Rosemary Barkett Financial Disclosure Report for 2009

8/3/2019 Rosemary Barkett Financial Disclosure Report for 2009

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I A n t o ] FINANCIAL DISCLOSURE REPORT R e p o r t R ~ . i~ d b y t h e E t h i c . ,in Go~rnment Act ofl978

R~. 1/20t0 [ FOR CALENDAR YEAR 2009 (s u.s.c, app..~§ 101-111)

I. Person Reporting (lasl name, first, middle initial) 2. Court or Orgnnlzatlon 3. Date of Report

Barkett, Rosemary I.I.S. Court of Appeals, I I th Circuit 04/26/2010

4. Title (Article III judges i~dicate ~,’tive or senior s~,tus: 5a. Report Type (check appropriate type) 6. Reportlu g Period

magistrate judges indicate full- or port-time)[] Nomination, D a t e 01/01/2009

U. S. Circuit Judge - Active [] Initial [] Annual [] Final12/31/2009

5b. [] Amended Report

7. Chambers or O’ffice Address 8. On the basis of the Inform at ion contaloed In this Report and toymodifications pertaining thereto, Jt is, In my opinion, in compliance

99 NE, 4th Streetwith oppilclble laws nod regulations.

Suite 1223Miami, FL 33132 Reviewing Officer Date

I M P O R T A N T N O T E S : The instructions accompanying this form must be followe~ Complete all part~ochecking the NON E box for each part where you have no rep ortable information. Sign on last page.

I . P O S I T I O N S . ¢ ~ , o r a .~ ~ o a ~ u ~ a o , t ~ ; ,~ ~ . ~ - t ~ o l m ~ ~ , ,, r , ~ n o n ~ 7

~ N ONE (No reportable positions.)

P O S I T I O N l qA M E O F ORGANIZATION/ENTITY

1. T rust~ T r u s t # I

N O N E ~ o reportab& a~eements.)

t . . O

~ PARTIES AND ~RMS . -72:- .L-- ,~ -

I . 9 1 1 / 7 9 State of Florida, Div. of R esistant; Sect. 401(a),

2. 10/1/82 Aetna Life Ins.; Defend Coop., S~t. 457, IRC ¯ ’ ’

3.3/3/87 N ationwide Life Ins.; Deferred Coop., Sect. 457, IRC



F I N A N C I A L D I S CL O S U R E R E P O R T [ S . * , e ~ f t ’ , .... Rtvort t*t nt teo tneport

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1 I I . N O N - I N V E S T M E N T I N C O M E . eRepo,~z~nd~a~.l*na,muse;, . ,p¢

A . Fi le r ’ s N o n - ln v e s tm e n t I n c o m e

N O N E ~ o reportab& non- inv~tment income.)

~OURCE AND ~PE(you~, not s~use’~)

I. 2008 State of Florida Retirem~t (Aetna & N ationwide) $11,474.35

2.2008 State of Florida Judicial Ret[~ment $49~11.34

3. luly 2008 N ~ Y ork Unive~i~ -- Teaching Appellate Judges Seminar $1,8~.00

B . S p o u s e ’ s N o n - I n v e s tm e n t I n c o m e - if )~u were married d uring any por~lon of the repor~n~ yea r, complete thl~ s~:tlon.

( D o l l a r a m o u n t n o t r e q u i r e d ¢ x c e p e f o r h o n o r a r i a . )

[~ N O N E (N o repor table non- inves tment income.)

DATE SOURCE AND TYPE

!.

I V . R E I M B U R S E M E N T S - , r * ~ ,~ , ~ o . . to~t~.~’ood, e.t.. .~.me.t( I n c l u d e s t h o s e t o . s p o u s e a n d d e p o n d e n t c h i l d r e n , " s e e p p . 2 3 - 2 7 o f f i l in g i n s t r u c t i o n . r . )

’--] NONE ( No reportable reimbursements . )

S O U R C E D A T E S L O C A T I O N PURPOSE ITEMS PAID OR PROVIDED

1. Florida Supreme Coral. 1/29 - 30/2009 Tallahassee, Florida Annual dinner meeting; Transportation, meals

Historical Society, Inc. speech

2. University of Colorado 3/4 - 612009 Boulder, Colorado Speech Transportation, lodging, meals

3. T he A merican Society of 3/19 - 20/2009 W ashington, DC Attend meeting Transportation, lodging, meals

International Law

4. The American Society of 03/26 - 27/2009 Washington, DC Panel discussion Transportation, lodging, mealsInternational Law

5. I n t e r n a t i o n a l J u d i c i a l 4/5 - 9/2009 S t r a s b o u r g , F r a n c e S e m i n a r L o d g i n g , m e a l sC o m m i t t e e

6. University of California 4/I 7 - 1912009 Sacramento, California M oot court Transportation, lodging, meals



FINANCIALD I SC L O S U R E R E P O R T s . . .. o f v . ~ . o . , . p o . t . g v . t e o f R e p o .

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7. American Bar A ssociation 5/24 - 6/I/2009 Dubai/Qatar, United Arab Law forum Transportation, lodging, mealsEmirates

8. American Constitution 6/I 8 - 20/2009 W ashington DC Speech TransportationSociety

9. N ew Y ork University 7/12 - 17/2009 New Y ork, New Y ork Teaching Transportation. lodging, meals

1 0 . Stanford University 8/13-16/2009 Start ford, California Speech Transportation, lodging, meals

I I. F lorida State Un iv ersity 10/2 6 - 27/2009 Tallahassee, Florida M eeting Transportation

1 2 . K ids in N eed of Defense 10/29 - 30/2009 Washington, D C Panel discussion Transportation, lodging



Page 4 of 9 Barkett, Rosemary 04/26/2010

V . G I F T S . e r n s t , d e s th o s e ~ , ~ o , , e o n d d e p e n d e , ~ children; s~e p~ 2 ~ J l o f f iO n g

N O N E (No reportable g~s,)

DESCRIPTION

2.

3.

4,

5.

D N O N E (No reportable l iabil i t ies.)

1. Wachovia Bank (re-ra~rtgage) Real Estate M ortgage (1/2 owner) L

2.

3.

4.

5.



F I N A N C I A L D I SC L O S U R E R E P O R T s . ., , o f P e r l o n R e p o r t ln | D a t e o f R e p o r t

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VII. INV ESTM EN TS and TRU STS - J, ,co~,~ ,~t~ ,.

~ NONE ~o reportable income, ~sets, or ~ansactio~.)

.......... ~. ~. c.Deception of A~ In.me during

~ss v~lue at end] T~n~ctions during re~ing ~6~

]"

cxempl f~pfi~di~losure C~ I [ ~v.,~nl, C~2 / Me~ [ ~y, sell, m~d~y [~e 2 [ C~e I ~ buycr!~llcr(A-H ) ] or int.) ( J - P )

1. A T & T , Inc. (fo~efly S B C & before that A Divided K T

Pacific Telesis)

2. Altera A Dividend K T

3. Amgen, Inc. (Amgn) N one L T

4. Apple None J T

5. Applied Mat*rials A Dividend K T

6. Attl (formerly Firstcom FCLX ) None J T

7. Cisco None K T

8. Citicorp (c) formerly Travelers Group A Dividend J T

9, Coca Cola (KO) A Dividend K T

1 0 . Coming, Inc. (GLV 0 A Dividend K T

1 1 . Dell N one J T

12 . Walt Disney (DIS) A Dividend J T

1 3 . E M C Corp. N one K T

1 4 . Fe.dcr-al National Mortgage Association None J T

(Fanni¢ M AE)

I 5 . Fid. Contra Fd FCNTX None K T

16 . Hewlett-Packard (HPQ) A Dividend L T

17 , Int¢l Corporation B Dividend L T

i " I . Incorm: Gain Cod~: A =$ 1,000 or k~* B =$1,001 - $2 ,5~ C =$2,~1 - $~,~ D ~55,~1 - gL$,~ E =SI5,~I - $~.~



F I N A N C IA L D IS CL O SU R E R E P O R T N o m e o f P e r lo n R e p o r t in g]

Dl.t¢ofRtport

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[

0 4 / 2 6 / 2 0 1 0

V l l. I N V E S T M E N T S a n d T R U S T S - z . ¢ o . , ,, ~ z ~ , , t, o .~ o c a o . , a . a a a , , ,h o , e ofspoaxe and dependent children: , .epp. 34-60 offiling

D N O N E ( N o reportable income, assets, or transactions.)

...................................... ~ .................................................................... ~.- ...................... ,A, B, ¢.

D e s c r ip t io n o f A s s e t s [ I ncome dur ing G r o s s w l u e a t c o d T r a n s a c t i o n s d u ~ n g r c p o r G ~ 8 p e r i o d

0 n ¢ i u d i n g R u s t a s s e t s ) ! repor t ing pcr iod o f r ~ p o n i n g p ~ ’ r io d

P l a c e " ( X ) " a ~ c r e a c h a s s e t Amount[ Type (g. . Va l u e V~ l u c Type ( c . g . , | D a t e V~lu¢ O~in |dcntity of

e . x c m p t f ro m p r i o r d is c l o s u r e

] (A-IO / orim.)(.I-P) [ Cod¢3 rcdcm pt lon) ]

[ (J -P) [ (A-H)(ifprivatc

........... ~ _ ~ ~ . . . . . . . . . . . . . . . . . _[ ....... ........] ......................

18. IB~ A D i v i d e n d J T

19 . JPM organChase( /PM ) A Dividend J T

20. Nokia Co~p. OqOK) A Dividend K T

2 1 . North. Trust NTRS A Dividend K T

2 2 . Qaalcomm, Inc. (QCOM ) A Dividend J T

23. Research M otion LTD N one J T

2 4 . Texas Instruments A Dividend K T

2 5 . Live Ops None L T

2 6 . Aetna Deferred Comp Plan (now ING Life) D Dividend L T

2 7 . Nationwide D Dividend L T

2 8 . Skandia now GldnSelect (Am . Skandia None M Ttransferred into IN G )

2 9 . TRUST #1 (Global M anaged Portfolio Level~ C Dividend N T5 (Citibank)

3 0 . IRA # 1 (ClearBrldge M ulti Cap G rowth A Dividend M TPortfolios (Citibank)

31. Citibank M oney Market A Iot./Div. L

3 2 . Re-Parcel I -Lake Park, FL (1/20wnership)i None N W

33. Re-Pamel 2-K ey Largo, FL (1/4 ownership) N one K W

3 4 . Re-Pamel 4-Homestead, FL (1/3 ownership) None L W



F I N A N C I A L D I SC L O S U R E R E P O R T ~ . m ~ o f ~ ’ ~ r . o a R , p a r ~ a ~ D . ,~ o r R e w o .

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V I I . I I N V E S T M E N T S a n d T R U S T S - i .c o ~ ,e , ,~l.e, transactions (Includes ghost of ,~t and dependent children; ~tt pp. J4-60 of filing

~ NONE ~o reportable income. ~ sets . or transa ct ions . )

~ .................

~ption of Assc~ [n~ during G~ valuc ~t ~d[ T~ns~ctio~ during ~ing ~ri~

( inc lud ing t~t asse ts) re~ing ~ri~ ofr~ng ~fiod ]

~ i . . . . . . .. . . .

/Date [ Value Gain I~tily ofP lace " (X) " ~ each as~ t Am~i[ Ty~ (g., Va l u e Value T~ (e.g.,

exempt f rom pr io r d i~losu~ C~e 1 [div., ~t, C ~ c 2 Mc~ buy, ~elI, m~d~ ~ C~e 2 J C~I ~ buycr/scl~r

(A-H) ] or inL) ( , -P) C~e3 ~ dem pt ion )

~P)2~...... (q~ ................

......... ~ .............

I . Income Gain Cod~: A -$1 ,000 or ks~ B -$1,0OI - $2.500 C -$2,50t - $5,000 D =$5,001 - $15.000 E -$ t S,001 . $50.000

2. V a|u¢ CoL~ J -$ 15,000 o¢ [css K -$ 15 ,00| - $50,~O L -$50,00 | - $ I~,000 M -$100 .00 ! ¯

(Scc Columns CI and D3) N ~$ 230.~ OI - $ 50 0.0 ~O O -$ 5CX ~,001 . $ 1.0(30.000 Pl - $1 ,000,001. $ 5 .000,000 P2 -$ ~;,000,t~l . $25,000,(~o0

3. V a l u e M e t h o d C o d e s Q - A p p r a i s a l R = ~ o s ~ ( R ¢ ~ | E ¢ ~ t ¢ O n J y ) S ~ A s s e s s m c ~ t T , " C a ~ h M a r k e t



F I N A N C IA L D IS CL O SU R E R E P O R T [ N . m e o t P , . o n a , p o . ln =

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VIII. ADDITIONAL INFO~ATION OR EXPLANATIONS.



r¯ FINA NCIAL DISCLOSURE REPORT ] ~ ,~ of ~er ,o* R,po.~.= V , * e o r R e p o .

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I X . C E R T I F I C A T I O N .

I certify that all information given abov e (Including information pertaining to my spo use and minor or dependen t children, if eny) I~accurate, true, and complete to the best of my knowledge and belief, and that any Information not reported was withheld because It met applicable statutoryprovisions pcrmlttfng non-disclosure.

I further certify that earned Incom e from outside employm ent and honoraria and the acceptance of gifts which hav e been reported arc incompliance w ith the provisions of 5 U .S.C. app. § 501 et. seq., 5 U.S.C. § 7353, and Judicial Conference regulations.

N O T E : A N Y I N D IV I D UA L W H O K N O W I N G L Y A N D W I LF U L L Y F A LAN D CRIMIN AL SAN CTIONS (5 U.S,C. app. § 104)

FILING INSTRUCTIONS

M ail signed original and 3 additional copies to:

Com mittee on Financial DisclosureAd ministrative Office of the United States CourtsSuite 2-301One Columbus Circ le , N .E.W ashington, D.C. 20544

Documents

Rosemary Barkett Financial Disclosure Report for 2009