Ross and City Settlement Agreement and General Release of Claims 05-20-15

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    SETTLEMENT AGREEMENT AND GENERAL RELEASE OF CLAIMS

    1 PARTIES

    The parties to this Settlement Agreement and General Release of Claims

    ( AGREEMENT ) are STU ROSS ( ROSS ) and the City of CARMEL-BY-THE-SEA, a municipal

    corporation ( CITY ).

    All further references to the CITY

    in

    this AGREEMENT are mutually understood and

    intended, where appropriate, to include the CITY, each o its departments, as well as each of its

    past, present or future officers, directors, employees, officials, agents, representatives,

    attorneys, assignees, successors, benefit plans, trusts, and fiduciaries.

    ROSS and the CITY are collectively referred to as the PARTIES.

    2 RECITALS

    a. ROSS was employed by the CITY as the Superintendent

    o

    Public Works.

    b ROSS's position is included in the bargaining unit represented by the Carmel

    Management Employees Union ( ASSOCIATION ) and is covered by a

    memorandum o understanding between the CITY and the ASSOCIATION.

    c. The CITY has received the results o an investigation report that the CITY

    believes warrants termination

    o

    ROSS's employment with the CITY. The

    investigation report also indicated that, over the past approximately eighteen (18)

    months, ROSS has recorded hours on his CITY timesheet that he did not actually

    work. ROSS received payment for those recorded hours. The total amount of

    payment ROSS received for hours that he did not actually work is $4,860.92.

    d

    ROSS disputes that disciplinary action is warranted and, should the CITY move

    forward with a termination, would invoke his right to appeal the termination. The

    CITY is prepared to oppose an appeal and to advocate to uphold the termination.

    e. As o the EFFECTIVE DATE o this AGREEMENT, neither ROSS nor the CITY

    has been advised by a medical practitioner, or is otherwise reasonably aware,

    that ROSS suffers from any medical impairment or illness arising out

    o

    ,

    aggravated by, or related to ROSS's employment with the CITY.

    f   The PARTIES desire to resolve all disputes o every kind and nature between

    them arising out o

    or

    related to ROSS's employment with the CITY, (including,

    but not limited to, ROSS'S termination) amicably, fully, and finally, under the

    terms and conditions specified

    in

    this AGREEMENT, for good and sufficient

    reasons and consideration, including but not limited to, avoiding expending or

    incurring additional time or money, avoiding the uncertainties and cost o an

    appeal hearing, and avoiding any costs or uncertainties of administrative

    proceedings or litigation.

    g. The PARTIES agree that this AGREEMENT resolves a disputed matter and is

    not an admission o liability, fault, or wrongdoing on the part o the PARTIES.

    The PARTIES further agree that this AGREEMENT pertains to the settlement

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    and release o matters regarding ROSS only and does not set a precedent for

    matters

    o

    any nature regarding CITY employees other than ROSS.

    h The PARTIES agree that th is AGREEMENT shall take effect seven days following

    the PARTIES' full and complete execution and ratification of this Agreement, in

    accordance with ROSS's rights under the Older Workers Benefit Protection Act, as

    set forth further

    in

    section 3.e. of this AGREEMENT.

    3 CONSIDERATION

    In exchange for the consideration and releases set forth herein, within a

    reasonable period following the EFFECTIVE DATE o this AGREEMENT, the

    CITY and ROSS agree to the following:

    i. The CITY shall not move forward with any disciplinary action against

    ROSS.

    ii. ROSS shall submit a letter o retirement, identifying May 20, 2015 as his

    last day

    o

    employment with the CITY.

    ii The CITY shall deduct $4,860.92, the amount ROSS has been paid for

    hours he did not actually work, from ROSS's final payment from the CITY.

    b Release of Claims y ROSS

    In exchange for the agreements and consideration set forth in Section 3 of this

    AGREEMENT, ROSS, for himself, his heirs, representatives, successors, and

    assigns, hereby assigns, releases, acquits, and forever discharges the CITY, its

    past and present employees, agents, officers, representatives, insurers, and

    attorneys, predecessors and successors from any and all claims , charges,

    complaints, demands, liabilities, obligations, promises, benefits, agreements,

    controversies , costs, losses, debts, expenses, damages, actions, causes of

    action, suits, rights. and demands o any nature whatsoever, known or unknown,

    suspected or unsuspected ( ROSS's CLAIMS ), which ROSS now has

    or

    may

    acquire

    in

    the future, which relate to or arise out of any act, omission,

    occurrence, condition, event, transaction, or thing which was done, omitted to be

    done, occurred, or was in effect at any time up to and including the effective date

    of this AGREEMENT, without regard to whether ROSS's CLAIMS arise under

    federal, state,

    or

    local constitutions, statutes, rules, regulations,

    or

    common law.

    ROSS expressly acknowledges that ROSS's CLAIMS forever barred by this

    AGREEMENT specifically include, but are not limited

    to

    claims set forth or

    related to the circumstances and causes of action related to ROSS's

    TERMINATION; claims based upon any alleged breach of employment contract;

    any demand for wages, overtime, back pay, or benefits; any alleged breach o

    any duty arising out of contract or tort; any claims based on the Fair Labor

    Standards Act; any alleged wrongful termination in violation of public policy; any

    alleged breach of express or implied contract for continued employment; any

    alleged employment discrimination or unlawful discriminatory act; any claim o

    bodily or personal injury; or any other claim or cause o action including, but not

    limited to, any and all claims whether arising under any federal, state,

    or

    local law

    prohibiting wrongful termination, or employment discrimination based upon age,

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    which to review and consider this AGREEMENT or to engage in further

    discussions with legal counsel;

    vii. ROSS has seven days following the PARTIES' full and complete

    execution and ratification of this Agreement to revoke this Agreement in

    writing (the date of expiration of this seven-day period shall be referred to

    herein as the EFFECTIVE DATE ); and

    viii. This

    Agreement shall not be effective until

    the

    EFFECTIVE DATE.

    d. Special

    Acknowledgement

    of Release of

    Unknown

    Claims by ROSS

    In

    addition to the release provisions of Sections 3.c. and 3.d. of th

    is

    AGREEMENT,

    ROSS understands that Section 1542 of the California Civil Code reads as follows:

    General Release Claims Extinguished

    A general release does not extend to claims which the

    creditor does not know or suspect

    to

    exist

    in

    his favor at

    the time of executing the release, which if known by him

    must have materially affected him settlement with the

    debtor.

    ROSS expressly acknowledges that he is aware of the existence of the existence of

    Section 1542 of the California Civil Code has read and understood the above provision

    of that Section, and understands its meaning and effect. ROSS hereby waives the

    protection

    of Section 1542 of the

    California Civil Code

    to the fullest extent that he may

    do so lawfully.

    e. Waiver of additional claims by ROSS

    ROSS hereby waives any provisions of state or federal law that might require a more

    detailed specification of the claims being released pursuant to the other provisions of

    Section 3 of this AGREEMENT.

    4. REPRESENTATIONS AND WARRANTIES

    a.

    Advice of

    Counsel: Each of the PARTIES has been provided the

    opportunity to obtain independent legal advice from an attorney

    with respect to the advisability of executing this AGREEMENT,

    and wi

    th

    respect to the meaning of Section 1542 of the Civil Code.

    b. No Fraud in

    Inducement:

    None

    of

    the PARTIES (nor any officer,

    agent, employee, representative, or attorney of or for any of the

    PARTIES) has made any statement or representation or failed to

    make any statement or representation to any other party regarding

    any fact relied upon in entering into this AGREEMENT, and none

    of the PARTIES relies upon any statement, representation,

    omission, or promise of any other of the PARTIES (or of any

    officer, agent, employee, representative, or attorney of or for any

    of the PARTIES) in executing this AGREEMENT, except as

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    expressly stated in this AGREEMENT. Each term of this

    AGREEMENT is contractual and not merely a recital.

    c Comprehension:

    Each

    of

    the PARTIES has read this

    AGREEMENT and understands the contents hereof.

    d. Mistake Waived:

    In

    entering into this AGREEMENT each

    of

    the

    PARTIES assumes the risk

    of

    any misrepresentation

    concealment or mistake. If any of the PARTIES should

    subsequently discover that any fact relied upon it

    in

    entering into

    this AGREEMENT was untrue or that any fact was concealed

    from it or that its understanding

    of

    the facts or law was incorrect

    such party shall not be entitled to any relief in connection

    therewith  including any alleged right or claim to set aside  rescind 

    or modify this AGREEMENT. This AGREEMENT is intended to

    be final and binding between the PARTIES regardless

    of

    any

    claims

    of

    misrepresentation promise made without the intent to

    perform 

    concealment of fact mistake of fact or law or any other

    circumstances whatsoever.

    e. Later Discovery:

    Each

    of

    the PARTIES

    is

    aware that it may

    hereafter discover claims or facts in addition to or different from

    those it now knows or believes to be true with respect to the

    matters related herein. Nevertheless it is the intention

    of

    the

    PARTIES to fully  finally  and forever settle and release all such

    matters and all claims relative thereto that do now exist may

    exist

    or

    have previously existed between ROSS and the CITY.

    In

    furtherance of such intention the releases given by ROSS here

    shall be and remain in effect as full and complete releases

    of

    such

    matters notwithstanding the discovery or existence of any

    additional or different claims or facts relative thereto.

    f.

    Future Cooperation:

    The PARTIES will execute all such further

    additional documents as shall be reasonable convenient

    necessary  or desirable to carry out the provisions of this

    AGREEMENT.

    g. ROSS s Current Medical Condition: ROSS represents that he

    has reported to the CITY all work related illnesses and

    in

    juries

    sustained during employment with the CITY of which he is

    reasonably aware as

    of

    the EFFECTIVE DATE

    of

    this

    AGREEMENT.

    5 MISCELLANEOUS

    a Governing Law: This AGREEMENT has been executed and

    delivered within the State of California and the rights and

    obligations of the PARTIES shall be construed and enforced in

    accordance and governed by the laws

    of

    the State

    of

    California.

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    b Full Integration: This AGREEMENT is the entire agreement

    between the PARTIES with respect to the subject matter hereof

    and supersedes all prior and contemporaneous oral and written

    agreements and discussions. This AGREEMENT may be

    amended only by a further agreement

    in

    writing, signed by the

    PARTIES.

    c. Joint Drafting: Each o the PARTIES has cooperated in the

    drafting and preparation o this AGREEMENT. Hence, the

    AGREEMENT shall be construed within in its fair meaning and not

    against any

    o

    the PARTIES.

    d. Attorneys Fees: n the event of litigation asserting a breach o

    this AGREEMENT, the prevailing party or parties shall be entitled

    to costs, including reasonable attorneys' fees.

    e. Severability: n the

    v nt

    that any term, covenant, condition,

    provision, or agreement contained in this AGREEMENT is held to

    be

    invalid or void by any court

    o

    competent jurisdiction , the

    invalidity o any such term, condition, covenant, provision, or

    agreement shall

    in

    no way affect any other term, covenant ,

    condition, provision,

    or

    agreement, and the remainder o the

    AGREEMENT shall still be in full force and effect.

    f. Titles: The titles included in this AGREEMENT are for reference

    only and are not part of the terms o this AGREEMENT, nor do

    they in any way modify the terms of this AGREEMENT.

    g. Counterparts: This AGREEMENT may be executed in

    counterparts, and when each o the PARTIES has signed and

    delivered at least one such counterpart, each counterpart sha

    ll

    be

    deemed an original, and, when taken together with other signed

    counterparts , shall constitute one AGREEMENT, which shall be

    binding and effective as to all

    o

    the PARTIES.

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    h. Notice:

    Any and all notices given to any

    of

    the PARTIES under

    this AGREEMENT shall be made by certified or registered United

    States mail , or personal service, at the noticing party's discretion,

    and addressed as set forth below. Notices

    shall

    be

    deemed, for

    all purposes , to have been given

    on

    the date of personal service

    or three calendar days following deposit

    of

    the same in the United

    States mail.

    As to ROSS:

    As to the CITY:

    Doug Schmitz

    Don Freeman, City Attorney Samantha W. Zutler

    City Administrator

    PO Box 805 Burke, Williams & Sorensen, LLP

    City Hall

    Carmel y-the-Sea, CA 93921 1  1 Howard Street

    Carmel by-the-Sea, CA 93921 Suite 400

    San Francisco, CA 94105

    WHEREFORE the PARTIES have read all

    of

    the foregoing understand the same and agree

    to all

    of

    the provisions

    of

    this AGREEMENT.

    DATED:

    DATED:

    On e h ~ o s s and the Association

    Approved

    s to

    Form:

    SF 4824-3148-6244

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    STU ROSS

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