Rudi M Brewster Financial Disclosure Report for 2010

8/3/2019 Rudi M Brewster Financial Disclosure Report for 2010

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FINANCIAL DISCLOSURE REPORTFOR CALENDAR YEAR 201 0

Report Required by the Ethics

in Government Act of 1978

(5 U.S.C. app. §§ 101-111)

1. Person R epor t ing ( las t name, f i r s t , middle ini t i a l )

Br ews te r , Ru di M .

4. Title (Article 111 judges indicate active or senior status;

magistrate judges indicate full- or p art-t ime)

Senior U.S. District Judge

7. Chambers or Off ice Address

U.S. Courthouse

940 Front Street, Suite 4165San Diego, CA 92101-8902

2. Court or Organizat ion

So. Dis tric t of California

3. Date of Report

05/02/2011

5a. Report Type (check appropriate type)

] N o m i n a t i o n , Date

[] Initial [] Annual [] Final

5b, [] AmendedReport

8.On the basis of the information contained in this Report and any

modifications pertaining thereto, it is, in my opinion, in compliance

with applicable laws and regulations.

Reviewing Officer Date

6. Reporting Period

01/01/2010

to

12/31/2010

IMPORTANT NOTES: The ins tructions accompanying this form m ust be fol lowe~L C omplete al l parts ,

checking the NONE box for each part where you ha ve no reportable information. Sign on last page.

I . P O S I T I O N S . (Report ing individual only; seepp. 9-1 3 of fi ling instructions.)

~] N O N E (No reportable positions.)

POSITION

2.

3.

4.

5.

NAME OF ORGANIZATION/ENTITY

II. AGREEMENTS. (Reporting individual only; seepp. 14-16 of f!llng instructions.)

~] NONE (No reportable agreements.)

D A T E PARTIES AND TERMS



FINANCIAL DISCLOSURE REPORT

Page 2 of 7

N a m e o f P e r s o n R e p o r t in g

Brewster, Rudi M.

D a t e o f R e p o r t

05/02/2011

III. N O N - I N V E S T M E N T I N C O M E . (Reporting individual andspouse; seepp. 17-24 of filing instructions.)

A. Filer’s Non-lnvestm ent Incom e

~ (No reportable non-investment income.)ONE

DATE SOURCE AND TYPE

2.

3.

4.

INCOME(yours , not spouse’s )

B . S p o u s e ’ s N o n - ln v e s t m e n t I n c o m e - l f you were m arried during anyportion of the reporting year, complete this section.

(Dollar amount not required except for honoraria.)

NONE (No reportable non-investment income.)

DATE SOURCE AND TYPE

1 .

2.

3.

4.

I V . R E I M B U R S E M E N T S -transportation, lodging, food, e n t e r t a i n m e n t .

(Includes those to spouse and dependent children; see pp. 25-27 offiling instructions.)

~ (No reportable reimbursements.)ONE

2.

3.

4.

5.

SOURCE DATES LOCATION PURPOSE ITEMS PAID OR PROVIDED




Page 3 of 7

N a m e o f P e r so n R e p o r t i n g

Brewst er , Rudi M.


05/02/2011

V . G I F T S . a n c l u d e s those to spou ... . d dependent children; see pp. 28-31 o f filing instructions.)

N O N E (No reportable gifts.)

SOURCE DESCRIPTION

1 .

2.

3.

4.

5.

VALUE

V I . L I A B I L I T I E S . a n c lu d e s those of spouse a nd depen dent children; see pp. 32 -33 of fi ling instruct ions.)

N O N E (No reportable liabilities.)

CREDITOR DESCRIPTION

1 .

2.

3.

4.

5.

VALUE CODE




Page 4 of 7 Ia m e o f P e r s o n R e p o r t i n g

Brewster, Rudi M.


05/02/2011

V I I . I N V E S T M E N T S a n d T R U S T S - income, value, transactions (Includes those o f spouse and dependent children; see pp. 34-60 of f il ing instructions. )

N O N E (No reportable income, assets, or transactions.)

D e s c r i p t io n o f A s s e t s

( in c l u d i n g t r u s t a s s e t s )

Place "(X)" after each asset

exempt from prior disclosure

1 . Charles Schwab Money Market

2. CA S ta te GO 5 .25% Due 2 /10

3. CA S ta te GO 5% D ue 4 /10

4. CA S ta te GO 6 .125% D ue 10 /11

5. PI MCO T o ta l Return

6. V a n g u a rd B o n d I n d e x

7. Vanguard Hi-Yie ld Corp

8. Vanguard IT Inves t Grade

9. Vanguard In f la t ion Pro tec ted Bond

1 0 . V a n g u a rd S T B o n d I n d e x

1 1 . Vanguard ST Inves t Grade

1 2 . Vanguard ST T reasury

1 3 . Vanguard GNMA

1 4 . D F A C A S T M u n i

1 5 . PIMCo CA Shor t Durat ion

1 6 . Vanguard CA Ins In t

1 7 . DFA Five -Yea r Globa l Bond

B. C .D,

Incom e during G ross va lue at end Transactions during reporting period

reporting period of reporting period

(I ) (2 ) (1) (2) (1 ) (2) (3) (41 (5 )

Amount Type (e.g. , Yalue Va lue Type (e.g., D a t e Value Gain Identity of

Code I div,, rent, Code 2 Method buy, sell , m m /d d/y y " Co de 2 C od e t buyer/seller

(A-H) o r i n t . ) ( J - P ) Code 3 redemption) (J-P) (A -H) ( i f p r i v a t e

t r a n s a c t i o n )Q - W )

A Interest K T

B In terest Matured 02/01/10 K

B Interest Matured 04 /01 /10 K

B Interest K T

D Div idend L T

C Div idend L T

C Div idend K T

A Div idend K T Buy 12/03/10 K

C Div idend M T

C Div idend M T

A Div idend K T

C Div idend M T

13 Div idend K T

B Div idend M T Buy 03/26/10 K

(add’l)

A Div idend L T Buy 12/03/10 K

(add’l)

D Div idend M T Buy 03/26/l 0 K

(add’l)

B Div idend K T Buy 12/03/10 K

A

A

1 . Income Gain c0 de~ ! A =$i;000 o r ld sS B = $I;001 - $2,5 00

(See Columns B I and Dzl) F =$50,001 - $100,000 G =$100,001 - $1,000,000

2. Value Codes J =$1 5,000 or less K =$I5,001 - $50,000

(S ee Co lumns C I and D 3) N = $250,0 01 - $ 500,000 O =$500,001 - $ 1 ,000,000

P3 =$25,000,001 - $50,000,000

3. Value Method Codes Q =Appraisal R =Cost (Real Estate Only)

(S ee Co lumn C2 ) U =Book Value V =Oth er

C =$2,501 - $5,000 D =$5,001 - $15,000

H i =$1 i000100 i - $5,000,000 H2 =More than $5,000,000

L =$50,001 - $100,000 M = $100,001 - $250,000

P 1 =$ 1,000,001 - $ 5,000,000 P2 =$5,000,001 - $25,000,000

P4 =More than $50,000~000

S =Assessment T =Cash M arke t

W =E s t ima ted

E =$15,001 - $50,000




Page 5 of 7

N a m e o f P e r s o n R e p o r t i n g

Brewster , Rudi M.

Date of Report

05/02/2011

V I I . I N V E S T M E N T S a n d T R U S T S - i n c o m e , v a l u e , transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)

NONE (No reportable income, assets, or transactions.)

A." B. C.

D e s c r ip t io n o f A s s e t s Income during G r o s s v a l u e a t e n d

( in c l u d i n g l x u s t a s s e t s ) repomng period

( 1 ~ (2 ) ( 1 ) (2)

P l a c e " ( X ) " a f te r e a c h a s s e ~ A m o u n t " f y pe ( e .g . , Value Value T y p e ( e . g . , D a t e Value

exempt from prior disclosure C o d e 1 div, rent , C o d e 2 M e t h o d b u y , s e l l , m m / d d / y y C od e : 2

( A - H ) o r i n t . ) (j-P) C o d e 3 r e d e m p t i o n ) ( J - P )

( Q - W )

Transac t ions dur ing r epo r t ing pe r iod

Gain I d e n t i .t y o f

Code 1 buyer/seller

(A-H) (if private

transaction)

1 8 . D F A L a r ge C a p A Div idend K T

1 9 . D F A L a r g e C a p V a l u e A Div idend K T

20 . TR P r ice Equ ity Income A Div idend J T

21 . Vanguard Growth Index A Div idend J T Sold 12/03/10

(part)

22 . Vanguard 500 A Div idend K T Sold 12/03/10

(part)

23 . Vanguard Div idend Growth A Div idend Sold 12/03/10

J

J

J

C

C

B

24 . D FA U S M ic ro Ca p A Div idend J

25 . D F A U S S m a l l C a p V a l ue A Div idend J T Sold

(part)

26 . D F A U S S m a l l C a p A Div idend J T Sold(part)

27 . Vanguard Sma l l Cap Growth Index A Div idend J T

12/03/10 J A

12/03/10 J A

28. T C S S to c k No n e J

29 . Rey Rive r Ranch S tock No n e J

30 . V a n g u a rd C A T a x E x e m p t B Div idend M T

31 . Cabr i l lo Fed Cred i t Union A Interest L T

i i n~ r rn rGa i~ C0d~g: A=si;0000riess B=$1,001 =$2,500

(See Columns B I and IM) F =$50,001 - $100,000 G =$100,001 - $1 ,000,000

2. Value Codes J =$15,000 or less K -$1 5,001 - $50,000

(S ee Co lumas CI and D 3) N =$250,001 - $500,000 O =$500,001 - $ !~000~000

P3 =$25,000,001 - $50,000,000

3. Value Method Codes Q =Appraisal R =Cost (Real Estate Only)

(S ee Co lumn C2 ) U =Book Value V - O t h e r

C =$2,501 - $5,000

H 1 =$1,000,001 - $5,000,000

L $50 , 001 - $I 00 , 000

P4 -More than $50,000,000

S =Assessmen t

W =E s t ima ted

D =$5,001- $15,000

H2 =More than $5,000,000

M=$100,001 -$250,000

P2 =$5,000,001 -$25,000,000

T =Cash M arke t

E =$15,001- $50,000




Page 6 of 7

Name of Person Repor t ing

Brewster, Rudi M.

Date of Repor t

05/02/2011

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. andicate part of report.)




Page 7 of 7

Name of Person R epor t ing

Brewster, Rudi M.

Date of Report

05/02/2011

IX . CERTIFICATION.

1 cer t i fy that a l l i n fo rmat ion g iven above ( inc lud ing in format ion per t a in ing to my spouse and minor o r dependen t ch i ld ren , i f any) i s

a c c u r a t e , t r u e , a n d c o m p le t e t o t h e b e s t o f m y k n o w le d g e a n d b e l i e f , a n d th a t a n y in f o r m a t io n n o t r e p o r t e d w a s w i th h e ld b e c a u se i t m e t a p p l i c a b l e s ta tu to ryp r o v i s io n s p e r m i t t i n g n o n - d i s c lo su re .

1 f u r t h e r c e r ti f y t h a t e a rn e d i n c o m e f r o m o u t s id e e m p l o y m e n t a n d h o n o r a r i a a n d t h e a c c e p t a n c e o f g i f t s w h ic h h a v e b e e n r e p o r t e d a r e i n

compliance with the provis ions of 5 U.S.C. app. § 501 e t . seq. , 5 U.S.C. § 7353 , and Judic ia l Conference regula t ions.

Signature: S/Rudi M . B r e w s t e r

N O T E : A N Y IN D I V ID U A L W H O K N O W I N G L Y A N D W I L F U L L Y F A L S I F IE S O R F A I L S T O F I L E T H I S R E P O R T M A Y B E S U B J E C T T O C I V I LA N D C R I M I N A L S A N C T I O N S ( 5 U . S . C . ap p . § 1 0 4 )

Committee on Financial Disclosure

Administrative Office of the United States Courts

Suite 2-301

One Columbus Circle, N.E.

Washington, D.C. 20544

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Rudi M Brewster Financial Disclosure Report for 2010