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8/14/2019 RJT_HealthPack07
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TEST METHODTEST METHOD
VALIDATIONVALIDATION
Randall J. Troutman CPP
Senior Engineering Manager
Oliver Medical
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Presentation Disclaimer
Oliver MedicalOliver Medical is devoted to building awareness whileis devoted to building awareness while
enhancing educational value among medical packagingenhancing educational value among medical packagingprofessionals through seminars such as this.professionals through seminars such as this.
The views, topics, and suggestions discussed today areThe views, topics, and suggestions discussed today arefor educational purposes only and therefore should notfor educational purposes only and therefore should not
be considered the last word on these issues.be considered the last word on these issues.
It is the sole responsibility of the attendee and his or herIt is the sole responsibility of the attendee and his or hercompany to determine the suitability of informationcompany to determine the suitability of information
presented today. As well as to investigate all otherpresented today. As well as to investigate all othersources of information in regards to application of thesources of information in regards to application of thecontent.content.
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Presentation Overview
• Background
• ASTM Guidance / Definitions
• ASTM F88-05 (overview)
• ASTM F1929-98 (overview)
• Getting Started in your lab
• References
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What is all the buzz?
• FDA “hot button” issue -
– Recent release of revised 11607 documents have causedconfusion in regards to listed test methods
– Test method validation statement in both parts• Part 1 - Clause 4.4 Test Methods
• Part 2 - Clause 4.3 Test Methods
– This statement was included in the previous revision
• ISO 11607 Clause 4.3.2
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11607 part 14.4 Test Methods
4.4.1 All test methods used to show compliance with this part of ISO 11607 shall be
validated and documented.
NOTE Annex B contains a list of suitable test methods.
4.4.2 The test method validation shall demonstrate the suitability of the method used. The
following elements shall be included:
- establishment of a rationale for the selection of the appropriate test for the packaging system;
- establishment of acceptance criteria;
NOTE Pass/fail is a type of criteria;
- determination of test method repeatability;
- determination of test method reproducibility; and
- establishment of test method sensitivity for integrity tests.
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11607 part 24.3 Test Methods
4.3.1 All test methods used to show compliance with this part of ISO 11607 shall be
validated and documented.
NOTE Annex B in ISO 11607-1 contains a list of suitable test methods.
4.3.2 The test method validation shall demonstrate the suitability of the method used. The
following elements shall be included:
- establishment of a rationale for the selection of the appropriate test for the packaging system;
- establishment of acceptance criteria;
NOTE Pass/fail is a type of criteria;
- determination of test method repeatability;
- determination of test method reproducibility; and
- establishment of test method sensitivity for integrity tests.
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11607 part 1 – Annex B
• What does the list include?
– Standard guides
– Standard practices
– Standard test methods• Including some that can not be validated
• From various organizations…..
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11607 part 1 – Annex B
• Includes standards from the following organizations;
– ASTM (Examples – peel, dye, bubble emission, etc.)
– ISO (Examples – air permeance, biological evaluation, etc.)
– EN (Example – sterilization wrap requirements and test methods)
– USP (Examples – Biological reactivity test, in vitro)
– TAPPI (Example – dirt in paper)
– DIN (Example – testing of paper board – bending stiffness)
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General DefinitionsValidation1
<general> confirmation by examination and provision of objective
evidence that the particular requirement for a specific intended usecan be consistently fulfilled
Verification2
confirmation by examination and provision of objective evidence that
specified requirements have been fulfilled
Qualificationreferred to as the process of events used to establish feasibility of a
concept, process, or method
1. 11607 part 1
2. 21 CFR Part 820
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ASTM GuidanceATSM E 177
Standard Practice for Use of Terms
Precision and Bias in ASTM Test Methods
ATSM E 1169
Standard Guide for Conducting Ruggedness Tests
ATSM E 691
Standard Practice for Conducting an Inter laboratory Study
to Determine the Precision of a Test Method
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ASTM Guidance cont.ASTM E 2282
Standard Guide for Defining the
Test Result of a Test Method
ATSM E 1488
Standard Guide for Statistical Procedures to Use in
Developing and Applying Test Methods
ATSM E 456
Standard Terminology Relating to Quality and Statistics
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ASTM E 177
Standard Practice for Use of Terms the
Precision and Bias in ASTM Test Methods
– Purpose is to provide a basis for;
• Precision & Bias statements (for quantitative methods)
• Describes methods of expressing precision and bias
• Gives examples of how P&B statements may be written
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Definitionsprecision
the closeness of agreement among test results obtained under
prescribed conditions
repeatability
addresses variability between independent test results gatheredfrom within a single laboratory (otherwise known as intralaboratorytesting)
reproducibility
addresses variability among single test results gathered fromdifferent laboratories (otherwise known as inter laboratory testing)
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Definitionsbias
a generic concept related to a consistent or systematic difference
between a set of test results from the process and an acceptedreference value of the property being measured
accuracy
a generic concept of exactness related to the closeness ofagreement between the average of one or more test results and anaccepted reference value
– Accuracy should be used when comparing test results, not in termsof the output result generated from execution of test a process. Butas - is this test result accurate, verses what is the accuracy of theseresults compared to previously generated results.
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ASTM E 1169
Standard Guide for
Conducting Ruggedness Tests
– Purpose is to provide a basis for;
• Finding the variables that influence measurements
– experimental factors using Plackett-Burman designs
• Determining how closely these factors need to be controlled
– The test does not determine optimum conditions for
the test method
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Definitionsruggedness (robustness)
determination of variables associated with the performance of a testmethod that is ultimately critical to the accuracy of the precision
statistical control
point when the test results obtained vary in a predictable manner,showing no unassignable trends, cycles, abrupt changes, excess
scatter, or other unpredictable variations as determined by
application of appropriate statistical methods
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ASTM E 691
Standard Practice for Conducting an InterlaboratoryStudy to Determine the Precision of a Test Method
– Purpose is to provide a basis for;• Addressing inherent variability in test methods
– Includes (a.) Operator, (b.) equipment used, (c.) calibrationof equipment, (d.) environment (temp, humidity, & etc.)
• Developing protocol w/ details
– Calibration, specific methods of testing, etc.
• Sample preparation – Sample preparation tips, including conditioning
– Statistically valid sampling plans
• Statistical evaluation methods
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ASTM E 2282
Standard Practice for
Defining the Test Result of a Test Method
– Purpose is to provide a basis for;
• Identifying the elements that comprise the testresults of a test method and to illustrate how
these elements combine into the test result.
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Definitions
test method
a definitive procedure for the identification, measurement and evaluation of one ormore qualities, characteristics, or properties of a material, product, system, or servicethat produces a test result
observation or observed value
the most elemental single reading or corrected reading obtained in the process of
making a measurement
test determination
(1) the process of calculating from one or more observations a property of a singletest specimen, or (2) the value obtained from the process
test result
the value obtained by carrying out the complete protocol of the test method once,being either a single test determination or a specified combination of a number of testdeterminations
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ASTM E 456
Standard Terminology Relating to Quality and
Statistics
– Purpose is to provide a basis for;
• Terminology used in quality and statistical based ASTMmethods in which standard definitions appear
– attribute data: observed values or determinations which
indicate the presence of absence of specific characteristics.
– variables data: measurements which vary and may take anyof a specified set of numerical values.
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Formal Process to Evaluate
• As taken from 11607;
– Suitability of particular test method
– Robustness (ruggedness)
– Precision and / or bias – Repeatability (within lab precision)
– Reproducibility (between lab precision)
– Range and / or Sensitivity of Detection
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Document the Exercise
• The engineering exercise should include:
– Protocol• Objective / Scope
• Sampling plan, w/ statistical rationale
• Predetermined acceptance criteria
– Report w/ supporting data
• Demonstrates all requirements have been met – Statement of validation / successful execution
• Includes “proof of work”
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Applying the process….
• ASTM F88-05 – Quantitative test method application
– Statistical comparison of test results w/ controlled variation
• ASTM F1929-98
– Qualitative test method application
– Determining sensitivity levels for pass / fail tests
• “In house” test method validation – Modified standard test method for use by MDM
– Internal test method developed by MDM
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1. Scope
1.1 method covers the measurement of the strengthof seal in flexible materials
1.2 method may be conducted on seals between a
flexible and rigid material1.3 the seals tested may be from any source,
laboratory, or commercial
1.4 method measures the force required to separatea test strip of material containing a seal. Also
identifies the mode of specimen failure
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Conducting a Test Method Evaluation
• Evaluate / Read the Test Method
– Scope meets intended use
– Understand the sources of variation
• Material combinations – Flexible vs. rigid application
• Number and types of equipment involved
– Equipment calibration details» What, how, and when
• Test sample conditioning
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Conducting a Test Method Evaluation
• Conduct an evaluation to expose how these
factors affect the test result
– “ruggedness test”
• Objective is to evaluate how the test method variablesaffect the test determination
• The results of this test will provide you with an
accurate “sample” to use in the repeatabilityphase of your evaluation
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Conducting a Test Method Evaluation
• Conduct “reproducibility” studies with other pieces of likeequipment in other locations using “samples” proven in
the ruggedness and repeatability studies
• Use a statistician to help determine the predetermined
“Precision” acceptance criteria for the method in your lab
• Based on the data compiled within your R&R study youmay use a one-way analysis of variance (ASTM E 691) to
evaluate the data
• Compare your data to the “Precision” data recorded inthe actual standard (Section 11)
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Applying the process….
• ASTM F88-05 – Quantitative test method application
– Statistical comparison of test results w/ controlled variation
• ASTM F1929-98
– Qualitative test method application – Determining sensitivity levels for pass / fail tests
• “In house” test method validation – Modified standard test method for use by MDM
– Internal test method developed by MDM
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1. Scope1.1 defines materials and a procedure that will
detect and locate a leak equal or greater
than a channel of 0.002 in.1.2 intended for use on packages with an
edge seal formed between a transparent
film and a porous material
1.3 requires a contrasting dye penetrant
solution be used
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Conducting a Test Method Evaluation
• Evaluate / Read the Test Method
– Scope meets intended use
• Objective is to determine if the method that
you conduct internally meets the sensitivityclaim in the standardized method
– For this particular method the sensitivity level is
a channel down to 0.002 in. in seal
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Conducting a Test Method Evaluation
• Overall evaluation should consider;
– Sufficient sample sizes
– Variation in dye mixture methods
– Variation in sourced ingredients – Variation in exposure times
• 5 seconds vs. 20 seconds
– Variation in the actual procedure / process
– Variation in voids detected
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Conducting a Test Method Evaluation
• While considering those variables you
should prove the sensitivity of the method – Establish a range, w/ control limits
• Example range –
» Control (no void)
» 0.001” void (min limit)
» 0.002” void (detectable)
» 0.003” void (detectable)
» 0.005” void (detectable)
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Applying the process….
• ASTM F88-05 – Quantitative test method application
– Statistical comparison of test results w/ controlled variation
• ASTM F1929-98
– Qualitative test method application – Determining sensitivity levels for pass / fail tests
• “In house” test method validation – Modified standard test method for use by MDM
– Internal test method developed by MDM
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Getting started in your lab….
• Review the standard test methods that you
currently execute within your company – How was the standardized method evaluated?
• Review the ASTM standards mentioned in this
presentation for guidance
• Develop a plan to “validate” (evaluate) your
methods separately and be prepared to employvarying strategies to fulfill the requirement
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Thank You
Randall Troutman CPP
Oliver Medical800.253.3893 ext. 7914
616.456.7711 ext. 7914
www.olivermedical.com
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Additional Research
• Test Method Validation Techniques
– Analytical Chemistry Test Methods
– Toxilogical Test Methods
– Forensic Test Methods