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Impact Assessment of Standards, Codes & Labeling for Appliances & Buildings Implemented During The XIIth Five Year Plan Request for Proposal Last Date of Submission: 19/12/2016 Bureau of Energy Efficiency Ministry of Power, Government of India, 4 th Floor Sewa Bhawan, R. K. Puram, New Delhi - 110066

Request for Proposal - Bureau of Energy Efficiency · 2017-09-08 · Request for Proposal Page 3 2.0 Letter of Invitation 2.1 Advertisement 2.1.1. This Request for Proposal (RfP)

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Page 1: Request for Proposal - Bureau of Energy Efficiency · 2017-09-08 · Request for Proposal Page 3 2.0 Letter of Invitation 2.1 Advertisement 2.1.1. This Request for Proposal (RfP)

Impact Assessment of

Standards, Codes &

Labeling for Appliances

& Buildings

Implemented During

The XIIth Five Year

Plan

Request for Proposal

Last Date of Submission:

19/12/2016

Bureau of Energy Efficiency

Ministry of Power, Government of India,

4th Floor Sewa Bhawan, R. K. Puram,

New Delhi - 110066

Page 2: Request for Proposal - Bureau of Energy Efficiency · 2017-09-08 · Request for Proposal Page 3 2.0 Letter of Invitation 2.1 Advertisement 2.1.1. This Request for Proposal (RfP)

Impact Assessment of Standards, Codes & Labeling for Appliances & Buildings Implemented

During The XIIth Five Year Plan

Request for Proposal

Page 1

Table of Content

Sl.

No.

Content Page No.

1 Critical Information 2

2 Letter of Invitation 3

3 Background Information 4

4 Objective of Study 9

5 Scope of Work 10

6 Duration and FEE for the assignment 14

7 INSTRUCTIONS TO THE BIDDERS 16

8 Selection Process 20

9 FORMS for the Proposal 24

10 FORMS for the Cost Proposal 35

Page 3: Request for Proposal - Bureau of Energy Efficiency · 2017-09-08 · Request for Proposal Page 3 2.0 Letter of Invitation 2.1 Advertisement 2.1.1. This Request for Proposal (RfP)

Impact Assessment of Standards, Codes & Labeling for Appliances & Buildings Implemented

During The XIIth Five Year Plan

Request for Proposal

Page 2

1.0 Critical Information

1 Date & Time for Pre-bid Meeting 08/12/2016 at

15:00 hours

2 Venue for Pre-Bid Meeting

Conference Hall,

Bureau of Energy Efficiency

4th floor, Sewa Bhawan,

R K Puram New Delhi – 110066

Tel No.:-91-11-26179699

3 E-mail address for queries 1. [email protected]

2. [email protected]

4 Last date & Place for Submission of Proposal

19/12/2016 by 5 PM at

Bureau of Energy Efficiency

4th floor, Sewa Bhawan,

R K Puram New Delhi – 110066

Tel No.:-91-11-26179699

5 Date of Opening of Financial Proposal for

qualified Bidders

Will be informed by e-mail at least 5

days prior to the date of opening of

financial bid

6 Contact Person for Clarification

1. Mr. Saurabh Diddi,

Energy Economist,

Bureau of Energy Efficiency

4th floor, Sewa Bhawan,

R K Puram New Delhi – 110066

Tel No.:-91-11-26179699

Email : [email protected]

2. Ms. Meenakshi,

Project Engineer,

Bureau of Energy Efficiency

4th floor, Sewa Bhawan,

R K Puram New Delhi – 110066

Tel No.:-91-11-26179699

Email: [email protected]

Page 4: Request for Proposal - Bureau of Energy Efficiency · 2017-09-08 · Request for Proposal Page 3 2.0 Letter of Invitation 2.1 Advertisement 2.1.1. This Request for Proposal (RfP)

Impact Assessment of Standards, Codes & Labeling for Appliances & Buildings Implemented

During The XIIth Five Year Plan

Request for Proposal

Page 3

2.0 Letter of Invitation

2.1 Advertisement

2.1.1. This Request for Proposal (RfP) document is for hiring of Consultant for undertaking

study for Impact Assessment of Standards, Codes & Labeling for Appliances & Buildings implemented during the XIIth five year plan period. The Government of India set up Bureau of

Energy Efficiency (BEE) (Website: www.beeindia.gov.in) on 1st March, 2002 under the

provisions of the Energy Conservation Act, 2001. The Bureau of Energy Efficiency is mandated

to assist in developing policies and strategies with a thrust on self-regulation and market

principles, within the overall framework of the Energy Conservation Act, 2001 with the primary

objective of reducing energy intensity of the Indian economy. Overcoming barriers for financing

of energy efficiency is a key policy goal of BEE.

2.1.2. The objective of conducting the evaluation of the Standards &Labeling Programme &

Energy Conservation Building Codes is to have an understanding about the effectiveness of the

present programme and identify gaps for improvements. The scheme evaluation study should

clearly bring out the impact of each activities carried out by the BEE under various areas of S&L

Programme & Energy Conservation Building Codes and their effectiveness. The study should

also highlight the activities which were successfully implemented, and will lead to

recommendations on the expansion of both the programme for making it robust and more

effective.

2.1.3. Interested bidders may download the RfP document from the website

www.beeindia.gov.in & eprocure.gov.in. The submission of the RfP document must be

accompanied with the payment of bid processing fee of Rs. 5000/- (Rupees five thousand only).

The payment will be accepted in the form of crossed demand draft drawn on any scheduled

commercial bank, payable at par in New Delhi in favor of Bureau of Energy Efficiency, New

Delhi.

Last Date for Submission of RfP: 17:00 hrs. (IST) on 19/12/2016.

Interested agencies/firms may contact Energy Economist (Standards & Labeling and Energy

Conservation Building Codes), BEE (Tel:(+91)-11-2617-9699, Fax: (+91)-11-2617-8352,

Email: [email protected] for any clarification.

Secretary, Bureau of Energy Efficiency

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Impact Assessment of Standards, Codes & Labeling for Appliances & Buildings Implemented

During The XIIth Five Year Plan

Request for Proposal

Page 4

3.0 Background Information

3.1 About BEE

The mission of Bureau of Energy Efficiency (BEE) is to develop policy and strategies with a

thrust on self-regulation and market principles, within the overall framework of the Energy

Conservation Act (EC Act), 2001 with the primary objective of reducing energy intensity of the

Indian economy. This will be achieved with active participation of all stakeholders, resulting in

accelerated and sustained adoption of energy efficiency in all sectors.

3.1.1. The setting up of Bureau of Energy Efficiency (BEE) provides a legal framework for

energy efficiency initiatives in the country. The Act empowers the Central Government and in

some instances the State Governments to:

Notify energy intensive industries, other establishments, and commercial buildings as

designated consumers.

Establish and prescribe energy consumption norms and standards for designated

consumers.

Direct designated consumers to designate or appoint certified energy manager in charge

of activities for efficient use of energy and its conservation.

Get an energy audit conducted by an accredited energy auditor in the specified manner

and intervals of time.

Furnish information with regard to energy consumed and action taken on the

recommendation of the accredited energy auditor to the designated agency.

Comply with energy consumption norms and standards, and if not so, to prepare and

implement schemes for efficient use of energy and its conservation.

Prescribe Energy Conservation Building Codes for efficient use of energy and its

conservation in commercial buildings State Governments to amend the Energy

Conservation Building Codes to suit regional and local climatic conditions.

Direct owners or occupiers of commercial buildings to comply with the provisions of

energy conservation building codes.

Direct mandatory display of label on notified equipment and appliances.

Specify energy consumption standards for notified equipment and appliance.

Prohibit manufacture, sale, purchase and import of notified equipment and appliances not

conforming to standards.

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Impact Assessment of Standards, Codes & Labeling for Appliances & Buildings Implemented

During The XIIth Five Year Plan

Request for Proposal

Page 5

3.2. The Energy Conservation Act, 2001

3.2.1. The Energy Conservation Act, 2001 (ECA) forms the core of the legal framework put in

place by India to promote energy efficiency and conservation. ECA came into force with effect

from March 1, 2002. Some important sections of ECA relevant to BEE are:

Section 1 – Short title, extent and commencement

Section 2 – Definitions

Section 3 – Establishment and incorporation of Bureau of Energy Efficiency

Section 12 – Transfer of Assets and Liabilities of Energy Management Center to BEE

Section 13 – Powers and functions of the BEE

Section 14 – Power of Central Government to Facilitate and Enforce Efficient use of

Energy and its Conservation

Section 15 -Power of State Government to Facilitate and Enforce Efficient use of Energy

and its Conservation

Section 17 – Power of Inspection

Section 18 – Power of Central Government or State Government to issue directions

Section 26 – Penalty

Section 27 – Power to Adjudicate

Section 30 – Appellate Tribunal for Energy Conservation

Section 42 – Appeal to High Court

Section 44 – Offences triable by Special Courts

Section 48 – Default by Companies

Section 52 – Power to obtain Information

Section 56 – Power of Central Government to make rules

Section 57 – Power of State Government to make rules

Section 58 – Power of BEE to make regulations

Section 62 – Power to remove difficulties

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Impact Assessment of Standards, Codes & Labeling for Appliances & Buildings Implemented

During The XIIth Five Year Plan

Request for Proposal

Page 6

3.3. About Standard & Labeling

3.3.1. The objectives of the S&L program is to provide the consumer an informed choice about

various energy consuming equipment / appliances regarding the energy saving it would result

based on the energy efficiency performance. This scheme also helps the consumer in determining

the cost saving potential of the marketed household and other equipment. Along with the fact

that this would impact the energy savings in the medium and long run, it will also position

domestic industry to compete in such markets where norms for energy efficiency are mandatory.

3.3.2. The genesis of the S&L scheme is the Energy Conservation Act, 2001. Central

Government, under the Energy Conservation Act, 2001 has powers to:

Select the equipment for which the standards for energy consumption can be established

(Section 14.b)

Establish standards for energy consumption of various equipment (Section 14.a)

Direct display of labels to the manufacturers on specified appliances or equipment

(Section 14.d)

Enforce minimum efficiency standards by prohibiting manufacture, sale, and import of

products not meeting the minimum standards (Section 14.c)

3.3.3. This program was a key thrust Area of BEE. At present, the scheme has been expanded to

21 equipment out of which 8 equipment are introduced for mandatory S&L scheme from 7th

January 2010.

3.3.3.1. The equipment under the mandatory labeling program is:

1. Household Frost Free Refrigerators

2. Room Air Conditioners

3. Tubular Fluorescent Lamps

4. Distribution Transformers (up to 200 KVA)

5. Room Air Conditioners (Cassette, Floor Standing, Tower, Ceiling, Corner AC)

6. Household Direct Cool Refrigerator

7. Color Television

8. Electric Water Heater

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Impact Assessment of Standards, Codes & Labeling for Appliances & Buildings Implemented

During The XIIth Five Year Plan

Request for Proposal

Page 7

3.3.3.2. The equipment which has been introduced under voluntary scheme is:

1. Pump Sets

2. Ceiling Fans

3. LPG-Stoves

4. Induction Motors

5. Washing Machine

6. Computer (Notebook/Laptops)

7. Ballast (Electronic/Magnetic)

8. Office Equipment’s (Printer, Copier, Scanner, MFD’s)

9. Diesel Engine Driven Monoset Pumps

10. Solid State Inverter

11. DG Sets

12. Variable Capacity Inverter Air Conditioners

13. LED Lamps

3.4. About Energy Conservation Building Codes

3.4.1. The Energy Conservation Building Codes (ECBC) was developed by the Govt. of India for

new commercial buildings on 27th May 2007. Energy Conservation Building Codes sets

minimum energy standards for commercial buildings having a connected load of 100kW or

contract demand of 120 KVA and above. While the Central Government has powers under the

EC Act 2001, the state governments have the flexibility to modify the code to suit local or

regional needs and notify them. Presently, the code is in voluntary phase of implementation.

About 22 states are at various stages of mandating Energy Conservation Building Codes wherein

most of building construction activities are happening across the country.

Similarly Energy Conservation Building Code (ECBC) was developed and introduced in the 11th

plan in May, 2007. This code sets minimum energy performance standards for commercial

buildings.

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Impact Assessment of Standards, Codes & Labeling for Appliances & Buildings Implemented

During The XIIth Five Year Plan

Request for Proposal

Page 8

To promote adoption of Energy Conservation Building Codes in the built environment, several

enabling measures were taken up during 11th Plan period. These included (1) empanelment

Energy Conservation Building Codes expert architects, (2) development of technical reference

material such as Energy Conservation Building Codes User Guide, Tip Sheets for lighting,

envelope, HVAC, simulation; (3) development of conformance/compliance check tool

(ECOnirman) to help architects/ design professionals and code compliance officials to assess

conformance with code requirements, (4) Standard Energy Conservation Building Codes

Training Modules covering various aspects of the code (5) empanelment of 114 Energy Service

Companies (ESCOs) (6) capacity building of various stakeholders like State Designated

Agencies (SDA), Municipal corporations, Urban Department, CPWD, state PWD etc. (7)

harmonization of Energy Conservation Building Codes with National Building Code and (8)

integration of Energy Conservation Building Codes with Building Bye-laws.

In order to promote a market pull for energy efficient buildings Bureau of Energy Efficiency has

developed a Star Rating Programme for buildings which is based on actual performance of the

building, in terms of energy usage in the building over its area expressed in kWh/sq m/year. This

Programme rates buildings on a 1-5 star scale, with 5-Star labeled buildings being the most

energy efficient. Star labeling programme (Voluntary) for day use office buildings, BPOs and

Shopping complexes have been developed and 135 buildings have been awarded BEE’s Star

ratings label.

In addition to the aforesaid components of scheme, it is felt that there is a need to develop

appropriate technologies that address both climate change and are energy efficient. Under the

provisions of the EC Act as prescribed in sections 13 (h) & (j), BEE has powers to promote

research & development in the field of energy conservation; to formulate and facilitate

implementation of pilot projects and demonstration projects for promotion of efficient use of

energy and its conservation respectively. Therefore it is proposed to incorporate a new

component in the proposed scheme in the 12th plan for development and promotion of Energy

Efficiency Research Centers with the objective to support energy efficiency research and

technology development and ensure funding for high quality and focused research of appropriate

technologies for its large scale replication and adoption.

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Impact Assessment of Standards, Codes & Labeling for Appliances & Buildings Implemented

During The XIIth Five Year Plan

Request for Proposal

Page 9

4.0 Objective of Study

4.1. For Standards & Labeling Programme

The objective of conducting study is to assess the impact of the various activities of the S&L

programme implemented during the XIIth plan period as per the Expenditure Finance Committee

(EFC). The programme was implemented by BEE in consultation with various stakeholder

including Bureau of Indian Standards (BIS), Consumer Organizations, Manufacturers and

Associations, Test Laboratories and National & International Consultants.

The impact assessment will provide BEE a comprehensive understanding of the on-going

programme and roadmap for its enhanced effectiveness. The roadmap will identify the strengths

and weakness of the S&L programme and will prioritize the areas where there is a need for

improvement.

4.2 For Energy Conservation Building Codes

The objective of conducting study is to assess the impact of the various activities of the Energy

Conservation Building Codes implemented during the XIIth plan period as per the Expenditure

Finance Committee (EFC).

The impact assessment will provide BEE a comprehensive understanding of the on-going

programme and roadmap for its enhanced effectiveness. The roadmap will identify the strengths

and weakness of the Energy Conservation Building Codes and will prioritize the areas where

there is a need for improvement.

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Impact Assessment of Standards, Codes & Labeling for Appliances & Buildings Implemented

During The XIIth Five Year Plan

Request for Proposal

Page 10

5.0 Scope of Work

5.1. For Standard & Labeling:

5.1.1. Review of Market Transformation:

It has been observed that there is a substantial market transformation because of this scheme

during XIIth plan period. The market transformation is in the form of awareness of the common

consumers in purchasing energy efficient equipment’s in the market, up-gradation of Minimum

Energy Performance Standards (MEPS) etc.

5.1.1.1. Under Market Transformation following activities is required to be evaluated:

A Comprehensive review of the S&L including:

a. List of the products covered under the programme and market share of the

labelled products and assessment of extent of market transformation due to them;

b. Identification and analyzing reasons for shortfalls if any and suggest remedial

measures;

c. Timeline for expanding the programme to include new products;

d. Timeline for revising product specifications for existing products; and,

e. Plan to scope new products for future programme expansion.

Evaluation of the reviews and feasibility analysis done by BEE for tightening the energy

performance standards of equipment covered under mandatory S&L program and

inclusion of more number of products in mandatory program.

Review of the transition process of the voluntary appliances to mandatory appliances.

5.1.2. Review of Consumer Awareness:

Market research conducted as a part of BEE’s efforts (for a need for sustained media strategy) to

assess the impact of consumer awareness, indicated unacceptably low levels of knowledge and

awareness about the concept and need for energy conservation in general and standards &

labeling in particular. There is a need for focused campaign at various steps of the supply chain

and consumer education to achieve the end objective of stimulating market transformation in

favor of energy efficient equipment’s and appliances. This would not only help reducing energy

consumption in end use equipment’s and appliances but would also give large sections of Indian

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Impact Assessment of Standards, Codes & Labeling for Appliances & Buildings Implemented

During The XIIth Five Year Plan

Request for Proposal

Page 11

industry the necessary requirement to compete with many international markets where such

standards are mandatory.

5.1.2.1. Under Consumer Awareness following activities is required to be evaluated:

Evaluate the activities conducted by BEE in XIIth five year plan period for consumer

awareness, communication and outreach for S&L Programme. This would include:

a. Media Awareness and communication strategy;

b. Campaign through television and print media;

c. Direct communication and outreach activities in collaboration with consumer

organizations;

d. Retailers Training Programme.

The evaluation exercise should clearly bring out the achievements vis a vis what has

targeted in physical and financial terms, analysis of reasons for shortfall and remedial

measures.

Identify specific areas and activities those can be taken up in future for further

improvement in consumer awareness, communication and outreach activities.

5.1.3. Review of Monitoring, Verification and Enforcement (MV & E) Process:

The credibility of S&L programme is directly related to a robust MV&E process. BEE, under the

provision of EC Act, 2001 and S&L Programme, had taken up various activities like challenge

testing, check verification, label verification etc. under MV&E process.

5.1.3.1. Under Monitoring, Verification and Enforcement following activities is required to

be evaluated:

Review of initiatives taken by BEE to enhance the credibility of on-going S&L

programme.

Review of the substantial energy saving achieved by S&L programme in line with

national policy.

Review of capacity building of test laboratories by BEE who can contribute to challenge

& check testing.

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Impact Assessment of Standards, Codes & Labeling for Appliances & Buildings Implemented

During The XIIth Five Year Plan

Request for Proposal

Page 12

5.1.4. Administration of S&L Programme:

S&L programme, being a national programme, is administrated by BEE under the provisions of

the EC Act, 2001. Institutional mechanisms have been created to manage various activities and

coordination with various stakeholders.

5.1.4.1. Under Administration following activities is required to be evaluated:

Review of the Human & Financial resources required to run the S&L Programme

effectively.

Comprehensive review of the applications and approval process of star labelling.

Review of the complete process under E-filing system, sample disposal system, labelling

fee collection etc.

5.1.5. International Collaboration:

With this programme, BEE has increased its association with various international organizations.

Under International Collaboration following activities is required to be evaluated:

Review BEE’s current engagement with other bilateral, multilateral and independent

international institutions under S&L Programme.

Review the activities done with international collaboration.

5.1.6. Energy Saving

Review of Energy Saving achieved by S&L Programme.

5.2. For Energy Conservation Building Codes:

Review the initiatives taken by BEE to bring the Energy Conservation Building Codes

into mandatory phase of implementation through policy interventions by Central Govt.

which would direct Urban Development Authorities of State Govt. / ULBs to bring in

necessary changes in the existing building bye-laws.

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Impact Assessment of Standards, Codes & Labeling for Appliances & Buildings Implemented

During The XIIth Five Year Plan

Request for Proposal

Page 13

Review the BEE’s initiatives to facilitate the integration of Energy Conservation Building

Codes provisions into the existing building bye-laws of the states/ULBs.

Review the BEE’s initiatives for creation of a pool of experts for helping in the large

scale implementation of Energy Conservation Building Codes scheme in upcoming new

buildings and energy efficiency improvement measures in existing buildings through

capacity building & training of both design professionals as well as code compliance

officials, SDAs, construction agencies (Government & Private) for Energy Conservation

Building Codes, including implementation of energy efficiency in existing facilities

through energy auditing & retrofitting, Performance Contracting and Measurement &

Verification.

Review the action taken by BEE in development of a certification process to create of a

cadre of Energy Conservation Building Codes verifiers.

Review the steps taken for setting up of test facilities and augmenting the capacity of

existing testing facilities / labs including development of test standards for building

components.

Review of activity for Promoting conducive environment for wide scale implementation

of energy efficiency measures in existing facilities through simplified Performance

Contracting processes for effective guaranteed savings together with creating a market

mechanism for its adoption.

Review of Energy Saving achieved by Energy Conservation Building Codes

*NOTE: BEE would share the copy of Expenditure Finance Committee (EFC) for

XIIth plan with the selected bidder only.

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Impact Assessment of Standards, Codes & Labeling for Appliances & Buildings Implemented

During The XIIth Five Year Plan

Request for Proposal

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6.0 Duration and FEE for the assignment

6.1. Duration

Project Duration will be of 2 months from the date of award of work.

Timelines of Project

The time period for conducting the impact assessment study is approximately five months from

the date of award of work. However, the timelines may be extended depending on the

requirement of BEE. The tentative time-line vis-a-vis the activities to be carried out is provided

below in the form of Gantt chart.

Activities 1 2 3 4 5 6 7 8

One to one interaction between

agency and BEE officials.

Mid-term review of the draft

report submission / progress of

work.

Presentation of the draft report by

the agency.

Incorporation of recommendation

on the draft report.

Submission of draft report by

agency to BEE.

Comments on draft report by

BEE.

Incorporation of comments of

BEE on the

draft report.

Presentation on final report after

incorporating

comments of BEE on the draft

report.

Submission of final report to the

BEE.

Note: Each cell represents a period of 7 days. The first activity i.e. one to one interaction

between agency and BEE officials will start within 7 days of issuing of work order.

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Impact Assessment of Standards, Codes & Labeling for Appliances & Buildings Implemented

During The XIIth Five Year Plan

Request for Proposal

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6.2. Fee for Assignment

Lump sum fees has to be quoted by the agency for the complete assignment. Fees should be

inclusive of all expenses.

6.2. Earnest Money Deposit

An Earnest Money Deposit (EMD) of Rs. 50,000 (Rupees Fifty Thousand only) is to be

deposited by the bidders by way of Banker’s Cheque / Demand Draft drawn in favor of “Bureau

of Energy Efficiency”, payable at New Delhi. This should be enclosed in the same cover as that

of the proposal.

i. EMD will not carry any interest.

ii. EMD will be forfeited if:

A bidder withdraws from the tender, or amends its tender, or impairs, or derogates from

the tender in any respect within the validity period of his tender.

If a bidder having been notified of the acceptance of his tender by BEE during the period

of its validity.

Fails to furnish the performance security within the specified period for the due

performance of the contract, or

Fails or refuses to accept / execute the contract

iii. EMD furnished by the unsuccessful bidders would be returned without any

interest on completion of the tender process, i.e., after award of the contract.

iv. EMD of the successful bidder would be returned without any interest after receipt

of the Performance Security as per the terms of the contract.

v. Bids received without EMD will be rejected

6.2. Review of Performance and Performance Security

For regular monitoring performance, the selected Agency/ Consultancy shall keep the BEE

updated regularly. If there will be a delay in submission of this report for more than 2 weeks,

then a show cause notice may be issued to the organization.

Performance security @10% of the contract value shall be deposited by the successful bidder by

the way of Banker’s Cheque / Demand Draft drawn in favor of “Bureau of Energy Efficiency”,

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Impact Assessment of Standards, Codes & Labeling for Appliances & Buildings Implemented

During The XIIth Five Year Plan

Request for Proposal

Page 16

payable at New Delhi. Performance security shall remain valid for a period of sixty days (60

days) beyond the date of the completion of all contractual obligation of the successful bidder.

7.0 Instructions to Bidders

7.1. Procedure for Submission of the Proposal

The Organization should submit their Proposal in two separate envelopes marked as

ENVELOPE-A and ENVELOPE-B.

ENVELOPE-A should contain all the information as mentioned in the section 8.1. ENVELOPE-

B should contain the price bid for providing the services as per scope of work.

Each document in the two envelopes of Proposal should be a complete document and should be

bound as a volume separately. Each of the document should be page numbered and appropriately

flagged and contain the list of contents with page numbers. Different copies must be bound

separately. The deficiency in documentation may result in the rejection of the Proposal.

The soft copy of the Proposal should be submitted, in the form of a non-re-writeable CD

(Compact Disc) separate for each document and placed in appropriate envelope. The CD must be

duly signed by the consultant using a “Permanent Pen/Marker” and should bear the name of the

Agency.

The sealed covers should be super scribed with the wordings “Hiring of an Agency for study

related to various financing options nationally and internationally in field of energy efficiency”.

The sealed cover should also indicate clearly the name, address and telephone number of agency

to enable the proposal to be returned unopened in case it is declared "Late".

Agency must ensure that the information furnished by him/her in respective CDs is identical to

that submitted by him/her in the original paper document. In case of any discrepancy observed in

the contents of the CDs and original paper documents, the information furnished on original

paper document will prevail over the soft copy.

7.2. Cost of Proposal

Agency shall bear all costs associated with the preparation and submission of its Proposal,

including cost of presentation for the purposes of clarification of the Proposal, if so desired by

the Purchaser. BEE will in no case be responsible or liable for those costs, regardless of the

conduct or outcome of the tendering process.

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7.3. Contents of the Proposal

Bidding agency is expected to examine all instructions, forms, terms & conditions and Statement

of Work in the Proposal. Failure to furnish all information required or submission of a Proposal

not substantially responsive to the Proposal in every respect will be at the’s risk and may result

in the rejection of the application.

7.4. Conflict of Interest

Bidding agency should not have any conflict of interest with the work that is needed to be

undertaken.

7.5. Language of Proposal

The Proposals prepared by the agency and all correspondence and documents relating to the

proposal exchanged by the agency and BEE, shall be written in the English language, provided

that any printed literature furnished agency may be written in another language so long the same

is accompanied by an English translation in which case, for purposes of interpretation of the

Proposal, the English translation shall govern.

7.6. Confidentiality

BEE requires that recipients of this document to maintain its contents in the same confidence as

their own confidential information and refrain from any public disclosure whatsoever.

7.7. Disclaimer

BEE and/or its officers, employees disclaim all liability from any loss or damage, whether

foreseeable or not, suffered by any person acting on or refraining from acting because of any

information including statements, information, forecasts, estimates or projections contained in

this document or conduct ancillary to it whether or not the loss or damage arises in connection

with any omission, negligence, default, lack of care or misrepresentation on the part of BEE

and/or any of its officers, employees.

7.8. Authorized Signatory for Agency

The “Agency as used in the Proposal shall mean the one who has signed the Bid document

forms. The authorized signatory should be the duly Authorized Representative of the Agency, for

which a certificate of authority will be submitted. All certificates and documents (including any

clarifications sought and any subsequent correspondences) received hereby, shall, as far as

possible, be furnished and signed by the Authorized Representative.

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The power or authorization, or any other document consisting of adequate proof of the ability of

the signatory to bind the agency shall be annexed to the Proposal. BEE may reject outright any

Proposal not supported by adequate proof of the signatory’s authority.

7.9. Contact details of the Agency

Agency who wants to receive BEE's response to queries should give their contact details to BEE.

The Agency should send their contact details in writing at the BEE's contact address indicated in

section 1.0 Critical Information of this document.

7.10. Queries on the RFP

Agency requiring any clarification on this document may send a query in writing at the BEE's

contact address indicated in section 1.0 Critical Information of this document. BEE’s response

(including an explanation of the query but without identifying the source of inquiry) to all the

queries, received not later than the dates prescribed by the BEE in section 1.0 Critical

Information of this document, will be made available on the website and sent to all consultants

who have given their contact details. BEE may also hold a pre-bid meeting if needed to give

clarifications and invitation of the same will be sent to the consultants who have given their

contact details.

7.11. Amendment of RFP

At any time prior to the last date for receipt of Proposals, BEE, may, for any reason, whether at

its own initiative or in response to a clarification requested by a prospective Agency, modify the

RFP by an amendment. In order to provide prospective Agency reasonable time in which to take

the amendment into account in preparing their Proposals, BEE may, at its discretion, extend the

last date for the receipt of Proposals and/or make other changes in the requirements set out in the

Invitation for Proposals.

7.12. Bid Processing Fees

All Proposals must be accompanied by a bid processing fee of INR 5,000/- (INR Five Thousand

only) in the form of a crossed demand draft drawn on any nationalized/ scheduled bank payable

at par in New Delhi, in favor of “Bureau of Energy Efficiency, New Delhi”. The RfP document

can be downloaded from the website - www.beeindia.gov.in & eprocure.gov.in

7.13. Documents Comprising the Proposal

The Proposal prepared by the bidder shall comprise of the following components:

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Form 1: Letter Proforma

Form 2: Minimum Eligibility

Form 3: Prior Experience

Form 4: Comments and Suggestions

Form 5: Approach for assignment

Form 6: CVs of proposed team

Form 7: Declaration Letter

Form 8: Work plan for the assignment.

Bid processing fee of INR 5,000/- (INR Five Thousand only).

Earnest Money Deposit (EMD) of INR 50,000 (INR Fifty Thousand only).

Registered Power of Attorney executed by the bidder in favor of the Principal Officer or the duly

Authorized Representative, certifying him/her as an authorized signatory for the purpose of this

Proposal.

BEE shall not be responsible for non-receipt/non-delivery of the Proposal due to any reason

whatsoever. Bidders are advised to study the Proposal carefully. Submission of Proposal shall be

deemed to have been done after careful study and examination of the Proposal with full

understanding of its implications.

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8.0 Selection Process

8.1. Minimum Eligibility Criteria

The Agency interested in being considered for this assignment must fulfill the following criteria:

i. The applicant should be a registered organization or consortium of organizations.

Consortium would be limited to two bidders only (i.e. one lead partner and consortium

member). The organization registered under Companies Act or Societies Registration Act

shall be eligible to apply. Subcontracting after award of RFP is not allowed. The

organization (in case of consortium, the lead-member of the consortium) must be

registered/incorporated in India, with at least 10 years of existence in the field of

consultancy services/research area.

ii. Experience of providing consultancy/ transaction advisory in field of energy efficiency/

energy/ power sector in the last five years on at least 5 projects, preferably with

Central/State government or multilateral agency which involved technical analysis of

projects.

iii. Annual turnover of minimum Rs. 5 crore in each of the last three years. i.e. FY 2012-13,

2013-14 and 2014-15.

iv. The Consultant shall have following as minimum team strength of 4 personnel:

Sl.N

o. Work Profile Area of expertise No.

Minimum

years of

experience

1 Team Leader

Energy Sector 1 15

2 Team Member

Energy Sector 1 10

3 Team Member

Energy Manager/Auditor 1 10

4 Team Member

Statistical Analyst 1 5

v. The team should be led by a member with over 15 years of extensive experience techno

economic analysis in energy sector.

vi. Team Leader/authorized member should be reporting to BEE as per requirement as

communicated by BEE.

vii. Should not be involved in any major litigation that may have an impact of affecting or

compromising the delivery of services as required under this contract.

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viii. Should not be black-listed by any Central / State Government / Public Sector

Undertaking in India.

8.2. Preliminary Scrutiny

Preliminary scrutiny of the Proposals will be made to determine whether they are complete,

whether required processing fee and EMD has been furnished, whether the documents have been

properly signed, whether the forms are generally in order (As per clause 7.13 of this RfP), and

whether the minimum eligibility criterion is met (as per clause 8.1 of this RfP).

The rectifiable discrepancies in the Technical Proposal, if any would have to be corrected by the

Bidder within a period of seven (7) days of the intimation given to them during the preliminary

scrutiny of proposals.

Proposals not conforming to above listed preliminary requirements will be prima facie rejected.

8.3. Technical Evaluation

The number of points to be given under each of the evaluation criteria is:

S.N Qualification Criteria Marks Alloted A

Experience in similar work Max 25

Experience of

3-6 projects 10

7-10 projects 15

More than 10 projects 25

B Methodology/plan of action

Max 25

B1 Understanding of the assignment 10

B2 Action plan 15

Total Marks 50

i. The Bidder should take enough care to submit all the information sought by the Authority

in the desired formats. The Proposals are liable to be rejected if information is not

provided in the desired formats. The Technical Proposals will be evaluated out of 50

marks.

ii. The Technical Proposals, which are found acceptable in accordance with point (i) above,

shall be deemed as responsive proposals. The Bidders with such responsive proposals and

securing score of minimum 35 marks would be considered as Technically Qualified

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Bidders and would be eligible for next stage of the Bidding Process i.e. Financial

Evaluation.

iii. The Authority will open “Financial Proposal” of only Technically Qualified Bidders in

accordance with point (ii) above.

8.4. Selection criteria

The final selection of the consultant will be from all the bidders who scored more than 35 marks

in technical evaluation. The bidder who quotes the lowest shall be selected on L1 basis.

8.5. Terms of Payment

Sl.

No.

Deliverables Duration Release of

Payment (%)

1. * Submission of Action plan/methodology for study

including questionnaires if proposed.

* Submission of proposed structure of report

7 Days 20

2. Submission of Draft Report 30 days 50

3. Submission of Final Report for comments of BEE

50 days 20

4. Submission of final report after incorporating all

suggestions from BEE

60 days 10

8.6. Penalty Clause

If delay in completing any of the above written deliverable (in section 8.5) is more than one

month a show cause notice may be served to the Agency/ consultant. However, if there is a delay

of more than 3 months in completion of the whole project then a penalty of 5% shall be imposed

on complete cost raised by the consultant with regard to this project.

8.7. Contents of Proposal

The proposals would be scrutinized on the basis of the criterion set in para 8.2 above.

The specific experience of the Agency would be checked on the basis of the following

information provided in ENVELOPE-A along with the prescribed documents:

i. Evidence of satisfying all the minimum eligibility criterion listed out in Para 8.1

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ii. Evidence of having successfully carried out similar assignments.

iii. Evidence of having successfully carried out assignments with Government.

iv. Sufficient size, organization, and management to carry out the entire project.

v. Specialized skills and creativity related to the assignment.

However, BEE in its sole/absolute discretion can apply whatever criteria deemed appropriate in

determining the responsiveness of the Proposal submitted by the respondents.

ENVELOPE-B i.e. price bid will be opened only for bidders who have been found successful in

meeting the preliminary scrutiny criterion with all required information furnished in

ENVELOPE-A.

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9.0 FORMS for the Proposal

Proposal is to be submitted in the following format along with the necessary documents as listed.

The Proposal shall be liable for rejection in the absence of requisite supporting documents.

Proposal should provide information against each of the applicable requirements. In absence of

the same, the Proposal shall be liable for rejection.

9.1. Form 1 : Letter Proforma

To,

The Secretary,

Bureau of Energy Efficiency

4th Floor, Sewa Bhawan,

R.K. Puram Sector-I

New Delhi -110066

India

Sir,

Sub: Hiring of Consultant for undertaking study for Impact Assessment of Standards, Codes &

Labeling for Appliances & Buildings implemented during the XIIth five year plan period .

The undersigned Agency, having read and examined in detail all the RfP documents in respect of

appointment of an Agency for BEE for the said assignment, do hereby express their interest to

provide their Services as specified in the scope of work

2. Correspondence Details

1 Name of the Agency

2 Address of the Agency

3 Name of the contact person to whom all references

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shall be made regarding this tender

4 Designation of the person to whom all references shall

be made regarding this tender

5 Address of the person to whom all references shall be

made regarding this tender

6 Telephone (with STD code)

7 E-Mail of the contact person

8 Fax No. (with STD code)

3. Document forming part of Proposal

We have enclosed the following:

Form 2: Minimum Eligibility

Form 3: Prior Experience (Project completion certificates conforming the experience to

be attached as relevant and work-orders)

Form 4: Comments and Suggestions

Form 5: Approach for the Project

Form 6: CVs of the proposed team members

Form 7: Declaration Letter

Form 8: Work plan

Bid processing fee

Earnest Money Deposit (EMD)

Registered Power of Attorney executed by the Agency in favor of the Principal Officer or

the duly Authorized Representative, certifying him/her as an authorized signatory for the purpose

of this RFP.

We hereby declare that our Proposal is made in good faith and the information contained is

true and correct to the best of our knowledge and belief.

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Thanking you,

Yours faithfully,

(Signature of the Officer)

Name :

Designation :

Seal: Date :

Place :

Business Address:

Witness: Agency:

Signature Signature

Name Name

Address Designation

Company

Date Date

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9.2. Form 2 : Minimum Eligibility

[Agency should not include the figures of the subcontractors for Form-2]

Sl.

No.

1.1 Name of Agency

1.2 Year of

Registration/Incorporation

1.3 Year of

Registration/Incorporation in

India*

1.4 Number of Employees in India

as on March 31, 2015

FY 2012-13 FY 2013-14 FY 2014-15

1.5 Net Worth (INR Crore)**

1.6 Annual Turnover (INR Crore)**

1.7 Annual Profits (INR Crore)**

*Enclose a copy of Registration document (including registration certificate)

**Enclose a copy of Audited Financial Statement with respect to information furnished in 1.5 to

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Witness: Employee:

Signature Signature

Name Name

Address Designation

Organization

Date Date

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9.3. Form 3 : Prior Experience

[Using the format below, provide information on each assignment for which your Organization,

and each associate for this assignment, was legally contracted either individually as a corporate

entity or as one of the major companies within an association, for carrying out services similar to

the ones requested under this assignment. Agency should give information on the similar areas

of design as indicated].

A. Prior Experience in projects

Name of project:

Objectives of the Project:

Nature of project:

Description of project:

Financial Component

Technical Component

Country:

Location within country:

Duration of the Fund:

Name of associated staff, if any:

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Name of senior professional staff of

your firm involved and functions

performed.

Description of actual Assignment/job

provided by your staff within the

Assignment/job:

B. Summary of Projects

Sl. No. Criteria Number

A Experience of bidder in projects

A1 Experience in financial analysis of projects (No. of projects)

A2 Experience in technical analysis of projects (No. of projects)

Note: Please attach Letter of Intent or work Order or certificate of successful completion for each

project, from the respective Client(s).

Witness: Employee:

Signature Signature

Name Name

Address Designation

Organization

Date Date

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9.4. Form 4 : Comments and Suggestions

[Suggest and justify here any modifications or improvement to the scope of work, tasks to

be performed, timeline, deliverables, payment terms etc. to improve performance in carrying out

the Assignment. Agency can suggest deleting some activity or adding another, or proposing a

different phasing of the activities. Such suggestions should be concise and to the point.]

(Maximum two pages)

9.5. Form 5 : Approach and Methodology

[Explain your understanding of the objectives of the assignment/job, approach to the

assignment/job, detailed execution plan for the assignment, methodology for carrying out the

activities and obtaining the expected output, and the degree of detail of such output.

9.6. Form 6: CVs of Proposed Team

[Provide CVs of the proposed team for undertaking the current assignment, especially of

the Proposed Head of the Agency. The CVs to be included in the following format:]

Name:

1. Proposed Position:

2. Name of Firm:

3. Name of Staff:

4. Date of Birth:

5. Nationality:

6. Education:

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Name of Degree Year Name of Institution

7. Membership of Professional Associations:

8. Other Training:

9. Countries of Work Experience:

10. Languages:

Language Speak Read Write

11. Employment Record:

Firm From – To Date Designation / Role

12.Detailed Tasks

Assigned

Work Undertaken that Best Illustrates Capability to Handle the

Tasks Assigned

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13. Certification:

I, the undersigned, certify that to the best of my knowledge and belief, this CV correctly describes me, my

qualifications, and my experience. I understand that any wilful misstatement described herein may lead

to my disqualification or dismissal, if engaged.

_________________________________________________________ Date: ______

[Signature of staff member or authorized representative of the staff]

Day/Month/Year_______________

Full name of authorized representative: _________________________________________

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9.7. Form 7: Declaration Letter

Declaration Letter on official letter head stating the following:

We are not involved in any major litigation that may have an impact of affecting or

compromising the delivery of services as required under this contract.

We are not black-listed by any Central / State Government / Public Sector Undertaking in India.

Witness: Agency:

Signature Signature

Name Name

Address Designation

Organization

Date Date

9.8. Form 8: Work plan (with timelines)

Bidder may submit the work plan/methodology with timeline

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10. FORMS for the Cost Proposal

10.1. Form 1: Financial Proposal

To,

The Secretary,

Bureau of Energy Efficiency

4th Floor, Sewa Bhawan,

R.K. Puram Sector-I

New Delhi -110066

India

Sub: Request for Proposal (RFP) for Hiring of Consultant for undertaking study for Impact

Assessment of Standards, Codes & Labeling for Appliances & Buildings implemented during

the XIIth five year plan period.

Sir/ Ma’am,

1. In response to the above mentioned subject, hereunder is our financial cost for the

project:

2. I/we____________________ Consultant services firm herewith enclose Financial Offer

of Rs._____________ (in words) for selection of my/our firm as Consultant. The break-

up of the above cost is given as below.

S.

No.

Cost parameter Details Cost (Rs.)

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3. Above mentioned cost include all logistics and no other extra charges are applicable

except service tax, which is extra as applicable by Government of India.

4. We hereby declare that our Proposal is made in good faith and the information contained

is true and correct to the best of our knowledge and belief.

Thanking you,

Yours faithfully

(Signature of the Officer)

Name :

Designation :

Seal: Date :

Place :

Business Address: