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KAERI/TR-1942/2001
71 T7A|
(Review of Regulatory Requirements for Digital I&C Systems)
KAERT
t ^ ^ ? i
Korea Atomic Energy Research Institute
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44 #4 4444, 44 4 33444 4444 44 4444 444 444 44Code & Standard, ll(Scope), 4 44, 44 7> 4444 4444 4444 4444.
4444 4##2* o]44 44 44444 444 444 #4 1#4 4444,
4411 444, 4444(44)4 44444(44) [444 44 to cfr 50 Appendix a, 10
CFR 50 Appendix B, 10 CFR 50.55a(h), 10 CFR 50.49 4], 44444 441 4444444
44 4444 1444 1 4444(4) [444 41 Standard Review Plan(NUREG-0800),
Regulatory Guide, Branch Technical Position (BTP)], 3 444 7] #7] #4 KEPIC [444 4#
IEEE Standards, IEC Standards, ISA, Military Standard 4], 5244 ?444 447] #4^]
444 44 334 [444 44 ^UREG 334,epri 334 *]4 44444 414.
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Summary
This work analyzed and summarized systematically various regulatory requirements that are
necessary to develop digital nuclear instrumentation and control (I&C) systems, especially safety
systems. The requirements are categorized into system, hardware, software, and quality
assurance aspects. This report provides the explanations of terms and abbreviations to help
readers understand. Furthermore, appendices of this report summarize the code and standards
corresponding to each principal regulatory requirement.
The hierarchical structure of regulatory requirements has Nuclear Energy Laws,
Enforcement Regulations of Nuclear Energy Laws, and Notifications of Ministry of Science and
Technology as utmost level requirements [In case of the US, 10 CFR 50 Appendix A, 10 CFR 50
Appendix B, 10 CFR 50.55a(h), 10 CFR 50.49, etc.]. The requirements include the Draft
Regulatory Guidelines for Digital I&C Systems [In case of the US, Standard Review Plan
(NUREG-0800), Regulatory Guide, Branch Technical Position (BTP)], KEPIC as standards [In
case of the US, IEEE Standards, IEC Standards, ISA, Military Standard, etc.], and various reports
issued by Korea Institute of Nuclear Safety [In case of the US, NUREG reports, EPRI reports,
etc.].
This report can be referred for the development of safety grade control equipments, plant
protection system, and engineered safety feature actuation system.
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2.1.4 4iHH444 4444 44--------------------
2.1.5 444 4444444 44 44 4444
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2.2.1 4444 44---------------------------------
2.2.2 44444 4444-------------------------------
2.2.3 444444------------------------------------------
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3.1 44 --------------------------------------------------------------------------------------------------------------49
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3.2.1 4£ -------------------------------------------------------------------------------------------------------- 52
3.2.2 4£-------------------------------------------------------------------------------------------------------- 52
3.2.3 44 4 44--------------------------------------------------------------------------------------------- 53
3.2.4 44-^ ----------------------------------------------------------------------------------------------------- 53
3.2.5 44(Smoke) ----------------------------------------------------------------------------------------------- 53
3.2.6 444 4444 44-------------------------------------------------------------------------------- 53
3.3 44 4444 44--------------------------------------------------------------------------------------54
3.4 444 4444-------------------------------------------------------------------------------------------57
4 4 4 441 4444 44441 4444 44---------------------------------------------61
4.1 44 --------------------------------------------------------------------------------------------------------------61
vii
4.2 4444 44 ---------------------------------------------------------------------------------------------62
4.2.1 4444 4A1 --------------------------------------------------------------------------------------------62
4.2.2 #4 5 7^444 44 ------------------------------------------------------------------------------- 66
4.3 ti^7} 4 44 --------------------------------------------------------------------------- 71
4.3.1 KINS 44-------------------------------------------------------------------------------------------------- 71
4.3.2 44 €4^ 44444(USNRC)44---------------------------------------------------------- 71
4.3.3 4444 oYzi\7} 4444 -------------------------------------------------------------------------- 71
7)1 5 4 #44# 9M-&4 ^r4 ---------------------------------------------------------------------------73
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[i 4-1] 441 444# 44B4M 4444 4#---------------------------------------------------61
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\—!^\ 1 01 -Til&ldW Tilmol 0>x:| ^^-7-11 7^1 til -ST-H T^l-E-
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37L—^ u z,-zj /\ | t T' 11 | /i] o —-] t_i t_i o ti il yil °l PH o
r~75l i n SAl Ala_c 51L—^ i=i *> JLJ o n 1 p e/T—th->-riel 1 oi pip oil rTI# <^1 5°
r~75l 1 11 ll|xl742ix4^1 ?r s_C 56\—z- T=i J-J\ Ml lip O sPT — in —>—r~75l 3 A1 xlti] -7)]ati]o] tM tiled] r]]7?> i ]]x] a]^ O] ed] 56
Qg 4-1] @XP °}EJ]\m inE?]Ml ?iy mss ----------------------- -------------------61
X
4 4
AFW Auxiliary Feedwater
ALWR Advanced Light Water Reactor
ARI Alternate Rod Injection
ANS American Nuclear Society
ANSI American National Standards Institute
AOO Anticipated Operational Occurrences
ASME American Society of Mechanical Engineers
ATWS Anticipated Transient Without Scram
B&W Babcock and Wilcox
BISI Bypassed or Inoperable Status Indication
BTP Branch Technical Position
BWR Boiling Water Reactor
CDM Certified Design Material
CM Configuration Management
CE Combustion Engineering
CFR Code of Federal Regulations
CL Combined License
COTS Commercial Off-The-Shelf
CP Construction Permit
D-in-D&D Defense-in-Depth and Diversity
DAC Design Acceptance Criteria
DBE Design Basis Event
DC Design Certification
DCD Design Certification Document
DCS Data Communication System
EAS Essential Auxiliary Support
ECCS Emergency Core Cooling System
EELB Electrical Engineering Branch
EEPROM Electrically Erasable Programmable Read-Only Memory
EMEB Mechanical Engineering Branch
EMI Electromagnetic Interference
EPRI Electrical Power Research Institute
-1 -
ERF Emergency Response Facility
ESF Engineered Safety Features
ESFAS Engineered Safety Features Actuation System
FR Federal Register
FSAR Final Safety Analysis Report
GDC General Design Criteria
GSI Generic Safety Issue
HHFB Human Factors Assessment Branch
FECB Instrumentation and Controls Branch
HVAC Heating, Ventilating, and Air Conditioning
FO Input/output
I&C Instrumentation And Control
ICS Integrated Control System
IEEE Institute of Electronic and Electrical Engineers
ISA International Society for Measurement and Control (formerly Instrument Society of
America)
HAAC Inspections, Tests, Analyses, And Acceptance Criteria
EC SR Loop Current Step Response
LSSS Limiting Safety System Setting
MCF Maximum Credible Fault
MCR Main Control Room
MOIV Motor-Operated Isolation Valve
NDL Nuclear Data Link
NRC Nuclear Regulatory Commission
NRR Office of Nuclear Reactor Regulation
OBE Operating Basis Earthquake
OL Operating License
PAM Post-Accident Monitoring
PDS Pre-Developed Software
PEC Programmable Logic Controller
PRA Probabilistic Risk Assessment
PSAR Preliminary Safety Analysis Report
PWR Pressurized Water Reactor
QA Quality Assurance
-2 -
RAI Request for Additional Information
RCS Reactor Coolant System
RHR Residual Heat Removal
RTD Resistance Temperature Detector
RTS Reactor Trip System
SAR Safety Analysis Report
SCM Software Configuration Management
SC SB Containment Systems and Severe Accident Branch
SE Special Event
SER Safety Evaluation Report
SECS Standby Liquid Control System
SPDS Safety Parameter Display System
SPLB Plant Systems Branch
SRA Software Risk Analysis
SRM Staff Requirements Memorandum
SRP Standard Review Plan
SRXB Reactor Systems Branch
SSAR Standardized Safety Analysis Report
SSE Safe Shutdown Earthquake
Std Standard
swc Surge Withstand Capability
TMI Three Mile Island
TSB Technical Specifications Branch
USI Unresolved Safety Issue
v&v Verification and Validation
VDU Video Display Unit
-3 -
-§-
[4 5)-5L(Accuracy)]
#1 ^ m 11, 51 ^17] #44 5H ^1 45 44 ^1 111 51 ^51 # H4 !44tf 45
The degree of freedom from error of sensor and operator input, the degree of exactness exhibited by an
approximation or measurement, and the degree of freedom from error of actuator output.
| fUK Activity Group)]
14 144 111 AAHtI0] 4417] #14 4#. BTP HICB-14 4 #5l, 45],
5#^% 14, ##, 41, 14 5^5 11 4 14514 11
A collection of software life cycle activities, all of which are related to a specific life cycle topic. Eight
activity groups are recognized in BTP HICB-14: planning, requirements, design, implementation,
integration, validation, installation, and operations and maintenance.
| f!4( Activity) |
444 44#4 44.
A group of related tasks [IEEE Std 1074].
[A/D 1#4]
441 mi mil 11 11# 441 145. 114-7] 44] 4-141
1414-.
[411#Aging)]
147]eil 414 444 441 11, 14 ^ 4H 51 51 5.41 HI
54 H 4-4414 "314 4-.
General process in which characteristics of a structure, system or component gradually change with time or
-4 -
use.
[Aliasing 44]
a/d 444111 44H3i 44 44 Htll 44 44 444 444°! 441
45MM 4444 44HH14 1114 4HM-.
[Anti-aliasing 41]
14 44 4414 444 4444 44114 ll(low- pass) 44H31
4114 A/D 444411 414 Aliasing HH 441 #1 4 %14
| °1] 44 /11 441(Anticipated Operational Occurrences)]
144144444 411 411 144 444 47141 43i mMn HH
44 &14 141, 11^ 41 44711 41 4 HI 111 1414
14414g.fl °ltl4 5,4 41 414 1144. 441 144 14 4111
Ull 144141414 s.4 44141 1144, 11-417] Hi, 4447] 11,
Hi1144 414.
An operational process deviating from normal operation which is expected to occur at least once during the
operating lifetime of a facility but which, in view of appropriate design provisions, does not cause any
significant damage to items important to safety nor lead to accident conditions.
1445(Avai lability) |
11 1H14 I!?]- in mi ### i] ## 44 4#14
A fraction of time during which a system is capable of performing its intended purpose
[ 114(Bandwidth)|
441 14 11 414 mil 441 141 14 444 1114. 44 411
If n 417} 44 4144 43! 4444 4 14 444 4114
[H (Buffer)]
111 4#14! 41, 41 44141 HI, &4 1111 44 H4 Hi 444
41 hh HH11H41 11 114 4 14 111 41 Hi# 5.447] 44 m#
-5 -
€4433 4#4#4 #A] 33 4#
Any substance placed around a waste package in a repository to serve as an additional barrier to: stabilize
the surrounding environment; restrict the access of groundwater to the waste package
[°44#4 lE(Class IE)]
€4^. % 4#3# ^4, 444# 44 343 444# 4 3# 44444
€#4444, 3# 44# #4 #44 #4 4## 444# 44 4#4# 44
44 4 4#4 4# °44##44.
[44-434(Closed Loop) 4444 4#]
44# #44 434 #3# 4#4# 4#444#44.
[###4 jt o'fCommon Mode Failures)]
4# 44 3# 4# 444 44443 4# 3#334 ### #4, #4 3#, €3f 3#, 343 ##3% 3###. o] 3#4r 4#4# 4 ^#44- 3# 4#4 4## 3#4-4 #4-.
Failure of two or more stmctures, systems or components in the same manner or mode due to single event
or cause
| #44 (Completeness)]
333444 334# 3# 4## 4#4#44 4# 333414 #4 44#4 #4. 3### 3334144 4## €# 7]#344 44 4# #4 #44 3334144 #44# 4# #44 44 3#4.
Those attributes of the design outputs that provide full implementation of the functions required of the
software. The functions which the software is required to perform are derived from (1) the general
functional requirements of the safety system, and (2) the assignment of functional requirements to the
software in the overall system design.
- 6 -
[4 4 4 (Concurrency)]
L34| -o-f-4 -o33 33# 343 343* *443.
[44*414 t*1 (Configuration Control Board)]
3334144 4# #4 3*7} ^ # #* 3§7]-s]-fil #4* #3^1* ^#o] ^ 4*#.The authority responsible for evaluating and recommending disposition of proposed changes.
| 4 4'3 4 (Configuration Management)]
4* #*4 3*4, *44 *4# 4*333, #3# 3433 #*# 4434, 434
4434 3*4 34371 4# 3*4 S3 ^44 3*.
A discipline applying technical and administrative direction and surveillance to: identify and document the
functional and physical characteristics of a configuration item, control changes to those characteristics,
record and report change processing and implementation status, and verify compliance with specified
requirements [610.12],
13 34 (Consistency)]
333414 #3^4 #4* *#*3 A*]# 2.3# ^37]^] ## #3 #* #34#
#44 3433 #4 43. 4# 3# 3°14 3*4 44 43 43 4443
34334- 3433 AM# 3*^1 #* 43
as a software functional characteristic) The degree of freedom from contradiction among the different
documents and components of a software system. Internal consistency denotes the consistency within the
different parts of a component; for example, a software design is internally consistent if no set of design
elements are mutually contradictory. External consistency denotes the consistency between one component
and another; for example, software requirements and the resulting code are consistent with one another if
there are no contradictions between the requirements and the code.
[34 If llf Context Sw itching) |
#*4 33434 43]4#44-. 4 33413 3##4* 344414 433414
CPU #41 #4# 33413* 4434 ##4#& 44# 43 3 33413* #44413
43*3. #4- 34 * 33413* 3# 334133 cpu 3 *34* 343 44*3.
-7 -
17'fM 7-]| -^Control Systems)]
4#7]# f ^3]- ^o] ^##4 4^] x[]o]^ ^]#.
Those systems used for normal operation that are not relied upon to perform safety functions following
anticipated operational occurrences or accidents. The control systems evaluated using SRP Chapter 7 are
those which control plant processes having a significant impact on plant safety but are not wholly
incorporated into systems addressed by other SRP chapters.
| o' (Correctness)]
idTll #3]^] ^ #4^7]S
The degree to which a design output is free from faults in its specification, design, and implementation.
There is considerable overlap between correctness properties and properties of other characteristics such as
accuracy and completeness.
| cn 7-]| °c! °] (Critical Section)]
i^E] g?-7g«o] ti]^-7]7l 5.5.A]X-]^]A] ti]^-7]Al Z^A]x]o] 444
[D/A 4#7|]
441 7]]#X]]o]7]]#^X] C]x]Tg Al^# 0>WTI 11 14S. 111?] A]-g-5)4
1414
[45- #1 7-]| 5f Data Communication Systems) |
7# ! HI 1^# 1#^ 1#.
Systems that transmit signals between systems and between components of systems. Data communication
systems may include analog and digital multiplexers as well as non-multiplexed transmission. Where such
systems are included in a design, they support one or more of the I&C systems.
-8 -
|Ii'4'<H(Dcadlock)|
(4el 7^4 534]##4 #44 ^(resource)# 44431 4# 4 43 4# #34]#7]- 7}43i 4# ###4#& 44444 44 #3 44 ## 4444
[ 4 H44(Deadline)]
44 444 4###3 #47}# 444444 444 #44 ##4# 444 #44
4444(time delay)# 4444 444## 444 4#44 4## ##4 ##44 4
4#44##*l 4444
14 # cM (Defense-in-Dcpth) |
44 #44 4#i; 4444 4# 44 3# ^4 #4# #4#4 #4 #44 #3#
4444 4# 4# 4## 44444 #4* 4444 #44 4#^ 4444 ^
#44444 44# 44 3# 4# #4# ## 44# # #44 444 3#
fi]#4# 44 #4# ^1## # #4
A hierarchical deployment of different levels of equipment and procedures in order to maintain the
effectiveness of physical barriers placed between a radiation source or radioactive materials and workers,
members of the public or the environment, in operational states and, for some barriers, in accident
conditions.
The application of more than one protective measure for a given safety objective, such that the objective is
achieved even if one of the protective measures fails.
[44 ## #4(Design Acceptance Criteria (DAC))|
#4444 44 ### 4# 44# 4 #4# 4# #4, 4444, 44, #444
4#
A set of prescribed limits, parameters, procedures, and attributes upon which the NRC relies in making a
final safety determination to support design certification when detailed design information is not available.
The DAC are part of the Tier 1 information.
[44 71 ##jt(Dcsign Basis Accidents)]
444#4-5i# 44# 444 44 #44 444 ### 44- 4#4 443 44444
## 4-314-43.4 #44## ###4# 4#4. #E4 4## 4# 444# 4#4#
-9 -
i^l7l^A}jLb W4<1, tiM44 ^o]4
Accident conditions against which a nuclear power plant is designed according to established design
criteria, and for which the damage to the fuel and the release of radioactive material are kept within
authorized limits.
| id7-1] 7 | -v:ARj(DcSign Basis Event)]
7# ^ 7]7M 4# ^4- 7]^# ^]# A^^
7M-A}^ 4, ^^l7]eA]-3i,W^7> o>a)7]^2] iHH ^7]lE]o]o> # 7^%^- ^o]4
| tl7-]| 9]-^-]'-A](Design Certification Document (DCD))]
431The master document that contains the information that is referenced by the design certification rule. The
DCD includes both the Tier 1 information that is certified by the design certification rule and the Tier 2
information that is approved by and supports the rule. The DCD is composed of the certified design
material and the non-proprietary version of the SAR, including all material incorporated by reference.
l iMI ?! J,B?(Dcsign Output) |
% 7# 4 44^* ^9]aHr S4, ^i] ^ ^
Documents, such as drawings and specifications, that define technical requirements of structures, systems,
and components (ASME Std NQA-1, "Quatity Assurance Requirements for Nuclear Facility
Applications"). For software, design outputs are the products of the development process that describe the
end product that will be installed in the plant. The design outputs of a software development process
include software requirements specifications, software design specifications, hardware and software
architecture designs, code listings, system build documents, installation configuration tables, operations
manuals, maintenance manuals, and training manuals.
[4# 7}9r# j!?'fDetectable Failure)|
^r7M% 491# f 4^-4 p]% x]A] ^6]] 9]sM #44 ^ ^
- 10 -
[## 4 Z1 (Deterministic)]
###4 #-#4^0]# 44 7]## A] 5# #-##4# 447]^ 4]#
7]## #444 44 454# #54# 4#4 4### 4# 4 ^6M ^>#4
###5^4 44## 4# #5# #5 ##45 ###5, 5# ###] 44#
#### ###5^# ^44, 4# ##4 5# % :i4 #4# 4# #4# #44
#4 444 ^5 "4###" 444 444 #4#4^ 455 44 #5^44
554445 4#4 # 444 444 44# 4, 4 44 444 #44 #44 44
44# 44444 4 4 #4
[4444 44(Deterministic Timing)]
44 444 5544 444 4444 545# 44.
Timing is deterministic if the time delay between stimulus and response has a guaranteed maximum and
minimum.
[44 4471 (Device Driver)]
44 44 5# I/O 54# 44445. 4444 44444 # 544#
[4 #(Discrete) 454444]
5 44 44 #4 4 On/Off #54# 44544 44444444. 45 4# 44
#5# 44445 444, 444444, 5# 4445 44 4455b] #4#4
1454 45444#(Diverse Instrumentation and Control Systems)]
#### 5# ##55 5855 454 1H5# 4##-#, 5 #7}5 #4 ##
4#(Atws) 5# 444-4# 444#5 ##44544 4444 545 554#4
4# 44554 ##4#4 ##^}# #4* 4#^}#4 ^1#4 45## 4#^]# #4
4 #4 44# 5##4.
Those systems provided expressly for diverse backup of the reactor trip system and engineered safety
features actuation systems. Diverse I&C systems account for the possibility of common-mode failures in
the protection systems. Diverse I&C systems include the anticipated transient without scram (ATWS)
- 11 -
mitigation system as required by 10 CFR 50.62. For plants with digital computer-based instrumentation
and controls, diverse I&C systems may also include hardwired manual controls, diverse displays, and any
other systems specifically installed to meet the guidance of the Staff Requirements Memorandum on
SECY-93-087, “Policy, Technical, and Licensing Issues Pertaining to Evolutionary and Advanced Light-
Water Reactor (ALWR) Designs/’
| 444 (Diversity)]
44# 44# #444 1%. 4 7}x]o] A^]4 %
4444. 4 44 444(4, 4# 4# 4#4#, 44 44, #44 44) #4 21
44# 44(44.314 #/4# #^.43M) 444 4^1 44
The presence of two or more redundant systems or components to perform an identified function, where
the different systems or components have different attributes so as to reduce the possibility of common
cause failure.
[4445.44 #44 (DMA)]
DMA 5.44431 #4# 444 5.44 4444-44 FO 4-444 444 #44
444# 444 EO 4444.
[44 sKDocumcntation) |
44 44#7] #44 4# 7]## 45_
Information recorded about a specific life cycle activity. Forty-one activities are recognized in BTP HICB-
14. Documentation includes software life cycle design outputs and software life cycle process
documentation. A document may be in written or electronic format, and may contain text, illustrations,
tables, computer files, program listings, binary images, and other forms of expression. A document for an
activity may be divided into several individual entities.
[44 741 (DR)|
44 #444 4# 4444# s.4 444 44 a/d ##44 4444
[H4#H(Drift)]
- 12 -
454 #4#41 44 *44 45454 ^541 4^1* ##^14, 4 444 #4 #5 44 4444 #44 44.
14 Z1 #4 *(Dynamic Schedule) |
555444 44444 44# 4 444 44 44 4144 444 44444. 44 44 #4#4 4 444 4#4^1 5 ^1454# 44# #44* 4^41#4#4 43.4#^! 444 #4# 4*45* 44 54(mufine)*5 4# #45*
4^44 44. 45* 44 4444 444 44444 ^45
[444 #5.544 Si# 4 4 4 (Embedded Software or Firmware)]
44 444 44# 44 4444 444 ###44.
Software that is built into (stored in read-only memory) a computer dedicated to a pre-defined task.
Normally, embedded software cannot be modified by the computer that contains it, nor will power failure
erase it; some computers may contain embedded software stored in electrically erasable programmable
read-only memory (EEPROM), but changing this memory typically requires a special sequence of actions
by maintenance personnel.
[### 4##4 (Engineered Safety Features)]
#711444# #44 54 zl 4#4 ###4-444 4# #4 4444 #4* #4
#444 #4444-# ##* 4# #4 #444 4##, 44 #4 4444.
Those I&C systems which initiate and control safety equipment which removes beat or otherwise assists in
maintaining the integrity of the three physical barriers to radioactive release (cladding, reactor coolant
pressure boundary, and containment).
|45(Errors)|
4# #445. 445 44414, #55414, 54 4444 4444 #444. 444
544 5#(Mnrey& #4# 4 44 #544#^# 5 #4144 5^ 4## 5#
##4 4444 55* *#5, 5 554 4554 545# 4 5## #4#4
| #5 55 4 f! 7-l| J4Essential Auxiliary Supporting (EAS) Systems)|
- 13 -
#44 #2# 4444 4#^1 f zg# # #2# # % 4#.
Those systems that enable the I&C systems important to safety to perform their functions. Heating,
ventilation and air conditioning systems; electrical power systems; and cooling water systems are typical
examples of essential auxiliary supporting systems.
|4#(Evcnt)|
54 2# 44 #444 44# 4 44 44 44, 44 n#, 2# 444 #444
2#& 2.4 #244 #4 44.
In the context of the reporting and analysis of events, an event is any unintended occurrence, including
operating error, equipment failure or other mishap, the consequences or potential consequences of which
are not negligible from the point of view of protection or safety.
[4-4-71 #(Event-based) 44 4 4]
4444 44# 44 4444 444444
|1'111# Exception) |
4444 222^ ##& #4 4444 4444, 442 42% 444, 4% 24424, 22, 24 44424 444.
|4#( Faults) |
4444244 444 2 #41444 44# 4444 4-4 ##deviation)# #4-4 444. #2314 44442^4 44# ##4#4 4# ##22 424] %
#24414 4414 #44 ##4#. 222414 ### 22 #444 #4(2# 42)4#
%# 4# ### #^##4 ##ol 4% ##4# #4 ###
4#e]424 4244 4]## 4### ## #% 44##.
[2# 2# #4 (Failures)]
2## 2### 44#. # 2## 24-4 ## 44 4 #4 4, #■§-## ## 222^4 #4##.
- 14 -
Inability of a structure, system or component to function within acceptance criteria.
[JZ'S'S-E. 4 0(j^5:i'lz1(Failurc Mode and Effects Analysis)!
4f5!#o] #44 ^14# #44^% #4% 4 4% 31% 3.#%4
#444
[4 4 4 (Firmware)]
ROM 4 4444 4# 4HB4444.
| 4 4 Z1 44 (Formal Methods)]
#44 (>]cq(ggmantics)g. 44^. 4444 =1 4444 #44 #4#444# %%
% 4 4 #4
Mathematically based methods for the specification, design, and production of software. Also includes a
logical inference system for formal proofs of correctness, and a methodological fiamework for software
development in a formally verifiable way [MOD-OO-55].
[7] 4 #4 (Functional Characteristic)]
7]# 51% 44% 44 #%*]
A trait or property of a design output that implements a functional requirement, a portion of a functional
requirement, or a combination of functional requirements. For software, functional characteristics include
accuracy, functionality, reliability, robustness, safety, security, and timing.
[7]vf if fifFunctional Requirement)|
31# 4 44#% #4# # 7]% #4% #4.
A requirement that specifies a function that a system or system component must be capable of performing
[IEEE Std 610.12], In the SRP, the term functional requirement includes design requirements, interface
requirements, performance requirements, and physical requirements.
[7 ] #4 (Functionality (as a Software Functional Characteristic))]
- 15 -
#hb444 44 #44444 4# ###.
Those operations which must be carried out by the software. Functions generally transform input
information into output information in order to affect the reactor operation. Inputs may be obtained from
sensors, operators, other equipment, or other software. Outputs may be directed to actuators, operators,
other equipment, or other software.
[4#(Gain) _#4|
44# ### 4 ## 44^5.44 ^(transition) #444 ^1444(ideal) 4# ###
#4 a# 4 ## 44 #444. o] #% a/d 4444 4#4#- 4444 444
4% 444.
[44 4-1-(Global Van able) I
###44 44 4444# 5-44 #31 # 4 444 ti]##(non-nested) S##4 4##
# 4# 4#^14
145.4 °l-'.(Handshake) |
4& 4 4a 444 44 4##7] 44 ^1#4# 4444- #44 ^M4 4 #4 44
44.A four-step process of linked acknowledgments between a sender and a receiver used to transmit data or
signals reliably. A handshake involves a signal that (1) initiates the transaction (from the initiating member
of a pair), (2) accepts the transaction (from the passive member), (3) terminates the transaction (from the
initiator), and (4) acknowledges the termination and readiness for another transaction (from the passive
member).
[4 4 #4 (Hazards Analysis)]
44 4#444 #4 #44 44### #4 #### #44# #44444 a
#4# 4^### #444 SM # 4# #4 4444# #44#, s# 4#^4 44# ##4 44 #44# ## # 4# ### #4 s# 44# #44#4 44
| 44 4 #(ldle Time) |
- 16 -
44 4 54 55 54447} ### #31 444444 A]##4# ## #444.
| : r^(Implementation (as a Software Life Cycle Process Planning Characteristic))]
4^ #A]^ #4^ ###7] #4 #5# 7]#^ 44 #A]^ %]]# ##.
Those characteristics of planning documents that describe the work necessary to achieve the purpose of the
planning documents. The implementation characteristics of software life cycle plans discussed in BTP
HICB-14 are: measurement, procedures, record keeping, and schedule.
| o' 5. ## (Information Hiding)]
4 5#2] 444445 ZL 5.-42] 4# #4# 7]## # 5444 45 4# 5.-4445 5.#2] #4444 rg#A]# ^5.2] A]^& #4s}5 ##2] 55.544 7#4444
[44 4 544 4 5.4 ^-(Information Systems Important to Safety)]
44 #4, 44454:4, #5 4444 #452] #4 4:4# 44 #4444 45.#
4'o"^Hr 44 44.
Those systems which provide information to the operators for the safe operation of the plant during normal
operation, anticipated operational occurrences, and accidents. The information systems important to safety
include those systems which provide information for manual initiation and control of safety systems. They
indicate that plant safety functions are being accomplished and provide information from which
appropriate actions can be taken to mitigate the consequences of anticipated operational occurrences and
accidents. During normal plant operation, the information systems important to safety provide information
on the normal status and the bypassed and inoperable status of safety systems.
| ^-'ut Integration)!
44 444 4# 55# 4447]# 44.
The process of combining system entities into an overall functioning system.
[44(kiterface)]
- 17 -
437} 4#4# ## 44}
A shared boundary across which information is passed [IEEE Std 610.12],
1444 #34 9:l-oL7-]| ^-(Interlock Systems Important to Safety) |
#4 A}^4 ###3* ^A]7]7]T_|. 44 4## A}3 A] 7}##^ 34#4
4]## #4# #43 #4#4 #4 4#^}# 4# 4#
Those systems which operate to reduce the probability of occurrence of specific events or to maintain
safety systems in a state to assure their availability in an accident. These systems differ from protection
systems in that interlock system safety action is taken prior to or to prevent accidents.
144 4 3(Intcrrupt)|
44 334]37} #44# 444 4 #44 4# 44##.
The suspension of a process to handle an event external to the process.
|44 43 4 xl] 4 (Intenupt Latency)]
4#44#^4 o]ig OlB]^3 34# ## 44 444 3 34# 44^}# 44#4
4 #44^14-.
[#4 43 ###(Intenupt Handler)]
##44(OS)4 ## ^(routine) 4#. #4437} #### 44337} a4 ###
#443 ##43 4443 ZL #443# 4344 344 4# 44# 34# 444 #4.
14 4(Kcmcl)|
7}# 44433 a]>4 333414 ### 3W># #47)144 ####. ##433 4## #7]44-441 ##433 44-44 #34, 7]4 ####7} ## 4# ###
7>43 33A)M3#44 ##44- 443#44 44434] 4###.
[4 # (Low-pass) #4]
- 18 -
44444 444 544 4444 #3. #4445, 3. 44544 ^144
544 4554 44445 45 44 44
[a=5l5]ti]B(LSB) A4]
A/D 4#7]o] 444 4A44 454 55 A/D 447H]a] 554 A5 #44 545
A%514
| Ac] (Management (as a Software Life Cycle Process Planning Characteristic))]
TIM g-A^] 7]## 5545 #54 444 7p§- 554 4^ 5444 44 54.
Those characteristics of planning documents that are primarily significant to the managing of the project
activities described in the planning document. The management characteristics of software life cycle plans
discussed in BTPHICB-14 are: purpose, organization, oversight, responsibilities, risks, and security.
[4 A14 (Message)]
5541A444 4#4B 4 554 4544 5454A54 4545
| 5L| 4 (Monitor)]
443-44 444 445 454a 4 4B4 55444 % 444AS. 4544
5.5.7144 44 4544.
[444 A 4 (Multitasking)]
5 7^ o]^-4 ^^4 45a#4 44 #^44 44 SB 45 444- 4^4 7]##
54 5544
[ti] 4444 4y] (Non Safety-Related SSCs)]
444 #y] 444 4444 4yl# 444 4y]54 445 4444 55 y1444
44 #4 A15^4 A 444 A#4 W544 55 44444#4 455 54^15
44 55 4444
- 19 -
[yl 91 44 -^-(Non-Safety Systems)]
€44 ^ti] ^]A| €44444 *-€4444 4€€ 44^14 €43 4444 34
44€ 3444 ^14€4€, 3. 44€ 34^1 €43. 44 % €444444 444
4€€4.
| 74c!44(Normal Operation)]
44444 44€ 444*34(LC0) 444 #43 44, 4 *444, €43 44,
4444, 4*, 34, 44 ^ ^]4g. 4444 34# €43 444 €444
Operation within specified operational limits and conditions.
| €44 €43 A] 4(Nuclear Installation or Facility)]
€44€43 444 €44 €444 34 4434 444 434 #404]- "444
€ti]")€ 444 4344 44 €ti](44 '4 €44 €ti]")3 4444. #14 434,
44 4 44(Structures, Systems and Components; SSCs)* 3444
[444 4 4 (On-line Testing)]
44 71-4 44M 44 444 4^44 44.
Testing performed on an operable system.
PH4-434(Open-loop) 444444]
3 444 €4 434 43* €4 4444 44 4^4 444 44 43*
€4-4 3 43* 4443 *44 4444, 43 €4, 33, 43, 3e]3 €4 44
444 €44
[44 7p^(0perable)]
4# 4^1 44 €4 44* 4^€ 4 €3 34 €4 4€ €4 44 4€ 44*
4^ € 4 €4 4 3 4# 44 44 7]-^4€-3 €.
A system, subsystem, train, component, or device is operable when it is capable of performing its specified
safety function(s) and when all necessary attendant instrumentation, controls, normal or emergency
-20 -
electrical power, cooling and seal water, lubrication, and other auxiliary equipment that are required for the
system, subsystem, train, component, or device to perform its specified safety function(s) are also capable
of performing their related support function(s).
| 34 *1] ^(Operating System)]
#1# 4443 #4, 331*4, 4 *4 34, ZL^JL 444 #4*
#3 3^1*3* 4343 3*34444.
[4 (Performance)]
4# ^ *4337]- *4# 7]]# ^ sM]A] ojCTg f 43
The degree to which a system or component accomplishes its designated functions within given constraints,
such as speed, accuracy, or memory usage [IEEE Std 610.12],
[33 3!(Performance Model)]
*34 3#44 3#]4, % 44(3331, #344 3), 3334 33 33*4
#134, #3344# 35]3 433 444 3333 *444. 33 313 344
4# 3344 34 343 44#7] 44 3344. 3# 313 #1344
343433 #3333 33 3443 33# 3 *3 333 433 4333 #33
43* 43 3#34o]34 33 44# 4# 4 3# 3434 4 3 44 33 3*4
433 433 #3 334 3 43 3## 3*1 3#3 333 33# 143#]#
433 443 #3 34333 4434 44 444 433*3 33#3 44.
133 3 4 (Periodic Tests)]
33 #4 4 34 7]33# 4347] 4# 44# #7]3 3143 3144.
Tests performed at scheduled intervals to detect failures and verify operability [IEEE Std 338]. Periodic
tests include surveillance tests.
[4 *3(Precision)]
44 33(quantity)3 4443 3] 443 4444 43* 4444, 3]* *4 2 4b]#
-21 -
4454 5 44# 445# 4a4] # # SM-.
[71 4 52 '#5]] 4 (Predeveloped Software (PDS))]
44 #4444, 4^4 5# ^144 4#444, 4#4 7]# 7]#4 5445$^# 555414.
Software that already exists, is available as a commercial or proprietary product, and is being considered
for use in a computer-based function [IEC Std 880, Supplement 1 draft]. Commercial off-the-shelf (COTS)
software is a subset of PDS.
[4ii#4 44 (Probabilistic Method)]
7HM 444 €54 ^€# 47]-4a, 4^] #44^ a4a €45#7]]7]#44 444# 4# 4€€ 44 €€454 a4 4# 445# 44 4 3§7}47] 4#4^ #4 4^4 4.
[55 A] 4 (Procedure)]
44 444 44a# #€47] 44 444# #44 #4(action#]#.
[5.5-4] 4( Process) |
#4414(08) 5M]#5]7]- €44# #4 7>## €#]5#44
| #-914 7-]| #(Quasi-safety Systems)]
###€5455 4^#] #€4# #4##, # €45#4##44(Aiws), #4,544445(station blackout) 5# 4 4 €-7] 4 #44#4 ##-#€#44 4444
44-55V4M 4# €^554 €#7]## 4#^1# 4]5€,#4^554#^]#
| f tx#15L9.7-]|#( Reactor Protection System)]
€4-5554#-# #44#-4 €#54 #44## #44# €45444#-# #44
44#^] 4#4]#-# 5444, €45 44 € #444444 4# 45## 444#
-22 -
44 ^ #4* 4444.
Those I&C systems which initiate safety actions to mitigate the consequences of design basis events. The
protection systems include the reactor trip system (RTS) and the engineered safety features actuation
system (ESFAS).
| 4X]5 o' :z| 7-l| #( Reactor Trip Systems (RTS))]
447]*A]-4^ 4447] ^]4 44*& 4#44 ?]]#.
Those I&C systems that initiate rapid control rod insertion to mitigate the consequences of design basis
events.
| 44 ?HRcal-timc) 45-4|
#44 A]^^. ^ 4544 444 444 4# #44 #*# 44^1#44# A]^vflo]4 a]a]7> Al^vflo] A]A)17]] A}y* 4*545,
4*}5# 7>y 44* 4*44 44*4 4** #541* *4 545 ZL
4444* A]Ai]7lK #44*. 444 4##4 55544* *7}5 ##5 4]*& *4]
4*. 4* 5554444 444 4° 1 ###* 444-5, 5554147} 44 zl
#54-4* 4444 444 444 445. 4444 44 444 444 444
4444 444(haid) 444 4444 -n-44(so&) 444 44445 4444 444
444 45^4 E)]5444 4**7] 444 #415 44-4 47} ^4 **#
444 45^4 45 45.4 454#1 44* 44-4445 444 4## 4444
4^44 4#
[44 5(Rehabihty)]
44 4444 444 54 444 444 44 *44 554 44# *444 #*4*
The degree to which a software system or component operates without failure. This definition does not
consider the consequences of failure, only the existence of failure.
[44 5 4 *7 ] 4 (Reliability Growth Techniques)]
444 *4# #4 #44 7^4# 44*5 4* 4455A] 445 ^]# ^
44444 4*4 5*444 45* *°1# 4*44.
-23 -
| 444 (Repeatability)]
### #4^4414 # 4# 44 ^b# 47}#3i (451 4^1 #4# 44# #4 ^4
44# 45.# ###.
| br^l] ^ (Resolution) |
4344 444 4 #5# # 44# 4#(detail)#44 ^444# 4 4 #4
17'f f l(Rcsourccs (as a Software Life Cycle Process Planning Characteristic))]
4M #4^] f ^^nj] 43# #3
The material resources necessary to carry out the work defined in the planning document. The resource
characteristics of software life cycle plans discussed in BTP HICB-14 are: budget, methods/tools,
personnel, and standards.
| 444 ?KResponse Time)]
4% #434414 #4# 44# 4# 4 44 44##3 444 #4# 4 4 #4
[444 (Robustness (as a Software Functional Characteristic))]
4#44 #43371- 444 4#4# 33^13 344M 4##41 44# 4
The ability of a software system or component to function correctly in the presence of invalid inputs or
stressful environmental conditions. This includes the ability to function correctly despite some violation of
the assumptions in its specification.
[44 4 4 414(Safe Shutdown Systems)]
#44# #4 44 44# W444 #444 44 4### 4# 4#.
Those systems which function to achieve and maintain a safe shutdown condition of the plant. The safe
shutdown systems include those I&C systems used to maintain the reactor core in a subchtical condition
and provide adequate core cooling to achieve and maintain both hot and cold shutdown conditions.
-24 -
14 #4 (Safety (as a Software Functional Characteristic))]
43# ### jl#444 #### 37-] # 3#4 a]5. SIB##
43# 3#.
Those properties and characteristics of the software system that directly affect or interact with system safety
considerations. The safety characteristic is primarily concerned with the effect of the software on system
hazards and the measures taken to control those hazards.
[###-#3 Si'-.Hi1-])4 (Safety-critical Software)|
3 S334## #4 S3 ### ##S ###4 #### #33 # 3 3#4 S3 44# 4## S3 44# 3#3 S4# 3 33 33.34444.
[##43( Safety Systems)]
#4434-# #4 S3 3 o]34 ###3 S3 ####7]31 3^4 43^14
19314 3 S3 4#447]3(Safety Function or Safety-Related Function)]
#47134# ## S3 3 o]34 434 #3 #3# B#43 7]3^14
(D ##-B#444##4(RCPB)# ###
® #43## ^ ####44# 4# 3#
® S#4^1#34 4# rg# 4##4 44# S3 S44 43# ##1 44 S34443 3#
[#### #ti] (Safety-Related SSCs)]
### #ta] 344 ##7]3 S3 #### 7]3# 3^4S1 #4# 3S#, 43 ^7] 7]1- ###4
[343(schedule)]
43 # #43 #4 34## 43 4#(job) S3 4sal ##43 #44.
-25 -
| -'>11 fr 7] (Scheduler) |
^^^9] f^]# 4^(job) #^#2, 44^#34 ^3.
| iV? Kb1 (Security) I
#^]9]# ^7]#-, 4]### 9b#4] #91# ##.
The ability to prevent unauthorized, undesired, and unsafe intrusions.
| Ll] f!#t 1 I(Seismic Classification I)]
9b#####(S§E) S# #f4] ^#9] 7]#^ f ##### #
#2#, 4lf-, ZUe)5L 7]7] 4] ## 9>###°H.
P>7l A1 ^(Self-test)]
7}7] 7}# 4] l]]#- a]# ##01 o|4=- #7]## #ti]4] ## A}?]## ^##4] 9]#
Ab7]## ## &#.
A test or series of tests, performed by a device upon itself. Self-test includes on-line continuous self
diagnostics, equipment-initiated self-diagnostics, and operator-initiated self-diagnostics.
[^Lf|AT-Jl(Severe Accidents)]
#4# hi# ### ^7]s]-7]n]- #A]^ ## ####9] #### ###
44 4W# XWH ^417]^A>jis. ^o]l]^ £]###-.
[Abs jtf!fSingle Failure)|
7]7]7b 3. 7]^ ### ##^b# ARM4. ## Ab#43. 91# ###9l <44
7}A] 3I##4r ## 3.443. 4^r#4. ##### 9b# (1) <44 4#
7]7]9] ##34(4^ 7)7]^ 444 7]#4 443 7p§) (2) <44 4^4
7]7]9] 4#34<44 7]7]9r 444 7]^ 443 7^)0] ### ##9]
9b#7]^ 4444 7b## ## 37#^] c]]#^ 44# 443 #^##.
- 26 -
#4454 55 717141 4# ##345 #444 #54 #444# ##.
Single failure: A Mure which results in the loss of capability of a component to perform its intended safety
functions, and any consequential Mures which result from it.
Single Mure criterion: A criterion(or requirement) applied to a system such that it must be capable of
performing its task in the presence of any single Mure.
[55.5414 7H #5 4 #4 (Software Development Process Characteristic)]
#4544 5#4 % 555414 7%#34 #4 #454 #4. #44, ##4, 444 44 47M1 4#
A trait or property of a software development process design output that results from the implemenMon of
a design process, including completeness, consistency, correctness, style, traceability, unambiguity, and
verifiability.
[555414 4 4 #71 (Software Life Cycle)]
55434] 44# 4# 344 ##4 #5.
A project-specific, time-sequenced mapping of activities [IEEE Std 1074].
[44 Af<i(Spccial Events)]
##3#47]3(plantdesignbasis)4 #4 ##44, #47l3##(DBE)33 5444 #4#,
44453 554# 53 4435 5433 441 #4^15 ##34##5##(AIWS),
44, 55 544###(sMon blackout) 54#.
[4"4-7l #(State-based) 5445]
4444 444- 5544 54# 4##433 34# #34 444# 5##5
54454#
[44 54# SMc Schedule)]
53340]# 435## #4# 4 4545 #4#7] #4 45# 434 ##54#
#4 ###, 54## 4## 4 #54 ## 5#4 #445 34# 5#(rota) 4#
-27 -
44 #M]#4# 34^1 43]#4 43] 4 3# 333^4 ##43#4 #444 #314 ##43 4444# #>#]: #4. 44#3]#44 44# 444^1 3. 31344# #4# 444# 4#4 #4 #4 4## # 43, 43]#4 #34#^1 3# #-#^M143 #4# 444# 4## #-9-4 44 44#3]#44 44#-## #44 4#44 ##3#1 # 4 #4
[444 44 (Structures, Systems and Components Important to Safety)]
444444 4# 4414 444 44# #434 44444= 4444 44444^14
44443. 444 ##& 4# # 44 4444# #4* ##4 444 ^]#44^]#3 4441 ?]## #4431^14.
14444 44 (Structures, Systems and Components not Important to Safety)]
444444 44 444 444] 44# 44(4 444 44) 44 4441 43144 44# 314# #4# 44##.
| f'l:]4(Stylc (as a Software Functional Characteristic))]
431 #4#4 ## 4 %
The form and stmcture of a design output. Document style refers to the structure and form of a document. This has connotations of understandability, readability, and modifiability. Programming style refers to the programming language characteristics of the software.
[44 44 (Surveillance Tests)]
44] 4-4 44 #444 4#4# #4#4 4# #4#3] 444# 4#.
Tests conducted specifically to confirm compliance with technical specification surveillance requirements.
[31# #4 (System Logic)]
# 31 44-4 4# #4# 44#4 444 3##4(4], 2/3, 2/4 #)4l #4 ###3# #44# 4444.
[#5. 4 #(Target Machine)]
-28 -
[Bfl^a(Task)]
^ sMl ^ ##. ^4^1 ^-4
iazffi 1 71^0} ^6| <H(woric) 7^^Hr ^7>7lol ^^o]l]-
The smallest unit of work subject to management accountability. A task is a well-defined work assignment
for one or more project members [IEEE Std 1074].
[AMAj (Testability)]
Al^ _9_3M ^#^7]# #^s}7] 4#M Al^ ^ ^ #^^7] ^]# ^o]
A1#E]^
(1) The degree to which a requirement is stated in terms that permit establishment of test criteria and
performance of tests to determine whether those criteria have been met [610.12], (2) The degree to which a
system or component facilitates the establishment of test criteria and the performance of tests to determine
whether those criteria have been met [IEEE Std 610.12],
1 ^^E]ca. ^ ^e]o]l]-
[Tier 1]
^7|]* &#E]^ 7g7|] ^ ^tAHerl fr ^7|] ^
^2)0] ijjfy} EM ^ ^^6]] 2]#Ajn> t^o] 7^h
The design-related information contained in the DCD that constitutes the certified standard design. This
information identifies the scope of the standard design and consists of the certified design descriptions, the
IIAAC, the site parameters, and the interface requirements. Tier 1 material becomes part of the design
certification rule and may be changed only by rule-making.
[Tier 2]
^M%A14 ifsN- Tier 1 it 7]] ^ W.
The design-related information contained in the DCD that is not Tier 1 information. It supports the
certification of a standard design by providing additional details about the proposed implementation. The
Tier 2 information generally consists of the SAR with the proprietary information removed for purposes of
rule-making. Although Tier 2 information is not certified by the design certification rule, it consists of
-29-
"those matters resolved in connection with the issuance or renewal of a design certification" within the
meaning of 10 CFR 52.63(a)(4). Tier 2 material is approved by the design certification rule, but is not part
of the rule. Tier 2 material may be changed by a process similar to that described in 10 CFR 50.59, unless
designated as Tier 2* in the SER.
[Tier 2*]
NRC SER 4 4 Tier 2 *>3.2]
A subset of Tier 2 material that the NRC SER and DCD for the standardized plant design approval
identifies as requiring NRC approval prior to modification or change by the applicant/licensee.
[fiM 4 (Tuning (as a Software Functional Characteristic))]
7|]#o] a]-S$M aMM 4# f
The ability of the software system to achieve its timing objectives within the hardware constraints imposed
by the computing system being used.
|J r Z1 7 By 4 (Traceability)]
^M^r7] #3]^-2] z]- ^7} o]^ ^]o] #3]^-6(] MF^5]o] %^7]-*
The degree to which each element of one life cycle product can be traced forward to one or more elements
of a successor life cycle product, and can be traced backward to one or more elements of a predecessor life
cycle product.
[aM A tgf]
-fM A 7]^o] trM5]o] $Zx] ^ ^ 44^]*
44BrB] 4hL°H ^^]7]^A>j/(DBA) 44 9}47]^ #4#7]
44^] ^^.s]- ^7]^
#4^7] ^]sM ^n]sM, P]^^- fi]4- 7]^]] 7]^-
4-Mvr
-30 -
[#4 B 44]
#4 B 44# #4# 444 #4 iiAjEjj! 4^]# #44# 43# 4 #4#
4444^14. #43 447]### 4#3 44, 3# 44, 4434444# 4444
444# 444 -n"xl7l#(tid3"AT4r 4# 444#)# 3444.
[#4 c 44]
#4 c 44# 44# 44(banier)4 4433 4##44#^1 4#4# 4# 3.44-4
444 44 7]#4 3# 444 44 44# 444# 4## 4 #4# 444444 444 444 444# 44# 443 444, #4444 44444 444#44
[#4 d 44]
#4 d 44# 4 44444 4444444 #4 3# #4 44# 444# 4## 4#4# 4444#°14 °1 44## #444 43 44# 4444 444 444 #34 4 4## 4444] 4## 4 43# 4444
[#4 e 44]
4# E 44# 44#/4 #44 #### 4443 3# 4# 4## 44433 3§7M-4 4# ^34 4444^14
[ti] jiLe_4 (Unambiguity)]
4444 #4 3# 4#^1 34 444 44# 4# 444 44# 4# 43
The degree to which each element of a life cycle product, and of all elements taken together, have only one
interpretation.
[ti] 44 #3( Unbounded loop)]
44 444 4444 43 444# #34 3334 44 #3.
The term used to describe the situation in which a programming language control structure called a loop
has no upper limit to the number of times it may execute.
-31 -
| 44 4 # ^(Verification and Validation)]
### 3# 4# j44(component)°11 41# 444 ###31 4444 4 7H#4## #44 4S. 44 #4141# ### #4 B4 344 44#4#4 3Z#H ## #4# 34 4#^47} 444 34# #4^1##* 44^1# #444 #4# #4^4 4# 44 ^ 4# #### 4444 ^41 ##4 4# ### 4"# 4 4# #41 444f# ##41# #44# #^41 44 ###4 44 #^14
The process of determining whether the requirements for a system or component are complete and correct,
the products of each development phase fulfill the requirements or conditions imposed by the previous
phase, and the final system or component complies with specified requirements [IEEE Std 610.12],
[# -7f'-|4Walkthrough)|
#4144 #^tz4M7} ### 44# #3# #4 ##A]#o] ## 4 3#IB# 44 44B#4 44 4# 7i#
A static analysis technique in which a designer or programmer leads members of the development team
and other interested parties through a segment of documentation or code, and the participants ask questions
and make comments about possible errors, violation or development standards, and other problems. [IEEE
Std 610.12]
[4# 4 #o 11 i(Watchdog Timer)|
S#4# 4#44 #4] #44# #44# 44## 4 #4
A form of interval timer that is used to detect a possible malfunction and is typically arranged to cause a
hardware restart if not reset periodically by software.
[#2444 (Wordlength)]
4if#4l# 44# #4 4# 444# #4] A}### #44 43 7%#44
#4#]# #314# [89,90,91]
-32 -
4 1 # ^
4# 44-4444(44) 4^3-3 ####### 3. 44^4 3f#4 7]#4
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10CFR 50.55am) 10CFR50AI 10CFR SOBGDCs II (giBSI
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STANDARD REVIEW PLAN (SRP) Chapter 7BRANCH TECHNICAL POSITION (BTP)-14 f 17, 18(20) 21)
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Level 2:
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NUREG/CR-6463 Level 3:
Level 4:
Level 5.'Submittals
IEEE 1028-1998
IEEE 1016-1987
IEEE 1016.1-1993
IEEE 1008-1987
IEEE 829-1983
(Anomalies SrIEEE 1044-1993
IEEE 1074-1997
IEEE 1059-1993
IEEE 830-1993
KINS
1-14
IEEE 982.1&2-1988 SW Measures)
IEEE 577-1976
IEEE 352-1987^4 xis]ASME/ANSI NQA-1&2
IEC 60880-1986 &2000sw)
ERRI TR-106439-1988(^jPXjJ212i 12i±MD
EPRI NP-5652
IEEE 1058.1-1997
IEEE 983-1986(§i agisms)
IEEE 730.1-1998
IEEE 1042-1987xia)
IEEE 1012-1986
IEEE 1228-1993
IEEE 828-1998
pi 4-1] 443. 447]]# 44 4444
441 447114 7flH 117]4 10 CFR 50 & 52, NUREG-0800 SRP(Standard Review Plan)
Chapter 7 [101], Branch technical Position(BTP)-14, IEEE Std 603-1991, IEEE Std 7-4.3.2-19934 4±£
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IEEE Std 7-4.3.2-1993 44 44
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[ 1] 10 CFR 50, Appendix A, "General Design Criteria for Nuclear Power Plants/’
GDC 1, “Quality Standards and Records.”
GDC 2, “Design Bases for Protection Against Natural Phenomena.”
GDC 4, “Environmental and Missile Design Bases.”
GDC 13, “Instrumentation and Control.”
GDC 18, “Inspection and Testing of Electric Power System.”
GDC 19, “Control Room.”
GDC 20, “Protection System Functions.”
GDC 21, “Protection System Reliability and Testability."
GDC 22, “Protection System Independence."
GDC 23, “Protection System Failure Modes."
GDC 24, “Separation of Protection and Control Systems."
GDC 25, “Protection System Requirements for Reactivity Control Malfunctions."
GDC 29, “Protection Against Anticipated Operational Occurrences."
[2] 10 CFR 50, Appendix B, “Quality Assurance Criteria for Nuclear Power Plants and Fuel
Reprocessing Plants.”
[ 3] 10 CFR 50.49, “Environmental Qualification of Electric Equipment Important to Safety for Nuclear
Power Plants.”
[4] 10 CFR 50.55a(h), “Codes and Standards - Protection and Safety systems.”
[ 5] 10 CFR 52. "Early Site Permits; Standard Design Certification; and Combined Licenses for Nuclear
Power Plant."
[ 6] ANSFANS 51.1-1983, “Nuclear Safety Criteria for the Design of Stationary Pressurized Water
Reactor Plants.”
[ 7] ASME NQA-1-1997. "Quality Assurance Requirements for Nuclear Facility Applications."
-79 -
[ 8] NP-5652. "Guideline for the Utilization of Commercial Grade Items in Nuclear Safety Related
Applications." Final Report, Electric Power Research Institute, June 1988.EPRI TR-102323-R1,
"Guidelines for Electromagnetic Interference Testing in Power Plants," Revision 1, January 1997.
[9] EPRI Topical Report TR-106439. "Guideline on Evaluation and Acceptance of Commercial Grade
Digital Equipment for Nuclear Safety Applications." Electric Power Research Institute, October 1996.
[10] Generic Letter 88-20. "Individual Plant Examination for Severe Accident Vulnerabilities." November
23,1988.
[ 11] Generic Letter 89-02. "Actions to Improve the Detection of Counterfeit and Fraudulently Marketed
Products." 1989.
[12] Generic Letter 91-05. "Licensee Commercial-Grade Procurement and Dedication Programs." 1991.
[13] IEC 61000-2,1999, “Electromagnetic compatibility (EMC) - Part 2: Environment."’
[14] IEC 61000-3,2000, “Electromagnetic compatibility (EMC) - Part 3: Limits."’
[15] IEC 61000-4,2000, “Electromagnetic compatibility (EMC)- Part 4: Testing and Measurement
Techniques."’
[16] IEC 61000-5,2000, “Electromagnetic compatibility (EMC) - Part 5: Installation and Mitigation
Guidelines."’
[17] IEC 61000-6,2000, “Electromagnetic compatibility (EMC) - Part 6: Generic Standards."’
[ 18] IEC Std 60880. "Software for Computers in the Safety Systems of Nuclear Power Stations." IEC
Publication, 1986.
[19] IEC Std 60880, Supplement 1 Draft. "Software for Computers in the Safety Systems ofNuclear
Power Stations." IEC Publication, October 1996.
[20] IEC Std 60880, Supplement 2 Draft. "Software for computers important to safety for nuclear power
plants - Part 2: Software aspects of defense against common cause failures, use of software tools and
of pre-developed software.
[21] ANSFIEEE Std 279-1971. "Criteria for Protection Systems for Nuclear Power Generating Stations."
[22] IEEE Std 308-1991. "Standard Criteria for Class IE Power System for Nuclear Power Generating
Stations."
[23] IEEE Std 323-1983. "IEEE Std. for Qualifying Class IE Equipment for Nuclear Power Generating
Station."
-80-
[24] IEEE Std 336-1985. “IEEE Std. Installation, Inspection, and Testing Requirements for Power,
Instrumentation, and Control Equipment at Nuclear Facilities/’
[25] IEEE Std 338-1987. "IEEE Std. Criteria for the Periodic Surveillance Testing of Nuclear Power
Generating Systems."
[26] IEEE Std 344-1987. "IEEE Recommended Practices for Seismic Qualification of Class IE
Equipment for Nuclear Power Generating Station/’
[27] IEEE Std 352-1987. "IEEE Guide for General Principles of Reliability Analysis of Nuclear Power
Generating Station Safety Systems."
[28] IEEE Std 379-2000. "IEEE Std. “Application of the Single-Failure Criterion to Nuclear Power
Generating Station Safety Systems".
[29] IEEE Std 383-1974. “IEEE Standard for Type Test of Class IE Electric Cables, Field Splices, and
Connections for Nuclear Power Generating Stations/’
[30] IEEE Std 384-1992. "IEEE Std. Criteria for Independence of Class IE Equipment and Circuits".
[31] IEEE Std 420-1982. “IEEE Standard Design and Qualification of Class IE Control Boards, Panels,
and Racks Used in Nuclear Power Generating Stations/’
[32] IEEE Std 473-1985. “IEEE Recommended Practice for Electromagnetic Site Survey."
[33] IEEE Std 572-1985. “IEEE Standard for Qualification of Class IE Connection Assemblies for
Nuclear Power Generating Stations/’
[34] IEEE Std 577-1976. “IEEE Standard Requirements for Reliability Analysis in the Design and
Operation of Safety Systems for Nuclear Power Generating Stations/’
[35] IEEE Std 603-1991. “IEEE Standard Criteria for Safety Systems for Nuclear Power Generating
Stations."
[36] IEEE Std 610.12-1990. “IEEE Standard Glossary of Software Engineering Terminology/’
[37] IEEE Std 627-1980. "Standard for Design Qualification of Safety Systems Equipment used in
NPGS".
[38] IEEE Std 730-1990, “IEEE Standard for Software Quality Assurance Plans/’
[39] IEEE Std 741-1997. "Standard Criteria for the Protection of Class IE Power Systems and Equipment
in NPGS".
[40] IEEE Std 7-4.3.2-1993. "IEEE Standard for Digital Computers in Safety Systems of Nuclear Power
Generating Stations."
-81 -
[41] IEEE Std 730.1-1989. “Standard for Software Quality Assurance Plans."
[42] IEEE Std 828-1983. “Standard for Software Configuration Management Plans/’
[43] IEEE Std 829-1983. “Standard for Software Test Documentation/’
[44] IEEE Std 830-1984. "Guide for Software Requirements Specifications/’
[45] IEEE Std 934-1987. "Requirements for Replacement Parts for Class IE Equipment in Nuclear
Power Generating Stations."
[46] IEEE Std 982.1-1988. “Standard Dictionary of Measures to Produce Reliability SWT
[47] IEEE Std 982.2-1988. “Guide for the Use of IEEE Standard Dictionary of Measures to Produce
Reliable Software/’
[48] IEEE Std 983-1986. "Guide for Software Quality Assurance Planning/’
[49] IEEE Std 1008-1987. “Standard for Software Unit Testing/’
[50] IEEE Std 1012-1992. “Standard for Software Verification and Validation Plans/’
[51] IEEE Std 1016-1987. “Recommended Practice for Software Design Descriptions/’
[52] IEEE Std 1016.1-1993. “Guide to Software Design Descriptions/’
[53] IEEE Std 1028-1988. “Standard for Software Reviews and Audits/’
[54] IEEE Std 1033-1985. “Recommended Practice for Application of IEEE Std 828 to Nuclear Power
Generating Stations/’
[55] IEEE Std 1042-1987. "Guide to Software Configuration Management/’
[56] IEEE Std 1044-1993. “Standard for Classification of Software Anomalies/’
[57] IEEE Std 1058.1-1987. “Standard for Software Project Management Plans/’
[58] IEEE Std 1059-1993. "IEEE Guide for Software Verification and Validation/’
[59] IEEE Std 1074-1995. “IEEE Standard for Developing Software Life Cycle Processes."
[60] IEEE Std 1228-1993. “Standard for Software Safety Plans/’
[61] ANSMEEE C62.45-1987, "Guide on Surge Testing for Equipment Connected to Low-Voltage
AC Power Circuits".
[62] MIL-STD-461C. 1986, "Electromagnetic Emissions and Susceptibility Requirements for the
Control of Electromagnetic Interference;’ DoD.
[63] MIL-STD-461D. 1993, "Requirements for the Control of Electromagnetic Interference Emissions
-82-
Requirement for
and Susceptibility," DoD.
[64] MIL-Std-461C Notice 2, "Electromagnetic Emission and Susceptibility
Control of Electromagnetic Interference."
[65] MIL-Std462 ENT Notice 5, "Measurement of Electromagnetic Interference Characteristics."
[66] Regulatory Guide 1.22. “Periodic Testing Protective System Actuation Function." U.S. Nuclear
Regulatory Commission, 1972.
[67] Regulatory Guide 1.28, Quality Assurance Program Requirements (Design and Construction), 1985.
[68] Regulatory Guide 1.29, Seismic Design Classification, 1978.
[69] Regulatory Guide 1.30. “Quality Assurance Requirements for the Installation, Inspection, and
Testing of Instrumentation and Electric Equipment."’ 1972.
[70] Regulatory Guide 1.47, "Bypassed and inoperable status indication for Nuclear Power Plant
Status indication for Nuclear Power Plant safety systems." U.S. Nuclear Regulatory Commission.
1973.
[71] Regulatory Guide 1.53, "Application of the single-failure criterion to Nuclear. Power Plant
Protection System." U.S. Nuclear Regulatory Commission. 1973.
[72] Regulatory Guide 1.62, “Manual initiation of protective actions."’ U.S. Nuclear Regulatory
Commission. 1973.
[73] Regulatory Guide 1.75, "Physical independence of Electric System." U.S. Nuclear Regulatory
Commission. 1978.
[74] Regulatory Guide 1.89. "Environmental Qualification of Certain Electrical Equipment Important to
Safety for Nuclear Power Plants." U.S. Nuclear Regulatory Commission. 1984.
[75] Regulatory Guide 1.100. "Seismic Qualification for Electrical and mechanical Equipments in
Nuclear Power Plants." U.S. Nuclear Regulatory Commission. 1988.
[76] Regulatory Guide 1.118, "Periodic Testing of Electric Power and Protection System.", U.S. Nuclear
Regulatory Commission. 1995.
[77] Regulatory Guide 1.152. "Criteria for Digital Computers in Safety Systems of Nuclear Power
Plants." Rev. 1. Office ofNuclear Regulatory Research, U.S. Nuclear Regulatory Commission,
January 1996.
-83-
[78] Regulatory Guide 1.153. "Criteria for Power, Instrumentation, and Control Portions of Safety
Systems." Rev. 1. Office of Nuclear Regulatory Research, U.S. Nuclear Regulatory Commission,
1996.
[79] Regulatory Guide 1.168. "Verification, Validation, Reviews and Audits for Digital Computer
Software Used in Safety Systems of Nuclear Power Plants." Office of Nuclear Regulatory Research,
U.S. Nuclear Regulatory Commission, 1997.
[80] Regulatory Guide 1.169. "Configuration Management Plans for Digital Computer Software Used in
Safety Systems of Nuclear Power Plants," Office of Nuclear Regulatory Research, U.S. Nuclear
Regulatory Commission, 1997.
[81] Regulatory Guide 1.170. “Software Test Documentation for Digital Computer Software Used in
Safety Systems of Nuclear Power Plants,'’ Office ofNuclear Regulatory Research, U.S. Nuclear
Regulatory Commission, 1997.
[82] Regulatory Guide 1.171. “Software Unit Testing for Digital Computer Software Used in Safety
Systems ofNuclear Power Plants," Office ofNuclear Regulatory Research, U.S. Nuclear Regulatory
Commission, 1997.
[83] Regulatory Guide 1.172. “Software Requirements Specifications for Digital Computer Software
Used in Safety Systems ofNuclear Power Plants," Office ofNuclear Regulatory Research, U.S.
Nuclear Regulatory Commission, 1997.
[84] Regulatory Guide 1.173. “Developing Software Uife Cycle Processes for Digital Computer Software
Used in Safety Systems ofNuclear Power Plants." Office ofNuclear Regulatory Research, U.S.
Nuclear Regulatory Commission. 1997.
[85] Regulatory Guide 1.180. “Guidelines For Evaluating Electromagnetic and Radio-Frequency
Interference in Safety-Related Instrumentation and Control Systems,'’ Office ofNuclear Regulatory
Research, U.S. Nuclear Regulatory Commission. 2000.
[86] Safety Evaluation by the Office ofNuclear Reactor Regulation. "EPRI Topical Report TR-106439."
May 1997.
[87] SECY-91-292. "Digital Computer Systems for Advanced Light-Water Reactors." September 1991.
[88] SECY-93-087. "Policy, Technical, and Licensing Issues Pertaining to Evolutionary and Advanced
Light-Water Reactor (ALWR) Designs." July 15,1993.
[89] IAEA Safety Glossary, April 2000.
[90] 4# ‘JMtN 5
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(4), 2001.
[91] 4422, "44 4444 JIA1S]£ 222214 7H# 91 24432 7]#a] 3I%" '94
#43##23 222, 4424-2 33, 1994.
[92] Stephen J. Wilkozs, Consulting Report for EMLRFI Qualification, 1998
[93] Eric J. Lee, "Understanding of EMLRFI and Digital Updates," Proceedings of 96 ANS Topical
Meeting On Nuclear Instrumentation, Control and Human-Machine Interface Technology, 1996.
[94] NUREG/CR-5941, ORNI/TM-12221, "Technical Basis for Evaluating Electromagnetic and Radio-
Frequency Interference in Safety-Related I&C Systems," April 1994.
[95] Draft DG-1029, 1998, "Guidelines for Evaluating Electromagnetic and Radio-Frequency
Interference in Safety-Related Instrumentation and Control Systems."
[96] NUREG/CR-6431, ORN1/FM-13158, "Recommended Electromagnetic Operating Envelopes for
Safety-Related I&C Systems in Nuclear Power Plants," 1997
[97] NUREG/CR-6436, ORNL/TM-13171, "Survey of Ambient Electromagnetic and Radio-Frequency
Interference Levels in Nuclear Power Plants," 1996.
[98] 4243, 434 29 2 4 3[99] 4243, 433333333 3,42
[100] 4243 423423-4 199741 2,199742 2,1996-78 2,1996-79
[101] USNRC, NUREG-0800, "Standard Review Plan;’ Chapter 7, July 1997.
[102] 233447]#2, "344432 44347]27H2 (2234 447M2 22 2
23347134 (34 43- 43 334^) 2444 (m-2)r KiNS/GR-217,
20012 2 2.
[103] NUREG/CR-6463. "Review Guidelines on Software Languages for Use in Nuclear Power Plant
Safety Systems:’
[104] USNRC/CR-6421. "A Proposed Acceptance Process for Commercial Off-the-Shelf(COTS)
Software in Reactor Applications: ’
[105] 334#3 24, 232 442 4444434 34 44(4), 2001
-85 -
10 CFR Appendix A
♦ 10 CFR 50, Appendix A, "General Design Criteria for Nuclear Power Plants."(#54*45 *4*711-9.4)
1. 55 Code & Standards
2. (Scope)
3. 4 5 —: General design criteria
4. 44 7} .3-5
• GDC 1, “Quality Standards and Records/’
554 #544 5S#, 4# 4 4S43## 5^# 444#4 53S4 5-0-55 554 #44*# 7M3. 54, 45 5 45445 54.
• GDC 2, “Design Bases for Protection Against Natural Phenomena.”
444 4544 5S#, 4# 5 4343## 44444 4Ms s#4 44 44# 55# 5 4s# 44445 #4.
• GDC 4, “Environmental and Dynamic Effects Design Bases. "
444 #544 33#, 4# 5 4343*# 4454, 35, 44 5 544444-:!* 3#5# 7}47l-3i4 444 #4344 444-3!, 4# 55# 5#5s# 44445 44.
• GDC 13, “Instrumentation and Control.
44#4, 44544-4 ^ 5s 4444 45#4 4### 4-4544# 45447} 44445 ##. 4544 45## *4 44 54 #444 4# 44 544 545 #4.
• GDC 18, “Inspection and Testing of Electric Power System. ”
44 *544 4445# 7}^4# 4# 554 444 4### 544 S3 511435s 44# 5 4s# #4445 #5.
• GDC 19, "Control Room.”
44*4# 444444# #43* 44541 #4541 5s 444 4# #4 #31 44# 44# 44 44 #444# 44# 45# 447}445 #5.
• GDC 10, “Protection System Functions.”
334## 53.#^#; 445s 44 *545# 4544 43 #4 4 #4# *4 4s# 55 #4.
Appendix-1
10 CFR Appendix A
GDC 21, “Protection System Reliability and Testability.
44 4#4 ### #4# # 4## #4 #4# 4 44 # #### 4#44 #4. 4# 4#3i4-7ie4 ### #4 4%
7M4 44.GDC 22, “Protection System Independence.”
44 44, ##- 4444 4# 7^#4 44#4, 44 ^ 44 44 4-3141 £ 444 M 7]44 44444 4 44.GDC 23, “Protection System Failure Modes.”
444 4444 44 44 ^ 44 (71-4)44 4#44 44 ^4 4 444 4^3. 314444 44444 44.GDC 24, “Separation of Protection and Control Systems. ”
M4#4 444 444# *11 #4 314444 444 M4# ^44 4171444 44# 44#, 44# ^ 44#4 44# 4 4#4 44444 44444 #4.GDC 25, “Protection System Requirements for Reactivity Control Malfunctions.”
#^444 44# #4# 4M 4144 31441# 4&# #41 4l#4* 44 4#4 #4444 #4.GDC 29, “Protection Against Anticipated Operational Occurrences."
#^4144 41#- 44 44 44# 4# 44 ### 3144 44 4## ### # 4## #4444 #4.
Appendix-2
10 CFR 50 Appendix B
♦ 10 CFR 50 Appendix B, “Quality Assurance Criteria for Nuclear Power Plants and Fuel Reprocessing Plants” (44# #4:4: 4 3)4#4#4 ##5L#7]t)
1. 44 Code & Standards
• 10 CFR 50.34, “Contents of Applications : Technical Information’’
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• Reg. Guide 1.28 “QA Program Requirements (Design and Construction)
• Reg. Guide 1.30 “QA Requirements for Installation, Inspection, and Testing of
Instrumentation and Electric Equipment”
• ASMENQA-1, 1997 “QA Requirements for Nuclear Facility Applications”
2. 44(Scope)
444444 # 3M#4## 4444 #431 "3% # # 4#31# # ### #!#, #4 ^ ##2iL4-9_4# ##4#, o] ^#44444 #431 #% % S# ^#31 ##4-
3. Keyword: Quality Assurance, Quality Control, Quality Assurance Requirement, Design
Control, Audit, Inspection, Corrective action, Certificate
4. 4#7>.sl4
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iv. 44444#
Appendix-3
10 CFR 50 Appendix B
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Vll. 4444, 7] 7] # 44# *#
### #7} # % ### 4** 3§7% 4#A} ^4 ^ ##, 44
#& # 3S 4 3§7} ## ##
viii. 44, 44 3 7] 7] 2] Alti# ^
^##3. #4# 44*4 4#^31, *4^* ^#7] 44# #4*3*
44
ix. 43*4#4 * 444 4*4 44* 444 4*4 #4 * 444* #44
#* 4M 4*
X. ^A}
44 * 344 4* #4## ^ ^A}##^ #*4 A4 = #61] ## #*
xi. ###^
#4 # 4g.^*4 *## 4*4 *##-# # 7]#^] ## A}## 4*
xii. 4* * *### #44* * *#*-#4 #4 # *,a*4 ## A}#^ 4*
xiii. #|#, 4# ##
444 *44 ## A}#^ **
xiv. *A% *# # **##
#A}# A]#^| 4^##- # A]#, *#*"^ &A]6]] ## A}#^ **
XV. *## #4, f# # 7] 7]
4*4 #4, 4# * 4 7] 3 #4 A}** **
xvi. A] ;g 2^7]4*4 4 Aj-#<4] tg|# Al^S7ll- **
xvii. 4*5-4 7] 4
44 4* 4##3 44 4 444 ## A}#^ **
xviii. 4a>4*5.4^M4 44 44, *&* 471#- 4# #AM] ## **
Appendix-4
10 CFR 50.49
♦ 10 CFR 50.49, “Environmental Qualification of Electric Equipment Important to Safety for Nuclear Power Plant (# 4@| 444] # 4.7]
7}7}$] 7]7]^)
1. 44 Code & Standards
2. 4 4 (Scope)
44 3(5^ 7| 7l 7| 7| # A] til
3. Keywords: Environmental qualification
4.
(a) 44^#444 444 vr 4# 7] 7]##
-> 4 secdon (b)4 #^#7] 44# 543.^# 44-4 44
4447} 4^ #4 ##.
(b) 44 °1] 44# 7] 7] 4 (Safety-related Electric Equipment)
(1) Safety-related Electric Eq.(4444 4 7| 7] 7])
-> 4 7] 7] 4 444 443!(Design Basis Accident) 444 444
44# 4^# f 444 44.
- The integrity of reactor coolant pressure boundary
(4^4444 444 44)
- The capability to shutdown the reactor and maintain it in a safe shutdown
condition
(44-g. 444 4444^4# 4444 44 44)
- The capability to prevent or mitigate the consequence of accident that could
result in potential offsite exposure comparable to 10CFR100 guideline
( 10 CFR 100 4 10 CFR 50.43(a)(1)# 4^44 444 44 4#4
444 9] 7j 4 444] 44 7] 4)
* Design Basis -7/ 44 •' condition of normal operation including anticipated
operational occurrences, design basis events, external events and natural
phenomena for which the plant must be designed to ensure functions 1)~3)
#4^4 #4)4 # f 444 4444 44
Appendix-5
10 CFR 50.49
(2) Non-safety related Electric equipment whose failure under postulated
environment conditions (Th'S si 44 4*11 tt] 444 444 7] 7] *1 Jl4)
-> prevent satisfactory accomplishment of safety functions in subparagraphs (i)
~'(ii) of paragraph (b) (1) of this section by the safety-related equipment0!
(b)(l)4 (i),(n)*l 44444 4^444 444444 44.)
(3) Certain post-accident monitoring equipment
(45! 447171)
(c) Requirement for (445-344: 44)
(1) dynamic and seismic qualification of electric equipment important to safety
(444 4-9-4 47171714 ^4 ^ 44 44)
(2) protection of electric equipment important to safety against other natural
phenomena and external events
(4# 4444 4 44 4-34*11 4444 44*11 444 447144 M)
(3) environmental qualification of electrical equipment to safety located in a mild
environment are not included within the scope of this section.
(mild 44*11 444 44444 44444 4 444 44*114 &444 44)
4 7 | 4 mild 44 44 44 -> an environment that would at no time be
significantly more severe than the environment that would occur during normal
plant operation, including anticipated operational occurrence.
(41444 43* #43 444444*11 #4# 4 44
34- 4 44-4 444 44444 #4)
(d) The applicant or licensee -> shall prepare a list of electric equipment important to
safety covered by this section
(4444 4444 4 34*11 344 44*11 434 4?1 741 *1
444 4444 44)
The applicant or licensee -> include the information in paragraphs (d)(1),(2)and (3)
of this section for this electric equipment important to safety in qualification file
(34, 4*J4 4 4444 44 44*11 44*11 434 7l7H 44 4
Appendix-6
10 CFR 50.49
(d)(l),(2)(3)4R %1M#
The applicant or licensee -> keep the list and information in the file current and
retain the file in the auditable form for the "entire period" during which the covered
item is installed in the nuclear power plant or is stored for the future use to permit
verification that each item of electric equipment is important to safety meet the
requirement of paragraph (j) of this section
(^4 ^ 4# ^
RRR-7} ^_^Rr SRS. ttR^o) tb4)
(1) The performance specification under conditions existing during and following
design basis accident
(^71171^43. ^7]7]7]^]
(2) The Voltage, frequency, load and other electrical characteristic for which the
performance specified in accordance with paragraph (d)(1) of this section can be
ensured
(£ M (d)(l)4 ilR^Rr 7]^^ cfl-0- 7l3lol
f #)
(3) The environmental conditions, including temp and pressure, humidity, radiation,
chemical and submergence at a location where the equipment must perform as
specified in accordance with paragraph (d)(1) and (2) of this section
(£ M (d)(l)4 iZ^Rr 71^4] R7]7]7] 7\ RRR
^7]7l7l^| ### f #4)
(e) The electric equipment qualification program must include
(#717171^ ^ ^ #4)
(1)
The time-dependent temperature and pressure at a location of the electric equipment
important to safety -> established for the most severe design basis accident
(%M4 7]7]^1 ^^^^7} 7}^- n}
^ ^^l7le43.4RS 7] 7]^|
(2) es
(3)
-> must be at least as severe as that resulting from the most limiting mode
Appendix-7
10 CFR 50.49
of plant operation
444 7>^T- 44.44 S.H-2] #3}# JIB^}0! S|44 #3}
4# 7}^ 4 7] 4# ^1)
(4) 44^
-> must be based on the type of radiation
-> the total dose expected during normal operation over the installed life of the
equipment and the radiation environment associated with the most severe design
basis accident during and following which the equipment is required to remain
functional including the radiation.
(4 7] 4 #4 7] 444 #4 ^
44# 4# #4)
(5) Aging
Equipment qualified by test must be preconditioned by natural or
Artificial(accelerated) aging to its end-of-installed life conditions.
(444 44 4^4 7 ] 7 ] 4 4444 4444 44 4 4
4# 3# 71^6}
iK All significant type of degradation which can have an effect on the
functional capability of the equipment
(444 444 3# 4% # 4 44!* 3.^)
On-going qualification0! additional-life 7} 4'4 4'4'4 /t g- 30) 44 44
4 -> at the end of this designated life 4| -> replace or refurbished 41 o |: 4
(7] 7] 44 414 5L4l4l0> a-)
(6) Submergence(4 4)
(if subject to being submerged)
(4*7} 44-4 °]# jib!)
(7) Synergetic Effects (44r 4-§-)
34," 4, 4 ^#4 471444 ^41#
4*4 *# 4 34"
(8) Margins
Margins -> unquantified, uncertainty's 3 4. 4. the effects production
variations and inaccuracies in test instruments
(4* 414^1 ^ #3M ^#4# 3.4)
Appendix-8
10 CFR 50.49
°1 4 15: 4 *** -> °1 4 4 conservatism °1 4 44 margin* 26* o}4 4
quantified 44 *44, local 44^444 4*4* *44 *7}4*g. Jl440> *4.
(f) 444 44444 * item * 4# 4 444 44AS. 44 44
44.
(1) Testing an identical item equipment under identical conditions or under similar
conditions with a supporting analysis to show that the equipment to be
qualified is acceptable
(444 &4 4 *44 44MM 444 item 444 444 444
444 44 4444* *4# * 444 4)
(2) Testing a similar item of equipment with a supporting analysis
to show that the equipment to be qualified is acceptable
(444 #444*3. *44 444 444 444 444 44 44
44* 214# 4 444 4)
(3) Experience with identical or similar equipment under similar conditions with a
supporting analysis to show that the equipment to be quantified
(444 #444*3 *44 44MM4 *44 44 44 444
444 444 444 444 44 4444* 214# * 444 4)
(4) Analysis in combination with partial type test data that supports the analytical
assumptions and conclusions
(4*44 *4 44 4444 444 *44 *4 4 444 44**4 444 4## *4*4)
Appendix-9
10 CFR 50.55a(h)
♦ 10 CFR 50.55a(h), “Codes and Standards - Protection and Safety Systems”
1. 44 Code & Standards
• IEEE Std 279-1971
• IEEE Std 603-1991
2. ^4 (Scope)
44 5 4444
3. Keyword: Protection and Safety Systems
4.
4 444 M 5 44444 444 44444 M444 19714 ll 1<H
44 19994 5l 134 444 4444!- 44 44, IEEE Std 279-1971 44
IEEE Std 603-1991 4 19954 4444! 4444# 44431 44. 4# 19994
5# 134 °14-41 4] 2] 4 4 4 4444 (Design Approval), 44 4 4 (Design
Certificate), 4444, 4! 4444 44 4444 44444 444 IEEE std
603-1991 4 19954 44444 44444 44431 44. IEEE Std 279-19714
198444 44431 IEEE Std 603-19914 44444.
Appendix-10
ASME NQA-1
♦ ASME NQA-1, “Quality Assurance Requirements for Nuclear Facility Applications” 43. 333 4 It ##133 -S-4)
1. 44 Code & Standards
• 10 CFR 50 Appendix B, “Quality Assurance Criteria for Nuclear Power Plants and Fuel
Reprocessing Plants'’
• Reg. Guide 1.28 “QA Program Requirements (Design and Construction)"
• Reg. Guide 1.30 “QA Requirements for Installation, Inspection, and Testing of
Instrumentation and Electric Equipment"
2. 4 4 (Scope)
• 44-4 433 #45.34- 443 5.3 34 5 #31443 3##3
4443, #45.34- 443 5.3 447} 3444 #344-3. 4343
43
• 4 &33 ANSEASME N45.2# 333 344.3. A>^-x>7> o)^#?) #3#
4 #434. 334 44.
3. Keyword: Quality assurance, Quality control, Quality assurance requirement, Quality
assurance procedures
4. 447}_8-4□ Part 1 (Former NQA-1), “Requirements for Quality Assurance Programs for Nuclear
Facilities" :
- 44-443# #4, 34, 43-, 34, #44 43 #4334#4_43
4#
- 10 CFR 50 Appendix B4 4 4443 1871) 434 #43344 7)334
^ 43443 44.
- 44-4434 4#, 44 ^ #334 #34 433 #3 3 43 33
#4(activity)4 43. ** 44 : 34(siting), 341, 34, 44, 43,
44, 43, 43, 33(cleaning), 3#(erecting), 34, 44", 44, 34,
34, 213, 444, 44, #4
□ Part 2 (Former NQA-2), “Quality Assurance Requirements for Nuclear Facility
Applications": Parti# 3#4_44.3, #43#4_4 ^ 43.443 44
- #4-443# 43, 44 ^ 333# 4&, 43, 44, 3# 4 34,
Appendix-11
ASME NQA-1
- Part 2.2 : #4^1 #^h ^ #1^47]#
- Part2.4: ^ ^7]7]7]^ ^A} ^ A]^^ 7]#
- Part 2.7: €A}g.A]^-§_ 7]#
- Part 2.16 : €4^ ^^14 44-^^ 4^§ ^ ^
^e] *11 ?ttb M : IEEE Std. 498-19852] °]-g-
□ Part 3 (Former NQA-1 &NQA-2), “Nonmandatory Appendices'’:
7oMl^°l ^JLa] ^j(Nonmandatory Guidances) ^ At-§--§- -r] fb -r#
Subpart 3.1 App. 7A-2: Guidance on Commercial Grade Items(%lM]ri?^ll5y
^-4-^ 7] 7])
□ Part 4, “Nonmandatory Appendix: Positions and Applications Matrices'’:
- NQA <?HH1 4# 3-§-
Subpart 4.1: Guidance on Quality Assurance Requirements for Computer software
Appendix-12
EPRI NP-5652
♦ EPRI NP-5652, “Guideline for the Utilization of Commercial Grade Items in Nuclear Safety Related Applications.” Final Report, Electric Power Research Institute, June 1988. (€441^44: 447] 7] €44 €€ EPRI 7>o]H4€)
1. €€ Code & Standards
• 10 CFR 5 0 Appendix B
• 10CFR21, 1995
• IEEE Std 323-1983
• IEEE Std 344-1987
• ASME Section III
• ASME/NQA-1 orNQA-2
2. €€ (Scope)
€44#€4 4447]
3. Keyword: Commercial Grade Items
4. y^7> _s.€
' 4447] 4# 44 4€^€- 4447M 4# i^M^l 4€4- 44€ f 44 44-7] ^ €44 444 €444- €44 444 44, 4444, €444 44 €4444 44
- €44€ (44 #4 &#) 44
.i: 44444 44
. 44 2: 4444 44444 4# &4
. €€ 3: 44 ^ 44
. 44 4: 44 7}4# €4/444 444#
EPRI NP-5652 4444 4444 444 €€4 44444 44 ^ 4-g- 444 4443. €4. 4 4444 57^4 sectionAg. 4444 €4. 4444
44444 44 ^ 44, 44 444 &44-31 €44 44 #4444 444 44 77H4 444 44431 44.
o 77^ 44
Appendix-13
EPRI NP-5652
- Technical Evaluation
- Part Classification
- Determination of Commercial Grade Item Designation
- Establishing Procurement Requirements for Commercial Grade Items
- The Use of National Codes and Standards
- Maintaining Seismic and Environmental Qualification
- Specific versus Generic Application of Commercial Grade Items
o Section 1.0S] ***-§-
- 4*4*^471- 4**32. ** **4 4 4 *44 **444 *4M **
4*4 ^4* Code & Standard* 4#*3I **.
o Section 2.0S] ***-§-
- **471 *** ** **4* *g./il*
- **71 7] ** 7]*( safety function) °H 4* *4. 4 4
- ** *4 (critical characteristics)^ ^%7\
- **4 *4 ** 4* *4* 4#*3I **.
o Section 3.0S] ****
- **471 *4* 4*4 **4* method*!! 4* *4* 44
- * method*11 41* *41* 7(*
- * method** 4*4 ****441 41* 7(*
- ** 4*4 method* *** ** *31*31 4*4 27^ S* 31 4*4
**41 4* *** 414* *41 414*31 **.
EPRI NP-5652414 44*31 ** **7pl 4* *44 4**
*4*4** *** **.
o **7l 7l *i*H4 **4 7l*(safety function) * 4*(performance) *4*
#***.
o *** ** *** 32.4*4 ** 7171 4 ***4(critical characteristics)* *4
**.- ***4 (product identification)
-*44 *4 (physical characteristics)
- 4 * *4 (performance characteristics)
O *** ** 47*14 4-4* ** ** ZL 44-4 **#* ***4 *4*4
*4* ***** 4**4.
Appendix-14
EPRI NP-5652
- Method 1 : #5*4 1;! 4 AKspecial tests and inspection)- Method 2 : 5*4- 3#( survey of the supplier)- Method 3 : 334*(source verification)-Method 4: 4~4 * 53 5t 5Racceptable supplier)/* *°| 4 42/(itcm
performance record)o 444 4b)- 44 7] 7] 0)1 CD4 r§7> 334* 4-* #4.o 44- 7)7] 44: 534] 3 5# 3*5 * *4 #5 7] 7]* sampled 44 #4. O 45 7)7)7)- Method is) 44# 2)44 54# 4 44# 4544# 4454# 53 454# 4 45* 5 #54 *5*4# 4554.
o 4 7-1) 54 2) 44 u) 4 (cognizant engineer) 4 # 4 3*(quality assurance)547} 44 444 5444.
O #4 544 cognizant #444* 4# 7)7] 44#42) 44 435-5
#344 45 7) 7) 4 4 (dedication) 334* 44 45.
o Section 4.02) 5345- 5 4444 444 *54 *354 ** 44
o Section 5.02) 5*45- 444 7^44 344^4 #44 4454 *# 445^44 44444
4*433 #354* 4:4#.
Appendix-15
EPRI TR-102323
♦ EPRI TR-102323, “Guidelines for Electromagnetic Interference Testing in Power Plants" *x}7ls|- ^ 3§7> x]^)
1. ** Code & Standards
• 50.55a, Part 52
• IEEE Std 603-1991
• 10 CFR Appendix A, GDC 1, 2, 4, 13, 21, 22, 23
• IEEE ANSI C63.12
• IEEE ANSI C62.45
• IEEE Std 1050-1996
• MIL-STD-461D, 462D
• IEC 801-3,4,5,6
2. (Scope)
Safety Related I&C Equipment
3. Keywords: EMI(Electromagnetic Interference), RFI(Radio Frequency Interference),
Emission, Susceptibility, Conducted, Radiated, Magnetic Field, Electric Field, Site Survey,
EFT(Electric Fast Transient).
4.
□ Section 1 : Introduction
-Digital 4# EMI/RFI2] NRC7> f
-Site Survey* 4^43. 41^ 4^ 444 *4^-^ *x}7] *^^.4
* 44*4
- ^ 3§7}
- **7)7]^ ** ^ 4* 4W3. 7]e* 7^#
- I&C7] 7] 41 EMI7} # * 4* ** 7l]t
□ Section 2 : Emission Data6!] 41* *4
• MIL-STD* 7] ^ o_S. Data* 4" 4 44
' *4 *4
Appendix-16
EPRI TR-102323
• Standard W : MIL-STD-461, 462, IEC 801
' #4# 145 : 77^
□ Section 3 : Plant Emission Data6!] i:l] 4 4 7]-
• 4 #44 4M441 4# l#(57l, #4 54, 44- A}^-) 7]#
□ Section 4: 4 #414 41
. 41441 #*# 444 4rl&* 4 iM4 #4
□ Section 5 : Plant Emission # 4 4 4
. #4^-4
. 444 4444 h4 4#b1
□ Section 6 : EMI 45# 4"4"
.4-4 444#44(^44, 4a444)44 4#
. 44
. 444 44
. 44414 441
• 44 4 441 5441 44 4 4(as-tested as delivered)
□ Section 7 : Plant and Equipment Emission 4 44
• 454 4# 444 34
• 44 4# 444 a4
□ Section 8 : 44
• 444 4144*4 444 #44 Site ##44* #44 4444 #4
• 444 4147l*4 44 441444 414*45. 41 #
• 4# #44* 54 #4 ##4#4* 4#^#.
□ -f-# B : EMI Susceptibility Guide
. 414 41 #1 : MIL-STD 462D, IEC 61000, IEEE ANSI C62.45, ANSI/IEEE
C63.12
• #4 44
• Plant 4 EMI *1
• 4" HI Susceptibility(4| 4)41 4-4.
Appendix-17
EPRI TR-106439
♦ EPRI Topical Report TR-106439, “Guideline on Evaluation and Acceptance of Commercial Grade Digital Equipment for Nuclear Safety Applications.” Final report, Electric Power Research Institute, June 1988. (41.3-3 1:3.31 4"-§-7l 7]
3# 313 3 #4B$I13 34# 43 EPRI 7MH43)
1. 43 Code & Standards
" 10CFR21, 1995 (4#37l 43 ^ 3#S4• IEEE Std 7-4.3.2-1993• NUREG/CR-6421 (COTS 44, 33 3 441 34434 44)
2. 33 (Scope)
. 7}^34 #37^4 ^ 4434
. ^ 34 SBB^IM S3 3313# 44-^ 4##333
• 331 B#3# 7141 1 33 7) 7)• ASIC (Application Specific Integrated Circuit)
3. Keyword: Commercial grade digital equipment
4. 337>.£l3
• 33 3s 313 1 4443133 33 33 33 7> 33 33- EPRI NP-56527> #433 443 3417}# 333 33 EPRI TR-1064393
B4B313 337M 33# *33
. 333 333 3-4- 433 333 34-713 34# 4^3# 33 33
S4 3 3 3 33:33 4 333# #4-# 4 3s# 333.. 3#3 !4#33 333 33 3B4, #3, ^l^i- ^7} 43313 ^7} 43 47H 3^# 4-# 3^ 4-3# #3 3s3s 3#.
■ B4B313 S3 3333- 33 3# 334444713# 34-3 3433 333-3 33# 333.
- 334 #BS3- 3333 4343 34 #44■ 4-3443. 333 331 33 S3 333443 B3 433 331 333 s# 333413 3S343 3-3331 3## 4 3S4 333.
- 3#3 ^ #1434 #43s 1444# 433# 3144 USNRC
#3# 43.
Appendix-18
EPRI TR-106439
- 4**4# #91*4 44# 4## 91##* ### 4 ##3. 9lf.
- #*44 **#* 91# #4*(EPRINP-5652)4 44* Software-based
#7>x] 4 3#
- EPRI TR-102348 * IEEE 7-4.3.22] #4*4* 44
- #4*4 #** *** ***3 *#* #*4 **# *##
4# * $1# *33 #4* #4*7} 440): #3
- 9l#4 #33414* EMM 4 4*33 7^*44# 4# *3
9l#4 #444 #44444 *444 ^## #.
- * 4*4* 9}44 4##4 4# 44# 4##*# *3 *33
4#4* 334 4444 3#4* 49}4 ####43 ##*3#
4*4#
- 4 4*4* ##3## 344 444*4 ^4*44 33711## ##4*
*3# 44 4^#.
Section2.0: 4*444 ###3. 91# #3 #44 4# 44* 7]##.
Section 3.0: 4*491 7^3# 4##. 9}44 ##44 4# 44# 7*1 *#4
*44* 4# #*** #7%. #-g-7]7] 91# *444 9147}
4*## 7]#.
Section4.0: #4, 914?}, ##7]7] 91*4 7]5- #22.4114 91# 3341*4* Software-
based 91## 4W ### * 91*4* 4##.
Section5.0: 4*#47l 4#4 #43* #4 4*. 4444# 4#4 4717}
44* 43. 91# # ##717] 9l#4 ##44 4# #43* 444
914*. #444*4 44"#4 #44 4*4* #22.414 revision4l ##
#33414(4414)4 7H4# ## 4144414#* *4*4 *4# *
914# #4*.
Section 6.0 : Section 4 * Section 5414 44* 4 4 4 *# 44 4*. 4444*
#7}4 ## ##4 4 91#4 level of eGbrt* 34#. #, *** meter7l 32.4144 #4 multi-function controller, PEC# 4 ** 4*3
Engineered Safety Features Actuation System (ESFAS) 4 * * 4* 4 4 *4
4##.
Section 7.0 : 4* 4*444 *#* *4## 4*4.
Appendix-19
IEC 60880-1986
♦ IEC 60880-1986, “Software for computers in the safety systems of nuclear power stations.” (44-S)1|f44 44 4 if 4 4^4 4J4J1L414 4 tfl#
IEC 7]#)
1 44 Code & Standards
• IEC 61513-2001, “Nuclear power plants - Instrumentation and control for systems
important to safety - General requirements for systems,"’
• IAEA Safety Guide 50-SG-D3 and D8 (DS252-2001), “Instrumentation and Control
Systems Important to Safety in Nuclear Power Plants."’
• IEC 60880 Part 2 - 2000, “Software for computers important to safety for nuclear power
plants - Part 2: Software aspects of defense against common cause failures, use of
software tools and of pre-developed software”
2. 4 4 (Scope)
3. Keyword: Software, safety Systems
4.
□ Section 3
. 444#4 4BB44 44_&4 ^
- B4 4BB44 Life-Cycle
- 4 444 44# 44, 4:44#
- 4 444 444 4# 4^, 4^Bm4
- BBB44 Life-Cycle 4 444 4# 44
□ Section 4
• BB44 4444 B4
- 4^4 4^4 44 B4- 4^4 444 44 B4
- MMI B4
- 4if4 4444 4 44444 44-9-4 -444444- 44444 BBB4M44 44B4
Appendix-20
IEC 60880-1986
- #4 34
- 454 434 444 53^14 4"434
- 3333M 4 #34
- 455444 44- 34
□ Section 5
' 444# 333514 ^45 coding 34
- 7H# 44 35
-7^# 54 5455 34
-44 4 m. 44
- 54 4 34
□ Section 6
' 444# 333514 4# 34
-333514 4# 44 34
-333514 4# 54 34
□ Section 7
• 4344/33344 ## 34
-4# ## 5M 34
-4# #44 4344/33344 444 44
-4# 4#44
-434 #444
-##4 434 4#
-3# 44 45
-## 434 4# 4433.4
□ Section 8
' 4#4434 44 34
-454434 44 334
□ Section 9
' 54 3f 45 34
- 45 3345
Appendix-21
IEC 60880-1986
♦ IEC 60880 Part 2 - 2000, Software for computers important to safety for nuclear power plants - Part 2: Software aspects of defence against common cause failures, use of software tools and of pre-developed software
44 4 ^ £ = W IEC 7ie, Part 2:CCF ^44 JE-f- 4 pre-developed A]--§-)
1. 44 Code & Standards
• IEC 60880-1986, “Software for computers in the safety systems of nuclear power
stations/’
• IEC 61513-2001, “Nuclear power plants - Instrumentation and control for systems
important to safety - General requirements for systems,”
• IAEA Safety Guide 50-SG-D3 and D8 (DS252-2001), “Instrumentation and Control
Systems Important to Safety In Nuclear Power Plants.”
2. 44 (Scope)
4444 44B44
3. Keyword: Software tools, Pre - developed Software
4. 444.3.4' 4444m.4 44 -3-4
• 44B44 £4 4-#-4 4# 44 44
• Pre-developed 42LH44 444 44 44 44
Appendix-23
IEEE Std 279-1971
♦ IEEE Std 279-1971. "Criteria for Protection Systems for Nuclear Power Generating Stations."(€7M#€3 33 4 € IEEE 7%
1. €€ Code & Standards
• 10CFR50.55a(h)
• Reg. Guide 1.53
• Reg. Guide 1.89
• Reg. Guide 1.75
• Reg. Guide 1.118
• Reg. Guide 1.47
• Reg. Guide 1.62
• IEEE 379-1983
• IEEE 323-1983
• IEEE 384-1992
• IEEE 338-1987
• IEEE 494-1983
2. € 4 (Scope)
€ €€€ €4-3* 44443, €43. 43 €44, €€4
€444* €€443 34 47] 4 7]4401 444 43(4441444
€€7] ^4 €7}4)** #€€€4 € &€4 €434* €43
444€ € €€4 €4*4 €€4€4 €434* €*€€4* €€€4 444 35]€ 4€#4 434 4-M4. ieee std 279-19712] 7] 33 33 4€4 444€ €444 €3# 44444*4 4433 44-4 €44*, €€4, 444, €434, 44, €443 4*, €444 € 44 €€
€44 €€€€. °1 198444 4343 IEEE Std 603-199133
444 €€.
3. 7]€3
4. €47} 34
• 4.14: 4€ 7]€34 - €4*4 €€3 334€€ € 4#4 444 €4€
44 344 €€ €444 °]3€, 4434- €43# €34 4€€ 33
34* €€33 7^44-4<4 €4.
Appendix-24
IEEE Std 279-1971
• 4.2 s: 4#2l47l* - M7i]f4lS] 444 4#2l45 7ll***4 4 44
55541- 4444* 4 44-
' 4.34: 44 ^ 5#4 #4 - 55^1*4 44 4 5## 45*4*4#
## 2i##4 4## #444* #4. #4**# #44 214-4* 4*
44* 445 444 444*4, 4 4444, 444 44-9-4(Drafting),
44, *444, 44, 4a4 4 44 *4 -9-4** *#4 44444
44.
. 4.4*: 444* - 554*4 447} 4*44* 4444 4#4 444
445 444 4*444, 4*4 4* *44, 4**21 4** *44 *
4* 4444 444 #* 44444* Els 4 4444 *44 44
**7} 7}*#* **.
' 4.5*: 2^##** . 5# 554*4 4#** *4, 444 *#, 21* *
4-3. *4 *44 4* 7}** *444 54 #44* 4*44 4**
*4# * %14# *4444 *4.
" 4.6*: 44*44 - *4* 55#*^ 45* 54* 441* *44*4
71*4 *44* *4*4, 444 *5*4- 4 *44 *21**41 ##
4**4 45 4*44 4:** *21, 21**4 ## 4* 21*4 2^#*
44 4*4* 7^*^ ## * 4** 45 *4421 #4445
*4444 44.
• 4.7*: 44 4 21*711 #4 *4*711
- 444 *4: 2444** 444* 5*4 4*4* 44* 44**
554*4 1*54 **44* *4, S* * &*4 4* 44**
4144 »> #4.
- 4444: 554*4 4444*4 444*1 #4 45* 4*#
4* 21*711*4 ***** **421 * **4 4* 44** 41
4* 4444* *414 4*44* #4. 4444 #444 444
214*5. 444 444 5*711*4 211*0] **4*<*4 44* ^5
4*44* 4*444 *414* 444. 444 544 41** 454
44 #* 44, 44, 545 445 4## 4* 4 5*4 444
*7]- *44-. 44444 54* 554*44 4* 444 544*
*44 4*5 471-44.
- 4# *4*54: 4# *4*544 444*4 4** *4444
54 44# 445 4* 444 444 4541 *5, 544 444
4444 #44# 5545# *7114 45 4 554* 444 444
Appendix-25
IEEE Std 279-1971
4## 4#4# # ## 4#4£, #44 ### £3 #
#4# 3#4] 4# ##4#7} 4##4#£ 44# £334*
#^# 4 #4# #4 # 444 4#4# £# ##££ ## #4
#44# ## 444## 4M£ # 3# 4 444 44# 4 44#
44 444 44444 #4. 44# 444 4444 4444 44
444 4, 44 ^#44 43# 44#3# 44444 4, #4
444 444444 £3£4# ;H444 4 444.
- ### ##44#g.44 44# ## 3#: ### 44444 44
4 #4 4## ##444 £334* #3£ 44 444 4^4 #3,
#44 £34# 4##4 £334* 44# 4 4^ 4#4£ 4 #4 3.444 #4.
' 4.8#: 4#4#4 £# - ## 4^# #£#4, £34#4 44# 3## ###4 ###3£#4 £#444 #4.
. 49^: g3|^| 4^#4 _ 44g. #4#4 4 4#4 44444 4# #4
4#£* ## #4£* #3-4 #4# # 4# ##4 ##44# #4. 4## ### ## ^ 44 #43£ ### # 44.
- 4444# £4444 44; £#
- 4.n#4 4##4 444, #4444 44444 ### 44# 4# 4444# 44 4 4444# 44; £#
- #3#4* 44 #3 43, ## 7}## 4## ^ #34£(Cross-
checking) 4# #4
' 4.10#: 4# # #a##4 - 4### 44 4#4 #3#44 4# 4#
#4#3# £###4 4#4# 44## 4# # #3## # #4#
#4. 44# 4# # 44#4 4##44 #444 #43 #44#£#
## 4#4# 4##4 4# 4#4 #4 #4#4 #4# # 44# #4.
• 4.11#: 4# #443 ## ##44 44 - £34## ##-###
£34* 7^444 #3£ #4 *4*4 4# # 4## £## # #3,
#344# 4444 #3## # #£# #4444 ##. 44# ##
*4£ 4#4 ***** 3 4-4]#£££ **3#4e# 4*#3£
**4°> ##.
• 4.12#: ## *443 - ## 34*4 £37]#4 4# #* ## **
#44## #3£ #* 4#, 4 #34 4 ##44 ## 44# #4
437} **33 44# # #£# #444# ##. £34#4 #443*
7}*3£ 44## #4# £34*4 ##*3£# * 4^4 ** #4
Appendix-26
IEEE Std 279-1971
!#4 #4.
• 4.131: 4# #3 44 - 44 3311#! 44 M54I- #!!444
## 444 4143. !3l33 1# #4# 4444 414 444
1444 44143 44444 44.
• 4.141: 4444 3441 14 - 414 33444 44 44 4444
3444 4144# 444 44.
• 4.151: 4# #14 - #14 #4334 144 #434 44 114 33
34# !!4 #14# 34 4 1144 414# #34 4# 4###
34 4 414 #144 44# # 43# 414 444 44444 44.
34 # 414 #14# #11411 4 #4# 1# 4444 44 444
44# 334#4 ###33 4#14 4 44, 1# 4 #4311 44 #
3#! 4# 41## 44 #4144 44.
• 4.161: 44 7H44 33341 43 - 334## 44 711414 41#-
#41 33344 43# 444 4143# 1t11144 44. #4
3331 44# #441 ##4 ##34# 133 #4 ##
' 4.171: ## 3# - 334## I]###! 1 3334(4 443 3%
144# 11, 44#!, 3### #)# ## 34# # 4# 344#
!#44 44. 4.211 ##41 114 44 41, 334#! ##, 4#,
## ##! ##411 4134# ## ## 4# #4# 14 33
34! 7^4* MU## 444. #M## #341! 34334###44 44.
' 4.181: #14 31, lal 4 4441 - 334## 3# #14! 31,
3#! !al, 3l3 4441 #33! 1## ^1 44# # 43#
#7111 #4 44.
• 4.191: 33341 44 - 3334# ##### #3444 4 413 44
!#4 44.
' 4.201: 13 4# - 334## 3 41! 411- 413 41#4 M
1443, 414 13# #14411 141] 44# # 43# #11!#4
44. 1144, 434, 441], ^ 434 #1 444 #14411 ###
## #44 4417m #34# # 43# #11! #4 44.
• 4.211: 11# 3# - 3311## 3# 4 ###4 3#1 #4, ##, #11,
3#, 3# 31# #11 # # 43# #11!#4 44.
' 4.221: ll(IdentiGcation) - # 3#! 31## #13 #1], 1#, #43#,
4 #144 1## # 444 44# 44 144 331]#! 44#(!1,
Appendix-27
4 nM
IEEE Std 279-1971
%44, **, s*, *)* *4* 444 4* ^ 444 4444
* 444 44. 444 444 ^4*4 4*4 44444 4 444 44. 444 4444 4* 47], ^ ^4*44 ^
44* 4444 444 * &444 *44 s#** ^.4* 44*
444 4-&* &4.
Appendix-28
lufi Jh
IEEE Std 308-1983
♦ IEEE Std 308-1991, “IEEE Standard Criteria for Class IE Power Systems for Nuclear Power Generating Stations.” (#.4"4 #44 44#^ 4441#-s'
44 IEEE 7]#)
1. 44 Code & Standards
• IEEE Std 603-1991 Section 8 : “Power Source Requirements'’
2. 4 4 (Scope)
444444 44## 3€31#
3. Keywords: Class IE power systems, Nuclear safety, Nuclear power station design
4. 44 7> o.7l
□ Section 5
" 7]^ #4 7]^ 414
- 444(44)44 : 44 41 #4 444# £#4l 44#
£714 2n# 4 ^34^ 441 44 444 £4# £41 44 44#4°1 4
£4 44444 44.
- 444#4 Class ie 4444 44
- 4 4444 44 7l#
- 4 414 £41 44 :
. 4#£4
. 44 71144:2.
. 4444 44
. 4# # 44 £4
. 44 #444 4444 44, 44, 44 444#
. 444 444 444 # £ 44 44^-(malfunction), 431, 4444, 4
. 4144## 4 444 44 4£ 4 4#£4
. 44 4£
. 44 7}4 44 #
- 4# #4
- 4# 444 4 444 44
44 4 4 (Identification)
- #44
Appendix-29
IEEE Std 308-1983
- 7171 4# : IEEE Std 323-19834 4# 4
- 44 31# 7] # : IEEE Std 379-1988, IEEE Std 352-1987, IEEE Std 577-1976
- Non Class IE 7] 7] 44 44
- 4# 44 ^ #4
- 444-7] 4#
- 5-4.717] IEEE Std 741-1990
□ Section 6• Class IE power system #44 7]#• 5E-# 4 4 4] #
- 44 4444- 4444 44- 44 44444 - IEEE Std 765-1983- 44 44447] 44 IEEE Std 387, 741
• 44 4444
- 7] 4 4444 IEEE Std 946, IEEE Std 484- 4444# 44 IEEE Std 485, IEEE Std 450, IEEE Std 484- #47]
• I&C Power System- 7] o_y
- 44 4#- 444 #44, 444 #44- H444 #44
• 4"#( 4 4) 44 Execute Features• 44 4 44 #4(command) 44 #4: IEEE Std 603-1991
□ Section 7
• Surveillance Methods
. A]^ A]^ ^ ^A}
. ^7] 4 4^
□ Section 8
• # 4 7> y] 7] 4 J5_ 4 (Multi-unit station consideration)
Appendix-30
IEEE Std 323-1983
♦ IEEE Std 323-1983, “IEEE Standard for Qualifying Class IE Equipment for Nuclear Power Generating Station.” (#4-4 91:4-4 7] 7] 44# IEEE 7]#)
1. #4 Code & Standards
• IEEE Std 603-1991 Section 5.4 : “Equipment Qualification’’
• Regulatory Guide 1.89 ( Endorses IEEE Std 323-1974 )
2. 44(Scope)
Class IE, Reg. Guide 1.89(10 CFR 50.49)4 A1 Z1 4 V) 4 4 Al (Important to safety)
3. Keywords: Class IE, Qualification, Qualified life.
s. 91471- _°4
□ Section 5
• Qualification Methods
- ^444(typetest), #444, 444 4"^, 4#49l #4□ Section 6
' 4^ 44- 7)7] 3^ol
71 7] 41 tfl-& #4
7] 7] 7] 714 914 44S
4^ #4 4&91:4 7]4Service Conditions
DBA, Seismic conditions
4^ TIM 44
Aging Considerations
47] 44
4^ #4 44s
#4# 44 444-4
44 4e
Appendix-31
IEEE Std 323-1983
- M 4 4
. TIM 44, 44 44, 4#, ^-A]^ -6]] ^
44
■ 44 ^4 4 4# ^-9-44
Aging 44 44
■ 44-44 4# 44 44 44
Seismic(IEEE Std 344-1987) and Nonseismic Vibration 4 4
■ DBE M444 44 44
. ^A}
- MM
- 44
- 444 44
4 4 71 ^(Acceptance Criteria)
- 4^44
- 44444 MM
□ Section 7
• 44 44 M 4 5.2)4 44 (Test Profde)
□ Section 8
" MM4&4#4-4
Appendix-32
IEEE Std 336-1985
♦ IEEE Std 336-1985, “IEEE Standard for Installation, Inspection, and Testing Requirements for Power, Instrumentation, and Control Equipment at Nuclear Facilities” (€44 4 €4 44 4 414414 7] 7]$ €4, €4 ^ 44 -9-€1r €# IEEE 44)
1. €4. Code & Standards
• IEEE Std 603-1991
• IEEE Std 498-1985
2. 4 € (Scope)
€44 444 €4 ^ 4]44]4 7)7]
3. Keywords: Installation, Inspection, and Testing Requirements
4. y^7>
' 44 4444 ^-444 €41 €44 €4, €4 ^
4 4443. &€44 €4 43 44
. €44 €4: 444 44 4 4444 7]7]7} €444 fzM##4 4^4 €44 4€
' 44: €^M 444 44 ^ 4444 7]7] €4 ^
' 44^ ^4: 44 ^ 4444 7]7]^ 44^4 QA 333^4 4
44 44 4 444 4^44 44
. 444 44: 44 ^ 4444 4714 444 44, 44(47] 4€ ^ 4
44)
' ^ ^ 3§7}
• 44
Appendix-33
IEEE Std 338-1987
♦ IEEE Std 338-1987, “IEEE Standard Criteria for Periodic Surveillance Testing for Nuclear Power Generating Stations.” (-§^l"S|1Si#7l##^|# -$1 # IEEE 7]#)
1. ## Code & Standards
• 10 CFR 50.55a(h)
• Reg. Guide 1.22
• IEEE Std 279-1971
• IEEE Std 603-1991
• IEEE Std 279-1971
• IEEE Std 308-1980
• IEEE Std 603-1991
2. ^-r! (Scope)
l## 7l"llll#7| #7l 7] Surveillance testing ## 51# 7] 7],
Periodic testing 7] # # : Functional Testing 7! checks, calibration verifications 7!
Time response measurement.
3. Keywords: Periodic testing, Functional testing, Calibration, Verification, Time response
4. 71# 7} 5.#
□ Sec. 5 # 115.#(Design Requirement)
5.1. #llAl 5.### El^ol^ 7}## 5.711: # ## #
7l 1 71 surveillance testing 7)## JL3)
- 71 ##5.5. equipment testing#- 1 1) # # 1 # 7l 7l # #7) 1 71
surveillance°ll 5## # ##.
- Testing provision: ###7l ## 5# #11# ### zi 7] 7] 7| 7l## 71
7}# 1 (Functional capability)# 1## # #52# #111## #.
5.2 ## 717l 7| interface # ### Al#7l7l# ## ll# 5# load group #°1
11 # # # (Independence)# 1H ## 5.71 °1 # # ## # #.
- ####5.5 7}###^ll 5^ 7)7l# #5^7) ol^5|
5#### ##.
5.3 ##11## ###, ##5#, ##, ## 55. ## !l#5##
### °J## 5### #11## #. Coincidence logic# °1 5l# provision#
Appendix-34
IEEE Std 338-1987
44471 44# ##4 *# ####4 #4.
5.4 #4#(Testability)# 44### 5.# 7] 7} 4# a] ^^#^ 313)4# 44.
4]# #4, #4# 7}### 4#7T"#4ol, ### calibration# 4*!l *
4# #41 #444 #4.
5.5 ### 44### 444 #4 44# ### ##4 4.
41# #4, 4#414## #■####- 444 #### ###44 4# #4 #44. 444 4## 4# ## 44, ##^ ### overlap #4 ### #*#4 4. 41# #4, #### 4 ###### ### ##
#g.41 #4 #4## ## 7}#.
<* ##/#$/ surveillance A/W ##-# S/#4 protective action # initiate #
0# 4### 4^-# _z444 #4
(a) 5.# actuation device 4 7) 7} # 444# #44 group#5. 44 #4
# 4 444 #4. 41# #4, containment spray pump# actuation device
# # 4 # containment spray valve# actuation device#- ## # 4 # 4.
(b) ## 4#44# #4# °1# actuation device# #4#441# #4#
4# ##57# #4 #4. 41# #4, 4# 44 4## circuit breaker#
#4 #4## #4471 ## circuit breaker# #4 44 #441 pump
motor# #### 44# 444 44.
(C) 4#44# #4# 44# 4#7l4 ### #4# f
44(coincident operation). 41# #4, 4##TL# 4##7) ## #- ##4
#4# 44471 ## ### ##kz#5 #31# 44# 4 4#
4 #4 4.
5.6 #4 activity# 4 phase## 44#4, ##4 4# A}o]^| % 44
4## ##4 ### jib) #7) 4 44##4 44. 41# #4, #4##,
#4 44, 44 44## #4##4# 4^# 3.# 44 ##N4 44.
5.7 #4 #4# #44#- # #44 #■## ####4 44.
5.8 4# # 4 ##(Automatic testing features)# #4 ##4# ### 313)#
4 44.
* programmable digital computer 7} ##/# °] sj g/ ### J£ 4 #4 4 -A
5.9 44 #4, ##, 44 ##4# ## #4# #444 44 ### 3.#
44# 44 ##1/4## ##4# #4 #44 4444 44.
5.10 #44 44* #44# 4#44 #4 S* ## #4 4#* 44
Appendix-35
IEEE Std 338-1987
protective ### 4141 4 * tripping °1 ##*## #44 # ** 5.-2]
44 *5lr 4"§-#4 *#-.(?)
5.11 #4 44} 44(44 #44444 actuated 7l7l#4)* *## 4#4#l
444 #44 4**4 #4 5##4 #4# #4.5.12 4# devices (4* #4, test block) ## 4*4 4*4 4#4#4 4#
4444 4 44 5## 4 #4# 44.5.13 44444 44 5#44 44 444 4# 4# 5*# 444 44
44 444# 44444 #4.5.14 44 444 44 4444 44 af-444 44# 4, #44 444
44* *##54 4## 4 #4# *41444 #45.15 4a# 444 breaker# 7^4 4**445. 4*4* 4444 44#
* 44* #44 #444* #4.
5.16 4*4 #444*4 *4*4 inoperable 444 #4 44*4# 44#4 44# * #4# 414 #4.
□ Sec. 6 4* 555# 54 (Testing program Req.)
□ *454• 444**4 4* *7l * surveillance 4* 555#*
- 7l*4*(4# 7l*4* 5*-), 41# 4# 44, 4*4 calibration#
#444 4**4 5#- *44 4* 555#41* 4# 54# 4*44*4} *41 4* 4* # 4
4 44.6.1 444**4 44 44 4#* 444 44 *4*4 #4455 4##
44 44. 44 445 #4# 444 4## # * 4* 4#, 44571-
4444 444 4## # * 444 44.6.2 445 *4# *4*41 44 4#* #44 4*4 7} 544 ## 4*
#4 5# 4* 54# 4 4 44.6.3 ** #4* 444 444 #4# 4 444 444 ^#* **- *4 5
55 ###* 5* ## #4 54#44 44.6.4 44* 7>*44 4# 5* 5*4 *4 54444 ###44 44.
6.5 44# #44 4##44 #4444 44.6.6 4# 555## 4# #&*# 4*4444 *4*55 4544 44.6.7 4*4 4* 444 4*4 * *44 444 ** 44#44* 444.
44# #*#* 44# 4444 #7}#- *44 #*-0] 4##**: #4.
Appendix-36
IEEE Std 338-1987
7}##-#, a#4 e##9l €91 ## 4 #4 #44# #4.
6.8 4# 5g.a## 4#4 4#^4 €4 &## 4###g. ## # # 9144 44 7l 7] # 444 progressing4 #4 A14 4 4 44 44 4 91 seq.
4 , 444 #4.6.9 4 9M4#44 4# 5g.a## 44 44^44 4#^. 444 4 91^
4 44444 44.6.10 44 5L3.EI44 4 7]7] € 4 ##44" 444 44 4444 assessment
41 444 444# 44# 4 91 a# #41444 #4.6.11 4444 4 4 #4 44444 #4. 444 4444 444 44# a4
#4# #0>0> ##.
□ saa# #4
4 aaa## 44 44# 4 4# #44 44#4 a#1. #444 444 #4# #4-4
2. ## a##4 ###4
3. 441 ### #444 44# 4## # # 4# 44
4. 4## aa 4## 4 #€ a#4 4 #4 44 44
5. 44 #41 444 4# 44 #4## a## master 44# 4#
6. 44# 4 #4, #4 a### 447. #4 #4&44 7}## #444 44# # 91# 448. 4##7Hi 4# 44 #4## 4#
9. #7144 surveillance 4# 5L3.E14M1 4# #4
- 4#4 3.# SS 4 4#
- 44 31# S.H
- ## #44 4 4## #4- a# 4.314 #4 4 4# a# 44 444
- #4 ^4
- ##a ## 44
- 44 4^ #4
□ 44 4 4(Type Test)
1. 4 b 4 AKChannel check)
- 7H# 1 # 4#4 4# 2&3 #4* 4a.
(4# #4, power 4# 1# redundant power 2 & 3 4 a)
Appendix-37
IEEE Std 338-1987
- 71* 5* -5 X1 4 ** 444 Source range 4 *4 7} monitoring 4]# til
3)
- *4# #4444 17}#4 *54 #4&# ti]a
(4# #*, *44 power level 44 i#4 444 *4*57} 44 444
5* *71*44 4* 4444 *#*#)
4> Common mode failure 44 5 sjSfldf #
2. 7|4 4 4 (Functional Tests)
4*4#* 4## 4-til7!- #^] 4*# *^ # * 444* 44414 4.
- 4til 44444 44
(a) 4* starting *-ti](4]: 34, 4*44, 4# 5* **#)#* 4*4 4
44 -9-4(41, 44, 44, *5, 44, *5*)
(b) 444-5. 4445 444 *44* *5 5* timing stroke *H
Full Stroke A14°l 444 *44, partial stroke 44 *4
(4* *4, main steam stop valve, turbine stop or control valve* ),
(c) 4*4 3.714 4445* 47}
- 43^ 4 * 43^4 4*# 4*4-44# 4#
(a) 4-4-4 actuation device4 tripping, °141 4* *4 3f *4*
4 4 (°i): trip bus undervoltage relays & observe bus transfer, load shedding,
diesel Gen. Start and load sequencing)
(b) 4*35 initiated # * #* 444* 4*
*45 *4*41 44# * 434, 44# 44# #43 44
44*4 *4(41* #4, *# 47}5 trip*)
(c) *4144 4 *44 *#344 344*4* 44(d) *4- 5* 3 4*4 4*41 4# 4443* 4#44 4*4 7]4
4* 4* *4 **4 # 4#
3. 44 3* 4* 4#(Channel Calibration verification check)
4 44* #34* 444# 4*4 44#4 3*4* #44 #,analog,
bistable°1 4*4 4*3*71# 4*4* 444.
°}#53 4*4 4* 44 4(linearity) * 4*44 4 5 (hysteresis)* 44
41* *4, 3*4* #44 4-34, 4# #*4.
3*4* #44 4-34 *3#(4l* ##, bistable trip 4 3*4 * setpoint
44 4-44-7] 37-14- 5* °}#53 *44 out of tolerance 5* saturation
5* foldover 4 *4 * *4), 4# 4 #. gain-] 34 4 alignment # bias
4 trip set *# 3*4# 4#* ##4.
Appendix-38
IEEE Std 338-1987
4! 14! IEEE Std 7-4.3.2-19932] !!#.
4. # 1"A1 4 1( Response Time Verification)
## 411 111 4 111 114 !4 334 (Safety Analysis Report)2]
7l #44(Technical Specification)! 4 !#4! 7)142) i)) 1 l!4# 145. !4 3) a| y- rij yj -c- a) a| a) (Logic System Functional Test)
14 14 #2) 4^717l #4 S.S. ^2) 7] 711- !4 7] 7] 1 relay,
contacts, solid-state logic!#- 2] 1. A) 4 40) 3 #*11 4 !l 44, overlapping
Si! sequential! #4.
□ A1 1 H (Test Method)
°1 41# 144! 41 14 4 °l #14 7)111 #4# 4
4 HI #1 7111 414 1.
1. 41 S! 141 41!1 4 33 H ^ n 3#!# 142. 4411 4121 &4#
(a) 4HH 4! l(positive) Si! 1 # SL 4 (direct indication)
3. 4 7H141 414 41 44! 44414 4!! 4141 7}# 44 4.
4. 444 441, 4 111 !!4 443 44 4l!3 3! 441 11!
414 14 3! l7>4d> 1 41 ii, 44H.21 a7in 14
447}H 1®§. !, Till! H?} setpoint4l !H 4 protective action °1
141 !41 31 144 1.414321 ill
- A slowly changing signal
- A rapidly changing signal
- A large change signal 1□ 41 intervals
1. i<- 7| aH intervals
&4 44 intervals ! 4! 44# 3-144 44
- 471 l 4114 41
(a) Reg. Req.
(b) 111 #1! #4 14
(c) m 4#
(d) 113444
(e) #1! #4421 144 4# 44=
(f) 414 214 4421 4!44!
Appendix-39
IEEE Std 338-1987
- 7]7M 4#
(a) 7] 7]
(b) W 71712] o]a d]o]B]
4# M, 31^(415] Aj 41°lBl 4]o]4z&^E]X 7>^ a]^5
(c) 7171^^: 115!A] ^ ^
(d) 5' 4- 3| ° | E] : MTTF, MTTR, failure »# ^
2. A1%1 intervals^]
AM intervals ^ 7^12] ^5] 51^
Appendix-40
IEEE Std 344-1987
♦ IEEE Std 344-1987 Recommended Practice for Seismic Qualification of Class IE Equipment for Nuclear Power Generating Stations. (-S4-B) Class1E7]7]^
1. Code & Standards
• 10CFR50.55a(h)
• Reg. Guide 1.100
• IEEE Std 323-1983,
• IEEE Std 382-1985/’
2. ^
Class IE 7171 4 7]^ 44
3. 7l^)H: Seismic qualification
4. ys]7> 44
□ Sec 3. a] xl ul 7] 7]-§-44 444 4 X[^-(General Discussion of Earthquake
Environment and Equipment Response)
3.1 :z| 4 4^(Earthquake Environment)
444r 37}4 ^-#44 ^4^] 4 ^ 4^7}
3 ^4:4 ##444^ 4^4
-. 4444 7>^t- y<^r^tV 44 10-15 4 44 444.
-. ground 4r-§-xr broadband random#"). 1 Hz - 33Hz 2] V) Ll] °i| 444 4 &l
^ 443. 444-
3.2 7] 3E(4|, 44: a] xl 7] 7] 2] 4" Aj (Equipment on Foundations)
-.(^4/^44 4#) ground ^4 4# 4^ 7] 7] 4 2]
# 43* ^4/43.
3.3 :f:744 7] 4 7] 7] 4Aj (Equipment on Structures)
^3*4 44 7] 7] 2) 44 -§-#4 441 ground 7}^32) 7}^ ^
444 7^3 ^7} 3* 4-3 # 4 4f.
- o] 7>4£ 444 7171 444 7] 7] 2] 21**444 2]4.
* seismic : 44-4 earthquake: 44, earthquake proof:
Appendix-41
IEEE Std 344-1987
aseismatic structure : 5* 55
3.4 :z| 4 4 f'_z)-44- 44) (Simulating the Earthquake )
4* 5*4 *** 7}#7)) 4*##* 3% 4*.
-. 5*# 4* *** 5*/** 4 7)7)* *** 5**54 *-§-
*4 *44- *4 #5 *4 **5 ** 55* *4-* 5 **
(1) 44 4*54, (2) A) ?t°| 4, (3) Power Spectral Density Function
□ Sec. 4 :z| fl 44 4 444 (Seismic Qualification Approach)
-. 7(7]2] 44444 444 44 44 4445.44 44 444 44 4
4# 44 44 55 5 4545 444 44444 *45 44444
* 54*54 444 **.
-. 44444 4# 7}4 #4 *-§-** ##45 444- 44. 4 444
47}4 445 44# 4 44.
(1) 444 44 47] 4 #44 44.
(2) 54#4 44 54444 44* ##.
(3) 44/444 *#4 4# 44* 44.
(4) 4444 444* 4444 44* 44.
□ Sec. 5 44 (Damping)
5.1 44
-. 444 444444 5*5 444 45 444*4 444 4444
4444. #4 445 44 544 4*44, 4* *4, 4544 44
4, 4* mode, 44, 44"4"4I4 4(normal force), 7]-*5, *#, # *5*
4 4#, **#*.
-. 445 7)7)4 55 554- 4444 454 bolted & welded
construction4 454 uniform material 54 55 7)7)5) #4M) 4)44.
5.2 444 444 (Measurement of Damping)
-. *#*54 #4 5 44 7}4 54* #455 ##4 4*.
5.2.1 44 4 4 444 4* 44 (Damping by Measuring the Decay Rate)
5.2.2 Damping by Measuring the Half-power Bandwidth ( Half-Power bandwidth
* 444 4# 44)
-. 7)7)5 slowly 4#4 *555 44# 5 #5. *#5 4*44 54
Appendix-42
IEEE Std 344-1987
#4# ##S3 43 ^ plotted 3.
5.2.3 Damping by Curve Fitting Method(Curve Fitting6!! -1 3 43# 4# #3)
-. 7]7] 4 swept 3## 4 random 37# #57 excitation# #7] 44-
°1# °1 #44 #4 33### #4. modal damping# ##3# 57
3# #3] #4# #4 #334 4# 4 44.
5.3 433 #-^(Application of Damping)
5.244 #4 434 44 4#4 #4 44# #4 ### #4444 #
#44 4#34. 43# #4/444 4#^ -§-§-44.
5.3.1 #44 4 433 ##( Application of Damping in Analysis)
#43 3#, 44 ##3 #4# 444434 #444 s## 4
44# 21444 4#.
&4# 3 #44# #43 conservative# #34# 44 44 #3 43
3 conservative 4# 4#.
5.3.2 434 3# 433 4 #(The Application of Damping in Testing)
-. 434 34 3#, Required Response Spectrum(RRS)4 33 334
S344 44##4 33 37}# # 4#.
4#(osciiators)# 7#M 3# 444 4#4, 433 #434 4#
#,5%# 44# # 4 RRS4 33 3#34, 44 44 433- 44
# 4## 4#.
□ Sec. 6 #4 (Analysis)
6.1 4#. 4714 444# 34# Safe Shutdown Earthquakc(SSE) # 44 Operating
Basis Earthquake(OBE)3 #4# #44 33 44# #3# # 4# 4
#333# 4##. 27}4 3### 4 44.
-. 44# Dynamic analysis, 4# 44# static coefficient analysis 3 •
#434 34# 4#4 34.
1) #3434 434 44#
2) 4#343 33# 43 33# #4 s# s 44# 4#44 #3
# 33.
3) #434##3 44 4 #H3^(displacement & stress)## 33.
4) #Til #343 33# #44 344 #3#4# 4#
Appendix-43
IEEE Std 344-1987
H# ### 44 3.# #3. #44 #### 1 7]
H 44144 44# f 44 14# 411# S# 3H4
6.2 4# #1 (Dynamic Analysis)
-. 71714 4 4 4414 #3444 341 mass 45L# H (viscous) 1
44# i##4 5.1444 #.
6.3 11 #4 4# (Static Coefficient Analysis)
-. 4 44444 444 141 4444 4444, 47>41 44 4#1
#4# 7]## A}#s]-4i 441. 4 #4# #44#4! n# ^
45. 44 &4.
6.4 til 4 4 7] 7] 41(Nonlinear Equipment Response)
-. ti) 444# #4 4#4 4144 41 #4.
6.5 4*4 4! 4#(Other dynamic loads)
-. 6.3 & 441 44 4114 'flllrtr hydrodynamic 1 #4 #4
dynamic loading 4 1## 4 4#.
6.6 QBE & SSE 41
-. 414 41 11# #14 #14 #4#4 41. #11 OBE4 1
7l y} mounting 4. 41 14 4# 44# 4## fatigue-inducing
potential0! 444 #.
6.7 411 41 ^-(Documentation of Analysis)
, 441 1144 413M4 #1 l###!# 4l]41 34#
i#14#.
□ Sec. 7 1 1 (testing)
7.1 14 (Introduction)
14 !#4 144411 ll?} mounting!4 4#3 7}4s}4 1#
4# 41# 4 44 44 444 4 H# 4^14 #.
7.1.1 mounting
-. 1 # 14 # 7] 7] 4 4414 service mounting# 5_##7] # # 441
11 4# 14 #
-. mounting #14 #1 444 4# 44# #144, #3#4 bolted
-3.7], type torque, 44 11 4144 3-1. 41 47]# 4 44,
conduit, H #4, #4 interface 1 4 #4 3-1144 #
7.1.2 #1 (Monitoring)
Appendix-44
IEEE Std 344-1987
454 ^ 4544 ## 455 45 44-54# Class IE 44# 4
44 44 Ji444 #. 44 444 45-4#5#(exposure)
4/444 7] 7] 4 7] 44 (functionality)#- 4 ?}.
7.1.3 Refurbishment/ 4 5 3])
-. 44 555# 444 4444 #^#5 44 4545 4 444
444 44* 5-4 4 44 5-44* 444*414 4:4*. 445.44
activities4 45. #4l°l# 54 4 4*54144 retorquing°l 544.
7.1.4 4 4 44 (Exploratory Tests)
### 45 44# 44 44 544 447} 445, 444 54
#4# #44*44* 45# 441 7}# #5 54# 44 #4# #4 #5# 5## % #4* iM#5 #5# 4#4.
-. 7}4 44:441 4*45 554 4*4 (Resonance search) 4.
7.1.5 44* 5# #(Vibrational Aging)
-. 44# 4# 444 44: 445 SSE 544 44454 455 #
4554# 445541 zl 544 44.
-. 45 5544 #45 #44 544 444 44 55 454
lower level 4 4 5 44 55 4# 4 7}54 4 7}4 4# intensity
444 #4 454 44 454 4% 54^44, 454
SSE54# 444 454 54* 444 45 544 44 554
444 4445 44. 444 444 ansi/ieee std. 323-19834
55# 45# 4445 4. 55 55# 444 obe&sse 4##
54#4 5^444 #.
7.1.6 OBE4 44 5##( Seismic Aging(OBE))
-. 7]7]4 4# 44 45 444 sse4 444 44, obe44# 5#
4# #. °1 444 4 444 44 events# 55# 4 41 peak cycle
# ## ##l ## 5 4#.
7.1.7 5#(Loading)
-.Class IE 44# ## 44 45 444 4544 544(4444 #
#, 4444 ##, 44##, #4##5)44 44# 441 5^41# #
4, 44# 444541 45# 55 #5 #44 445# 4##4 5
4 41##.
Appendix-45
IEEE Std 344-1987
7.2 4# ^ 44 A] 4 (Proof & Generic Testing)
4 #4 4# #4 #4# 44] 7)7]* 4 #4# 4] #44
7.3 Fragility Testing
-. °1 A] 4# ##4 215. 7] 7] 2] capability's #4 4# 4] °]'§'4. °1 4 4 4
^44 #444 444 4 #4 4 44444 444 4 $14.
7.4 Device Testing
-. Device A]44 7]r)]2]^ #ti]^ #44 4 A]4# #44 7]4 7]7]2]
4444 capability*]] 44 44 &44 #4# 4 $144 44444 $14.
7.5 Assembly Testing
-. tflfl-S. 444 Assemblies^ 4#4#4 #444 444# 444 7] 4 a)
444 44.
7.6 4 Vi 4^ (Test Methods)
7.6.1 44:( Introduction)
-. 44 A]sq 37>x]5. 44# # $14. 4 #4 proof & generic
testing(7.2) 4 fragility tcsting(7.3)$].
-. 7}4## 44 #4*] 7}4 4 #2] q]4 ^2] ^s]]# 4^-4 7}4# ## 44# ^ ^ ^
7.6.2 44 444 A1 4 (Single-Frequency test)
44 ground 444 444 44 45: mode 444 4 44 4 44,
4444 floor 444 444 4444 44444 444.
7.6.3 4 444 A14 (Multiple-Frequency Test)
-. 44 ground 444 7] *] 33Hz 444 4 444 444# 444.
7.6.4 4# A14 (Other Test)
-.7.6.24 444 4 4 7 6.34 444 444 M4 4444 4444
4 #444 4 444 4# 444 $1# 44 444 44 444 4
$14. #4#4 4 7]* 4444 44 4^4 444^4 444
Appendix-46
IEEE Std 344-1987
# 5!#.
(1) RRSS) bandwidth4 Test Response Spcctrum(TRS)S] bandwidth# til 51,
7l 7l ## # ## til 51.
(2) # S| # # # event# A1 # duration til 51.
(3) ## # # S| # # ### magnification# ##(#, # # S| JBL##
####&)
(4) 7171 S| natural mode # ## ###
(5) ### # 7171 damping
(6) fragility levels
(7) ;/l ### fatigue potential
(8) ## # ##, TRS# 7.6.3.1 Si ###5. RRS# envelop #)») #.
7.6.5 # Si 7| # # a] -cycle fatigue potcntial(Tcst Duration and Low-Cycle
Fatigue Potential)
-. ## buildup # low-cycle fatigue ### # ## ###71##, # #
## ##S) ### #5L#7l## duration0! # fatigue# ##1# ##.
7.6.6 ## # # (Multiaxis Tests)
-. ## ground ### ## ##5. 5.# #### ### ####. ##
#, AM### ## ###, ####
7.6.7 line-mounted 7) 7] (line-mounted equipment)
#-°l##4 ##%# 7l7lS) ## ##, ## ## ####7171,devices,
HVAC damper actuator, valve actuator # ### # # # # ## 71# #
accessories# ### # ## 71 7)## ### JL#.
□ Sec. 8 #1# # Aj'sto] ##El # #(Combined Analysis and Testing)
8.1 # #7MS) ## S# ## ### # ^#. °l#
7171 S| ##£# 7171 S| 3.7], ### configurations! #### ###.
1-fl ^ 7171 ## ##, £.#, ##71, multibay 7] 7] racks # consoles## #
# a)### Si ## #)## #### ###5. ###### #7>##.
8.2 modal # # (modal Testing)
S# ## ^ ### #1^ ^ ##^S) ####cll 0l#sl#t4l
Appendix-47
IEEE Std 344-1987
sec 7. !3 #34 4## # ^# 4#! 3##
8.2.1 34 S.H 41 (Normal mode Method)
-. In-service mounting 2:4# 5-2] 3*7] # 3 mounted E] JL 3H 7] 7] 3] 3],
#1# °] 7] (exciter)# 51°]] 4 3 E] 3 4 ###4 4 point6]] #44] 31 15".
8.2.2 H4# 3"! (Transfer-Function Method)
#### 41# 454441# 4455 4##5 ^#3, #,W
Fourier transformer lol4## °] #43 °] # ###4 1] 7] *1] 1#
144 -§-#43# ####* 444#3 3#1.
8.2.3 3! 134# o] ## #3 5] 21 41 (Analytical Methods Utilizing Test
Data)
-. 4## 443 options# 334 33134# 4447]33 434.
43 44 44 3]# 44, 44444, S.H 43, amplitudes] 44 4
344 43 43#4 43 ##4 444 &# 4437143] 444.
8.2.4 44(Qualification)
-. 313 4 34# 4433 4434 41# Class IE 44* 433
47} 314 4-.
8.3 444 7171 3 34 3 #1 (Extrapolation for Similar Equipment)
-. 4331 43] 444 7]7]4 444 3 34 7]7] 5.14 7H44#1 #
4 33] 44 34 444 5-4443] 134 44 444 34# 34
3] 344 44# 4ji4 4 4#.
8.3.1 34 44(Test Method)
-. 43] 33 55.3.1,7.6 3313 144, 44 4433(44 44),7.1.3
33 1#^. 4455 #3 1 33# # 1#.
8.3.2 #3(Analysis)
-. I’It^t7] 434# #4#1 3 3] 3 4344 4# 4 #(no resonances
exist in the frequency range of interest), 7] 7] 4 rigid 7] 7] 5 #43.
-. 444 444 44, 44# # 1# 5# points! 44 ### 1##
Appendix-48
IEEE Std 344-1987
g.4 4### &444 #714 4#4 ##4 #^_#
# ##.
8.4 Shock Al# (Shock Testing)
- AJ^AJ6)|^ o] shock ### 444 mil-### 44 #444 44(4# #
4, MIL-S-901C-1963), 4 7]7] 4 ##4 31-44# shock-type #4# 44
8.5 4 4 4yl 4°1 #4444# #44 444 (Extrapolation for Multicabinet
Assemblies)
44 7}4 ^4 4^ ^44 344 44=4 4^4 444 M144
4 44 4# 444# 444# #4 #4#4 #44 4#.
8.6 44 4 4/#4 (Others Test/Analysis)
8.2-8.5 44s, 44# 4# 4 ## ##4 4444.
1) Al 4 #9 Ml 4 444 4# 44# 4 4 (explain unexpected behavior during
test)
2) 4#4 44# #4444# 444 #44 ### #4 4#44 4#
4 #4
3) 44 #4] 444# #4# 4#44 44.
□ Sec. 9 # # (Experience)
9.1 4 4 (Introduction)
_ 4444 44 3E4 44# 4441 4# #4 ### 444 #444 #
# 4 #44 4## 7}# 44 7M ^44 7]7]7} 4^-.
-. 441 444 4# #44 ### 441 ##4 444 #4## #44 #
#4 S# 4# #4 4#4H 4#4 444 44 44. 4# #444
44# #M # 4#.
9.2 # 4 # 41 °14 (Experience Data)
### 4144# 444 ######4 41444. #,
1) #4 ## #5E3I##5E#4 A14 °l 4 #4 4 °14 .(Analysis or test data
from previous qualification programs)
2) ### #44 7] 7] 5E#4 ## #4 4# 4 °14 (Documented data from
equipment in facilities that have experienced earthquake)
Appendix-49
IEEE Std 344-1987
3) 34 34 34" 33 4# 34 44 33.34 u)] o] e) (Data from operating
dynamic loading or other dynamic environment)
9.2.1 44 r) 3 4 4 3 (previous qualification)
44 44 ^ 34 43 33343 444 344 4# 4444
444 3# A>-g-5>0^ 7)7] 443 33 # 3 43-
9.2.2 a] a)(earthquake)
-. 44 ^o]e)2] 3 4# 443 34 4444 33 7] 7] $] 343# 7]
333 344. 4 5)# tilo)e) till4713 434 71714 34443
34 3330) 4AM 0} #4.
9.2.3 4*3 44 til °1 4 (other experience)
-.44 ^44* ## 9.2.2 4 43# 43343 34 34 34* 33
4^tii 43434 S3 434 71443. 4# 34 #4 44 #44
444.
9.3 344 (Similarity)
-. 444# 444^.44 44-4 4^- 4^^- 34 3444
7W4 4333 AM4161: 4-. 0)51# 7^43 44-4-4 44 44:
44-(process)3 #3 7134 4 33# 34 4.
1) 4 71 (excitation)
2) 3444 A134(physical system)(34 4 44 4" 3433 4333)
3) 34 34(dynamic response)
44433. 444- 344 43^3 4# 344 3443 434 4# 4444 ^44334 ^^6ii 4^ 4^ 34# f 43.
Appendix-50
IEEE Std 352-1987
♦ IEEE Std 352-1987, “IEEE Guide for General Principles of Reliability Analysis of Nuclear Power Generating Station Safety Systems.” (4:^4#
IEEE 4^)
1. A 4 Code & Standard
• IEEE Std 279-1971
• ANSI/IEEE Std 603-1991
2. (Scope)
• SS4#4 #4###
• ##4# 4### (#4# #4" ^ ^ ##) 4#
• IEEE Std 279-19712] SS4# #4# #4# #4 AS ##
• S4# 44# #4#^4 ##
3. 44#: #4###, 4###, 4###, 43)4 J#-A4 A4 4, ETA, RED
• #4### 44
- #4A# ji# : 4444 44# 44, ###44 4444 4# #4# ##
- #### : M 7}## 4##4# #44# #o]7]
44## (# 4 # 4, administrative procedures #)
- #### : 4## #44 s#s4 &#(4#s#)44 #4# # 4## 44-
- #4# #4#4 ## : (D #4#^ ^ 44 ## (2) #44# ##(ETA) ® 4# ® #4# 44 #4 4#
- #4# ## # ## : ANSI/IEEE Std 603-1980# 4#4 4### #4
• #4### #4- (##): #4# ## &S4-* 4# 4##4# # ### W 7^ 4 4-44 4# 444 #4AS 4#(1) 4#44 : 4#44 4# # s# #4
(2) # 4### (####) : ## A###AS4 4#s#AS
##4# 444 A###(unsafe system failure) #4 4 S4#4
(3) #### A### common mode failure analysis : 4##44 4#
A#4
Appendix-51
IEEE Std 352-1987
(4) (#91 3.%# 91 ##)
(5) #4^/44^ 41# (4#^r4): 4sl# (logic diagmm)g. &## ##4
5. #4 °1 -§- (4: fault tree, Reliability Block Diagram: RBD 4)
(6) #7}
- 447]test interval #4 : #4 if# #44 #4, #4 #51
surveillance frequency # 4 (#4 #4 i#)
- :
- (D 7]7l # 3I#46iluie rate, 44 S# &44#4^ (4M4^)
- (2) ### 44 (4^- 4# 444 #91)- ® 44 4### #4 (4 44)
Appendix-52
IEEE Std 379-1994
♦ IEEE Std 379-1994. “IEEE Standard Application of the Single-Failure Criterion to Nuclear Power Generating Station Safety System.” (4r#4l# ##3I#7l4 IEEE 54) (Revision of IEEE Std 379-1988)
1. ## Code & Standards
• IEEE Std 603-1991. “IEEE Standard Criteria for Safety Systems for Nuclear Power
Generating Stations/’
2. ## (Scope)
• €3 ##41 #41 #7] ##4l# 5 4l#4M 4# ##3i# ##
" ##4l## ### ## ##4l# #4l44#3l4l _S_#4# S4
##4##4 4^# 4 #4# #.
- ## 7}### ### 4 ## 3i## 4## ##41#4 S4 ##
7}## ##3I#
- ##31#4l 7]# ##4# 5# 31#
- #5444 #44 #4 #4144#31* ^7^ 54 4 #3141 7]#
##4# 44 31# ^ 4# 41# 4##^:.
3. 4 4 E: Single-failure criterion, Independence, Redundancy, Design basis events
4. 7147} 0.54^# ^ ###: ##3i#4 4^44 ## 7^/41#7] ##4 #4144
444 4.
• 4X14 4 44 31#(nondetectable failure): 4714444" 4 7L 54 4 54
444M1 7]41 31#4 ^
• 47>45 31# #44 44 44(4# #4, 444, 444 54 44 444
7]4 44)#g.#4 443144 4444 454 4 44 3i#4 44 4#
31#(cascade6iluie)45 # # #31 ##31#45 444.
' 444^ ### #45 44 #41444314 41# 44, 4# 55 7^#T]
31## ##4# 4 44. #41444-y76i] 7]^] ##44 3i#44#E]
4447] 3i#4 #^44 #45 ^4^ ##4#7]3i #444# #.
• ###7l3I#(CCFs: Common Cause Failures):
- ##3i# 4#o] ^4# #4: 44 4-4 31# ^ #4144^1-316]] 7]#
31#
Appendix-53
IEEE Std 379-1994
- 443# 444 #43 4 *#(44] 4# 4 #43# 333^ 4#):
4# 44 4#, 4* 3#, #4 33 3# 4 #44 3*4 sM
4*4# #43*.
• -o"* 7]]*(Shared Systems)* #43* 7] ## 4 *
- 3* Units] #4 7]]*: **7]l*ol* ##**# #7]1# 33 *4 *ti]
444 7}*# #43*4 4#4 #47]*# **#o]:
- 4 Units] 444*: **44 44 4#S] 4 Unit4 4 44 7]]44
1443.44 4414 44444 **## 4.
• 44344 44 4444 44:
- 4434444 4444 4444 444 4444 4434444
4444 *4 447]-* 44*7] 44 444 44 4444 444
44444 4. 4434444 44 4# 444 ieee std 352-19874
4*44 4*.
- 4 444^434 444 ### 4* 44 4*3 4*4.
. ** *44*(4: #4 4% 444-7] 414 #) 44
- #44*# 4444 44 7}## 4# 4444s] 33 34(4:
444S] 4* 44, 444-7] *##3 44 *) 44.
- #47]*# #44 4## * 44 4444 3#(4: 443*
4*447] *7M #7]-3 3344 4444 7^444 3*
44S] 435]] 4 4444 #7%S] 44 4*7^ 4## 4*)#
44
- 443*s] AM 444 **
■ 444°1 4344 44 7]lf-oi4 444 443147] *4 4444 #444 44: 44
• 447]]* ** 444 44 4*3* 444 4*4 4* ^o 4444
4 a 4* 4.
- 4# 7H444 441(41# *4 444 34 #44 4]*3 *3) ***
4444 3*44 ## 444. 4# 44 ##4 #*3*4 44 4*
*4# 34*4 ### 344 #.
- 4*4 34# 4#7343A] 4*433 4*3# #4414 #4 *3.
4*4 34 4-s] #*3*4 444* *## 34*4 #3* 344 #.
- 44 *441 4* *4 33(preferred mode)3 3*441 4414 *4*4#
(actuators)# #4 3*4 *44* *44 ##44 #3# 44 4#
*4 E] o] d> *.
Appendix-54
IEEE Std 379-1994
- 4444 44# 447M 4444 *## &4# * 44.
44314 *4* *4 444*4#4 cflTSrfl^i *4444 #. o] #44 444 444 IEEE Std 308-19914 #&.
- 443147144 4444 44444 44# 444 44 4444 4444 44(auxiliary supporting features)4 44.4144 4**4 4431*
44 4 444 4 4.
- 44444 444 44 44(sensinglines)* 44314 444 #444 4.
• 44 J1S) A>^>
- 443147144 44444 44 4441441 444 #4 4# 44*
(41* *4 444 4444)4 44 4144 3i*4 444 44444
44444 4444 4444 4.
- 4##4 "§7} #4* 44414 44314 44414 414 7^* 314#
- 4431441 444 414 4441 7}*# 44#* 4444 °1 444
4*4 4441 444 44# 444 4# #4.
Appendix-55
IEEE Std 383-1992
♦ IEEE Std. 383-1992. "IEEE Standard for Type Test of Class IE Electric Cables, Field Splices, and Connections for Nuclear Power Generating Stations." (€4^#4#i Class IE Ml 4#, ##, <444 44 71#)
1. 44 Code & Standards
2. 44 (Scope)
• ### Class 1E##M Electric Cable, Field Splice# 4 #4
A}#4# Connection## ##5}#M1 A}#4# Type Test# #45}#Ml Ml#
44# #45}yi #4.
3. Class IE Electric Cables, Field splices, and Connections
4. #^7} ##
• Type Tests as Qualification Method
- Cable Description - Cable Description# ### Conductor, Insulation, Assembly,
Shielding, Covering, Characteristics, M #(Identification)## ### ### °|:
#4.- Field Splice or Connection Description or Both - #4"44 #4"4 Ml°l#4
4444 ##7}#- Conductor 44 #4# 71#.
- Description of Significant Environmental Conditions - 4# # 4 #4 4
#M41#A}# #44 45}# ## &4# 4#.
- Operating Requirements - #4 A| 4 °1 4 #4 (Meeting Service Conditions4
LOCA, Fire ## #Ml7l#A}#)# 4 #4 ##
- Type Test Conditions and Sequences - #44 4# Al#4 #471 #a}#
#44 4# Al# #A1# 71#
• Documentations
-General - ### ### 4#5}yi
- Test Program Outline - A| 4 # 4 7l #.
- Test Result - Al# 44# 4 #4 444 #####7} # ###
#^5}^#7}* ##44
-TestEvaluation- Ml4# ##4 4### ### # ### #7}5Ho} 4.
• Modification - 44# 5}7l 4 ## o]^o] a] ofl 4# jl%o] 4#4 4# #.
444 4## #7}.
Appendix-56
IEEE Std 383-1992
• Examples of Type Tests - 44 44 444 4444431 a]o] a]^]
4# 44# 4# #7p>ji #4.
Appendix-57
IEEE Std 384-1998
♦ IEEE Std. 384-1998. “IEEE Standard Criteria for Independence of Class IE Equipment and Circuit.” (Class IE 7) 7}S\- 3] 3..2] 31 IEEE71#)
1. #4 Code & Standards• 10CFR50.55a(h)• IEEE Std 279-1971• Reg. Guide 1.75
2. 44(Scope)Class IE 4 #4 4 43 (Circuits) ^ #44 34# 4 4 #4.
3. 7] 4 H: Independence of Class IE Equipment and Circuit
4. 444-
• 4 4 3 4 # 4 4 3 4 (General Independence Criteria)- 5.1 e 334# #44 (Required Independence) - #44 #4 4 #7l a]
4 4 (Physical Separation & Electrical Isolation)- 5.2# #^44 - 4### #3, 44#4, ^(barriers) ^34
4#2] 3#. 44 44 44# Tie] #4, 44 Devices, Shielding, Wiring4# ^ 4#4 3#
- 5.3# #^## 3### 313 ^ #4 - M3 #31 4 ## 3#(4 44# IEEE 494-197431 44)
-5.4# 33444#44 € #4 (Compatibility) - 3331#4 4 #3 ##3l3 Class IE 31 #2) #^## #4
-5.5s 44 € 3 (Associated Circuits) - Class !E2j- Non-Class IE #4 #44 4 33 3 2121 44 #, 343 #4 4# 4 Class IE #37} #### 4# 44 443 44444# #4 4 4444. 4# 44 ##
- 5.6# Non-Class IE 43 - Non-Class IE 43# Class IE #32j- #44,44433 44446I: 44, 3#4 ## ##7} ### 44# #4# #44 Class ie 4 34 4 #4 4# 3444 ### 4 #4 4 #4*.
- 5.7# 43144 4#4 - #4€4 ### 3#31 4# Pipe Whip, Water Spray, Flooding, Radiation, Pressurization, Elated Temperature, Humidity ##
Appendix-58
IEEE Std 384-1998
JL3}. Si# ## 41 ## # 5}# ## (Rotating Equipment)-^ #214} -2]#
3#3 313}.
- 5.8# #3## #ti} (Structures and Equipment) - #7}} 7}# #2.41 ^-#0)
#3## W# 31# 44^ Class IE #32}
#3} E) O) d) ##,
- 5.9# #4) #2. 7}}# (Fire Protection Systems) - #41 #2. 7}}## Class IE
#3.2} #^#°} #^5}x} ## ## 4}4}# ###0}6}: ##.
-5.10 s #4 - Class IE division4}#2} #7} 41 2} # #4)7}- °1#2) Class IE
division^}## ##4} ## ^3# ^#i#6}: ##.
• #1# #5} 3#
-6.1s Cables and Raceways
2 # 9)## - ti} ####, 41#### 9} #####3 ##
2 ## #3} 7} 3}
■ 3# 4}### IEEE 383-19742} #4)# #3# ##
■ 3##(exposed) raceway# ti} #7])# (ASME 136-79)
■ Raceway ### #7} ##} ### ##33 ## #4M
#21#}# #
2 Lesser #3}7} 3} - ## #3}# 3##, ##2} #3# ##2} ##
(mitigative measures) ## 33} 3## Class IE #3 # ##
5}3cable raceway2} ## # 4.5m( 15 ft)# #x) ### #. Class IE
# ###3 cable raceway# # 1,5m(5 ft)#3#, 3# ### Class
1E2}- °1 #2} Class IE ##2} ## #### ##
2 ti} #2 ## . ## 41## #ti}# 3##2 ## 2:# ##, 41#
##, switchgear, transformers, 5} # ## #°1 # 9} 4} 2} #3#
olxl9}4}2l #ti} 41## ##. 3#2 #914}2} ###3 41###
enclosed raceway3 ##. °1 # 9}# °1 # ### #7]} ## #x| 9}
3###3 ## # $1# # ## (ANSEANS 59.4 - 79). 3# missile
212 x} 91# #3}. Cable Tray ##2} #37}3}# Tray #°1 41
###33 1 ft(0.3m) #4 3} 33# 3ft(0.9m) enclosed raceway 3#
division #°1 4} # 1 inch(25mm).
2 41 #41 ##91 . ## 412| x} #ti}# i##2 ## ##. cable
tray#°l 2} # 37} 3} # ###33 3ft(0.9m) ## #33# 5ft (1.5m)
division#0} 41# 1 inch(2.5cm)
2 #### -Class IE #3^2} #### ##
Appendix-59
IEEE Std 384-1998
S Non Class IE Circuit Cable Tray 2j- Class IE 4 il 4 Tray Af°| 4| i :
44 42121 3ft(0.9m) 44 4 2121 5ft(1.5m). Enclosed raceway 4"4 2]
! !! 1 inch(2.5cm).
y o]^4 o] x]^! ^4 Pipe 3.4- Missile 4^ 44, #4
44
- 6.2 e Standby Power Source - 4 4! Class IE Standby Generating Units!
444-31 444 4^45. !4
- 6.3! DC 4!^ - %414 ^ M4 #^7] 44 Standby Power
447] 4 4 44-4] 44
-6.4s !4r 4 2' 4 - 2' 41 :>.| 7| »|. Motor control center, Distribution! 44:2
44S. !4 !4
- 6.5! 44-g-7] 44 4#4 - !4!444, 4!4#4! 44 444
4 4^44! 44!!
- 6.6! Control Switchboards - Main Control switchboard 44 4 44 ! A v|] $]
444 444 44.
S Class IE Equipment & Circuits! 44 4 44 4 Control Switchboard 4
#4444 444 444 44. 444 44 Class ie 44 4
wiring! 4 44 4 4 !4 4 4:44 !4-4 44.
S Non-Class IE 4*4 wiring 4 Class IE 4*4 wiring 4-o] e>)] *j 7]]
4^## 4 ![4 &4 44.
■/ °l! ! Common Termination Non-Class IE Wiring Cable Entrance 4 4
44.
-6.7s 4# Cabinets - 44r! 4# Cabinets! 44 44
- 6.8! #4 ^ #44- 5g.Ai]!!-! 4! - 44r! Class 1E#4 ^
!!!]!!-! 44! 44444, 444 44!4°> #.
- 6.9s Actuated Equipment - Class IE Actuated Equipment! 4 ! #4, pump drive
motors, valve operating motor)! ! 4 4 44" 4"4! ! ! 4 ! 4 4 444*.
44 4-! 44! !!# 444H #4-.
• 44- 44 44 !4
-7.1s Power circuit - 4! Devices! 4! 314" 44"4 ! 4 Circuit Breaker
Trip, 31 4 444 ! 4 Circuit Breaker Trip, Input Current Limiters 4°|
4.214 4"7} 4-4-4 !4 !4. 4# #4 Diesel Generator Excitation
444! 4! 31! 4! 4 !4 Circuit Breaker Trip! !4
- 7.2! Instrumentation & Control Circuits - 4! devices! 4! Non-Class IE
Appendix-60
IEEE Std 384-1998
#4 4### S# ##7} 44 44# Class IE sjss 4444 #4## 42. S# shorts, grounds, open circuits 44 4 4 S#\ 4 4 4
devices IE 4 Amplifiers, Control Switch, Current Transformer, Fiber Optic couplers,
Photo-optical Couplers, Relays, Transducers Power Packs, Circuits Breakers, Fuses
44
• Class IE Safe Shutdown Circuits and Equipments
- 8.1# 44 - 444 Class IE Safe Shutdown Equipment 4444 4 #
Postulated Exposure Fire# 44
- 8.2# Postulated Exposure Fires - 44 #4 4 44 444 ### Cable or
Equipment 4# 5L44JL #4 #4# 44(44# 44)44 #444
44.
- 8.3# 44 #4 - 4444# 4# 444 Class IE 4-4 4 4#4 44
44 4s. #4. 4# 444 #44 44 #41 #444# Class if
44 ^ 4S4 44# #4 # #4## ##.
Appendix-61
IEEE Std 420-1982
♦ IEEE Std 420-1982, “IEEE Standard Criteria for Periodic Surveillance Testing for Nuclear Power Generating Stations.” (44^ 4.^ ^7]44'& 4 4IEEE 7]#)
1. 44 Code & Standards
• 10CFR50.55a(h)
• IEEE Std 381-1977
• IEEE Std 323-1974
• IEEE Std 344-1975
• IEEE Std 566-1977
• IEEE Std 383-1974
2. 44 (Scope)
44^4452] Class 1E2] «>, 44, 44 4# 44 4 4#
44-44 44 :
(a) Non Class IE components 4 module
(b) Class IE 444 7]7] 4 544 444 4# 45 4 44
(c) External field run 71 °1 4
3. 7] 44: Periodic Surveillance Testing
4. 44 7} 54
□ Sec. 4 444 53] 4^-(Design Consideration)
4.1 4 ?t54 (Human factors)
4444 4#44 ^]]o]42] &444 ^ 7]^44 4
4454 44# TIB]#4 445]44 4.
4.2 44
44445. 444, 44, 444 ieeestd344-19782] 544 44 4444 4444 45
(a) Class IE components 4 7] 44 45 4 44 444 4 4-74 444 53]
(b) 44 44 44 444
(C) 5444 44 44 444.3 45 53]A>4
Appendix-62
IEEE Std 420-1982
(a) ## # mounting 41 ## ## 41A141# ##, plug-in ##, slide-mounted #7] Si# device ## #414 #
restraints 41#(b) Class IE# 41### 41 ### ## ### ## # ## ##71### 41
# ###41# ##### Class IE ##41 ### ## ### ##
##»> #.
(c) ### ### #4## ## S# 41## ##41 #### ####
### ### ## 11### #### #41.
(d) ## # wiring # termination device## 41# #-4 ## # # motion 41### #41
4.4 ## (Separation)
4.4.1# 41 3!3lAl"#(Design Consideration)
IEEE Std 384-1981# # # # # ## ##
(a) #### #^## ###-# ## ### 41# ## &
##41 redundant Class IE #71#- #### #### #, ## #5. ### ### IEEE Std 384-1981# #### ### #### ##
(b) Class IE # Class lE/Non Class IE #### ### ##, IEEE Std 384-
1981 # ##### ###-# ### ##41 #-#41# #.
4.4.2 #41# lit ###(Circuitry Consideration)
Class IE# ##41# ##### ###-# ## ### #41 # 414# 4# #4## 31#.
(a) ## 41## entrance, wire ducts and terminal points # redundant Class IE
# ## ##41 41#### ##.(b) Terminal points # ## 41# #41 41### cable entrance area# IEEE Std
384-1981# ## physical separation# ##### #41(c) Class IE 41##, ##, #41 ### 7171# component# Class IE #-
Non-Class IE ### ## ## ### ##### #41
(d) ##### ### ###- #41 Class IE 41##, ##, ## ###
##### #### ## ## #.4.4.3 ## ### #### ^ ###
### ### ##### 4#H## ## ## IEEE Std 384-1981#
## ###### ## ##( 6 inch (15.24cm)) of air space. ## ##
##### ### # ^# ## ^ wiring ##41 #### ##.
Appendix-63
IEEE Std 420-1982
4]# #4, Class IE 4] <4#, ##, #414 4#4 # acceptable fire barrier
(a) Metallic conduits separated by 1/2 inch free air space
(b) Two sheets of fire-retardant material separated by 1/2 inch free air space or
equivalent thermal shielding
(c) A single sheet of fire-retardant material with one inch of free air space or
equivalent in thermal insulating material between the sheet and the nearest Class
IE components or wiring
4.4.4 Barrier Attachment
Conduit, raceway 3# 4# ### # ## barrier 3. 4## 41,
44] "4" 4—3 3# 4 4 4: ##.(4# #4, welding, bolting, 43 4## 4433)
4.4.5 #4
44 #, 4 b, tFw 4444 Station ground4 4 #4 44444 4.
4.5 # 4 # # 4 43# 4 4 (Control of combustible)
4.5.1 #4 #4# #4# #4-
4.5.2 ## 34# 4# #4, 444, 44, 44 A>#4# #4# 44
44# #4# ##.
(a) wiring & cabling
(b) 4# nonmetallic materials
: ANSI/UL 94-1979,94 V-0,1,2 4 444# 44# #44, 4# 44
3# 3 4433 ##4# ##.
4.5.3 47M ### 4#44 4444#33 4#
(a) 444 44
(b) 4 #, 3/^(Impregnation)
(c) 4 4 4 #(Pressure Impregnation)
(d) 34 (coating)
4.5.4 4434 44 4 coating## 3444 #4, 4# 444 44#
444# 4433 #4
4.5.5 44## 4 444 #444 43#4 ##44 ## ## 4#
4.5.6 44#4 # ### 3444 4# 4 #, case# 4#44 44#4 #
##4 #44 4#.
444 4#44 #34, IEEE Std 384-19814 4# ## 4#.
Appendix-64
IEEE Std 420-1982
4.6 #44 ^ 44 2^4#
4.6.1 4444 #44 #4 2#
#44 : aM, ^2 ## ^2, #2, #4#, 44 4# 2### 44
4 #5 : IEEE Std 323-1974 2] 2## #447]44# 4# 44244 44 4 4# ambient # #2 #2 &, 44
4.6.2 #4
444, % 424 ##24 % 4# ##244 ### 2#, 4##
## 244 #22] Class IE 4### #f- 2# 2.52] ##4 #442
4#. #2 222## ##2 ##-## 4##2 4 #47} ## ## ^
#44 4##4* #244 #.
4.7 Wire 4# (Wire Selection)
444, 44, # 5# 91 2##4# #2442)1 A}-g-E|5 wire5 IEEE Std
383-19742] 544 4#
jL l'| t]] 44 4 if 44. derating factor. 7| 7]] z] 4 4, thermal rating 4 insulation 4
42. 4 7] 4 cable & wire# #444222 444]# 24. untreated polycthylcns. polyvinylc chloridc(PVC) 4 44444: 7)22]44 4#
4.8 Wire Practices
4.8.1 Class IE wiring 4 44 444 44
(a) Wire bundle 4 44 18 inch 4442 a]x] l]] 4:>-|
(b) Terminal block, plug connectors 4 44 terminating devices 4 4 4 4]
4444 2c4^4_g. 44
(c) Smooth edged surface (4]# #4, 4 45] 4 4]4 )# barrier 4 4 4444 any
opening4] 44444 #44?)
(d) 2# Wiring # Sharp edge2#4 22 444 #4.
(e) 444, 4^4 A}-§-5]^ wiring # #422#42 #4 444 ^2#^444*> #4-.
(f) Wire splices(2) 4 224 4 4 #4.
(g) Hinge cable2 24 4 wire# multistrad flexible wire, hinge 4 444
22444 44, strain fatigue4 4 #4 4 2 444 4.
4.9 EMI
Appendix-65
IEEE Std 420-1982
44#, 4, ## #7114 #4.
### 4 4 # 4 yf. #4 /:) 4 c]_ shielding of susceptible components, shielding
of the source of the interference #4 7]H.
4.10 A] HlI(Identification)
H 7] 7]/wiring tr Class IE 44 #, 44 #4M1 4 44 —5. marked 4
4## 4 $^44 #.
4 #4# O] ^ #4 ^.#4 -g-O] ^ 14^.# A}?} 3/8- #^4 ^
4 #444 44#
4.11 4# 314 4#
4.11.1 47] 4 4 4 # (Periodic testing)
44#, 4, 47] 31 4 4#1 IEEE Std 338-1977 ##.
#44# 4# device 4 4M4# A^ ^
4# 444 4# 4## ^444 4## # 1 41
44 44# 4 #4 4 41 4# 4#4 44# 41, 4 7]711- 44
444 44# 4 444 #.
4.11.2 Modification
1444 44 Til ## 511344 n 444 444 postulated #41
14441 ^.4-
4.11.3 #7-11 14
#7iH 414 41 41 &##3 444 #4.
(a) #4
(b) Fabrication
(c) 7171 4 mounting
(d) Wiring
(e) Terminal 7l 7l
(f) Grounding
(g) Installation
(h) 4#
(i) 4 4 loading
(j) Separation
(k) Packing & Shipping
(l) Receiving, Handling & Storage
Appendix-66
IEEE Std 420-1982
(m) #4#
(n) Wiring & component Identification
(o) Environment & Location
(p) Flame-retardant
(q) Ventilation & Cooling
(r) Identification nameplates
(s) Aging with respect to qualified life
4.11.4 ZL 2)2] 313#}#
4^ ####4 Til# ### < 5.# #### Class IE
7#] 2) ##### ####
4.11.5 ## (Design Change)
^#2) ^ A}#4
4.11.6 w e2L#(Quality Assurance)
ANSIN. 45.2-1977 ## E>#
4.11.6.1 Al# # #A}(Testing & Inspection)
A1 ## wiring A1 ^ A1 <4] # x]] a] ## 5.# # JA # 4|# xS ## #
#### ^-01# #
4.11.6.2 £#(Tools)
5.# £## ## #5]## IAM»> #.
4.11.7 # A1 iV'r(Maintcnancc)
JA#2] #al# Class IE 4% M#1A1 JA#7>
4.11.7.1 Field #1 °1 Wire ways, Termination area# -mAl 2L#-8.°1 field cable##
^7% 31%1 f #7|]A1 31^2]^o}
4.12 3) # (Qualification)
4.12.1 Aging
Agings % 41* #44% #4% #4 ^ #4
7MM# #tiHl 4# aging# IEEE Std 323-1974 2] aging ##
W 7]# ## ^7}^] 7}#2]# aging
# Arrhenius # A] Z1 #.
#A}# aging # mechanical aging 2) A] VLB) 2]°#} #
Appendix-67
IEEE Std 420-1982
4.12.2 ## # ol JL5] A]-^-(Environmental Considerations)
414#, #4, 4#4 4# 4## #4#- 44 444 44#.(a) Air flow# 4 #4 4(b) Air flow patterns# 4##7] 44# 4(c) Engineering judgment# 5] # 4 # 4
4.12.2.1 33 ### ### 4, #44 ## &## # 4# 44 #4 ## 4#.
4## #3 #4# 44# #4, 4#4 #4# #444 #4.
#4# 44#, #4, 3334 4# ##7} #4 #4A^ 4%
## #### ##.
4.12.2.2 4 ###4 ### wire #44 #44# #3# 4### #3#
4# #. 44# 4 ### #44 444 #4.4.12.2.3 #3 ## #4# #3, #a}# ###4 44 ## # #4# 4#
#4# #4# 4##44.12.3 4 #44 31#
IEEE Std 344-1975# 4# ##4.12.3.1 #4
IEEE Std 344-1975# sec. 6 #--§-.
#, 44#, #4, 4## RRS, OBE, SSE#4# ## 44, ####
A1 4 exploratory resonance search # # 4 #
4.12.3.1.1 44#, #4, 4## 4## 27}# #4# ##:bolting or welding to embedded steel#7}# ### #7}x]-§- A]—§-#4 ## #7} #### A}-§-^ #.
4.12.3.2 Device Functionality## Class IE device7} 44# #4, 4#4 4##4 4#4, 4# 44#
4 #4 44# 44 ### #4##4 #444# ###.##7} 4## ## ## #43## trs# #44# ###.
4.12.3.3 Combined #4/44IEEE Std 344-1975 sec. 7# 4#
#4 ## ### #4# ##, #4, #4 Amounting, 44 44
#44# ##.
Appendix-68
IEEE Std 420-1982
#444 37]7} ### 4, 44, 444, 44 4 444 44 444 44
44 44 444 s## 44444, 4 s## 444 444 ##444 44.
4# A]^^- q]Al^ ^44 7]^ ^-§-_
4.12.3.4 Modification
4.12.3.4.1 Class IE 444, 44, 44 44 444 Modification 44
444, 44, 44 44 #22# 4 modification4 44
^7}5]714 ^4# ### Overall 44 ##4 44 44
444, 4, 4444 mass 44 444 44# modification 4
4# 44## #2844: 4.
4.12.3.5 4# 4#4 44 44(a) modification4 4 4 #444 44 4 4 4 4 444 4# component4
44 44# ##4 44
(b) #44# #44 &# 44#g.#4 #4 : Spot or area
(c) 444## IEEE Std 323-1974 4#
(d) Class IE 444, 44, 4#4 4#4# 44# 44 ## #44 44#
IEEE Std 323-19744 4# 444 #444 4##5. ##(4# #4,
44# # 4. #.#4 simulation, functional 44#)
Appendix-69
IEEE Std 473-1985
♦ IEEE Std 473-1985, “IEEE Recommended Practice for an Electromagnetic Site Survey(10kHz to 10GHz)” (44"44- #4 Site 4^4"^)
1. 44 Code & Standards
• Reg. Guide 1.180
2. 44(Scope)
3. Keywords: Electromagnetic site survey
4. ol^7>o_5
□ Section 4 : Test Planning
• Site Electromagnetic Environment
- 44 ^4 434 4444 44 ^ 43 44 44 7]#
. DataSampling: 444 3^34 44(l4), #44 4# 44 4444(144),
4444 44(144)
• Site Characteristics 4 34 §i 34
□ Section 5 : Site Survey 4 4
' 44 43 ^ 44 4341 4# 3.444 4 3444 44
• Power Density Surveys : 444 414 4144" 2:444 4 4 44 °1 44 44
44 44
• Power Distribution System(44444)4 442:4 : 444 44 44 44
Background 44 44
□ Section 6 : 444. A)-§-A]
• 4414 34 44
• 444 44
□ Section 7:4 4 4yl
' 44 4-4 443
' 4414, 44 444, 4344, 444 44 4# 434-4 44
Appendix-70
IEEE Std 473-1985
. ^ ^ %1M
□ Section 8 : Detector 7] ^
" ^&^i, e
• 7]" Detector ^- Aj ^ J15.
□ Section 9 : Data Handling
• ^ M 71] a]
Appendix-71
IEEE Std 577-1976
♦ IEEE Std 577-1976, “IEEE Standard Requirements for Reliability Analysis in the Design and Operation of Safety Systems for Nuclear Power Generation Stations,” (IEEE #©©]# ©©©#© #_©)
1. © © Code & Standards
• IEEE Std 279-1971 (ANS N42.7-1972)
• IEEE Std 603-1991
• IEEE Std 308-1974
• IEEE Std 352-1987
2. (Scope)
IEEE Std 279-1971 © IIEEE Std 308-1974 ©©© M©## ©4©#
©©©!#© ©©©#©
3. ©©#: ©©©#©, 2.^7]©, ©©©#© 4©#©,
4. #©7} #© (©©© #©#©)
• #©#© (actions, ©-§-©71)
- Actions: (D©©©#© ® ©7} @
testing interval © 7} (4) 7] 7] © ©© 7} © 32© 33© (corrective action)
- ©©©©: Q ©©#© Q) @ #©
• © © #© © 5
- #©# : 354 ©## ©4 (©#©^_ : #©##, 3I©©4,
©©^r©, #3)-)
- 4© 31© : Section 4.5 of IEEE Std 352-1975
- #© ^ &©&© 7]# : #©4© 7©8# 4©#© ^ &©&© 7]#
- ©©4© 31©
• ©##©#©
- ©©=#© 4© : ©©S© 7}-§-c
- 4© ©©: IEEE Std 352-1975© "Section 5" 5E# "## A"4 7] #4 ©©
- ©©4© 2.©: IEEE Std 352-1975© "## A"© 4©4 ©©#1 ©4©
©©7}©
- ©©S/7}-§-S ©4, ©:©#, #-§-, ©©#©, 31©©©© ## ^ 7}©©
#©#, 31©© ©B) #©, 31©#, #©-£ #©, ©44© (IEEE Std 338-
Appendix-72
IEEE Std 577-1976
1975, Sections 4.7, 4.8, 6.5) 7]#
- 47] A] ^ ; IEEE Std 338-1975 (IE 4 f 7] A] ^ 3334
44 : ^r^l^l0! E1, 44, A1 4 44/44 x]]fl- limitation 44)
• KINS 4444
- KINS 4444 3, "44^-4^ 444#4 444 ^7}" (44 ^)
- 4#4 444 44# 7]4
- 4444 4.4: (D 44 4M 3#34 ® ^44 3.^-4 3.4
4f 34 ® 4334M 3444
- 4334M 444: (D 7^444 ® 444 S14444 4444
34
- 34^4: 4##4 444 44 444 47}7]44 4# 3§7} (44#
4444 44)
- 441-44 44414 444: 4 #4 444 44341 #34144
333414 314 4# 4444 7]n 714)
Appendix-73
IEEE Std 603-1991
♦ IEEE Std 603-1991, “IEEE Standard Criteria for Safety Systems for Nuclear Power Generating Stations.” 4% IEEE 7%
1. Code & Standards
• 10 CFR 50.55a(h)
• ANSEANS 51.1-1983
• Reg. Guide 1.53
• IEEE Std 279-1971
• IEEE Std 379-2000
• IEEE Std 352-1987
• IEEE Std 577-1976
2. 4 -4] (Scope)
3. 71 t-] ; Safety Systems
4.
□ Section 4
• 44 a] 444444-4 44 A]
- 4 44S.H4A1 4444 A>ji nl S)-g-5}^ #43 444 #4
- 4 444e a>jl41 4% 44444 44 44 4 44 M 34
(protective action)
- M444 4% 44-34
- M 34* 4* 34 4*444*4 4444 44 44 4 4#
44*4 3%, 4 44*4 4444 *4, 44, 444 4 4-3.44
44, M 344 444 4444 444 444
- 444 *o) ^^^433 ^4)4 44 4344 34
- 44*4 *444 44 444434 4*4 44#4 434 4 44
- 4%, 44% 4 %34 4*, 44, 44 4 #44 4% 4%%4 4
4%%4(steady-state) 34A] »>A|4%01 44* 4 4.3 44
- 444* 4^* 43433 4*44* %4
- 444*4 4444 4 444*4 444 4^44*4 343 4#4,
444 *3* 4***4* 44** 44
Appendix-74
IEEE Std 603-1991
- #44 4#-j7 44 4" critical points 4 # # 244 4# 4 2]- 444#-2] 444# 4# 7] 7] 2] J22#4
- 444# ## ^ #4* ##44 # # 4# #44#
□ Section 5
• 4# 344 2 (Single-failure Criterion):
' 2224# 4&: 444## 4#4# 4444 #^##4 44-
444 444 4# #4
" ##: 44#- 2## 4^44 #424 4 #T# 3##4- #4## ###
44# #
• 7] 7} 2] 44: IEEE Std 323-1983, IEEE Std 627-1980 #2
« 4#^ 44# 44: 444444 44444 ##
• 44 44 4 514: IEEE Std 384-1987 #2
' #234: 4#^ #-434, #434
« 44: 444## 3.4 4 442| 44, 2#, #4# # 44
• 4# (Identification): 44444 444 44444 444 44# 444
44# 4 #4# #4-. IEEE Std 384-1987, IEEE Std 420-1982 #2
« 3224421 24:
• Multi-Unit Station# 44: 44444 4# 4# 444 IEEE Std 308-1988,
4#444 4434444 4# 344 IEEE Std 379-1988 #2
• 444#44 44: IEEE Std 1023-1988 #2
• 4#2: IEEE Std 352-1987 #2
Appendix-75
r(tf
IEEE Std 627-1980
♦ IEEE Std. 627-1980. "IEEE Standard for Design Qualification of Safety
Systems Equipment Used in Nuclear Power Generating Stations."
44## 44# 4# ## IEEE 4#)
1. 44 Code & Standards
4 (Scope)
4### 444# 44## 4# 44 #4#
#4 4##9l ^4^ ###31$)#-.
3. 4#4
4. 9m 7} _a_4
• Qualification Principles - Qualification# i:l] 4 y| # z) o| w) # # a o] jl:iLAf2Kt.
Qualification 7]# 21###: # a}#-#.
• Specification Criteria - fl fl 9t7l7-]| #- 4# # qualification 77 727/„ # # 7]] y/„
44# #S4 44# 44#4## 4444 ## 4### #4.
• Qualification Program - Qualification 5.72.2144 ## 5) 5# °l 7L# 4| 4# 7l
91# 544# 4### 5# 7} 44# 74 4# #4 #4. 4# 4## 4##
#4 44# 444 72# °1 qualification# 47) 7} # # 4 44.
• Documentation - Qualification 4# # 44## 4^1 7} -§-5# 4444 724#
4#] 7] ##4 44444 44 #4#4 44. Qualification 4444 # # 44-7>7> 4##4 44 44A] 44 44#a) 4## 444 44.
Appendix-76
IEEE Std 730-1998
♦ IEEE Std 730-1998, IEEE Standard for Software Quality Assurance Plans.= 7)133 333 IEEE 7]#)
1. 33 Code & Standards
• 10 CFR 5 0 Appendix B
• ASME NQA-1-1994
• IEEE Std 983-1986 (33 IEEE Std)
• IEEE Std 730-1-1989(33 Old Version IEEE Std)
• IEEE Std 730-1-1995 (33 Old Version IEEE Std)
2. tj§-rl (Scope)
3. Keyword: Software Quality Assurance Plans.
4. y^7> 33
« ^5344 #3^-3 334 334 333 ^-33 33# 33 44
- 35) (Management)
- 34 ^-(documentation)
- SL3, 34, Vt ^1 72 B) 72 x] {{(standards. practices, conventions and metrics)
- 33 3 3AR Reviews and Audits)
- 4 3 (Test)
- 344 32L 3 A1 o' A :>'| AR3( Problem reporting and corrective action)
- 33, 7] R). 25] JL 33 {' (Tools, techniques, and methodologies)
- 33 3 5) (Code control)
- "| c| o] j-1- c] (Media control)
- 333 3B| (Supplier control)
- 3 s 33 71 3333 b) (Records collection, maintenance, and retention)
- 3 3 (Training)
- 3333 (Risk Management)
IEEE Std 730-1998°))3 43333 Safety-critical software.
33333 33333 IEEE Std 730-199833 3333 33 SQAP3 33333
7)333 33 333444 3333 333 3A>33 3.
Appendix-77
IEEE Std 730-1998
IEEEStd 730-1998## SQAP# 44# ###-## ###
- 7#JEB#1 # 44 ### 41 ?! # (Configuration Control Board) ##
- til) B## (Release Management)
- ###*11 #51# escrow rule ##
IEEE Std 730-1998# #### Safety-critical ##B#1# ##B#7)1## #####
####. IEEE Std 730-1998# # #### ###B ####-# B##B#
BBB#1# #### #### #.
### #### #4# ### ### #-## ##/###
## # ###-# °> ##.
IEEE Std 730-1998## # # #JI ## ##B#### ### ##(##-)# ###
1. ## (Purpose)
2. #JL##(Reference Documents)
3. # L'l (Management)
4.4':# #( documentation)
5.31#, # #. ## 72# JL # ^(standards, practices, conventions and metrics)
6. #51 # ##-(Reviews and Audits)
7. ## (Test)
8. ## # 5L2L ’ll # # if: *| #-#( Problem reporting and corrective action)
9.51#, *1#, 72# 2L ## #(Tools, techniques, and methodologies)
10.5751 ## (Code control)
11. ### ## (Media control)
12. ### ## (Supplier control)
13. # #51## ###### (Records collection, maintenance, and retention)
14. ## (Training)
15. # # ## (Risk Management)
1. ## (Purpose)
- SQAP # Section 1.0
SQAP# #### ## # ### ##
- ### ## ## SQAP# #### ### ##
Appendix-78
IEEE Std 730-1998
- 944 BBB41931 9*4 9* *4* SQA 49*
444 9**4. ** SQAP?} 9*44 ^9949-31 931* 9*.
2. #*94
- SQAP 3| Section 2.0SQAP*4 9*99 EE 9431 94* 7]#.
3. #3]- SQAP 3) Section 3.0
47149 E?], 94, *4* 49*4 9* 4# 9*. ^3] . 9^3]3l #99* ^ 49* 494.
SQA,SW,SCM,SSA3}3l 931431* 4 #94.
■ 9* : *9 SQAP91 3]91 44 44 BBB41* 4447131 *9* 9*,
SQA #9 9*4 9&49 44, 4# 444:31 4:44 ^ 3149*4 9*
**B9B 44 444. 44431 4444 4444 44 4444 44
- 49#* : 4 44* 4444 #4* 4*4*9. 4#44
4. 444- SQAP 3| Section 4.04444 #99*431 ;%#, 44 ^ 99, 4#, 44 B4 4* 4444
44* 44 *31 4431 9*4* *9(check for adequacy)94 99-4 B 4*
9431 997144- 9994* #444 4 494 4 44(Section 64 #4*
99).
9714 *444 44*31 94**94 9*4- *4.
■ SRS : Software Requirement Specification
■ SDD : Software Design Description
■ SVVP : Software Verification and Validation Plan
■ SVVR : Software Verification and Validation Report
■ User: Documentation
■ SCMP : Software Configuration Management Plan
5. 5.9, 4S<§, 931 *4* #B(Standards, Practices, Conventions and Metrics)- SQAP 31 Section 5.0
4444 4-9-9 *4, 49, 431, *4* 4* 9* 994* 4*431
Appendix-79
IEEE Std 730-1998
f M 44# #45-444 #* 7]###.^^4# 444- Documentation standards
- Logic structure standards
- Coding standards
- Testing standards and practices
Selected software quality assurance product and process metrics such as Branch metric.
Decision point metric. Domain metric. Error message metric. Requirements demonstration
metric
6. #5. 4 ##(Reviews and Audits)
- SQAP# Section 6.0<47]#^ 4s ^ 4443., 4s ^ 44*44# ##7.] zlE\JL o_5. 4## 4S4 o]6§
44 4 4444* 4*444 #4.434 4*4 S4444 #4
- SRR( Software Requirement Review)
- PDR(Preliminary Design Review)
- CDR(Critical Design Review)
- SVVPR(Software Verification and Validation Plan Review)
- Functional audit
- Physical audit
- In-process audits
- Managerial reviews
- SCMPR(Software Configuration Management Plan Review)
- Post-mortem review
7. # ^ (Test)- SQAP# Section 7.0444^ svvp# s*#4 44 s.4 4^^ *443 ##44# ##44.
8. *#4 5.3 4- SQAP # Section 8.0
Appendix-80
IEEE Std 730-1998
333314 item# 7%# ^ ##3* #^*44 ##* *4## 33, *4,
4##^#4 337^#, #* ^ #4* ###3 4# **#4 34*444
4 #34* ### ##**.
9. 3#, 4^, 3#3 M#- SQAP* Section 9.0444* SQA# 4*** *314* i£H0|oj 7l^5 35)3 ####
4#*3 444 444 #44 44 4##4
10. 33 #4 (Code control)- SQAP* Section 10.0333314 4# *4# 3* *4*#r #4# 333314# version# #4, 44, 34 343 44 #444 ##44 ## ^ 3#*4# ^##*(ex.
QAVault). 44 444 333# *4344* 4433 4^# 4 #*.
444 SCMP4 4434 444 4 44-. 44 44 4 44 #3444 4444# *#.
11. 444 #4(Media Control)-SQAP* Section 11.04444 #4# 44 *#4 #4# #4 4 3##44 4444# *#.
4 444 4**(computer product)# 4# 4 4 4 4(restore) 44 44 4 44
#3# 4444 4# 444* iM. 333314 4**44 3* *4
*441 4*4 33344 *44 444* 4*44 4*4# **44 4*
441 ## *#33#4 33. 4*# SCMP4 #*34 4## * #34
44 4* 44# #3*44 4444# *#.
12. *##- *S] (Supplier control)-SQAP4 Section 12.0444* #**71- 4##* 333314* *4* 3*# *### 3**4
4 4 #4 (Provision)* 71*4#. 3* 4*4* 333314 ##*71- 4#
*3 #4# 3*# 31*##*# 3***4 **# *## 71**46): **.
71 7H*# 3333144 444* SQAP314 #*3 #* 333314 item*
*41 ****41 3 333314 7} 4 **X1 (Suitability of the product)#
3***4 **** #4* 4**4* *#. 7H*# 3333144 444*
Appendix-81
IEEE Std 730-1998
#4444 °1 44 SQAP# *4 #ji 4^4## #444 4 44.
(4444 S4 7^444 o] #4# ##4-3. $^4# 4# ^.#44
4 4 4 44 444 4*4"<40T: #4. 444 4 #£4 escrow mle°l
4444# 44.
13. ####4 #4S-(QA Records)- SQAP4 Section 13.04444 ##444 # SQA #4# 4^444 44. 4 44# 44,
4* #4 zl^zl #4444 4444 44 4 #**4# 4#44. zl^zl
#* 4 4:(lifetime record, permanent record)# 44444 44
14. #4(Training)- SQAP4 Section 14.04444 SQAP4 #444(needs)# 4444 444 ##4 #4###
44444 44.
15. 4 4 44 (Risk Management)- SQAP4 Section 15.04444 sqap4 #44 ##B#4 #4444 ###44 444 # 4#
4444(area of risk)# #4, 47h 44 #4 31 #4 4#4 4 #4# 44 444* #44## 4*444 44.
Appendix-82
IEEE Std 741-1986
♦ IEEE Std 741-1986. "IEEE Standard Criteria for the Protection of Class IE Power Systems and Equipment in Nuclear Generating Stations." (Class IE
*44*4 ^til jus#.#)
1. *4 Code & Standards
• IEEE 603-1991
• IEEE 308-1991
2. Scope
• &*# Class IE ### *#4*4 ^4# ###
7l**# #4 #5! ^4.
3.
4. *#7} o_y
• General Design Criteria
- 4* ^ #44 5!## 44## ^
##* 7}*## ^- *## ###5i 44 4* a## # ### ## 4
- ^ **# #*# # 3
- #7] A]^o] ^
- 5-# 44 4 4.(Protection Control Power)°l *A1 7}# #51# * 7A
- *4# #4# 4# #7] 4^0] 7}##ca_ % ^• Principal Design Criteria and Requirements
- AC Power Distribution System
■ Switchgear and Bus Protection - IEEE Std 141, IEEE Std 142, IEEE Std 242#
#&# #
■ Bus Voltage Monitoring Schemes - Bus Voltage Monitoring Scheme# # SL*4
#*# *### &# ## #21# 4S# 4-5!
■ Feeder Circuits - ANSEIEEE C37.96, C37.91, IEEE Std 141, 242, 384# Standby
■ Power Supply Protection - ANSI/IEEE Std 387, IEEE Std 242# #2E# 7A
• Load Shedding and Sequential Loading - #*# #*-*# 4# 4444
#4##4 *## Load# # #47} ^4# #.
Appendix-83
IEEE Std 741-1986
■ Surge Protection - ANSI/IEEE C37.96, IEEE Std 141, IEEE Std 487, IEEE Std
518# ^
-DC Power System-ANSI/IEEE Std 446# ^
- Vital Instrumentation and Control Power System - ANSEIEEE Std 446, IEEE Std
142# ^
- Primary Containment Electrical Penetration Assemblies - IEEE Std 242, Section 11,
"Conductor Protection'’ # ANSEIEEE Std 317# 4 A# 4
7]# - 4#^ #%# &M4 #4.
■ Purpose
■ Assumptions and design basis
■ Sources of information/references
■ Data
■ Computations
■ Supporting graphics
■ Summary of results
■ Conclusions
■ Design Verification
^4 aM, relay
burden, mechanical and thermal ratings, current and voltage transformer saturation
curves, ratings and ratios, relay and breaker settings 4 fuse section# 5L#44.
Testing and Surveillance
Device Testing - IEEE Std 141, IEEE Std 498, IEEE Std 336, IEEE Std 338#
3
Preoperational Tests - ANSI/IEEE Std 415# 4 A '4 4 Surveillance-ANSI/IEEE Std 308, IEEE Std 338# 44^ 7]# - 7]## 4# #4.
■ Test description
■ Description of test equipment
■ Test prerequisites
■ Environmental conditions
■ Conditions of device prior to test
■ Abnormal alignment
■ Comparison of test results against expected results
Appendix-84
IEEE Std 741-1986
Identification of conditions different than those anticipated
Corrective action
Evaluation of test results
Appendix-85
IEEE Std 7-4.3.2-1993
♦ IEEE Std 7-4.3.2-1993. “IEEE Standard for Digital Computers in Safety Systems of Nuclear Power Generating Stations.” (#7j-§) 4;£i4:ir-444# #$444$ #4 IEEE 4$)
1. 44 Code & Standards
• 10 CFR 50. Appendix B
• Reg. Guide 1.152
• Reg. Guide 1.53
• IEEE 279-1971
• IEEE 603-1991
• ANSEANS 51.1-1983, ANSI/ANS 52.1-1983
• IEEE Std 379-1988
• ASME NQA-lc-1993
• ASME NQA-1-1989
• ASME NQA-2a-1990 Part 2.7
• SECY-91-192
• IEC Std Pub 60880-1986
• IEEE Std 610.12-1990
• IEEE Std 730-1989
• IEEE Std 828-1990
• IEEE Std 1012-1986
2. #4 (Scope)
$ &$$ 444 #4^4 $4 4$#(safety system)^ #$47} 44-#4
IEEE Std 603-1991$ #44 4$#4 7]$#, $4$4
444 44 4$$ 7] #4:1 %4.
3. Keyword: Digital Computers in Safety Systems
4. 4#7h9.4
□ Section 4- 444# 44 4$
• 4444 44 4$$ ANSI/ANS 51.1-1983, ANSEANS 52.1-1983 4 IEEE Std
603-1991$ 4444 431 $7}S. section 5# $$$ 4444 4$.
Appendix-86
IEEE Std 7-4.3.2-1993
□ Section 5- 444# *4
' 4*34
-IEEE Std 603-1991 #4
• 3* s5 31 2} #3
-IEEE Std 603-1991 #4
' ##
1.
- 4*b1 ASME NQA-2a-Part 2.7# 4#4*
QA TfllH 4#, THii, #*, 4* ##4 #4. 4*33 IEEE Std
730-19894 IEC 60880-1986# 4## * 44.
2. 4# ## 4*421 ## 3#
- ASME NQA-lc-1993, Appendix 7 A-2 3) 44 Commercial Grade
Item(CGI)2] 434 ##3#
- 4*4 7^ #44 44 ##3#
3. 45331H £4
- 45331H 44# 4 #44 4 #4 55B31M7} 445. 44
44* v&v# * 444 44 44# v&v # 4#4 ^4.
a44 54* 4444444 4445 44444 44.
4. 44 4 4#
- 4*4 443*4 V&V* ASME NQA-2a-Part 2.7 section 3# 4*
44 **5444 44. 44*4 v&v* asme nqa-i-198931 44
**<9444 44.
5. 4533114 *444
- 4*4 4533114 4444* ASME NQA-2a-Part 2.7 section 54
44 **5444 44. 453114 *444* asme nqa-i-1989
supplement 3S-1, section 54 44 **5444 44.
• EQ
IEEE Std 603-1991 #44 EQ testing* memory, CPU, EO, Display function,
diagnostics, 44 *#, #4 path interface# 54 44 44.
' #34 44*
E 4*4 44*# 44 #4
- IEEE 603-19914 it*** 3*4 44 4*4* 5# *4 5*4
4# 4471*4 *4454 #4444 44.
2. *534 3* (Calibration)# 314 #4
Appendix-87
IEEE Std 7-4.3.2-1993
- 511434 a44 4347} 44443 444^4 44% 444^
444.
» 444
1. Safety channel 44 5)]o]b] #44 safety 5}- non-safety 44 5)]o]b]
#43 444#4 4% 4^144 ^44 #4.
2. iE.Er|44 firmware 4 safety4 non-safety 44 444444 444
44 ^##4.
- non-safety 45.34] 4 4 firmware 7} safety 444 444 4444
4444 444 # 4 44 barrier 444 4444. °l barrier4
4 544 5.344 5.544 44444 44440} 44.
. 511334 2/84 44 4^
- IEEE Std 603-1991 44
. 4334
- IEEE Std 603-1991 44
' 4e44
- IEEE Std 603-1991 44
• 45]
- IEEE Std 603-1991 44
• 44
- IEEE Std 603-1991 34
. 334#
- IEEE Std 603-1991 34
• Multi-unit stations
- IEEE Std 603-1991 34
• 4434 34
- IEEE Std 603-1991 34
' 443: 444 443 437} 334 4, 4344 43 #4#
434144 441 444 553445 5444 44.
□ Section 6 - Sense and Command feature
• IEEE Std 603-1991 34
□ Section 7 - Execute feature
• IEEE Std 603-1991 34
□ Section 6 - Power source requirements
Appendix-88
IEEE Std 7-4.3.2-1993
• IEEE Std 603-1991 *4
♦ Annex A: Relationship of this standard to IEEE Std 603-1991
4444* £ S*2] **4 IEEE Std 603-19912] 7] *(criteria)*
44# 4*4 4##3I $1*.
♦ Annex B: Diversity need determination
*44*^(sa&ty system)^] 4*4 ^*34144 4-*r@ 4 **3*3I#
(common mode failure)0] t ASf 4"* 4 °1 $14 **4 (diversity)* °1# 44
44 4741 44 $1 4 Annex B4 a1 °] 4 44 44 4 44431 $14.
♦ Annex C: Electromagnetic compatibility
4444 444 44 (electromagnetic interface : EMI)4] 44 44 44431
4444. °M1 44 emi4 44 44444 44444 4444 emi2]
42]# 44, EMI* 44 44^ *44 44 4414 4##3i $14. s#
EMI 4444- *4 444 *44 44* 444 *31 $14.
♦ Annex D: Qualification of existing commercial computers
444*4 (safety system)0] * SL*2] 7] *°] 4*44 44 44 44
71]*4 4*444 44* **°1 *4.
* Annex* °] 4 4*4 4** *44 44 *44-31 $1*4 asme
NQA-lc-1993, Appendix 7A-244 4*4* 4*4 $1 44* ****
*444 4*44 *4* **4 *4 *4* 44* 4**4.
4444 *** 4** 4-** 4*.
CD Identifying the safety functions the computer must perform
(2) Identifying the characteristics the computer must process in order to accomplish the
safety functions
(3) Demonstrating that the characteristics are acceptably implemented.
♦ Annex E: Verification and Validation (V&V)
v&v* #44** **444 4# #44 4*144. 4 ### #4] *4 444 4#4 444514* 4*#3i 7%#2] * *444 #4# *#* 4*# 4* 44 444 *^44.# Annex44 V&V2]- 7fl# 44 4°] 2] 44# 4*431 44 **
Appendix-89
IEEE Std 7-4.3.2-1993
(standard)#- 44431 #4.
#4 ASME NQA-1 -1989'dl4 Independent V&V(IV&V)4 ##431 ## "Ml
44 4444# rv&v4 ##44# 444 ^^43. %4,
GD Independent performance of activities
(2) Independent witnessing of original designer activities or
(3) Independent reviews or inspection of documented results
4# 4###4
GD Independent V&V activities :
Reviews, witnessing, inspection, analysis, testing
(2) V&V for development activities :
Requirements allocation V&V
Non-computer hardware requirements V&V
Computer hardware requirements V&V
Software requirement V&V
Integration requirements V&V
Non-computer hardware design and implementation V&V
Computer hardware design and implementation V&V
Software design and implementation V&V
Site acceptance V&V
Operation and maintenance
(3) Documentation
IEEE Std 1012-198644 #### V&V documents^ #444 44# 4#
#4.
- 44 ^ 4^(V&V)
- ° l 44 4 #314 (anomaly report)
- 44 ^ #314 (V&V ftnal report)
♦ Annex F: Identification and resolution of abnormal conditions and events
4#^4 444# 4# 4## 4# # # abnormal
conditions and events (ACEs)-S] 44# ###4.444 ## # # ## #4# 31### 4### (Failure Mode and Effect
Analysis : FMEA), 3'4#4 #4 (Fault Tree Analysis : ETA)# 4# #4 "I 4 °l
IEEE Std P1228# Mil-Std-882BG]4# 444 # 4# 44# 44431
Appendix-90
IEEE Std 7-4.3.2-1993
4 Annex## 0 ACEs2] ##4 ### 444 #4# 4l ##3 00#
#3 400 404 #4.
0 General guidance for ACE resolution
0 Identification of ACEs through the use of analysis
0 Identification of ACEs throughout the life cycle
0 Previously developed systems
© Documentation
♦ Annex G: Communication independence
###04] ###7]- #0# #4 0# ### 30 ##-40# 7^##2]
4144 0#4 44-2171] 44. 4 #4 714*1 #044 7144: #4144
##4104 4]7]#0 4471] 4 4 04 7]-44°l 41404.
0 Annex0 040 004104 44 444 000 44 00! 44# 40
# 4 03# 40 ### 4]##4.
Safety computer# 44# 44044 44444 44140 #440 #4
004# 0# 04# 0444 #04 #4# 404 00040 ieee std
384-19920# 400 00 0 Annex 0 0# 40# 00# 0## 440
04. 404 #4 0044 4 #43 04.
© Communication between Computers in different safety channels
© Communication between safety and non-safety computer
♦ Annex H: Computer reliability
0 0041# #040 #402] 4#404] 441 #4# 4]043. 04.
44# 4]#4 4000 #0#40 #00# 4#4041 444 #0
##3#4 04.© ###2] #030 #-0#(speciGcation)2] 7]## 3##-#4 4M#
##03 #0# 4414 ##0 3# 4# 004.
© #4# 414# 4000 non-redundant #042] ### #03
4 # 4# 044 redundant common mode 30 common cause failures#
#04 3## 4000 414404. 44# 44# 41## 7}#3###. #43 #4# 40# 4410 #-0#(speciGcation)4]# ###
7>4# 4 00 304 ##33 (common mode) 30 common cause
failures3042] 30# 44# 3#444 #4.
04.
Appendix-91
IEEE Std 828-1998
♦ IEEE Std 828-1998. “Standard for Software Configuration Management Plans.” (#SB3M IEEE St)
1. Code & Standards
• Reg. Guide 1.169
• Standard Review Plan, NUREG-0800, Chapter 7 Rev. 4, Branch Technical Position 14
• IEEE Std 730-1998
• ANSI/IEEE Std 1042-1987
2. ## (Scope)
• A i£ H 4-]) # # A1' 3,A c] 7-]| 3] (Software Configuration Management Plan, SCMP) #A1
44, 4^ #4 4^4 4## ##4# 44
• Critical Software^#0! 4 #4 #44 4 ## #44" 4 4 4 A## 4 ## S #
## #4# # 4# S5.H411 °i)2] 44 #4#7l, Noncritical So Aware 4 °14
4 #4 4# 7>#.
• 4 444 ## 4M^ scm 4 #4 4# Til si 44# 4447-14 scm
audit# 4# ###.
3. 7] #32: Software configuration management (SCM), Software configuration management
plan (SCMP), Software configuration activities, Configuration item (Cl),
Configuration control board (CCB)
4. #47} #4
• "SSH## 7j x.1- 34 l'1 7-l| S] (Software Configuration Management Plan)"°14jt A1
44 #47} 74#4# 44# ## S#4# ## #44 ####5. i#
44 44444 4.
• 4 Til 31 #4# 5.# SCM Til 31 #0_f} 4## ###7-1 # #44
4## 4#^4 4# ## ## 44## #4444
. TIM 4^)# ## ^44
• IEEE Std 828-1998# 4# SCM Tfl^ #4# 444 #4 67># ### ##
4### #M4 #31 4^ #4* ### 4 4# 4 ## #4 #44
Section## 4 #4# #.
1) /MfWwcftOM—44 #44 #4, 4# 44, ## #4 ^ ##
## #4
Appendix-92
IEEE Std 828-1998
- MM 447> 4 #3## 4# #33 ##7)-4 4# #44 ##4 ##.
- 4# ##444 SCM 4# 7}^ ##, 4###, ##, 3M1#, 44
44 3## 7}^ #-#M ### 7]#
2) SCMmoMogemeMt—Ml## #4 #^# 4^# #41 33^3 34 ^ 4
4 #4 4# #3# 2]4 a}## c])# ## #»)# ^Tg (Who?).
- 3.711 SCM°1 4-§-213 33^)3 34, 4 ^4# o]^a}#, 35)3
o) 333)34 4##4 SCM 44 # #3A)-#(directives) 33 4#
4 444 7)^4o> #.
3) SCM o^Wh^—33434 43# 4 34# 3# #4#^ if#
(What?).
SCM 44 #44 34 4 7#) 7)3# 44" 44 (configuration control),
44 f-4(configuration control), #4 7| #( status accounting). 35) 3 4
4 #A|- # 4 3(configuration audits and reviews)3 34-##. IEEE Std
828-199844 4 4f #4 7)4# ## 3## Section 4.3.144
4.3.44 7)#5)o)
4) SCM sc/Ww/es—SCM #4#4# 3343# ## #4 #4## #4
coordination# 3# ###- ir# (When?).
- 44343 3343 #434 #344 SCM 33 44### #3
SCM #4 ### #4# &# 44# ###M1* ##4# #. 3
Ml# 43# 4## ##3 ###7)#, 3343 44 444# #
#4433 ###7-)#, 34 #44 4432) 433 ### 43
#4. 34## #434 44 34# #.
5) SCM^ow^—Ml# 4^4 #4 34#4 34, #5)4/44## 4#(How?).
- 44#5) 4#4 33344 34# 44# 4#4* 4444 44
# 4 ##. 34# SCM 44 3# 4#44 3343 444# 4
#4. 344 #4344 43# 44 44, 44 M)## 44, 33
44, baseline 44 44, #4 44, 433# # 44, ##/44#
44, #4 434, 4444 #4##M1 4# #3 3#, #4, ##
34 SCM 4 3) 4# #44 4## 4 ##.
- 44# # SCM #4#4# 444 ## Ml## 4# 33, #4, #
#, ^4 33344 3443 44M1 # ##M 44#3 ## 4 #4 4 #4)# #.
Appendix-93
IEEE Std 828-1998
- 4 £££44 £44 4444 4 £44 ££#£444
£ ££#£ 4444 /14M4 44 44 44 444 4 4444
###£ £44 4 44 44 44(configuration control)# 4444
#.
6) SCM plan maintenance—444 444 444 444# 44.
- ££#£ 4444 #4 444 SCM 44 44# £444 44
*£# 4###4 4# *^*# 4, #7} 4^^ 444#4
444- 444 44 ;W4 444 #£, 44 4^44-# 4
W ### ^44, £ 4 444-M 4^4 **£ ^
££## # #44* 4##4 #.
• IEEE std 1042-1987# # 444 4444 £££44 £££4 4#4 #4
£4 4# *#4 4# 4^ 4 4^4 * 444 4#4#4 44* 44
#£ 4#.
• IEEE Std 828-19984 IEEE Std 1042-19874 Section# Cross Reference 44#
# 4#4 ##.
IEEE Std 828-1998 IEEE Std 1042-19871. Overview 1. Introduction- 2. SCM Disciplines in SM4. The SCMP 3. SCMP
4.1 Introduction 3.1 Introduction4.2 SCM Management 3.2 Management4.3 SCM Activities 3.3 SCM Activities
4.3.1 Configuration Identification 3.3.1 Configuration Identification4.3.2 Configuration Control 3.3.2 Configuration Control4.3.3 Configuration Status
Accounting3.3.3 Configuration Status
Accounting4.3.4 Configuration Audits and
Reviews3.3.4 Audits and Reviews
4.3.5 Interface Control 3.2.3 Interface Control4.3.6 Subcontractor/Vendor
Control3.5 Supplier Control
4.4 SCM Schedules 3.2.4 SCM Plan Implementation4.5 SCM Resources 3.4 Tools, Techniques and
Methodologies4.6 SCM Plan Maintenance 2.5 The Planning of SCM
5. Tailoring of the Plan 2.5 The Planning of SCM6. Conformance to the Standard 2.5 The Planning of SCM
Appendix-94
IEEE Std 829-1983
♦ IEEE Std 829-1983, “IEEE Standard for Software Test Documentation”a]*] ^sH!- ieee 7]it)
1. Code & Standards• 10 CFR 50 GDC 1,21
• 10CFR50 Appendix B
• Reg. Guide 1.170
2. ^-rl (Scope)
3. Keyword: Software test documentation
4.. ^
- Test plan identifier;
- Introduction;
- Test items;
- Features to be tested;
- Features not to be tested;
- Approach;
- Item pass/fail criteria;
- Suspension criteria and resumption requirements;
- Test deliverables;
- Testing tasks;
- Environmental needs;
- Responsibilities;
- Staffing and training needs;
- Schedule;
- Risks and contingencies;
- Approvals.
- Test design specification identifier;
Appendix-95
IEEE Std 829-1983
- Features to be tested;
- Approach refinements;
- Test identification;
- Feature pass/fail criteria.
• Test-Case ^
- Test case specification identifier;
- Test items;
- Input specifications;
- Output specifications;
- Environmental needs;
- Special procedural requirements;
- Intercase dependencies.
• Test-s # ^
- Test procedure specification identifier.
- Purpose;
- Special requirements;
- Procedure steps.
• Test-^4 W JiTZAl
- Transmittal report identifier;
- Transmitted items;
- Location;
- Status;
- Approvals
• Test 7]#
- Test log identifier;
- Description;
- Activity and event entries. •
• Test a}ji r,ui
- Test incident report identifier;
Appendix-96
- Summary;
- Incident description;
- Impact.
IEEE Std 829-1983
• Test ## IiJL
- Test summary report identifier;
- Summary;
- Variances;
- Comprehensive assessment;
- Summary of results;
- Evaluation;
- Summary of activities;
- Approvals
Appendix-97
IEEE Std 830-1993
♦ IEEE Std 830-1993. “IEEE Recommended Practice for Software Requirements Specifications.” HM]# -rl'?t IEEE
1. Code & Standards
• 10 CFR 50.55a(h)
• Reg. Guide 1.172
2. 44(Scope)
4:441# ^53414 3# 441
3. Keyword:
4. 444-.2#l
O ^53414 3#44l(SRS)4 #4
- Functionality
- External Interface
- Performance
- Attributes
- Design constraints imposed on an implementation;
□ SRS #4
- 5,# ##3414 requirements# 4 4 6)| a) ##-.
- 44# 4414 #4 #4 #-§-# #444 #4#
- ##34144 4# #7>4 #
□ $# srs4 #4- Correct;
- Unambiguous;
. 4444 #4
- _R#441 44
■ ####
- Complete;
■ TBD(To Be Determined)4 4#
- Consistent;
■ 4 # consistency
- Ranked for importance and/or stability;
Appendix-98
IEEE Std 830-1993
■ Requirement# irjTJE# ##527} # # # ##.
- Verifiable;
- Modifiable;
- Traceable
O SRS# ##
SRS# customer# supplier/} -§"#21.51 ##### ##.
□ SRS 713}
□ Prototyping
□ SRS# ##
□ SRS# iL## ##
□ Section 5. SRS# ##
1. Introduction
1.1 Purpose
1.2 Scope
1.3 Definitions, acronyms, and abbreviations
1.4 References
1.5 Overview
2. Overall description
2.1 Product perspective
2.2 Product functions
2.3 User characteristics
2.4 Constraints
2.5 Assumptions and dependencies
3. Specific requirements
3.1 External interface requirements
3.1.1 User interfaces
3.1.2 Hardware interfaces
3.1.3 Software interfaces
3.1.4 Communications interfaces
3.2 System features
3.2.1 System Feature 1
3.2.1.1 Introduction/Purpose of feature
3.2.1.2 Stimulus/Response sequence
3.2.1.3 Associated functional requirements
Appendix-99
IEEE Std 830-1993
3.2.1.3.1 Functional requirement 1
3.2.1.3.n Functional requirement n
3.2.2 System feature 2
3.2.m System feature m
3.3 Performance requirements
3.4 Design constraints
3.5 Software system attributes
3.6 Other requirements
Appendixes
Index
Appendix-100
IEEE Std 934-1987
♦ IEEE Std 934-1987. “IEEE Standard Requirements for Replacements Parts for Class IE Equipment in Nuclear Power Generating Stations.”
IE 7}7}S\ 2^1] f #4 4# IEEE ####)
1. ## Code & Standards
• ANSI/ASME NQA-1-1986
• ANSEASME 15S-1
2. (Scope)
• #### IE 7 ] 7 ] .2] 51 x)]##
• IEEE Std 934-1987# ## # ###^M1# #### IE
7] 7]# 44# 5Lx)l##2] »] ## 44# (#### IE 7] 7]
#xl]2] 51x1]<41# 7] -g-E]y4 ### PCB# drawout circuit breaker'll# 5]-g-
3. ?] 44
4. #9] 7}##
• 7] ###
## #E3] 0_y:
(D ##2-7)] #44- 'll 7] # (identity))
@)
2#°1 #A3# #7111(1,2,3) 2##S # ### -> IEEE
Std 934-1987 ^44 #4#
(3) 7] 7] ## #74 (preservation)
## -> #### IE #71 ^^1
## # # (categories) ##:
(D #7}
## -> #### IE 7] 71 2] 51# #7> ###7> 51 x)]##
##; ^'H 51 x)]## ##; part conditioning -> #### IE 7] 7] 5]
4 #4 7^#/### #^1 ^^1, ####
IE #71 -> 7]^1 3§7]-
(2) #7} ### 54
Appendix-101
IEEE Std 934-1987
2*1] 5 4 -> critical characteristics 4 71002 40, 2*1] 554
0444 04 40; 500 A} -> 0 AM] 4; 5004 5 04 ->
0000 IE 7144 #4 5 4000 54; 50 0445 ->4000 IE 71712] 02 404 02; 07}20 -> 07}
004-7} 00# 50444, 05 20 4^ 041 004
50 25 0400 22&2522 504 critical characteristics 407}0
© 54 25 0544 5054 4 4544 -> 07}0 e 4"(approved procedure); 217}
00A}^] 54 ^ 4544 -> 07}# 0020 2220,
(certificate of conformance) 40; 07} 004 °12] 2] 5440 0
4544 -> critical characteristics 2] 0A} 4 A] #- 4^2] 2] 217] 4}
45 440 50 -> 0AMM; 5024 4 4544 -> 0000 IE 7M2] #4 4 4000 54; 55 #44^ _>
4000 IE 7] 7] 2] 02 004 #2
50 2 *]] (replacement) 25:
0 05 415
504 24105 40; 0040 40 -> 4450 44,40-00 4170 40-002] 05], 2*11 002] 2020 40
05, 00 40, 2040 5^05 % 4044(work
instructions); a] a] _> 7]040, 5 2(wamings), 44 A}0
(cautions), 4 05 7] 0, 20 20
(2) 4404(special process)
In-Process Checks -> 24504 4544 44 00; #A} #
40 -> 0000 44, 0040 44 4-4, 44 4-4,
44 07]] 444 #0©4 4400, 44 A] #24 ^5#
44, 4© 404 40 4#; Follow-up 404 5440 504
44 -> 400 440 4 44, 0040 044 44 45#
22] (actions), 4 04 7] ©(acceptance criteria)4 4044 7] 0
(3) Nonconforming Conditions
44204 4440 2*1154 -> ansfasme nqa-i
Supplementary 15s-l, PARAGRAPHS 2, 3, 4.3, 4.5; 2*1)504
Nonconforming 45 02 -> 54 00 04 40)
© 0020 7]5 (0020 2220; ANSFASME NQA-1-1986)
Appendix-102
IEEE Std 982.1-1988
♦ IEEE Std 982.1-1988. “IEEE Standard Dictionary of Measures to Produce Reliable Software (444 3334H#- 44 44 413^34 3^44)
1. Code & Standards
• IEEE Std. 982.2-1988
2. 4 ©4 4 (Scope)
• 444 33B4H
• IEEE Std 982.14 4444 433 A>-g-E]ji 43 7^t ©4 ©343444, 3 444 34, 44#^, 343 ©#4444 A1
• 440?1 4 ©44 4444 3§7l_ ^
• ANSEIEEE Std 729-19834 4# 44©A1 4444 44 ©B43 44°1
4444 444 44© 4# A)-g-
• 44, % 444 44-4 44 43434 44 4434 4-g- 7}^
3. 444: 444 3334M, 44 4343, 3334M 444, 3334M
444 44, 3334M 4444
4. 447>34
• #4 43434 444 4# 3#
- 4# #4 41343 :
©3#, 44, 34-: 44 44(human cause), 3334 43, 444
4#4©4 4# 4444 #4©4© 34- 44, 34-^r : 44#44 444 4-3 #4 41343
(derivative measures)0444 44- 4 44-(projection): 44 ©444 ©4©4
334-(failure-freeness)°11 44 444 44®4# 4#44: 4#, 44, 34 3©©4 4©4 ©44(fault-
freeness) 4 4©44(completeness) 4 444 : #34 34 33344 ©4404 4 4 4 (agreement) 44
© 444 (complexity) : 444 444 34 44- 44 44 ^343 (44444 44 44 ^3434 3?l-4 ©#):
Appendix-103
IEEE Std 982.1-1988
(D4414: 144 4!©! 114 l7)-
<2)l-§-44 (coverage): ©5LB4))4 Iwir ttH©!
4©4 ©© 4©-4 ©1 (presence) 1 1
©44, °1 ©(benefit), H-H: ti] -© H, 225) J1 ©©-2] 5151
(process tradeoffs) © l
• 141 ©534)144 ©1 1)34© (11: IEEE Std 982.1 45 #©)
14©11U-XI 3.# ©3©oi
144=:11 1© 44
=41
41)4 1©1 Afl oi
715©21-14 3l©A©1444©54©y© Xl
©-©1 #44 © l x# 1553 ©54 ©2.#© 4 #54 © ©©31444 ©1 i©© ©1©-414 ©5 ©1©Cyclomatic complexity4© 4414 44© 14 11 14©14©©K 11© ©14© 1511©©344 1©© ©e
4 ©4© 1© 114 15Requirements compliance444© 4335 ©1©14 4544 141 114©Residual fault count1411© 554 a.!©!11 ©4115 2.114©15©©34D4515&©© 44© RELY: ©5 ©©341)4 141 ©©34)) 4 5©1HI (completeness)11 1#©1# 1©14©©4 ©114©5©3144 ©©34)) 4 (1#) 144 ©1 551
Appendix-104
IEEE Std 982.2-1988
♦ IEEE Std 982.2-1988. “IEEE Guide for the Use of IEEE Standard Dictionary of Measures to Produce Reliable Software.” (444 333414'S' 44*71 44# 04 413*34 IEEE A>-g-x]^)
1. *4 Code & Standards
• ANSI/IEEE Std. 729-1983
• IEEE Std 982.1-1988
• ANSEIEEE Std. 729-1983
2. 4 40 4 (Scope)
• 444 33B4M 7Dii
• IEEE Std 982.1-19884 3)0* 7]] * * 0 040(conceptual insights), #14
2.3)40, * 7} t]] ^(assessment suggestions)# 40
• 3334M 1^1 0044 a=)t])4 4^4 03* IEEE Std982.1-19884 #-§-4 X|-o] o} y]-a 7]]0
3. 443: 444 3334M, 44 4343, 4444, 4444, 4444
4. 444 34
#4444 : IEEE Std 982.14 4444 #3
• IEEE Std 982.1-1988 4 4 44 <4/34(rationale)3 44 43434 44
444 44
. 44, 3343, #44 44 43434 444 4# 444 44
43434 444 0444 44 04] @44(interpretation) @ 43#
%110
• 444 333414: 034 4 0(constructive approach), #4 44, 444443
. 4434: 444 44- 4]# 44 413434 04 44 413433 0*
• 4404: 34 4404, 04 4404, #4 44043 00
4 B(indicator) 4 4]#0 4"(predictor). #4 41343* 4# * : 444-44 44*711* 9*4]3 444 *4
0#4: 44340#
0*4] : 3334M 444 43*4
0*4] : 444-4 0#
Appendix-105
IEEE Std 982.2-1988
@44 : ^3 #4 4344 44
0^44 : 444 44 ^ 4444 4^
®44 : 44 344
®4r4 : 444 4?]-
®4r4 : 33344 44-
®4r4 : 33344 #4444 ##
*444 #4: 3#, ##, 3I%74 (4 6 4)• [4#] 4s]4 4334144 44 4344 : IEEE Std 982.1-1988, "6.3 #4
4344" 44 (4 397]] 44 4344 444 Application, Primitives,
Implementation, Interpretation, Considerations, Training, Examples, Benefits,
Experience, References3 4444 4 4)
Appendix-106
IEEE Std 1008-1987
♦ IEEE Std 1008-1987, “IEEE Standard for Software Unit Testing,”#44 ieee 7]#)
1. #^1 Code & Standards• Reg. Guide 1.171
2. ^£1 (Scope)
##®l#;5i3 ##4# 3332]]°] unit testing
3. Keyword: Software Unit Testing
4.. E1133 3#
-
- El] 33# features ##
- #4#
• El] 33 set $j#
- El]33 set 2] ##
- E1133
• Ell 33 #44 4#
- E1133 #7}
- #3##
- Ell33 3# # ## # 71-
Appendix-107
IEEE Std 1012-1986
♦ IEEE Std. 1012-1986. "IEEE Standard for Software Verification and Validation Plans." = V&V ## 4^ IEEE *#)
1. ## Code & Standards
• IEEE 7-4.3.2-1993
2. * # (Scope)
Er 2£** £' 2£ H* * 4* * * * 7-]| * (Software Verification and Validation Plans:
sw?)# ^*4 44* *4 **4# *l#45i 44.
3. 44s
4. 4*7} **
• Software V&V Plan - Software V&V Plan* * *. # 52}'r*. £j 5]. Overview,
^4*71 V&V V&V 215!, ## #7} 4#4-
• V&V Overview
- 2£*
- Master Schedule
- 7}#
- *4
- **, 7]# 4 44#
" ^4*7l V&V - 4 4*143. V&V* 4W7l 4# 4*4
* * # * *: * Activity** 7]**JI 44-
• V&V 2131 - **#* tlT!*** <8*2151, 4Til* **2131, Anomaly 213!,
*#*51 #* 44.
. ## *4 _ Anomaly 2151 ^ *7% 4* **, #* **, **
** *<41 *4* 71**4.
" #5171-4:
- Critical software *## - * SL**}* *## * *4* V&V ##, input,
output* swp* *4**4 44. 4#, * **** 4** 4**5.
^l*# #**4 v&v *4741- #7}# *3 **4431 44# v&v
#** *7}*# swp* 4*# * 4* 444.
- Non-critical software *## - # SL** #*# *34# V&V ###
7}#* #51451 #3 *47}^ 4*71-^ 7^34 v&v 4* *
**4* swp* *** 4*1 4*# * 4*1 444.
Appendix-108
IEEE Std 1033-1985
♦ IEEE Std 1033-1985. “IEEE Recommended Practice for Application of IEEE Std 828 to Nuclear Power Generating Stations.”(€14 IEEE Std 828 4 #4 4# IEEE 1# #3##)
1. H Code & Standards
• ANSI/ASME NQA-1-1983• ANSI/IEEE Std 828-1983• ANSI/IEEE/ANS 7432-1982
2. 1 4 (Scope)4 4## €144 555414 4##4 4M# 4# 4 ANSEIEEE Std 828- 1983, “IEEE Standard for Software Configuration Management Plans'’4 1 -1 * Z1 # 4 -g-
4 4# #3A}#4 444 4##.
3. 4 4 —: Software configuration management plan
4. #47} ##
• ANSI/ASME NQA-1-19834# €44 44 4444 #444 44214 44#
4 4414 4444 #4*. 45344 ^##4 4^# 44 #4
(organizational structure), ###4 (terminology), 3# 3 #4 5# 44, 4#, 4 4444 44 4#€ ANSEASME NQA-1-1983 34## #4*# #4*.
• ANSI/IEEE Std 828-19834 34## ANSI/IEEE/ANS 7-4.3.2-1982 4 4#4 °44 4#4 #4# 434 53344 4444 4#44. #44# 4#4 ## 4 #4# ANSEASME NQA-1-1983 4 4 4## 355444 444# 555 44 #444 44# 4# 4 ANSI/IEEE/ANS 7-4.3.2-1982# ANSEIEEE Std 828-1983# 4 #33 44M# #4.
• ANSI/IEEE/ANS 7-4.3.2-1982# €4 #44# 4 533# 4-## 441 4# 4 4#4 4# 4# 4# 4## #4-. ANSI/IEEE/ANS 7-4.3.2-19824 44 3 ##3 ## 555414 4! 4 4 (software development plan)4 4*4* 55541 4 44*4:4# 4 444#
• IEEE Std 828-1983, Section 24 14# 4 4 (definitions)# ANSI/ASME NQA-1- 1983# ANSEIEEE/ANS 7432-1982 4 4 44# 44# #7}453 ####.
Appendix-109
IEEE Std 1042-1987
♦ IEEE Std 1042-1987. “IEEE Guide to Software Configuration Management.” (BiXB41# #4444 4# IEEE ##)
1. # 4 Code & Standards
• 10 CFR Part 50
• Regulatory Guide 1.169
• NUREG-0800, BTP-14
• ANSI/IEEE Std 828-1983/1990/1998
2. #4 (Scope)
• Software Engineering Project# ## # 4' J£ N 71) # # 444 (SCM: Software
Configuration Management) 44 i:l] 41 # 7]#.
• X| # (planning)# ## (implementation) # #3. #### 33.341# #444 #
#4#4 ### XM# 4 44• 33B41# #444 Xl# 4X1 #91 ANSEIEEE Std 828-1983# #4X1 33B.
4# #33# 7m# #43# ## #4-4 4# X14 # 4 #4 #4 44#
444-3. $1#.
• # 444# aXI 4-4-4 ## # 4-33 #44.-4# #B: 33 #3 B# a## 4# 33B41# #444# Xl44 a 444 # #4 #### #4.
-## 4-B: 4# 4-34# #4# #4 7>4 #-# #444 ;W## 44
4# Xl?}# #444 X14 #4### 44#.
3. 7] # B: Software configuration management, SCMP
4. ##7> 34
• 33B41# 44444 #4421 7fl#(4-#3444 b# #) B/H
- SCM 71)4
- SCM #4 (SCM #4 #4, Baseline 7^#)
- SCM #4 (333# # 4-#B44, 44444 44(CCB: Configuration
Control Board))
- SCM B# (Basic, Advanced, On-Line and Integrated Tool Sets)
- SCM XI4" ANSEIEEE Std 828-1983## ###3 ## ##33 33B41# #444 Xl
Appendix-110
IEEE Std 1042-1987
^ 7]#
-
- SCM (&3],SCM ^^]^]^,SCM ^]^grA| AM)
- SCM iM, 7]#, #4(audit) ^ ^
3, 333^] °1 ^A1 (release) sA}
- 33, 7]# 7}^
- 3^4 mM ^14 333^]^ ^ 333^]^)
- 7]# ^
* f f 4f3W^ ^$/ o/g/ ^
^ ^ ^ ^y## ^x/gy
- Appendix A: Critical Software for Embedded Systems
- Appendix B: Experimental Development Small System
- Appendix C: Software Maintenance Organization
- Appendix D: Product Line System
Appendix-111
IEEE Std 1044-1993
♦ IEEE Std. 1044-1993. "Standard for Classification of Software Anomalies." Anomaly 44 IEEE 7]#)
1. 44 Code & Standards
2. 4 4 (Scope)
4 Anomaly## 4##7] 44# 4B#2] B4## 4443. 444
44 44W 4444 4###
3. 7MB
4. 444 44
• Classification Standard
- Classification Process - Classification 444 (1) Recognition (2) Investigation (3)
Action (4) Disposition^] rj] 44] 4 44.
■ Recognition : Anomaly-2] 4 4
■ Investigation : Anomaly-2] 824
■ Action : Anomaly 824 44°1] 44 827]
■ Disposition: 827] 7} 444 # 7]4
- Standard Classification Scheme
■ Classification Codes
■ Compliance Required
■ Recognition - Project activity, Project phase, Suspected cause, Repeatability,
Symptom, Project status 4# 44
■ Investigation - Anomaly-2] Actual cause, Source, Type 4# 44
■ Action - 4444 4 Resolution 4 Corrective action 44
■ Impact - Severity, Customer value, Priority 4# 44
■ Disposition
Appendix-112
IEEE Std 1058.1-1987
♦ IEEE Std 1058.1-1987. “IEEE Standard for Software Project Management Plans.” ^ IEEE S.&)
1. BB Code & Standards
• IEEE Std 729-1983
• ANSEIEEE Std 730-1984
2. (Scope)
• BB^)B
• IEEE Std 1058. lB BBBBB BB(format)B ^ 7]#
• B 4)1 °1, i|| B7-l| 41' 5717. softwarc-in-silicon. programmable logic arrayll B'fl'BB
BB 7)]^g- BB P1 ^ °1 (media) °ll ^-§-
• BB BBB4)M 7)]^ BBBA1 BB
3. ?MB: BBB4)M BB^B, BBB4)M BB^B
4. ol^l 7>B5
• BBB4)1°) Bfi^jB Bc) 7-l| 7] (Software Project Management Plan, SPMP)
- BB^B : B^B# : BB oMB(milestones), BBB, BB, 4^
B##, BB^B BB, BB(sign-oSs)## BB BB^B
(BB^lB 4BB BB B#); BBBB ->
BB^B^l idlBBzlBB 7]#; B^B^l ^ B^l -> ^ Bsl^^l7]#; BB^B ^"9 -> 4 BB^B 4B4
BB B a1 (statemen^B^l H ^1^4# BB
- Bz!^ : BzlBB ^ BBB4 -> BB^B BB
#B4B, BzjB BB^B# 7]#; 7}^, B#B, ^114 -> BBBB4BBB B 7>B, BBBB7> BBBB BBBB, zl^jl BBBb BH
BB %114 4A1; BBBB -> BB^BB BBB B^BBB 44 4B7]-; BA1 B BB BB -> SPMP°ll BIB BA1 B BIB adherence °11
B4-BB BB 4^Wechanism, BB^, ^§BB#, BB B 44BB,BBBB BB; BBBB(Staffing plan) -> BB^B BUB BBBB
7^7^B BB 44 (BB BBBe B)
- : 44, BB, 7M -> 4B4A1B4, 7^444#, 4BB,
BBB44 44, 7lB; BBB4)M BA1# -> BBB4)M BB^B*
Appendix-113
IEEE Std 1058.1-1987
44# *43 44 *3; BB4H. 433* -> BB4B3
433** 33 44 B#43 434, 34, 4# : 43 434 -> BB4* 34* *443 34 3*344 4* #* 4 44* 3# 43 434 44; 3*4 - > 43 434#4 *444 44; 43B* -> BB4* 344B*3* 44 433 *4* 44 #*B 4*; 44 4 4334 -> BB4* 3*, #*, 444 44 3 4334; 34 -> BB4* 34, 34, 443 44343 4434* 3.43 34*3'** (Additional Components)
43
4*
SPMP 34 4^34)
Appendix-114
IEEE Std 1058.1-1987
SPMP Format
(Title Page)73-ti7] S- (Revision Chart)
Aixr (Preface)
Ej-sj] (Table of Contents)
(List of Figures)
(List of Tables)
1. Al# (Introduction)
1.1 TiTLSjTT 7flT3: (Project Overview)
1.2 TiTLSjfT PlJE (Project Deliverables)
1.3 SPMP (Evolution of the SPMP)
1.4 ^ (Reference Materials)1.5 trl ^xrXj-oj (Definitions and Acronyms)
2. TiTLSjTT 7£2j (Project Organization)
2.1 (Process Model)
2.2 (Organizational Structure)2.3 TEA1zj t]] m o) Tjj (Organizational Boundaries and Interfaces)
2.4 TiTLSjTT ^ (project responsibilities)
3. (Managerial Process)
3.1 tjl -p-pilr-Tj (Management Objectives and Priorities)
3.2 7}^ (Assumptions), Pj0A3 (Dependencies), zjjpt (Constraints)
3.3 (Risk Management)
3.4 Monitoring and Controlling Mechanisms
3.5 Staffing Plan
4. (Technical Process)
4.1 (Methods), JEu1 (Tools), 7]pt] (Techniques)
4.2 Jg-Ajj]- (Software Documentation)
4.3 TiTLSjTT -8. 7] vr (Project Support Functions)
5. ®f|y]^] (Work Packages), (Schedule), 4] El (Budget)
5.1 4^ 471^1 (Work Packages)5.2 Pj0A3 (Dependencies)
5.3 (Resource Requirements)
5.4 4] El 3l x]-SliEi (Budget and Resource Allocation)5.5 (Schedule)
(Additional Components)
^ Pi (Index)
Appendix-115
IEEE Std 1058.1-1987
*311 (KINS: 9}*1 #333133 4# # 1# ##3 ##1#, #1 #)
- #33313 3M<g^ 7%M3 (#33313 11*3 #1)#
3**1(assurance process : *! 3#, 3* 7l#7l##
**M3 #91 # 1#)33 ##
- (KINS3 33333 3333 #33 3# 1*11 #333# 1*)
- 333313 9>1#*1(IC-1: #33-## 333313, IC-2:9>33-#3
#33313, Non-IC: #91:33 #33313)3 3**1 ##33 #3 3*3# 3# 3# ###3 *#1** 3#
- 331-33 3433333 3339} :
(D ###33# 7}#3 (#3^113 + 333313 *#):#1333## 1# #331333 1## ##1 13* #713#
* 1# #*
(2) 713 333313* *## 331 #3(3,PLC): 13#
333313 13 #3 3 3# #3 1 3## #13# (#3:APR-
14003 9>31331 9.20: 1*3-3# 3*333#3
33333* *3333 A}#)
- (ftJL) The Programmable Logic Controller and Its Application in Nuclear
Reactor Systems (UCRL-ID-112900) Appendix B: Application of PLCs in Safety
Shutdown Systems : Project Management (MIL-STD-l 512B/1521B/1042/499'A/
ZEEE g2g //FEE 70MJ)
Appendix-116
IEEE Std 1059-1993
♦ IEEE Std 1059-1993, "IEEE Guide for Software Verification and Validation.” V&VIEEE 7MH)
1. 44 Code & Standards
2. Scope
£ #4* V&V task# 4*421 #4* ** 4# ##44 *#4*
33*# 4*44 *434 43# 4# * 4*# #4.
3. 34#
4. 44 7> *#
• SVVP Guidance - SVVP *44 * 414* 4# #7i]4 *** 3*44.
Purpose (Section 1 of the Plan) - °1 44# *#.*414 4# 4 ** 3*4
#334 #44 44* 4**4
Referenced Document (Section 2 of the Plan)
Definitions (Section 3 of the Plan) - °1 44# *444 4*4 #4, 44
^ *3* 34, *4*4.
Verification and Validation Overview (Section 4 of the Plan) - V&V 44*
*3#* &3, 43, 4444 4* 4 434 *# 44, 4 4*444 ^4, 3## 4^#44 ## 4**4
Life Cycle Verification and Validation (Section 5 of the Plan)
■ Management of V&V
- SVVP 33
■ Baseline Change 3 4
■ v&v #* 44- 3* 44
- Concept Phase V&V - 4 44# # ** 3.5*44 4*4 4 4* 744
*44 44 #*44 *4.
Requirements Phase V&V - 4 44# # #* 3.5*44 4*4 4 4*
77>4 *44 44 4*44 44. Critical ***444 3* 4 ###
3^* 4*4 3*# *444 44.
- ***44 *#44 *33 #3
- ^*344 *#43 37}
Appendix-117
IEEE Std 1059-1993
■ 333# 4 3444 4# #4 3 ^A1
- #33 M #4
Design Phase V&V - 4 #44 4 34 3.54## 444 4 44 77>#
4## 4# 44#4: #4. Critical °1 444 #34
4421 ^#4 34# 4 ##-.
- 333# 4 4#^ 44
- 333# 4 4# "§7}
■ 333# 4 4# 4# #4 3 ^ai
- 5i]33 #4
- 51133 4# #4
Implementation Phase V&V - °1 #44 4 IE 3.54 ## 444 4 $13
77>xl 3^31 ^1 4# 44# 4 #4. Critical 333# 4 2} 44 4 443
#3# 4321 3## 4 #4.
■ 3333 444 44
- 3333 ^7}
■ 3333 44443 44
- 3333 34 W
- 433 4143 44
- 51133 44 44
■ 4343. 51133
Test Phase V&V - 4 444 3 S3 3.5444 444 4 43 77>4
444 44 4444 44. Critical 333444 44 4 444 434
4f 2] 3## 4 #4.
- 4-43 433 ^4 #4
■ 51133
Installation and Checkout Phase V&V - 4 444 4 S4 3.544 4 444 4
44 77>4 444 4# 44#4 44. Critical 333#421 44 4
444 #3# 4421 ^#4 34#4 #4.
- 44 ^4 44
- ## v&v #33 #4Operational and Maintenance V&V - 4 #44 4 34 3.54#4 444 4
44 77># 4## cfl# 44#4 44. Critical 333#421 44 4
444 #3# 4421 ^#4 34#4 #4.
■ SVVP 71145.
Appendix-118
IEEE Std 1059-1993
■ Anomaly ^
■ Ig7>
■ Phase Task
Reporting (Section 6 of the Plan) -4®! °15j2] #3}?} A| tgi 7|] xrrA1 S)-
o] v&v 44-4 44 4 #444*
Verification and Validation Administrative Procedures (Section 7 of the Plan) / V
3.7.1-3.7.544 4#4 V&V4 444 #^b4 44 #4.
Appendix-119
IEEE Std 1074-1997
♦ IEEE Std. 1074-1997. "IEEE Standard for Developing Software Life Cycle Process." 4)4^71 7%# IEEE 7]#)
1. 44 Code & Standards
2. Scope
4 344 333^14 ^4 #7] #44 434^ 43# 444 ^1444.
3. 7]4H
4. 21^7} 34
• Activities
- Format: Activity# Input Information, Description, Output Information^] /|)
4433 444 4
- Entry and Exit Criteria: Activity-4 4 4 4 34 Input°l tl 4 4 lit 34
Output4 44434 44444 4
- "If Applicable" Activities: Activity4 mandatory4 “If Applicable'’3 444.
- Organizational Structure
• Elements of the SLCP
- SLCM
-SEC
-OPAs
-SLCP
• Mapping - Activity#4 444 SLCM4] 444. 444 44 4] 7>x]
44 33 Mapping.
- Instance
- Iteration
- Invocation
• Input Information and Output Information
- Conventions
- External Information
- Generic Information
- Information vs. Documents
Appendix-120
IEEE Std 1228-1994
♦ IEEE Std 1228-1994. “IEEE Standard for Software Safety Plans,” Til S3i: W IEEE Tie)
1. Code & Standards• NUREG-0800, SRP
• IEEE 7-4.3.2-1993
2. ^-rl (Scope)BB 9}^Ti]# BBB41H 9MB TIM
3. Keyword: Software Safety Plans
4.• BBBBM 9M%M _9M
- 3.1 Organization and responsibilities
- 3.2 Resources
- 3.3 Staff qualifications and training
- 3.4 Software life cycle
- 3.5 Documentation requirements
- 3.6 Software safety program records
- 3.7 Software configuration management activities
- 3.8 Software quality assurance activities
- 3.9 Software verification and validation activities
- 3.10 Tool support and approval
- 3.11 Previously developed or purchased software
- 3.12 Subcontract management
- 3.13 Process certification
• BBBBM 9MBBB- 4.1 Software safety analyses preparation
- 4.2 Software safety requirements analysis
- 4.3 Software safety design analysis
- 4.4 Software safety code analysis
- 4.5 Software safety test analysis
- 4.6 Software safety change analysis
Appendix-121
IEEE Std 1228-1994
• Aj-Jf 31-5} 0,5
- 5.1 Training
- 5.2 Deployment
■ 5.2.1 Installation
■ 5.2.2 Startup and transition
■ 5.2.3 Operations support
- 5.3 Monitoring
- 5.4 Maintenance
- 5.5 Retirement and notification
Appendix-122
IEEE Std C62.45-1992
♦ IEEE Std C62.45-1992, “IEEE Guide on Surge Testing for Equipment Connected to Low-AC Voltage Power Circuits” (4'£!*]' b: 44 #4 4 44 4^^)
1. 44 Code & Standards
• Reg. Guide 1.180
• IEEE Std C42.41(Companion Standard)
2. 44 (Scope)
1000V444 444 7l 7] 2] 444447}
3. Keywords: Over-voltage, Surge, Surge-protective device, Test procedure
4. tM1-S-4
□ Section 4 : Planning of surge testing: Basic objectives
• General
- 4 -§-44"(ports): 67]] 5] Ports(AC, DC, Signal, Process Control, Enclosure, Earth)
AC Ports, Earth Ports 4] 4 4
• Surge Environment : Surge Withstand Capability to Each Environment^ )
^44 4# 44 444^4 3.7])\r IEEE Std C62.414
• 4444 4 r]j: Upset, damage, No change, etc.
• 44 -o"h"4 4: Un-powered Test, Powered Test, or both.
. 47} 44 4 4: Voltage(214444 4&: Winding, ), Current(444
44s] 5.: Capacitor, Surge diverting protective device, etc.)
□ Section 5 : Implementation of Surge testing : Test Equipment.
• Surge Generator(44444 4 7])• 47} 44:ac 4447}
• 47}44 (coupling) : 4 444 44 Coupling Device44
• EUT 44 44
- Section 6 : 44 44"
- Section?: 44 4?} 44 ^ 44 4_4
- Section 8 : Grounding(44 4 4 4-4)
- Section 9 : 44 3§7}j3_4
Appendix-123
Reg. Guide 1.22
♦ Reg. Guide 1.22, “Periodic Testing Protective System Actuation Function.”OL&Tm 4-^4 ##i #m e#44)
1. €4 Code & Standards
. IEEE Std 338-1987
2. 4# (Scope)
€###43 3341-1-
3. Keywords: Periodic Testing
4. tM134
• 3341 f-# f7]A]#
33### 4-*### #4"* 4# #4 *#433 44# * sis# #4
#4°> #4.- *44## 7}## #-##44 3# 4] 4=
- 33## # 33##4 #41 ##-4# 41## €43. #4 #4 4-##
4* 4## * 43# #4#4# #4.
• 4714444
- 33### 4 ##43#- ### 3# ### ###
44 4 4 4 #4.
- 34 44444 444 44* 7^##33 ## 444 3##3 44
# 44#4.
- #43 4444 44 444 444 #44 444 #414* 4444
4 44 44 444 #44 447} 4444 #34 ##-.- # 7^ 4*# ###4## ## ### #44 4M4^ 4- #-##4#
7HI433 44*4.
' 4444# ####
33444 €43 44 44 44# *433 #3433 ##€ 4#4*
#-44 4* #-#=4 4*33 ## 4-# 7} #*4# *44* #*#
4*4 #4* *3. # f#4-#7} #44 #4 7^ #4 4 3 ^33 #4#
4°> *#-.
Appendix-124
Reg. Guide 1.22
€43 44 #4 4444 #4 44# 44
€4^. 44 #4 4444 #4 44# 444 444 4##^1 4 #4 4 4 #4.
- #43 444 44 4444 4444 44 #3 444 44# 44#
4 #4 44444 #4 #4.
- €43 44 44 44# 44# 4444 #443 33444 44#
444 #4# 44444 #4# 4#4 4# 44.
- 44# 444 €437} 344## 4 #4433 4# #4.
Appendix-125
Reg. Guide 1.28
♦ Reg. Guide 1.28, “Quality Assurance Program Requirements (Design and Construction).” ^51 ^4^ 45HH5 #^5-^44)
1. 44 Code & Standards
• 10 CFR 5 0 Appendix B
• ASMENQA-1, 1997
• ANSI/ASME N45.2
2. 44(Scope)
ANSEASME N45.2 55 ASME NQA-1-19834 44 5 45444
44 #4554^ 44 ^ 4^4 44 4454 ^ 5#5445 444 4^ "9# ^4
3. Keyword : Quality Assurance, Quality Assurance Requirement
4. 447>54
• 4 NRC5 Reg.Guide 1.28, Rev. 344 ASME NQA-12] 44 544
554 10 CFR 50 Appendix B# 4#45 444.
• 19854 Rev. 35. 5 4444 ASME NQA-12] 44 #454 554
4544-, ASME NQA-lfr ZL 5 199351 4454 7# 1997445 ##
asmenqa-i4 5*5554. f-454 545 asme nqa-i4 asme nqa-2
# 5445 44.
Appendix-126
Reg. Guide 1.30
♦ Reg. Guide 1.30, “Quality Assurance Requirements for the Installation, Inspection, and Testing of Instrumentation and Electric Equipment” (Tfl##7171713 #3, #A>, #1M1 ##
1. Code & Standards• 10 CFR 5 0 Appendix
• ASME NQA-1, 1997
• ANSEASME N45.2
2. tg-r! (Scope)€4^##^ 711##%! ^ #7l7M ^^1, 4^4 ## ##
3. Keyword: Quality Assurance, Quality Assurance Requirement
4. #^7}°.#ANSI N45.2.4# 10 CFR 50 Appendix B# #### ^Al#.
Appendix-127
Reg. Guide 1.47
♦ Regulatory Guide 1.47, “Bypassed and inoperable status indication for Nuclear Power Plant Status indication for Nuclear Power Plant Safety Systems.” U S. Nuclear Regulatory Commission.” (#4 ‘ti:*. 7)144 #44: 4f)1 4# 444^ # x]X\)
1. 4 4 Code & Standards
• Criterion XIV, “Inspection, Test and Operating Status,"’ of Appendix B to 10 CFR Part 50,
“Quality Assurance Criteria for Nuclear Power Plants and Fuel Reprocessing Plants."’ (#
444 3## #444 4# % 44, 44#4 7}^ #4# 44#
4 #4 44 4*4 4444* #)
• Paragraph (h), Section 50.55a, “Codes and Standards,"’ of 10 CFR Part 50 (33444
IEEE 27944 7]## i?l|| *44# #)
• Section 4.13 of IEEE Std 279-1971, “Criteria for Protection Systems for Nuclear Power
Generating Stations."’ (also designated ANSI N42.7-1972) (3344 4 --7 o' 444
ti>44# 47-)# 44433 til7>4 443 4# 44#4A1 °1 44# 44
# 4 *3# #4 #).
2.Scope
4 Reg. Guide4 IEEE Std 279-19714 10 CFR Part 502] Appendix B41 Ai if' 4 45' 4
4 *** 4# #44 q)# 3*## *4*44 #44# *#*# 71#
43.
• 3341# 44 444 til 44 44(inoperable status)# 4 A1 (IEEE Std 279-
197M14 44#),
• 34.444 4 4 4447-14 41444 444
. 33444 44 44 44# 4^44 4# 71-444 444 4^#
#44 33 34 44 44.
3. 4 4 4: Bypass, Inoperable status indication
4. 444 34• 33444 33444 444 3447)4 444# 444 til-443 44
34 4M4* ti)7)-# *4)# 4# e)l#44 4433 4AN# 4 *4 Al
3## 44## #4#4 44* 47M4 4.
• 444 #44 44444 33444 33444 444 34444 444
Appendix-128
Reg. Guide 1.47
* 4** 4*45.5. 4 7] 7i 4 til 7}^ *45 *4% 5551*
44 4 € 4*4 tiM4^4 4*44 til7}^ *44 44 7^55 4^4
444 #.444 4## 44 444 444 44 5.4 444 4444 4 tiM4* 44 4444 til7}* 444 444 44444 44444 44.
- til 7}^ *45 # *
- 444 44 44 44
- ^** ** 4 #4 4*455 7}^4 *5# 4
4# 4*444 4 444* ** 444 441 4* 54-4 44*44 4 44 °> 4.
Appendix-129
Reg. Guide 1.53
♦ Regulatory Guide 1.53, “Application of the Single-failure Criterion to Nuclear Power Plant Protection System.” U S. Nuclear Regulatory Commission.” (#.# 4# ##31# 7]e #-§-)
1. # # Code & Standards
• 10 CFR Part 50.55a, “Licensing of Production and Utilization Facilities”# 4 # vf 7]
e# ##4#
- ANSI/IEEE Std 279-1971. “Criteria for Protection Systems for Nuclear Power
Generating Stations/’ (also designated ANSI N42.7-1972)
-Section 4.2: 557]] ## 44# ##32#4 44 #4 #5 21 7]#o] 55
4 4 4# 444# 44# 55### #^##4 4#4
# ##.• IEEE Std 379-1972 (also designated ANSI N41.2). “IEEE Trial-Use Guide for the
Application of the Single-Failure Criterion to Nuclear Power Generating Station
Protection Systems/’ (44 554## 444 4444 44324 4## 44
44 44 444 4## 4.)
2. 4 4 (Scope)
##5554# 4 ##3i# 4e 44-
3. 7| 4 H: Single-failure criterion
4. 447} 4#
44 554## 44 4 444 44324444 44471 44 IEEE std 379-
19724 44 44# 4#4 AS. 44- 7}##21 IEEE Std 279-19714 Section 4.2#
#### 44# 54* 4#.
• IEEE std 379-19724 4# 4 44445. 44# 44 444 44 #5 4.
• IEEE Std 379-1972, Section 5.244 #7#}# 7]#: #432# ### 32##4
4###7} 5#4 ^ ### ### #5#* 7}^#4 4444#
# 4-&.
• IEEE Std 379-1972, Section 6.244 #7>a># 7]#: ## 55 #4 4 7> #5*
*# 3D45. 54# #45#4## ### 4# 444 #44 * 4#.
- 71)44# 444 444 #54 #* 31)45 54 4
- #444 4# 444# ## #57} 4## ####7} 644 4
Appendix-130
Reg. Guide 1.53
445 5444 44 4
• IEEE Std 379-19722] Section 6.34 6.444 M4lf 544 actuator^
44 44 444 31444444 444 44. 44314454 444 45415 544 actuator6!] 444 4444 544 44 4.
Appendix-131
Reg. Guide 1.62
♦ Reg. Guide 1.62, “Manual Initiation of Protective Actions.”
(33344 44IM4)
1. 4 4 Code & Standards• 10CFR50.55a(h)• IEEE 279-1971 (Section 4.2, 4.16, 4.17)
2. 4444 (Scope)33344 4#;^ 4 (4# 3334)
3. 4 4 17: Protective action, Manual initiation, Automatic initiation, Single-failure
4. ol^7>o_5• 4444: Reg. Guide 1.62 4#- 4 3334 (4: €43. 3€, 444# 44)4
44 41# (IEEE Std. 279-1971, Section 4.17)- 4#f#4 4^44 3# 34*- 4#f*4 4#;^1 344* 41444 44- 4# ^ 4#;^1 4#4 ##44 43 444 44 44
CD 44: action-sequencing functions, interlocks(2) 3334 4H* 4# €#34-4 #^€4 ^4^ 4 (IEEE std. 279-
1971, Section 4.17)- 4444: 4 W4 444 43 444 443 44 (usnrc srp
14.3.5 : 44 4444, IEEE Std. 279-1971 : Section 4.17)- 444 4 4& : IEEE Std. 279-1971 (Section 4.16)
.KINS *44# (Reg. Guide 1.62 *#)- 4 #4-4 4 33 ^ 444 #4 444 €4 4### 4#4#44
4#33 4# 4-## 444 i;^ 43# 444 4 #4-4 4 4 #4# *44* 444 4# 4444 4444 44, 4*4-4# 4#44 444 4444 43444 44
Appendix-132
Reg. Guide 1.75
♦ Reg. Guide 1.75-1978 Rev. 2, “Physical Independence of Electric System.”
(#4 4^4 #444 #4)
1. ## Code & Standards
• 10 CFR 50.55a(h),
• 10 CFR 50 App. A GDC 3, GDC 17, GDC 21
• IEEE Std 279-1971 Sec. 4.6
• IEEE Std 384-1974
2. ## (Scope)
-r#}#### #441## 5.45- circuits # equipment 41 41# #2} 7]#
3. Keyword: Separation, Independence
4. ##7}
□ Sec. A : Introduction
• #7] 4 #4!-5] #2l 4 # ##41 41# ##7} 4?4] JT# 4]41
- 10 CFR 50.55a " M41## IEEE Std 279-19714]# 414## ## ##”
- IEEE Std 279-1971 Sec. 4.6 "### ## ### 41### ### #214
##”
- GDC 3,”Fire protection", "### ### ###, 4##, 471# #4#4 4
- GDC 17, "Electric System”, ”###414 #51## ### #4 ##
4### ##4## # 41## ### #4”
- GDC 21, ’’Protection Reliability & Testability”, "##21# ##7> M###
4##: ## #4 #:## #4”
- 10 CFR 50 Appendix B, "4# H#21## ## 4# # ## ###4 ##
44 #4# #”
□ Sec. B: Discussion
- IEEE Std 384-1974# 41# NRC# #41 ## #4
IEEE Std 384-1974 endorse
- NRC #4#} ## ### Sec. C# #41 #44 #4
Appendix-133
Reg. Guide 1.75
□ Sec. C : 44 4 4
4 5- 4 7] 7] 7} redundant445 44 4 544 5 redundancy4
4 55 °1 guide 4 standard 4 4 4444 54.- M45 91 5*454 2] 4 *445 4*4, 71 ^ 55 4**4
4*45* 444 * (IEEE Std 384-1974).
1) Sec. 3 Isolation Device
Isolation Device : should be supplemented as follows :"(5*454 4 71]4 Vt
445] 4 Interrupting 7] 7] 4 °1 54 4 isolation device* 315] 44 44)
2) Sec. 3 Raceway
Interlocked armor enclosing cable-f-'Yaccway"4 4| 4] 4 4 44 5 444
3) Sec. 4.3 444 43. 444 444 45*4] 44 redundant 4 3. 4
7] 7] 2] 444 44 events 7} redundant 44*4] 444 44 44
44 444 4.
4) Sec 4.5(1)4 4444 444 44 4*5 cable derating, environmental
qualification, flame retardance, splicing restrictions and raceway fill 4 44
class IE 444 4*4] 44 2-4 444 4444 44.
5) Sec4.5(3), 4.6.3, 5.1.1.2 4 4444 44 5^45 444 SAR4 444
4444 444 44.6) Non Class IE 4]*%M 42-4 sec4.6.2 4 45* ^4445 ^4.
7) Sec. 5.1.1.1 should not be constructed to imply that adequate separation of
redundant circuits can be achieved within a confined space such as a cable tunnel
that is effectively unventilated.
8) Sec. 5.1.1.3 —>raceway 44 cable 444 445 44
9) Sec. 5.1.2 —> “at a sufficient number of points'’ * : 44 cable 4°17T- 5 ft
* 5*44 444 4*, marking cable* 44 coding* 444.
10) Sec 5.1.2 444 4#44 4.
444 444 4444 44 Class IE 4 Non Class IE **, 44
redundant Class IE A1444 444 Non Class IE 45. 4 redundant ClassIE 454444 4** 4# *5 45* 4554 5*#45 ^
44.11) Sec5.2.i 4 44* 4*45 4
“4444 57] 4471 (airsupplies)7} 444 44"
12) 4#(Ventilation)4*** 4445 44, Sec 5.3.144 4445 544
445 45*4 5444 4*4444 45444 44.
Appendix-134
Reg. Guide 1.89
♦ Reg. Guide 1.89-1974 Rev. 0, “Qualification of Class IE Equipment for Nuclear Power Plant" Class IE 7}7}*\
1. #4 Code & Standards• 10 CFR 50.55 App. B Criterion III “Design Control'’
2. 'e?}'# Code & Standards• IEEE Std 323-1974
• IEEE Std 344-1971
• Reg. Guide 1.7
3. #4 (Scope)Class IE 7] 7] <4] # # ## 5# 7] 7] # components 4 #4 interface
4. Keyword: Qualification of Class IE Equipment
5.
□ Sec.A: 4#
• Class IE 7171 <4] 4# 447} #4 j3_# x)] 4
10 CFR 50 App. B Criterion III “Design Control"’, “ 47-]| control measures#
4## 4# 44 ## #4 #4 #4#44 4##4* 4^"
- 4 Guide# LWR4 4# Class IE 7] 7) 2] #4 444 44 444
4% 44# 4 44 ### 44
□ Sec. B: Discussion
- IEEE Std 323-19744 44 NRC4 44 4# 44
- 4 7]## #44##544 4444 class IE 7]7] # Interface4 44
#4#7]4# 7]^ #### 44
IEEE Std 323-1974 ## (approved by)
□ Sec. C : 4" 4 4#
- ##5 Class IE 4 ## IEEE Std 323-1974 ##
#315. IEEE Std 323-19744 Sec. 2 6.3.2(5) 4 6.3.5# IEEE Std 344-1971 5#
Appendix-136
Reg. Guide 1.110
♦ Reg. Guide 1.100-1988 Rev. 2, “Seismic Qualification of Electric and Mechanical Equipment for Nuclear Power Plant” ([email protected]^ii8^ #7] 8 71818 7188 818 8#)
1. 8# Code & Standards• 10 CFR 50 App. A GDC Criterion III, ’’Design Control”, XI, ’’Quality Assurance
Records”
• 10 CFR 50 App. B
• 10 CFR 100 & App. A Sec VI (a)(2)
2. 88 Code & Standards• IEEE Std 344-1987
• IEEE Std 323-1983
3. 8 8 (Scope)
Class IE 7171 <41 # 8 88 5.8 7] 7] 8 components 8 88 interface
4. Keyword: Seismic Qualification, Electrical & Mechanical Equipment
5. 887h&8
□ Sec. A : 88
• 87] 8 888 888 88 888 88 887> 88 88 8]81- 10 CFR 50 App. A Criterion III “Design Control”, “888 88 88 88,
852#, 88^8 888 88 8888-81 8% 88# 8 852#
10CFR100, Sec. VI, ’’Application to Engineering Design”, “ 88*8 8858;
88 88 8 8(safe shutdown earthquake)8 #88158 88 852# #
88^88 8### #88^8- #8 888 #”
- 10CFR100App.A,SecVI(a)(2),”888 #^88^, 88#, 88^, 888
8 88 88 7] #8 8(0perating Basis Earthquake)# 88852 8 #8 #8
^3 3.88 888 fzg# f 888 #”
□ Sec. B: Discussion
- IEEE Std 344-1987# #8 NRC# 8# 88 8 8 (approved by)
Appendix-138
Reg. Guide 1.110
- 4 4## 44 4## 4# #4, 44, #### 44"°1 Guide 44 Design Basis Event-4
loading imposed by seismic events: Operating basis earthquake(OBE) and Safe
Shutdown Earthquake(SSE).
* Rev. 7^ 44^
Rev .7 -4 ## 7/#^ <3#/# 4 444 4444
444 4444 4f 4444 44 #4 W4 4444
444 44 4# 4 444-E 444# 4# #4. g#operators, 4# chiller, air handler, 4 1r#4 #44
- ## 444E1 7]7]^| ^#, #44 4# 44401 7]7]^| o]4
# 447} 44# ### 44# 4 Sis# s### 444 #4
°1 Reg. Guide4 4 7] 7]# # 7}x|5. 4:4" 1) Safety-related Electric Eq(Class
IE) and Safety-related Mechanical Eq. 2) Non-safety-related Eq. °1 A A 4
374-0] 4444# #^## 4# #### 44.
□ Sec. C : 44 44
- IEEE Std 344-198744 44# 5.4 #4 4#(NRC44 acceptable)
- 44 # 44 44 4 4 4 44, #44 Thermal distortion 4# 4 #4 #4
444 4444 444# Ji444 #4.
- #4 4#4 ### #4 4#4 #4-^# 4#, 4#4 4#
&4444 4#4 444 444#^ 4-^If- A 1. End loading are applied and are equal to or greater than postulated events
loads
&4 2. S# #4 ampliation <§# #4 37^ ^
33# 3. 5.4 components# #47} 444# 44 ## 31# ZL #4#
operating mode4 444 #4.
&4 4. 44# #44 #_ 4# #4 4## #44 444#
4#44 4 #4.
Appendix-139
Reg. Guide 1.118
♦ Reg. Guide 1.118-1999 Rev. 3, “Periodic Testing of Electric Power and Protection Systems” ^ ^.7]^^ ^7M%1 A] si)
1. Code & Standards
• 10 CFR 50.55a(h),’’Domestic Licensing of Production and Utilization Facilities”
• 10 CFR 50 App. A GDC 18,” Inspection and Testing of Electric Power”
• 10 CFR 50 App. A GDC21,” Protection System Reliability and Testability”
• 10 CFR 50 App. B, Criterion XI, ’’Quality Assurance criteria of NPP and Fuel
Reprocessing Plants”
• IEEE Std 279-1971 Sec. 4.9
• IEEE Std 279-1971 Sec. 4.10
• IEEE Std 338-1978
2. ^-rl (Scope)
7] 7]
3. Keyword : Periodic testing, Surveillance, Functional testing calibration testing, Time
response testing
4. y^7> m□ Sec.A: A1fr
• f 7] a] ol a] ^6)| cfl-g- ol^7> if 7]] o_5 x)] z]]
- 10 CFR 50.55a(h) IEEE 279^ 4 M ib#”
- IEEE 279 Sec. 4.9 “zf
- IEEE 279 Sec. 4.10 7]7]* ^ A]^ # f $144 #”
- GDC 21, 44 ^ 4
^7]A]S^ % ^z
- GDC 18, ^7] ^7]^01 A]^^- % ^
- 10 CFR 50 App. B, SL^ A]^ ^
Appendix-140
Reg. Guide 1.118
□ Sec. B: Discussion
- IEEE 338-197891 4# NRC# 9# ## ##
- IEEE 338-1978919 ####43 #949# Surveillance 333####3 9714# 491 # 4# 39# 49#7l #94 1) 719# A] s4 ul # Afunctional tests and checks) 2) 3#
^^(Calibration verification) 3) 4 ?!: # 9# (Time response measurement)
=9
- 94 4 #4 #4494 3## #449# #9494* #9#
□ Sec. C : 44 #9
- #43 4449 # 33494 4# f 7] a) # # 91 ## IEEE 338-1987
914 4 4 # #44 9 91 (approved by NRC)
- IEEE Std 338 499 491 ##33 4#
(a) IEEE Std 338914 9 $1 4 Safety systems, Safety group4 IEEE Std 603-
1991914 44# 9#3 44.
(b) IEEE Std 338-19874 sec 5(15) 4 sec 6 4(5)4 ##33 44
944## #49 444 914&44 4443. 44443. 4# #9
(makeshift test connection)# 4 4 441) 44 94 wire4 portable test 7) 7] 4 44434 449 994
#44# 4 3# 91 44# 4 414. 44# 44# 44 43###43 #444 IEEE Std 338-1987# 34 344 #444 #.
2) 43# 44# breaker# 7%##9 44 44# ^#7} ## 4^#
trip 44 #9 load 3## 4## 944# 4 94 #491# 49.
3) 4#### 97144## #4 94 open #3# 99 39 44
##44 4#4 #4 #943 ####94# 99#9 ##
397} 3## 4 #4# #.
(c) 4# 43## 719# 444 IEEE Std 338-1987# sec. 6.3.5.91 914.
#71914 44# #49 443 3##.
4> logic system functional test —> a test of all logic components (i.e. all relay 9 contacts, trip
units, solid state logic element Ji ft) of logic circuit, from as close to the sensor as practical up
to but not including the actuated device, to verify operability.
Appendix-141
Reg. Guide 1.152
♦ Reg. Guide 1.152, “Criteria for Digital Computers in Safety Systems of Nuclear Power Plants”
NRC^ *1^)
1. Code & Standards
• 10CFR50, GDC 21
• 10CFR50, Appendix B
• Reg. Guide 1.53
• IEEE Std 603-1991
• IEEE Std 7-4.3.2-1993
• SECY-93-087
2. ^-rl (Scope)
3. Keyword: Digital Computers in Safety Systems
4.
□ <y^7>
- YlY|£
• Accept a deterministic reliability goal
• Do not endorse the concept of quantitative reliability goals
• Accept the reliability based on deterministic criteria for both the hardware and
software.
- If! -S-Cl (Sense and Command Features - Functional and Design
Requirements)
• IEEE Std 7-4.3.2-1993^ IEEE Std 603-1991# .
• IEEE Std 603-199 9}^ 7]^ aff# ^A1?M
• ALB) t-)- °1 Reg. Guide°1] A1 vr YlS. # ^ Al Sampling rate5; JLB)
Appendix-142
Reg. Guide 1.153
♦ Regulatory Guide 1.153, "Criteria for Power, Instrumentation, and Control Portions of Safety Systems." (44314 44, 3] 4" 4 4] 4#^ 7]tr)
1. 44 Code & Standards• 10CFR50 Appendix A
3. 4 4(Scope)4 431444 444#44 44 3]#4 44, 314 4 3144^31 44-44
5_4## 4 #43.44-.
4 7] t-] Safety systems
5 44 7} 5-4
• Design Bases for Protection Against Natural Phenomena - 443]## x]*o] y] 45]
4#3ls 444## #### #4# ###4 4s# #31444 #4.
• Environmental and Dynamic Effects Design Bases - 443]## 3 4 v:44 Lf
#45.#, 4# 4 3144 # 4s# 4 #4 #4 s4#31 4## 4 4s#
#31444 ##.
• Sharing of Structures, Systems, and Components - 4 5 7-]| #5] :iLIA 'rf °| 4 7-]| # if
4S43## #4S# 4# 4444 ##44 444# #^ #4##44 4444 S44 4S4 444444 444.
• Reactor Design - 5,3.3]## 4S#3] 3] 47] 7} 444 4 444 4 44#
444 44444 44.
• Suppression of Reactor Power Oscillations - 434] #4 45-4 44 4 4 4
&44 444 44 #4 4## 44, 44 4 44# 4 4s# #4444 #4.
• Instrumentation and Control - 444:4, 444:444 4 4 3. 4444
4##4 4### 444-714# 44447]- 44444 #4. 4##4
4### #4 4# 431 44#7] 4# 44 444 444 #4.
• Reactor Coolant System Design - 44# 3]#4 44:4. 5-25314, 3] 4 3] # 4
S3:3]## 3144444# S## ###444 44# ##314S 444
44 4314* #4 4S# #^r# 4#S# 7}4s 431444 #4.
• Electric Power Systems - 443] 444 #S#4 3]4 4 45L4H-S] 7] 44
7>4431 44 443144 444 #4.
Appendix-143
Reg. Guide 1.153
Inspection and Testing of Electric Power System - ## # 3 Z13 44 4 3 3
7}3#4 7]3 4333 44433 4#3#ril ### 4
#3# #4444 #4.
Protection System Functions - 33.433 a]-j7 34 #3 44 444#4
4344 43 44 444* 44 #33 #4 #4.
Protection System Reliability and Testability - 33433 44 7| -c- 4434-
43 3 4337} 7^1-3# #4444 #4.
Protection System Independence - 44 444 4 4444, 44 34, 4444
444 34 444 443 444 33444 443 #4443 4 44.
Protection System Failure Modes - 33433 434 4444 44 44 4
44 (738)43 4344 #3^3 4 44# 443 3443# 44444
#4.
Separation of Protection and Control Systems - 33433 444 4443 444
34 444 444 3343 444 44443 443 343, 343 ^
4##3 34# 3 4133 44434 34444 #4.
Protection System Requirements for Reactivity Control Malfunctions - 33433
44# #33 44 434 3#43 #33 #4 4#4* 44 #33
#4444 #4.
Protection Against Anticipated Operational Occurrences - 33434 #33
44433 43344# 443 43 33 ##3 344 ## 433
4^# 3 #34 #4444 #4.
Appendix-144
ofJ
Reg. Guide 1.168
♦ Reg. Guide 1.168, "Verification, Validation, Reviews and Audits for Digital Computer Software Used in Safety Systems of Nuclear Power Plants."(€4 44 4 #41 33341441 4# 44, 4#, 4£ ^ ^-A>)
1. 44 Code & Standards
4 (Scope)
4 44 41 #41 A}-§-5]3 333^14
3. 4-r)H: Verification, validation, reviews and audits, Safety systems ofnuclear power plants
4. 444
• Independence of Software V&V - 3332)14 2| 4442} 5}4 4## 4#
#44 444 #4.
' Design Changes - 3332)142) ^4* 444# 4# 4# #4)2} 44
432) 44 ^))4 #4 (#4)# 444 #4.
• Conformance of Materials - 444#2] 7144 444 4 44, 44, 44 4
43-4 4444 444444 4343 344 4## 4444 44
437} 444 44.• Quality Assurance - #ll 3# 44. w e 3#ir 44 71#. 3332)14 44
44 44.
• Tools for Software Development / IEEE Std. 7-4.3.2-1993 4=3:
• V&V Tasks
- Configuration Management - 44444 44444 44 444 4 444-
3332)14 V&V2) 2844-7} ^444* 44 # 44.
- Audits - 43. 333414 4434 344 4444 344 4444
v&v 344 441 4^4 m3 44.
- Regression Analysis and Testing - 333414 44 44 regression 444
4334 333414 44 v&v4 4444 4444.
- Installation and Checkout Testing - Proof 433 (44 4 44), Pre-Operational
rll33, Operational 433 44 433 33344 3344.
- Test Evaluation - 44, 44, 442} 44 433 material#4 71#4
444 44
Appendix-145
Reg. Guide 1.168
- Evaluation of User Documentation
ClariGcations - 444# 4^444# 4^4 $^44 #4. 4^4
444# M #44 ### #4 444 #4 4 4 #4 #44 o_^a
##4 4% % #4## 44 W 44, #4 44 4## #4.
Appendix-146
Reg. Guide 1.169
♦ Regulatory Guide 1.169. “Configuration Management Plans for Digital Computer Software Used in Safety Systems of Nuclear Power Plants,” September 1997. (44 4 #2] 44 ll 44 4444414)
1. 4 4 Code & Standards
• 10 CFR Part 50, “Domestic Licensing of Production and Utilization Facilities,'’
paragraph 55a(a)(l)
• 10 CFR 50 Appendix A, GDC 1, “Quality Standards and Records/’
• 10 CFR 50 Appendix B (Criterion III, VI, VIII, XVI, XVII)
• IEEE Std 828-1990
• IEEE Std 1042-1987
• Paragraph 4.3 of IEEE Std 279-1971
• SRP, NUREG-800, BTP-14
2. 44(Scope)
• 444 BBB4M (IC-1: 444-44 4BB4M, IC-2:
444-44 4BB414) 7]] #44
• IEEE Std 828-1990 (IEEE Standard for Software Configuration Management Plans),
IEEE Std 1042-1987 (IEEE Guide to Software Configuration Management) 4 2]
444 4B
" 444# BBB444 4# 44444^2] NRC 44 44 4#
3. 7| 2] 12; Software configuration management (SCM), Software configuration management
plan (SCMP), Safety systems, Digital computer software
4. 44 4 * * 7> B4
• IEEE Std 828-1990: 10 CFR 502] 444# BBB444 4# 4445144
44# 4#44 4444BB ##
• IEEE Std 1042-1987: IEEE Std 828-19902] #44 44 44 41 ^ #A1#
44444 44 44 44 4B4 ##
• 10 CFR 50 Appendix A #4 444 44 Appendix B2] 44 (4 4 42]
submittal(s)44 444 44°] 444 AppendixB 7]it 44 (42]44))
• Authority Levels : IEEE Std 1042-1987 (section 2.2.4, 3.3.2.1)
Appendix-147
Reg. Guide 1.169
Acceptance criteria
- Criterion II (# £ 5 / /. f!). V (Instructions, Procedures, and Drawings)
- IEEE Std 828-1990 (section 1.3) : Control point
^35:4
- 4534 45354 3## 45 47>x) 434 ^4 3 SCMP : IEEE
Std 828-1990
- Criterion II, III (4 4 5 4). IV (34 5 4). IIV (Control of Purchased
Material, Equipment, and Services), VIII (Identification and Control of Materials,
Parts, and Components), XVII (wril 35 4 3), XVIII (35)
Corrective Action
- Criterion XVI (Corrective Action)
- IEEE Std 828-1990 (section 2.3.2 : Partial description of corrective process)
34 #: IEEE Std 828-1990, Section 2.3.1.144 SCMP4 453 45443
# 33 %4r4 533# #335 33. 4445 3534144
4414 ^344 43 43 54 3433 333 4^ ^# 3343 3.
- 553414 34, #454, 33,
- 44 4 5345 4 4 3334)1 4 (Exact versions),
- 434 5354 555414 5]-ol 3el el,
- #34 "3% 443 355514 44,
- 44 555414 35, 554 45-43 4434 33 33,
- 355514 #43^4 45-43 4 #54,
- 355514 #4554 45-43 34 4 #4,- 3334)14 34,
- 4444435 3334)14 44 444,
- 444# 33341144 45- 3334114 #3,
- 3334)14 45 34.
34 534 5 4 (Control of purchased materials):
- Criterion VII, “Control of Purchased Material, Equipment, and Services/’
- Criterion VIII, “Identification and Control of Materials, Parts, and Components/’
43 33
- 3345 3334)14 434 5343 533 IEEE std 7-4.3.2-1993
(Reg. Guide 1.152, Rev. 14 4 4 Endorse4)5 334 4 3.
- 34 scm 33344 44 54 (3 4334 5553)443 3
533 3 Reg. Guide44 553 IEEE Std 828-1990# 333 5.
Appendix-148
Reg. Guide 1.169
#-§- 7]#:
- Criterion V, “Instruction, Procedures, and Drawings/’ (#3 4
#4#7] ## ### ###, 444 #4- 4## #### #)_
- Criterion VIII, “Identification and Control of Materials, Parts, and
Components/’3]- Criterion II, “Quality Assurance Program’’0]]# 4 1]34°i|
4 # # 44# 4 #### nl®] #44# 3# (suitably controlled
conditions) #4 4 # 4 4 4 # #43. 7]# si.
- ##4#4 44 Criterion V# ###3 Criterion II4 Criterion VIII4
4444 4 4# #43## #4447] 44 IEEE Std 828-1990 Sec.
3.2# # Reg. Guide0]] 4 4##4 4# (not endorsed).
#4] ##: IEEE Std 828-1990 -Paragraph 2.3.2(4) / Criterion III
#43414 4 44-4 4 4 (SCMP) : IEEE Std 828-1990 -Paragraph 2.1(7)
Backfit clarification : IEEE Std 828-1990 (Section 1.1)
4# S3 & 3#
- IEEE Std 828-1990, IEEE Std 1042-1987# #3## : 7]] ###
- Incorporated : #4] ##33 4 4
- Endorsed: 44### #### NRC Staff7} ### # ## #4 #4
institution
-7]#: 4## #### %### ## 44 ### #### #3
##4 43 #4-
Appendix-149
Reg. Guide 1.170
♦ Reg. Guide 1.170, "Software Test Documentation for Digital Computer Software Used in Safety Systems of Nuclear Power Plants." (-8.^1"^
1. Code & Standards
• 10 CFR 50 GDC land 21
• 10 CFR 50 Appendix B
• IEEE Std 279-1971
• IEEE Std 7-4.3.2-1993
• IEEE Std 829-1983
• IEEE Std 1074-1991
• IEEE Std 1012-1986
2. ^-r! (Scope)
3. Keyword: Software test documentation
4. °i#7h°ti
• #33.
IEEE Std 829-1983°! 4^ vF## ufl a] ^
##7}# 44# #3?t i^#°!°> # #33 4?4 W.
- Qualifications, duties, responsibilities, and skills required of persons and
organizations assigned to testing activities,
- Environmental conditions and special controls, equipment, tools, and
instrumentation needed for accomplishing the testing,
- Test instructions and procedures incorporating the requirements and acceptance
limits in applicable design documents,
- Test prerequisites and the criteria for meeting them,
- Test items and the approach taken by the testing program,
- Test logs, test data, and test results,
- Acceptance criteria, and
- Test records indicating the identity of the tester, the type of observation, the
results and acceptability, and the action taken in connection with any deficiencies.
Appendix-150
Reg. Guide 1.170
#44
- 4^ #4# QA2] #4 SH 4##4 5] 4 4 #4.44 #44
- IEEE Std 829-19834 ##44 444 4# 444# ##31 444,
44 44 444 444444# #4444 44 5.4 44444 44.
4 #4 testing
- IEEE Std 829-19834 section 4.2.244 4#4# feature# #4# 4 4# feature# 51 44444, 44# 4444 4# 4 £ 5.4431 431
4#4 €4 44 333^114 44# 4414# 4344 444 ##344 #44# 344 4# 44# 444 44 #4 444 44433 44444 44.
#44
- 10 CFR 50 Appendix B criterion XI “Test Control'’ 4# '4444 444#
#44 344 #4 44.- v&v 444H #444 3444 #3# 4 44 #444 4# #4
4-3 444 #444 i#44°> #4.
Appendix-151
Reg. Guide 1.171
♦ Reg. Guide 1.171. "Software Unit Testing for Digital Computer Software Used in Safety Systems of Nuclear Power Plants." ’tir'S.Tll-lr-S]
##41H ^1 X]#)
1. ## Code & Standards• 10 CFR 50. GDC 1,21
• 10 CFR 50 Appendix B
• IEEE Std 279-1971
• IEEE Std 7-4.3.2-1993
• IEEE Std 1008-1987
• IEEE Std 1074-1991
• IEEE Std 1012-1986
2. #-rl (Scope)
3. Keyword: Software unit testing
4.
• 333414 Bl]3# 34#
333414 *4 4# 4 343, 4# 34### #47}* #4] 43#
#3# #3 43* 3##4# ##..
Qualifications, duties, responsibilities, and skills required of persons and
organizations assigned to testing activities,
Environmental conditions and special controls, equipment, tools, and
instrumentation needed for accomplishing the testing,
Test instructions and procedures incorporating the requirements and acceptance
limits in applicable design documents,
Test prerequisites and the criteria for meeting them,
Test items and the approach taken by the testing program,
Test logs, test data, and test results,
Acceptance criteria, and
Test records indicating the identity of the tester, the type of observation, the results
and acceptability, and the action taken in connection with any deficiencies.
Appendix-152
Reg. Guide 1.171
433
44 144 test coverage-E 4444 4 44.
■ Coverage of Requirement : 414 H 41' 4 HI 443 A] a] 541»] o]: etc|-
■ Coverage of Internal Structure: IEEE 1008-198744 1 4 #3 statement
coverage! 44 4^1 #33133! 4^-#433 3334 44
- IEEE Std 1008-198744 !4! 433 14 343 111 4144 3334 444 44444 314.
33344 144 4^1
- 33344 1444 1441 333414 14444 144434444 44.
Appendix-153
Reg. Guide 1.172
♦ Reg. Guide 1.172. "Software Requirement Specifications for Digital Computer Software Used in Safety Systems of Nuclear Power Plants." ([email protected])#44^4 44# 4 #4 555414 5.#^ 414 4# #41 4#)
1. ## Code & Standards• 10CFR50 Appendix B
• IEEE Std 603-1991
• IEEE Std 7-4.3.2-1993
• IEEE Std 830-1993
• IEEE Std 1074-1991
• IEEE Std 1012-1986
• IEEE Std 610.12-1990
2. ^-rl (Scope)@4^HM5 #44# 44# 4if4 555444 5544]
3. Keyword: Software requirement specifications
4. #47>54. 44
- Baseline: IEEE Std 610.12-199044 44# "baseline'4 4#4 2)4# IEEE
Std 830-19934] 4£ 2245. ## 7}# #47 444 formal review and
agreement# 44 4# #44" 5 baseline# #5#5 #4S!##
4 4 #4".
- Interface: Interface4 4# IEEE Std 610.12-1990444 47#] 447l 5#
• 55544 5444
- IEEE Std 830-19934# 44 555414 5#444 4# 444 44". 4
#4"# ## 555414 5#44]7} 44 444# "...54444
tb4-”5 ##4 °\ #4".
- #44# 555444 #4 55544 4444# 444# 444#
#7>s. 4# 447} 5#446> #4.
- #444 4#4: 55544 #544 7} #4 44 (formal)# 5#*
Appendix-154
Reg. Guide 1.172
4#44 34# 4 °1# 444# 4 4## 44# 4#4
44# #4444 #4 4^44 #4.
. 44#
.
- #3#4 #3
- 447}##
- 4#7}#4
■ # Z1 4: backward #4 #4 forward #4## 444 44.
srs4 44 44
- 144 44-44444 44.
444 SRS 44
- 444444 tbd 444 44441 34# 444 444 #444
3#44 #414## 41 #414 44.
44444 44
- IEEE Std 830-1993 section 4.7414 module partitioning, function allocation,
information flow # design specific issues# 432-431 44. 44 44 #33
#44 #4, 444, 4#4 #°1 #44 4 °1 section#4 4 #44 4
44.
43B4M #4
- IEEE Std 830-1993 section 5.3.6### requirements#4 4 °1 4 44 #4#
#44# 44.
- 444# 43B#M 3## 417} 4^#ol= # #34 #4# 4#4
44.
■ 444
- 344
- 444
4## 7}# 44
- IEEE Std 830-1993# 4#4 4#4l 444 444 4441###
#444 ## 4## 4343 44. 444 44# #44444 44.
Appendix-155
ofj
Reg. Guide 1.173
♦ Regulatory Guide 1.173. "Developing Software Life Cycle Processes for Digital Computer Software Used in Safety Systems of Nuclear Power Plants."
A5^7l #7} 7flf)
1. ## Code & Standards
# (Scope)
# ##4]5 44# #34 555^14 4437]
3. 7] #5: Software life cycle process
4. #47} 35
• Clarifications
- Regulatory Requirements Identified - 10 CFR 50 Appendix B7} z] 34 5 4] 54|
43# 3 $^3 #4] 7]&4 343### 44, 34, 57} 4 544^3 ##34] 34^344 4# 457} ^3
- Consistency - 4557] #53 4] 5 # 555- 55°] wl0]6} #5.
- Commercial Software - 554]#5 7154] 554 5 15 43, 55 4^37} 5554] 434^34 #5#3 34# 433 #4#4 4#437} #4.
• Compliance with IEEE Std. 1074-1995 - IEEE Std. 1074-1995# #3# (53#3)
5# 5# 4544 #54 4444, 'shaii'3 #443 55##5°1#544, IEEE Std 10744] ##4. 55 44, #4, pre-conditions # postconditions 7} 4437] 5#4] #445 44##.
• Software Safety Analysis - 43# 5 #5 #4] 7]34]3##°1 44],
34, #7} ^ 444-535 ##34] 34^344 4# #57} #3- Input Information
- Description
- Output Information
• New or Modified Safety System Software - 45, 55, 45#H#°] 554 #4] #347]# #7] 4 4 #35 35##4] #4 #3 553 414# 3 413 3#4 ^3##.
- Temporary "Work-Around"
- Installation
- Operation
Appendix-156
Reg. Guide 1.180
♦ Regulatory Guide 1.180, “Guidelines for Evaluating Electromagnetic and Radio-Frequency Interference in Safety-Related I&C Systems”
3N ^7> x]^)
1. il~ // Code & Standards
• 10 CFR 50.55a
• 10 CFR Part 52
• IEEE Std 603,
• 10 CFR 50 Appendix A, GDC 1, 2, 4, 13, 21, 22, 23
• IEEE Std C62.41
• IEEE Std 1050-1996
• MIL-STD-461D, 462D
• EPRITR-102323
2. ^ -rl (Scope)
Safety Related I&C Systems EMI/RFI ^
3. Keywords: Electromagnetic and Radio-Frequency interference
4.
□ Section A : Introduction
• EMI ^1^7} ^ if M xllTil
- EMI/RFI, Surge Withstand Capability(SWC)# '/! o|
- Endorsement
.- Safety-related systems
- 9} 4 7]^f ^ 44 Non-safety systems
- Reg.Guide-E89^| EQ 44 44 444 4*
□ Section B : Discussion.
' €4 ^14^4 7]# ^ 444#44 4#
• EPRI TR-102323 44 44
• IEEE Std 1050-1996, IEEE Std C62.45, MIL-STD 462, 44 5 IEC 61000-4 44
4 44
Appendix-158
Reg. Guide 1.180
• Operating Envelope#] 4 #4 4 'o' :>-l)-I 4 4 4# #4 (Tailoring IT 4)
Section C : #4 4 4"
• General
°1 #4 4:4 2] ; Design and Installations, Emission & Susceptibility 4 4
7] #, swc 44 7(^4 4# 421
- #44"^2] 4#7]%# ^7}(#A}7] ## : #44, ##7], #4
7]...) : Operating Envelope## 8dB°14" 4"0]-0]2 #.
- 7]7]# ### ### 4^# 4
Configuration Control and Maintenance
- EMI 4--§- ## Zone 44
. IEEE Std 1050-1996
- IEEE Std 1050-1996# 442] 5 7}x] #2]# 4 2] #21# NRC7> EMERFI
^ swc4 4# 44 ^ 44 44 7]##A] 4^4-.
- 1 4.3.7.42] 'Radiative Coupling'2] 4# 4 '#A]-7]#2] 47] # 4 5] 2] 4
#4] #2] 444'# 444 4# 4°] 44. 4, far field 44 near field,
44 44 444c4 44 44^14, 444 42] 4, 7-11444 42] 4
2] ai]7>4 445. 4444.
- IEEE 1050-1996 4 4 44 4444 IEEE Std 518, IEEE Std 6654 4°1 44
4 44 4 4 4 (Endorsement)
. 4 4 44 MIL-STD 461
- mil-std 461D 67]]2] 44444 44 44 7(1444442] 44444
5. 44(CE101, CE102, CS101, CS114, RE101, RE 102, RS101, RS103)
- MIL-STD 46ic 2] 2]4# 67^ ### 67^ 44]# 44444 44(44
461D2] 4444- 44 444)
Operating Envelopes# #4 44 : Site survey 4 4# 4444 4#
. 4444 MIL-STD 462D
- 444 44444 44 mil-std 462D2] 44444 444.
4 444 Operating Envelope(4 444 444) 44
- ceioi 44^4(44w4#4°l 444# 4#): mil-std-461C2] 4#
44-
- CE102: MIL-STD-461D 7]## 7] ##5. 21#44444 CISPIR7] ## 4
# 4#
- CS101: MIL-STD 4614#, EPRI TR-102323# 7-] 2] #4
Appendix-159
Reg. Guide 1.180
CS114 Signal Line Susceptibility 44 JL#: A14vr #5] 4-§-a] 4 ##
#44 nl 4444# al^ MIL-STD-461DJ5L4 ##44, Site Survey 4
4# #4# 444.
RE101(Magnetic field): 44 Magnetic field sensitive I&C 44 4 4 A 4 44
4#, MIL-STD-461Dj5l4 44
RE 102: MIL-STD-461D #4 30dB°14 44
RS101: MIL-STD-461D #4# 44
RS102: MIL-STD-461D5.4 4442. TR-1023234 4444(447] 44
44 44 #4#4 44] 4444)
4444 MIL-STD-462
MIL-STD462D 44444 444 44 44 444 44 Limit
IEEE Std C62.41, €62.452] 4 444 a] 4 4-4
IEEE Std €62.414 €62.45# 444
3 7]] 2] 4 & 4444 #4 4 4 (Ring Wave, Combination Wave, EFT)
4 4 4 # 4 4 7] ^(Category B, Low to Medium Exposure 44:7. ##)Ring Wave : 3kV-peak, 100kHz, 0.5usec-rise time, 60%/peak-#4] #
Combination Wave : 3kV-peak, 1.5kA-short circuit current, 1.2usec-rise time,
Exponential decay.
EFT(Electrical Fast Transients) : 3kV-peak, 5nsec-rise time, 2.5kHz, 15msec-bust
duration, 300msec-burst period
Documentation 4 ##44 # 4#
444 44 # ##44 444^44 ### 444^
44 44
4444 . 444 44 .44444 44-
. 44#^ ^ 444
. 44#4
. 444444 44 #4 4 44 emi# swc 44 7]7] ## ## # ##_o_<yb nl a|s.
44 44
Appendix-160
BIBLIOGRAPHIC INFORMATION SHF.FT
Performing Org. Report No.
Sponsoring Org. Report No. Standard Report No. INIS Subject Code
KAERI/TR-1942/2001Title/Subtitle
Review of Regulatory Requirements for Digital I&C Systems
Project Manager and Department Kee-Choon Kwon (MMIS Team)
Researcher andDepartment
Cheol-Kwon Lee, Jang-Soo Lee, Jang-Yeol Kim, Kyung-Ho Cha, Jung-SooKim, Se-Woo Cheon, In-Koo Hwang, Jai-Bok Han(MMIS Team), Han-Seong Son(KAIST)
PublicationPlace Daejeon Publisher KAERI Publication
DateNovember
15,2001Page 250 Fig. & Tab. YES(V),No() Size 21x29.7 Cm
Note
ClassifiedOpen (V),
Restricted ( ), Class Document Report Type Technical Report
Sponsoring Org. Contract No.Abstract (15-20 Lines)
rarized systematically various regulatory requirements that are necessary rentation and control (I&C) systems, especially safety systems. The system, hardware, software, and quality assurance aspects. This report ind abbreviations to help readers understand. Furthermore, appendices of standards corresponding to each principal regulatory requirement.
? regulatory requirements has Nuclear Energy Laws, Enforcement vs, and Notifications of Ministry of Science and Technology as utmost S, 10 CFR 50 Appendix A, 10 CFR 50 Appendix B, 10 CFR 50.55a(h), nts include the Draft Regulatory Guidelines for Digital I&C Systems [fir Plan (NUREG-0800), Regulatory Guide, Branch Technical Position
ise of the US, IEEE Standards, IEC Standards, ISA, Military Standard, Korea Institute of Nuclear Safety [In case of the US, NUREG reports,
r the development of safety grade control equipments, plant protection re actuation system.
This work analyzed and sumrr to develop digital nuclear instrun requirements are categorized into provides the explanations of terms £ this report summarize the code and
The hierarchical structure o: Regulations of Nuclear Energy La1 level requirements [hr case of the U 10 CFR 50.49, etc.]. The requireme case of the US, Standard Review (BTP)], KEPIC as standards [In c< etc ], and various reports issued by EPRI reports, etc.].
This report can be referred fo system, and engineered safety featu
Subject Keywords (About 10 words)Digital I&C, Digital Salety Systems, Regulatory Requirements
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