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Research Methods: Introduction James Gain [email protected]

Research Methods: Introduction James Gain [email protected]

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Research Methods:Introduction

James [email protected]

Research Methods

What is Computer Science?

Origins mathematics, engineering, and commercial practice.

Evolved intotheoretical, experimental and design (or user) orientated aspects.

balance and synthesize these aspects

Research Methods

Research Tools

TheoryAbstraction (= experimentation)Design

Experimentation

Theory(Maths) DesignCS

Research Methods

What is Research?

New Stuff?What sort of stuff?Only for academics?What is good research?Who makes a good researcher?

Research Methods

Introduction to CS Research

Getting started Research proposalsLiterature reviewsPresentationsMSc & PhD work

A research lifecycle Flavours of researchEthics in researchPitfalls

Research Methods

The Research Lifecycle

Research Activities: Literature Search (survey previous work)Do the Work (elaborate ideas and get results)Write Up (plan and write a draft)3! = 6 orderings

ProblemIdentified

ProblemIdentified

ResearchActivities

ResearchActivities

Solution Adopted

Solution Adopted

Research Methods

Is Research a Linear Progression?

Progress?Circular?Evolutionary?

Research Methods

Orders: The Classics

LIT WORK WRITEDon’t know when to stop the literature searchCan inhibit innovation

WORK LIT WRITEMight get a nasty shock (someone else beat you to it)

CONCLUSION: safe options

Research Methods

Orders: quick and dirty

WORK WRITE [LIT]Gamble that the referees (examiners) know less than you

WRITE WORK [LIT]Suits speculative workSometimes used to drag the referees in as unwitting collaborators

CONCLUSION: living on the edge

Research Methods

Orders: paperchasers

WRITE LIT WORKWriting serves as a plan of work focused to produce a single publication

LIT WRITE WORKGood for an idea out of your normal line of research

CONCLUSION: unconventional

Research Methods

Flavours of Research

TheoreticalDevelop new theories

EngineeringDevelop better mechanisms to improve current practice

ExperimentalEvaluate a theory/mechanism – usually via implementation and testingCan include human factors

Some research projects cover the spectrum

Research Methods

Research Outputs

TheoreticalTheoremsModelsAnalyses of existing research

EngineeringSystem architectures & prototypesCode librariesKnowledge basesOntologiesHardware specifications

Research Methods

Experimental Research Outputs

Human factorsSurveys (questionnaires, interviews)Experimental results (lab tests, field studies, case studies)Measurements and opinions (quantitative and qualitative results)

SystemBenchmarksTest programs & measurementsComparative analyses

Research Methods

Ethics in Research

A research lifecycleFlavours of researchEthics in researchPitfalls Getting startedResearch proposalsLiterature reviewsPresentationsMSc & PhD work

Resource: “On being a Scientist: responsible conduct in research”

www.nap.edu/readingroom/books/obas

Research Methods

Avoid conflicts of interest

Science relies on professional judgement which can be compromised by:

Financial conflicts (e.g., undisclosed shares in a company with interest in the outcome of research)Social and personal beliefs (e.g., Einstein’s “God does not play dice”)Pressures of competition (e.g., reviewing a paper with similar work)

Solutions:DisclosureSelf knowledgePeer review

Research Methods

Give credit where its due

Authorship (and order of authors):Conventions can vary considerablyBest to decide upfrontAvoid “honorary” authors – must make a direct and substantial contributionEstablishes accountability as well as credit

Acknowledgements:The place to give credit for less substantial assistance

Citations:Part of the reward system – connected to funding and reputation

Research Methods

Case Study: Pulsars

Credit is a sensitive issue when researchers are of different seniority:

In 1967 Jocelyn Bell, a 24-year-old graduate student, discovered pulsarsSupervised by Anthony Hewish she was in charge of operating and analyzing data from a 4.5 acre radiotelescopeOne day Bell noticed "a bit of scruff" on the data chart Together Bell and Hewish analyzed the signal and found several similar examples elsewhere in the skyWith 3 others they published a paper announcing the discovery

Research Methods

Judgement on Pulsars?

Hewish got a Nobel Prize, Bell did notAgainst:

Bell’s recognition of the signal was the crucial act of discovery

For:Bell didn’t deserve a Nobel Prize for doing what is expected of a graduate student in a project conceived and set up by others

Research Methods

Shut Down the Paper Mill

The publish or perish paper mill:Research careers seem to depend on quantity of publications not quality

Consequences:1. Haste and negligence

But progress relies on a trust in previous results

2. MPUs (minimum publishable units)But this dilutes contribution and forces wading through masses of literature

Research Methods

Case Study: nanotechnology

Jan Schön:Worked in condensed matter physics and nanotechnologyClaimed he could replace silicone-based transistors with organic dye moleculesIn 2001, averaged 1 paper every 8 daysOn track for a Nobel Prize

Found Out:Results seemed suspiciously preciseA researcher spotted identical graphs in two separate papersWhole constructed data sets reused in different experiments

Research Methods

Judgement on Nanotechnology

Outcome:Schön was fired from his position at Bell Labs after an internal investigationMany of his papers were rescindedHe was banned from applying for funding in Germany

Other Consequences:For his co-authors?For reviewers of his papers?

Research Methods

Photo Manipulation

Recently many journals (Cell Biology, Science, Nature) have begun testing for photo manipulationThe following manipulations are not allowed:

Splicing together different images to represent a single experimentChanging brightness and contrast of only a part of the imageAny change that conceals information, even when it is considered to be aspecificShowing only a very small part of the photograph so that additional information is not visible

Research Methods

Misconduct

Fabrication (making up results)Falsification (modifying results)Plagiarism (copying without credit)Suppresion (not reporting negative results)Other deviations from accepted research practice:

Covering up misconduct, misuse of research funds, etc.

Consequences:Harm to individuals, squandering of public funds, attracts criticism of Science

But how can scientists expect to get away with it?

Research Methods

Case Study: Dealing with misconduct

Francine is finishing her Ph.D. and Sylvia is a fellow grad student. Both have the same supervisor.Francine realizes there are problems with Sylvia’s work, she:

Is rarely in the labNever shows anyone her codeHas performance results that seem too “clean” to be real

Also:Francine needs a reference from her supervisor and Sylvia is one of her favouritesBoth Francine and her supervisor are using Sylvia’s results for their own research

Research Methods

Judgement on Misconduct

Should Francine first try to talk with Sylvia, with her supervisor, or with someone else entirely? Does she know enough to be able to raise concerns? Where else can Francine go for information that could help her decide what to do?

Research Methods

Final Do’s and Don’t’s

Do: Get ethics clearance if your research is potentially hazardous to human subjectsrespect:

• IP rights and confidentiality • Patents• The ACM code of ethics

Don’t:Publish the same thing in more than one placeInform the media of results before peer-reviewed publication

Research Methods

Pitfalls

A research lifecycleFlavours of researchEthics in researchPitfalls Getting startedResearch proposalsLiterature reviewsPresentationsMSc & PhD work Source: “The Researcher’s Bible”

Homepages.inf.ed.ac.uk/bundy/how-tos/resbible.html

Research Methods

Solving the World

Easy to pick research goals that are too ambitious

Especially in Artificial Intelligence

Instead:Allow the main burden of scoping to fall on your supervisorFind out where the state of the art liesLook to the future work section of papersCan also redo bad work, properly

Research Methods

Manna from Heaven

Don’t expect inspiration to strike, staring at a blank piece of paper“Science is 99% perspiration and 1% inspiration”Instead:

Read the literature with a question in mindTalk to people - your project partner and supervisor - and explain your ideasTackle a simplified version of your problemWrite down your ideas in a working form

Research Methods

Boondoggling

The appearance of work without actual productivity

Surprisingly seductiveCoding for its own sakeWriting Yet Another Programming Language (YAPL)Gathering unnecessary experimental data

Instead:Make sure your programming and experimentation contributes directly to the research

Research Methods

Ivory Tower

Focus on your topic is good but don’t shut out the rest of the world completely

Because it prevents cross-pollenisation of ideas

Instead:Keep in touch with the state of the art in related fields - attend colloquia and talk to other students about their researchSet aside a part of the week for reading abstracts and skimming papers

Research Methods

Misunderstood Genius

Easy to believe that no one understands your ideas because you are a geniusMore likely:

Love of jargon. CS is full of jargon. Try to rephrase your ideas using ordinary EnglishIf I can do it, it's trivial. Once you have seen the solution to a problem it appears simple Love of complexity. It’s not a virtue to make an unnecessarily complicated program - it’s just a nuisance to other people. Occam and Einstein were right!

Research Methods

Starting Research

A research lifecycleFlavours of researchEthics in researchPitfalls Getting startedResearch proposalsLiterature reviewsPresentationsMSc & PhD work

Research Methods

Finding a Research Question

What problems to tackle?:What matters to you Anything messy or difficultNew technologies New users A paper you enjoyed A paper you disliked

Example question: “How can the new technology <T> be adapted to run on Cell Phones/PDA’s?”

Research Methods

Research Fit

What research are you suited to?what interests you?what expertise exists around you?What are your skills?

Don’t neglect methodology:Look at similar research to decide what kind of methodology is best for your research questionMake sure you are willing to apply that methodology

Research Methods

It’s not easy so why do it ?

Satisfaction & thrill of being the first to ever create/understand something

Famous Eureka moment

Privilege and recognition of adding to human knowledgeMeet/work with passionate, deep thinkersFreedom – what to do, how, when, with whom

Research Methods

Refining the Research Question

Choose an initial objectiveRead the literatureRefine the objective:

Narrow it Write it as a question Describe it in a single sentence Decide on the measure of success

Do a quick first prototype/experiment

Research Methods

Research Proposal: Preparation

Ask yourself:Am I familiar with related research in this area Do I have a good understanding of the steps that will be involved in achieving these goals Do I have the ability to successfully conduct each of these steps Am I sufficiently motivated and enthusiastic about all the steps in this project Am I convinced that the results of this research will be useful to others

Research Methods

Research Proposal: Structure

Honours proposal structure:Project DescriptionRelated WorkOutcomes (system, questions tackled, expected impact, key success factors)Work Detail (timeline, resources required, deliverables, milestones, work allocation)References

More general proposals might include:Budget, CV, Dissemination plan

Research Methods

Research Proposal: Evaluation

Have you answered these questions:What you are planning to do ?Why ?What the difficulties are?Is it feasible for you ?Do you have a plan of how to do it ?Have you done your homework ?

Research Methods

Literature Reviews

Getting started Research proposalsLiterature reviewsPresentationsMSc & PhD work

A research lifecycle Flavours of researchEthics in researchPitfalls

Research Methods

What is a Literature Review?

As a process:Reading, taking notes, organising, documentingStart with general, broad, textbook works Move toward specialised, recent papers

As a document:Not just a string of article summariesRather a coherent discussion of previous related workIncludes intro, conclusion, references

Don’t confuse the document and process

Research Methods

The Literature Review ProcessBroad

Narrow

Understand the Field

Understand the Field

Find a SurveyFind a Survey

Find FocusedResearch

Find FocusedResearch

Back Chain to References

Back Chain to References

Forward Chain to Citations

Forward Chain to Citations

• Lecture Notes • Text Books

• Text Books • Survey Papers• Theses

• Research Papers

Research Methods

Resources

Experts: lecturers, supervisors, librariansACM Digital Library

http://portal.acm.org/dl.cfm Includes most ACM pubs (but not IEEE)UCT has a subscription

Google Scholarhttp://scholar.google.com/Good all-round resource

CiteSeerhttp://citeseer.ist.psu.edu/ Digital library and search engine Heavily linked meta-data allows chaining through citations

Research Methods

Critical Reading Required

Being able to read rapidly and critically is a vital skillFirst Skim:

Abstract, section headings and figures

Then Dive into Detail:May require reading references for a full understanding

Take Notes:Complete citationMain research question & conclusionsResearch methodologyKey ideas or results relevant to your researchFuture workGaps/problems

Research Methods

Presentations

A research lifecycleFlavours of researchEthics in research Getting startedResearch proposalsLiterature reviewsPresentationsMSc & PhD work

Research Methods

Communication of Ideas

Feedback is important:To learn of new developmentsTo share responsibilityTo get support and adviceTo develop communication skills

Teamwork is important:As a forum for feedbackTo tackle larger problemsTo learn interpersonal skills

Modern Science is advanced by sharing ideas and working in teams

Research Methods

Presentations

Present your main idea & its significanceOmit complicated & old ideasStructure:

Intro, context, body, some detail, conclude

Know your audiences’ backgroundMake sure that both non- & experts benefitDon’t gloss over problems with your ideasAnticipate questions

Research Methods

Slide Layout

Allow about 2-3 minutes per slideAvoid too much text

Just cuesAbout 7-15 bullet points at most

Include graphs/charts/pictures Avoid code/maths

Research Methods

Nervous ?

Prepare well, run through with your supervisor Time yourself Contract stomach muscles & breathe out hardSpeaking Skills:

A pause is better than an interjection Speak more slowly than you think necessaryRepeat questions if they are inaudible

Research Methods

Postgraduate Work

A research lifecycleFlavours of researchEthics in research Getting startedResearch proposalsLiterature reviewsPresentationsMSc & PhD work

Research Methods

Postgraduate Research

Masters (MSc):Must demonstrate that you are familiar with the state of the art in the field and are capable of working at that level

Doctorate (PhD):A PhD additionally requires that you are able to contribute new knowledgeNeed not be a major contribution

Research Methods

Examiner’s Instructions

A Candidate must demonstrate that he/she:Principles: Understands the nature, objectives and scientific principles underlying the investigationLiterature: Is adequately acquainted with the relevant literatureMethodology: Has mastered appropriate techniques and analytical methodsFindings: Assesses the significance of findings in a thorough and logically coherent mannerIndependence: Shows evidence of critical and independent thoughtWriting: Reports on the study in an acceptable scientific format that is satisfactory in both presentation and literary style

Research Methods

Considering an MSc?

Choose your supervisor carefullyTalk to their current studentsBe aware of their supervision style

Be prepared to change your topic if necessary

But do this early rather than late

Organise finances upfront and prepare a budget

Ask about Bursaries, Tutoring, etc.

Beware of part-time research. Consider the opportunity cost