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Rotation, Scaling, and Translation Robust Image Watermarking Using Gabor Kernels Hiuk Jae Shim and Byeungwoo Jeon 1  School of ECE, Sungkyunkwan Univ., Korea ABSTRACT In this paper, we propose a RST-robust watermarking algorithm which exploits the orientation feature of a host image by using 2D Gabor kernels. From the viewpoint of watermark detection, host images are usually regarded as noise. However, since geometric manipulations affect watermarks as well as the host images simultaneously, evaluating host image can be helpful to measure the nature of distortion. To make most use of this property, we first hierarchically find the orientation of the host image with 2D Gabor kernels and insert a modified reference pattern aligned to the estimated orientation in a selected transformed domain. Since the pattern is generated in a repetitive manner according to the orientation, in its detection step, we can simply project the signal in the direction of image orientation and average the projected value to obtain a 1-D average pattern. Finally, correlation of the 1-D projection average pattern with watermark identifies periodic peaks. Analysed are experimental results against geometric attacks including aspect ratio changes and rotation. Keywords : Gabor kernels, projection average, rotation, scaling, translation 1. INTRODUCTION Many watermarking schemes are developed in order to obtain a proper degree of robustness against a lot of different distortions. One of the possible ways of accomplishing this is to identify the nature of distortion and to measure the exact amount of distortion in order to restore undistorted watermark signal by inverting the distortion. Another approach is to use a distortion-invariant domain that is independent of possible distortions. Every watermarking algorithm is trying to pursue some robustness based on these simple rules. There are many different kinds of attacks, and among those, detection of watermarks suffers most from the geometrical distortion such as rotation, scaling, translation (RST), and aspect ratio changes. Although this class of distortion does not decrease the quality of image much, nor obliterate the embedded watermark, the detection process fails to operate properly. Therefore, it is a very simple but quite an effective class of attacks to decrease the performance of watermark detection. To overcome this vulnerability, one can seek a RST-invariant domain in which watermark signal is embedded. This approach is a basic and theoretically reasonable way of overcoming geometrical distortions. O’Ruanaidh and Pun 1 have introduced a method to identify a transform-invariant domain using LPM(Log-polar Map) and Fourier-Mellin Transform. How ever, it has a disadvantage of diff iculties in i ts implementation. Pereira et al. 2-3 showed the use of templates, LPM, and LLM(Log-log Map) with purpose of recovering watermark signal from geometrically distorted images. This scheme works with relatively reasonable complexity and processing time. However, recent report of a method of removing template by Herrigel et al. 5 suggests that this template-based method is risky. Instead of any other tools such as template, Kutter 4 has proposed the use of autocorrelation function (ACF) which utilizes watermark as a reference point. Since watermark itself is used as a reference point, there is no additional degradation. This approach is quite a remarkable method, however, its exhaustive search to find ACF peaks limits its use as usual in real-time applications. Further author information: Hiuk Jae Shim: E-mail: [email protected] .ac.kr Byeungwoo Jeon: E-mail: [email protected] Security and Watermarking of Multimedia Contents IV, Edward J. Delp III, Ping Wah Wong, Editors, Proceedings of SPIE Vol. 4675 (2002) © 2002 SPIE · 0277-786X/02/$15.00 563

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Rotation, Scaling, and Translation Robust Image Watermarking

Using Gabor Kernels

Hiuk Jae Shim and Byeungwoo Jeon1 

School of ECE, Sungkyunkwan Univ., Korea

ABSTRACTIn this paper, we propose a RST-robust watermarking algorithm which exploits the orientation feature of a host image

by using 2D Gabor kernels. From the viewpoint of watermark detection, host images are usually regarded as noise.However, since geometric manipulations affect watermarks as well as the host images simultaneously, evaluating hostimage can be helpful to measure the nature of distortion. To make most use of this property, we first hierarchically findthe orientation of the host image with 2D Gabor kernels and insert a modified reference pattern aligned to the estimatedorientation in a selected transformed domain. Since the pattern is generated in a repetitive manner according to theorientation, in its detection step, we can simply project the signal in the direction of image orientation and average the

projected value to obtain a 1-D average pattern. Finally, correlation of the 1-D projection average pattern withwatermark identifies periodic peaks. Analysed are experimental results against geometric attacks including aspect ratio

changes and rotation.

Keywords : Gabor kernels, projection average, rotation, scaling, translation

1. INTRODUCTIONMany watermarking schemes are developed in order to obtain a proper degree of robustness against a lot of different

distortions. One of the possible ways of accomplishing this is to identify the nature of distortion and to measure theexact amount of distortion in order to restore undistorted watermark signal by inverting the distortion. Another approachis to use a distortion-invariant domain that is independent of possible distortions. Every watermarking algorithm is

trying to pursue some robustness based on these simple rules.

There are many different kinds of attacks, and among those, detection of watermarks suffers most from the geometrical

distortion such as rotation, scaling, translation (RST), and aspect ratio changes. Although this class of distortion does

not decrease the quality of image much, nor obliterate the embedded watermark, the detection process fails to operateproperly. Therefore, it is a very simple but quite an effective class of attacks to decrease the performance of watermark 

detection.

To overcome this vulnerability, one can seek a RST-invariant domain in which watermark signal is embedded. This

approach is a basic and theoretically reasonable way of overcoming geometrical distortions. O’Ruanaidh and Pun1

haveintroduced a method to identify a transform-invariant domain using LPM(Log-polar Map) and Fourier-Mellin

Transform. However, it has a disadvantage of difficulties in its implementation.

Pereira et al.2-3 showed the use of templates, LPM, and LLM(Log-log Map) with purpose of recovering watermark 

signal from geometrically distorted images. This scheme works with relatively reasonable complexity and processingtime. However, recent report of a method of removing template by Herrigel et al.

5suggests that this template-based

method is risky.

Instead of any other tools such as template, Kutter4 has proposed the use of autocorrelation function (ACF) whichutilizes watermark as a reference point. Since watermark itself is used as a reference point, there is no additional

degradation. This approach is quite a remarkable method, however, its exhaustive search to find ACF peaks limits itsuse as usual in real-time applications.

Further author information:Hiuk Jae Shim: E-mail: [email protected] Jeon: E-mail: [email protected]

Security and Watermarking of Multimedia Contents IV, Edward J. Delp III, Ping Wah Wong,Editors, Proceedings of SPIE Vol. 4675 (2002) © 2002 SPIE · 0277-786X/02/$15.00 563

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One method6

to reduce the complexity of the ACF is to insert a pattern periodically over whole image. Since magnitudespectrum of a periodical pattern yields discrete grid that can be used as reference points, recovery from geometric

distortions becomes easier by exploiting this property. The periodicity of embedded block reduces complexityreasonably, however, the periodicity itself presents another problem. That is, since the reference pattern is repeated,without any knowledge on the embedded pattern, it is possible to estimate the period that can be used in turn to removethe pattern. Despite of the possible risk associated with the periodical embedding, its merit of complexity reductionmade us adopt the periodically generated pattern in this paper.

Our proposed method basically consists of two parts. The first one is utilizing image feature. When geometricmanipulations occur, the distortions affect the host image in the same way as the watermark; therefore evaluating host

image can be helpful to measure the nature of distortions. The first step to use image features is estimating orientationof image, which is accomplished by the Gabor kernels in our proposed method. The second part is about the projectionaverage (PA). Since an image signal is represented in two dimensions, most approaches to recover geometricaldistortions carry out two-dimensional search that consequently calls for complexities in general. In our paper, we usethe PA method so that 2-D search becomes 1-D search to decrease its complexity.

2. WATERMARK EMBEDDING AND EXTRACTIONThe previous section discussed a possible attack on using periodical pattern embedding, however, it still has anattractive merit of increased detection probability. In other words, robustness is enhanced against another attack such ascompression. Furthermore, it does not mandate precise detection of embedded signal on up-sampled version of images.In this section, we describe how to utilize some features of host image so that embedded pattern can be generated in a

way repetitive and adaptive to host image.

2.1 ESTIMATING ORIENTATION OF HOST IMAGE BY USING GABOR KERNELS

The geometrical distortion has little effects on the quality of host images and embedded signal, and its characteristic

somewhat differs from other kinds of attacks. Because of the nature, distortion on embedded signal is relatively lessthan that by other attacks; moreover, the amount of distortion affects both the host and embedded signals in the sameway. Therefore, analysis of distorted image can provide critical information about the degree of geometrical distortion.

In addition, pattern is embedded in accordance to some features of image, which can be seen as an image adaptive wayof embedding.

There are many features to consider, which can represent nature of image itself, i.e., lines, edges, colors, and etc. One of the most interesting features among them is the orientation of an image. Since every image has its own orientation (forinstance, an image with a lot of buildings has much more horizontal frequency than the vertical one, or vice versa),

main energy of an image is likely to spread to a particular direction. Gabor kernels have been widely used in objectrecognition applications because filtering images with Gabor functions helps estimating directional blob or directionaledge components7-10 in object detection. In our method, we evaluate the directional feature of a host image with 2D

Gabor kernels, which have their own energy spread into specific directions.

A 2D Gabor function is a product of an elliptical Gaussian function with a complex exponential representing harmonic

modulation. A general form of the 2D Gabor function7

is given by,

2 2 2 20 0

0 0

2[( )cos( ) ( )sin( )][( ) / 2 ( ) / 2 ]

( , )  x y j x x y y x x y y

g x y e e

π θ θ 

σ σ   λ − − + −

− − + −

= (1)

where, (x0, y0) is the center of the elliptical Gaussian function, σ  x2

and σ  y2

are the variance of the Gaussian function in

the horizontal and vertical directions, and θ  and λ  are the orientation and wave-length of the harmonic modulation

function, respectively. In addition, assuming a unity aspect ratio ( σ  y / σ  x =1), the function can be separated as a real

Gabor function (RGF) and an imaginary Gabor function (IGF). The separated form of a Gabor function is as followings.

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{ }

{ }

2 2

2

2 2

2

( )

2

( )

2

2( , ) cos cos( ) sin( )

2( , ) sin cos( ) sin( )

 x y

 x y

 RGF x y x y e

 IGF x y x y e

σ  

σ  

π θ θ 

λ 

π θ θ 

λ 

− +

− +

= +

= +

(2)

These two functions have different features from each other. RGF has one large positive central lobe and two smallernegative lobes on both side of it, while IGF has one large positive lobe and one negative lobe. These features are shownin Figure 1 (a) and (b), whose differences are mainly made by cosine and sine functions in their forms. Therefore

general usage of RGF is appropriate to detect object height and width, while IGF is to detect object edges.

(a) (b)

(c) (d)

Figure 1: (a) shape of RGF, (b) shape of IGF, (c) RGF ( θ  =45 °), (d) IGF ( θ  =45 °)

Since we are interested in Gabor kernels in that they can indicate some specific directions of images, we utilize themonly as a directional estimator. Figure 1 (c) and (d) show Gabor kernels with specific directions, therefore it is expected

that correlating with any image of the same direction will result in high correlation value.

(a) (b) (c)

Figure 2: (a) original lena image, (b) image rotated by 15°, (c) correlation values

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One example can be found in Figure 2. The orientations of Figure 2 (a) and (b) are measured by Gabor kernels and theresults are shown in Figure 2 (c) which shows normalized correlation value between Gabor kernel and images by

varyingθ

in (2) from 1° to 180°. Maximum correlation values of original and rotated image occur at about 48° and 63° 

respectively, which illustrates the feasibility of estimating orientation with the Gabor kernels.

When we correlate the Gabor kernels with an image, the size of image and kernels needs to be the same. Moreover, it isapparent that small size of kernel reduces complexity of calculating correlation. Gabor kernels are relatively smallcompared to host image. Therefore we firstly down-sample the host image to the size of Gabor kernel. The advantage of 

using down-sampled image is that slight change of details is negligible to some extent.

To estimate the orientation of a host image, we need to find the location of the maximum correlation peak in Figure 2

(c). Therefore we correlate the host image with Gabor kernels having orientation from 1 ° to 180° in the step of 1°.Despite of the small size of the images, this process is still of high complexity, therefore we employ a hierarchical

approach which consists of three steps. In the first step, correlation is calculated at every 20° as shown in Figure 3.Therefore we evaluate 9 correlation values. Among them, we select an angle giving the largest correlation value and itsimmediately adjacent angle giving larger correlation value than the other one. These two angles identify a selected

interval of 20°. At the second step, we divide the selected interval to sub-intervals of 5° and calculate correlation valuesfor each sub-interval as before. In this step, we get 4 correlation values. We apply the same rule as above to find a

candidate sub-interval of 5°. At the final step, the selected sub-interval is divided into 5 sub-intervals of 1 ° and only thelargest correlation value is found. The corresponding angle is regarded as the orientation of image. Since correlation

calculation is performed 18 times in total, which is 1/10 of the full range search times, it is obviously a way of computational reduction.

Figure 3: 3 step search of image orientation

2.2 WATERMARK EMBEDDING

Once the orientation of the host image is estimated, an embedding pattern is generated with reference to a user key andthe orientation of a host image. For this purpose, we firstly generate a 1-D reference pattern W, determined by a user

key. W consists of –1, or +1 and its length is k. Suppose transforming function is X  , which transforms the host image I

into a signal C in a selected embedding domain, then the relation is C = X (I). When the size of the transformed host

image is MxN, W is repeated over horizontal length N and the repeated sequence is denoted by W 1D. When N is not an

integer multiple of k, W is repeated by J times where J⋅k < N and the remaining (N-J⋅k) positions are padded with zerovalue. Since the embedding domain is 2 dimensional, W1D is repeated through each row again by M times. The final

result is W2D of size MxN which is the same size as the transformed signal C. An example of reference pattern is shownin Figure 4 (a). Since the same 1-D pattern is repeated in each row, there are seen vertical lines. For this reason, we call

it having an orientation of 90°.

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 (a) (b)

Figure 4: (a) W2D (90° orientation), (b) W2D (50° orientation)

In actual embedding, we use a reference pattern that has the same orientation as the host image. Suppose the host image

has an orientation of 50°, then the reference pattern having an orientation of 50° as shown in Figure 4 (b) is used inembedding.

Embedding process is then simply adding W2D to C as described in (3), where s is a weighting factor and C   represents

an embedded signal.

2 DC C s W  = + ⋅  (3)

2.3 WATERMARK EXTRACTION

The 2 dimensional search generally required by estimation of geometrical distortions is one of the main source of 

computational burden. If the 2-D search can be separated into two 1-D searches or reduced to one 1-D search, then thecomplexity can be substantially reduced. In this paper, we use the so called, projection average (PA) approach whichmakes 1-D separation possible. Simply speaking, it is to project the signal onto an axis perpendicular to the orientation

of host image, and then to evaluate the average of the projected values. PA of 2-D reference pattern W2D having 90° of orientation as in Figure 4 (a) is described as following.

2 2

1 DW D

row

PA W  M 

=∑ 

(4)

Since the projection and averaging is done through each column (or 90 ° orientation),2 DW PA in (4) is exactly the same

as 1xN W1D. Similarly, PA of  C   assuming 90° orientation of an host image can be derived as following.

2

2

2

1( )

1 1

 D

 DC row

 D

row row

C W 

PA C s W   M 

C s W  M M 

PA s PA

= + ⋅

= + ⋅

= + ⋅

∑ 

∑ ∑ 

 

(5)

As mentioned previously,2 DW 

PA is the same as W1D, therefore correlatingC 

PA 

with W results in several correlation

peaks whose period is k. Therefore comparing the peaks of 2 DW PA and

C PA

 

can inform us the degree of geometrical

distortions. Figure 5 (a) shows an example of generated W2D, whose PA direction is along column (90° orientation).

2 DW PA and its ACF are shown in Figure 5 (b) and (c), respectively. Since evaluating the orientation of the image and

utilizing the information in generating and embedding reference pattern makes the proposed method somewhat free

from rotation, the only concern over the obtained peaks is the scaling information for proper recovery of watermark. However, the PA approach is based on the assumption that projection direction (i.e. orientation of the host image) canbe exactly found, otherwise correlation peaks will not be obtained. Therefore finding an accurate projection direction is

of main concern.

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 (a) (b) (c)

Figure 5: (a) W2D, (b)2 DW PA (below) and

C PA

 

(above), (c) ACF of 2 DW PA (below) and ACF of 

C PA

 

(above)

The total procedure described so far is summarized in Figure 6.

Figure 6: embedding part (above) and extracting part (below)

3. EXPERIMENTAL RESULTS3.1 ACCURACY OF ORIENTATION ESTIMATION

In order to utilize Gabor kernels, we need to determine parameters defining Gabor kernels. Those are the size of Gabor

kernel, variance of Gaussian σ 

2, and wave-length λ  . In order to obtain proper estimation results, we performed

simulation with various parameters to finally decide: the kernel size = 1/16 of host image size, variance of Gaussian =1/4 of kernel size. The wave-length λ  determines frequency component of the generated kernels. A small λ  indicates

high frequency and large λ  indicates the opposite. Low frequency case results in more accurate estimation. Therefore,

we set λ  to 1/2 length of kernel’s row (or column). Table 1 summarizes the accuracy of orientation estimation where

“diff.” indicates difference between a true and its estimated orientation after specified distortions. Since the parametersdefining the Gabor kernels may interact with the performance, more optimal selection criterion of parameter valuesmust be further studied.

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Table 1: Accuracy of orientation estimation

lena baboon pepperAspect ratiochange(H:V)

Rotationangle diff. diff. diff.

1 : 1.2 0 1.8 -2.83 0.04

1 : 1.4 0 3.41 -4.6 -2.941 : 1.6 0 5.68 -5.11 -4.67

1 : 1.8 0 6.51 -5.21 -5.99

1 : 2 0 6.79 -5.77 -6.76

1 : 1 1 0 -2 -1

1 : 1 10 3 -3 -1

1 : 1 20 -4 1 4

1 : 1 30 0 6 8

1 : 1 40 2 12 -11

3.2 GEOMETRICAL DISTORTIONS

The host image is 256x256 lena and embedding domain is assumed to be spatial domain. However, instead of spatialdomain, other transform domain is applicable as well. Since simulation was carried out on the spatial domain, theweighting factor s in (3) is to be determined to exploit so-called spatial masking effect

11. In order to obtain a weighting

factor s, we used the edge filter in a similar manner by Kalker12

. The weighting factor s is given by

max

log( )*

log( )

 f 

 f 

 I s t 

 I 

 

=  

 

 

(6) 

where If  represents a filtered image and t is a gain factor which is set to 2 in the experiments. The embedded image is

shown in Figure 7.

Figure 7: original lena image (left) and pattern embedded image (right)

Figure 8 (a) shows the generated2 DW PA , whose PA direction is along the orientation estimated by the Gabor kernels

and Figure 8 (b) shows “scaled and rotated” image. Scaling ratio is 1.2:1.4(20% and 40% enlarged in the horizontal and

the vertical directions, respectively), and rotation angle is 12°. Since the watermarked image is distorted, correlationpeaks of PA in Figure 8 (c) do not seem to be periodic. Taking DFT is helpful to find its period as shown in Figure 8(d).  For illustration, Figure 8 (d) shows a partial interval of discrete magnitude spectrum.  Before taking DFT, wecalculate gradient of (c) and suppress the local peaks, then it is easier to estimate the scaling information. Moreover,

since length L of DFT/frequency index = period T, comparing the period of each gives how much reference pattern hasbeen distorted.

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 (a) (b)

(c) (d)

Figure 8: (a) W2D (50° orientation), (b) distorted lena image (1.2:1.4 aspect ratio change and rotated by 12°), (c) ACF of 

2 DW PA (below) and ACF of C 

PA 

(above), (d) DFT of (c) 

4. CONCLUSSION

Geometric distortions such as rotation, scaling and translation are very effective attacks. In this paper, we propose amethod relatively robust to such attacks. By using Gabor kernels, we extract the orientation of image and based on theorientation information, reference pattern is periodically generated. In its detection step, the PA approach is used, whichproject the pattern to the estimated orientation; therefore after the PA procedure, 2-D processing becomes 1-Dprocessing which is computationally much simpler. Consequently the estimation of orientation is one of the main

concerns. As shown in the results, the estimation of orientation by Gabor kernels is still not accurate. This calls foradditional search around the estimated orientation to further refine the estimation. Moreover, the results in previoussection show robustness against geometrical distortions, however not like scaling and rotation case, translation hassomewhat different effect on the proposed method. Since orientation is estimated with assumption of the center of animage being not changed, once the center is shifted, it causes inaccuracy of estimated orientation. We leave these as our

future work.

ACKNOWLEDGEMENTSThis work was supported by the Information Technology Research Center (ITRC) program of the Ministry of Information & Communication of Korea.

REFERENCES1. J. O’Ruanaidh and T. Pun, “Rotation, scale and translation invariant spread spectrum digital image watermarking,” 

Signal Processing, 66(3), pp.303-317, 1998. 

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2. S. Pereira, J. J. K. O’Ruanaidh, F. Deguillaume, G. Csurka, and T. Pun, “Template based recovery of Fourier-basedwatermarks using Log-polar and Log-log maps,” In   Intern. Conference on Multimedia Computing and Systems,

Special Session on Multimedia Data Security and Watermarking, vol. 1, pp. 870-874, June 1999.3. S. Pereira and T. Pun, “Robust Template Matching for Affine Resistant Image Watermarks,”   IEEE Ttrans. on

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4. M. Kutter, “Watermarking resisting to translation, rotation and scaling,” In SPIE Conf. On Multimedia Systems and  Applications, vol. SPIE 3528, pp. 423-431, 1998. 

5. A. Herrigel, S. Voloshynovskiy, and Y Rytsar, “The Watermark Template Attack,” In SPIE  Conf. On Security and Watermarking of Multimedia Contents III , vol. SPIE 4314, pp. 394-405, 1998. 

6. S. Voloshynovskiy, F. Deguillaume, and T. Pun, “Content adaptive watermarking based on a stochasticmultiresolution image modeling,” In EUSIPCO ’2000, Tampere, Finland, 2000.

7. Y. Adini, Y. Moses, and S. Ullman, “Face recognition: The problem of compensating for changes in illuminationdirection,” IEEE Trans. on Pattern Analysis and Machine Intelligence, vol. 19, no. 7, pp. 721-732, July 1997.

8. L. Chengjun and H. Wechsler, “A Gabor feature classifier for face recognition,” In   Eighth IEEE Int. Conf. on

Computer Vision, ICCV 2001, vol. 2, pp. 270 –275, 2001.9. T. Shioyama, H. Wu, and S. Mitani, “Object detection with Gabor filters and cumulative histograms,” In Int. Conf.

on Pattern Recognition, vol. 1, pp. 704 -707, 2000.

10. D. M. Weber, D. P. Casasent, “Quadratic Gabor filters for object detection,” In IEEE Trans. on Image Processing,

vol. 10, no. 2, pp. 218-230, Feb. 2001.11. G. C. Langelaar, I. Setyawan, R. L. Lagendijk, “Watermarking digital image and video data. A state-of-the-artoverview,” In IEEE Signal Processing Magazine, vol. 17, no. 5, pp. 20-46, Sept. 2000

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