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7/26/2019 s-0036-1580689
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Connective Tissue Disease-Associated InterstitialLung Diseases: Unresolved Issues
Irene Jarana Aparicio, MD1 Joyce S. Lee, MD, MAS2
1 Department of Respiratory Medicine, Gregorio Maraon Hospital,
Madrid, Spain2 Division of Pulmonary Sciences and Critical Care Medicine,
Department of Medicine, University of Colorado Denver,
Aurora, Colorado
Semin Respir Crit Care Med 2016;37:468476.
Address for correspondence Joyce S. Lee, MD, MAS, Division of
Pulmonary Sciences and Critical Care Medicine, Department of
Medicine, University of Colorado Denver, 12700 E. 19th Avenue C-272,
Aurora, CO 80045 (e-mail:[email protected]).
The term
connective tissue disease
(CTD) encompassesmultiple entities, whose common characteristic is the im-
mune-mediated injury of collagen, which can affect many
organs, including the lungs. Interstitial lung disease (ILD) is a
common manifestation of these systemic autoimmune dis-
orders and confers a signicant impact on morbidity and
mortality, making their diagnosis, classication, and treat-
ment a priority.
Although signicant progress has been made in the un-
derstanding of CTD-relatedILD (CTD-ILD), there arestill many
unanswered questions in this eld. This review describes the
current views on epidemiology, clinical presentation, treat-
ment, and prognosis in patients with CTD-ILD and highlights
several areas that remain unresolved and in need of furtherinvestigation.
Epidemiology
The prevalence of CTD-ILD varies in the literature. Depending
on the study designand populationstudied, the prevalence of
ILDcanbe anywherefrom1 to80% (
Table 1). The prevalenceestimate also depends on the criteria used to diagnose the
ILD. When using radiologic criteria for diagnosis, the preva-
lence is much higher, but likely captures patients who may
otherwise be asymptomatic.1
Risk factors for the development of CTD-ILD depend on the
underlying CTD (Table 1). For example, in rheumatoid
arthritis, ILD has been associated with more severe rheuma-
toid arthritis, male gender, older age, and smoking history.2
Serologies may also identify patients at higher risk for the
development of rheumatoid arthritis-associated ILD. In a case
series of 356 patients with rheumatoid arthritis, high titers of
rheumatoid factor (100 IU/mL)3 and specic subtypes of
anticyclic citrullinated peptide antibodies4 were associatedwith an increased risk of ILD. In scleroderma, development of
ILD has been associated with African American ethnicity,
hypothyroidism, cardiac involvement, higher skin scores,
and creatine phosphokinase levels.5 ILD in scleroderma also
appears to be less common in those with the anticentromere
antibody.6
Keywords
connective tissue
disease
interstitial lung
disease
autoimmunity
interstitial pneumonia
Abstract Interstitial lung disease (ILD) complicating connective tissue disorders, such as sclero-derma and rheumatoid arthritis, is associated with signicant morbidity and mortality.
Progress has been made in our understanding of these collective diseases; however,
there are still many unanswered questions. In this review, we describe the current views
on epidemiology, clinical presentation, treatment, and prognosis in patients withconnective tissue disease (CTD)-associated ILD. We also highlight several areas that
remain unresolved and in need of further investigation, including interstitial pneumonia
with autoimmune features, histopathologic phenotype, and pharmacologic manage-
ment. A multidisciplinary and multidimensional approach to diagnosis, management,
and investigation of CTD-associated ILD patients is essential to advance our under-
standing of the epidemiology and pathobiology of this challenging group of diseases.
Issue Theme Orphan Lung Diseases;
Guest Editors: Jay H. Ryu, MD, and Luca
Richeldi, MD
Copyright 2016 by Thieme Medical
Publishers, Inc., 333 Seventh Avenue,
New York, NY 10001, USA.
Tel: +1(212) 584-4662.
DOI http://dx.doi.org/
10.1055/s-0036-1580689.
ISSN 1069-3424.
468
mailto:[email protected]://dx.doi.org/10.1055/s-0036-1580689http://dx.doi.org/10.1055/s-0036-1580689http://dx.doi.org/10.1055/s-0036-1580689http://dx.doi.org/10.1055/s-0036-1580689mailto:[email protected]7/26/2019 s-0036-1580689
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Clinical Manifestations
In many patients, CTD-ILD is initially asymptomatic fol-
lowed by the development of nonspecic symptoms. The
most common symptoms are exertional dyspnea and drycough. Often times, the symptom of dyspnea can be con-
fused with generalized weakness and deconditioning, par-
ticularly due to the systemic nature of CTDs. As the lung
disease progresses, patients can develop pulmonar y hyper-
tension resulting in signs and symptoms of right heart
failure. Other respiratory signs and symptoms associated
with CTD-ILD include resting and exertional hypoxemia,
pleuritic chest pain, hemoptysis, expectoration of mucus,
and wheezing.
Although the presence of an underlying CTD is oftenwell
dened in many patients presenting with ILD, the lungs
may be the
rst and/or primary manifestation of an under-lying CTD.7,8 If the underlying CTD is not known at the time
of presentation, specic attention to symptoms suggestive
of an underlying CTD is important.9 The medical history
should include questions regarding joint pain and swelling,
muscle weakness, and morning stiffness. Other signs and
symptoms include fever, mechanics hands, skin thicken-
ing, Raynaud phenomenon, rash or telangiectasias, gastro-
esophageal reux and regurgitation, and dryness of the
mucosal surfaces.
In some cases, the clinical features suggestive of an
underlying autoimmune process may not meet established
criteria for a dened CTD. This population of patients has
gained increasing recognition and several researchers haveproposed differing criteria to dene these patients.7,8,10,11
Although each of these criteria differ in regard to clinical
symptoms, serologies, and pathology, they generally iden-
tify a similar group of patients.12 Given the lack of consen-
sus in this area, the European Respiratory Society and
American Thoracic Society Task Force came together to
build a diagnostic platform on which to better understand
this condition.13 Theyproposed the terminterstitial pneu-
monia with autoimmune features or IPAF. The proposed
denition is not meant for clinical use at this time and
future research should be done to better understand this
condition.
Diagnostic Evaluation
Serologic testing is often performed when an underlying CTD
is suspected. Similar to most diagnostic tests, serologies alone
are often neither sensitive nor specic for a particular CTD. Ina study looking at patients with idiopathic pulmonarybrosis
(IPF), a common form of ILD that is not associated with an
underlying CTD,14 the frequency of detectable serologies was
no different compared with healthy controls.15 Therefore,
developing a close collaboration with a rheumatologist is
essential to understand the signicance of positive (and
negative) serologies in the setting of nonspecic signs and
symptoms in the hunt for an underlying CTD. Identifying an
accurate CTD is important, as this has consequences for
prognosis, treatment, and the development of other comor-
bid conditions. In those with an established CTD, further
serologic testing is often not indicated.Pulmonary function tests should be performed on all
patients with CTD-ILD. This helps determine the degree of
pulmonary impairment and is also necessary to monitor
disease activity. The most common physiologic abnormality
on pulmonary function testing is restrictive physiology and a
decreased diffusion capacity.
High-resolution computed tomography (HRCT) scans are
an important test in patients with CTD-ILD and is considered
the gold standard radiographic exam in patients with ILD.The
radiologic patterns most commonly found in CTD-ILD are
very similar to those found in the idiopathic interstitial
pneumonias.16 The most frequent radiologic patterns include
nonspecic interstitial pneumonia (NSIP), usual interstitialpneumonia (UIP), organizing pneumonia (OP), and lymphoid
interstitial pneumonia (LIP) (Fig. 1). Mixed or unclassiable
patterns can also be observed.
If there is concern that the underlying ILD is not related to
the underlying CTD (e.g., infection, drug toxicity, malignan-
cy), a bronchoscopy with bronchoalveolar lavage and/or a
lung biopsymay be necessary. Thehistopathologic patterns in
CTD-ILD also mimic those found in the idiopathic interstitial
pneumonias.17 The most commonpattern observed is cellular
and/or brotic NSIP for the majority of CTDs (Fig. 2). The
exception is among those with rheumatoid arthritis, where
the prevalence of the UIP pattern is higher.
18
Table 1 Interstitial lung disease in connective tissue diseaseprevalence and associated risk factors
Conn ective t issu e d is ease Prevalence Asso ciated r isk factors
Rheumatoid arthritis112 1.641% Age, cigarette smoking, serologies (rheumatoid factor and anticycliccitrullinated peptide), male gender, rheumatoid arthritis severity
Idiopathic inammatory myopathies113 580% Ethnicity, serologies(anti-amino-acyl-tRNA synthetases, anti-MDA-5 antibodies)
Scleroderma5,114 55
65% Ethnicity, diffuse disease, serologies (anti-topoisomerase antibody),hypothyroidism, cardiac involvement, and creatine phosphokinase
Sjgren syndrome115 975%a Inconsistent data
Systemic lupus erythematosus116 115% Age, disease duration, serologies (anti-(U1) RNP antibodies)
Mixed connective tissue disease117 5070% Limited da ta
aFor lung involvement, no numbers on interstitial lung disease alone.
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Connective Tissue Disease-Associated ILDs Aparicio, Lee 469
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In most circumstances, a lung biopsy is not performed in
the setting of a dened CTD. This is because the management
approach to CTD-ILD is independent of the underlying histo-
pathologic pattern. In other words, unlike the idiopathic
interstitial pneumonias where the underlying histopatholog-
ic pattern guides therapy and prognosis, all phenotypes of
CTD-ILD are treated the same.
This is another unresolved area in patients with CTD-ILD.
Identication of the underlying histopathologic phenotype
was a paradigm shift for the eld of ILD, specically for those
with idiopathic interstitial pneumonias. With the recognition
that patients with UIP pattern had a different clinical pheno-
type and prognosis compared with other histopathologicpatterns (e.g., NSIP), we have become more rened in our
approach to ILD diagnosis and management.19,20 We have
also learned that common immunosuppressive medications
used in the treatment of many forms of ILD, a combination of
prednisone, azathioprine, andN-acetylcysteine, is harmful in
patients with IPF, a form of idiopathic UIP.21 What is not clear
at this time is if patients with CTDand a UIP pattern should be
treated the same as a patient with CTD and an NSIP pattern. If
the biology of UIP pattern is consistent across etiologies (e.g.,
idiopathic or secondary to an autoimmune condition or
exposure), we could be harming CTD patients with a UIP
pattern with our general immunosuppressive strategy.
22
Future research should be done to determine if histopatho-
logic phenotype is important in the diagnosis and manage-
ment of C TD-ILD patients.
Treatment and Management
The rst step in the treatment of a patient with CTD-ILD is to
determine if treatment is indicated.23 Treatment should be
considered in all patients with severe or progressive disease.
Determining disease severityand activitycan be difcult, but
a combination of clinical symptoms, pulmonary function
tests, and imaging can be used.It is also important to consider
contraindications to therapy, including comorbid conditionsand drug interactions.24
For many CTD-ILDs, identifying patients at risk for pro-
gressive disease is challenging due to a variable disease
course. In IPF, the GAP (gender, age, physiology) model has
been used to categorize the risk of death over a 3-year time
period.25 A similar model was developed in a broader popu-
lation of ILD patients, including CTD-ILD. However, this has
not been validated and risk prediction within specic CTDs is
not well understood. Among patients with scleroderma-
associated ILD, factors such as percentage of predicted forced
vital capacity (FVC), extent of disease on HRCT scan, and age
have all been identi
ed as risk factors for progressive
Fig. 1 (A) Radiologic pattern of nonspecic interstitial pneumonia in a patient with scleroderma. There are ground glass opacities with
reticulation and subpleural sparing. (B) Radiologic pattern of usual interstitial pneumonia in a patient with rheumatoid arthritis. There is
subpleural and basilar predominant honeycombing. (C) Radiologic pattern of organizing pneumonia in a patient with idiopathic inammatory
myositis. There are areas of dense consolidation. A subsequent lung biopsy demonstrated nonspecic interstitial pneumonia and organizing
pneumonia.(D) Radiologicpatternof lymphocyticinterstitialpneumonia in a patient withSjgren disease. There arescattered thin-walledcysts in
both lungs. (Images courtesy of Brett Elicker, MD.)
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disease.2628 Unfortunately, many of the studies were limited
by lack of multivariate modeling, sample size, and lack of
validation. The development of practical risk prediction
models in patients with CTD-ILD may help identify those
who are at high risk for mortality, which could guide treat-
ment, counseling, and clinical trial design.
Oncea decision has been made totreat a patientwithCTD-
ILD, the general pharmacologic treatment approach is with
systemic immunosuppression. There are very few random-
ized controlled trials in patients with CTD-ILD and is another
area in which there are many unresolved issues. Until more
trials are performed, many of the treatment regimens usedare experience basedrather than evidence based.In the
next section, we review the most common pharmacologic
treatment options for patients with CTD-ILD.
Corticosteroids
Corticosteroids are consideredrst-line therapy in CTD-ILD29
despite the lack of controlled trials of corticosteroids in these
patients.3032 Corticosteroids are often used in combination
with other drugs called steroid sparingagents (e.g., azathi-
oprine, mycophenolate mofetil). When utilized in combina-
tion, the corticosteroid dose can often be reduced, which
decreases the cumulative toxicity and adverse side effects
associated with long-term use of corticosteroids.33 Starting
dose is generally around 0.5 mg/kg (ideal body weight) of
prednisone (or equivalent), generally not exceeding 40 mg
daily.23 After a treatment response is achieved and the
steroid-sparing agent dose is escalated, the corticosteroids
can be tapered to a lower maintenance dose. In some cases,
the corticosteroids may be completely discontinued. The side
effects of long-term corticosteroid use are well recognized
and include weight gain, glucose intolerance, emotional
lability, and opportunistic infection.34
CyclophosphamideCyclophosphamide is a potent immunosuppressive medica-
tion. The useof cyclophosphamide hasbeen studied in several
prospective and retrospective studies in CTD-ILD demon-
strating stabilization or improvement in lung function.3541
The largest of these was the Scleroderma Lung Study (SLS),
which was a clinical trial that randomized 158subjects to oral
cyclophosphamide or placebo.42 After 12 months of treat-
ment, subjects randomized to oral cyclophosphamide had a
more favorable change in FVC compared with placebo
(p
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associated with cyclophosphamide, including bone marrow
suppression, infection, risk of malignancy, and bladder toxic-
ity.43 This limits the routine use of cyclophosphamide in CTD-
ILD and is often reserved for those with more severe mani-
festations of their disease.44
Azathioprine
Azathioprine is a commonly used and effective steroid-spar-ing agent for many CTDs.4548 The use of azathioprine for the
treatment of CTD-ILD is common; however, the data support-
ing its use are primarily limited to small retrospective se-
ries.40,4952 A retrospective review of 13 patients with
polymyositis- or dermatomyositis-associated ILD demon-
strated a reduction in dyspnea, PFT stabilization, and a
reduction in corticosteroiddose after 12 months of treatment
with azathioprine.40 In another retrospective review of 11
patients with scleroderma-associated ILD, 8 subjects had at
least 12 months of treatment and had stable-to-improved
pulmonary function.52 The other three subjects discontinued
treatment due to side effects. A common starting dose is 0.5
mg/kg/day, increasing by 25 mg every 2 weeks up to 2 to 3mg/kg/day, not exceeding a total dose of 200 mg/day. 23 The
most common side effects are gastrointestinal intolerance,
bone marrow suppression, and infection.53,54
Mycophenolate Mofetil
Mycophenolate mofetil is an inhibitor of lymphocyte prolif-
eration and is increasingly being used as a steroid-sparing
agent in CTD-ILD.44 The data supporting the use of myco-
phenolate mofetil are limited to small retrospective se-
ries.5558 The largest series included 125 patients with
CTD-ILD, including patients with scleroderma, myositis,
and rheumatoid arthritis.
58
They reported that treatmentwith mycophenolate mofetil was well tolerated and associat-
ed with effective reduction in corticosteroid dosing during
the follow-up period. They also reported stable-to-improved
pulmonary function in this retrospective cohort. A typical
starting dose is 500 mg twice daily, increasing by 500 mg
every 2 weeks up to 2,000 to 3,000 mg daily. The most
common side effects are similar to those of azathioprine
with gastrointestinal intolerance, bone marrow suppression,
and infection.59
Calcineurin Inhibitors
Calcineurin inhibitors (e.g., cyclosporine A and tacrolimus)
inhibit interleukin (IL-2)-mediated CD4T cell activation.60
They are commonly usedin the immunosuppression regimen
following solid organtransplantation.59 Among the CTD-ILDs,
the most experience is with the myositis-related ILDs
(e.g., polymyositis, dermatomyositis, antisynthetase syn-
drome).6166 A recent retrospective study of 49 untreated
patients with polymyositis- or dermatomyositis-associated
ILD were analyzed.65 Approximately half of the patients
(n 25) were treated with tacrolimus plus conventional
therapy, while the other half were treated with conventional
therapy, dened as prednisolone plus an additional agent
(intravenous cyclophosphamide or cyclosporine). They
reported that those in the tacrolimus group had longer
event-free survival and longer disease-free survival com-
pared with the conventional therapy group. The most com-
mon side effects of calcineurin inhibitors include
hypertension and renal impairment.67 Both cyclosporine A
and tacrolimus require serum monitoring. Suggested trough
levels for cyclosporine A are between 100 and 200 ng/mL68
and between 5 and 20 ng/mL for tacrolimus.61,63
Rituximab
Rituximab is a monoclonal antibody against CD-20 B-cells,
which leads to B-cell depletion for up to 6 months. Rituximab
is a common treatment for many connective tissue disorders
(e.g., systemic vasculitis and rheumatoid arthritis),69 but is
less well studied in those with CTD-ILD. A retrospective
reviewof 50 patients with severe and progressive ILD,despite
conventional immunosuppression, had a median improve-
ment in FVC and stability in the diffusing capacity for carbon
monoxide.70 In this cohort, 33 patients had CTD-ILD, 2
developed serious infections requiring hospitalization, and
10 died from progressive lung disease. There are also some
case series describing the use of rituximab in ILD associatedwith antisynthetase syndrome,7174 scleroderma,75,76 and
rheumatoid arthritis.77 Rituximab is now being studied in a
randomized, double-blind, controlled trial compared with
intravenous cyclophosphamide in patients with CTD-ILD
(clinicaltrials.gov). The primary outcome of this study is
absolute change in FVC over 48 weeks. The most common
side effect of rituximab is opportunistic infection.7174
Emerging Treatment Options
Intravenous immunoglobulin (IVIG) contains pooled, poly-
valent, IgG antibodies extracted from plasma.78 The mech-
anism of action of IVIG is not completely understood, butlikelyhas immunomodulatory as well as anti-inammatory
effects in patients with autoimmune or inammatory con-
ditions.78 IVIG is often used as rescue therapy among
subjects with CTD, in particular those with inammatory
muscle disease and certain subsets of systemic lupus
erythematosus patients.7984 There are some emerging
data on the use of IVIG among those with CTD-ILD,85,86
but very little data are known about the efcacy of IVIG in
the treatment of this disease.
Novel antibrotic medications (e.g., nintedanib and pirfe-
nidone) have been recently approved by the FDA for the
treatment of IPF, one of the most common forms of ILD. It is
unknown at this time if these medications have a role in thetreatment of CTD-ILD. In patients with scleroderma-associat-
ed ILD, the safety and tolerability of pirfenidone was tested in
the LOTUSS (Safety and Tolerability of Pirfenidone in Patients
with Systemic Sclerosis-Associated Interstitial Lung Disease)
study.87 In this open-label study, pirfenidone was found to be
safe and generally well tolerated, with adverse events that
were expected andconsistent with those seen in the IPFtrials.
Further studies will need to be performed to determine if
either of these medications is efcacious in CTD-ILD.
Lung transplantation for CTD-ILD can be considered in
those patients with severe or progressive disease despite
medical therapy. However, this remains a controversial area
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due to specic challenges related to transplantation in CTD-
ILD. In particular, the presence of comorbid conditions and
extrapulmonary manifestations of their underlying CTD (e.g.,
gastroesophageal reux disease, pulmonary hypertension,
cardiovascular disease, musculoskeletal disease) may ad-
versely affect survival and graft function following transplan-
tation.88,89 Prognosis is also difcult to predict in this
population due to heterogeneity in the disease course andpoor understanding of the natural history of many CTD-ILDs.
Some encouraging data suggest that survival after transplan-
tation is similar among patients with and without an under-
lying CTD, specically in patients with scleroderma-
associated ILD.90,91 In addition, improvements in respirato-
ry-related quality of life have been observed among rheuma-
toid arthritis-associated ILD patients who have undergone
lung transplantation.92
Additional Management Strategies
The care of patients with CTD-ILD should involve a compre-
hensive and multidisciplinary approach. Although there are
limited data to support this approach, these interventions aregenerally low risk and may improve quality of life, exercise
tolerance, and reduce symptoms. General measures include
smoking cessation and infection prophylaxis. Infection pro-
phylaxis includes the administration of appropriate vaccines
(e.g., yearly inuenza vaccine and the pneumococcal vaccine)
as well as Pneumocystis jirovecipneumonia (PjP) prophylax-
is.93 Prophylaxis for PjP is recommended when combination
immunosuppressive therapy is used or when corticosteroid
doses exceed 20 mg daily for a sustained period of time.94
Pulmonary rehabilitation is a structured exercise and
education program that increases exercise tolerance im-
proves muscle deconditioning, and improves quality of lifein patients with chronic respiratory disorders,including CTD-
ILD.95,96 Although these programs have been designed pri-
marily for patients with chronic obstructive pulmonary dis-
ease, they are being increasingly used by patients with ILD.97
Efforts are ongoing to help tailor pulmonary rehabilitation
programs to patients with ILD.
Supplemental oxygen therapy should also be prescribed in
CTD-ILD patients with low resting oxygen saturations and
those who desaturate at night or with ambulation. There are
no studies demonstrating a survival benet of oxygen thera-
py; however, it can positively impact quality of life and
exercise tolerance in patients with ILD.98
Finally, a careful investigation for comorbid conditionsshould be done in patients with CTD-ILD, as these can
impact morbidity and mortality.99101 Depending on the
underlying CTD-ILD, the comorbidities could include car-
diovascular disease,102,103 lung cancer,104,105 thromboem-
bolic disease,106 gastroesophageal reux disease,99,100 and
pulmonary hypertension.107
Prognosis
ILD is one of the most serious complications observed among
patients with CTD and is associated with signicant morbidi-
ty and mortality. Among patients with scleroderma, ILD is
now the leading cause of death in this group of patients.108 In
rheumatoid arthritis, patients with ILD had a median survival
after ILD diagnosisof 2.6years, which is a threefoldhigher risk
for death compared with their rheumatoid arthritis counter-
parts without ILD.109 In addition, mortality rates due to
rheumatoid arthritis-associated ILD appear to be increasing
over time despite the overall decline in mortality in patients
with rheumatoid arthritis.110
Interestingly, in patients withidiopathic inammatory myopathies (e.g., polymyositis,
dermatomyositis), the presence of ILD was not associated
with worse prognosis in a retrospective reviewof 62 patients,
approximately half of whom had ILD.111
Conclusion
Signicant progress has been made in our understanding of
CTD-ILD. Several of the areas requiring further investigation
were highlighted in this review, including the unclear signi-
cance of patients who have features suggestive of an under-
lying CTD (i.e., IPAF patients), the unknown role of
distinguishing histopathologic phenotypes among patientswith CTD-ILD, and the lack of controlled clinical trials to
inform pharmacologic management of patients with CTD-
ILD. Moving forward, a multidisciplinary and multidimen-
sional approach to diagnosis, management, and investigation
of CTD-ILD patients will be essential for us to better under-
stand the epidemiology and pathobiology of this challenging
group of diseases.
Funding
None.
Acknowledgments
We thank Brett Elicker, MD, for the radiology images and
Kirk Jones, MD, for the pathology images.
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