE


02198.51990/5397513.1 29

Determination Value in the ‘087 patent. The value HARQ_RTT in the standard is “N” in the ‘087 patent.

3GPP TS 25.331 v. 6.21.0 § 8:

8.5.15.1 Initialisation for CELL_DCH state after state transition

When the UE receives any of the messages causing the UE to perform a state transition to CELL_DCH, the UE shall set the CFN

in relation to the SFN of the first radio link listed in the IE "Downlink information per radio link list" included in that message

according to the following formula:

- for FDD:

CFN = (SFN - (DOFF div 38400)) mod 256

where the formula gives the CFN of the downlink DPCH or F-DPCH frame which starts at the same time as or which

starts during the PCCPCH frame with the given SFN. DOFF is determined according to subclause 8.6.6.14.

Definition from 3GPP TS 21.905 v. 9.1.0 § 45:

CFN Connection Frame Number

In the software running on the Intel baseband processor in the iPhone 4 and iPad 2 (Wi-Fi + 3G), the sub-function call to “umacul_ephy_data_req()” within the function “umacul_edch_activate_ind()”

(160DOC000724 – 729) is capable of writing the data to be transmitted on the current HARQ TTI. The

function “umacul_ephy_data_req()”, which is defined in the source code file “umac_euphy_func.c”(160DOC000919 – 938) will call another function “gdci_edch_tbs_timing_calc()”, which is defined in the

source code file “ugdci_etbs_func.c” (160DOC000883 – 890). The function“gdci_edch_tbs_timing_calc()” is capable of determining on which the correct HARQ TTI to transmitaccording to the connection frame number (CFN) and a subframe number.







HIGHLY CONFIDENTIAL ATTORNEYS EYES ONLY; INTEL CONFIDENTIAL OUTSIDE ATTORNEYS EYES ONLY; QUALCOMM OUTSIDE


02198.51990/5397513.1 30

See also, e.g.,

• ugdci_etbs_func.c• ugdci_tbs_func.c

• ugdci_tb_def.h






• umacul.c






• urrcdc_db_cfg_trch_func_edch.c, urrcdc_msg_handling_func.c, urrcdc_ie_map_func.c

In the software running on the Qualcomm baseband processors in the iPhone 4S, iPhone 5, iPad 3 (Wi-Fi +

3G), iPad 4th

Gen. (Wi-Fi + Cellular), and iPad Mini (Wi-Fi + Cellular) the function“l1_edch_req_control_info” (APL630DEF-WH-SC00002618 - APL630DEF-WH-SC00002652) within the

source code file ““maculhs.c” (APL630DEF-WH-SC00002560) demonstrates that if there is non-scheduled

data to transmit and the current HARQ TTI is activated for non-scheduled transmission, among other

conditions, the non-scheduled data is capable of being transmitted on the E-DCH. The function“l1_phy_edch_build_frame_ind()”(APL630DEF-WH-SC00002653 - APL630DEF-WH-SC00002659) is

capable of building the MAC-e PDU that contains the non-scheduled data and is capable of transmitting thatMAC-e PDU on the current HARQ TTI according to the connection frame number (CFN). See, e.g., thefunction “calc_frnum_or_subfn()” in the source code file “euledpch.c” (Q1NDCA630SC0000258-259).

See also, e.g.,






HIGHLY CONFIDENTIAL ATTORNEYS EYES ONLY; INTEL CONFIDENTIAL OUTSIDE ATTORNEYS EYES ONLY; QUALCOMM OUTSIDE


02198.51990/5397513.1 31


Q1NDCA630SC00001188-1215)







• rlcul.h (M6610: Q1NDCA630SC0000300-335; M9600: Q1NDCA630SC0000876-916; M9615:

Q1NDCA630SC0001421-1457)• rlcul.c (M6610: Q1NDCA630SC0000336-377; M9600: Q1NDCA630SC0000917-945; M9615:

Q1NDCA630SC0001458-1504)



Q1NDCA630SC0001583-1705)








Q


02198.51990/5397513.1 32


Q1NDCA630SC0001552-1562)



non-scheduledtransmission

determination value is

computed by

(CFN*n+SubframeNumber)mod N, where a

TTI size of the E-DCH is

1/n of a frame length.

Each of the Accused Apple Products comprises the apparatus of claim 39, wherein the non-scheduled

transmission determination value is capable of being computed by (CFN*n+Subframe Number)mod N,

where a TTI size of the E-DCH is 1/n of a frame length.

See Claim 39; see also, e.g., 3GPP TS 25.321 v. 6.18.0 §§ 4, 11.8.1.4:

11.8.1.4 E-TFC Selection

[...]





non-scheduled grants into account in the upcoming transmission.

In the software running on the Intel baseband processor in the iPhone 4 and iPad 2 (Wi-Fi + 3G), the sub-

function call to “umacul_ephy_data_req()” within the function “umacul_edch_activate_ind()”

(160DOC000724 – 729) is capable writing the data to be transmitted on the current HARQ TTI. The

function “umacul_ephy_data_req()”, which is defined in the source code file “umac_euphy_func.c”

(160DOC000919 – 938) can call another function “gdci_edch_tbs_timing_calc()”, which is defined in thesource code file “ugdci_etbs_func.c” (160DOC000883 – 890). The function

“gdci_edch_tbs_timing_calc()” is capable of determining on which the correct HARQ TTI to transmitaccording to the connection frame number (CFN) and a subframe number.

See also, e.g.,







02198.51990/5397513.1 33


• ugdci_tb_def.h• umac_ephy_func.c





• umacul.c









In the software running on the Qualcomm baseband processors in the iPhone 4S, iPhone 5, iPad 3 (Wi-Fi +

3G), iPad 4th

Gen. (Wi-Fi + Cellular), and iPad Mini (Wi-Fi + Cellular) the function

“l1_edch_req_control_info()” (APL630DEF-WH-SC00002618 - APL630DEF-WH-SC00002652) withinthe source code file ““maculhs.c” (APL630DEF-WH-SC00002560) demonstrates that if there is non-

scheduled data to transmit and the current HARQ TTI is activated for non-scheduled transmission, among

other conditions, the non-scheduled data is capable of being transmitted on the E-DCH. The function“l1_phy_edch_build_frame_ind()”(APL630DEF-WH-SC00002653 - APL630DEF-WH-SC00002659) is

capable of building the MAC-e PDU that contains the non-scheduled data and is capable of transmitting thatMAC-e PDU on the current HARQ TTI according to the connection frame number (CFN). See, e.g., the

function “calc_frnum_or_subfn()” in the source code file “euledpch.c” (Q1NDCA630SC0000258-259).

See also, e.g.,

• euledpch.h (M6610: Q1NDCA630SC0000001-24; M9600: Q1NDCA630SC0000596-618; M9615:

Q1NDCA630SC0001166-1187)






02198.51990/5397513.1 34


Q1NDCA630SC00001188-1215)• eul.h (M6610: Q1NDCA630SC0000046-49; M9600: Q1NDCA630SC0000645-648; M9615:

Q1NDCA630SC0001216-1219)






• rlcul.h (M6610: Q1NDCA630SC0000300-335; M9600: Q1NDCA630SC0000876-916; M9615:

Q1NDCA630SC0001421-1457)• rlcul.c (M6610: Q1NDCA630SC0000336-377; M9600: Q1NDCA630SC0000917-945; M9615:

Q1NDCA630SC0001458-1504)



Q1NDCA630SC0001583-1705)










02198.51990/5397513.1 35


Q1NDCA630SC0001552-1562)

Documents

Samsung 087 Amended Contentions