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SAE INTERNATIONAL Safety Analysis of Heavy-Duty Truck Platooning Systems Doug Pape Battelle

Safety Analysis of Heavy-Duty Truck Platooning Systems · Safety Analysis of Heavy-Duty Truck Platooning Systems List of Current and Future Products Hazard Analysis and Risk Assessment

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Page 1: Safety Analysis of Heavy-Duty Truck Platooning Systems · Safety Analysis of Heavy-Duty Truck Platooning Systems List of Current and Future Products Hazard Analysis and Risk Assessment

SAE INTERNATIONAL

Safety Analysis of Heavy-Duty Truck Platooning Systems

Doug PapeBattelle

Page 2: Safety Analysis of Heavy-Duty Truck Platooning Systems · Safety Analysis of Heavy-Duty Truck Platooning Systems List of Current and Future Products Hazard Analysis and Risk Assessment

SAE INTERNATIONALSAE INTERNATIONALCopyright © SAE International. Further use or distribution is not permitted without permission from SAE

Safety Analysis of Heavy-Duty Truck Platooning Systems

Battelle is conducting this research for NHTSA

Safety Analysis of Heavy-Duty Truck Platooning Systems

List of Current and Future

Products

Hazard Analysis and

Risk AssessmentSafety Analysis

Study Completion: Summer 2020.

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SAE INTERNATIONALSAE INTERNATIONALCopyright © SAE International. Further use or distribution is not permitted without permission from SAE

A Sampling of Platooning Projects

Safety Analysis of Heavy-Duty Truck Platooning Systems

Volvo Peloton

Texas A&M Transportation Institute

TARDEC

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SAE INTERNATIONALSAE INTERNATIONALCopyright © SAE International. Further use or distribution is not permitted without permission from SAE

Safety Analysis of Heavy-Duty Truck Platooning Systems

Safety Analysis of Heavy-Duty Truck Platooning Systems

List of Current and Future

Products

Hazard Analysis and

Risk AssessmentSafety Analysis

Page 5: Safety Analysis of Heavy-Duty Truck Platooning Systems · Safety Analysis of Heavy-Duty Truck Platooning Systems List of Current and Future Products Hazard Analysis and Risk Assessment

SAE INTERNATIONALSAE INTERNATIONALCopyright © SAE International. Further use or distribution is not permitted without permission from SAE

Hazards

An event that poses danger to people, the system, or the environmentCaused by human error, hardware failure, or software defect (usually)May be caused by limits of system design (scenario not anticipated)

Safety Analysis of Heavy-Duty Truck Platooning Systems

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SAE INTERNATIONALSAE INTERNATIONALCopyright © SAE International. Further use or distribution is not permitted without permission from SAE

Identifying Hazards

Preliminary Hazard Analysis (PHA) More formalized than brainstorming

Decompose the design to subsystems or blocks• Identify failures of the function of each block• Identify failures of the interfaces• Identify failures from the environment and from human factors

Safety Analysis of Heavy-Duty Truck Platooning Systems

Then characterize the risk of every hazard.

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SAE INTERNATIONALSAE INTERNATIONALCopyright © SAE International. Further use or distribution is not permitted without permission from SAE

Risk Characterization

Safety Analysis of Heavy-Duty Truck Platooning Systems

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SAE INTERNATIONALSAE INTERNATIONALCopyright © SAE International. Further use or distribution is not permitted without permission from SAE

Risk Characterization

Safety Analysis of Heavy-Duty Truck Platooning Systems

ISO 26262 adds a third dimension—

Controllability

Page 9: Safety Analysis of Heavy-Duty Truck Platooning Systems · Safety Analysis of Heavy-Duty Truck Platooning Systems List of Current and Future Products Hazard Analysis and Risk Assessment

SAE INTERNATIONALSAE INTERNATIONALCopyright © SAE International. Further use or distribution is not permitted without permission from SAE

Classes of Hazards We Are Considering

Safety Analysis of Heavy-Duty Truck Platooning Systems

• Communication failures (message lost, delayed, corrupted)• Component failures (hardware failures, software errors)• Vehicle factors (brake failures, differences in brake rates)• Environmental factors (weather, other traffic)• Driver issues (lack of training, acclimatization with the system)• Human factors (reliance, fatigue, workload, fumes from close

following, trust in the other driver, standardization across brands)

Page 10: Safety Analysis of Heavy-Duty Truck Platooning Systems · Safety Analysis of Heavy-Duty Truck Platooning Systems List of Current and Future Products Hazard Analysis and Risk Assessment

SAE INTERNATIONALSAE INTERNATIONALCopyright © SAE International. Further use or distribution is not permitted without permission from SAE

Safety Analysis of Heavy-Duty Truck Platooning Systems

Safety Analysis of Heavy-Duty Truck Platooning Systems

List of Current and Future

Products

Hazard Analysis and

Risk AssessmentSafety Analysis

Page 11: Safety Analysis of Heavy-Duty Truck Platooning Systems · Safety Analysis of Heavy-Duty Truck Platooning Systems List of Current and Future Products Hazard Analysis and Risk Assessment

SAE INTERNATIONALSAE INTERNATIONALCopyright © SAE International. Further use or distribution is not permitted without permission from SAE

Common Safety Analysis Techniques

Failure Modes & Effects AnalysisFMEABottom Up

Safety Analysis of Heavy-Duty Truck Platooning Systems

Fault Tree AnalysisFTATop Down

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SAE INTERNATIONALSAE INTERNATIONALCopyright © SAE International. Further use or distribution is not permitted without permission from SAE

Failure Modes & Effects Analysis

Safety Analysis of Heavy-Duty Truck Platooning Systems

Bottom UpA Failure Modes & Effects Analysis determines

how a system might failand the likely effects of particular modes of a failure.

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SAE INTERNATIONALSAE INTERNATIONALCopyright © SAE International. Further use or distribution is not permitted without permission from SAE

Failure Modes & Effects Analysis

Safety Analysis of Heavy-Duty Truck Platooning Systems

What can go wrong

with the input?

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SAE INTERNATIONALSAE INTERNATIONALCopyright © SAE International. Further use or distribution is not permitted without permission from SAE

Failure Modes & Effects Analysis

Safety Analysis of Heavy-Duty Truck Platooning Systems

What can go wrong

with the input?

What is the effect

on the output?

Page 15: Safety Analysis of Heavy-Duty Truck Platooning Systems · Safety Analysis of Heavy-Duty Truck Platooning Systems List of Current and Future Products Hazard Analysis and Risk Assessment

SAE INTERNATIONALSAE INTERNATIONALCopyright © SAE International. Further use or distribution is not permitted without permission from SAE

Failure Modes & Effects Analysis

Safety Analysis of Heavy-Duty Truck Platooning Systems

What can go wrong

with the input?

What is the effect

on the output?

How bad?

Page 16: Safety Analysis of Heavy-Duty Truck Platooning Systems · Safety Analysis of Heavy-Duty Truck Platooning Systems List of Current and Future Products Hazard Analysis and Risk Assessment

SAE INTERNATIONALSAE INTERNATIONALCopyright © SAE International. Further use or distribution is not permitted without permission from SAE

Failure Modes & Effects Analysis

Safety Analysis of Heavy-Duty Truck Platooning Systems

What can go wrong

with the input?

What is the effect

on the output?

How bad?

What are the causes?

Page 17: Safety Analysis of Heavy-Duty Truck Platooning Systems · Safety Analysis of Heavy-Duty Truck Platooning Systems List of Current and Future Products Hazard Analysis and Risk Assessment

SAE INTERNATIONALSAE INTERNATIONALCopyright © SAE International. Further use or distribution is not permitted without permission from SAE

Failure Modes & Effects Analysis

Safety Analysis of Heavy-Duty Truck Platooning Systems

What can go wrong

with the input?

What is the effect

on the output?

How bad?

What are the causes?

How often?

What can be done?

Page 18: Safety Analysis of Heavy-Duty Truck Platooning Systems · Safety Analysis of Heavy-Duty Truck Platooning Systems List of Current and Future Products Hazard Analysis and Risk Assessment

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Fault Tree Analysis (FTA)

Safety Analysis of Heavy-Duty Truck Platooning Systems

Top DownA Fault Tree Analysis is

a deductive analytical techniquewhere an undesirable state is specified.

FTA demonstrates how resistant a system is to initiating faults.FTA of complex systems is labor intensive

but beneficial.

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SAE INTERNATIONALSAE INTERNATIONALCopyright © SAE International. Further use or distribution is not permitted without permission from SAE

Top-Down Approach

Safety Analysis of Heavy-Duty Truck Platooning Systems

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SAE INTERNATIONALSAE INTERNATIONALCopyright © SAE International. Further use or distribution is not permitted without permission from SAE

Top-Down Approach

Safety Analysis of Heavy-Duty Truck Platooning Systems

Page 21: Safety Analysis of Heavy-Duty Truck Platooning Systems · Safety Analysis of Heavy-Duty Truck Platooning Systems List of Current and Future Products Hazard Analysis and Risk Assessment

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Top-Down Approach

Safety Analysis of Heavy-Duty Truck Platooning Systems

Fade

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Top-Down Approach

Safety Analysis of Heavy-Duty Truck Platooning Systems

Fade

Page 23: Safety Analysis of Heavy-Duty Truck Platooning Systems · Safety Analysis of Heavy-Duty Truck Platooning Systems List of Current and Future Products Hazard Analysis and Risk Assessment

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Human Factors

Analysis Techniques• Task analysis• Workload assessment• Activity sequence diagramPossible Faults• Distraction or boredom• Confusing message

Safety Analysis of Heavy-Duty Truck Platooning Systems

Page 24: Safety Analysis of Heavy-Duty Truck Platooning Systems · Safety Analysis of Heavy-Duty Truck Platooning Systems List of Current and Future Products Hazard Analysis and Risk Assessment

SAE INTERNATIONALSAE INTERNATIONALCopyright © SAE International. Further use or distribution is not permitted without permission from SAE

Questions

Safety Analysis of Heavy-Duty Truck Platooning Systems

?Contact Information:

Doug Pape [email protected]

NHTSA Program Lead:Alrik Svenson [email protected]