RRC Connection ReEstablishment

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    1. RRC Connection Re-Establishment Understandingdocument

    1.1 Objective

    The main objective of this document is to understand the RRC connectionEstablishment procedure and RRC connection Re-Establishment procedure at botheNB and UE perspective.

    This document deals with the following sections

    !" RRC Connection Establishment se#uence diagram with e$planation.

    %" &bout RRC Connection Re-Establishment with se#uence diagram at eNB

    and UE with module level interaction.

    '" (uccess and )ailure case of RRC Connection Re Establishment.

    *" Causes for Re Establishment.

    +" RRC Connection Re-Establishment Reject procedure with se#uence

    diagram interaction with eNB, UE and E.

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    1.2 RRC Connection Establishment Procedure sequence Diagram

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    1.2.1 !rie" Descri#tion:

    !" &fter the cell search is done and when UE initiates the call procedure, R&C

    procedure is initiated b/ the UE0if it is contention based R&C"

    %" 1n R&C procedure, UE sends a preamble 12 to the eNB as3ing for the

    1dentit/.

    '" eNB sends R&R 42U with Uplin3 5rant on reception of preamble 12. R&R

    42U contains the parameters C6RNT1 0Cell Radio Networ3 Temporar/

    1dentifier", U7 grant, Random access channel preamble 12 and timing

    advance.

    *" 8n reception of uplin3 grant, UE sends the RRC connection re#uest through

    sg'.

    +" eNB will send bac3 the same msg' to UE stating that RRC connection

    re#uest is received on sg*.

    9" UE sends &c3nowledgement to eNB on receiving the sg'. (RB! is created

    at eNB.

    :" RRC connection setup sent b/ eNB. 8n reception of RRC connection setup,

    (RB! is created at UE.

    ;" &fter (RB! is created, UE and eNB should communicate through the (RB!

    onl/.

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    !*"E sends 1nitial conte$t setup re#uest to eNB which contains the

    parameters li3e 2RB parameters, securit/ parameters and attach accept

    message.

    !+"eNB sends re#uest to UE for its capabilit/ information and sends to E.

    !9"(ecurit/ command re#uest is sent b/ eNB to UE. UE generates the integrit/and ciphering 3e/ and compare. 8n success, UE sends securit/ mode

    complete message to eNB.

    !:"8n reception of securit/ mode complete message b/ eNB, (RB% is created

    at eNB.

    !;"eNB sends RRC connection reconfiguration message to UE. Then (RB% is

    created at UE also on reception of RRC connection configuration message.

    !

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    1.$.1 Pur#ose o" Re-Establishment

    The purpose of Re-Establishment is to re-establish the RRC connectionwhich involves the re-activation of securit/ process, reconfigure (RB! andresumption of (RB% and 2RB operations.

    1f securit/ is not enabled or if securit/ procedure has failed, UE does notinitiate Re-Establishment. 1nstead it moves to RRC-127E state.

    The Re-Establishment will be succeeded onl/ if the eNB has a valid UEconte$t. 1f the eNB does not have a valid UE conte$t, Re-Establishment will not besuccessful.

    1.$.2 %uccess case o" RRC connection Re-Establishment

    Below is a UE and eNB interaction diagram in the case of RRC ConnectionRe-Establishmet is success.

    RRC connection Re-Establishment Request

    RRC connection Re-Establishment set-up

    RRC connection Re-Establishment Complete

    UE eNB

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    1.$.2.1 RRC connection Re-Establishment sequence diagram at e&!'ith (odule level sequence interaction

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    1.$.2.2 RRC connection Re-Establishment sequence diagram at UE'ith (odule level sequence interaction

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    1.$.$ )ailurecase o" RRC connection Re-Establishment

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    Below is a UE and eNB interaction diagram in the case of RRC ConnectionRe-Establishmet is )ailure

    RRC connection Re-Establishment Request

    RRC connection Re-Establishment Reject

    RRC connection Re-Establishment Reject can happen when eNB rejectsthe re#uest sent b/ UE due to 1nvalid UE conte$t or there is no availabilit/ ofresources at eNB to accept another UE.

    1.$.* Causes "or RRC connection Re-Establishment

    Below are some of the reasons for triggering RRC connection Re-Establishment.

    Radio lin3 failure

    RRC connection Re-configuration failure and over failure

    1ntegrit/ chec3 failure

    Upon mobilit/ from E-UTR& failure

    1.$.*.1 Radio lin+ "ailure

    Radio lin3 failure happensbecause of,

    !" 8n T'!= failure,%" 8n R&C msg @ indication to UE when T'!! is not started,'" 8n indication to UE that ma$ number of R7C retransmission has been

    reached.*" 8n U7 TB CRC failure scenario either in control plane or data plane.

    UE eNB

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    ?hen an/ of the above causes occurred, the UE will consider that radio lin3failure happened and should be detected. 1f the securit/ is activated the UE willinitiate the RRC connection re-establishment procedure, else the UE will leave thestate RRC6C8NNECTE2.

    1.$.*.2 RRC Connection Re-con"iguration "ailure

    8n reception of RRC Connection re-configuration message to UE, if the UEis not able to meet the configurations received b/ the eNB in the RRC connectionreconfiguration message, the UE will continue with the configurations used beforereception of RRC connection reconfiguration message. This is one of the cause fortriggering ReEstablishment.

    8n e$pir/ of T'== 0RRC Connection reconfiguration re#uest timer", UE goesin to the state RRC6127E.

    1.$.*.$ ,and over "ailure

    and over failure can happen when an/ one of the following scenarios weremet, leading to triggering of RRC connection ReEstablishment.

    !" ?hen TeNB does not have enough resources to admit a new UE.%" ?hen TeNB does not have that particular UEs valid conte$t.

    1.$.*.* ntegrit Chec+ "ailure

    1f the securit/ authentication has failed due to UE @ eNB fails at generation @

    derivation of AeNB 3e/ which causes message authentication failure, leads totriggering of RRC connection Re-Establishment procedure.

    1.$.*./ U#on mobilit "rom E-U0R "ailureobilit/ from E-UTR& failure can happen when an/ of the following

    scenarios were met, leading to triggering of RRC connection ReEstablishment.!" ?hen the UE is not able to match the configurations included

    in the mobility from E-UTRA commandmessage.%" ?hen the UE does not succeed in establishing a connection

    with the other R&T.

    '" essage authentication failure between E-UTR&N and anotherR&T.

    1.$./ RRC Connection Re-establishment message

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    The RRC connection re-establishment message mainl/ contains thefollowing.

    !" UE-1dentit/

    The UE 1dentit/ carries the values of C-RNT1, 4h/sCell1d and

    (hort&C-1.

    )or remaining scenarios, same C-RNT1 is used from the cell in which

    the trigger for Re-establishment happened.

    %" Cause for Re-establishment

    1f the Re-establishment procedure is initiated due to reconfiguration

    failure, the cause for Re-establishment is set as Re-Configuration

    Failure.

    1f the Re-establishment procedure is initiated due to hand over failure or

    inter R&T mobilit/ failure, the cause for Re-establishment is set as Hand

    over Failure

    1.$. RRC Connection Re-establishment #rocedure

    ?hen the RRC connection re-establishment procedure is initiated b/ UE, thefunctions of UE are,

    !" (top timer T'!=0UE to get bac3 in s/nc with eNB" if alread/ running

    %" (tart timer T'!!0Cell selection timer"

    '" To suspend all Radio bearers e$cept (RB=

    a. The reason wh/ we are suspending the 42C4 and R7C entities is,

    after suspending the 42C4 and R7C entities, no meta data will be

    sent to &C for scheduling.

    *" To reset &C configurations.

    a. &ll the &R process 12s were released and the state is reset to

    &R6127E in this &C reset process.

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    b. 2espite of receiving &CA @ N&CA from the UE, when

    ReEstablishment has been triggered, releasing of &R

    retransmission buffers will happen.

    +" To reset and appl/ default ph/sical channel configurations and &C main

    configurations

    9" To start cell selection procedure.

    &t UE after the cell selection is completed the timer T'!! is stopped and

    timer T'=! is started to initiate the contention based R&C. 1f the selected

    cell is inter R&T cell, the UE will leave the state RRC connected.

    The UE will send the RRC connection reestablishment message to lower

    la/ers for transmission to eNB.

    1f the UE receives the RRC connection Re-Establishment setu#from

    eNB, timer T'=!0R&C initiating timer" is stopped and both 42C4 and R7C

    entities were re-established for (RB!.

    UE performs the dedicated radio resource configuration procedure and

    resumes (RB!.

    Updating of securit/ is done. ie., Reactivation of 1ntegrit/ protection and

    ciphering algorithm and indicating the successful completion of the securit/

    procedure. Thereb/ submitting the RRC connection Re-establishment complete

    message to lower la/ers for sending to eNB.

    1.$.3 RRC Connection Re-Establishment Reject

    The RRC Connection Re-Establishment reject could happen when the eNBrejects the Re-Establishment re#uest message sent b/ the UE. The following arefew of the reasons for the Re-Establishment reject scenario.

    !" ?hen eNB does not have a valid UE conte$t%" ?hen (ecurit/ authentication procedure fails 0&C-1 calculation fails".

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    1.$.3.1 RRC Connection Re-Establishment Reject sequence diagram'ith interaction bet'een e&!4 UE and ((E