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REPORT ON THE CURRENT SITUATION AND DEVELOPMENT OF CIVIL SERVICE IN THE YEAR 2018 April 2019

REPORT ON THE CURRENT SITUATION AND ......Table No. 3 Evaluation of the Sufficiency of Information Needed for the Work of a CSt Table No. 4 Evaluation of Statements in Relation to

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  • REPORT

    ON THE CURRENT SITUATION AND

    DEVELOPMENT OF CIVIL SERVICE

    IN THE YEAR 2018

    April 2019

  • © 2019 Rada pre štátnu službu / Office of the Civil Service Council You can copy, download or print this content for your own use, and you can include excerpts and data from this publication in your own documents, presentations, blogs, websites and teaching materials, provided that suitable acknowledgement of the source and copyright owner is given. All requests for public and commercial use and translation rights are to be submitted to [email protected]. Please cite this publication as: Rada pre štátnu službu (2019), Správa o stave a vývoji štátnej služby. https://radaprestatnusluzbu.vlada.gov.sk/sprava-o-stave-a-vyvoji-statnej-sluzby

  • RADA PRE ŠTÁTNU SLUŽBU, 2019

    Acknowledgement

    We wish to extend our acknowledgement to Assoc. Prof. Ing. Miriam Šebová, PhD.

    and RNDr. Erika Liptáková, PhD. of the Faculty of Economics of the Technical

    University in Košice and Assoc. Prof. Mgr. Katarína Staroňová, PhD. of the Faculty of

    Social and Economic Sciences of Comenius University in Bratislava for their valuable

    advice and comments in the data collection and evaluation. Our thanks is also due to

    our former colleague - member of the Civil Service Council, Mgr. Ctibor Košťál, and all

    the civil servants and service offices staff who enabled the elaboration of this report by

    providing their opinions, background documents and information.

    Any errors and omissions here remain the responsibility of the authors.

  • RADA PRE ŠTÁTNU SLUŽBU, 2019

  • RADA PRE ŠTÁTNU SLUŽBU, 2019

    CONTENTS

    List of Abbreviations 5

    List of Tables and Charts 6

    1 Main Findings and Recommendations …..…………………………….… 9

    2 Methodology ....……………………………………………..………………… 21

    3 Characteristics and Problems of Civil Service in the SR …….........…. 25

    3.1 Legal Framework 25

    3.2 Basic Information on the Civil Service 26

    3.3 Attractiveness of the Civil Service 27

    3.4 Problems of Civil Service in the SR 29

    3.5 Politicization 31

    3.6 Public Trust 33

    3.7 Professionalization 33

    3.8 Fluctuation 38

    3.9 Corruption, Cronyism and Nepotism 40

    4 Human Resources Management …...…………………..…………………. 41

    4.1 Organization Vision and Disclosure 42

    4.2 Motivation 46

    4.3 Recruitment of Civil Servants 54

    4.4 Career Development, Capacity Building and Education 65

    4.5 Mentoring 78

    4.6 Remuneration 79

    4.7 Performance Appraisal 89

    4.8 Perception of Work and Environment by Civil Servants 99

    4.9 Coordination of Civil Service Management 105

    5 Principles of Civil Service and Ethics in Civil Service ………….……. 107

    5.1 Supervision of Compliance with Civil Service Principles 112

  • RADA PRE ŠTÁTNU SLUŽBU, 2019

  • RADA PRE ŠTÁTNU SLUŽBU, 2019 5

    LIST OF ABBREVIATIONS

    CE Code of Ethics of a civil servant

    Civil Service Act No. 55/2017 Coll. on Civil Service and on Act

    Amendments and Supplements to Certain Acts, as amended

    COLSWF Central Office of Labour, Social Welfare Affairs and Family

    CS Civil Service

    CSAA Central State Administration Authority

    CSE Civil Service Employment

    CSC, Council Civil Service Council

    CSP Civil Servant Position

    CSt(s) Civil Servant(s)

    FD SR Financial Directorate of the Slovak Republic

    GO SR Government Office of the Slovak Republic

    HRM Human Resources Management

    ICP interdepartmental comment procedure

    IPA Institute of Public Administration

    IT Information Technology

    LI Labour Inspectorate

    MF SR Ministry of Finance Ministry of Finance of the Slovak Republic

    NC SR National Council of the Slovak Republic

    PA personal allowance

    PS personal salary

    RPHO Regional Public Health Office

    RVFA Regional Veterinary and Food Administration

    CSt(s)MP Civil Servant(s) in a managerial position

    SO(s) Service Office(s)

    SO SG Service Office Secretary General

    SP Selection Procedure

    SR Slovak Republic

  • RADA PRE ŠTÁTNU SLUŽBU, 2019 6

    LIST OF TABLES AND CHARTS

    LIST OF TABLES Table No. 1 Distribution of SP by the number of applicants

    Table No. 2 The biggest problems of CS in the SR

    Table No. 3 Evaluation of the Sufficiency of Information Needed for the Work of a CSt

    Table No. 4 Evaluation of Statements in Relation to the SOs

    Table No. 5 Fluctuation by the SO type

    Table No. 6 Publication of Annual Reports and CVs of the SOs Senior Representatives

    Table No. 7 Publication of CVs of the SOs Senior Representatives

    Table No. 8 Statement – The motivation to work in the CS is:

    Table No. 9 Statement – What is important to acquire and stabilize high-quality people in

    the CS

    Table No. 10 Statement – The motivation to deliver good results and improvement depends in

    my case on

    Table No. 11 Statements of Selection Procedures - Civil Servants

    Table No. 12 Statements of Selection Procedures – Senior Civil Servants

    Table No. 13 Statement - Causes of the CSts Leaving

    Table No. 14 Sufficient Capacity

    Table No. 15 Missing Capacity

    Table No. 16 Statement - Education Provided by the SO in Terms of … is

    Table No. 17 Statement - After Completing Education

    Table No. 18 CS Contact Rate with Foreign Institutions by the Type of Office

    Table No. 19 Statement – Mentoring

    Table No. 20 Statements on Performance Appraisals - CSt

    Table No. 21 Statements on Performance Appraisals – CStMP

    Table No. 22 Statement – There Exists … in Your SO

    Table No. 23 Statements on Colleagues

    Table No. 24 Statement on the Superior

  • RADA PRE ŠTÁTNU SLUŽBU, 2019 7

    LIST OF CHARTS

    Chart No. 1 Framework international salary comparison 2014-2016, percentage difference

    Chart No. 2 The biggest problems of the CS in the SR

    Chart No. 3 Evaluation of sufficient information needed for the work of the CSt

    Chart No. 4 Evaluation of the exchange of information among the SOs

    Chart No. 5 Evaluation of statements in relation to SO

    Chart No. 6 Existence and publication of a vision in the SO (long-term vision of the

    organization)

    Chart No. 7 Existence of vision/long-term vision of the SO

    Chart No. 8 The work I do makes sense to me

    Chart No. 9 In my work I fully use the knowledge, skills and competence I have acquired

    Chart No. 10 Motivational factors for the work in CS

    Chart No. 11 Factors for obtaining and stabilizing high-quality people in the CS

    Chart No. 12 Factors on which motivation for delivering good results and improving one’s work

    depends on

    Chart No. 13 Satisfaction with manifestations of recognition for one’s work

    Chart No. 14 The number of newly admitted CSts by the SO category

    Chart No. 15 Evaluation of statements regarding the recruitment of civil servants to the civil

    service and to senior positions

    Chart No. 16 The most frequent reasons for terminating a civil servant's employment in a

    probationary period

    Chart No. 17 Perceived causes of civil servants leaving the SO

    Chart No. 18 Perception of whether career advancement at the SO is based on employee

    high-quality, competence and skills

    Chart No. 19 Evaluation of the capacity sufficiency at the SO (question for the CStsMP)

    Chart No. 20 Evaluation of the offer of education by the SO

    Chart No. 21 Evaluation of statements related to practical and educational trainings passed by

    the CSt’s subordinates (question for the CStsMP)

    Chart No. 22 Participation in professional events in the SR and abroad

    Chart No. 23 Contact with foreign institutions that are relevant to the field of work

    Chart No. 24 Evaluation of statements on mentoring experiences

    Chart No. 25 Total number of CSts in the relevant salary grades as on 31/12/2018

    Chart No. 26 Salary grades - other CS central authorities

    Chart No. 27 Salary grades - ministries, GO SR, FD SR, CO WSWA and F

    Chart No. 28 Salary grades – RO PH, RVFA, Labour Inspectorates

  • RADA PRE ŠTÁTNU SLUŽBU, 2019 8

    Chart No. 29 Salary grades - prosecution offices and courts

    Chart No. 30 Perception of fairness in providing optional components of position salary

    Chart No. 31 Number of persons with personal salary - year 2019

    Chart No. 32 Number of persons with personal salary - year 2014

    Chart No. 33 Benefit of the performance appraisal from the viewpoint of the CS

    Chart No. 34 Evaluation of statements on performance appraisals - CS

    Chart No. 35 Contribution of performance appraisal from the evaluator's point of view

    Chart No. 36 Evaluation of statements on performance appraisals - SCS

    Chart No. 37 Relations and teamwork in the workplace

    Chart No. 38 Level of honesty, integrity and impartiality of the CStsMP in your SO

    Chart No. 39 Evaluation of statements on colleagues

    Chart No. 40 Evaluation of statements on the superior

    Chart No. 41 Natural authority for the CS

  • RADA PRE ŠTÁTNU SLUŽBU, 2019 9

    1. MAIN FINDINGS AND RECOMMENDATIONS

    The Civil Service Council hereby presents the Report on the current situation and

    development of civil service in the year 2018 pursuant to Section 14 of Act No. 55/2017

    Coll. on Civil Service and on Amendments and Supplements to Certain Acts. As this is

    the first such report, mapping of the current situation of the Slovak civil service and its

    key areas is an important starting point.

    There are currently no centralized civil service data available in the SR. The Civil Service

    Act in its Section 25 regulates the central information system, but with some of its

    provisions postponed. For this reason, it was not possible to draw any data from it,

    therefore the CSC carried out two questionnaire surveys and two data collections from

    the service offices, drawing the data also from other available sources. The first

    questionnaire survey focused on ethics and the other generally on the perception of civil

    service by civil servants, in areas such as motivation, recruitment, evaluation, education,

    retirement, capacity building and career development, perception of superiors,

    colleagues, and problems perceived.

    Comparison and evaluation by relevant institutions is important for the evaluation of the

    civil service situation in the Slovak Republic, therefore this report also tries to indicate

    this aspect.

    The report presents a general characterization of the civil service, identifies problems in

    the CS, analyses human resources management in greater detail (e.g. motivation, CSts

    recruitment, career development, capacity building, education, remuneration,

    performance appraisal, perception of colleagues and superiors). In the next section, it

    provides information on the CSC's supervision over compliance with the civil service

    principles as well as on the activity of the CSC in the year 2018. Each chapter contains

    draft recommendations based on the analysis of the data and knowledge obtained.

    GENERAL CHARACTERISTIZATION OF CIVIL SERVICE IN THE SR

    The civil service law is based on the Civil Service Act, which entered into force on 1

    June 2017. The data from the Ministry of Finance of the Slovak Republic for the year 2017

    show that there are 38,838 civil service positions registered in Slovakia.

    The State as employer differs from the private sector in many respects. Compared to

    the private sector, the State provides, for example, higher job and income security, the

    CSts have a shorter working time agreed, higher entitlement to paid leave and the right

    to continuous education. On the other hand, there are specific limitations applicable for

    civil servants, e.g. they cannot engage in business and they file asset declarations.

  • RADA PRE ŠTÁTNU SLUŽBU, 2019 10

    The Chapter Characteristics and Problems of CS in the SR describes in greater detail

    the issues of the CS attractiveness, professionalization, politicization, trust and

    fluctuation rate.

    Civil service is a less attractive sector compared to the private sector, especially in

    some of the professions and regions. Based on the data collection from the SOs, the

    CSC has found out that in selection procedures for the positions in the CS prevailing are

    those where the number of candidates is lower than 3 or where there had been no

    interest, suggesting smaller attractiveness. According to the Revision of Expenditures,

    salaries of young employees are less lagging behind, but then they are growing slower

    than those in the private sector. Employees in some professions, e.g. lawyers and IT

    professionals, earn significantly less than those in the private sector. International

    comparisons show that CSts in the SR earn slightly less than is the EU average. The

    lower attractiveness of the CS can cause a problem with the high-quality of service

    provision, and if older workers are predominant in the age structure, this may indicate

    problems in attracting and retaining younger employees.

    Based on the problems identified, priorities and reform steps need to be identified for

    the future development of the CS. The 2019 CSC Survey shows that the CSts perceive

    politicization, instability, mistrust of the public, motivation of the CSts, formalism,

    bureaucracy, nepotism, corruption, low professionalism, preferential treatment by

    sectors, lack of credible leaders and human resources management as the biggest

    problems in the civil service in the SR.

    Politicization of the civil service in the SR is also considered to be one of the main

    problems according to various international organizations and institutions (OECD, the

    European Commission, etc.) or academics and non-governmental sector. The CSC

    survey has also found out that respondents are strongly inclined to the claim that de-

    politicization of the CS has a significant impact on the acquisition and stabilization of

    high-quality CSts. For this reason, it will be necessary to devote more attention to

    politicization, its various forms, manifestations and impacts, to clarify the borderlines

    between political influence and the autonomy of the CS, to open up discussions on this

    issue. It is important to evaluate the effectiveness of the relevant instruments introduced

    by the Civil Service Act to eliminate politicization.

    The CSC survey has identified some elements that may characterize

    professionalization. The CSts consider professionalization to be a serious issue of the

    CS in the SR and a factor that influences the acquisition and stabilization of high-quality

    employees in the CS. According to the data obtained, there is room for improvement

    even in the handling of information, the exchange of information within the SOs, but also

    among the SOs. Sufficient amount and exchange of information for work is critically

    evaluated by employees. The value of information and the ability to work with it

    effectively is and in the future will be crucial for delivering high-quality outputs, so dealing

    with them must be done at both central and SOs levels. It is also necessary to deal with

    the exchange, sharing of information among the SOs, cooperation among the SOs, i.e.

  • RADA PRE ŠTÁTNU SLUŽBU, 2019 11

    preferential treatment by sectors, and the completion of the central databases and

    registers of the SOs must be understood as a priority. The results of the survey and the

    data obtained from the SOs suggest that the great potential for improvement, but also

    the more attractive work in the CS, is in rationalization of internal processes and in

    reducing bureaucracy. These areas also need to be reflected in the education of the

    CSts and also to apply ethical rules and translate ethical principles into all areas of

    management.

    Survey results1 suggest that civil servants perceive a higher level of distrust of the

    public than the citizens themselves. It would therefore be advisable to strengthen the

    status of officials, self-confidence of the estate, its presentation, presentation of best

    practice and devote attention to active providing of information and to communication.

    HUMAN RESOURCES MANAGEMENT

    Strategic thinking and setting the mechanisms of accountability - actively disseminating information - is also important for State administration bodies. The vision defines an idea of the future thrust and position of the organization, allowing the employees to understand what their work should be heading for in their day-to-day work. However, only 34% of respondents stated in the survey that their SO had a vision and it also was published.

    Basic information on the bodies and organizations are included in annual reports, most

    of which are published by other CS central authorities (almost 90%), somewhat less by

    organizations with regional competence (83%) and ministries (77%). In order to assess

    the expertise, integrity and potential conflict of interest, as well as to assess the high-

    quality and transparency of the CStsMP selection process, it is important to disclose

    information from what environment senior managers have come to their

    positions. Under the Civil Service Act, senior positions may be filled on the basis of

    political nominations or selection procedures. Although the Civil Service Act does not

    directly refer to the so-called political nominations, selection procedures are a criterion

    on the basis of which it is possible to distinguish between such employees. Thus,

    political nominees may be considered to be those civil servants who perform civil service

    on the basis of selection procedure or appointment. The basis of the professional civil

    service is with those civil servants who will start the civil service positions on the basis

    of selection procedures. Disclosure of information is important for both of these CStsMP

    categories. It follows from the CSC survey that the SOs only publish the CVs of their

    representatives in some cases and, as a general rule, only those at the highest positions,

    i.e. the political nominees (e.g. the minister, CEO, Chairman, Vice-President, SG) or

    only disclose some information. CVs of the CStsMP who have passed the selection

    procedure and serve in senior management positions are not published, with some

    exceptions.

    Only few of the SOs have developed and published their top management vision and

    1 CSC Survey, 2019 and the FOCUS agency survey for the Good Civil Servant Initiative, 2018.

  • RADA PRE ŠTÁTNU SLUŽBU, 2019 12

    CVs. Therefore, it would be appropriate to focus the educational training, in particular at

    the level of central State administration, on strategic management issues, including the

    vision and tools of accountability of State administration and analyse the content of

    annual reports.

    MOTIVATION

    The CSC Survey of 2019 results confirm the findings reflected in the theories of

    motivation that financial motivation may not be the main motivator, but may be a factor

    in demotivation.

    It follows from the questionnaire that as many as 89% of respondents hold a view that

    the work they do is meaningful for them, and thus the protection of the public

    interest satisfies them. The answers to the open-ended questions also show that, in

    addition to financial motivation, employees perceive motivation factors in wider contexts.

    It is important for them to have a job that makes sense and meets the public interest, so

    that they can learn and develop their respective careers in a challenging team. They

    also appreciate the stability of employment and various employee benefits, but on the

    other hand they would also be motivated by the removal of some problems.

    Findings on what is important for CSts in recruiting and stabilizing high-quality

    persons in civil service are also of interest. Respondents consider high-quality

    management and professionalism of CSts as important as financial valuation. They also

    attach great importance to de-politicization of civil service, flexible forms of work and the

    provision of employee benefits, removing of formalism and administrative barriers.

    Significant agreement also prevailed with respect to the fact that compliance with ethical

    principles and the protection of whistleblowers are an important factor.

    In the opinion of CSts, the motivation to deliver high-quality results is very strongly

    influenced, in particular, by the meaningfulness of work, appreciation by their superior

    and the formers’ inner motivation to deliver good results. Employees' motivation also

    includes remuneration and other benefits, but it is not possible to label these as primary.

    Employee statements show that only 53% of them are very satisfied or rather satisfied

    with the manifestations of appreciation for their work.

    It follows for the HRM in the Slovak civil service that it is necessary to intensively

    observe and reinforce the internal motivation of employees by their being focused

    on meaningful activities, explaining and communicating to them the anticipated results

    and their impacts on them. Another finding is that senior managers in the CS must be

    well-versed in managerial skills, including providing them a feedback, appreciating their

    work results, and being an example not only professionally but also ethically for the

    employees. The focus of their education should, of course, correspond to this.

    The CSC requested information from the SOs on the tools they use to obtain and

    maintain high-quality CSts. Their answers have shown that the SOs mainly use the

    possibility of education, financial motivation, providing various benefits, rotation of

  • RADA PRE ŠTÁTNU SLUŽBU, 2019 13

    employees, good working conditions, improving the interpersonal relations, friendly

    approach, good communication, individual approach, internships, entrusting demanding

    tasks, participation in various projects, multi-sectional teams or talent management. The

    negative fact is that a large group of the SOs do not use any incentive instruments,

    or they just focus on the financial possibilities of recruiting and retaining their employees.

    It is necessary to purposefully work on promoting the State sector as an attractive

    employer and promoting the benefits it can provide. Although the SOs presented

    insufficient remuneration as the main problem of non-attractiveness, the results indicate

    that the attractiveness of the CS can be ensured not just by financial valuation, but also

    by improving the management, by increasing professionalization, by adhering to ethical

    rules, by de-politicization of the CS and flexible forms of work, by awarding employee

    benefits and setting a red tape reduction targets.

    RECRUITING OF CIVIL SERVANTS AND THEIR LEAVING THE SERVICE

    In general, we recognize two systems of occupying the civil service positions: one based

    on patronage (occupying positions in the CS by members and sympathizers of the

    political party that won the elections) and the other based on meritocracy (the process

    of recruiting and promoting civil servants based on their capabilities rather than political

    affiliations). In the meritocratic system, it can be a career or positioning system, while

    the human resources management system in the CS in Slovakia is perceived as rather

    positional.

    According to information obtained from the SOs in 2018, a total of 3,388 new CSts were recruited.

    The mass selection procedure is a novelty in the Civil Service Act. Out of the total

    number of newly admitted CSts, only three graduates were recruited through the mass

    SP, which shows that this mechanism has hardly ever been used so far.

    Although the survey respondents tend to claim that SPs are objective and professional,

    they perceive that in some cases, candidates are favoured by friendly or other contacts,

    or if the SP is only formal and a pre-agreed candidate has been selected or some

    candidates had had previous knowledge of the questions of the written part of the

    selection procedure. The CStsMP believe more in the objectivity and professionalism of

    the SP than the standard civil servants.

    The civil servants in a managerial position have expressed their slight agreement

    with the statement that the selection process leads to the selection of the best

    candidates and that the content of the test is appropriate. Their comments also included

    insufficient possibilities to examine practical skills and the fact that there is formalism,

    cronyism in the SP and candidates of political parties or pre-agreed candidates are

    recruited. They see the obligation to execute the SP during the substitution of the CSts

    on maternity leave, posting and so on as a problem.

  • RADA PRE ŠTÁTNU SLUŽBU, 2019 14

    The CSts also expressed their slight agreement with the fact that they have sufficient

    number of trainings and guidance on the SP, they would welcome having more

    trainings and briefings on how to conduct a personal interview and how to arrange the

    administrative requirements of the SP (in particular the drawing up of the minutes,

    protection of personal data). They would welcome the possibility of telephone

    consultations in the event of problem situations, more guidance on emerging practical

    issues and the publication of guidelines already provided so that they are available to

    all the civil service offices.

    CSts are also inclined to the usefulness of conducting an internal SP rather than

    the external one. The CSOs perceived positively a chance to occupy the post quickly,

    they negatively perceive that this obligation unnecessarily prolongs the process and

    burdens them in cases where it is evident from the circumstances that it will not be

    possible to fill the post via the internal SP. As a solution, they suggested leaving the

    choice of whether or not the internal SP will be carried out to be decided by the SOs.

    It is very important to know the reasons why employees leave the civil service. The

    respondents are most likely to see the reasons for their employees leave in reaching the

    retirement age and in obtaining a more attractive offer, which are factors that cannot be

    significantly influenced by the SOs. They indicate that dissatisfaction with the superior

    and dissatisfaction with their work may in some cases be included among the reasons

    for leaving.

    According to the CSC, a number of steps would have to be taken concerning the

    process and content of selection procedures, e.g. the use of various forms of

    publishing information on vacancies in the CS, review the administrative burden

    associated with the SP, in the selection procedure it would be appropriate to include in

    the point evaluation also the wording of their allocation by individual members of the

    Commission and to publish the opinions given by the Government Office of the SR on

    the basis of applications to be available to all of the SOs. From the point of view of

    content, it would be appropriate to reassess the demandingness of the test of mastering

    the Slovak language, depending on the description of the civil servant position, to

    increase the scope for practical testing of applicants and to provide the members of

    selection committees with the necessary training. It would also be appropriate to

    examine ethics in the SP and provide selection committee members with the necessary

    training in this field.

    CAREER DEVELOPMENT AND CAPACITY BUILDING

    The CSC surveyed the view of the CSts on career development. The results of the

    survey suggest that some of the elements of career development are not considered

    objective by the CSts, e.g. the career path at the workplace is not always based on the

    civil servant's high-quality competence and skills. Therefore, these phenomena need to

    be monitored and evaluated.

  • RADA PRE ŠTÁTNU SLUŽBU, 2019 15

    The responses by the CSts and the information from the SOs show that they rather

    agree with the claim that they have sufficient capacities. They lack the professional

    capacities most (specific to the needs of the SO concerned), legal, technical and IT

    capacities. Both the international institutions and the national experts appreciate the

    formation of analytical units and the establishment of the Value for Money Unit at the

    Ministry of Finance of the SR, which prepares analytical data to make decision-making

    in the formation of public policies based on data and their impact. According to the CSC,

    it is necessary to continue to build analytical units in accordance with the National

    Reform Programme of the Slovak Republic 2018. These analytical units may help to

    make decisions on the basis of knowledge of facts and possible impacts, which

    knowledge contributes to professionalization of public service outputs.

    EDUCATION AND MENTORING

    CSts evaluate the education offered by the SOs rather positively in all the areas

    examined: its quality, quantity, choice of topics and the use of knowledge learned at

    work. The CSts working in the local state administration are the least appreciative to the

    organization and venues of the trainings.

    Even among the civil servants in a managerial position, positive evaluation of

    trainings and instruction sessions prevails. They perceive the improvement in the high-

    quality of outputs as moderately positive, but in some open-ended questions they

    raised some critical observations, such as implementation of trainings in the capital, their

    general focus, lecturers from the private sector do not know the specifics of the CS, lack

    of trainings on specific professional topics, lack of financial resources for education or

    high administrative burden in education.

    As regards the adoption of the new Civil Service Act, the GO of the SR established the

    Centre for Education and Evaluation, which is part of the Civil Service and Public

    Service Section. The courses of this Centre are generally evaluated as positive.

    Professional ventures in the SR and abroad are another possibility of education and

    these may take various forms; in addition to educational training courses, they may

    include e.g. workshops, seminars, conferences, study visits, debates, consultations with

    experts, etc. However, up to 66% of respondents in the CSC survey said they did not

    take part in such professional ventures. The main reason for this is that they do not

    consider it important for their work, they do not have enough information on them, their

    participation in professional ventures is not allowed to them by their respective service

    office, or there are no funds available for that activity. According to the questionnaire

    survey, the majority of the CSts do not have any contacts with institutions abroad

    (e.g. partner offices, the EU, OECD, Council of Europe, EUPAN) which are relevant to

    their work area. This is particularly a problem in the case of employees of ministries,

    employees of other central bodies of the State administration and other bodies with

    nationwide competence. The results of the survey indicate that the Slovak CSts are

  • RADA PRE ŠTÁTNU SLUŽBU, 2019 16

    quite isolated from the knowledge base and best practice both at home and abroad.

    In a global environment, it is equally important to know the trends and future challenges

    facing the civil service. The CSC proposes to increase the awareness of the CSts on

    professional ventures in the SR and abroad, to make available the materials and outputs

    of international organizations dealing with the state administration, to map best practice

    in the relevant areas, to centrally collect and disseminate information, to share

    knowledge from business trips and to make available the latest knowledge regarding

    civil service and their professional specialization to the CSts.

    The CSC also examined in the survey how the CSts perceive mentoring as a newly

    introduced institute. Respondents perceive this tool quite positively, most respondents

    consider mentoring a useful or rather useful tool. A slightly less favourable evaluation

    concerns the quality of the mentors, but even there a slight prevalence may be seen in

    that they are at a rather sufficient level. The respondents, in their evaluation of whether

    mentoring is merely formal, slightly inclined to a positive opinion, and are of the opinion

    that optimal conditions are not created for mentoring.

    The setting of the education system is perceived by CSts, CStsMP and SOs quite

    positively. Opinions from the CSC survey provide good feedback on how to improve the

    education system in terms of content and implementation. Its content should reflect the

    needs of the SOs, but should also include new trends and problem areas, e.g. training

    in the Education and Evaluation Centre should be extended to ethics, motivation,

    strategic thinking and accountability mechanisms. The CSC proposes the following in

    the field of education:

    reviewing formal requirements and bureaucracy associated with education,

    using the information that is even being collected and evaluated about education

    at present,

    coordinating the evaluation of education by service offices, consider setting up

    an information system to facilitate the work with evaluation questionnaires;

    coordinating and methodically modifying the evaluation of education in the form

    of evaluation reports by the SOs,

    sharing best practice among service offices and using the evaluation report tool as part of the strategic management and development of human resources,

    developing closer cooperation between the SOs and universities or educational

    institutions, which will make it possible to benefit from the theoretical knowledge

    of academic institutions and will also help in career development and increasing

    the expertise of the CSts during employment; on the other hand, making more

    use of the expertise of high-quality CSts to transfer knowledge and practical

    knowledge to the academic environment and the process of educating the

    prospective CSts.

  • RADA PRE ŠTÁTNU SLUŽBU, 2019 17

    REMUNERATION

    There are several problems perceived in the system of remuneration in the Slovak

    Republic, e.g. complexity and unpredictability, low vertical salary compression, which is

    offset by a high number of allowances, in most cases it does not fulfil its purpose (high-

    quality of service tasks) but compensates for the low level of salary grades.

    In terms of salary grades, based on information from the SOs, there is a maximum

    (20%) of the CSts included within the 5th grade, the least of them (3%) are in the lowest,

    1st grade, and the in highest grade there are 9 of them (3%). Most of the highest-ranking

    employees have other CSOAs (6%), slightly less ministries (3%).

    The 2019 CSC survey suggests that 40% of the respondents consider providing an

    optional component of position salary rather fair, 26% rather unfair, and a high

    percentage of 33% are unable to assess it. Interestingly, the CSts operating in the CS

    for a shorter period of time consider the optional component to be fairer than the CSts

    who have been in the CS for a longer time period. The comparison with the 2013 results

    suggests a positive trend, as the perception of employees in the evaluation the system

    of providing optional salary components has improved. Nevertheless, the 2019 results

    suggest that a high percentage of civil servants perceive the provision of an optional

    salary component as unfair and the civil servants still lack sufficient information and

    justification to provide non-claimable salary components. It is prevailingly believed that

    the results of the performance appraisal are very little reflected in the financial reward.

    It has been found out from the findings of the CSC according to the data provided by

    173 SOs, that the personal salary in 2018 was used by 25 SOs, 289 CSts were granted

    it, out of whom 194 were the CStsMP. The CSC also investigated the reasons for

    granting a personal salary; a general claim of most of the SOs is that it was granted for

    performing extremely demanding tasks. Those SOs that have provided more specific

    reasoning have conceptual or managing activities, implementation and drawing of the

    EU funds, public procurement, communication and marketing, nationwide competence

    of the institution, impossibility of recruiting the necessary expert for the tariff salary. In

    three cases, the SOs stated that it was in the case of the SO Secretary-General.

    The data provided by the CSS indicate that the average remuneration is less than 12%

    of the staff salary budget.

    Based on the above remuneration findings, an analysis and reform of the

    remuneration system appears necessary according to the CSC. For a good set-up of

    the reward system, data on motivation and reward is needed, which is little available in

    the SR. The data is also unavailable in several other categories monitored by the OECD.

    At present, the GO SR is working on the Concept of Remuneration in the CS and will

    carry out the data collection, analysis of remuneration, application of non-financial

    elements of motivation in practice and analysis of remuneration in the selected EU

    countries.

  • RADA PRE ŠTÁTNU SLUŽBU, 2019 18

    PERFORMANCE APPRAISAL

    The 2019 CSC survey suggests that respondents rather agreed to the statements that

    they had known what they should have expected from the performance appraisal; it

    would be advisable to carry out an evaluation of superiors by the CSts, the supervisors

    were prepared for the appraisal interview, that the appraisal was objective and received

    feedback on the work. The CSts did not incline either to agree or disagree with the

    notions that the performance appraisal allowed them to better understand their strengths

    and weaknesses, to know what to improve and was merely formal.

    The performance appraisal is also linked to the CSts salary conditions. In the CSC 2019

    survey they rather disagreed with the statement that the results of the evaluation had

    had an impact on their financial reward and on the setting of their development and

    education.

    The respondents agreed with the view that it would be advisable to make the

    performance appraisal of the superiors by the subordinates. A closer sorting shows that

    the CSts would more welcome the performance appraisal of the CStsMP, less so the

    CStsMP themselves.

    The majority of the CSts believe that performance appraisal was for them inefficient

    or little beneficial. The data suggests that the new system is not fully accepted by the

    CSts, it will need to be further developed and the reasons for its introduction and the

    expectations associated with it should be communicated in a better way.

    An interesting finding is that even in the case of the CStsMP, the opinion is only slightly

    prevalent (40%) that performance appraisals are beneficial, 30% of them consider them

    ineffective, and 30% are neutral. Rather, the CStsMP rather agreed to be able to conduct

    an performance appraisal interview, give feedback to the employees, performance

    appraisal rules and the related forms were understandable and they themselves have

    been trained appropriately. They rather disagreed that they had been afraid to give

    negative appraisals, had to take into account the financial resources of the respective

    SO, were receiving guidance from their supervisors on what kind of appraisal to award.

    The basic prerequisite for success in performance appraisal is the belief of both

    managers and the CSts being appraised that it was a beneficial, meaningful and

    functional tool. As it is a newly introduced method of performance appraisal, it is

    important to believe in the benefits and functionality of this tool. On the other hand, a

    negative appraisal may indicate a disagreement with its implementation or a mistrust of

    change.

    The data mapping the level of satisfaction of evaluators and those being evaluated as

    obtained by the CSC may be useful in evaluating the newly introduced method of

    performance appraisal and its improvement. However, the evaluation system will need

    to be analysed in greater detail.

    The CSC proposes to add in the performance appraisal, in addition to the score, the

    verbal reasoning of the points awarded within each area evaluated, and in a written

    evaluation of the performance appraisal to inform the civil servant of the possibility to

  • RADA PRE ŠTÁTNU SLUŽBU, 2019 19

    comment on the performance appraisal result. In the evaluation of professional

    knowledge, it recommends to build on the high-quality and professionalism of the

    performance of the service tasks according to the description of the civil service post

    and the service tasks assigned and not to focus on compliance with laws, internal

    regulations and the like.

    PERCEPTION OF WORK AND THE ENVIRONMENT BY THE CSts

    The 2019 CSC survey shows that the majority of respondents regard workplace

    relationships at the workplace and teamwork as good. The results suggest a rather

    positive perception of colleagues in terms of friendliness, interest in education or

    expertise. The low level of consent was cited by the CSts in the statement that their

    colleagues were moral models for them.

    There is a slightly positive evaluation of superiors, but the results show that there

    are margins in improving the management and leadership of the public administration

    staff. Employees perceive less favourably their superiors as moral authorities and as

    natural authorities. This suggests a need for more attention to leadership and ethics

    issues. In this context, it is positive that the GO SR is currently developing a Concept

    of Leadership Implementation and Development, in which it will collect the data and

    analyse the data.

    Only 59% of respondents believe that the level of honesty, integrity and impartiality of

    senior civil servants is high. A comparison of the results with the 2013 survey suggests

    a slight improvement in the perception of this aspect, but the results also indicate that

    the level of integrity, honesty and impartiality needs to be further increased and that

    much more attention needs to be paid to issues of integrity and ethics.

    Several results from the CSC survey in the year 2019 and their comparison with the

    2013 survey results show that there emerges a positive shift in the HR management

    (e.g. in education, developing analytical capacities, perception of workplace

    relationships and teamwork).

    Although a moderately positive evaluation of superiors prevails, the results show that

    there are margins in improving management and leadership of people in civil service.

    There will be a need to further professionalize the HR management, address motivation,

    career development, assess work quality, reward, and provide a feedback.

    According to the perception of the CSts, who expressed themselves in the 2019 survey,

    there are occasional cases of patronage, corruption and rarer cases of discrimination,

    sexual harassment and bullying in the service offices. It is important, therefore, that the

    CSts know exactly who they should contact in such cases and how they should proceed.

    It is also necessary to systematically address formalism and bureaucracy, to assess

    whether all the formal requirements are still needed and to use best practice.

  • RADA PRE ŠTÁTNU SLUŽBU, 2019 20

  • RADA PRE ŠTÁTNU SLUŽBU, 2019 21

    2. METHODOLOGY

    METHODOLOGICAL NOTES

    In drafting the 2018 situation and development of the civil service in the SR report, the

    Council relied on its own data and those from external sources, with available older

    data used in the absence of the current data related to 2018.2 In carrying out research

    and use of the data it has been shown how important it is to build a central database of

    civil service data for the future.

    OUR OWN SOURCES OF DATA

    Our own sources included two questionnaire surveys, one carried out in 2018 and the

    other one in 2019, as well as collections of data from the service offices.

    The questionnaire collection for the Code of Ethics of the Civil Servant was carried out

    in May and June 2018 and was completed by 5,828 respondents, representing 15% of

    all the civil servants in the SR. Due to the voluntary nature of the questionnaire, the

    sample may have been distorted by the fact that the questionnaire was usually filled by

    more active and willing employees.

    In 2018, data was collected from the Service Offices3 which provided basic information

    on their previous experience in the field of ethics.

    The questionnaire survey of the Civil Service Council was again carried out in January

    and February 2019. 6,218 respondents provided their answers. This represents 16% of

    all the civil servants in the Slovak Republic, while the questionnaire results in the same

    distortion as the 2018 questionnaire.

    The second collection of data from the Service Offices took place in February 2019, with

    173 out of the 216 Service Offices responding (80%). It should therefore be borne in

    mind that the Council was unable to work with full data and this should also be taken

    into account when interpreting the results.

    QUESTIONNAIRE COLLECTION AND DISTRIBUTION METHODS

    The Council used the Google Forms platform for all the data collections. Its advantage

    was in its being free of charge, the ability to export the data to Excel files and intuitive

    use. Both questionnaires for civil servants (2018 and 2019) were distributed through

    Service Offices.

    The Council also used informal sources (e.g., professional associations such as the

    Civil servant of Good Will, Good civil servant) and other organisations or trade networks

    2 Provided that these data were considered relevant. 3 Replies to the Council were provided by 50 Service Offices.

  • RADA PRE ŠTÁTNU SLUŽBU, 2019 22

    (trade unions, personal contact networks) to distributing the questionnaire, and it was

    also distributed via subscribers to the Council Newsletter.

    Subsequently, the Council contacted all the SOs by telephone and verified whether the

    questionnaire was distributed among the CSts. In cases where this was not the case, it

    provided for the re-sending of the questionnaire to the Service Office and its further

    distribution.

    The advantage was that if the SO had a contact network (e.g. an email for all the

    employees) through which it addressed all its civil servants if necessary. This method

    was more effective and less demanding on the human resources used than the

    transmission through the relevant management levels.

    FILLING IN THE QUESTIONNAIRES AND QUALITY OF THE DATA OBTAINED

    Questionnaires for civil servants were anonymous, the Council only had the time stamp

    for sending their responses for each respondent as the sole identifier.

    In the case of the questionnaire for the SOs, the so-called “Hotline”, i.e. the appointment

    of an employee of the Office of the Council after sending out a questionnaire by resolving

    the methodology, trouble shooting and answering questions and uncertainties by the

    SO.

    EVALUATION OF DATA FROM QUESTIONNAIRES

    In the case of the questions whose answers were graded according to the Likert Scale,4

    the central tendency measures were used as indicators, specifically the arithmetic

    mean of the question and the median. The median was used as indicator because,

    unlike the arithmetic mean, it is not subject to skewness. Likewise, the median is less

    affected by extreme values at one or the other end of the scale. The advantage of the

    arithmetic mean is that, with respect to decimal precision, it allows one to rank responses

    to multi-level questions by importance, such as the degree of agreement with multiple

    statements pertaining to the same subject.

    In the case of demographic characteristics, under which we understand the differences

    between the individual demographic groups that the Council identified in the

    questionnaire (service office, sex, region, status, duration of experience in the CS, age),

    a non-parametric one-factor analysis of variance was performed (Kruskal-Wallis Test5).

    The hypothesis tested was that there were no statistically significant differences in the

    responses to the question within the demographic groups, which means that

    respondents from different demographic groups commented on the subject matter in the

    approximately same way.

    4 This is a numerical axis, on which the figures show different views from the overall consent to total disagreement. 5 This is an extension of the Mann-Whitney U-test to more than two independent selections, a nonparametric H0 hypothesis test: "All selections come from the same distribution, or from distributions with identical distribution

    functions.”

  • RADA PRE ŠTÁTNU SLUŽBU, 2019 23

    Kruskal-Wallis test procedure:

    All of the answers to the question are sorted from the smallest to the largest ones,

    assigned to the order, divided into different demographic groups, and the average

    ranked for each demographic group is calculated. Assuming the validity of the H0, the

    average of the order of each demographic group should not differ significantly. From the

    test results (at a significance level of α = 0.05), these differences between the mean

    values6 are considered statistically significant:

    office - difference in average values of 400 or more,

    region - difference in average values of 400 or more,

    gender - the difference in average values is 250 or more,

    status - difference in average values of 250 or more,

    duration of experience - difference in average values of 500 or more,

    age - the difference in average values is 400 or more.

    EXTERNAL RESOURCES DATA IN THE SR

    The Council also based its information on previous surveys and materials, such as: the

    document Civil Service in 2013 of the Government Office of the SR and Strategy for

    Human Resources Management in the civil service for 2015-2020 of the Government

    Office of the SR. The audit at the Ministry of Finance of the Slovak Republic is also a

    valuable source of data on the CS in which the number of CSts is surveyed periodically

    for budget purposes. The latest available inventory comes from May 2017 and until the

    start of personnel information systems at the central level, the data is the main source

    of information on staffing levels in the State administration.

    EXTERNAL RESOURCES DATA FROM ABROAD

    The CSC drew on the data and publications from international institutions, such as the

    OECD and the European Commission.

    6 The 2019 Civil Servant Questionnaire, questions No. 1.1, 1.3, 1.6, 1.5, 1.4, 1.7. Available online::

    https://docs.google.com/forms/d/e/1FAIpQLSd-3UYZ66e3-OJqNd-UU5j-

    k55xOdL9ckpqlcp54C73djr3Hg/viewform?usp=sf_link

    https://docs.google.com/forms/d/e/1FAIpQLSd-3UYZ66e3-OJqNd-UU5j-k55xOdL9ckpqlcp54C73djr3Hg/viewform?usp=sf_linkhttps://docs.google.com/forms/d/e/1FAIpQLSd-3UYZ66e3-OJqNd-UU5j-k55xOdL9ckpqlcp54C73djr3Hg/viewform?usp=sf_link

  • RADA PRE ŠTÁTNU SLUŽBU, 2019 24

  • RADA PRE ŠTÁTNU SLUŽBU, 2019 25

    3. CHARACTERISTICS AND PROBLEMS OF CIVIL

    SERVICE IN THE SR

    3.1 LEGAL FRAMEWORK

    Civil service is an indispensable and essential part of the State organization of society.

    Its social function is determined by the functions and tasks of the State provided by its

    civil servants. The Civil Service as a legal institute is a summary of legal regulations

    governing the status of civil servants - the establishment, course and termination of legal

    relationships in the civil service, the rights, duties and responsibilities of civil servants.

    Civil servants are involved in providing functions and tasks of the State, i.e. acting on

    behalf or in charge of the State, performing executive and decision-making activities.

    The Civil Service Act is the basis of the civil service legislation which entered into force

    on 1 June 2017 (some of its provisions came into force at a later date), the legislation is

    also based on the Strategy for Human Resources Management in the civil service for

    2015-2020 approved by the Resolution of the Government of the Slovak Republic.7

    The civil service is built on the principles that govern civil servants in the performance

    of civil service and service offices in the decision-making in civil servant relations. The

    principles of the CS create a value framework and bases for the application of specific

    provisions of the Civil Service Act. This law is built on the principles of political

    neutrality, legality, transparent employment, effective governance, impartiality,

    professionalism, transparent and equal pay, stability and equal treatment.

    The Civil Service Act introduced a number of new measures in order to increase the

    independence of the civil service in the Slovak Republic as well as to fulfil the

    recommendations of the European Commission regarding the public administration

    reform.

    The relations that arise in the execution of the civil service by civil servants are described

    as civil service relations. Their content consists of the rights and obligations of the civil

    service aimed at fulfilling the tasks of the State authority in the execution of the State

    administration or to fulfil the tasks of another State authority in the execution of State

    affairs. The State represented by the service office is the employer in both of these

    cases.

    The civil service relationships are not only governed by the Civil Service Act, but in cases

    where the Civil Service Act provides for it, the Labour Code and the servants perform

    the CS exclusively under the Civil Service Act. Due to the special status of the exercise

    of State power in a certain area, there are civil servants on whom the Civil Service Act

    applies only if a special regulation does not provide otherwise. Thus, in the present case,

    the Civil Service Act is subsidiary.8 In the case of another group of civil servants, any

    7 Strategy for Human Resources Management in the civil service for 2015-2020. Government Office of the Slovak

    Republic, adopted by Resolution of the Government of the Slovak Republic No. 548/2015 of 7 October 2015. 8 Such CSts are court clerks, foreign service officers, candidate prosecutors' lawyers and prosecutors' assistants.

  • RADA PRE ŠTÁTNU SLUŽBU, 2019 26

    scope of the Civil Service Act is completely excluded, as their legal status is governed

    by specific legal rules.9

    3.2 BASIC INFORMATION ON THE CIVIL SERVICE

    According to data from the Ministry of Finance of the SR (2017), 38,838 civil-service

    jobs are registered in the SR10 In 2014, there were 37,441 civil servants in the CSAA

    of the Slovak Republic, including subordinate organizations.11

    In the SR, there exist no basic data that would characterize the CS in greater detail,

    e.g. the composition of civil servants by age, sex and education. According to the

    Strategy for Human Resources Management in the civil service for 2015-2020, these

    data are not processed in personnel information systems and must therefore be handled

    separately by the Personnel Offices. The result is a lack of uniform registration practice

    and a non-existent centralized overview of employee age structure. The central

    information system is gradually being built, but some of the key registers will not be

    created until 2020.12 Therefore, we will at least try to indicate these characteristics from

    the available resources, or the data for the public sector and those available earlier.

    The State as an employer differs from the private sector in many respects. The former

    provides e.g. higher job security and income, shorter working hours and higher

    entitlement to paid leave than private sector employees. On the other hand, employees

    in the CS have restrictions, e.g. they are not allowed to do business, to carry out gainful

    activities identical or similar to the description of their CS positions and they file asset

    declarations.

    The public sector in the SR employs a slightly smaller number of employees than the

    EU average. In 2017, 413 thousand employees worked for the State, including the self-

    governing bodies. One-third of them work in education, one-tenth in health care, one-

    tenth are civil servants employed in the CS.13

    The public sector is aging faster than the private sector, with almost a third of public

    employees will be at retirement age in 10 years. The public sector has a problem of

    attracting and retaining young employees.14 A small proportion of young employees is a

    risk factor because it limits the possibilities to ensure continuity and recovery, it may

    9 This is the performance of the CS by members of the Police Force, the Slovak Information Service, the National

    Security Office, the Prison and Judicial Corps, the Fire and Rescue Service, the Mountain Rescue Service, customs

    and professional soldiers. 10 Number of CSts according to the Pay Inventory of the Ministry of Finance of the Slovak Republic (5/2017,

    Appendix šs-4), without employees carrying out CS in foreign countries. 11 Strategy for Human Resources Management in the civil service for 2015-2020, adopted by the Government

    Resolution No. 548/2015 of 7 October 2015, p. 15. 12 Act No. 55/2017 establishes the Central Information System, but the various registers that are part of it have

    different effectiveness - e.g. Register of Civil Servants and Register of Civil Servant Positions as late as in January

    2020. 13 Revision of Employment and Remuneration Expenditure in Public Administration, Interim Report. Ministry of

    Finance, December 2018, p. 12 14 Revision of Employment and Remuneration Expenditure in Public Administration, Interim Report. Ministry of

    Finance, December 2018, p. 37.

  • RADA PRE ŠTÁTNU SLUŽBU, 2019 27

    also be a sign of the low attractiveness of the public sector as an employer.15 The OECD

    countries, for which data is available, have on average a higher number of over 55 year-

    old employees than those under 34 years of age. This can also be illustrated by the

    example of neighbouring countries: 31.7% of employees in Poland are over 50 years

    old16 and in the Czech Republic there are 53% of employees older than 45 years.17

    Women account for more than two thirds of employees in the public sector.18 The Slovak

    Republic has the third highest share of them (68%), preceded by Poland (69%) and

    Hungary (72%) among OECD countries. A higher proportion of women may be due to

    better conditions for women to work. In the central State administration, 16 OECD

    countries offer more childcare and family benefits than the private sector.19

    3.3 ATTRACTIVENESS OF THE CIVIL SERVICE

    In order to assess the attractiveness of the CS, we will try to use the results of the CSC

    2019 survey and the findings in relation to the public sector to which the civil service is

    part.

    CSC SURVEY 2019

    The figure that may indicate lower attractiveness of the civil service is the vacancy of

    budgeted positions. The reason for this may be, besides the unattractiveness of the

    work, the exaggerated need for the number of employees. Therefore, the CSC has

    determined the interest in participating in selection procedures. Table No. 1 provides

    information that the CSC obtained from the SOs in 2019:

    Table No. 1 (distribution of SP according to the number of applicants. Source:

    Collection of the CSC Data from the Service Offices)

    To the CSt

    position To the CStMP

    position

    Total number of SPs 5 833 415

    Number of SPs with over 10 applicants 170 (2.9%) 2 (0.5 %)

    Number of SPs with less than three applicants 3,272 (56%) 376 (90.6%)

    Number of SPs without applicants 2,391 (40.9%) 37 (8%)

    15 Government at a Glance 2017. OECD, 2017, p. 94. Available online:

    https://read.oecd-ilibrary.org/governance/government-at-a-glance-2017_gov_glance-2017-en#page117 16 Civil Service in Numbers. Kancelaria Prezesa Rady Ministrów RP, 2013. Available online: https://dsc.kprm.gov.pl/sites/default/files/pliki/civil_service_in_numbers_draft.pdf 17 Annual Report on the Civil Service for 2017. Ministry of the Interior of the Czech Republic, 2017. Available online: https://www.mvcr.cz/sluzba/clanek/statni-sluzba.aspx 18 Revision of Employment and Remuneration Expenditures in Public Administration, Interim Report, Ministry of

    Finance of the Slovak Republic, December 2018, p. 41. 19 Government at a Glance 2017. OECD, 2017. Available online:

    https://read.oecd-ilibrary.org/governance/government-at-a-glance-2017_gov_glance-2017-en#page1

    https://read.oecd-ilibrary.org/governance/government-at-a-glance-2017_gov_glance-2017-en#page117https://dsc.kprm.gov.pl/sites/default/files/pliki/civil_service_in_numbers_draft.pdfhttps://www.mvcr.cz/sluzba/clanek/statni-sluzba.aspxhttps://read.oecd-ilibrary.org/governance/government-at-a-glance-2017_gov_glance-2017-en#page1

  • RADA PRE ŠTÁTNU SLUŽBU, 2019 28

    The data obtained from the SOs indicate that the selection procedures involving more

    than 10 candidates are the smallest in number, less than 3%. On the contrary, those

    SPs prevail, where the number of candidates was lower than 3, or where there was no

    interest shown in the positions in the CS at all. When applying for the positions of SCSs,

    the selection procedures with less than 3 candidates prevail.

    In their comments passed on the selection procedures, civil servants in a managerial

    position have often reported a low number of candidates and a statement that pretty

    often not make a selection but rather recruitment is made to obtain any CS at all,

    especially for specialized positions like IT expert or lawyer. As a reason they see the

    fact that the offer cannot compete with the private sector or that there is no interest in

    working in the CS at the regional level for a salary offered and it is difficult to attract

    young people.

    MF SR FINDINGS IN THE EXPENDITURE REVISION

    The revision of expenditure20 has produced interesting findings, which speak of the

    attractiveness of the public sector in the SR. Although not specifically specified for the

    civil service, they are similar to those revealed by the CSC. The differences in

    remuneration are noticeable in terms of relevant professions, especially the salaries of

    public sector employees in expensive professions (e.g. lawyers, finance and IT

    employees) are considerably lagging behind. The public sector is financially unattractive

    to employees during most of their productive age.

    The relatively egalitarian system of remuneration in public administration, combined with

    large regional disparities in the Slovak economy, creates large disparities in income

    between the private and public sectors in some regions. The lower attractiveness is also

    evidenced by the fact that employees earn more than otherwise when switching from

    the public to the private sector.

    The international comparison shows that, according to the Chart data, civil servants

    earn slightly less than is the EU average:

    20 Revision of Employment and Remuneration Expenditure in Public Administration, Interim Report. Ministry of

    Finance, 2018.

  • RADA PRE ŠTÁTNU SLUŽBU, 2019 29

    Chart No. 1 (Framework International Wage Comparison, 2014-2016, Percentage Difference. Source: Revision of Employment and Remuneration Expenditure in

    Public Administration)

    If the work in the civil service is less attractive, it can cause a problem with high-quality service delivery. If older workers predominate in the age structure, this may indicate difficulties in attracting and retaining younger employees. The low proportion of young employees may also be associated with less flexible remuneration rules.

    3.4 PROBLEMS OF CIVIL SERVICE IN THE SR

    It is important to know the current state of affairs and problems of the CS in the SR and how it is perceived by the CSts themselves and what the position of the SR is compared to other countries.

    In the 2019 survey, the Council investigated what the civil servants consider the biggest problems of the CS in Slovakia; the respondents could choose a maximum of 3 options:

    Chart No. 2 (Source: CSC Questionnaire for Civil Servants, 2019)

    -40% -30% -20% -10% 0% 10% 20% 30%

    teachers in regional schools

    social services

    nurses in hospitals

    firefighters

    doctors in hospitals

    university teachers

    customs officers

    civil servants

    policemen

    judges

    prosecutors

    internationalcomparisoncomparison withCzech Republic

    5000

    3476

    2543 2515 1981

    1391 1485 1327 835 765

    1093 1174

    0

    political influence and instability nepotism low professionalism negative perception of the CS, public distrust formalism and bureaucracy

    corruption cronyism human resource management credible leadership motivation is lacking

  • RADA PRE ŠTÁTNU SLUŽBU, 2019 30

    Therefore, the respondents consider the following to be the biggest problems in the civil service in the SR:

    Table No. 2 (Source: CSC Questionnaire for Civil Servants)

    Problem Percentage

    of respondents

    politicization and instability 56%

    negative perception of the CS, distrust of the public 41%

    motivation of the CSts 40%

    formalism and bureaucracy 32%

    nepotism 24%

    corruption 22%

    low professionalism 21%

    preferential treatment by sectors 19%

    lack of trusted leaders 18%

    cronyism 13%

    human resources management 12%

    For more information on motivation, HRM, formalism, bureaucracy and leadership, see Chapter 4.

    INTERNATIONAL COMPARISONS21

    The European Commission has for long been critical about the low efficiency of public

    institutions in the SR, and the improvement of public administration was a part of its

    recommendations for the SR every year in the period of 2011-2018. As positive, the

    European Commission perceives legislation, including the Civil Service Act,

    however, insufficient implementation and weak institutions remains its problem. In

    its recommendations for the SR, it also criticizes insufficient management of human

    resources in public administration, nepotism and the lack of cooperation among the

    ministries, and also political nominations, especially in the regulatory authorities. In its

    2019 Report, the European Commission notes that improvements have been made to

    human resources management and lack of analytical capacity in the public service.22

    The international institutions (the European Commission, OECD, IMF) perceive the

    establishment of analytical institutes, e.g. the Value for Money unit as a positive

    trait.23

    21 As a rule, there is no distinction between civil service and public service in international comparisons. 22 Report on Slovakia 2019. European Commission, 2019. Available online:

    https://ec.europa.eu/slovakia/sites/slovakia/files/sprava_o_slovensku_2019_1.pdf 23 Report. Seminar: How do international organizations evaluate Slovakia? Available online:

    https://www.szz.sk/images/dokumenty/Sprava_Seminar-Ako_medzinarodne_organizacie_hodnotia_Slovensko.pdf

    https://ec.europa.eu/slovakia/sites/slovakia/files/sprava_o_slovensku_2019_1.pdfhttp://www.szz.sk/images/dokumenty/Sprava_Seminar-Ako_medzinarodne_organizacie_hodnotia_Slovensko.pdf

  • RADA PRE ŠTÁTNU SLUŽBU, 2019 31

    3.5 POLITICIZATION

    Politicization is often identified as one of the main obstacles to the professionalization

    of civil service.24 In this context, politicization of the CS is understood to be a service

    office decision based on political grounds.25 G. Peters defines politicization as replacing

    the merit criteria (merit system) by political criteria in the CS management positions,

    such as selection, career advancement, remuneration, sanctioning and termination of

    the CS.26 According to L. Rouban, politicization "means that it is not just a civil servant's

    activity, but also that his/her career depends more on political than on professional

    norms and standards."27

    The impacts of politicization may mean that those who have party connections get their

    jobs in CS at the expense of those who do not have them even though they are experts.

    However, it is necessary to distinguish types of politicization and their different impacts

    on the high-quality of state administration. G. Peters distinguishes politicization:

    Functional, professional, where the posts are occupied by professionals who

    share with political leaders similar values;

    Legal, in which public sector posts are occupied by politicians without formalized

    selection procedures, this being a legal procedure;

    Patronage, where the posts are occupied on the basis of party affiliation with no

    guarantee of expertise;

    Anticipatory, where the decision of the civil servants to leave the post after the

    government is replaced by another one is the case in point because they think

    the new government will be ideological.28

    Therefore, it is not easy to say that any decision by politicians to fill a post in the CS is negative, e.g. in functional politicization.

    A survey of the Government Office of the SR of 201329 identified some politicization

    factors through several questions. Approximately the equal number of respondents

    agreed (41%) and disagreed (42%) claiming that their workplace is able to transparently

    recruit the fittest candidates. An opinion prevailed among the respondents (43%) that

    jobseekers with connections to government coalition political parties have unfair benefits

    (19% no, rather not, 40% don't know). The 2013 results indicate a very high level of

    perceived politicization.

    24 Professionalism and Ethics in Public Service: Issues and Practices in Selected Regions, United Nations

    Department of Economic and Social Affairs, ST/ESO/PAD/SER.E/5, 2000. 25 Strategy for Human Resources Management in the civil service for 2015-2020. Government Office of the Slovak Republic, 2015. 26 In: Staroňová K., Staňová Ľ., Sičáková-Beblavá E .: Public Service Systems. Concepts and trends. Comenius University in Bratislava, 2014. 27 Rouban L.: Politicization of the Public Service, 2003. In: Peters G., Pierre J. (eds.): Handbook of Public

    Administration. London, SOGE Publications Ltd., p. 313. In: Prachárová V., Kačur, J .: Employee Fluctuation rate

    and New Civil Service Act in the Context of State Administration. SGI, 2018, p. 3. 28 Peters G.: The Politics of Bureaucracy. London, 2010. 29 Civil Service in 2013. Government Office of the Slovak Republic, 2013.

  • RADA PRE ŠTÁTNU SLUŽBU, 2019 32

    The SR Act on Civil Service was a response to the findings on perceived politicization

    of the civil service, which enshrined political neutrality and stability among the

    principles of the civil service, it introduced important changes, abolishing, inter alia, the

    possibility of dismissing the senior civil servant without stating a reason, setting the

    criteria and processes for selection procedures and establishing the CSC. These

    measures will need to be evaluated and their application monitored and results

    delivered. Among other things, it is necessary to monitor whether the organizational

    changes that would artificially increase the number of CStsMP posts in an attempt to fix

    them in the positions after the change of government will not be implemented in the SOs

    before the elections.

    The ECS 2019 survey examined some aspects of politicization or the related areas:

    When evaluating what the respondents consider to be the biggest problem of

    civil service in the SR, most of them (56%) reported political influence and

    instability.

    A significant number of respondents consider de-politicizing the civil service to be

    a factor that would attract and stabilize high-quality people in the CS (4,431

    yes, 1,095 rather yes). At the centre of Likert's scale 3, the average value of the

    statement was 4.6, which indicates a strong consensus of CSts on this claim.

    Indications of non-meritocratic practices are shown by the results of the

    recruitment questionnaire in the evaluation of employees recruitment.30

    The results of the 2019 questionnaire survey suggest that politicization still remains a

    problem for the Slovak civil service and will need to be further addressed.

    Professionalization of civil service requires a clear distinction between political and

    apolitical positions.31

    Politicization of civil service in the SR is considered one of the major problems, not

    just by various international organizations and institutions (OECD, the European

    Commission, etc.) but also by expert studies.32

    In the SR, especially after the replacement of minister exchanges occur in managerial

    positions; the likelihood that the CStsMP will be replaced at this stage is 4.5 times higher

    than in the later period.33 The main reason for the replacement of CStsMP is not so much

    political ties as rather mistrust of the new minister in the ability and integrity of the

    CStsMP.34

    30 For details see chapter 4.3, Recruitment of civil servants. 31 Staroňová K., Staňová Ľ., Jajcayová Z .: Innovative Elements in Civil Service Reform. In: Slovakia, Research

    Paper 5/2013, Association for International Affairs and Pontis Foundation, 2013, p. 20. 32 E.g.: A Comparative Overview of Public Administration Characteristics and Performance in EU28, 2017, p.28.

    Prachárová V., Kačur J.: Employee Fluctuation Rate and New Civil Service Act in the Context of State

    Administration. SGI, 2018. Staroňová K., Staňová Ľ., Sičáková-Beblavá E .: Civil service Systems. Concepts and

    trends. Comenius University in Bratislava, 2014. 33 Staroňová K., Rybař, M.: Ministerial or Party Roots of Civil Service Patronage? Evidence from a Parliamentary

    Democracy, 2019. 34 Staroňová K., Rybař M .: Ministerial or Party Roots of Civil Service Patronage? Evidence from a Parliamentary

    Democracy, 2019.

  • RADA PRE ŠTÁTNU SLUŽBU, 2019 33

    According to several authors, the system of political nomination of the secretaries-

    general of the service offices in the SR, who are in charge of managing human resources

    and at the same time being politically nominated, means that they may pursue the

    political interests in the CS hierarchy.35

    Politicization may also manifest itself in the end of civil service by organizational

    changes, especially after the replacement of government after elections. In such cases,

    objective and politically unbiased investigation through an independent institution, which

    is the Council in the Slovak Republic, is of particular importance.

    3.6 PUBLIC TRUST

    Civil servants represent the fulfilment of public interest for citizens, so it is very important

    for citizens to trust that this is really happening.

    The CSC 2019 survey investigated what the CSts considered the biggest problems in

    the civil service in the SR. Up to 41% of respondents considered the negative

    perception of the CS and the public mistrust as the most serious problem.

    In September 2018, a representative opinion poll for the Good Officer was carried out

    by FOCUS agency on a sample of 1,015 respondents. The results show that over half

    of the respondents (60%) in general trust officials, of whom 6% fully and 54% rather

    trust. Those who trust officials have indicated their desire to help, willingness to advise,

    professionalism and positive experience as the main reasons for trust. In general, 37%

    of respondents have a distrust of officials (27% rather do not trust, 10% do not trust at

    all). The most frequent reasons for mistrust included reluctance, lack of interest (24%),

    arrogance (18%), corruption and nepotism (15%) and unprofessionalism (14%).

    Respondents from large cities over 50,000 people declared above-average distrust of

    officials.

    The survey also examined citizens' opinion on the impact of State and public officials on

    the lives of respondents. About a half of them said officials had a rather large or very

    large impact on their lives. It is interesting to note that the residents of big cities have

    very often said that officials have a relatively large impact on their own lives.

    The survey results indicate that civil servants perceive a higher level of distrust of the

    public in the public service than the citizens themselves.

    3.7 PROFESSIONALIZATION

    Professionalism of the civil service is associated with professional or meritocratic

    elements; according to some authors, meritocratic is synonymous with

    professionalism.36 According to Van der Meer, professionalism is most often used to

    35 For details see Staroňová K., Staňová Ľ., Sičáková-Beblavá E .: Civil Service Systems. Concepts and trends.

    Comenius University in Bratislava, 2014. p.125. 36 E.g. Van de Meer, F. M. In: Staroňová K., Staňová Ľ., Sičáková-Beblavá E.: Public Service Systems. Concepts

  • RADA PRE ŠTÁTNU SLUŽBU, 2019 34

    mean that a civil servant performs his/her tasks in an appropriate way.37 Therefore, we

    should describe the anticipated behaviour by ethical codes and codes of conduct.

    Professionalism of civil servants also depends on the values and principles that are

    reflected in the principles of civil service, and in this respect the politicization of the CS

    is often referred to as a counterpart.

    In any event, the CSts should render professional performance, or as Van der Meer

    states, to perform their tasks appropriately. Professionalization itself is not based solely

    on the training of civil servants, but also on a clear definition of rights and responsibilities,

    accountability tools, and improving standards and overall human resource

    management.38

    According to the Strategy for Human Resources Management in the civil service for

    2015-2020,39 "The basic mission of the CS is creating an estate of professional officials,

    educated and trained with the appropriate knowledge, moral qualities and skills that they

    could transform into the good management skills, who will ensure sustainable social-

    welfare security for individuals, communities and the State."

    The CS vision is defined as "Creating a professional civil service that will ensure the

    ability of human capital to adapt to any changes arising from new economic and social

    conditions in the 21st century to serve citizens in a sound and credible way.”40

    It is a good basis for the SR that strategic documents and legislation emphasize the

    need for professionalization. However, international comparisons and several analyses

    indicate that Slovakia is lagging behind in this area. This is also reflected in the

    European Commission evaluation, which, using the Professionalization Index41,

    measures to what extent the state administration is more professional than political. In

    2015, the SR ranked last in the index of state administration professionalism, which

    represents a significant deterioration of the evaluation compared to 2012.42

    The 2019 CSC Survey surveyed some of the parameters that may characterize

    professionalization:

    Respondents were asked to give a maximum of three issues that they consider

    to be the biggest problem in their SO, while 17% of respondents reported low

    professionalism. 41% considered the most serious problem to be formalism and

    and Trends. Comenius University in Bratislava, 2014. 37 Van der Meer, F.M. (Ed.): Civil Service Systems in Western Europe. Edward Elgar Publishing, Cheltenham,

    2011. In: Prachárová V., Kačur J.: Employee Fluctuation rate and New Civil Service Act in the State Administration

    Context. SGI, 2018, p. 3. 38 Service Act in the Context of State news. SGI, 2018. 39 Strategy for Human Resources Management in the civil service for 2015-2020. Government Office of the Slovak

    Republic, 2015. 40 Strategy for Human Resources Management in the civil service for 2015-2020. Government Office of the Slovak

    Republic, 2015. 41 A Comparative Overview of Public Administration Characteristics and Performance in EU28. European

    Commission, 2017, p. 43-44. Higher values indicate more professional performance. The value for each country is

    calculated as the average of expert ratings. 42 A Comparative Overview of Public Administration Characteristics and Performance in EU28. European

    Commission, 2017.

  • RADA PRE ŠTÁTNU SLUŽBU, 2019 35

    bureaucracy, 31% of political instability, as well as other issues reported by the

    respondents as cronyism, nepotism and corruption.

    In the survey, 32% of respondents considered formalism and bureaucracy the most serious problem of the civil service in the SR.

    To gain and stabilize high-quality people in the CS, the respondents attach great

    importance to professionalization. On a scale of 1-5, where 1 = no, 5 = yes and mid =

    3, the average response value was very high, up to 4.8.

    Organizational management systems are also important for professional performance. The 2019 survey of the CSC investigated whether the CSts had sufficient information for their work:

    Chart No. 3 (CSC Questionnaire for Civil Servants, 2019)

    A: I have the information on the functioning of the organization and decisions at the highest level that relate to my work and

    status, B: I have the information from superiors, subordinates and colleagues needed for my work

    C: I have the information on the trends in my area, how it works abroad

    The following Table gives an evaluation of the sufficient information needed for the work

    of the CSts on the scale of 1-5, where 1 = complete deficiency and 5 = complete

    sufficiency.

    Table No. 3 (Source: CSC Questionnaire for Civil Servants, 2019)

    Statement – (I have) sufficient information for my work: Average

    value from superiors, subordinates, and colleagues needed for my work 3.8

    on the functioning of the organization and decisions at the highest level concerning my work and status 3.6

    the information on the trends in my area, how it works abroad 2.96

    They consider the information on the trends in their area and how it works abroad to be

    slightly inadequate. There is a slight consensus prevailing that employees have

    sufficient information from their superiors, subordinates and colleagues, and are less

    inclined to claim that they have sufficient information on the operation of the SOs and

    the highest level decisions regarding their work.

    complete lack rather lack neither sufficiency nor lack rather suf. complete suf. 4000

    3000 3000 2702

    2000 1314 1330

    1747 1654 1401

    1000 876 833

    542 583 187 95

    0

    1251 1139

  • RADA PRE ŠTÁTNU SLUŽBU, 2019 36

    Sufficient information for work is evaluated rather critically by employees. The value of

    information and the ability to w