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3 Dec 2001 Roger A. Pielke, Jr. Center for Science and Technology Policy Research University of Colorado/CIRES, Boulder, Colorado, USA Forecasts and Responsibilities in the 1997 Red River Floods Roger A. Pielke, Jr. Center for Science and Technology Policy Research University of Colorado/CIRES [email protected] COMET Boulder, CO 3 December 2001

Roger A. Pielke, Jr. Center for Science and Technology Policy Research University of Colorado/CIRES, Boulder, Colorado, USA 3 Dec 2001 Forecasts and Responsibilities

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Page 1: Roger A. Pielke, Jr. Center for Science and Technology Policy Research University of Colorado/CIRES, Boulder, Colorado, USA 3 Dec 2001 Forecasts and Responsibilities

3 Dec 2001 Roger A. Pielke, Jr.Center for Science and Technology Policy ResearchUniversity of Colorado/CIRES, Boulder, Colorado, USA

Forecasts and Responsibilities in the1997 Red River Floods

Roger A. Pielke, Jr.Center for Science and Technology Policy ResearchUniversity of Colorado/[email protected]

COMETBoulder, CO3 December 2001

Page 2: Roger A. Pielke, Jr. Center for Science and Technology Policy Research University of Colorado/CIRES, Boulder, Colorado, USA 3 Dec 2001 Forecasts and Responsibilities

3 Dec 2001 Roger A. Pielke, Jr.Center for Science and Technology Policy ResearchUniversity of Colorado/CIRES, Boulder, Colorado, USA

Outline

I. IntroductionII. ContextIII. 1997 Red River FloodsIV. LessonsVI. Concluding Thoughts

Page 3: Roger A. Pielke, Jr. Center for Science and Technology Policy Research University of Colorado/CIRES, Boulder, Colorado, USA 3 Dec 2001 Forecasts and Responsibilities

3 Dec 2001 Roger A. Pielke, Jr.Center for Science and Technology Policy ResearchUniversity of Colorado/CIRES, Boulder, Colorado, USA

“We only learn from experience that whilethe forecasting efforts of a charlatan are judged by their occasional successes, it is the occasionalfailures of a governmental department whichare remembered against it.”

Sir Gilbert Walker (1935)

Page 4: Roger A. Pielke, Jr. Center for Science and Technology Policy Research University of Colorado/CIRES, Boulder, Colorado, USA 3 Dec 2001 Forecasts and Responsibilities

3 Dec 2001 Roger A. Pielke, Jr.Center for Science and Technology Policy ResearchUniversity of Colorado/CIRES, Boulder, Colorado, USA

Some definitions:

Uncertainty: Occurs when more than one outcomeis consistent with expectations Pielke (2001)

Communication: Who, say What, to Whom, How, and with What EffectLasswell (1948)

Forecast: A combination of an EVENT anda PROBABILITY Fischoff (1994)

Page 5: Roger A. Pielke, Jr. Center for Science and Technology Policy Research University of Colorado/CIRES, Boulder, Colorado, USA 3 Dec 2001 Forecasts and Responsibilities

3 Dec 2001 Roger A. Pielke, Jr.Center for Science and Technology Policy ResearchUniversity of Colorado/CIRES, Boulder, Colorado, USA

“The decision making process is best served when uncertainty is communicated as precisely as possible, but no more precisely than warranted"

(Budescu and Wallsten 1987, 76)

Page 6: Roger A. Pielke, Jr. Center for Science and Technology Policy Research University of Colorado/CIRES, Boulder, Colorado, USA 3 Dec 2001 Forecasts and Responsibilities

3 Dec 2001 Roger A. Pielke, Jr.Center for Science and Technology Policy ResearchUniversity of Colorado/CIRES, Boulder, Colorado, USA

Page 7: Roger A. Pielke, Jr. Center for Science and Technology Policy Research University of Colorado/CIRES, Boulder, Colorado, USA 3 Dec 2001 Forecasts and Responsibilities

3 Dec 2001 Roger A. Pielke, Jr.Center for Science and Technology Policy ResearchUniversity of Colorado/CIRES, Boulder, Colorado, USA

Page 8: Roger A. Pielke, Jr. Center for Science and Technology Policy Research University of Colorado/CIRES, Boulder, Colorado, USA 3 Dec 2001 Forecasts and Responsibilities

3 Dec 2001 Roger A. Pielke, Jr.Center for Science and Technology Policy ResearchUniversity of Colorado/CIRES, Boulder, Colorado, USA

Page 9: Roger A. Pielke, Jr. Center for Science and Technology Policy Research University of Colorado/CIRES, Boulder, Colorado, USA 3 Dec 2001 Forecasts and Responsibilities

3 Dec 2001 Roger A. Pielke, Jr.Center for Science and Technology Policy ResearchUniversity of Colorado/CIRES, Boulder, Colorado, USA

Page 10: Roger A. Pielke, Jr. Center for Science and Technology Policy Research University of Colorado/CIRES, Boulder, Colorado, USA 3 Dec 2001 Forecasts and Responsibilities

3 Dec 2001 Roger A. Pielke, Jr.Center for Science and Technology Policy ResearchUniversity of Colorado/CIRES, Boulder, Colorado, USA

1997 Red River Floods

•US$1-$2 billion in total damages•Greatest per capita losses in US history•4 deaths (none in Grand Forks)

Page 11: Roger A. Pielke, Jr. Center for Science and Technology Policy Research University of Colorado/CIRES, Boulder, Colorado, USA 3 Dec 2001 Forecasts and Responsibilities

3 Dec 2001 Roger A. Pielke, Jr.Center for Science and Technology Policy ResearchUniversity of Colorado/CIRES, Boulder, Colorado, USA

Page 12: Roger A. Pielke, Jr. Center for Science and Technology Policy Research University of Colorado/CIRES, Boulder, Colorado, USA 3 Dec 2001 Forecasts and Responsibilities

3 Dec 2001 Roger A. Pielke, Jr.Center for Science and Technology Policy ResearchUniversity of Colorado/CIRES, Boulder, Colorado, USA

Page 13: Roger A. Pielke, Jr. Center for Science and Technology Policy Research University of Colorado/CIRES, Boulder, Colorado, USA 3 Dec 2001 Forecasts and Responsibilities

3 Dec 2001 Roger A. Pielke, Jr.Center for Science and Technology Policy ResearchUniversity of Colorado/CIRES, Boulder, Colorado, USA

Page 14: Roger A. Pielke, Jr. Center for Science and Technology Policy Research University of Colorado/CIRES, Boulder, Colorado, USA 3 Dec 2001 Forecasts and Responsibilities

3 Dec 2001 Roger A. Pielke, Jr.Center for Science and Technology Policy ResearchUniversity of Colorado/CIRES, Boulder, Colorado, USA

Page 15: Roger A. Pielke, Jr. Center for Science and Technology Policy Research University of Colorado/CIRES, Boulder, Colorado, USA 3 Dec 2001 Forecasts and Responsibilities

3 Dec 2001 Roger A. Pielke, Jr.Center for Science and Technology Policy ResearchUniversity of Colorado/CIRES, Boulder, Colorado, USA

Page 16: Roger A. Pielke, Jr. Center for Science and Technology Policy Research University of Colorado/CIRES, Boulder, Colorado, USA 3 Dec 2001 Forecasts and Responsibilities

3 Dec 2001 Roger A. Pielke, Jr.Center for Science and Technology Policy ResearchUniversity of Colorado/CIRES, Boulder, Colorado, USA

Page 17: Roger A. Pielke, Jr. Center for Science and Technology Policy Research University of Colorado/CIRES, Boulder, Colorado, USA 3 Dec 2001 Forecasts and Responsibilities

3 Dec 2001 Roger A. Pielke, Jr.Center for Science and Technology Policy ResearchUniversity of Colorado/CIRES, Boulder, Colorado, USA

Page 18: Roger A. Pielke, Jr. Center for Science and Technology Policy Research University of Colorado/CIRES, Boulder, Colorado, USA 3 Dec 2001 Forecasts and Responsibilities

3 Dec 2001 Roger A. Pielke, Jr.Center for Science and Technology Policy ResearchUniversity of Colorado/CIRES, Boulder, Colorado, USA

Page 19: Roger A. Pielke, Jr. Center for Science and Technology Policy Research University of Colorado/CIRES, Boulder, Colorado, USA 3 Dec 2001 Forecasts and Responsibilities

3 Dec 2001 Roger A. Pielke, Jr.Center for Science and Technology Policy ResearchUniversity of Colorado/CIRES, Boulder, Colorado, USA

Page 20: Roger A. Pielke, Jr. Center for Science and Technology Policy Research University of Colorado/CIRES, Boulder, Colorado, USA 3 Dec 2001 Forecasts and Responsibilities

3 Dec 2001 Roger A. Pielke, Jr.Center for Science and Technology Policy ResearchUniversity of Colorado/CIRES, Boulder, Colorado, USA

Page 21: Roger A. Pielke, Jr. Center for Science and Technology Policy Research University of Colorado/CIRES, Boulder, Colorado, USA 3 Dec 2001 Forecasts and Responsibilities

3 Dec 2001 Roger A. Pielke, Jr.Center for Science and Technology Policy ResearchUniversity of Colorado/CIRES, Boulder, Colorado, USA

Page 22: Roger A. Pielke, Jr. Center for Science and Technology Policy Research University of Colorado/CIRES, Boulder, Colorado, USA 3 Dec 2001 Forecasts and Responsibilities

3 Dec 2001 Roger A. Pielke, Jr.Center for Science and Technology Policy ResearchUniversity of Colorado/CIRES, Boulder, Colorado, USA

Page 23: Roger A. Pielke, Jr. Center for Science and Technology Policy Research University of Colorado/CIRES, Boulder, Colorado, USA 3 Dec 2001 Forecasts and Responsibilities

3 Dec 2001 Roger A. Pielke, Jr.Center for Science and Technology Policy ResearchUniversity of Colorado/CIRES, Boulder, Colorado, USA

Page 24: Roger A. Pielke, Jr. Center for Science and Technology Policy Research University of Colorado/CIRES, Boulder, Colorado, USA 3 Dec 2001 Forecasts and Responsibilities

3 Dec 2001 Roger A. Pielke, Jr.Center for Science and Technology Policy ResearchUniversity of Colorado/CIRES, Boulder, Colorado, USA

Page 25: Roger A. Pielke, Jr. Center for Science and Technology Policy Research University of Colorado/CIRES, Boulder, Colorado, USA 3 Dec 2001 Forecasts and Responsibilities

3 Dec 2001 Roger A. Pielke, Jr.Center for Science and Technology Policy ResearchUniversity of Colorado/CIRES, Boulder, Colorado, USA

Page 26: Roger A. Pielke, Jr. Center for Science and Technology Policy Research University of Colorado/CIRES, Boulder, Colorado, USA 3 Dec 2001 Forecasts and Responsibilities

3 Dec 2001 Roger A. Pielke, Jr.Center for Science and Technology Policy ResearchUniversity of Colorado/CIRES, Boulder, Colorado, USA

Page 27: Roger A. Pielke, Jr. Center for Science and Technology Policy Research University of Colorado/CIRES, Boulder, Colorado, USA 3 Dec 2001 Forecasts and Responsibilities

3 Dec 2001 Roger A. Pielke, Jr.Center for Science and Technology Policy ResearchUniversity of Colorado/CIRES, Boulder, Colorado, USA

Page 28: Roger A. Pielke, Jr. Center for Science and Technology Policy Research University of Colorado/CIRES, Boulder, Colorado, USA 3 Dec 2001 Forecasts and Responsibilities

3 Dec 2001 Roger A. Pielke, Jr.Center for Science and Technology Policy ResearchUniversity of Colorado/CIRES, Boulder, Colorado, USA

“With proper advance notice we could have protected the city to almost any elevation . . . if we had known [the final flood crest in advance], I'm sure that we could have protected a majority of the city”

Grand Forks city engineer Ken Vein4 May 1997

Page 29: Roger A. Pielke, Jr. Center for Science and Technology Policy Research University of Colorado/CIRES, Boulder, Colorado, USA 3 Dec 2001 Forecasts and Responsibilities

3 Dec 2001 Roger A. Pielke, Jr.Center for Science and Technology Policy ResearchUniversity of Colorado/CIRES, Boulder, Colorado, USA

"They [NWS] missed it, and they not only missed it, they blew it big”

Lynn Stauss, Mayor East Grand Forks28 April 1997

Page 30: Roger A. Pielke, Jr. Center for Science and Technology Policy Research University of Colorado/CIRES, Boulder, Colorado, USA 3 Dec 2001 Forecasts and Responsibilities

3 Dec 2001 Roger A. Pielke, Jr.Center for Science and Technology Policy ResearchUniversity of Colorado/CIRES, Boulder, Colorado, USA

“The inability to get realistic flood numbers certainly hindered the communities' ability to prepare”

U.S. Representative Earl Pomery (D-ND)4 May 1997

Page 31: Roger A. Pielke, Jr. Center for Science and Technology Policy Research University of Colorado/CIRES, Boulder, Colorado, USA 3 Dec 2001 Forecasts and Responsibilities

3 Dec 2001 Roger A. Pielke, Jr.Center for Science and Technology Policy ResearchUniversity of Colorado/CIRES, Boulder, Colorado, USA

Page 32: Roger A. Pielke, Jr. Center for Science and Technology Policy Research University of Colorado/CIRES, Boulder, Colorado, USA 3 Dec 2001 Forecasts and Responsibilities

3 Dec 2001 Roger A. Pielke, Jr.Center for Science and Technology Policy ResearchUniversity of Colorado/CIRES, Boulder, Colorado, USA

Page 33: Roger A. Pielke, Jr. Center for Science and Technology Policy Research University of Colorado/CIRES, Boulder, Colorado, USA 3 Dec 2001 Forecasts and Responsibilities

3 Dec 2001 Roger A. Pielke, Jr.Center for Science and Technology Policy ResearchUniversity of Colorado/CIRES, Boulder, Colorado, USA

Page 34: Roger A. Pielke, Jr. Center for Science and Technology Policy Research University of Colorado/CIRES, Boulder, Colorado, USA 3 Dec 2001 Forecasts and Responsibilities

3 Dec 2001 Roger A. Pielke, Jr.Center for Science and Technology Policy ResearchUniversity of Colorado/CIRES, Boulder, Colorado, USA

Page 35: Roger A. Pielke, Jr. Center for Science and Technology Policy Research University of Colorado/CIRES, Boulder, Colorado, USA 3 Dec 2001 Forecasts and Responsibilities

3 Dec 2001 Roger A. Pielke, Jr.Center for Science and Technology Policy ResearchUniversity of Colorado/CIRES, Boulder, Colorado, USA

Page 36: Roger A. Pielke, Jr. Center for Science and Technology Policy Research University of Colorado/CIRES, Boulder, Colorado, USA 3 Dec 2001 Forecasts and Responsibilities

3 Dec 2001 Roger A. Pielke, Jr.Center for Science and Technology Policy ResearchUniversity of Colorado/CIRES, Boulder, Colorado, USA

Page 37: Roger A. Pielke, Jr. Center for Science and Technology Policy Research University of Colorado/CIRES, Boulder, Colorado, USA 3 Dec 2001 Forecasts and Responsibilities

3 Dec 2001 Roger A. Pielke, Jr.Center for Science and Technology Policy ResearchUniversity of Colorado/CIRES, Boulder, Colorado, USA

Placing the 1997 outlook into historical context, indicates that the 1997 prediction was worse than average in terms of feet, but perhaps more importantly, better than average in terms of percentage.

Page 38: Roger A. Pielke, Jr. Center for Science and Technology Policy Research University of Colorado/CIRES, Boulder, Colorado, USA 3 Dec 2001 Forecasts and Responsibilities

3 Dec 2001 Roger A. Pielke, Jr.Center for Science and Technology Policy ResearchUniversity of Colorado/CIRES, Boulder, Colorado, USA

Understandings of the Flood Predictions

•Early outlook: 47.5 feet and 49 feet•Interpretation of the outlook

•Range•Not-to-be-exceeded•Exact•Uncertain (by how much?)

Page 39: Roger A. Pielke, Jr. Center for Science and Technology Policy Research University of Colorado/CIRES, Boulder, Colorado, USA 3 Dec 2001 Forecasts and Responsibilities

3 Dec 2001 Roger A. Pielke, Jr.Center for Science and Technology Policy ResearchUniversity of Colorado/CIRES, Boulder, Colorado, USA

"[NWS] experts are still forecasting a maximum 49-foot crest for the Red at East Grand Forks”

The Grand Forks Herald8 April 1997

Page 40: Roger A. Pielke, Jr. Center for Science and Technology Policy Research University of Colorado/CIRES, Boulder, Colorado, USA 3 Dec 2001 Forecasts and Responsibilities

3 Dec 2001 Roger A. Pielke, Jr.Center for Science and Technology Policy ResearchUniversity of Colorado/CIRES, Boulder, Colorado, USA

Chronology of 1997 Flood Forecasting at East Grand Forks

Page 41: Roger A. Pielke, Jr. Center for Science and Technology Policy Research University of Colorado/CIRES, Boulder, Colorado, USA 3 Dec 2001 Forecasts and Responsibilities

3 Dec 2001 Roger A. Pielke, Jr.Center for Science and Technology Policy ResearchUniversity of Colorado/CIRES, Boulder, Colorado, USA

Page 42: Roger A. Pielke, Jr. Center for Science and Technology Policy Research University of Colorado/CIRES, Boulder, Colorado, USA 3 Dec 2001 Forecasts and Responsibilities

3 Dec 2001 Roger A. Pielke, Jr.Center for Science and Technology Policy ResearchUniversity of Colorado/CIRES, Boulder, Colorado, USA

Page 43: Roger A. Pielke, Jr. Center for Science and Technology Policy Research University of Colorado/CIRES, Boulder, Colorado, USA 3 Dec 2001 Forecasts and Responsibilities

3 Dec 2001 Roger A. Pielke, Jr.Center for Science and Technology Policy ResearchUniversity of Colorado/CIRES, Boulder, Colorado, USA

Other explanations:

•“The NWS Blew It”•“An $800 Million Dollar Miscommunication”

Page 44: Roger A. Pielke, Jr. Center for Science and Technology Policy Research University of Colorado/CIRES, Boulder, Colorado, USA 3 Dec 2001 Forecasts and Responsibilities

3 Dec 2001 Roger A. Pielke, Jr.Center for Science and Technology Policy ResearchUniversity of Colorado/CIRES, Boulder, Colorado, USA

Red River, E. Grand Forks

USGS

Page 45: Roger A. Pielke, Jr. Center for Science and Technology Policy Research University of Colorado/CIRES, Boulder, Colorado, USA 3 Dec 2001 Forecasts and Responsibilities

3 Dec 2001 Roger A. Pielke, Jr.Center for Science and Technology Policy ResearchUniversity of Colorado/CIRES, Boulder, Colorado, USA

Wallsten et al. 1986

Page 46: Roger A. Pielke, Jr. Center for Science and Technology Policy Research University of Colorado/CIRES, Boulder, Colorado, USA 3 Dec 2001 Forecasts and Responsibilities

3 Dec 2001 Roger A. Pielke, Jr.Center for Science and Technology Policy ResearchUniversity of Colorado/CIRES, Boulder, Colorado, USA

Heideman et al. 1993

Page 47: Roger A. Pielke, Jr. Center for Science and Technology Policy Research University of Colorado/CIRES, Boulder, Colorado, USA 3 Dec 2001 Forecasts and Responsibilities

3 Dec 2001 Roger A. Pielke, Jr.Center for Science and Technology Policy ResearchUniversity of Colorado/CIRES, Boulder, Colorado, USA

Predict Communicate Decide

The Linear Model of Prediction

• Product focused

• Pipeline metaphor

Page 48: Roger A. Pielke, Jr. Center for Science and Technology Policy Research University of Colorado/CIRES, Boulder, Colorado, USA 3 Dec 2001 Forecasts and Responsibilities

3 Dec 2001 Roger A. Pielke, Jr.Center for Science and Technology Policy ResearchUniversity of Colorado/CIRES, Boulder, Colorado, USA

• Process focused• Decision Focused• Symphony metaphor

Hooke and Pielke (2000)

An Alternative

Page 49: Roger A. Pielke, Jr. Center for Science and Technology Policy Research University of Colorado/CIRES, Boulder, Colorado, USA 3 Dec 2001 Forecasts and Responsibilities

3 Dec 2001 Roger A. Pielke, Jr.Center for Science and Technology Policy ResearchUniversity of Colorado/CIRES, Boulder, Colorado, USA

•We must move beyond the linear -- “end-to-end” -- conception of the relationship of prediction with decision.

•Think symphony orchestra not assembly line!!!

Page 50: Roger A. Pielke, Jr. Center for Science and Technology Policy Research University of Colorado/CIRES, Boulder, Colorado, USA 3 Dec 2001 Forecasts and Responsibilities

3 Dec 2001 Roger A. Pielke, Jr.Center for Science and Technology Policy ResearchUniversity of Colorado/CIRES, Boulder, Colorado, USA

Page 51: Roger A. Pielke, Jr. Center for Science and Technology Policy Research University of Colorado/CIRES, Boulder, Colorado, USA 3 Dec 2001 Forecasts and Responsibilities

3 Dec 2001 Roger A. Pielke, Jr.Center for Science and Technology Policy ResearchUniversity of Colorado/CIRES, Boulder, Colorado, USA

“Results from a preliminary Departmentof Interior investigation laid the blame not on the precision of the data or theaccuracy of the calculations but on matters of human judgment. The factthat strong prevailing winds were on thehorizon was left out of a National WeatherService report, and no one asked for themissing data. Compounding this oversight,planners at Bandelier underestimated the potential complexity of the situation – how many people and how much equipmentthey would need if the fire didn't behave asit was supposed to.” New York Times, 21 May 2000

Page 52: Roger A. Pielke, Jr. Center for Science and Technology Policy Research University of Colorado/CIRES, Boulder, Colorado, USA 3 Dec 2001 Forecasts and Responsibilities

3 Dec 2001 Roger A. Pielke, Jr.Center for Science and Technology Policy ResearchUniversity of Colorado/CIRES, Boulder, Colorado, USA

Red River Flood: Conclusions

•Forecasts share information, NOT for compellingparticular decisions

•Communication of forecasters’ completeknowledge is lacking

•Whose responsibility?•Product Development Lab?