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Report to the MembershipReport to the MembershipOdell Guyton, President
Health Care Compliance Association
April 2005 – April 2006
Senior Corporate Attorney,
Director of Compliance
Microsoft Corporation
Roy Snell, CEO
Health Care Compliance Association
2
HCCA Celebrates HCCA Celebrates 1010thth Anniversary Anniversary
3
Where We’ve BeenWhere We’ve Been
1996
President: Roy Snell
HCCA founded
First mission statement drafted
First members join
1997
President: Roy Snell
HCCA Officers named, first Board Members appointed
HCCA’s first 4-page quarterly newsletter published
HCCA incorporated as a 501c6 organization
1998
President: Roy Snell
First National Congress on Health Care Compliance
First Compliance Institute held
Membership at 800+
First Annual Survey published
4
Where We’ve BeenWhere We’ve Been
1999
President: Brent Saunders HCCA publishes new 12-page newsletter Today’s
Corporate Compliance and e-news: This Week in Corporate Compliance
Managed Care Compliance, Stark Compliance Conference held
First Compliance Academy held
HCCA Web site established
Membership increases to 1,500+
First OIG Roundtable held
HCCA’s Professional Code of Ethics adopted
Healthcare Compliance Certification Board established
2000
President: Debbie Troklus
2nd OIG Roundtable – on Physician Group Practice Compliance
Membership grows to 2,000+
800+ attendees at Compliance Institute
CHC (Certified in Healthcare Compliance) Certification Exam launched
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Where We’ve BeenWhere We’ve Been
2001
President: Greg Warner Roy Snell named CEO
HCCA publishes Compliance Today
HCCA and AHLA hold Fraud & Compliance Forum
Membership grows to 2,400+ members
Compliance Focus Groups established
OIG Roundtable – Corporate Integrity Agreements
Medical Research Compliance Conference and first HIPAA Forum held
2002
President: Sheryl Vacca HCCA establishes Headquarters in
Minneapolis, MN, hires staff, takes over Association’s management
Held:
• First National Symposium on Corporate Responsibility
• First Advanced Academy
• First Physicians Group Practice Compliance Conference
HCCA initiates Compliance Effectiveness Project
Membership increases to 3,000+
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Where We’ve BeenWhere We’ve Been
2003
President: Alan Yuspeh HCCA releases Compliance Effectiveness
report: “Evaluating and Improving a Compliance Program, A Resource for Health Care Board Members, Health Care Executives and Compliance Officers.”
Annual Compliance Officer Survey tool updated and revised
Web Site upgraded
CHC Exam made available at the Compliance Institute
1,000+ register for the Compliance Institute
2004
President: Al Josephs 1,200+ attend the Compliance Institute
Move from regions to local area meetings
OIG Roundtable – Board’s Role in Compliance
Society of Corporate Compliance and Ethics launched
SCCE’s E-Corporate Compliance News, Compliance & Ethics journal, and Compliance Manual published
HCCA membership grows to 3,650+
Quinnipiac University’s Health Care Compliance Certificate program certified by HCCB
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Where We AreWhere We Are
2005
President: Odell Guyton HCCA moves to new headquarters
Forms LLC to purchase building
Membership grows to 4,000
Compliance Institute attendance is 1,500+
Medicare Part D conference held
3 Academies and 2 Advanced Academies held
16 Local Area Meeting held
2006
President: Daniel Roach Membership reaches 4,200
The 10th Anniversary Compliance Institute attendance reaches 2,000
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Where We Are — 2005/2006Where We Are — 2005/2006
• Leadership is guided by HCCA’s mission
HCCA’s Mission
HCCA exists to champion ethical practice and compliance standards and to provide the necessary resources for ethics and compliance professionals and others who share these principles.
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Leadership: Leadership: HCCA Officers/Executive Committee – 2005/2006
Rory Jaffe, MD, MBA, CHCHCCA TreasurerExecutive Director–Medical ServicesUniversity of California
Julene Brown, RN, BSN, CHC, CPCHCCA SecretaryMeritCare Health System
Al W. Josephs, CHCHCCA Immediate Past PresidentSenior Director Policies and TrainingTenet Healthcare Corporation
Cynthia Boyd, MD, FACP, MBAChief Compliance OfficerRush University Medical Center
Odell GuytonHCCA PresidentSenior Corporate Attorney,Director of Compliance,U.S. Legal–Finance & OperationsMicrosoft Corporation
Daniel Roach, Esq.HCCA 1st Vice PresidentVP & Corporate Compliance OfficerCatholic Healthcare West
Steven Ortquist, CHCHCCA 2nd Vice PresidentSenior Vice President, Ethics and Compliance/Chief Compliance OfficerTenet Healthcare Corporation
Roy Snell, CHCEx-Officio Executive CommitteeHealth Care Compliance AssociationChief Executive Officer
Keith J. Halleland, Esq.Ex-Officio Executive CommitteeHCCA General CounselHalleland Lewis Nilan Sipkins & Johnson, PA
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2006 HCCA Board of Directors2006 HCCA Board of Directors
Urton AndersonAssociate Dean for Undergraduate Programs and Clark W. Thompson Jr. Professor in Accounting EducationMcCombs School of BusinessThe University of Texas at Austin
Anne DoyleDirector, Corporate Learning and Organizational DevelopmentTufts Health Plan
Joseph MurphyPartnerCompliance Systems Legal GroupChairmanIntegrity Interactive Corporation
F. Lisa Murtha, J.D., CHCManaging DirectorHuron Consulting Group
Gabriel ImperatoManaging PartnerBroad and Cassel
Jennie O’BrienVice President Corporate ComplianceAllina Hospitals & Clinics
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2006 New Board Members2006 New Board Members
Mark RuppertDirector, Internal AuditCedars-Sinai Health System
Frank SheederPartnerBrown McCarroll, LLP
Debbie TroklusAssistant Vice President for Health Affairs/ComplianceUniversity of Louisville
Sheryl Vacca, CHCDirector, National Health Care Regulatory Practice, Deloitte & Touche
Cheryl WagonhurstOutgoing, Chief Compliance OfficerTenet Healthcare Corporation
Greg Warner, CHCDirector for ComplianceMayo Foundation
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Revenue, Membership, and the Revenue, Membership, and the Compliance InstituteCompliance Institute
2002 2003 2004 2005 2006
Membership – HCCA * 3,014 3,190 3,659 4,133 % change 5.8% 14.7% 13.0%
Total Revenue – HCCA 3,374,747$ 3,267,242$ 4,322,676$ 5,614,167$ % change -3.2% 32.3% 29.9%
Compliance Institute 900+ 1,000+ 1,200+ 1,500+ Appx. 2,000Attendance
*Includes individual and corporate membership
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HCCB CertificationHCCB Certification
• Certified in Healthcare Compliance (CHC)• Approximately 1,000 compliance professionals
hold CHC certification• Preferred certification for Health Care Compliance
Staff, according to 8th Annual Survey• Advanced certification under development• Compliance Certification Programs at Universities
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New HeadquartersNew Headquarters
6500 Barrie Road, Suite 250Minneapolis, MN 55435
888-580-8373 or 952-988-0141FAX: [email protected]
• Building committee members:
– Al Josephs
– Rory Jaffe
– Steve Ortquist
– Roy Snell
– Charlie Thiem
• Limited Liability Corporation
(LLC) formed
• Advantage of owning
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SCCESCCE
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SCCESCCE
• Society of Corporate Compliance and Ethics (SCCE)– The aftermath of corporate scandals: Enron, Tyco, World
Com, etc. produced legislation – the Sarbanes-Oxley Act (SOX)
– Demand for Corporate Compliance Professionals is at an all-time high
– Health care industry has been the proving ground for compliance professionals
– Other industries seek experienced compliance professionals and are looking to the health care industry
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SCCE: Board ManagementSCCE: Board Management
Co-Chairs (Management)
Odell GuytonHCCA PresidentSenior Corporate Attorney,Director of Compliance,U.S. Legal–Finance & OperationsMicrosoft Corporation
Daniel Roach, Esq.HCCA 1st Vice PresidentVP & Corporate Compliance OfficerCatholic Healthcare West
SCCE Staff
Roy SnellCEO
Marlene RobinsonOperations Manager
Kendra EvanoffProject Manager
18
SCCE: Products & ServicesSCCE: Products & Services
e-Corporate Compliance News
The Complete Compliance and Ethics Manual
Guidance for Engaging Your Board, Vol. 1 video
Audio Conference CD
SCCE Web site:
www.corporatecompliance.org
Compliance & Ethics journal
Joe Murphy’s new book, Working for Integrity
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SCCE: Conferences and WorkshopsSCCE: Conferences and Workshops
• Corporate Compliance Workshops 2005/2006– New York, Cincinnati, Minneapolis, Chicago,
Los Angeles, Seattle, Atlanta, Houston, Dallas, Las Vegas
• 2005 and 2006 Corporate Compliance & Ethics Institute, Chicago, IL
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SCCE: InternationalSCCE: International
• The SCCE International Compliance Annual Awards Banquet – established in 2005
• Expanding membership and global reach
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SCCE: Professional CertificationSCCE: Professional Certification
• The Society of Corporate Compliance and Ethics (SCCE) is– Professional certification for compliance and ethics professionals—
Certified Compliance and Ethics Professional (CCEP) under development
– Provides individuals from all industries the platform to demonstrate their knowledge and expertise in the compliance and ethics arena
• How to get involved with SCCE– Write articles for the Compliance & Ethics journal
– Provide documents for sharing on the Web site
– (Certification Exam) Item Writing Workshop
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HCCA’s Annual SurveyHCCA’s Annual Survey
• Annual Survey/Profile of Compliance Officers
• 1st - 8th Annual Survey – evolved from 1998 to today
• Complete survey results are in your 2006 Compliance Institute bag
• Without our members’ help, the results of this annual survey would not be published. Thank you, one and all!
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88thth Annual Survey Results (at a glance) Annual Survey Results (at a glance)
RegionMedian
Revenue
Median Size (by Number of
Employees)
Mean # of Full-Time
Compliance Employees
Mean Compliance
Budget
Mean Chief Compliance Officer Base
Salary
Mean Compliance Officer Base
Salary
Total $249.5 M 1,750 3.61 $382 K $158,186 $96,473
Northeast $249.5 M 1,750 3.14 $377 K $169,375 $107,084
South $249.5 M 1,750 4.12 $427 K $152,487 $93,146
Midwest $174.5 M 1,250 3.29 $332 K $137,760 $90,861
West $249.5 M 1,750 3.62 $380 K $179,545 $99,609
Other $74.5 M 1,250 3.11 $396 K * $89,000
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HCCA PublicationsHCCA Publications
• Compliance Today
– New in 2006: full-color cover
– 48-page magazine – “by the people, for the people”
– HCCA would like to thank all of the Compliance Today authors for their time, talent, and willingness to share “best practices”!
• This Week in Corporate Compliance (TWCC)
– Weekly e-news roundup
– Subscribe on line at www.hcca-info.org
– TWCC is also posted on the HCCA home page
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Join HCCA’s List ServJoin HCCA’s List Serv
• HCCA is starting a compliance list serv– We need as many people as possible to make
this work– This is an opportunity to volunteer for the
compliance community– We need help answering the questions– This will benefit the users
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HCCA Web Site: www.hcca-info.orgHCCA Web Site: www.hcca-info.org
• HCCA’s Web site contains numerous Compliance and HIPAA documents and other useful documents to enhance compliance efforts
• Hundreds of HCCA members have contributed policies, procedures, and other compliance-related documents to the HCCA Web site—Thank you for making it the largest library of its kind!
• HCCA’s Web site provides:– latest compliance-related
information – tools and resources to benefit
health care compliance professionals
• Information is divided using the following tabs– Member Center– Communities (members
only)– About HCCA– Shop Online– Events– Advertise– Publications– Compliance Info– HCCB Certification– Career Opportunities
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HCCA Conferences & Academies 2005HCCA Conferences & Academies 2005
• Compliance Institute
• Fraud & Compliance Forum (with AHLA)
• HIPAA Security Workshops
• Physician Group Practice Compliance Conference
• Resident Compliance Trainers Conference
• Research Compliance Conference
• Medicare Part D (with CMS)
• Advanced Compliance Academy (2)
• Compliance Academy (3)
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2006 Local Area Conferences2006 Local Area Conferences
• South AtlanticJan. 27 – Orlando
• SoutheastFeb. 10 – Atlanta
• SouthwestFeb. 17 – Dallas
• Mid AtlanticMarch 3 – Baltimore
• Pacific NorthwestJune 2 – Seattle
• Upper North CentralJune 16 – Detroit
• AlaskaJuly 13 – Anchorage
• West CoastJuly 28 – San Diego
• MidwestAug. 4 – Kansas City
• New EnglandSept. 8 – Boston
• Mid AtlanticSept. 29 – Pittsburgh
• HawaiiOct. 19 – Honolulu
• MountainAugust 25 – Denver
• Upper MidwestSept. 15 – Minneapolis
• North CentralOct. 6 – Chicago
• North CentralNov. 3 – Louisville
• South CentralNov. 10 – Nashville
We’d like to thank our speakers, sponsors, vendors, conference managers, and coordinators for their help with and support of HCCA’s local conferences!
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46 Audio Conferences held in 2005Topics include:• Stark II, Phase II• COP Compliance• Federal Research
Grants• Incorporating Ethics• Medical Necessity• Enterprise Risk Mgmt• Cost Reporting
& Compliance
• Auditing/Monitoring• PEPPER program• Structuring Your Audit• Pay for Performance• Executive
Compensation• Enterprise Compliance
• SOX• Auditing Your Audit• Privacy Issues• OIG Work Plan
We extend a hardy “Thank you” to all of the speakers who contributed their time and expertise!
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HCCA Books / Videos / TrainingHCCA Books / Videos / Training
• Completely revised Compliance 101
• The Health Care Compliance Professional’s Manual
• NEW! Health Care Auditing & Monitoring Tools
• Compliance, Conscience and Conduct
• Privacy Matters
• Intermediate Sanctions & the IRS: Can They Really Hurt You?
• A Path to Compliance with the HIPAA Security Rule
• For a complete listing of products, see the updated HCCA Product Catalog
• Available at the HCCA booth• Many of our members have contributed their
valuable time to help us develop several of HCCA’s compliance resources – your help is invaluable!
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Corporate Compliance & Ethics WeekCorporate Compliance & Ethics Week
• Celebrate it! Every year it is held on the last full week in May
• This year: May 21–27, 2006
• Order forms available at the Compliance Institute HCCA booth
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Your HCCA StaffYour HCCA Staff
Sarah AnondsonGraphic Artist
Lizza BisekConference Planner
Caroline Lee BivonaAccounting Specialist
Gary DeVaanGraphic Services Manager
Margaret DragonDirector of Communications
Patti EideMember Relations/Project Specialist
Wilma EisenmanMember Relations
Karrie HakensonProject Specialist
Jennifer HultbergConference Planner
April KielDatabase Administrator/Member Relations
Alan PierceEditor/Product Manager
Beckie SmithConference Planner
Charlie ThiemChief Financial Officer
Darin DvorakConference Planner
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How to Get Involved with HCCAHow to Get Involved with HCCA
• Write articles for Compliance Today
• Volunteer for a certification work group
• Speak at and/or volunteer to help with Local Area Conferences
• Volunteer as author of an HCCA book, or help with case studies and/or pay-per-view articles
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HCCA VolunteersHCCA Volunteers
• HCCA thrives because of the countless hours and talents many of our members share with HCCA
• And through the support it receives from our sponsors, vendors, and advertisers
• HCCA is an organization “of the people, by the people, for the people”
• Thank you, one and all!
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Introducing Dan Roach, Introducing Dan Roach, 2006-2007 HCCA President2006-2007 HCCA President
• 2005–2006 HCCA President Odell Guyton introduces Dan Roach, Vice President, Compliance and Audit, Catholic Healthcare West – HCCA President
• Passing of the gavel
• HCCA President Dan Roach introduces 2006/2007 HCCA Officers