Robert L Vining Jr Financial Disclosure Report for 2009

8/3/2019 Robert L Vining Jr Financial Disclosure Report for 2009

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I.,:r~::~~:~~ FOR CALENDAR YEAR 2009

1. Persea Reperltng (last name, first, middle initial) 2. Court or Organization 3. Date of ReportVining,, Robert L. U.S. District Court, NDGA 05/14/2010

4. Title (Article ~I judg~ indleate active or senior status; 5a. Repert Type (check appropriate type) 6. Reporting PeriodmagisWatc judas indic.ate full- or part-tln~) [] Nomination, Date 01/01/2009

Article III-SeniorStatas [] Initial [] Annual [] Final 12/31/20095b. [] Amended Repm~

7. Clla~lbers or Oftke A ddress 8. On the basis at" the informatioa c~ntalaed in this R~port and anymodtticatlans pertaining thereto, it is, in my opinion, in com pllaace600 East First St., Room 345 with applicable laws and regulations.Rome, GA 30161-3181

Reviewing Officer Date

I M P O R T A N T N O T E S : lse ~narac~ons acc~mpanylng ads form must he fo l lowe~t C o m p l e t e all part~,checking the 2VONE box for each part whe~ you have no reportable information. Sign on last page.

~ NO~ ~o re~rtable posi~o~.)~SI~ON NAME OF ORGANIZATION~NTI~

2.3.

. 7

~ NO~ ~o repo~ble a~eemen~.)~ PAR~S ~ TE~S


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FINANCIAL DISCLOSURE REPORT s~.~ of P~,~o,, e.~o~g [ ~t~ o~ ~po~P a g e 2 o f 7 . v l n ~ g , , . R _ o b e . r ~ ~ . . . . . . . . . . . .. . . . . . . . . . . . . .. . . . . . . . . . . .

I. 0 _ 5 _ ( ! 4 / 2 0 1 0

I I I . N O N - I N V E S T M E N T I N C O M E . : R ~ , ~ g ~ a ~ a ~ d , ~ o ~ e ~ ~ e e p p . l ~ - z ~ o : : t~A. Filers Non-Investment Income

NONE (No repor tab le non - inv es tm ent incom e. )SOURCE AND TYPE ( y o u r s , n a t s p o u s e s )

1.2.3,4.

B . Spouses N o n - I n v e s tm e n t I n c o m e - lf yau r~r raarrlgd dming any parian of the reporting year, complcle this(Dol lar atnount not required except for honoraria,)

NONE (No repor tab le non - inv es tm ent incom e. )DATE SOURCg AND TYPE

I.2.

3.4.

IV. REIMBURSEMENTS - ~ro-~o#, ~v~,/~ ~(Incl~ t~e to ~u~ ~ d~t ~en; ~ee pp. 25-27 offing ~ions.)

N O ~ ~ o repor~ble reimbu~ements.)SO~C~ ~ ~OCATION P~OSE ,~MS PA~ OR PRO~ED

I,2.3.4.5.


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FINANCIAL DISCLOSURE REPORT N .~ orP~o..~tt.~ v ~ t ~ o r ~ p o , ~Page. 3 of 7 v i n , n g , , R o b e r t L . . ..................... 0 5 / 1 4 / 2 0 1 0

NONE (No reportable gifts.)

1.2.3.4.5,

~ NO~ ~o reportable liabffities.)~D~OR D~SCRIP~QN VAL~ COD~

I. Dalton-~ffield B ~k DM~ n, GA ~omis~ ~o~ K~amc ohang~ ~m Prater Nafion~~nk of Dalton)2.3.4.5.


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Name of Person Reporting Date o f R e p o r tFINANCIAL DIS CLO SURE RE PO RTPage 4 of 7 ............. 0 5 1 1 4 ! 2 o 1 0

NO~ ~o reportab& income, assets, or ~ansactio~.)

~on of~ ,] In.me d~ng G~ss value at end T~nsaefions during ~i~

P~ "~" ~ ~ch ~ ~nt T~ (g., V alue V alue T~ (e,g,, ~te V~e Gain ld~w of~ (A-~

_ or inL)( J - P ) C o d e 3 ~em~) ( J - P ) ( A - H ) (if pdvate

1. Co~ Cola Co. C Divi~nd M T2. ~hu~ B~ng ~. Charon, GA A ln~r~t K T3. Nuveen Tax-Exempt Trust A Interest J T4. Puttham l~escareh Fund ct-A A Dividend K T5. Wells Fargo A dvisors A Interest K T6. Rental Property # t Chatsworth, GA(2002, D Rent L S7 9 , 0 O 0 )7~ Rental Prol~rty #2 Chatsworth, GA (2002, D Rent L S7 9 , 1 ) 0 0 )8. Duk Energy A Dividend J T Sold J A T9. Daimler-Chrysler North America Hldg B Dividend K T Sold A TCorp.1 0 . BA C CAP TRXI 1 PFD 6.875 D Interest L T1 I. Waehovia B ank N.A. A Interest L T

1 2 . Eaton V ance Insured Municipal Bond F und B Interest K T1 3 . B ank of America Corp. 5-15-23 Internotes C Interest K T1 4 o Ci~igroup Capital I x 6/ , Tnast Preferred C Interest K TSecs (Trups)1 5 . Citigrp CP TR 1 x TRU P 6% B Interest K T16. Georgia PWR S R N T x 5.7% B Interest K T


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FINANCIAL DISCLOSURE REPORTPage 5 of 7 .. VIMng,, Robe~ L, 0511412010 IVH, ~ S T~N TS a n d TRU S T S - ~ .......

NO~ ~o reportable income, asse~, or tramactiom.)A. B. C. D.

~#on of Asse~ In.me d~g Gro~ value(inelu~g ~ ~) r~aing ~fi~ of ~aing p~i~~ "~" a~ e~h ~t ~ount T~e Ce.g., V alue V alue T~e (e.g., Da m Va~e G~n td~fi~ of

~pt ~m pd~ ~ C~ I div., r~K ~e 2 M~ buy, ~II, ~ m~d~ C~ 2 C~ 1 b~l~ll~(A-H) or inL) (J-P) Code 3 r~emption) ~t (J -P) (A-H ) (if private

1 8 . ~oyM Bk S eofl~d B Di~dend J T1 9 . Royal Bk Scotland B Dividend K T20. Barclay Spans ADR3 7.1% B Dividend J T

21. W~ehovia Perp A 8% J D Dividend K T

22. Sp~tra Energy A Dividend J T Sold J A T23. General Life Ins. Co. A Interest J T

24. Allianz SE 8.37% PF D B Dividend K T

25. Regions Fing III 8.875% B Interest J T

26. Condo Dalton GA D Rent M W

27. Condo Dalton GA L W28 . S o u t h e rn C o A Dividend K T


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VII . I I~V~STMEN TS and TRUSTS


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FINANCIAL DISCLOSURE REPORT N a ~ e o f P e r s o n R e p o r t i n g ] Date of ReportPage 7..of 7 ...................... .V.l_aln~, Rober~ L.. ........................ 0 5 / 1 4 1 2 0 1 0

IX. CERTIFICATION.I certify that all information given above 0 noluding information pertaining to my spouse and minor or dependent children, if any) isaccurate, true, and complete to the best of my know ledge and belief, and that any information not reported was w ithheld because it met applicable statutoryprovisions permitting non-disclosure.I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are incompliance with the provisions of 5 U .S.C. app. 501 et. seq., 5 U .S.C. 7353, and Judicial Conference regulations.

NO T E: A NY I NDI V I DUA L WHO K NO WI NG L Y A ND CIVILAND CRIMINAL S ANCTIONS (5 U.S .C. app. 104)

FILING INSTRUCTIONSMail signed original and 3 additional copies to:

Committee on F inancial D isclosureAd ministrative Office of the United S tates CourtsS uite 2-301One Columbus Circle, N .E.W ashington, D.C. 20544

Documents

Robert L Vining Jr Financial Disclosure Report for 2009