Rudolph T Randa Financial Disclosure Report for 2010

8/3/2019 Rudolph T Randa Financial Disclosure Report for 2010

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FINANCIAL DISCLOSURE REPORTFOR CALENDAR YEAR 2010

Report Required by the Ethicsin Government Act of 1978(5 U.S.C. app. 101-111)

1. Person R epor t ing ( las t name, f i r s t , middle in i t ia l ) 2. Court o r Organ iza t ion 3. Date of ReportP A N D A , R U D O L P H T . U S D C, E D -W I 05/09/2011

4. T i t le (Art ic le 111 judges indicate ac t ive or senior s ta tus ;magistrate judges ind icate full- or part-time)D I S T R IC T C O U R T J U D G E ( A C T I V E)

7. Chamb ers or Off ice AddressUSDC-ED Wl517 E. Wis cons in Ave . , Rm. 3 10Mi lw auk ee , WI 53202

5a. Repor t Type (check approp r ia te type)] N o m i n a t i o n , D a t e[] Initial [] Annual [] Final5b. [] Amended Report8. On the b asis o f the in fo rma tion con ta ined in th is Report and anymodif ica t ions per ta in ing there to , i t is , in my opinion, in com pl iancewith app l icable laws and regula t ions.

Rev iewing Office r Date

6. Report ing Pe riod01/01/2010

to12/31/2010

I M P O R T A N T N O T E S : Th e ins t r u c tio ns a cco m p a ny ing th i s f o r m m u s t b e f o l lo w ed . C o m p l e te a l l p a r t s ,checking the NONE box for each part where you ha ve no reportable information. Sign on last page.

I . P O S I T I O N S . t R e p o r a . g i .a l v l d n n t o . i y ; s e e ~ . 9 - 1 3 of filing instructions.)~] N O N E (No repo rtable positions.)

POSITION1 . Trustee Trust #12.3.

4.5.

NAME OF ORGANIZATION/ENTITY

I I . A G R E E M E N T S . ~ R ~ p o r ~ g i ~ a i ~ i a n a t o ~ t y ; see pp.14-16 of f ! l ing ins truc t ions . )~] NONE (No reportable agreements.)

DATE PARTIES AND TERMS


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FINANCIAL DISCLOSURE REPORTPage 2 of 7

N a m e o f P e r so n R e p o r t i n gRANDA, RUDOLPH T.

D a t e o f R e p o r t05/09/2011

I I I . N O N - I N V E S T M E N T I N C O M E . (Reporting individual and spouse; see pp. 17-24 of filing lnstructions.)A. Filers Non-Investm ent Incom e[ NO NE ( N o r e p o r ta b le no n - i nv e s t m e n t i nc o m e . )

DATE SOURCE AND TYPE

2.

3.

4.

INCOME( y o u r s , n o t s p o u s e s )

B . S p o u s e s N o n - I n v e s t m e n t I n c o m e - If you were married during any ponion of the reporang yeur, complete this section.(Dollar amount not required except for honoraria.)~-] (N o rep orta b le incom e.)O NE non- inves tment

DATE SOURCE AND TYPE1 .86 -P res en t Wages f rom " Serv i ces " p r iva t e agency2.3.4.

I V . R E I M B U R S E M E N T S - transportation, Iodglng, food, entertainmeng(Includes those to spouse and dependent children; see pp. 25 -27 of f!ling instructions.)

N O N E ( N o reportable reimbursements.)SOURCE DATES LOCATION

1 .

2.3.4.5o .

PURPOSE ITEMS PAID OR PROVIDED


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N a m e o f P e r s o n R e p o r t in gRANDA, RUDOLPH T.

D a t e o f R e p o r t05/09 /2011

V . GIFTS. (Includes those to spouse and dependent children; seepp. 28-31 of filing instructions.)N O N E (No rep ortable gifts .)

SOURCE DESCRIPTION1.2.

3.

4.

5.

VALUE

V I . L I A B I L I T I E S . a n c l u d e s t h o s e o f s p o u s e u n d d e p e n d e n t c h i ld r e n ; s e e p p . 3 2 - 3 3 of fillng instructions.)~ N O N E (No reportable liabilities.)CREDITOR DESCRIPTION

1.2.

3.

4.

5.

VALUECODE


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FINANCIAL DISCLOSURE REPORTPage 4 o f 7

N a m e o f Person Report ingR A N D A , R U D O L P H T .

Date of Repor t05/09/2011

V I I . I N V E S T M E N T S a n d T R U S T S - i n c o m e , v a l u e , U u . s a c ti o n s a n c t u d e s t h o s e of s pous e and dep enden t ch i ldr en ; s ee p p . 3 4 - 6 0 of filing instructions.)[] NONE income, assets, or transactions.)N o reportable

3.4.5.6.7.8.

C ha r l e s Sc hwa b (C on t r ibu t o ry I RA) (C oreEqui ty Fund)Marine Bank (Cert i f ica te of Deposi t )

N o n e JInterest K

T

T

Prude n t i a l In sura nc e Mut ua l Fund (A V a l ueFund)Re n t a l I nc om e , Mi l wa uke e , Wi sc ons i nTrust #1- Fe de ra t ed US Tre a sury C a sh Re se rve- C a l a m os C onve r t i b l e Fund

A Di v i de nd J TD R e n t M W

C Dividflntere L T

9. -Fede ra t ed High Yie ld1 0 . -Intl Income Fund CL A~1 I . -Federa ted Mortgage Inst i tut ional1 2 . - P i m c o Fo re i gn B ond I ns t i t u ti ona l1 3 . - V a ngua rd Long- Te rm Tre a sury FundA d m i r a l1 4 . - V a ngua rd I n t e rm e d i a t e - Te rm Tre a suryFund Adm i ra l1 5 . -Berge r Smal l Cap Va lue Fund1 6 . -Delaware Trend Inst l1 7 . -Europaci f ic Growth Fund

I. Income Gain Codes;ISee Colu mns B I and: lM )

2.V al ue C o d es( See Colu mns CI and

3. V al ue Met h o d C o d es( See Colu mn C2 )

A:= $1.000 or less B = $ 1.001 - $ 2 .500F =$50,001 - $100,000 O =$100,001 - $1,000.000J =$!5.000 or less K =$15.001 - $50.090N =$ 2 5 0 ,0 0 1 - $ 5 0 0 .0 ~ O =$500.001 - $1,000.000P3 =$25.000,001 - $50.000.000Q =Appraisal R -~est (Real Estate Only)U =Book Value V = O ~ h er

C = $ 2 .501 - $ 5 .000HI =$1.000.0~1 - $5.000.000L =$50.001 - $100.000P I = $ 1.000.001 - $5.000.000P4 =More than $50.~00.000S = A ssessm en tW =Estimated

D =$5.001 - $15.0~0H2 =More than $5.000.000M =$100.001 - $250.000P2 =$5,000.001 - $25,000,000T-~Sas h M ar ket

E =$15.001 - $50.000


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N a m e o f P e r so n R e p o r t i n gRANDA, RUDOLPH T.

D a t e o f R e p o r t05/09 /2011

V I I . I N V E S T M E N T S a n d T R U S T S - income, value, tra . . . . t l ons (Inc ludes those of spouse and dependent chi ldren ; see pp. 34-60 of f!ling instructions.)[] NONE income, assets , t ransact ions.)N o reportable or

l g . -Harbor Capitol Appreciation Fund

1 9 . - L a C r o s se L a r g e C a p S t o c k F u n d

: (seeC0umnsBl andD4) E=$ 5 0 ~0 0 1 $ 1 0 0 0 0 0 G = $ 100, 00i 4 51, 000~ 000 1 1 1 ~ $ 1 0 0 0 , 0 9 1 ~ $ 5 ~ 0 0 0 ; 0 0 0 : H 2 - - M o r e t h a n $ 5 ~ , o o o2 . V a l ue C o d es J = $ 15,000 o r le ss K = $ 15,001 , $50 ,000 L =$50~00i ~ ~100,000 ~ ~ i 0 0 ~ i ~ $ 2 5 0 1 0 0 9( s ee Colu mns C1 and D3) N =$250,001 - $500,000 O =$500,001 - $1,000,000 ......

P3 =$25.0~0.001 - $50,000,000 P4 =More than $50 0001~00 : ?3. Value M eth o d C o d es O =Ap praisa l R =Cost (Real Estate Only) S =As~m~i T ~ash Market( See Colu mn C2 ) U = Bo o k V a l ue V =Oth er W--Es t ima te d :


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N a m e o f P e r s o n R e p o r t in gRANDA, RUDOLPH T.

D a t e o f R e p o r t05/09/2011

V III. ADDITIONAL INFORM ATION OR EXPLANATIONS. andicatepan of report.)


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FINANCIAL DISCLOSURE REPORTP a g e 7 o f 7

Name o f Pe rson Report ingR A N D A , R U D O L P H T .

Date of Repor t05/09/2011

IX. CERTIFICATION.I c e r t if y t h a t a l l in f o r m a t i o n g i v e n a b o v e ( i n c l u d i n g i n f o r m a t i o n p e r t a i n i n g t o m y s p o u s e a n d m i n o r o r d e p e n d e n t c h i l d r e n , i f a n y ) i sa c c u r a t e , t r u e , a n d c o m p l e t e t o t h e b e s t o f m y k n o w l e d g e a n d b e l i e f , a n d t h a t a n y i n f o r m a t i o n n o t r e p o r t e d w a s w i t h h e l d b e c a u s e i t m e t a p p l i c a b l e s t a t u t o r yp r o v i s i o n s p e r m i t ti n g n o n - d i s c lo s u r e .I f u rt h e r c e r t if y t h a t e a r n e d i n c o m e f r o m o u t s i d e e m p l o y m e n t a n d h o n o r a r i a a n d t h e a c c e p t a n c e o f g i f t s w h i c h h a v e b e e n r e p o r t e d a r e i nc o m p l i a n c e w i t h t h e p r o v i s io n s o f 5 U . S . C . a p p . 5 0 1 e t . s e q . , 5 U . S .C . 7 3 5 3 , a n d J u d i c i a l C o n f e r e n c e r e g u l a t i o n s .

Signa tur e: S/RUDOLPH T. RANDA

N O T E : A N Y I N D I V ID U A L W H O K N O W I N G L Y A N D W I L F U L L Y F A L S I F IE S O R F A I L S T O F I L E T H IS R E P O R T M A Y B E S U B J E C T T O C I V ILAND CR IMINAL SANCTIONS (5 U.S.C. app . 104)

C o m m i tt e e o n F i n a n c i a l D is c l o s u r eAdmin is t ra t ive Off ice o f the Uni ted Sta te s Cour tsSui te 2-301O n e C o l u m b u s C i r c l e , N . E .W a s h i n g t o n , D . C . 2 0 5 4 4

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Rudolph T Randa Financial Disclosure Report for 2010