Richard Linn Financial Disclosure Report for 2009

8/3/2019 Richard Linn Financial Disclosure Report for 2009

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A o ~ o FINANCIAL DISCLOSURE REPORT R e p o r t R e q u i r e d t ~ F the E t h i c sin Govermnent Act of 1978ge~. ~/2010 FOR CALENDAR YEAR 2009 0 U.S.C app..~ 101-11!)1. Person Reporting (last name, f~s~, middle inidai) 2. Court or Organization 3. Dale of ReportLinn, Richard U.S. Court of Appeals, Fed Cir 04/30/2010

4, Title (Article l~fl judges indicate active or senior slams; 5a. Report T~,T,e (check appropriate lype) 6. Repor ting Per iodmagisrcate judges indicate tiall- or part-time)[] Nomination, Date 01,/01/2009U.S. Circuit Judge - Active [--] Initial [~ A,mual ~] Final to12/31/20095b. ~~ Amended Repar~

7. Chambers or Office Address 8. On th~ basis of the information ~ontained in this Repor t and anymodif ications per taining thereto, it is, in my opin on, in compl ianceU.S. Court of Appeals with applicable laws and regulations.717 Madisou Place, N.W.Washington. DC 20439 Reviewing affix:or Date

IAIPORTANT NOTES: The ins truct ions accompato, ing thi~ form must be followed. Com plete all par ts ,checking the NONE box for each part where you have no reportable inf!~rmation. Sign on las t page.

I . P O S I T I O N S . ( X , p o r ~ i ,Z individuM only; seepp. 9-13 offiling ins~ructiorts.)~ NONE (No reportable positions.)

POSITION N A M E O F ORGANIZATION/ENTITY1. Member [nmllecmal Property Advisory Board, George Washington University LawSchool2. Past-President The G iles S. ILich American Inn of Court3. Member The Richard Linn A merican Inn of Court4. Visiting IVtember The H art. Willimn C. Com~er Am erican Inn of Court

I 1 , A G R E E M E N T S . lT~eporting individttalonl),; seep1,. 14-16~ N O N E ( N o reportable


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[N a r a e o f P e r s o n R e p o r t i n g D a t c o f R e p o r tFINANCIAL DISCLOSURE REPORTI

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I lI . N O N - I N V E S T M E N T I N C O M E . m,po,rl, g individual and ~ . . .. . ; s e e p p . ! 7 - 2 4 o f f d l n g i n s t r u c t i o n s . )A. Fliers Non-Investment Incom e

NONE (No reportable non-invegtment income.)DATE SOURCE AND TYPE INCOME(yours, not spouses)

1 .

"4 .

S p o u s e s ! N o n - l n v e s t m e n t I n c o m e - ~ f . , , o , , were marrted durtng any poroon of the reporting year, complete this section.~ NONE (No reportable non-im,estment income;)

S O UR C E A N D T Y P E

IV. REII~IBURSEMEN TS -(]nch~d..s those to spouse

~ N O N E ( N o reportable reimbursements.)~OURCE ~ LO CATIO N PURPOS E t T E M S P A ~ D O R P R O V I D E D

1. ~e H on. Will iam C. Comm r Jan~qW 15-16, 2009 N ew York, N Y bm of Court Dhm er Transportation, Meals, and H otelAmericn inn o[Cou~2. The B en Franklin Am erican .lanuaW 2 1 , 2 0 0 9 Philadelphia. PA Inn of Cram Meeting Transportation and Mealshm of3. New York Intellectual March 27-29, 2009 New York, NY Annaal Judges [)inner Transportation, Meals, and H otelProperly Law A ssocialiona. The Hon. William C. Cormer April 15-16. 2009 N ew Y o r k , ~ hm of Court Mee~.ing Yranspor*ation, Meals, and Holel~ % m c r i c n In n o f C o u r t5 . T he Ri ch ar d IA nn A me ric an lv la y 14- 15 , 2009 Chicago, II_ Inn of Court Meeting I ransportammh m , o f C t , u rt


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FINANCIAL DISCLOSURE REPORT :~ .... f P e r s o n R e p o r t in g [ D a t e o f R e p o t !Page 3 of 8 L i , ~ , R i c h a r d

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6- New York intellectual May 20-21, 2009 N ew York, N Y B ar Association A nnual Transportation, Meals, and Itote!Properly Law AMociation Meeting7. New Jersey Iutellectual June 5-6, 2009 Short Hills. NJ Annual Judges Dhlner Transportatim}. Meals, and Hotel

Property" Law Association8. "Ihe Richard Lmn Am erican June 12-13, 2009 Chicago, IL Inn of Courl Dinner Transportation. Meals, and H otelI n n o r " C o u r t9. The Boston Inte!Iecmal July 30-3 I, 2009 Boston, MA hm of Cou~t Meeting Transportation, Meals. and H otelProperty American Inn ofCourt

High Tech Law Iustit~ate and September 24-27. Santa Clara. CA f.aw School and Bar Transporlation, Meals. and H otel}:ederal Circuit Bar 2 0 0 9 Assuciatioa SeminarAssociationThe Richard Linn Am erican Septembe~ 29-30. Chicago, IL Inn of Cou~a Meeting "FranspnrtatiouInn of Corm 2 0 0 9

I 2 . The Boston Intellectual October 26-27, 2009 Boston, MA luu of Courl Meeting Transportationi, Meals, and H otelProperty .~nerican Inn ofC o u r ~

1 3 . The 1Lichard Linn American November 12-15. Chicago, It. Inn ofCourl Meetia~g TransportationInn of Court 2 0 0 91 4 . The Paul R. Michel American December I-2, 2009 Los An zeles, CA Inn of Court Meeting Transportation, Meals, and Itote!Inn of Court ~


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FINANCIAL DISCLOSURE REPORT N o , ~ o f P C r s o t 3 . Reportillg Date of ReportPage 4 of 8 Linn. Riclmrd 04/30/2010

V . G I F T S . (Includes those to spouse and dep endent children; see pp. 28-31 of filing instructions.)[~ NONE (No reportable gi/is.)

SOURCE DESCRI PTION V & L U E1. Meridian international Tickels to the Meridian Ball $420.002. New York Intellectual Properi3," Law Steuben Glass eagle leadership award $ 1 , 0 i 7.00Association3.4.5 .

Vl. LIABIl l "~ 1 r p C ~ i - ,1 1 1 . I .i L O o ( b t c l u d e s t h o s e o f s p . . . .. . .d depend ..... hildren; see pp. 32-33 of jqling i ...... t i o n . ~ . )[~ NONE (A,~o reportable liabilities.)

CREDITOR. DESCRIPTION VALUE CODEI _2.3.4.5.


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FINANCIAL DISCLOSURE REPORT N .... f P ..... Rl~portlng Date of ReportPage 5 of 8 Linn, Richard 0 4 / 3 0 / 2 0 t 0N VII. 1 ES I MENI S and TRU STS - ;. ........ 1 , , ~ , , . . . . . . ~ o . ~ : ; . c ; . a e , r ; , o ~ e o : , p . . . . .. . .N O N E ( ~b reportable income, assets, or transactions.)

,~. " -- ~ .... ~ c. i D .D ~ c f ip t i o n o f A s ~ t s i Income d~ng ~ G r o s s v M u e a t e n d ]~ Transactions d~ng ~po~ing period] r e p o r t i n g p e r i ~ ! ] ~ l r ep o ~ i n g p e r i o di n c l u d i n g ~ O ) ~2~ : ~) 2 ) ( 1 ) ~ 2 )P l a c e " ( X ) ~ a f t e r e a c l ~ as s e t [ A m o m ~ t T ~ 3 ~ e ~ c . p , . . V a l u e Value 3 - ~ e ( e . ~ . , D a ~ c V a l u ee x e m p ~ t i o m p r i o r d i s c l o s u r e ~ C~e I ~ d i v . , r e n t . ~ ( l o d e 2 M e t h o d b u y . s e l ! ,i A - t l ) i uriu,.) I ( l - P ) Code3 a e d c m p t i o n ): ~ ( Q -W )1 . Cash Eq uivalent Accost # 3 A I n t e r e s t J T2. Brokerage Account # 7

3 - American Funds: AMCAP F~nd (;lass A Dividetad J T529A4. - ~erican Funds: EuroPacific Growth A Dividend .I "I"F~d Class 529A5. - ~eri~mFunds: Washington Mutual A Dividend .I Tinvestors Fund Class 529A6. [lrokerage Account # 9~ - ,~nerican Fun&: ~IC~ Fund Cl~s A Dividend J T529A

" 8 . - ~e~can Funds: EuroPacif ic Growth A Dividend ) T[:trod Class 529A9. - ~ericn Funds: Washington Mutual A Dividend J Tinvestors Fund CMss 529AI 0 . - A me~canF~ds: Intennediale B ond Fund A Dividend J Tof America CI. 529A1 1 . ~rokemge Accnunt # 1012 . - American Funds: AMC~ Fund Class A Dividend J T529A

1 3 . - cMnerican Funds: EuroPacific Growth A Dividend J TFund Class 529A1 4 . - ,~?erican Funds:Washington Mutua! A Dividend J TInvestors Fund Cl~s 529A15 . - ~nerican Funds: Intermediate Bond Fund A Dividend J Tof America Ct. 529A16 . Brokerage Account # 11

1 7 . - American Funds: .~tCAP Fund Class A Dividend J T5 2 9 A


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FINAoNCIAL DISCLOSURE REPORT] L in n , R i c h a r d

0~130120 !0age 6 of 8V I 1 . I N V E S T M E N T S a n d T R U S T S - i . ~ o ~ . . ~ . ~ , , e . , , . . . . . " i o r ~ ( ln d u d e s t ~ o s e o f ~ . . . . .. . a aepena em d, ila, en; see p p . ~ 4 - ~ 0 o f f i l i n g i n s , r u c , l o ~ . )

N O N E (No reportable income, assets, or tra~actions.)

D e s c r i p l i o ~ o f A s s e l s ~ I n c o m e d u r i n g ~ Gros~ value at end T r ~ s a c ~ o ~ s , . l u ri n g r e p o s i n g p e r i o d(including Imsl ~ts) [ r e ~ o ~ i n g p e r i o dP l a c e " ~ X ) " a f te r e a c h ~ s e t Amoun Tk~e (e g ~ Value I Va uc I Type te g D a t e Va ue Ga ~ ldcndtv of

( Q ~ W )lg . - A merican Funds: EuroPacifie G rowlh A Dividend J TFund Class 529A1 9 . - American Funds:Washington Mutual A Dividend J T~vestors F~d Class 529A

2 0 . - American Funds: lnlennediate Bond Yund A Dividend J Tof America CI. 5 2 9 A2 1 . Brokerage Account # !32 2 . - American Fnnds G rowth-Income Separate None L TAccount2 3 . - Am erican Funds Growth Separate Account None M "1-

2 4 . - T. Rowe Price Large Cap Growtb Portfolio None M TSeparate Account2 5 . - MYS V alue Portlblio Separate Account None M T(See uote)

: 2 6 . - Russell 2000 Index Portfolio Separate None L TAccount2 7 . - .,-krtio [nll Stock Portfolio Separate Acct None M T{See note)2 8 . Brokerage Accmmt # 142 9 . - Clarion Global Real Estate Portfolio Sep_ None K TAcct (See note).

3 0 . - Met/ife Stock Index PorlfoIio Separate None L T3 I. Cash Equivalent Account #l 5 A Interest k "I Open 0 9 ! 1 6 1 0 9 L


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FINANCIAL DISCLOSURE REPOR T[ t , i ,m , R i c h a r d

DateofReportPage 7 of 8 0 4 1 3 0 1 2 0 1 0VIII. ~DITI,ON~ LNFO~TION OR EXPL.~ATIONS.

Part VII, line 27, Artio lnlernational Stock Portfolio was previously known as and changed ils name from Julius Baer International Stock Portfolio


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FINANCIAL DISCLOSURE REPORT N .... of P ..... R e p o r t i n g D a t e o f R e p o r ~ [Page 8 of 8 ~ , i n n , R i c h ~ r a 0 4 / _ ~ 0 / ~ O 1 0

IX. CERTIFICATION.l certify that all information given above (including information pertaining to my spouse and minor or dep endent children, if any) isaccurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory

pro~sions permitting non-disclosure.I flir~i~cr certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are inomplianc~ with tile provisions of 5 U.S.C. app. 501 et. seq., 5 U.S.C. 7353~ and Judicial Conference regulations.

Signalu

NOTE : AN Y INDIVIDUAL \VI tO KNOWING LY , - MND \VILFIJLLY FAJ,SIFIES OR FAl l,S TO FILE TH IS REPORT MAY BE SUB. IECT " fO CIVILAND CRIMINAL SANCTIONS (5 U.S.C. app. 104)

F IL I N G I N S T R U C T IO N SMail signed original and 3 additional copies to:

Conm3ittee on Financial DisclosureAdministrative Office of the United States ConrtsSuite 2-301 ,One Columbt~s Ci rc le , N .E .Washington, D,C. 20544

Documents

Richard Linn Financial Disclosure Report for 2009