Rovner Three Questions About Strategy Bogota Feb2012 SCRUBBED

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    Three Questions about Strategy

    Joshua RovnerDepartment of Strategy and Policy

    U.S. Naval War College

    February 2012

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    Why Theory Matters

    Theory simplifies the complex.

    Theory provides a gateway to critical analysis.

    Theory helps distinguish good analogies frombad ones.

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    Why These Theorists Matter

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    1.What is war?

    2.What is strategy?

    3.What is victory?

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    Passion Chance

    Politics

    What is War?

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    Absolute War and Real War

    Absolute War

    1. A single event divorced from politics

    2. Simultaneous all-out force from both

    sides; a pure test of strength3. A complete and decisive victory

    Real War

    1. Governed by politics

    2. Inhibited by fog, friction, and

    chance

    3. Means are partial or total, ends are

    limited or unlimited; result is never

    final

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    What is War?

    war is not merely an act of policy

    but a true political instrument, a

    continuation of political

    intercourse, carried on with other

    means. p.87

    War is a clash between major

    interests, which is resolved by

    bloodshed p.149

    act of force to compel our enemy

    to do our will. p.75

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    an act of force

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    Why Violence Matters

    1. It creates fog.

    2. It creates friction.

    3. It arouses passion.

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    to compel our enemy

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    Brute Force and Coercion

    war is not merely an act of policy but a true

    political instrument, a continuation of political

    intercourse, carried on with other means.

    -On War, p. 87

    The power to hurt is bargaining power. To

    exploit it is diplomacy vicious diplomacy, but

    diplomacy.

    -Thomas Schelling

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    to do our will.

    Unlimited objective: to

    overthrow the enemy--to render

    him politically helpless or militarily

    impotent, thus forcing him to sign

    whatever peace we please;

    Or limited objective: merely to

    occupy some of his frontier-districtsso that we can annex them or use

    them for bargaining at the peace

    negotiations.

    p. 69

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    What is War?

    War is a matter of vital

    importance to the State; the

    province of life or death; the

    road to survival or ruin.

    p.63

    as water has no constantform, there are in war no

    constant conditions.

    p. 101

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    Five Fundamental Factors

    1. Moral influence

    2. Weather3. Terrain

    4. Command

    5. Doctrine

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    Moral Influence

    that which causes

    the people to be in

    harmony with theirleaders, so that they

    will accompany them

    in life and unto death

    without fear of mortal

    peril.

    p. 64.

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    Weather and Terrain

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    Command

    the generalsqualities of wisdom,

    sincerity, humanity,

    courage, and

    strictness.

    p. 65

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    Doctrine

    organization, control, assignment of

    appropriate ranks to officers, regulation of

    supply routes, and the provision of principal

    items used by the army.

    p. 65

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    What is Strategy?

    (Strategy) is the use of an

    engagement for the purpose of

    the war.

    Strategic theory must therefore

    study the engagement in terms

    of its possible results and of

    the moral and psychologicalforces that largely determine

    its course.

    p. 177.

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    Is Strategy an Illusion?

    Fog

    FrictionChance

    Passion

    Interaction

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    How do you win?

    1. Find a genius.

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    2. If you cant find a genius, find the center of gravity

    and concentrate force against it.

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    3. Obey the principle of continuity but do not cross the

    culminating point of victory.

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    4. Maintain civilian control

    If war is part of policy, policy will

    determine its character. . . .Policy,

    of course, will not extend its

    influence to operational details.Political considerations do not

    determine the posting of guards

    or the employment of patrols.

    But they are the more influential

    in the planning of war, of the

    campaign, and often even of the

    battle.

    p. 606

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    What is Strategy

    to win one hundred

    victories in one

    hundred battles is notthe acme of skill. To

    subdue the enemy

    without fighting is theacme of skill.

    p. 77

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    How do you win?

    Sunzis hierarchy

    1. Attack the enemys strategy

    2. Attack the enemys alliances

    3. Attack the enemys army

    4. Attack the enemys cities

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    How do you win?

    Intelligence

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    Net Assessment

    Know the enemy andknow yourself; in a

    hundred battles you will

    never be in peril.

    p. 84

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    Deception

    All warfare is based on deception.

    Therefore, when capable, feign

    incapacity; when active, inactivity.

    When near, make it appear that you

    are far away; when far away, that

    you are near

    Pretend inferiority and encourage

    his arrogance.

    pp. 66-67.

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    Manuever When he concentrates, prepareagainst him; where he is strong,

    avoid him.

    Keep him under a strain andwear him down

    Attack where he is unprepared;

    sally out when he does not

    expect you.

    pp. 67-69

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    5. Do not inhibit the generals

    He whose

    generals are able

    and not interferedwith by the

    sovereign will be

    victorious.

    p. 83.

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    What is Victory?

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    The Culminating Point of Victory

    Once the expenditure of effort exceeds

    the value of the political object, the

    object must be renounced and peace

    must follow.

    p. 92

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    In War the Result is Never Final

    . . . even the ultimate outcome of a war is not

    always to be regarded as final. The defeated

    state often considers the outcome merely as a

    transitory evil, for which a remedy may still be

    found in political conditions at some later

    date.

    p. 80

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    Criteria for Success

    1.Political goals achieved

    2.at a reasonable cost

    3.with plans for adurable settlement in

    place.

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    What is Victory?

    Your aim must be to

    take All-under-Heaven

    intact. Thus your troopsare not worn out and

    your gains will be

    complete.

    p. 79

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    Spectrum of Victory

    Carthage Sunzi

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    Bloodless Victory?

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    Bloodless Victory?

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    Parting Questions

    1. How do you know when you have won?

    2. How do you consolidate victory?

    3. How do you convince the enemy that the

    result of the war is final?

    4. How do you create a durable peace?