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RESEARCH FOR RESTORING TROPICAL FOREST ECOSYSTEMS A P P E N D I X * * * * * * * * * * * * * 125 A A A A APPENDICES PPENDICES PPENDICES PPENDICES PPENDICES SECTION ECTION ECTION ECTION ECTION 1 1 1 1 1 RANDOMIZED ANDOMIZED ANDOMIZED ANDOMIZED ANDOMIZED C C C C COMPLETE OMPLETE OMPLETE OMPLETE OMPLETE B B B B BLOCK LOCK LOCK LOCK LOCK D ESIGN ESIGN ESIGN ESIGN ESIGN SECTION ECTION ECTION ECTION ECTION 2 2 2 2 2 ANALYSIS NALYSIS NALYSIS NALYSIS NALYSIS OF OF OF OF OF V V V V V ARIANCE ARIANCE ARIANCE ARIANCE ARIANCE SECTION ECTION ECTION ECTION ECTION 3 3 3 3 3 P AIRED AIRED AIRED AIRED AIRED T- T- T- T- T- TESTS TESTS TESTS TESTS TESTS G LOSSARY LOSSARY LOSSARY LOSSARY LOSSARY REFERENCES EFERENCES EFERENCES EFERENCES EFERENCES C C C C CITED ITED ITED ITED ITED AND AND AND AND AND F URTHER URTHER URTHER URTHER URTHER R R R R R EADING EADING EADING EADING EADING I NDEX NDEX NDEX NDEX NDEX H H H H HOW OW OW OW OW TO TO TO TO TO C C C C CONTACT ONTACT ONTACT ONTACT ONTACT FORRU-CMU FORRU-CMU FORRU-CMU FORRU-CMU FORRU-CMU

S 1 R S 2 A S 3 P T- G R C I C FORRU-CMU€¦ · research for restoring tropical forest ecosystems a p p e n d i x * * * * * * * * * * * * * 125 appendices section 1 randomized complete

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Page 1: S 1 R S 2 A S 3 P T- G R C I C FORRU-CMU€¦ · research for restoring tropical forest ecosystems a p p e n d i x * * * * * * * * * * * * * 125 appendices section 1 randomized complete

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A A A A APPENDICESPPENDICESPPENDICESPPENDICESPPENDICES

SSSSSECTIONECTIONECTIONECTIONECTION 1 1 1 1 1 RRRRRANDOMIZEDANDOMIZEDANDOMIZEDANDOMIZEDANDOMIZED C C C C COMPLETEOMPLETEOMPLETEOMPLETEOMPLETE B B B B BLOCKLOCKLOCKLOCKLOCK

DDDDDESIGNESIGNESIGNESIGNESIGN

SSSSSECTIONECTIONECTIONECTIONECTION 2 2 2 2 2 AAAAANALYSISNALYSISNALYSISNALYSISNALYSIS OFOFOFOFOF V V V V VARIANCEARIANCEARIANCEARIANCEARIANCE

SSSSSECTIONECTIONECTIONECTIONECTION 3 3 3 3 3 PPPPPAIREDAIREDAIREDAIREDAIRED T- T- T- T- T-TESTSTESTSTESTSTESTSTESTS

GGGGGLOSSARYLOSSARYLOSSARYLOSSARYLOSSARY

RRRRREFERENCESEFERENCESEFERENCESEFERENCESEFERENCES C C C C CITEDITEDITEDITEDITED ANDANDANDANDAND

FFFFFURTHERURTHERURTHERURTHERURTHER R R R R READINGEADINGEADINGEADINGEADING

IIIIINDEXNDEXNDEXNDEXNDEX

H H H H HOWOWOWOWOW TOTOTOTOTO C C C C CONTACTONTACTONTACTONTACTONTACT FORRU-CMU FORRU-CMU FORRU-CMU FORRU-CMU FORRU-CMU

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For testing pre-sowing seed treat-ments, place a control germinationtray (C) and several treatmenttrays (each one containing thesame number of seeds subjected toa different pre-sowing treatment;T1, T2..etc.) adjacent to each otheron a nursery bench as a “block”.Sow seeds that have been prep-ared in the standard way in thecontrol tray. In each of the treat-ment trays, sow seeds that havealso been prepared in the standardway, but with a single additionaltreatment applied. Position thetrays randomly within each block.Randomly assign each block to adifferent bench in the nursery.

To compare performance of planted trees in field trials,group together a treatment control plot “TC” (treesplanted in the standard way) with treatment plots(each subjected to a single different silviculturaltreatment; T1, T2 etc.). Replicate the blocks andassign each to a different location across the studyarea. “NPC” = non-planted control plots used todetermine the natural rate of biodiversity recovery.

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SSSSSECTIONECTIONECTIONECTIONECTION 1 - R 1 - R 1 - R 1 - R 1 - RANDOMIZEDANDOMIZEDANDOMIZEDANDOMIZEDANDOMIZED C C C C COMPLETEOMPLETEOMPLETEOMPLETEOMPLETE B B B B BLOCKLOCKLOCKLOCKLOCK D D D D DESIGNESIGNESIGNESIGNESIGN

EEEEEXPERIMENTSXPERIMENTSXPERIMENTSXPERIMENTSXPERIMENTS

As with all biological experiments, those described in this man-ual will generate highly variable results. Therefore, experimentsmust be repeated or “replicated” several times and the resultsmust be presented as mean values, followed by a measure ofvariation among replicates of the same treatment (e.g. variance,standard deviation etc.). Luckily, most of the experiments requiredfor forest restoration research (germination tests, seedling growthexperiments and field trials) can all be set up using the same basicexperimental design and the same method of statistical analysis:i.e. a “randomized complete block design” or RCBD, with resultsanalyzed by a two-way analysis of variance (ANOVA), followed bypair-wise comparisons.

What is a RCBD?What is a RCBD?What is a RCBD?What is a RCBD?What is a RCBD?

A RCBD experiment consists of replicated “blocks”, each oneconsisting of 1 replicate of the control, plus 1 replicate of each ofthe treatments being tested. Each treatment and the control arerepresented equally in every block (i.e. by the same number ofseeds, plants etc.). In each block, the positions of the control andthe treatments are allocated randomly. The replicate blocks areplaced randomly across the study area (or nursery).

WhWhWhWhWhy use RCBD?y use RCBD?y use RCBD?y use RCBD?y use RCBD?

The purpose of using this experimental design is to separate theeffects due to environmental variability from the effects of thetreatments being tested. Each block may be exposed to slightlydifferent environmental conditions (light, temperature, moistureetc.). This creates variability in the data, which can obscure theeffects of the treatments applied. However, since a control replicateand treatment replicates are grouped together in each block, allgermination trays or plots within a block are exposed to similarconditions. Consequently, the effects of variable external conditionscan be accounted for and the effects of the treatments applied (orabsence of effects) revealed by a two-way ANOVA (see Section 2).

How manHow manHow manHow manHow many blocks and treatments?y blocks and treatments?y blocks and treatments?y blocks and treatments?y blocks and treatments?

Ideally, the combined number of blocks and treatments usedshould result in at least 12 “residual degrees of freedom” (rdf)according to the equation below…

rdf = (t-1) x (b-1)

…where t = number of treatments (including the control) and b =number of blocks. In reality, it is often very difficult to achieve a rdf of>12 in nursery or field experiments, due to shortages in availability ofseeds, trees, land or labour. If so, a rdf of <12 may still yield robustresults, if you ensure as much uniformity among the blocks as possible.Otherwise, you may use a simpler experimental design (pairedexperiments, which compare a single treatment with a control) andsimpler analytical methods (e.g. Chi Square for germination tests).

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Control T1 T2 T3 T4Block 1 24 26 30 23 25Block 2 22 26 31 21 26Block 3 26 26 35 22 27Block 4 29 32 30 23 35

Type data into an Excel spreadsheet - rows are blocks and columns are treatments. Inthis example, the data are the number of seeds germinating out of 50 seeds sown ineach replicate tray in each block. Different treatments were applied to the seeds to tryto increase germination. T1 = soaking in hot water for 1 hour; T2 = scarification withsand paper; T3 = soaking in acid for 1 minute; T4 = soaking in cold water overnight.

ANOVANOVANOVANOVANOVA - WA - WA - WA - WA - Workorkorkorkorked Exampleed Exampleed Exampleed Exampleed Example

Anova: Two-Factor Without Replication

SUMMARY Count Sum Average VarianceBlock 1 5 128 25.6 7.3Block 2 5 126 25.2 15.7Block 3 5 136 27.2 22.7Block 4 5 149 29.8 19.7

Control 4 101 25.25 8.9167T1 4 110 27.50 9.0000T2 4 126 31.50 5.6667T3 4 89 22.25 0.9167T4 4 113 28.25 20.917

Running an “Anova: Two Factor Without Replication” in Excel produces two outputtables. The first one presents a summary of mean values. In this example, it looks liketreatments 1, 2 and 4 increase germination, whereas treatment 3 reduces it slightly;but are these difference larger than what could be expected due to random variation?

The answer is - yes. Look at the P-values. In this case the probability that there are nononononodifferences among the treatments ((“columns”) is 0.21%, which means it is highlyprobable that at least some of the treatments have significant effects. Likewise, therewere significant differences among the blocks (“rows”) - with only a 4.3% chance ofno no no no no differences. This suggests that there were environmental differences, whichaffected germination among the benches within the nursery. The use of the random-ized complete block design was, therefore, justified.

ANOVASource of Variation SS df MS F P- P- P- P- P-vvvvvaluealuealuealuealue F critRows 65.35 3 21.783 3.6869 0.04330.04330.04330.04330.0433 3.490295Columns 190.70 4 47.675 8.0691 0.00210.00210.00210.00210.0021 3.259167Error 70.90 12 5.9083

Total 326.9 19

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SSSSSECTIONECTIONECTIONECTIONECTION 2 - A 2 - A 2 - A 2 - A 2 - ANALNALNALNALNALYSISYSISYSISYSISYSIS OFOFOFOFOF V V V V VARIANCEARIANCEARIANCEARIANCEARIANCE

Data from RCBD experiments can be analyzed by a rigorousstandard statistical test called an analysis of variance (ANOVA).There are several forms of this test. The one used to analyse RCBDexperiments is called a “two-way ANOVA (without replication)”. The“without replication” part is confusing, since treatments are repli-cated across the blocks but in statistical jargon, it means thatthere is only one value for each treatment in each block e.g. forgermination experiments, one value for the number of seeds germ-inating in each replicate germination tray.

The simplest way to perform an ANOVA is to use the AnalysisToolPak, which comes bundled with Microsoft Excel, so first makesure that you have the Analysis ToolPak installed on your computer.

If you are using Windows XP, open Excel and click on “Tools” inthe toolbar and then click on “Add-Ins…”. Make sure that the boxnext to “Anlaysis ToolPak” has a tick in it. If the tick box does notappear, you must re-run Excel set-up and install the Analysis ToolPakadd-in.

With Vista, click on the Microsoft Office button (top left), then onthe Excel Options button (bottom right of the menu), then on “AddIns” and finally on the “Go” button next to “Manage Excel AddIns”. Tick the box labeled “Analysis ToolPak”.

Open a new spreadsheet and type in your data with blocks asrows and treatments as columns, as shown opposite. In the example,we are using number of seeds germinated (out of 50) subjected todifferent pre-sowing treatments. But the same analysis could equallywell be applied to the mean height of seedlings subjected to differentfertilizer treatments during growing on or the number of seedlingssurviving 1 year after planting out, subjected to different mulchingtreatments etc.

Next, if using Windows XP, click on “Tools” and then on “DataAnalysis…”. With Vista click on the “Data” tab at the top of the screenand then on “Data Analysis” (top right). A dialogue box, containinga list of various statistical tests, will appear. Click on “ANOVA: Two-Factor Without Replication” and then click “OK”.

Another dialogue box will appear. Click on the square button tothe right of the “Input Data” box. Then, using the mouse, drag thecursor across the data table to select the entire data set, includingcolumn and row headings. Back in the dialogue box, make sure thereis a tick in the “Labels” box and that the value in the “Alpha” box is0.05. Click on the circular radio button, “Output Range:” and then onthe square button to the right of the output range box. In thespreadsheet, move the cursor to a cell immediately below your datatable and click. Then go back to the dialogue box and click “OK”.

Two tables of output results will appear below your data table.The upper one summarizes mean values for each treatment and foreach block, along with a measure of variability (i.e. variance). Thelower one will tell you if there are significant differences among thetreatments.

In the example opposite, variances within blocks (amongtreatments) are generally higher than variances within treatments(among blocks), suggesting that the effects of the treatments arestronger than random variations due to differences in conditionsamong the blocks. It looks like treatments 1,2 and 4 increase

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germination compared with the control, whereas treatment 3 re-duces it. But are these results significant? The lower table answersthis question.

In the table, “Rows” refers to blocks and “Columns” refers totreatments. ANOVA tests the ‘null hypothesis’ that there are noreal differences among the control and the treatments tested andthat any variation among the mean values is just due to chance.Consequently, if large differences among the mean values fortreatments and blocks are found, then the assumption will befalse, and at least one of the treatments has had a significanteffect.

The important values to look at are the P-values, which quantifythe probability that the null hypothesis (i.e. no differences) is valid.The previous table, therefore, shows that there is only a 0.21%probability that differences among treatments do not exist (andhence a 99.79% probability that they do). Similarly, real differ-ences among the blocks are highly probable (95.7% likely). Thesignificant differences among blocks, show that an RCBD wasnecessary in order to remove a substantial amount of variation dueto differences in the micro-environment affecting each block.

Although this ANOVA shows significant differences amongtreatments, it does not say which of the differences are significant.In order to determine that, it is necessary to perform a pair-wisecomparison.

For further information about ANOVA and for a wider choice ofanalytical techniques, please refer to Dytham (1999) and Bailey(1995).

Control T1 T2 T3 T4Mean 25.25 27.5 31.5 22.25 28.25Variance 8.91666667 9 5.66667 0.91667 20.9167Observations 4 4 4 4 4Pearson Correlation 0.837218 0.02345 0.67041 0.87258df 3 3 3 3t Stat -2.63493 -3.3113 2.44949 -2.4495P(T<=t) one-tail 0.038997 0.02267 0.04586 0.04586t Critical one-tail 2.353363 2.35336 2.35336 2.35336P(T<=t) two-tail 0.077994 0.04535 0.09172 0.09172t Critical two-tail 3.182446 3.18245 3.18245 3.18245

PPPPPaired taired taired taired taired t-----TTTTTests - Wests - Wests - Wests - Wests - Workorkorkorkorked Exampleed Exampleed Exampleed Exampleed Example

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SSSSSECTIONECTIONECTIONECTIONECTION 3 – P 3 – P 3 – P 3 – P 3 – PAIREDAIREDAIREDAIREDAIRED T T T T T-----TESTTESTTESTTESTTESTSSSSS

Once ANOVA has confirmed the presence of significant differ-ences among the mean values, pair-wise comparisons are neededto confirm which differences are significant. It seems logical tocompare each treatment with every other treatment, but this “shotgun” approached is frowned upon by statisticians. The more testsyou perform, the more likely it is that you will find significant dif-ferences. So, it is best to adopt the so-called “a priori” approach,i.e. decide on the questions you want to answer beforehand andonly carry out the tests necessary to answer those questions. Inthis case, the main question is “do treatments significantly in-crease or reduce performance compared with the control”. To dothis, use the paired t-Test in the Analysis ToolPak in MicrosoftExcel. First, install the ToolPak if necessary and follow the instruc-tions in Section 2. In “Data Analysis”, click on “t-Test: Paired TwoSample for Means” and then click “OK”.

In the dialogue box, click on the square button to the right ofthe “Variable 1 Range” box. Then, using the mouse, drag the cur-sor down the table to select the data set for “Control”, includingthe column heading. Repeat for “Variable 2 Range” by selecting thedata set for “T1”. Back in the dialogue box, select a “HypothesizedMean Difference” of “0” (the null hypothesis being that there is nosignificant difference between the treatment data). Make surethere is a tick in the “Labels” box and that the value in the “Alpha”box is 0.05. Click on the circular radio button, “Output Range:” andthen on the square button to the right of the output range box. Inthe spreadsheet, move the cursor to a cell immediately adjacent toyour data table and click. Then go back to the dialogue box andclick “OK”. A table of output results will appear adjacent to yourdata table. Repeat the process for all pair wise comparisons thatyou decided were useful.

The results tables opposite show higher mean values for treat-ments 1,2 and 4 and a lower mean value for treatment 3. For thesedifferences to be significant, the value of “t Stat” must be higherthan a critical value determined from thenumber of degrees of freedom and theacceptable value of P (usually 5%). Thesignificance of the differences is there-fore determined by looking at the valuefor “P(T<=t) two-tail”. If that value isless than 0.05, the difference is signifi-cant. It means that there is a 5%probability that the null hypothesis (i.e.the difference between the means iszero) is correct. In the example oppo-site only one treatment, T2, satisfiesthis condition. So the result is thatscarification most probably increasedgermination compared with the controlfrom around 27/50 seeds to around 31/50. The other treatments most probablyhad no effect.

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GGGGGLOSSARYLOSSARYLOSSARYLOSSARYLOSSARY

Agro-forestry: Agro-forestry: Agro-forestry: Agro-forestry: Agro-forestry: a landuse that combines agriculture with forestryinvolving growing agricultural crops or raising livestock with trees.

Analogue Forestry (AF):Analogue Forestry (AF):Analogue Forestry (AF):Analogue Forestry (AF):Analogue Forestry (AF): analogue forestry retains the overallstructure of mature tropical forest; substituting economic species foreach of the plant life forms that contribute to forest structure.

Accelerated (Assisted) Natural Regeneration (ANR): Accelerated (Assisted) Natural Regeneration (ANR): Accelerated (Assisted) Natural Regeneration (ANR): Accelerated (Assisted) Natural Regeneration (ANR): Accelerated (Assisted) Natural Regeneration (ANR): managementactions to enhance the natural processes of forest restoration, focussingon encouraging the natural establishment and subsequent growth ofindigenous forest trees, whilst preventing any factors that might harmthem.

Accelerated Pioneer-Climax Series (APCS)Accelerated Pioneer-Climax Series (APCS)Accelerated Pioneer-Climax Series (APCS)Accelerated Pioneer-Climax Series (APCS)Accelerated Pioneer-Climax Series (APCS): a plantation design thatfollows the principles of natural succession by planting rows of a smallnumber of pioneer species, followed later by inter-row planting withclimax species.

Biodiversity: Biodiversity: Biodiversity: Biodiversity: Biodiversity: the variety of life encompassing genes, species andecosystems.

Candidate Framework Species: Candidate Framework Species: Candidate Framework Species: Candidate Framework Species: Candidate Framework Species: local tree species currently undergoingnursery and field performance testing against framework species criteriato determine their suitability as a framework species.

Climax Forest: Climax Forest: Climax Forest: Climax Forest: Climax Forest: undisturbed, stable, forest at maximum development interms of structure and species composition, determined by soil andclimatic conditions.

Climax TClimax TClimax TClimax TClimax Tree Species:ree Species:ree Species:ree Species:ree Species: the tree species that comprise climax forest,with shade tolerant seedlings.

Community Forest: Community Forest: Community Forest: Community Forest: Community Forest: a forest that is managed collectively by localpeople, usually with timber and non-timber forest product extraction.

Conservation:Conservation:Conservation:Conservation:Conservation: the preservation, management, and care of naturaland cultural resources.

DeciduousDeciduousDeciduousDeciduousDeciduous: shedding leaves annually or periodically; not evergreen.

DeforestationDeforestationDeforestationDeforestationDeforestation: conversion of forest into other land uses with lessthan 10% tree cover e.g. arable land, pasture, urban use, logged area,or wasteland.

DegradationDegradationDegradationDegradationDegradation: disturbance leading to decrease forest quality andimpeded ecological functioning of the forest ecosystem.

Direct Seeding:Direct Seeding:Direct Seeding:Direct Seeding:Direct Seeding: the establishment of trees on deforested sites bysowing seeds rather than by planting nursery-raised saplings.

Dormancy:Dormancy:Dormancy:Dormancy:Dormancy: a period during which viable seeds delay germination, despitehaving conditions (moisture, light, temperature etc.) that are normallyfavourable for the later stages of germination and seedling establishment.

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Ecto-mycorrhiza: Ecto-mycorrhiza: Ecto-mycorrhiza: Ecto-mycorrhiza: Ecto-mycorrhiza: association between vascular plant roots and fungi,resulting in a fungal sheath on root surfaces and between root corticalcells.

Endemic: Endemic: Endemic: Endemic: Endemic: indigenous to and confined to a particular area.

Enrichment Planting:Enrichment Planting:Enrichment Planting:Enrichment Planting:Enrichment Planting: planting trees to i) increase the population densityof existing tree species or ii) increase tree species richness by addingtree species to degraded forest.

EvEvEvEvEvergreen:ergreen:ergreen:ergreen:ergreen: a plant that retains green foliage throughout the year.

Exotic: Exotic: Exotic: Exotic: Exotic: of species – introduced, not native.

Extinction:Extinction:Extinction:Extinction:Extinction: the complete loss of a species globally; when no moreindividuals of a species exist.

Extirpation: Extirpation: Extirpation: Extirpation: Extirpation: the disappearance of a species from a certain area (butit survives elsewhere).

Extractive Reserve: Extractive Reserve: Extractive Reserve: Extractive Reserve: Extractive Reserve: designated conservation areas, in which naturalresource extraction is carried out complementary to the objective ofconserving biological diversity and the natural resource base.

Field TField TField TField TField Trial Plot Srial Plot Srial Plot Srial Plot Srial Plot System (Fystem (Fystem (Fystem (Fystem (FTPS):TPS):TPS):TPS):TPS): a set of small plots, each oneplanted with a different mixture of candidate framework tree speciesfor testing and subjected to a different silvicultural treatment.

Forest Landscape Restoration (FLR): Forest Landscape Restoration (FLR): Forest Landscape Restoration (FLR): Forest Landscape Restoration (FLR): Forest Landscape Restoration (FLR): integrated management of alllandscape functions in deforested or degraded areas to regain ecologicalintegrity and enhance human well-being; usually including some forestrestoration.

Forest Restoration:Forest Restoration:Forest Restoration:Forest Restoration:Forest Restoration: any activity aimed at re-establishing the forestecosystem originally present on a deforested site before deforestationoccurred; a specialized form of reforestation.

FORRU:FORRU:FORRU:FORRU:FORRU: Forest Restoration Research Unit – established to developmethods to harness and accelerate the natural processes of forestregeneration, so that biodiversity-rich forest ecosystems, similar to theoriginal forest, can be re-established.

Foster Ecosystem: Foster Ecosystem: Foster Ecosystem: Foster Ecosystem: Foster Ecosystem: using tree plantations of not necessarily indigenousspecies to facilitate the natural regeneration of native species in theirunderstoreys.

Framework Species Method (or Framework Forestry):Framework Species Method (or Framework Forestry):Framework Species Method (or Framework Forestry):Framework Species Method (or Framework Forestry):Framework Species Method (or Framework Forestry): planting theminimum number of indigenous tree species required to re-instate thenatural processes of forest regeneration and recover biodiversity. Itcombines the planting of 20-30 key tree species with various ANRtechniques to enhance natural regeneration, creating a self-sustainedforest ecosystem from a single planting event.

Framework Tree Species: Framework Tree Species: Framework Tree Species: Framework Tree Species: Framework Tree Species: indigenous, non-domesticated, forest treespecies, which, when planted on deforested sites, rapidly re-establishforest structure and ecological functioning, whilst attracting seed-dispersing wildlife.

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FrugivorousFrugivorousFrugivorousFrugivorousFrugivorous::::: fruit-eating.

Genetic Diversity: Genetic Diversity: Genetic Diversity: Genetic Diversity: Genetic Diversity: diversity within a species.

Geographic Positioning System (GPS):Geographic Positioning System (GPS):Geographic Positioning System (GPS):Geographic Positioning System (GPS):Geographic Positioning System (GPS): a handheld or vehicle-mountedsystem that uses satellite communications to determine the geographicalposition and other navigational information.

Growing On:Growing On:Growing On:Growing On:Growing On: the time that young trees are grown in the nurserybetween potting and transportation to the planting site. Includes bothseedlings and wildlings.

Germination: Germination: Germination: Germination: Germination: the growth of seeds or spores after a period of dormancy;emergence of an embryonic root through the seed coverings.

Herbarium:Herbarium:Herbarium:Herbarium:Herbarium: a repository for easy accessible collections of dried,preserved and well-labeled specimens of plants and fungi.

Hyphae: Hyphae: Hyphae: Hyphae: Hyphae: a long, branching filamentous cell of a fungus; the main modeof vegetative growth; collectively called “mycelium”.

Indigenous:Indigenous:Indigenous:Indigenous:Indigenous: native to an area, not introduced: the opposite of exotic.

Intermediate Seeds:Intermediate Seeds:Intermediate Seeds:Intermediate Seeds:Intermediate Seeds: seeds which can be dried to low moisture contentsapproaching those of orthodox seed, but they are sensitive to chillingwhen dried.

Keystone Tree Species:Keystone Tree Species:Keystone Tree Species:Keystone Tree Species:Keystone Tree Species: tree species vital to support animal populations,usually by flowering or fruiting at times when other food resources arein short supply.

Maximum Diversity and Miyawaki Methods of Forest Restoration:Maximum Diversity and Miyawaki Methods of Forest Restoration:Maximum Diversity and Miyawaki Methods of Forest Restoration:Maximum Diversity and Miyawaki Methods of Forest Restoration:Maximum Diversity and Miyawaki Methods of Forest Restoration:restoring as much of the tree species richness of the original forest aspossible, without relying on natural seed dispersal.

Mycorrhiza: Mycorrhiza: Mycorrhiza: Mycorrhiza: Mycorrhiza: symbiotic (occasionally weakly pathogenic) associationbetween a fungus and the roots of a plant.

Mycorrhizal Inoculums:Mycorrhizal Inoculums:Mycorrhizal Inoculums:Mycorrhizal Inoculums:Mycorrhizal Inoculums: artificial preparations that contain mixturesof common mycorrhizal fungi spores, that can be added to plants.

Natural Regeneration: Natural Regeneration: Natural Regeneration: Natural Regeneration: Natural Regeneration: the recovery of forest following disturbance,in the absence of human intervention. Resulting in increasing ecosystemfunctionality, vegetation species diversity and structural complexity,habitat availability etc.

Non-Governmental Organization (NGO): Non-Governmental Organization (NGO): Non-Governmental Organization (NGO): Non-Governmental Organization (NGO): Non-Governmental Organization (NGO): a legally constitutedorganization created by private persons or organizations with noparticipation or representation of any government.

Non Timber FNon Timber FNon Timber FNon Timber FNon Timber Forest Products (NTFP’orest Products (NTFP’orest Products (NTFP’orest Products (NTFP’orest Products (NTFP’s): s): s): s): s): broadly includes all non-timber vegetation in forests and agro-forestry environments that havecommercial value; classified into four major product categories:culinary, floral and decorative, wood-based, and medicinal and dietarysupplements.

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Nurse TNurse TNurse TNurse TNurse Tree Species: ree Species: ree Species: ree Species: ree Species: extremely hardy, usually fast-growing pioneertree species planted specifically to develop the soil on a site, or improveits fertility.

Orthodox Seeds:Orthodox Seeds:Orthodox Seeds:Orthodox Seeds:Orthodox Seeds: seeds that are easy to store for many months oreven years.

Permaculture: Permaculture: Permaculture: Permaculture: Permaculture: a word originally coined by Bill Mollison and DavidHolmgren in the mid 1970’s to describe an “integrated, evolving systemof perennial or self-perpetuating plant and animal species useful toman”.

Phenology: Phenology: Phenology: Phenology: Phenology: the study of the responses of living organisms to seasonalcycles in environmental conditions e.g. the periodic flowering and fruitingof trees.

Pioneer Forest: Pioneer Forest: Pioneer Forest: Pioneer Forest: Pioneer Forest: Forest in the early stages of recovery following alarge disturbance event, with higher solar radiation, wind exposure anddepleted soils than for climax forest.

Pioneer TPioneer TPioneer TPioneer TPioneer Tree Species:ree Species:ree Species:ree Species:ree Species: Early-successional species that germinate onlyin full sun or the largest gaps. They exhibit high photo-synthetic andgrowth rates, have simple branching patterns, and require hightemperature and/or high light intensity for germination. Usually short-lived, and are characteristic of pioneer forest.

Primary Forest:Primary Forest:Primary Forest:Primary Forest:Primary Forest: undisturbed forest at maximum development in termsof structure and species composition (=climax forest).

Production schedule:Production schedule:Production schedule:Production schedule:Production schedule: a concise description of the procedures forproducing planting stock of optimum size and quality from seed (orwildlings) by the optimum planting out time. It combines all availabelknowledge about the reproductive ecology and cultivation of a species.

Protected Area:Protected Area:Protected Area:Protected Area:Protected Area: an area of land and/or sea conserved for protectionand maintenance of biological diversity, and of natural and associatedcultural resources, and managed through legal or other effectivemeans.

Recalcitrant Seeds:Recalcitrant Seeds:Recalcitrant Seeds:Recalcitrant Seeds:Recalcitrant Seeds: seeds sensitive to drying and chilling.

Recruit Species:Recruit Species:Recruit Species:Recruit Species:Recruit Species: additional (non-planted) tree species that establishnaturally in forest restoration sites.

Reforestation:Reforestation:Reforestation:Reforestation:Reforestation: planting trees to re-establish tree cover of any kind;includes plantation forestry, agro-forestry, community forestry and forestrestoration.

Remnant Forest: Remnant Forest: Remnant Forest: Remnant Forest: Remnant Forest: small areas of forest that survive in a landscapefollowing large-scale deforestation.

Root Collar:Root Collar:Root Collar:Root Collar:Root Collar: where the above-ground parts of a plant meet the tap-root.

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Secondary Forest: Secondary Forest: Secondary Forest: Secondary Forest: Secondary Forest: a forest or woodland area which has re-grownafter a major disturbance but is not yet at the end point of succession(climax forest), usually distinguished by differences in ecosystemfunctionality, vegetation species diversity, structural complexity, etc.

Seed Bank: Seed Bank: Seed Bank: Seed Bank: Seed Bank: seeds, often dormant, stored within the soil of terrestrialecosystems. A seed bank can also refer to storage of seeds as asource for forest restoration activities.

Seed Rain: Seed Rain: Seed Rain: Seed Rain: Seed Rain: the movement of seed into an area through naturalprocesses. This can occur via various mechanisms of dispersal, forexample wind and animal dispersal.

Senescent Leaves: Senescent Leaves: Senescent Leaves: Senescent Leaves: Senescent Leaves: leaves losing their chlorophyll (green colour) justbefore leaf fall.

Silviculture:Silviculture:Silviculture:Silviculture:Silviculture: controlling the establishment, growth, composition, health,and quality of forests to meet diverse needs and values of landowners.

Site Capture: Site Capture: Site Capture: Site Capture: Site Capture: elimination of herbaceous vegetation by the shadingeffects of planted trees or by ANR.

Standing Down: Standing Down: Standing Down: Standing Down: Standing Down: the time that containerised seedlings are kept in thenursery, from potting until transportation to the planting site.

TTTTTarget Farget Farget Farget Farget Forest:orest:orest:orest:orest: a forest ecosystem which defines the goals of a forestrestoration program in terms of tree species composition, structure,and biodiversity levels etc.; usually the nearest surviving patch ofprimary forest, remaining in the landscape, at a similar elevation, slope,aspect etc. to those of the restoration site.

VVVVVesicular Arbuscular Myesicular Arbuscular Myesicular Arbuscular Myesicular Arbuscular Myesicular Arbuscular Mycorrhizae (Vcorrhizae (Vcorrhizae (Vcorrhizae (Vcorrhizae (VAM):AM):AM):AM):AM): mycorrhizal fungi thatgrow into the root cortex of the host plant and penetrate root cells toform two kinds of specialized structures, arbuscules and vesicles. Alsoknown as arbuscular mycorrhizae.

VVVVVoucher Specimens:oucher Specimens:oucher Specimens:oucher Specimens:oucher Specimens: dried specimens of tree leaves, flowers andfruits etc. kept for confirmation ofspecies names (of phenology studytrees, seed collection trees etc.).

Wildings:Wildings:Wildings:Wildings:Wildings: seedlings or saplingsgrowing naturally in native forest.

Wildlife: Wildlife: Wildlife: Wildlife: Wildlife: all non-domesticated,plant and animal species living innatural habitats.

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RRRRREFERENCESEFERENCESEFERENCESEFERENCESEFERENCES C C C C CITEDITEDITEDITEDITED ANDANDANDANDAND F F F F FURTHERURTHERURTHERURTHERURTHER R R R R READINGEADINGEADINGEADINGEADING

AndersonAndersonAndersonAndersonAnderson, J. M. and T. Spencer, 1991. Carbon, Nutrient and WaterBalances of Tropical Rain Forest Ecosystems Subject to Disturbance.MAB Digest No.7. UNESCO.

BaileyBaileyBaileyBaileyBailey, N., 1995. Statistical Methods in Biology. Cambridge UniversityPress, Cambridge, U.K., 255 pp.

BibbBibbBibbBibbBibbyyyyy, C., M. Jones and S. Marsden, 1998. Expedition Field TechniquesBird Surveys. The Expedition Advisory Centre, Royal GeographicalSociety, London. 133 pp.

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Collaborative Partnership on ForestsCollaborative Partnership on ForestsCollaborative Partnership on ForestsCollaborative Partnership on ForestsCollaborative Partnership on Forests, online CPF Sourcebook onFunding for Sustainable Forest Management.Website: http://www.fao.org/forestry/site/8015/en/.

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Food and Agriculture Organization of the United NationsFood and Agriculture Organization of the United NationsFood and Agriculture Organization of the United NationsFood and Agriculture Organization of the United NationsFood and Agriculture Organization of the United Nations, 2001.State of the World’s Forests 2001. FAO, Rome, 200 pp.

FFFFForest Rorest Rorest Rorest Rorest Restorestorestorestorestoration Ration Ration Ration Ration Research Unitesearch Unitesearch Unitesearch Unitesearch Unit, 2000. Tree Seeds and Seedlingsfor Restoring Forests in Northern Thailand. Biology Department,Science Faculty, Chiang Mai University, Thailand. Compiled by Kerby,J., S. Elliott, J. F. Maxwell, D. Blakesley and V. Anusarnsunthorn,151 pp.

Forest Restoration Research UnitForest Restoration Research UnitForest Restoration Research UnitForest Restoration Research UnitForest Restoration Research Unit, 2006. How to Plant a Forest:The Principles and Practice of Restoring Tropical Forests. Compiledby Elliott, S., D. Blakesley, J. F. Maxwell, S. Doust, and S.Suwanarattana. Chiang Mai University, Forest Restoration ResearchUnit. 200 pp.

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IIIIINDEXNDEXNDEXNDEXNDEX

A

accelerated natural regeneration (ANR) 3, 7, 9, 93Accelerated Pioneer-Climax Series

(APCS) 18adaptive management 117aerial seeding 90agro-forestry 4, 19analogue forestry (AF) 19analysis of variance ANOVA

55, 61, 64, 84, 85, 128 129animal tracks 100

B

Balakata baccata 83Barking Deer 13bats 13Bauhinia purpurea 94biodiversity 5, 20, 93biodiversity monitoring 93biodiversity recovery 18, 93, 95bird communities 78, 95bird surveys 95birds 13botanical taxonomist 41bulbuls 13, 97

C

callipers 61candidate framework species 39-40, 77canopy closure 114Carallia brachiata 64casual labour 25cattle 9chemical repellents 90civets 15, 101climax forest 7, 11, 13climax species 18Collaborative Partnership on Forests 36communication tools 122communications strategy 34, 121communities 28community forestry 5community tree nurseries 31conservation value 75container type 58Convention on Biological Diversity

(CBD) 26coppicing 12, 103crown density method 45crown width 85

D

data analysis 47, 84, 86, 97, 103data collection 63, 81, 97, 103data collection sheets 63, 82, 83database 33, 41, 107-112deforestation 3, 4direct seeding 56, 87, 90direct seeding experiments 88-89diseases 64dormancy 50-51, 55, 69

E

economic forestry 17education programs 24, 32-34, 118-119enrichment planting 11equipment 42ethno-botany 40eucalyptus 3exotic species 17experimental design 52, 58, 78extension 119

F

fertilizer 9, 59, 77, 79Ficus 43field experiment plan 80field experiments 73field manager 24field performance parameters 83Field Trial Plot System (FTPS) 33, 73, 93,

95fire 7, 9, 12, 15, 114firewood 19foreign advisors 29foreign institutes 29Forest Landscape Restoration (FLR) 20forest recovery 91, 93forest regeneration 7forest restoration 4FORRU’s 4, 5, 21, 23, 123FORRU tree nursery 39FORRU-CMU 23, 123foster ecosystems 17framework criteria 114framework forestry 11framework species 12-13, 33, 113framework species method 7, 13, 15, 113funding 35

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G

GBH 83genetic variability 50germination 50, 51-52, 89germination curves 54-55germination trials 57glyphosate 77grants 36ground flora 101growth 63Gurney’s Pitta 64

H

health (or condition) score 81herbarium 30, 41Hog Badger 13Hovenia dulcis 83human resources 23

I

index of abundance 100indigenous knowledge 5, 28information management 33international conventions 26International Tropical Timber Organization

(ITTO) 26-27

K

Krabi 64

L

label and labeling 30, 79-80land tenure 76large scale planting 124legumes 17levels of degradation 7local community 29, 76

M

Macaranga denticulata 83MacKinnon list method 97, 99Magnolia ballonii 117mammals 100manual 120, 124maximum diversity methods 7, 15media 59median length of dormancy (MLD) 55minimum acceptable standards 113-114Miyawaki method 15monitoring 81-82, 94monitoring Forest Regeneration 101mulching 9, 15, 90mycorrhizal fungi 60mycorrhizal inoculae 79

N

non-planted control plots 78nurse trees 7, 17nursery 30-32, 39nursery manager 24nursery running costs 90nutrient cycles 13nutrient deficiency 64

O

oil palm 3organizational chart 24orthodox seeds 56outreach 24oven 41

P

P-value 85, 87pair wise comparisons 55paired t-test 87, 130-131pests 64phenology 30, 42, 43, 44, 94, 100photography 81, 122pioneer tree species 13, 17-18, 90plantations as catalysts 18planting stock 66, 115point count” method 97polymer gel 79production schedules 58, 69-70propagation techniques 31PROSEA 39protected areas staff 27-28pruning 59, 67publications 34, 119

R

randomized complete block design(RCBD) 52, 61, 127

recalcitrant seeds 56recruit tree species 93, 101reforestation 4relative growth rate (RGR) 64, 85remnant forest 7, 9, 75research papers 120research team 24root collar diameter (RCD) 61,

63, 83, 85root system 59root-trainers 59root:shoot ratio 63, 64Royal Botanic Gardens, Kew 41rubber 3

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S

sampling units 103sand traps 100sapling growth 63sapling performance 61sapling performance data sheets 62scaling up 124schools programs 119seed coat 51seed collection 42,49, 69seed dispersal 13, 93seed germination 13seed germination data sheet 53seed predation 90seed storage 56-57, 69seed-dispersing animals 7, 15, 93seed/seedling bank 7seedling establishment 13, 93seedling morphology 65seedling mortality 55seedling specimens 65seedlings in an identification hand-

book 65seeds 51silvicultural treatments 115Simpson’s Index of Diversity (D) 104Soil erosion 7Sourcebook on Funding for Sustain-

able Forest Management 36species area curves 104species comparisons 84species diversity indices 104species mix 117species profile card 117species richness 99species selection 113species suitability scoring system

116specimen collection 41specimens 45sponsorship 123staff 23stakeholders 118standards 113standing-down time 69student thesis research projects 25sturdiness quotient 64succession 7suitability index 115survival 63survival rate 81, 114

T

target” bird community 95target forest 9targets 64taxonomy 41, 65training 25, 118trapping 100treatment comparisons 55, 85treatment control (TC) plots 77tree performance experiments 58tree plantations 3tree species recovery 101tree species recruitment 101tropical rain forest 64

V

vegetation surveys 102Vernier calipers 63Vietnam 18voucher specimens 41, 45

W

weed competition 83, 85weed cover score 114weed score 85weeding 9, 15, 77, 79, 90wildlife 94wildlife monitoring 95wildlife resources 94wildlings 66workshops 119, 122

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The Forest Restoration Research UnitThe Forest Restoration Research UnitThe Forest Restoration Research UnitThe Forest Restoration Research UnitThe Forest Restoration Research Unitc/o Drc/o Drc/o Drc/o Drc/o Dr. Stephen Elliott or. Stephen Elliott or. Stephen Elliott or. Stephen Elliott or. Stephen Elliott orDrDrDrDrDr. Sutthathorn Chairuangsri. Sutthathorn Chairuangsri. Sutthathorn Chairuangsri. Sutthathorn Chairuangsri. Sutthathorn ChairuangsriBiology DepartmentBiology DepartmentBiology DepartmentBiology DepartmentBiology DepartmentFFFFFacultacultacultacultaculty of Sciencey of Sciencey of Sciencey of Sciencey of ScienceChiang Mai UniversityChiang Mai UniversityChiang Mai UniversityChiang Mai UniversityChiang Mai UniversityChiang MaiChiang MaiChiang MaiChiang MaiChiang MaiThailand 50200Thailand 50200Thailand 50200Thailand 50200Thailand 50200

Phone: (+66) - (0)53-943346Phone: (+66) - (0)53-943346Phone: (+66) - (0)53-943346Phone: (+66) - (0)53-943346Phone: (+66) - (0)53-943346or 943348 ext. 1134 or 1135or 943348 ext. 1134 or 1135or 943348 ext. 1134 or 1135or 943348 ext. 1134 or 1135or 943348 ext. 1134 or 1135FFFFFax: (+66) (0)53-892259ax: (+66) (0)53-892259ax: (+66) (0)53-892259ax: (+66) (0)53-892259ax: (+66) (0)53-892259Email: [email protected]: [email protected]: [email protected]: [email protected]: [email protected] [email protected] [email protected] [email protected] [email protected] [email protected]

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