Please join ROTH for its annual three-day conference; one of the largest of its kind. The ROTH conference brings together executives from hundreds of growth companies and is designed to provide investors with a unique opportunity to gain insight into small and mid-cap growth companies across a variety of sectors, including: ,

, , , , , , , and .

We combine company presentations, Q&A sessions, expert panels and management one-on-one meetings to provide our private clients with extensive interaction with senior management to gain in-depth insights into each company.

ROTH Capital Partners, is please to feature a presentation track dedicated to:

This track will include two panels: & , as well as a , and minute presentations from approximately private companies. Investors will have the opportunity to attend company presentations and schedule one-on-ones with senior management teams to gain deeper insight and information. A beer tasting reception will be held following the track.

Business Services Cleantech & Industrial Growth Consumer Healthcare Oil & Gas Resources Semiconductors & IT Hardware Solar Software Technology

Private Capital Group

PRIVATE COMPANIES

IPO Readiness Millennial Marketing Family Office Roundtable 1540

888 San Clemente Drive Newport Beach CA 92660 800 678-9147 www.roth.com Member SIPC / FINRA• • • •

PRIVATE COMPANY TRACK

By invitation only.

Please email or contact your ROTH representative at 800.933.6830.registration@roth.comThis is not an offer or solicitation of the securities herein.

360 Fly (PRIVATE) Technology Kardium (PRIVATE) Healthcare6Fusion (PRIVATE) Technology Meridian (PRIVATE) TechnologyACM Research Inc. (PRIVATE) Cleantech & Industrial Growth Metric Stream (PRIVATE) TechnologyAcorns (PRIVATE) Technology Mico Innovations (PRIVATE) HealthcareActian (PRIVATE) Technology Mustang Bio Inc. (PRIVATE) HealthcareAdvantagene, Inc. (PRIVATE) Healthcare Naia Rare Diseases, Inc. (PRIVATE) HealthcareAlpine 4 (PRIVATE) Technology Nanosys, Inc. (PRIVATE) TechnologyAltimmune, Inc. (PRIVATE) Healthcare Onciomed, Inc. (PRIVATE) HealthcareAtiva Medical (PRIVATE ) Healthcare Optimal Plus Ltd. (PRIVATE) TechnologyAvelas Biosciences, Inc. (PRIVATE) Healthcare Otic Pharma, Inc. (PRIVATE) HealthcareBlissLights (PRIVATE) Consumer Peaxy (PRIVATE) TechnologyBlue Spark (PRIVATE) Technology Performance Health Systems (PRIVATE) ConsumerCheckpoint Therapeutics, Inc. (PRIVATE) Healthcare PicoBrew (PRIVATE) ConsumerComhear, Inc. (PRIVATE) Consumer Protagonist (PRIVATE) HealthcareConergy (PRIVATE) Cleantech & Industrial Growth Quanergy (PRIVATE) TechnologyCredit Shop (PRIVATE) Consumer Quarterspot (PRIVATE) ConsumerDash Radio (PRIVATE) Technology Rimini Street, Inc. (PRIVATE) TechnologyDrVita.com (PRIVATE) Consumer Ripple Nami (PRIVATE) TechnologyEmpyr (PRIVATE) Technology Senestech (PRIVATE) HealthcareEndra Life Sciences, Inc. (PRIVATE) Healthcare ShotSpotter (PRIVATE) TechnologyEpiEP (PRIVATE) Healthcare Skylit Medical (PRIVATE) HealthcareEverspin Technologies (PRIVATE) Technology Smule (PRIVATE) TechnologyFluidic Energy (PRIVATE) Cleantech & Industrial Growth Soft Health Technologies LLC (PRIVATE) HealthcareGazillion (PRIVATE) Technology Sonnen (PRIVATE) Cleantech & Industrial GrowthGeenee (PRIVATE) Technology Sungevity (PRIVATE) Cleantech & Industrial GrowthGlassPoint Solar (PRIVATE) Cleantech & Industrial Growth TaskRabbit (PRIVATE) TechnologyHeart Test Labs (PRIVATE) Healthcare Tria Beauty (PRIVATE) ConsumerHelocyte (PRIVATE) Healthcare UroGen Pharma (PRIVATE) HealthcareHookit (PRIVATE) Technology Vaccinex (PRIVATE) HealthcareIndi.com (PRIVATE) Technology

Date: Tuesday, March 15, 2016Time: 4:30pm - 6:00pmLocation: Pacific Promenade Lawn (Ritz)

Additional companies to be confirmed | Subject to change | as of 3/11/16

PRESENTING COMPANIES

Track Sponsor

Beer Tasting Reception