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REPAIR(Rapid Encapsulation of Pipelines Avoiding Intensive Replacement) Program Kick-off MeetingJanuary 6th, 2021 – WebEx
Isik C. KizilyalliAssociate Director of Technology and Program DirectorAdvanced Research Projects Agency – Energy (ARPA-E)U.S. Department of [email protected]
History of ARPA-E
1
In 2007, The National Academies recommended Congress establish an Advanced Research Projects Agency
within the U.S. Department of Energy to fund advanced energy R&D.
2007 2009 2020
Rising Above the Gathering Storm Published - warning policymakers that U.S. advantages in science and technology had begun to erode
America COMPETES Act Signed –authorizing the creation of ARPA-E
American Recovery & Reinvestment Act Signed – Providing ARPA-E its first appropriations of $400 million, which funded ARPA-E's first projects
975+ Awards
60+Programs
Current Funding: $425M
(FY20)
ARPA-E Mission
Mission: To overcome long-term and high-risk technological barriers in the development of energy tech
2
REDUCE
IMPORTS
IMPROVE
EFFICIENCYREDUCE
EMISSIONS
Ensure U.S. Technological Lead & U.S. Economic and Energy Security
What problem should be solved?
What should the solution look like?
Built on DARPA foundation, but with key differences…
3
If it works…
will it matter?
4
ARPA-E Program Portfolio
5
EFFICIENCY
METALS
ARID
ADEPTREACT
GENIGRIDS
HEATS
ELECTRICITY
GENERATION & DELIVERY
REBELS
IMPACCTSOLAR ADEPT
RANGE
AMPED BEESTELECTROFUELS
MOVE
REMOTE
PETRO
TERRA
NEXTCAR REFUEL
TRANSPORTATION
Act
ive
SWITCHES
MARINER
OPEN 2009, 2012, 2015 & 2018 Solicitations
Complement Focused Programs
Alu
mn
iGRID DATAINTEGRATE IONICS MOSAIC
ALPHAGENSETS NODES
FOCUS
CHARGES
MEITNER
CIRCUITSSENSOR
ENLITENED SHIELD
ROOTS
MONITOR
DELTA
BEETIT
TRANSNET
PNDIODES
BREAKERS HITEMMPATLANTIS
DIFFERENTIATEBETHE
DAYS
PERFORM GEMINA FLECCS REPAIR
GAMOW REEACHASCEND
SMARTFARMSHARKS ULTIMATE
ARPA-E Impact Indicators 2020
6
ARPA-E Awards by State
7As of November 2020
California
Massachusetts
Ohio
Illinois
MichiganNew York
Texas
Arizona
Colorado
Georgia
Washington
DelawareIndiana
New Jersey
Minnesota
Pennsylvania
Utah
Connecticut
Iowa
Oregon
North Carolina
New Mexico
Tennessee
New Hampshire
South Carolina
Florida
Maryland
Nevada
North Dakota
Wisconsin
Oklahoma
Arkansas
Alabama
Virginia
Idaho
Montana
South Dakota
Nebraska
Kentucky
West
Virginia
Mississippi
MaineVermont
DC
Rhode Island
Wyoming
Total = <10 Awards
Total = 11-20 Awards
Total = 21-30 Awards
Total = >30 Awards
975+ total awards
374+ active awards
What Makes an ARPA-E Project?
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‣ Translates science into breakthrough technology
‣ Not researched or funded elsewhere
‣ Catalyzes new interest and investment
‣ High impact on ARPA-E mission areas
‣ Credible path to market
‣ Large commercial application
‣ Challenges what is possible
‣ Disrupts existing learning curves
‣ Leaps beyond today’s technologies
‣ Comprises best-in-class people
‣ Cross-disciplinary skill sets
‣ Translation oriented
IMPACT
TRANSFORM
BRIDGE
TEAM
Tech To Market Approach
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SCOPE MANAGE ADVISE PARTNERSHIPS
Provide strategic market
insights necessary to
create innovative,
commercially relevant
programs
Manage project teams’
T2M efforts through T2M
plans and jointly
developed milestones
Support project teams
with skills & knowledge
to align technology with
market needs
Engage third-party investors
and partners to support
technology development
towards the market
Technology Acceleration Model
PROGRAM DEVELOPMENT CYCLE
10
REPAIR
ARPA-E Creates a “Mountain of Opportunity” for energy
technology
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$10M
$100M
Research
Prototype
Demonstration
Inv
estm
ent
TimeConcept
$1M
ARPA-E
Other Investors
12
OPEN Funding
Opportunity
Announcements
(FOAS) support the
development of potentially
disruptive new technologies
across the full spectrum of
energy applications
OPEN 2009
41 projects
$176 million investment
10 technical areas
OPEN 2012
66 projects
$130 million investment
11 technical areas
OPEN 2015
41 projects
$125 million investment
10 technical areas
OPEN 2018
77 projects
$199 million investment
13 technical areas
Overview: Intellectual Property
Inventions, Data & Reporting Requirements
Reporting Requirements
‣U.S. Manufacturing Plan – Submitted with the application
‣IP and Data Management Plans – Submitted within 6 weeks of
award
‣Subject Invention and Utilization Requirements – Continuing
obligation to submit any changes or updates
14
Inventions
‣What You Get – Title to “subject inventions”
• subject inventions: inventions conceived or first actually
reduced to practice under the award
‣What ARPA-E Gets –
• U.S. manufacturing requirements
• Government use license
• March-in rights
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Data
‣Proprietary – Data that predates the award
‣Protected – Data arising from/during the award
• Not publicly disclosed for 5 years
• Automatic: for-profits; must be requested for others
‣Unlimited Data Rights – negotiated and specified prior to the award
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Subject Inventions
17Insert Presentation NameJanuary 11, 2021
Subject Inventions
18Insert Presentation NameJanuary 11, 2021
ARPA-E Could be the Hallmark of Your Career
19
CONTRIBUTE TO A
BETTER ENERGY
FUTURE
JOIN OUR
INNOVATIVE
STARTUP CULTURE
COLLABORATE WITH
OTHER EXPERTS
WORK IN DIVERSE
TECH AREAS
Learn more and apply: www.arpa-e.energy.gov/jobs or
Join the Team that is Transforming the Energy of Tomorrow
20
✓ Independent energy
technology development
✓ Program Director support
✓ Organizational support
PROGRAM DIRECTOR
✓ Program development
✓ Active project management
✓ Thought leadership
✓ Explore new technical areas
FELLOWTECHNOLOGY-TO-MARKET
ADVISOR
✓ Business development
✓ Technical marketing
✓ Techno-economic analyses
✓ Stakeholder outreach
Learn more and apply: www.arpa-e.energy.gov/jobs or [email protected].
IP for ARPA-E Speaker Notes: Inventions
‣ Who “owns” subject inventions (conceived or first actually reduced to practice under the award)? Awardees/subawardees may retain title to their employees’ inventions. Same for subawardees.
– Must report such inventions to DoE via internet portal, iEdison.
– Failure to report/elect title to your inventions? US right to take title to the invention!
– Note: No government rights in your inventions first actually reduced to practice, solely at private expense prior to issuance of an award.
– For more information, please see FAQ 2.20 at https://arpa-e.energy.gov/faq
‣ What’s the quid pro quo for ARPA-E funding? Government use license & march-in rights (no such cases involving an ARPA-E invention) - and US manufacturing requirements. (Government license only arises in performance of a government purpose)
‣ What exactly are the US manufacturing requirements?: Requirements will vary depending upon whether the awardee is a large or small business, University, or other type of awardee.
– For all awards: Any grant of an exclusive license for a product embodying or produced through the use of a subject invention must be substantially manufactured in the U.S.
– For all for-profit awards: Products embodying or produced through the use of subject inventions must be substantially manufactured in the United States by Project Team members and their licensees.
– All awards to large business: manufacture in the US products to be used or sold anywhere that embody subject inventions.
• May request modification for good cause and subject to providing an alternate net benefit to the US economy. Hard to get unless you have an existing manufacturing capability or you have a subject invention with a business plan.
‣ Your US Manufacturing Plan: is this added as a contractual requirement in your ARPA-E Cooperative Agreement? Yes.
‣ Will ARPA-E reimburse your costs to obtain US patents for subject inventions? Yes – up $30K allowed for filing US patent applications on disclosed and elected subject inventions.
22
IP for ARPA-E Speaker Notes: Data
‣ Data rights in your preexisting proprietary data: Government obtains no rights (except as necessary to monitor technical progress/evaluate
potential of proposed technologies to reach specific technical and cost metrics)
– Do not send proprietary data to ARPA-E. May be disclosed during oral presentations/power point presentations off-site to Government
employees (who are subject to Trade Secrets Act) without jeopardizing protections from disclosure.
– Distinguish from unlimited data rights list which applies to first produced data, negotiated prior to award.
‣ “Protected Data” rights: data arising from your ARPA-E award:
– For-profit entities: are given the automatic right to mark first produced data as “protected data” - means the government cannot publicly
disclose such data for 5 years after creation. Parties mutually agree on an unlimited rights list so we can let the public know what their tax
dollars were spent on.
– University/nonprofit: can request the same protection. Awards must be amended to include this right.
23
IP for ARPA-E Speaker Notes: Reporting Requirements
‣ Must you periodically report on the utilization (commercialization) of a subject invention, and does this obligation continue after the end of the award/research? Yes,
annually for both.
– For more information on reporting requirements please see https://arpa-e.energy.gov/?q=site-page/project-management-reporting-requirements
‣ IP and Data Management Plans:
– IP Management Plan - required if there is more than one Project team member. Plan addresses: sharing of technical data, dealing with joint inventions, licensing
of technology, dispute resolution, possible public availability of data.
– Data Management Plan – addresses whether and how project-generated digital data may be made available to public.
– Note: More information and sample templates for IP and Data Management plans on ARPA-E web site at https://arpa-e.energy.gov/?q=site-page/project-
management-reporting-requirements.
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