Robert W Sweet Financial Disclosure Report for 2009

8/3/2019 Robert W Sweet Financial Disclosure Report for 2009

1/19

4o I0 FINANCIAL DISCLOSURE REPORT i n G m ~ t m m n t A c l t ~ [ I 9 7 S~ e v . ~ / 2 0 ~ 0 FOR CALENDAR YEAR 2009 t~ U S . C . a p p ~ , S 1 0 1 - 1 1 ! )

!. Pe r s on R~ . .por tl ng I l a s t na me , first, middic ini t ia l) 2. Cour! o r Organizatit;n 3. Date of Re por lSweet, Robert W. U . S . D i s t r ic t C ~ m ~ 0515/2010

4 . T i t l e (A~I~c I I I ju dt~c s indi c a te ac twc o r sc n i~zr s to res ; 5 a . R e p o r t T y p e [ c h e c k a p p r o p r i a t e t 3 p c ) g . R e p o r l i n g P e r i o d~ag i s t raz ~u dgc s indi c a te l~[ I - o r pa~-tnnc )~ N o r m n a f i o m D a t e 1}1/(} 1 1 2 1 ~ } 9Ju d g e l S e n io r s t a t u s ) ~ Init ial ~ Armual ~ r i ~ a l 12.35b. ~ Amended Rcpt:rt

7. C h a m be r s o r Of f i c e Address 8.1)~1 th~ basis of Ibc infl~rmution contained in this Rcp t~r~ and a J a ~Int)dificalion~ pertaining thereto, it is, in my opinion, i n ompl i a nc~Federal Court [ louse with appl icab le law~ and r rgula~ ions .500 Pearl St - Room!920Ne w Yo r k . NY 1 0 0 0 7 R~icwing Officer Dale _

I M P O R T A N T N O T E S : The instructions accompanying this fi~rm must be Jollowed. Complete all parts,checking the NO NE box~br each part where you hare no r~Tortable in]brmation. Sign ott JaM page.

1 . P O S I T I O N S . (Reporting individual onl " : see pp. 9-1.1 of filing instrnctions.)---] NON E (No mg~ortable positions.)

POSITION NAME OF ORGANIZATION/ENTITY1 Mem ber, Board of Direc tors The Const i tu l ion Works2 . M ember . B~ ard of Di re lo t s World Fig ur e Sk a l in 8 M useum ~ ~

l i. A G R E E M E NTS. , ~ , . ~ o . i . ~ ; , , a i , ,i , ~ . . t , ,, , t ~ . , , , . . p ~ , . t . ~ - t ~ , , ,z ~ . , ~ i . . . . . . . . , ; , , , , , . )[~ NONE (No reportable agreements.)

D A T E PAP, TIES AND TERMS


2/19

FI N A N C I A L DI SC LO SU RE REPO R T [ ~ ,a m e o f P ~ r . ~ o n R e p ~ , r d n g D a ~ e o f R e p o r ~ Iage 2 of 19 Sweet, Robert \V.I 1 I . N O N - ! N V E S T M E N T I N C O M E . ~,,r,,.,i..~, i.di,,ia..t ..a ,, ..... : ,, .. p e . ~ , - : ~ q . ~ m . g i ......A. Filers Non-Investment Income

N O N E ( N o r~7)mtable mm-invesmwnt income.)D A T E SOURCF AND TYPE [NC(-) M Ef~ours, nol spouses }

I . 0 9 ? 2 ~ : 1 1 9 Federal granl - [ foreign Rule of Law Seminar in lm q sponsored by lh $1.531.00l)cp~ of Slate

B . S p o u s e s N o n - I n v e s t m e n t I n c o m e - t ry , , , .ere married durin~ u ny p ~ rt i tn of th , report ing ~ear complete this sect i,n.

~ (,%~ reportabh~ non income.JONED A T E SOURCE AND TYPE

! V . R E ! M B U R S E M E N T S .......,~ ....~ . . , t , , a ~ " , x . . , . , , d . . . . . . . . . . . . . . . .H , h [ m h ~ / h o ~ , . ! o ~ p r , u ~ c a t t d ,h T ~ e n d e n ~ ~ h t L h d n " . ~ , . , I F 2 5 - 2 ? o . ! f i li n g m ~ O u ~ t a m s ~~ NO N E ( A ~ ) reportable reimhtowenrents.)

SO! IRCE DATES LOCATION PURPOSE ITEMS PAID OR PROV1DEI)I. MDL Conference ~ponsored Oct 22, 200o W ashing ton . DC Conference a~ tendce Reimbursement received Ibr

by Ihe AVABA l ranspofla l inn and misccl lancot~sexpcnscs - $4732. Foreign Rule of Law Seminar Oct 02 - Oct IlL 2009 I r a q Conl?rcnce at tendee I,~cimbursemenl fi~r miscellaneoussponsored by [.)ept of Slate expenses - $425.


3/19

FINANCIAL DISCLOSURE REPORT ~ . m e o f P , ~P age 3 of 1 9 s , , , ~ . R o b e r ! w . 0 5 / t 5 , 2 0 1 o

~ (No reportableON EC R E D IT OR D E SC R IP T ION V A L U E ( ? OD E

1 .2.3 .4.


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F I N A N C I A L D I SC L O S U R E R E P O R TPage 4 of 1 9 s , , ,~ t . R o b e r t W . o 5 . : 1 5 2 0 1 0

V II. INVESTMENTS and TRUSTS -i ........... t , , < . . . . . . . . . r i o ~ . , a , a , , a , . ~ , l , o , ~ < , , y v ......... ddepetu;tntchild,nl.~eepp. 3d-6OofJilh~.~in~truction.~;I~] eA~ reportaM e income, a,~.set,s, or transactions.)ONE

A . [~. 17. DD c s c r i p t i. ~ o f A s ~ I ~ l n c o ~ n c (hiring ( ; r t) ~ s v a h t c a t e n d I m n ~ a c tm n s d u r i n g r e p o s i n g p e r io d

{ i n c l u d i n g t r u s t ; i s l e : s ) r e p o r t in g p c r i (~ t ~ f ~ c p o n i n g p c f i ~ , d~11 (2) t~ l ~ 2 ) (I) 12) O) ~-I) (5 )

P l a c e " ( X Y a f i c ~ e a c h a s ~ c ~ A m o u n t I y p c 1 c 4 . . V a h ; c V a l u e t y p c ( c g . . D a l e Value G a i n [ d e n t i l ) ole x e m p t f r o m p r i o r d i s c lo s u r e C o d e I dlv. rcm ( o d e 2 M e t h o d b u y , s e l l . m m . d d ! y y C t ~ c 2 C o d e I b u } c r ~ c l l c r{A-~} o r i r a 3 { , I - I } t . ~ l c 3 r c d c m p f i o n J ( J - P ) { A - H I (ilp~vale

I. L!niled I)ominion Realty q rust t3 Dividend Sold 06/05 J E2. W y e t h A D i ~ i d , . n d M e r g e d I , L I , q 6 K I:lu.,ith line 3)3. Pfizer A Di, idend J 14 . I 1 ~ \ 1 A Dividend K "l5. Wah l)isney Compan .,. A Dividcrut K 16. AT&T (orp -\ Dividend J T7. Alcatel -L.~ccnl None J T8 . 3 M B Dividend L T9 . I m a t i c , n - _ o r p A Dividend J T10 P m ct,.) r & G a mble (o B Di,idend K T1 I. ( J e n c r a l t ! i e c t r i ~ , ( t ~ . A t ) i \idcnd .I T1 2 . L S I ( _ o ~ p \ o n e .I T1 3 . Comca:,l Corp N r m e .I l1 4 . Smuekcr .I kl Company A I ) i v i , , l e n d 3 T1 5 . Citadel Broadcas i i l ig N < m e J r1 6 . A m a z o n . c o n i I n , .. . N , . m e K T !1 7 . (Tapilal Assets Fund lay A l ) ividemt J T


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FI N A N C I A L DI SC LO SU RE REPO R T ~ .... fP ... . . R e p o r t i n g D a l t , o f R e p o , !Page 5 of 19 s,,.~t. R o b o r ! W . 0 5 ; 1

VII. I NVE S T M E NT S and TRUS TS - i,,,- ....... ,t,,,, t ....... . t i, , n , l n c l n d e . ~ t h o , e o f . ~ I . . . . . . . . . . d dependem chihl ....... p p . 3 4 - ~ 0 , ~ f i l i n g i . . . . .. . . t i o n ~ . )N O N E (No reportable income, tzssets, or tra~t~actions.)

A I ~ . L . I)t i n c l u d ~ n g t r u s t a s s e t s) reposing wriod ~ , r c p ~ n g p e r o d

e x e m p t f l o r a p rk ~ r d i s c lo s m c C o d e I d ~ v . . r e n t . ~ C o d e 2 M e [ h o d b u y . s e l l . m ~ . d & } ~ C o d e 2 C o d e I h u y c r s c l i c rt Q - W ) t r a n s a ct i tm J

18 Prec is ion Caslparts Sold 0 0 / 2 3 M G{ p a r t }1 9 . Prec is ion Castpads A Dividend M T Sold 10ira M (i

2 0 . Wells Fargo Company C Dividend M T2 1 . G en er a l E l~ t r i c B I)i~ idend K T2 2 . Schlumber.sc r Lid C Dividend M T Sold 1 0 / 2 3 L F( p a r d i2 3 . Transo~:ean lnc None K T2 4 . Amazon.corn Inc None M T2 5 . I s ha re s C ome x G old T ru s t None K T

2 6 . Raytheon None M "f B uy I 0 1 4 M2 7 , Microsoft A Di. idend I. T B uy 1 1 ! 1 9 1 _2 8 . 1_3 (ommunicafions A Dividend L T t l u ? , 1 0 2 3 t

2 9 . P ro s h ar e ,~ U h r a sh o r t None K T B uy ( ; . g ! 0 7 I3 0 . [ J ,K T N 3 . 1 2 5 % d u e 0 4 : i 5 . , U a 1 3 ]nlcresl Maturt:d 0 4 " 1 5 M3! . USTN 4.75% due 02128,09 D h ~ l e r e s l Matured 1 1 7 / I 8 N3 2 . USTN 1.375% TIP7i15118 None O T F3u y 8 : 6 N3 3 . Fidelit~ Ttaast (o Intl Money Market Fund I ~ Dividend O Tla )3 4 . Knolls I1 Villa L P None J U


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F I N A N C I A L D I SC L O S U R E R E P O R T ~ . . . . f~ ..... .~...i.g

V I 1 . I N V E S T M E N T S a n d T R U S T S - i,,. . . . . . .~ t , . . . . . . . . .. . . . ,i ,, ,, ~ ( I n c l u d e ~ t h a . g e of ~p ......... d dependent child ....... " pp. 3~-60 ttf f i l inA, i . . . . . . . l ion. , . )~ N O N E income, assets, transactions..)A. IL C D.

Dc sc r ip l i~n of Asse t s lnc tm ~ d urin g G ro ~s ~ alu a ~ en d Ira ~a c ti ,~n s d uri~g re po ~ tin~ pc ri~ ,dI ~ n c l t z d i n g t r u s t ~ t ~ s c t s ~ r c p o r l i n g ~ r i ~ t ~ f f r c p o ~ i . g p c 6 o d

(ll (2~ (I) (2 1 (ll 2~ 13) [4~ (5 ~Ptac c "(X)" a l l ~ e~c h ~se t . A m o t ~ n t "1 ype ~c.g., V a L u e Vahic ]~pc (g.. Date Val~c G ain Id en ti ty olc~ .cmpt f rom pr ior d i sc losure C o d e i d i / . . rent . C~,dc 2 . hlclhod buy sell m ; ~ d ~ ~ y C~,dc 2 Cc~lc I buycr,"sc llc r

(Q-W) t ransacf i tm)

~5 . Es~es - Sheridan { . .P E Dist~bution J U

36 . NP StmhamLLC A Distr ibut ion M U

~7 . N P D o ~ e r L P N o n e J U

3S . N I ~ ~ a sh t : a L L . C" E Distr ibut ion M U

39 . NP F a i r h a ~ c n I . L C D Distr ibut ion J U40 . NP I l a n ~ o ~ I . I .C N o n e J U

4 1. N P Po r tl 2) li o A c c ot m l L L C E Dislribut~on L U

42 . NPS2 I.LC A Dislr ibul ion .I U

4 3. Ex~wesl Lt.C A Distr ibulion K U

4 4.

45 . Trusl t~l [lines 46- 14t))lb) E D~slribution O T

4 6 . Abbo l t L a bs I ]uy i026 K

47 . A c c r ~ l u r e I . ~ d B u y 0~ :26 K

4g . A c c e n tu re L id M e rg e d 0 9 ~ f l I

49 . Accc~lure PL(

50. A ~ c en lu r P L C So ld 1~par l}

51. Ace I.~mil~ B uy 04.06 J


7/19

N a l l l t o f P e r s ~ m R e p o r t i n g ] D a t e o f R e p o r t IF I N A N C I A L p a g e 7 o f ] 9 D I S C L O S U R E R E P O R T [ s.&g, Robert ~V .[

0S~m0._

NON E (No reportable income, as . s e t s , or tran.a


8/19

P a g e F I N A N C I A L 8 o f 1 9 D I S C L O S U R E R E P O R T

V 1 I. 1NV ESTM E NTS and T R U S T S - i ........ . , ~ , , . . , . . . . . . . . . , io , ~ a , . < ~ , ~ < . , ,h . . . . . ,s,p ...... u , t , , ~ , ~ , , ~ , , . ~ , i ~ , ~ , : , . ,. , . v ~ . . ; ~ - 6 o o ~ , ~ i ~ , , ~ , ,. , i, , ., . ~~ NON E (No income, or transactions.)A B f" D

(~ )~ x c m pt flo ra p rk)r d isc [o s t) rc {(~ d c I di~ . rent . ( ~ l e 2 Modre d h~) . ~c l l . m m d d y y (-ode 2 (.


9/19

Page 9 of 1 9 [ S~eel, R o b e rt W . 0 5 , : I 5 ; 2 0 1 0

V I I . 1 N V E S T M E N T S a n d T R U S T S - i.,, ....... 1 .......... . , i, , .. , a . d u a v , a , o ~ e . Y s v . . . .. . . d a v p . . a ~ . , , m l a r v . ; . , e . p p . 3 4 - ~ o , ~ t i . g i . .r , . ,i o , ,% . )N O N E (No r~q~ortahle income, assets, or tran.savtions.I

A ~ B. C. DDcscripfi t~n ol Assets I n c o m e d u r i n g ( ; ross ~aluc a t cad T~n~ac l i~ns du r ing rc po~inc lu di ,g In t s t ~s~ts ) r c ~ > r l ~ n g p e r io d ~ , l r c p o n in g

(1) ~ 2 ) ~ 1 ~ ~ 2 ) ~ 1 ) ~2~ (3)I[at:c "(XY al~cr each asset " An ot to T)pc e g V alu e V alue l yp ( c g . . : I)atc V a l u e ( iamc x c m p l f r o m p r i o r d i s c l o s u re ~ Code I di~. , r en t , ~ Code 2 Me thod buy. sell m n V d d " ~ y C~c 2 , Code I buycr,scllcr~A-IH orin t .J (J-PI Co d e 3 r c d c m p t i o n J (J Pj ~ L.~-III ( i f pr ivate

~ : ( Q - W ) ~ransact ion I

8 6 . Exxon M obi l Corp Sold 0 4 / 1 3 J D[ p a r t )8 7 . Ex x on M ob i le Corp Sold 0S!13 K E( p a l l )8 8 . General Elec tric Soid 04i02 K8 9 . G enera l M ills So ld 05/29 J9 0 . Ite inz . It 3 Co. B uy 0126 J

9 1 . ltcinz. II J Co. Sold 06;25 J A9 2 . H e , , , . le t t P a c k a r d B uy 01;26 K[addl)9 3 . I c w l e t t P a c k a r d SoM 0 3 ; 1 2 J( p a r t )9 4 . H e ~ , ~ . l c t t P a c k a r d Sold I0i29 J 1 3ipart)9 5 . I ludson City Hanc(~rp B uy 05/299 0 . Hudson City Bat:corp [luy 1 0 / 2 6 .I(addl)0 " 7 . Ilutlson City [~ancurp S,ld l I . " 1 7 K B9 ~ . ITI- Industries

9 9 . IB M B uy 01/26 J1 0 0 . IB M B uy ~/13 J(addl)

I 0 1 . IB M B uy 05 /2o J(addI)

1 0 2 . International PapcrCo B uy 0 1 1 2 6 J


10/19

F I N A N C I A L D IS C L O S U R E R E P O R TPage l 0 of 1 9 S , , ~ e e l , R o b e r t W . 0 5 . 1 5 , 2 0 1 0

V II. INV ESTM ENTS and TR USTS -- ; . .. .. .. . .. . t , e . , . . . .. . ,i,,,,, ( I n c l u d , . ~ thoseoJ,p ....... d dependentchildre . . . . . . p p . 3 4 - 6 0 ,fihbtg i n ~ t r u c t i o n s . )~ N O N E income, assets, or tran.sactions.N o icporlob[e

A 11 C. O.l includmg ~rt~sl assets) r e f a c i n g p e r i o d t , f r c D~r tmg per iod

P la c e " IX ) " a f t c r e a c h a s se t A m o u m T)pe (c.~.. V alu e V alue T y p e (c g., 1 ) ~ 1 X . a l u c Ga i n Idcnf i ly ofc x c m p t l ~ m p r i o r d = ~ c l o su c e Code I : d iv. . rcnt , Code 2 Me thod bu). scl[, m m d d y y Code 2 Co d e I buycvsller~ ( A d D or t in) I J-P) ~ o d c 3 red em p tio n ) IJ-P l (A- II ) !i[ private,, [Q -W ) transac tion )

1 0 3 . KLA Tencor Corp B u) o 1 : 2 6

104. KLA Tcncor(orp B uy G 3 q 3 J

105. KLA Tencor Corp Sold 0 4 , " 0 3 J Al l l O . Krati Foods B uy 1 0 2 6 KI O 7 . Kroger B uy O S , 1 2 .I(addl)I O 8 . Krogc r B uy( a d d ] ~1 0 9 . l ,auder Es lce Co B uy 1 1 1 2 6 J

110. Laud cr Estee (o Sold 02;09 J AII I. Lov+ e+ B uy 1 0 : 2 1 ~ K112, l .owes lilly 1 0 / 2 9(addl)1 1 3 . Marathtm Oil B uy 0g12 J114, b, l a ra thon Oil B uy I 1/17 Jt a d d l )I 15. McDooalds Corp

!lt~. Microsoft B uy 01 ;2(, J

17. M i c r o s o f t I ] t u y 06,25 J{addl)I,% M i c r o s o f t [ ] . u > I 1/~3 .I

[add l )19 . Microsoft B uy I 1 19 J(addl ~


11/19

F I N A N C I A L D I SC L O S U R E R E P O R T ~ ......fP ..... Reporling

N O N E (:~) reportable income, assets, or tr~msaction.s. )

~i) ~2~ ~ 1) (2 ~ (I t .2~ (3)Place " tX) af lc r each assc~ A m o u r * ~ [ ) pc ~c g . Valu e Vah~ lypc Ic .g . . Date V alu e Ga i n

c ~ e m p l f r o m p a l e r d i s c l o s u re C~c I di~.. rcnL ~dc 2 : Mcth~ b u y so l mm,d&,yy Code 2 Code

1 2 0 . NRG Ene rgy lnc B uy 01:26 J121. NR(i E nergy Inc B uy 0814 JIaddl)122. P ro c lo r& G am bh: So ld 05/29 J

(parl)/23. Proc t o r& G a m b l e Sold 0 6 . 1 8 J~;4. Q,,vcsl Comm B uy 0 1 / 2 6 J

1 2 5 . Q w es! Com m B uy 0 3 . 2 7 J(addl)1 2 6 . Q,.,.cst (omm B uy 102a l(addl)1 2 7 . Slandard & Poors Dcp Rcpt Sold O I ~ 2 6 M1 2 8 . Syman~ec Sold 04/16 J B129. "[ rase!c rs Co P , u y 01/15(addl)1 3 0 "lrave~crs (~ l ~ u y 07/13(addl)1 3 1 . Travelers (o B uy 1 1 1 7( a d d l ~

1 3 2 . Uniled gcchnologies1 3 3 . l lni ledheahh Oro~p B uy I0;26134. WSIN Digital B tD 08/07

1 3 5 W STN Digi ta l B uy 01/26 J(addl)136 . WS T N Dig i ta l B uy 00/25 J(addl)


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Page 12 of 19 s , ,. ~ , R o b e r t w . 0 5 . q 5 , , 2 0 1 0V I i . I N V E S T M E N T S a n d T R U S T S --J,,,. ........ ~u~, , . . . . . . . . . ., , , . . . d , , a , . . . , ~ , , . . ~ o ! . v . . . . . . .~ N O N E income, assets, transactions.)eportable or

A. B. t" D.(includin~ trus~ assets) r e in n ~ p e r io d of rot , th ing per iod

, (1) ~ 2 ) (I) ~ . 2 ) (1 ~

! ( ) -W )

137. Wyeth Sold( p a r t )138. W y c t ] ] Sold 04/13 ~ I)

139. W y e t h M e r g e d 10;16 K( wi t h l i n e 1 4 0 )

140. P f i ~ c r Sold 10;26 K C

ia2. Wat Marl B uy 04,13 J( a d d l )14 L Waf Marl B u y 08/12 J( a d d l )t4 4. N il in x In c B uy

145. Xilinx Inc Sold 0Y05 J~ p a r 0146 Xilinx Inc B u y 10i26 J( a d d l )I47. Y u l n B r a n d s B uy 10:26 K

14 K YttmBraMs B u y 10~20 J(addl ~

149. ( M . ~ M o n v y ~ t ~ n d150.

151. I rust #2 flincs 151-103)(b) (i Dislribution PI T

152. USTN due 02!15/09 M a t u re c l } 2 1 5 N153 US T N d u e 0 5 i3 1 / 09 M a t u re d 05/31 N A


13/19

FINANCIAL DISCLOSURE REPORTIt,, f| R Lp ,,.i.~ .... ......ag e 13 of 19 s ~ e t. ~ o b ~ r t W .

NONE (~%~ reportable income, assets, or transactions.)D

Description otAs~cI~ I n c o m e d a r i n g Gro~s ~a lu e a t end ] ransacgons dur ing rcpo~ ,ng pcffod(inc lud ing trusl a ssc ls) rep ortin g i~ riod of r~,~m~ periodi~ ~2 ~ 1 ) (2) (I ) ~ 2)

l Iac "(Xi" a f te r each a sse t A m o u n t : I ype ( c g . , Valu e V ~luc "l~pc (e.g,, Date V alu e G ~ IIexempt ~ro l l t p r io r di sc losu re Code I . ; d r y , r c m . ~ ~e 2 Me thod buy, sell, m n ~ d 6 y y ( ~ o d e 2 ~ ? o d c t buyer:seller(A I1 ) or :nr ~ (J-P) Co d e 3 red em p tion ) (J-P) 7 IA-HI l i fp riva te(Q-kk) t ransacfion~

154. USTN 1.875% due 7i15:19 B u y 08/06 O

155. US T N 1 . 3 75 % d u e T . 1 5 ; 1 8 B uy 01/14 M

156, US~ 1.375%dueTq5/18 Sold 1026 M D

157. I_~g~ 2.125.b due 1115 ~19 Bu 3 0 1f15

15~. U S q N 2 . 1 2 5 % d u e 1 / 1 5 1 9 S o ld 10 /26 N C

159. App le I nc

~60 . BP PIC

161. Del l lnc Bu y ]0, 23 L

102. Dcl Monte Foods (o So ld 06 05 J D

163. Enro Pharmaceuticals B u y 05..:1S M

164. E n d r o P h a m ~ a c a u t i c a ls Sold 0509 M Ep a n )165. F i t t e s t L a b s B u y 03/30

166 . GamcstopCorp B uy 092! M

167. Gamestep (7o~ Sold 12;29

168, G a m ~ i n B uy 04,~02 M

169. General Dynamcs B u y 03~30 K

170. Gymborce B uy 03130 I,


14/19

FINANCIAL DISCLOSURE REPORT x ....re ..... .,.~rrin= [Page 14 of 19 s + , .e t , R o ~ c r l w . ~V I ! . I N V E S T M E N T S a n d T R U S T S - ~,,. ........ ~ .......... .,iot,, (I,,cludes ,h .... -W ......... d dependent child ......... pp. 34-60 oJfiling~ N O N E ( N o incom e, or/ran.;actirm s.)SN~qS,

A. B. (5 . l) ,D c s e rlp lk m o f ,-~ s ~ I s ! n c o m ~ d u ri n g Gr~s ~aluc al end Tr;msac~h,~ &~ri~g rcpomn~ period

t i nC lLk l i : l g t r u s t a~ s e t~ ) rc~mng pcriad of rcp~:~ing period

P l ac e " t X)" a f t e r eac h a sse~ Amount 1 ~ (c g+, V a l u e V alu e lyp (c g . . D a te V ah +c t;am Identity ofe x e m p t f r o m p r i o r d i s c l t ~ s u r C o d e 1 d i v . . r ~~ l . Code 2 NlClhOd bu y , s e l l . I 1 p , d& y v Code 2 (ode I buycusclicr

(A-It) or int.) J-P) Code3 rcdemplionl (.I-p~ I A-I I ) (ifpn+atc

171. lleinz. II.J. (.o. Sold

17Z I lcrman Miller B u y 0 3 , 3 0 L1 7 3 . KB R In c B uy I ; 2 " ~ L174 . KBRlnc S o l d 1 2 : 2 9 I.

1 7 5 . K i m b e r l y C l a r k S o l d O M 3 1 L F

176. K.um! FcrLv Inlq Buy 06;05 k

177. Medco tleahh S~dutions

1 7 K M e rc k & C o . S o l d 0 6 + 0 5 1 .

1 7 9 . Microsot l B uy 0330 LI g { I National Oilwcl[ l~uy 05/26 Llgl. N t t ~ : o r Ihiy I ) 4 / 2 1 t1 8 2 . North (Tuh~rado Springs Land &

i 1 8 3 . Pl]zer t]tl) ( J r . 0 5 1 +1 8 4 . Pfizer Sold ! 1 / 1 3 M D1 8 5 . P in n ac le Wcs l Cap Co ~ Sold 0 3 ; 3 1 1 .1 8 f t . P i m c y B o w c s l n c Sold 0 5 1 2 6 1 . F

1 8 7 . P toshares Ullrasho~ B uy fl509 I.


15/19

Page 15 of 19 I s w e e t, R o b e r t W . 0 5 q 5 : 2 0 1 0

N O N E ( N o reportable income, assets, or transactions.)A. B. C D.

Description of Ask l~ I n c ~ m c d , r m g G r o ~ ~ a t u c a t e n d Transac t ions du r ing repor t ing penod

x c m p l K o m p r i o r d i ~ l o s ur c Cwdc I di~. . rcnt~ ( ode 2 Me thod bay. sell , mm:dS+y~ Code 2 C ~ t e I buycr;~elicrIA- II ) orim) {J-P) Co d 3 redempt ion) O P ) IA-11) [if private

1 8 8 . Proshares l,;ltrashort P , u y 05/18l a d d l J1 ~ 9 . P r o s h a r e s U l l r l a . ~ h o r l B uy 08/07Iaddl)1 9 0 . Ra~,theon Co Sold 0 3 / 3 1191. Terra hldustriea l l t ly 0507 M

192. Fiduciary., Trusl htt[ Mo ne.~ M arket

1 9 3 . N\V G lobal Partners LP IM k/a NW G lobal R e d e e m e d O!.09 OFund) (pan)1 9 4 .

195. Trusl #3 (lines 195 - 2201 (b) I) Dislribulion Pi r

196 F idu c ia ry T ru s t h l l l M o n e y Market ia)

1 9 7 . USI-N 4.875% due 05G I 3~ M a t u r e d 05/3I N AI o8. A m a z o n S o ld (,q. 27 M I)

199. Ilerkshire Ilalhaway

20(}. Flour Bu y I.~.O M

! 2 0 1 . Fo res l l .abs 1 3 u y I0 !14 L

] 202 . Goneral Dynamics [ luy 7 30 L

203. General Dvnandcs Sold 12!2o L E

204.. Nall Oilwell \"arct~ B uy ] l l7~30 KI


16/19

FI N A N C I A L DI SC LO SU RE REPO R T ~ .... fP .....Reporling Dale of R~porlPage 16 of 19 s,,,~et, Rob ert W . 05/15/2010

V !1. INV ESTMENTS and TRUSTS - i ......... ~,e,, ........ ions (Include, tho, e of,p ......daependent children; ,eepp. 34-60,filing instr,,c,ions.)~ reporlable income, assets, orON E transactions.)

Desc rip tio n of A sse ts In c o m e d u rin g : Gross va lu e a t end T r a n s a c ~ i o ~ s d u r i n g r c ~ m n g p e r i o d(inc lud ing trust a sse ts) rc po ~ ing pe riod o f r c p ~ n i n g p c r i ~~1) ~ ~2) ~1) (2) (I) ~2) (3) (~ ~ 5~P l a c e " ( X ) " a f l c r e a c h a s s c l A m o u n t ~ , l3pc (cg. V alu e V alu e lypc (cg.. I)alc ~ Mu c Gzln Ident i ty of

e x e m p t t r o m p r i o r d i s c l o su r e C o d e I ~ d iv ., re n t, Co d e 2 Mcth~d buy, sc lk m m~ 0d ,yy Ct~dc 2 C t ~ c I bu~cr,,scllcr I A - H ) ; orin t3 (J Pl Co d e 3 redempt ion) (J ~ ( A H I ( i f pr ivate{ Q - W ) t rangaction~

205. Pacil~c Mercatilc []ancco~ ,Sold 05/26 L

20ft. P ro sha re g I J l~ ra sho r t B uy 02/13 K

2~7. SPDR Gold Tmsl

208. Terra Induatrics B uy 0526 L2 0 9 . Trru Industries B uy 06/(15 K( a d d l )210. Estcs- Sheridan kP

211. NPStrathanLLC

212. NP l)ovcr t.kC

213. NPNashual.kC

214. NP Fairhaven Lt.C215. NPIlanstml.l.C

216. N P P o r t lb li o A c c t~ u n t I . I . C

_1 ,. N P S 2 L L C

218. [xcc~cst LLC

219. P&AMulliSetlotFund So ld 01/16 M

220. P&A Diversified Mgrs Fund Sold 01/16 N

221.


17/19

F I N A N C I A L D IS C L O S U R E R E P O R T N . . . . . .fP .....ReportingPagc 17 of ! 9 s , ,~ , ~ , R o b t , r t W .

V I I . i N V E S T M E N T S a n d T R U S T S - i....,e. ,,.i.e. ,r . . . . . . . . i , , , , ~ ( I . t l u d t s t i t ....~f ~pouse and dptl~tlent childrgt,: .~e ; pp. 34-60 ,:filing in .....i o n s . )~ N O N E ( N o r e p o r t a b l e i n c o m e , a s . ~ ~ I s , o r

A. B C.

t I ) (2 ) ~ ~ ) (2 ) I 1 ~ ~ 2 ) ~3) (~e x e m p t f r o m p r i o r d i s c l o s u re Co~c 1 dN. . rent . C ~ d c 2 Me thod buy. sell mmddyy (ode 2 Code I

222. ( it i bz m k r n o n c y m a r k m a c c o u n ~ A h ~ t ~ . r c s ~ J F

223. (itibank checking accounl N o n e J T

2 2 4 , JPMorgan Chase checking accoun| None J T2 2 5 .

2 2 5 .


18/19

F I N A N C I A L D IS C L O S U R E R E P O R T , . , . . . . . . f p . . . . . . ~ p o r , ~ . ~Page 1 8 of 19 s , ~ c ~ .~ . R o b e r t \ v . 0 5 1 5 / 2 0 1 0

V iii. A D D I T I O N A L I N F O R M A T I O N O R E X P L A N A T I O N S .VII. Inves lements and Trus lslal = This is a mt~ney ~narkel type fund with shares remaining al a conslanl value o1"$[ 00, Parchases and sales. * ;Ih no gain i)r loss, x~erc iliad,." lhroughoul theyear.(hi = Income beneficiary o~iy.(d) - Wal Marl purchased on 08/0|,2008 was mistakenly omitled from |he 2(1{18 l-inancial I)isclosure RcD~rl.


19/19

F I N A N C I A L D I SC L O S U R E R E P O R TPage 19 of 19 s ~ , , , ~ , . ~ o t , c r t ~ v .

I X . C E R T I F I C A T I O N .! c e r l i~ Z h a t a l l i n f o r m a z i o n g i v e n a l ) n v e ( in c l u d i n g i n f n r m a t l o n p e r t a in i n ~ t o m ) s p o u s e a n d m i n o r o r d e p e n d v n t c h i ld r e n , i f ~ n ) ) i~atcurate, trne, and com plete to tht best t~f my kno~ vh dge and belicl~, and thai an) information not reported was ,~ithheld because it met applicable statutoryprovisions permitting non-disclosnre.I further certi~ ~ha t ~arned incnme from outside employm ent and honoraria and the acc eptance of gifts wh ich hav e been reported are incompliance with the provislon~ of 5 U.S.C. app. 5Ill et. seq., 5 [!.S.C. 7353, aud Judicial Conference regulations.

S i g n

NOTE: ANY INDIVIDUAl. Will.) KNOWIN(;LY AND \VILFUI.I.Y I,Al.Sll;IES O R F A L L S ]O YILE ]Ills REPORT MAY BE SUBJECT 1-O CIVIl,AND CRIMINAl, SANCTIONS {5 ILS.C. app. 1041

F I L IN G I N S T R U C T I O N SMail signed original aud 3 additio~ml copies to:

(_O~rnillcc ot~ Financ ial DisclosureAd m inistra{i~e Office of the United States CourtsSuite 2-30!One (7olu~n bus Ciccle, N.E.W ashington . D .C. 2054 4

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Robert W Sweet Financial Disclosure Report for 2009