Reliance Arbitrage Advantage Fund Application Form

8/8/2019 Reliance Arbitrage Advantage Fund Application Form

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One Indiabulls Centre, Tower 1, 11th & 12th Floor, Jupiter Mill Compound, 841,Senapati Bapat Marg, Elphinstone Road, Mumbai-400 013 APPL N :

Reliance Arbitrage Advantage Fun(An Open Ended Arbitrage Schem

Nae Sle / 1s applanEsn Fl N.

2. ExiStiNg uNit hoLdEr iNFormAtioN For eisting investors please ll in your Folio number, name & proceed to Investment & Payment Details.

Unitholding Option - Demat Mode Physical Mode (If demat account details are provided below, units will be alloted by default in electronic mode only)

3. DEMAT ACCOUNT DETAILS - (Please ensure that the sequence o names as mentioned in the application orm matches with that o the account held with anyone o the Depository Participant.) Demat Account details are compulsory i demat mode is opted above. (Reer Instruction No. II 8) (Optional)

NationalSecuritiesDepositoryLimited

Depository participant Name ___________________________________

___________________________________________________________DP ID No.

Beneficiary Account No.

CentralDepositorySecuritiesLimited

Depository participant Name ____________________________________________________________________________

Target ID No.I N

Received rom ______________________________________________________________________________

in Reliance Arbitrage Advantage Fund Cheque / DD No. ____________________ Dated ____________________ Rs. ________________________

drawn on ________________________________________________________________________________ Signature, Date & Stampof receiving office

APPL N.

Growth Option Dividend Payout Option Dividend Reinvestment option

2nd holder PAN

Name o Second applicant Mr. Ms.

Name o First / Sole applicant Mr. Ms. M/s.

1st holder PAN PAN Proo Enclosed

M a n d a t o r y

Date of Birth**

D D M M Y Y Y [Are you KYC Compliant Please () Yes or No ]

KYC Mandatory or investment o Rs. 50,000 & above

M a n d a t o r y [Are you KYC Compliant Please () Yes or No ]

KYC Mandatory or investment o Rs. 50,000 & abovePAN Proo Enclosed

Name o Third applicant Mr. Ms.

3rd holder PAN



Guardians PAN

*Incase of minor as joint applican

Name o Guardian (In case o Minor-Contact Person/Designation - In case o non-individual Investors) Mr. Ms.



Relation with Minor/Designation

(**Date of birth mandatory if thapplicant is minor)

5. Mailing Address of Sole / First Applicant (P.O. Box Address may not be sufficient. Please provide your complete Address) (Refer Instruction No. I.3)

City

Add 1

Add 2

Add 3

Country PinState

District

Tel. No. STD Code __________ Office ________________________ Residence _________________________ Mobile No. _______________________________

E-mail ID. _________________________________________________________________

Overseas Address (Mandatory for NRI/FII Applicants) (Please provide your complete Address P.O. BOx address is not sucent)

PinCity Country

Name & Broker Code / ARN Bank Serial No. Registrar Serial No.

Upfront commission shall be paid directly by the investor to the AMFI registered Distributors based on the investors assessment of various factors including the servicerendered by the distributor.

Sub Broker / Sub Agent Code1.

MODE OF HOLDING OCCUPATION STATUS INDIVIDUAL (1st Holder) STATUS NON-INDIVIDUAL

Single Joint (Default)Anyone or Survivor(s)Former or Survivor *Minor

(In case of minor with Joint

Applicant)

Resident Indian Minor

NRI Repatriable

NRI Non Repatriable

2nd Holder RI NRI

3rd Holder RI NRI

Partnership firm FIIsSociety AOP/BOI BanksFIs Trust

Company/Body Corporate HUF

Others ________________

Business Professional Service RetiredStudent Housewife Civil ServantPolitician Forex Dealer OthersPolitical Party OfficialCurrent/Former MP/MLA/MLC/Head of StateSenior Executive of State owned corporation

4.

RAAFUND-00000334

RAAFUND-00000334

ARN - 25682


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I/We would like to invest in Reliance Arbitrage Advantage Fund subject to terms o the Statement o Additional Inormation (SAI) and Scheme Inormation Docume(SID) and subsequent amendments thereto. I/We have read, understood (beore lling application orm) and is/are bound to the details o the SAI and SID includidetails relating to various services including but not limited to ATM/ Debit Card. I/We have not received nor been induced by any rebate or gits, directly indirectly, in making this investment. I accept and agree to be bound by the said Terms and Conditions including those excluding/ limiting the Reliance Capital AssManagements Limited (RCAM) liability. I understand that the RCAM may, at its absolute discretion, discontinue any o the services completely or partially withoany prior notice to me. I agree RCAM can debit rom my olio or the service charges as applicable rom time to time. The ARN holder has disclosed to me/us

the commissions (in the orm o trail commission or any other mode), payable to him or the dierent competing Schemes o various Mutual Funds rom amongwhich the Scheme is being recommended to me/us. I hereby declare that the above inormation is given by the undersigned and particulars given by me/us acorrect and complete. Applicable or NRI Investors: I conrm that I am resident o India. I/We conrm that I am/We are Non-Resident o Indian Nationality/Origand I/We hereby conrm that the unds or subscription have been remitted rom abroad through normal banking channels or rom unds in my/our Non-ResideExternal / Ordinary Account/FCNR Account. I/We undertake that all additional purchases made under this olio will also be rom unds received rom abrothrough approved banking channels or rom unds in my/ our NRE/FCNR Account.

9. dEcLArAtioN

8. NomiNAtioNI/ We do hereby nominate the person(s) more particularly described hereunder in respect o the Units

12

3

Name of Nominee(s)Date of Birth Name of Guardian Proportion (%) by which the units will be shar

by each Nominee (should aggregate to 100%(to be furnished in case the Nominee is a minor)

7. investment & payment details (sr ao For rqur for /Oo (Rfr ruo o. iv ) payment by cash is nOt peRmittePlan opn gss An dd caes Ne ceqe / dd An rs. ceqe / dd N. & dae Ban / Ban

Growth Plan Growth

Dividend Plan

Reinvestment Option

Payout Option

10. SiP Auto dEBit rEgiStrAtioN mANdAtE with hdFc/AxiS BANk oNLy (te 2n SiP nsallen sl n be bee 18 Nebe,2010) (Rfr iruo for sip auo d

Name of the Scheme : Reliance Arbitrage Advantage Fund SIP Date 2 10 18 28 (Select any one Date) (Default 10tEnrolment Period (Regular) From: To:

Enrolment Period (Perpetual) From: To: (Default)

I/We, Mr./Ms./M/s. ____________________________________________________________hereby authorise

debit (as a Standing Instruction) from my/our Account No. _______________________________________________for Rs.(In words)_______________________________________________________________________________ and remit the same on account of ReliancMutual Fund, as per declaration(s) mentioned overleaf.

Monthly (Default)Quarterly1 2 9 9

HDFC Bank / AXIS Bank to

Bank

PayableLocation

A/. pe SB Current NRO NRE FCNR

BranchCity

PIN

6. BANk AccouNt dEtAiLS (mANdAtory For rEdEmPtioN / dividENd ANd rEFuNd PAyout) (rEFEr iNStructioN No. iii)

9 Digit MICR Code M a n d a t o r y IFSC Code F o r C r e d i t v i a N E F T

Account No. M a n d a t o r y

M a n d a t o r y Branch M a n d a t o r y

M a n d a t o r y M a n d a t o r y

ACKNOWLEDGEMENT SLIP (To be filled in by the Applicant)

Toll Free 1800-300-11111www.reliancemutual.com

Sole / 1st Applicant / Guardian /Authorised Signatory

2nd Applicant / Authorised Signatory

3rd Applicant / Authorised Signatory

M a n d a t o r y

M a n d a t o r y

M a n d a t o r y

[

[

[

dEcLArAtioNThis is to inorm you that I/We have registered with Reliance Mutual Fund through their respective banks or Auto Debit Facility and that my payment towards minvestment in Reliance Mutual Fund shall be made rom my/our below mentioned bank account with your bank. I/We authorise the representative carrying thAuto Debit mandate to get it veried & eecute. I/We undertake to keep sucient unds in the unding account on the date o eecution o standing instructioI hereby declare that the particulars given above are correct and complete. I the transaction is delayed or not eected at all or reasons o incomplete or incorreinormation, I would not hold the Mutual Fund or the Bank responsible. I the SIP debit date to my/ our account happens to be a non business day as per tMutual Fund or a Bank holiday, eecution o the SIP will happen on the net working day and allotment o units will happen as per the Terms and Conditionlisted in the Scheme Inormation Document/statement o additional inormation o the Mutual Fund. The above mentioned Bank shall not be liable or, nor in deault by reason o, any ailure or delay in completion o this service, where such ailure or delay is caused, in whole or in part, by any acts o God, civil wcivil commotion, riot, strike, mutiny, revolution, re, food, og, war, lightening, earthquake, change o Government policies, Unavailability o Banks computsystem, orce majeure events, or any other cause o peril which is beyond the above mentioned Banks reasonable control and which has the eect o preventithe perormance this service by the above mentioned Bank. The ARN holder has disclosed to me/us all the commissions (in the orm o trail commission or another mode), payable to him or the dierent competing Schemes o various Mutual Funds rom amongst which the Scheme is being recommended to me/us

Sole / 1st Applicant / Guardian/Authorised Signatory

2nd Applicant /Authorised Signatory

3rd Applicant /Authorised Signatory

SigNAturE (As n Ban re) pn SiP


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i. gENErAL iNStructioNS For FiLiNg uP thE APPLicAtioN FormS

1. Please read the Key Inormation Memorandum and the Scheme Inormation

Document /statement o additional inormation careully beore investing. All

applicants are deemed to have read, understood and accepted the terms subject to

which this oer is being made and bind themselves to the terms upon signing the

Application Form and tendering payment.

2. The application orm must be lled in English in BLOCK letters using Black or Dark

Blue colored ink. Incomplete applications are liable to be rejected. Please ensure that

the requisite details and documents have been provided. This will help in avoiding

processing delays and / or rejection o your Application Form. All subscription

application orms should be submitted only at designated branches o the collecting

banks appointed by Reliance Mutual Fund.3. The Applicants name and address must be given in ull (P.O. Bo No. alone is not

sucient). In case o multiple applicants, all communication and payments towards

redemption will be made in the name o / avoring rst applicant only. I the rst

applicant is a minor, the name o the Guardian who will sign on behal o the minor

should be lled in the space provided. Please ll in your date o birth as this may be

required or validating your identity or certain transactions/communication. Also,

please provide Telephone No./E-mail Id. o the rst applicant, so as to acilitate

aster and ecient communication.

4. All applicants must sign the orm, (quoting eisting Folio no, i any). Thumb

impressions must be attested by a Judicial Magistrate/Notary Public under his/her

ocial seal. In case o HUF, the Karta should sign on behal o the HUF. Authorised

signatories, signing on behal o a Co./Body Corp./Society/Trust etc should sign

under their ocial seal, designation. A list o Authorised Signatories with their names

& designations duty certied / attested by the bankers should be attached with the

application orm.

5. Please note that i no Plan is ticked / indicated in the Application orm, the units

will, by deault, be allotted under the Growth Plan o the Scheme. Similarly, Growth

Option o the Growth Plan and Dividend Re-investment Option o the Dividend

Plan shall be the deault sub-options.

6. Incase o Mode o Holding is not mentioned or Joint Holders the deault mode o

holding would be Joint.

7. Joint applicant with a Minor shall be permitted only where the Minor (represented

by guardian) is the 1st named applicant / beneciary and only natural parents shall

be permitted as joint applicants with a minor and the Holding basis shall be Former

or survivor only. A Court-appointed Guardian shall not be permitted to apply as a

joint applicant.

8. Incase your PAN is KYC compliant. The address you have given in KYC will supercede

the address provided in the orm

9. I the SIP Application is rejected, your main application with initial investment is

subject to rejection i the the minimum amount criteria is not satisied

10. For Direct Investment Please Mention Direct in the Column Name & Broker Code/

ARN

11. NFO Application orms can be accepted at any o the RCAM & Karvy designated

centres.

ii. APPLicANtS iNFormAtioN

1. In case the application is made under a Power o Attorney (PoA), a duly certied

copy thereo, duly notarised should be submitted with the application. The POA

document should contain the signatures o both the Applicant & the constituted

Attorney.

2. Application made by a limited company or by a body corporate or a registered society

or a trust, should be accompanied by a copy o the relevant resolution or authority

to make the application, as the case may be, alongwith a certied copy o theMemorandum and Articles o Association or Trust Deed / Bye Laws / Partnership

Deed, whichever is applicable.

3. In case o non-individual applicants, i.e. HUF / Companies / AOP / BOI / Trusts

/ Societies / FIIs etc. the name, email-ID and telephone number o the contact

person to should be provided.

4. As per SEBI circular number MRD/DoP/Cir- 05/2007 dated April 27, 2007, PAN

shall be the sole identication number or all participants transacting in the securities

market, irrespective o the amount o transaction w.e.. July 2, 2007.

Accordingly, it is mandatory or investors to provide their PAN alongwith a sel

attested copy o PAN card.

I the investment is being made on behal o a minor, the PAN o the minor or ather

or mother or the guardian, who represents the minor, should be provided.

Applications received without PAN/PAN card copy will be rejected. Reer SAI or

more detail5. Prevention o Money Laundering & Know Your Customer (KYC):

In terms o the Prevention o Money Laundering Act, 2002, the Rules issued t

under and the guidelines issued by SEBI regarding the Anti Money Laundering (A

all intermediaries, including Mutual Funds, have to ormulate and implement a C

Identication Process, commonly reerred to as Know Your Customer or KYC Pro

veriy and maintain the record o identity and address (es) o investors.

The investors must ensure that the amount invested in the scheme is derived

through legitimate sources and does not involve and is not designed or the pur

o any contravention or evasion o the provisions o all the applicable laws, rule

regulations, directions issued by the appropriate authority (the applicable laws) in

rom time to time including the Prevention o Money Laundering Act, the Incom

Act, 1961, or the Prevention o Corruption Act, 1988, etc.

Pursuant to the above, the AMC may seek inormation or obtain and redocumentation used to establish Customers identity. It may re-veriy identity

obtain any missing or additional inormation or this purpose.

Reliance Mutual Fund / Reliance Capital Trustee Co. Limited / Reliance Ca

Asset Management Limited reserve the right to take all steps and actions, inclu

recording investor(s) / unitholder(s) telephonic calls, and / or obtain and r

documentation or establishing the identity o the investor, proo o reside

source o unds etc. in accordance with the applicable laws, rom the investo

unitholder(s), as may be required, to ensure the appropriate identication / veric

/ re-verication o the investor(s) / unitholder(s), the source o unds etc. und

KYC Policy.

The AMC, under powers delegated by the Trustee, shall have absolute discretio

reject any application, prevent urther transactions by a Unit Holder, delay proce

redemption as per applicable laws or regulations i

(i) ater due diligence, the investor / Unit Holder / a person making the pay

on behal o the investor does not ull the requirements o the Know

Customer as determined by the AMC or the AMC believes that the transa

is suspicious in nature as regards money laundering.

(ii) the AMC determines in its sole discretion that the application does not o

not comply with any applicable laws or regulations.

In this regard the AMC reserves the right to reject any application and e

mandatory Redemption o Units. Reer SAI or more details.

I the payment or Purchase o Units are made by a third party (e.g. a pow

attorney holder, a nancing agency, a relative, etc.), the investor / applicant

be required to give such details o such transaction so as to satisy the AMC o

source and / or consideration underlying the transaction.

6. In case o NRI/FII investors the Account Statements / Redemption Cheques / O

correspondence will be sent to the mailing address mentioned.

7. All applications are accepted subject to detailed scrutiny and verication. Applicawhich are not complete in all respects are liable or rejection, either at the colle

point itsel or subsequently ater detail scrutiny/verication at the back oce o

registrars.

8 I the details mentioned in the application are incomplete/incorrect, not mat

with the depository data, the application shall be treated as invalid and sha

liable to be rejected. In case Unit holders do not provide their Demat Acc

details, an Account Statement shall be sent to them.

9. The Unit holders are given an Option to hold the units by way o an Acc

Statement or in Dematerialized (Demat) orm. Unit holders opting to hold the

in demat orm must provide their Demat Account details in the specied se

o the application orm. The Unit holder intending to hold the units in Demat

are required to have a beneciary account with the DP (registered with NS

CDSL as may be indicated by the Fund at the time o launch o the Plan) an

be required to indicate in the application the DPs name, DP ID Number and

beneciary account number o the applicant with the DP. In case Unit holdenot provide their Demat Account details, an Account Statement shall be se

them. The details available with the DP regarding demat account o the inv

will be updated in the olio o the investor.

iii. BANk dEtAiLS

1. As per the SEBI guidelines, it is mandatory or investors to mention their bank acc

details in the application orm. In the absence o the bank details the applic

orm will be rejected. Wherever possible / availability o electronic credit service,

will give instruction to the investors bank or direct / electronic credit or div

/ redemption payments and such instructions will be adequate discharge o

towards the said payment. In case the credit is not aected by the unitho

banker or any reason RMF reserves the right to make the payment by a ch

/ DD, in case it is not possible to make the payment through electronic cred

the electronic credit is delayed or not aected or credited to a wrong accoun

account


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o incomplete or incorrect inormation, RMF will not be held responsible.

Please provide the 9 digit MICR Code/IFSC code on the right bottom oyour Cheque or us to help you in uture or ECS/NEFT credit o dividendand redemption payout.

2. DIRECT CREDIT OF REDEMPTION / DIVIDEND PROCEEDS / REFUND - IFANY

RMF will endeavour to provide payment o Dividend / Redemption / Reund(Iany) through ECS,NEFT, Cheque, Demand Drat or Direct Credit into investorsbank account wherever possible.

iv. iNvEStmENt & PAymENt dEtAiLS

1. Minimum Investment Amount - Resident investors & non Resident investor)- Rs 5,000/- per plan per option and in multiples o Re. 1 thereater. Forcustomers giving switch instructions. Please submit the switch/Auto switchinstruction using the prescribed switch transaction slip to the nearestInvestor Service Centre o RMF. Payment should be made by crossedcheques, /Demand Drat/payorder, avouring Reliance Arbitrage AdvantageFund and marked Account Payee payable locally in the city where theapplication is submitted. Post dated or outstation cheques/drat are notpermitted. Application received with outstation cheque/demand drat shallbe rejected.

PAYMENT BY CASH IS NOT PERMITTED.

Investors rom such centers, who do not have a acility to pay by localcheque, as there are no Collection Centres o RMF, will be permitted to deductthe actual DD commissions charges. Documentary proo, thereo is to beattached, i not attached the AMC reserves the right to call or the same ata later date. The amount o the DD commission charges will be limited tothe actual charges paid or DD charges o State Bank o India, whichever islower. (Separate application orm is required or investment in each plan/option.)

I the Scheme name on the Application Form and on the Cheque is dierent,then the units will be allotted in the name o Reliance Arbitrage AdvantageFund

2. Please mention the application serial no. on the reverse o thecheque/demand drat tendered with the application.

3. In case the payment is made through Indian Rupee drat purchased abroad

or rom FCNR or NRE A/c, an Account Debit Certifcate rom the Bank issuing

the drat, confrming the debit should be submitted. For subscription made by

NRE / FCNR Account cheques, the application orms must be accompanied

with a photocopy o the cheque or Account Debit Letter / Certifcate rom t

bankers.

v. NomiNAtioN:

1 Nomination acility is available to individuals applying on their own behi.e. singly or jointly.

2 Multiple nominee (Resident, NRI, Including Minor) can be nominateNomination can also be in avour o the Central Government, StaGovernment, a local authority, any person designated by virtue o his oor a religious or charitable trust. Reer SAI or more detail

VI. E-mAiL commuNicAtioN :

1. Communication or the investors. I the investor(s) has/have provided his/their email address in the applicat

orm or any subsequent communication in any o the olio belonging to tinvestor(s), RMF / Asset Management Company reserves the right to uElectronic Mail (email) as a deault mode to send various communicatiwhich include account statements or transactions done by the investor(s

2. The investor(s) may request or a physical account statement by writingcalling RMFs Investor Service Center/ Registrar & Transer Agent. In casespecifc request received rom the investor(s), RMF shall endeavor to provthe account statement to the investor(s) within 5 working days rom treceipt o such request. RMF shall comply with SEBI Circular No. IMCIR/12/80083/2006 dates November 20, 2006 with respect to dispato the account statement.

vii. BENEFitS

1. Mobile No.: Get alerts on the move or Purchase, Dividend or Redemption, SDebit alert ater it refects in your account or two days prior to SIP debit

2. E-Mail ID: The Account Statement will be e-mailed instantly to yoregistered email address as and when you transact with Reliance MutuFund.

3. IFSC/MICR Code: With Reliance E-dividend you can have your dividecredited in your account through the Electronic Clearing Service (ECS)National Electronic Fund Transer (NEFT).

viii. SEBi circuLAr oF JuNE 30, 2009 oN rEmovAL oF ENtry LoAd

1. In terms o SEBI circular no. SEBI/IMD/CIR No.4/ 168230/09 dated Ju30, 2009, no entry load will be charged by the Scheme to the investeective August 1, 2009. Upront commission shall be paid directly by tinvestor to the AMFI registered Distributors based on the investors assessmeo various actors including the service rendered by the distributor

iNStructioNS For SiP Auto dEBit

1. This acility is oered only to the investors having bank accounts in HDFCBank, Ais Bank,

2. The Auto Debit Bank in the list or Reliance Arbitrage Advantage Fund maybe modied/updated/changed/ removed at any time in uture entirely atthe discretion o Reliance Mutual Fund / Reliance Capital Asset ManagementLimited without assigning any reasons or prior notice. I any bank is removed,SIP instructions or investors in such Auto Debit route will be discontinuedwithout prior notice. In such a case, the AMC at its sole discretion may acceptpost dated cheques (PDCs) orm the investors or the balance period.

3. SIP Auto debit acility is available only on specic dates o the month i.e.2nd or 10th or 18th or 28th.

4. Investor will not hold Reliance Mutual Fund / Reliance Capital AssetManagement Limited, its registrars and other service providers responsible

i the transaction is delayed or not eected or the investor bank account isdebited in advance or ater the specic SIP date due to local holidays.

5. Reliance Mutual Fund / Reliance Capital Asset Management Limited, itsregistrars and other service providers shall not be responsible nor liableor any damages/compensation or any loss, damage etc. incurred by theinvestor. The investor assumes the entire risk o using this acility and takesull responsibility.

6. Reliance Mutual Fund / Reliance Capital Asset Management Limited reservesthe right to reject any application without assigning any reason thereo.

7. Please read the Key Inormation Memorandum and Scheme InormationDocument and Statement o Additional Inormation or Applicable NAV, RiskFactors, Load and other inormation.

8. Allotment o units would be subject to realisation o credit.

9. An investor can opt or Monthly or Quarterly requency. In case the requencyis not selected the deault option would be monthly.

10. Minimum investment amount

Monthly SIP Option - 60 installment o Rs. 100/- each or 12 installmeno Rs. 500/- each or 6 installment Rs. 1,000/- each and in multiples o R1/- thereater.

Quarterly SIP Option - 12 installments o Rs. 500/- each or 4 installmeRs. 1,500/- each and in multiples o Re. 1/- thereater.

The gap between the 1st installment & the 2nd installment should be atle21 working days. However, subsequent installment should have a gap o atlea month depending upon the requency chosen.

11. The Unit holders can choose to opt out rom the SIP at any point o timby submitting a written request to the nearest DISC. Such request discontinuation should be received at least 15 days prior to the net due dao the SIP. On receipt o such a request, the SIP will be discontinued or tolio.

12. Perpetual SIP will be the deault option incase end date or enrolmeperiod is not provided. In case an investor, who has opted or Perpetual Ssubsequently intends to discontinue the same, a written communication therewill be required to be urnished. In case the SIP end date is not mentionwhile submitting the application, the SIP mandate will be construed to perpetual, till instruction to the contrary is received rom the investor.

13. An investor shall have the option o choosing or 1 or more than 1 SIP in tsame scheme and same plan in the same month however on dierent cydates. SIP debit dates shall be 02nd, 10th, 18th or 28th. However mothan one SIP or the same debit date per scheme per plan is not alloweTo register multiple SIP in the same scheme/same month, please submseparate ECS/Auto Debit Mandate Forms.


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Key Inormation Memorandum cum Application Formrelane Abae Aanae Fn

(An Open Ended Arbitrage Scheme)

Offr for U of R. 10/- r u for urg n Fu Offr pro nav r uo rog

SPoNSorcpae ofe:relane capal LeH Block, 1st Floor, Dhirubhai Ambani Knowledge City,Koparkhairne, Navi Mumbai - 400 710.Tel : 022 - 30327000, Fa. 022 - 30327202

truStEE

relane capal tsee c. Lecpae ofe:11th foor & 12th foor, One Indiabulls Centre,Tower 1, Jupiter Mills Compound, 841,Senapati Bapat Marg, Elphinstone Road,Mumbai - 400 013.Tel No. - 022-30994600 Fax No. - 022-30994699rEgiStErEd oFFicEReliance Capital Asset Management Limited/Reliance Capital Trustee Co. LimitedReliance House, Nr. Mardia plaza,O. C.G. Road, Ahmedabad 380006

iNvEStmENt mANAgErcpae ofe:relane capal Asse manaeen Le11th foor & 12th foor, One Indiabulls Centre,Tower 1, Jupiter Mills Compound,841, Senapati Bapat Marg, Elphinstone Road,Mumbai - 400 013.

Tel No. - 022-30994600Fa No. - 022-30994699

rEgiStrArka cpesae P. L.Madhura Estate,Municipal No.1-9/13/C,Plot No.13 & 13C,Survey No.74 & 75,Madhapur Village,Serlingampally Mandal& Municipality, R.R.District, Hyderabad - 500 081.Tel: 040-40308000 Fa: 040-23394828

cuStodiAN

dese Ban A.g.Kodak House, 222, Dr. D.N. Road,Mumbai - 400 001

AuditorS to thE SchEmEhaba & c.caee Anans42, Free Press House, Nariman Point,Mumbai - 400 021

E-mail : [email protected] [Customer Helpline] 3030 1111Investors using mobile phones need to preSTD Code o their respective city beore 3030 1111.

MTL/BSNL subscribers need todial 022 - 3030 1111.Overseas callers need todial 91 - 22 - 3030 1111.Website: www.reliancemutual.com

New Fund Offer Opens New Fund Offer Closes Scheme re-opens for continuous sale & repurchase not later than

September 24, 2010 October 08, 2010 October 21, 2010ts ke inan mean (kim) ses e nan, a pspee nes n bee nesn. F eeals e see/mal Fn, e lene efae b e Amc, ke Pesnnel, ness s & sees, s as, penales &penn lans, assae ansans e. ness sl, bee nesen, ee e See inan den aalable ee s a an e ines See cenes sbs e ebse .elaneal.te See palas ae been pepae n aane Sees an Eane Ba ina (mal Fns) relans 1996, asaene ll ae, an fle Sees an Eane Ba ina (SEBi). te ns ben ee pbl sbspn ae n beenappe sappe b SEBi, n as SEBi efe e aa aeqa s kim. ts kim s ae Sepebe 13, 2010.

INVESTMENT OBJECTIVE

The investment objective o the scheme is to generate income by taking advantage o the arbitrage opportunities that potentially eists between caand derivative market and within the derivative segment along with investments in debt securities & money market instruments.

ASSET ALLOCATION PATTERN OF THE SCHEME

Asset Allocation: Under normal circumstances, the anticipated asset allocation would be:

Instruments

Indicative allocations

(% of total assets) Risk ProfileMaximum Minimum

Equities and equity related instruments, Derivatives including inde utures, stockutures, inde options, & stock options, etc. #

90 65 Medium to High

Debt and Money market instruments** (including investments in securitized debt) 35 10 Low to MediumWhen adequate arbitrage opportunities are not available in the Derivative and Equity markets, the anticipated alternate asset allocation on deensconsiderations would be in accordance with the allocation given below. However, in case no arbitrage opportunity is available, then 100% o thremaining investible corpus (to the etent not deployed in arbitrage opportunities in the asset allocation pattern mentioned above) will be deployedshort term debt and money market instruments with tenure not eceeding 91 days (including investments in securitized debt). In this scenario alsthe allocation in Equities and equity related instruments, Derivatives including inde utures, stock utures, inde options, and stock options, etc wcontinue to be made in arbitrage opportunities only.

InstrumentsIndicative allocations(% of total assets) Risk Profile

Maximum MinimumEquities and equity related instruments, Derivatives including inde utures, stock utures,

inde options, & stock options, etc. (Only arbitrage opportunities)#65 0 Medium to High

Debt and Money market instruments** (including investments in securitized debt) 35 10 Low to MediumShort term Debt and Money market instruments not eceeding tenure o 91 days**(including investments in securitized debt)

100 0 Low to Medium

#the eposure to derivatives shown in the above asset allocation tables is eposure taken against the underlying equity investments and should not considered or calculating the total asset allocation and/or investment restrictions on the issuer. The idea is not to take additional asset allocation wthe use o derivative. The margin money deployed on these positions would be included in Money Market category.** including securitized debt up to 30%The Scheme shall take derivatives position based on the opportunities available subject to the guidelines issued by SEBI/RBI rom time to time andline with the overall investment objective o the Scheme.The above Asset Allocation Patterns are only indicative. The investment manager in line with the investment objective may alter the above patteor short term and on deensive consideration and will endeavor to rebalance the portolio in tune with the aoresaid asset allocation pattern within month o deviation, i any.Gross investments in securities under the Scheme which includes equities, equity related instruments/securities, debt securities Money Market Instrumenand derivatives will not eceed 100% o the net assets o the Scheme. For the purpose o this monitoring, the Gross Investments shall mean the LonPositions o Equity and Equity related securities and the debt securities Money Market Instruments. As a measure, the short positions used or arbitra

opportunities would be based on the underlying equity.


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INVESTMENT STRATEGY

The scheme will seek to achieve its investment objective primarily by employing various strategies which seek to eploit available arbitrage opportunitin markets. The stock selection strategy would be a blend o top down and bottom up approach without any sector or market capitalization bias. companies selected will be analyzed taking into account the business undamentals like nature and stability o business, prospects o uture growand scalability, nancial discipline and returns, valuations in relation to broad market and epected growth in earnings, the companys nancial strengand track record.

HOW THE SCHEME IS DIFFERENT FROM THE EXISTING OPEN ENDED EqUITY SCHEMES OF THE MUTUAL FUND

Reliance Growth FundAsset Allocation Pattern : Equity & Equity Related Instruments - 65% -100%, Debt Instruments & Money Market Instruments - 0% - 35%, Painesen Paen : The primary investment objective o the Scheme is to achieve long term growth o capital by investing in equity and equity relatesecurities through a research based investment approach., Investment Strategy : The portolio shall be structured so as to keep risk at acceptable levels. Th

shall be done through various measures including: 1. Broad diversication o portolio2. Ongoing review o relevant market, industry, sector and economparameters 3. Investing in companies which have been researched 4. Investments in debentures and bonds (where the tenure eceeds 18 months) will usualbe in instruments which have been assigned investment grade ratings by any approved rating agency, Differentiation : The core philosophy o the und is ocus on high quality mid cap stocks while having a small eposure to large cap stocks., AUM (Rs. Crore) as on August 31, 2010 : 7854.99, No. of Folias on August 31, 2010 : 985403

Reliance Vision FundAsset Allocation Pattern : Equity & Equity Related Instruments- 60-100%, Debt Instruments 0-30% & Money Market Instrument 0-10%., Pa inesePaen : The primary investment objective o the scheme is to achieve long-term growth o capital by investment in equity and equity related securities througa research based investment approach, Investment Strategy: The portolio shall be structured so as to keep risk at acceptable levels. This shall be done througvarious measures including: 1. Broad diversication o portolio 2. Ongoing review o relevant market, industry, sector and economic parameters 3. Investing companies which have been researched 4. Investments in debentures and bonds (where the tenure eceeds 18 months) will usually be in instruments whichave been assigned investment grade ratings by any approved rating agency, Differentiation : The und aims to achieve long term capital appreciation througinvestment in high quality large size capitalization stocks with a small eposure in mid size capitalization stocks., AUM (Rs. Crore) as on August 31, 20103612.49, No. of Folios as on August 31, 2010 : 468208

Reliance Euity Advantage FundAsset Allocation Pattern : Equity and equity related instruments 70% -100%, Debt and money market instruments (including investments in securitised debt*0% -30%.* Including upto 25% o the corpus in securitised debt., Pa inesen Paen: The primary investment objective o the scheme is to seek generate capital appreciation and provide long term growth opportunities by investing in a portolio predominanatly o equity and equity related instruments wiinvestments generally in S&P CNx Nity stocks and the secondary objective is to generate consistent returns by investing in debt and money market securitiesInvestment Strategy : The und proposes to invest 100% o the net equity investments in line with the sector ratio o S & P CNx Nity. The und will endeavoto replicate the sector allocation o the S & P CNx Nity on a monthly basis. At least 80% o the equity investments will be in S & P CNx Nity stocks anthe balance eposure in other stocks. This means that investment gamut will mainly be stocks in S & P CNx Nity inde and to a small etent in other stocko belonging to any/all sectors, Differentiation : The und has a sector neutral approach & endeavors to give Inde plus returns. Sector weightage o the unwould mirror eactly that o Nity on monthly basis. Minimum 80% o stocks within each sector would be constituents o Nity, though not necessarily witheir Nity weights.Maimum 20% o stocks could be Non-Nity in each sector to provide the additional alpha possibilities & opportunities., AUM (Rs. Croras on August 31, 2010 : 1293.68, No. of Folios as on August 31, 2010 : 365409

Reliance Euity Opportunities FundAsset Allocation Pattern : Equity & Equity Related Instruments-75-100%, Debt Instruments & Money Market Securities (including investments in SecuritiseDebt) 0- 25%. (25% o the Corpus in Securitised Debt), Pa inesen Paen : The primary investment objective o the scheme is to seek to generatcapital appreciation & provide long-term growth opportunities by investing in a portolio constituted o equity securities & equity related securities and thsecondary objective is to generate consistent returns by investing in debt and money market securities., Investment Strategy : The Fund will endeavor continuously analyze the perormance o economy and industry, which would be refected in the investment pattern o the und. The Fund would seek botvalue & growth, which are likely to commence rom the ongoing structural changes in the government policies, inrastructure spending and continuous globeconomic reorms which tries to integrate dierent economies across the globe. The primary approach to stock selection will be through the Top down approac

i.e Sector -- Industry-- Company., Differentiation : The und has the mandate to invest across companies(belonging to dierent sectors) with dierent markcaps; be it large, mid or small.The und manager would have the feibility to be overweight in a particular sector or market caps depending on the potential opportunities as they arise. The investment horizon o the und is minimum 2 yrs., AUM (Rs. Crore) as on August 31, 2010 : 2529.73, No. of Folios as oAugust 31, 2010 : 337964

Reliance quant Plus FundAsset Allocation Pattern : Equity & Equity Related Instruments-90%-100% & Debt & Money Market Instruments - 0%-10%, Pa inesen PaenThe investment objective o the scheme is to generate capital appreciation through investment in equity and equity related instruments. The scheme will seeto generate capital appreciation by investing in an active portolio o stocks selected rom S&P CNx Nity on the basis o a mathematical model. InvestmeStrategy : The Fund will ocus on large cap/liquid stocks and use stocks designated by NSE as members o Nity Inde. The und will have a signicanconcentration o stocks in the portolio while making active selective decision in stocks/sectors o S&P CNx Nity. Quantitative methods will be used or (screening mechanism to choose best picks and make the stock selection universe smaller, (ii) Deciding on the portolio weightage or better return as thinvestment will ocus on companys size and liquidity., The quantitative model which will be used or stock selection will be based on two broad parameteviz., Stock Price movement & Financial/ valuation aspects. The model will shortlist between 15-20 stocks (out o the resulting list) and the investments wbe made in them on weightages dened by the und manager., Differentiation : An investment und which ocuses on stocks rom constituents o S&P CNNity. The stock selection process is based on quantitaive analysis, and the proprietary system-based model will shortlist between 15-20 stocks rom screeninmechanism at pre-determined intervals i.e. on weekly basis based on quantitative techniques., AUM (Rs. Crore) as on August 31, 2010 : 59.18, No. of Folias on August 31, 2010 : 7202

Reliance Euity FundAsset Allocation Pattern : Equity and Equity related Instruments 75-100% and Debt Instruments and Money Market Instruments (including investments Securitised debt) 0% - 25%, Pa inesen Paen : The primary investment objective o the scheme is to seek to generate capital appreciation & providlong-term growth opportunities by investing in a portolio constituted o equity & equity related securities o top 100 companies by market capitalization & companies which are available in the derivatives segment rom time to time and the secondary objective is to generate consistent returns by investing in deband money market securities., Investment Strategy, The Broad Investment strategy o the und will be to invest in equity & equity related securities o the To100 companies by market cap & also in companies in the derivatives segment. The und will also use the derivatives route to hedge the equity portolio & thetent to which the portolio will be hedged will be linked tothe P/E o the Inde. as mentioned in the Scheme Inormation Document.The etent o hedgino the portolio is determined based on the month-end weighted average PE ratio o the Inde, which in this case will be the S&P CNx Nity., Differentiatio: The und ocuses on large cap stocks (belonging to top 100 companies by m-cap) and which are present in F&O segment with a hedging/shorting eatureAUM (Rs. Crore) as on August 31, 2010 : 1844.46, No. of Folios as on August 31, 2010 : 477805

Reliance Tax Saver (ELSS) FundAsset Allocation Pattern : Equity and Equity related securities 80%-100% and Debt and Money Market Instrument 0% - 20%, Pa inesen Pae: The primary objective o the scheme is to generate long-term capital appreciation rom a portolio that is invested predominantly in equity and equity relateinstruments, Investment Strategy : The investments in the Scheme shall be in accordance with SEBI (Mutual Funds) Regulations, 1996 and Equity LinkeSaving Scheme, 2005 notied by Ministry o Finance (Department o Economic Aairs) vide Notications dated November 3, 2005 and December 13, 200The und managers will ollow an active investment strategy taking deensive / aggressive postures depending on opportunities available at various points otime., Differentiation : The und is an open ended equity linked savings scheme which gives dual advantage o ta savings & growth potential. It is a larg

cap orientation und which aim to have minimum 50% eposure to top 100 companies by market capitalization., AUM (Rs. Crore) as on August 31, 201: 2335.91, No. of Folios as on August 31, 2010 : 683181


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Reliance Infrastructure FundAsset Allocation Pattern : Equities and equity related securities including derivatives engaged in inrastructure sectors and inrastructure related sectors : 65%-100Debt and Money market securities: 0% - 35% (including securitised debt upto 30% o the corpus in securitised debt), Pa inesen Paen : The primainvestment objective o the scheme is to generate long term capital appreciation by investing predominantly in equity and equity related instruments o companiengaged in inrastructure and inrastructure related sectors and which are incorporated or have their area o primary activity, in India and the secondary objectivis to generate consistent returns by investing in debt & money market securities., inesen Sae : The investment ocus would be guided by the growpotential and other economic actors o the country. The Fund aims to maximize long-term total return by investing in equity and equity-related securities whichave their area o primary activity in India .The Fund intends to invest in - (i) Companies in sectors related to inrastructure; (ii) Companies operating and listed India engaged in Inrastructure Sector and (iii) In diversied companies, where a major por tion o their revenues (primary activity) is derived rom the inrastructurelated activities., Differentiation : The und aims to invest in companies operating and listed in India related to inrastructure sector and inrastructure relateactivities., AUM (Rs. Crore) as on August 31, 2010 : 1705.7, No. of Folios as on August 31, 2010 : 383017

Reliance Natural Resources FundAsset Allocation Pattern : Equity and Equity related Securities o companies principally engaged in the discovery, development, production or distribution natural resources in: 65%-100% ( Domestic Companies 65% -100 %, Foreign Companies as permitted by SEBI/RBI rom time to time 0 %-35 %); Deand Money market securities :- 0%-35% (including securitised debt upto 35%), Pa inesen Paen : The primary investment objective o thscheme is to seek to generate capital appreciation and provide long term growth opportunities by investing in companies principally engaged in the discoverdevelopment, production or distribution o natural resources and the secondary objective is to generate consistent returns by investing in debt and money marksecurities., Investment Strategy : The Fund invests principally in equity securities o issuers in natural resources industries. The Fund may invest in securities issuers located anywhere in the world and normally will invest in securities o companies listed on The Bombay stock Echange Limited (BSE), London stoEchange Limited (LSE), New York Stock Echange (NYSE), Toronto Stock Echange (TSE) and Australian Stock Echange (ASx).Companies in natural resourceindustries include companies that RCAM considers to be principally engaged in the discovery, development, production, or distribution o natural resources are service providers to the Natural Resources Industry; the development o technologies or the production or ecient use o natural resources in addition alsurnishing o related supplies or services., Differentiation : A thematic und which invests in Indian & Global companies related to natural resources and not natural resources themselves., AUM (Rs. Crore) as on August 31, 2010 : 3170.11, No. of Folios as on August 31, 2010 : 1151374

Reliance Banking FundAsset Allocation Pattern : Equity & Equity Related Instruments-0-100% & Debt Instruments & Money Market Instruments 0-100% (including upto 50% the corpus in securitised Debt), Pa inesen Paen, The primary investment objective o the scheme is to seek to generate continuous returns by activeinvesting in equity and equity related or ed income securities o companies in banking sector. Investment Strategy : The proportion o investment betweeequity and debt will be decided based on the view o the und manager on anticipated movement in both debt as well as equity markets. The Fund managecan also take aggressive calls on the market by going upto 100% in equity or 100% in debt at any point o time or any other appropriate ratio depending upohis view. The allocation between debt and equity will be decided based upon the prevailing market conditions, macroeconomic environment, the perormanco the corporate sector, the equity market and other considerations. To achieve the primary objective, the und could invest in either debt or equity securitieo companies in banking sector, Differentiation : The und aims to generate consistent returns by investing in equity / equity related or ed income securitieo Banking and other associated companies.The und ollows an active strategy o management with endeavor to generate alpha and outperorm the BankinInde., AUM (Rs. Crore) as on August 31, 2010 : 1352.65, No. of Folios as on August 31, 2010 : 112333

Reliance Pharma FundAsset Allocation Pattern : Equity & Equity Related Instruments-0-100% & Debt Instruments & Money Market Instruments with Average Maturity o 5-1years-0-100% (including upto 100% o the corpus in securitised Debt), Pa inesen Paen : The primary investment objective o the scheme is tseek to generate consistent returns by investing in equity and equity related or ed income securities o Pharma and other associated companies., InvestmeStrategy : The und under normal circumstances shall invest at least 65% o the value o its total net assets either debt or equity securities in the PharmSector and associated companies o said sector. The proportion o investment between equity and debt will be decided based on the view o the und managon anticipated movement in both debt as well as equity markets. The Fund manager can also take aggressive calls on the market by going upto 100% in equitor 100% in debt at any point o time or any other appropriate ratio depending upon his view. The allocation between debt and equity will be decided baseupon the prevailing market conditions, macroeconomic environment, the perormance o the corporate sector, the equity market and other considerationsDifferentiation : A dynamic asset allocation sector und which aims to generate consistent returns by investing in large and mid cap companies spread acroall important segments o the pharmaceutical industry., AUM (Rs. Crore) as on August 31, 2010 : 494.29, No. of Folios as on August 31, 2010 : 5639

Reliance Diversified Power Sector FundAsset Allocation Pattern : Equity & Equity Related Instruments-0 100% & Debt & Money Mkt Instruments with Average Maturity o 5-10 years - 0 - 100

(including upto 100% o the corpus in securitised Debt), Pa inesen Paen : The primary investment objective o the scheme is to seek to generacontinuous returns by actively investing in equity and equity related or ed income securities o Power and other associated companies., Investment StrategThe Fund Manger will have discretion to completely or partially invest in any o the type o securities stated in the Scheme Inormation Document with a vieto maimize the returns or on deensive considerations. The debt part o the portolio will not necessarily be invested in the power sector, it would includother debt and money market instruments., The proportion o investment between equity and debt will be decided based on the view o the und manager oanticipated movement in both debt as well as equity markets. The Fund manager can also take aggressive calls on the market by going upto 100% in equior 100% in debt at any point o time or any other appropriate ratio depending upon his view. The allocation between debt and equity will be decided baseupon the prevailing market conditions, macroeconomic environment, and the perormance o the corporate sector, the equity market and other considerationsDifferentiation : The und ocuses on companies related to power sector. It provides opportunity to diversiy within the sector, with ocused approach anfeibility to invest in power distribution, transmission and generation related companies., AUM (Rs. Crore) as on August 31, 2010 : 5135.35, No. of Folias on August 31, 2010 : 816444

Reliance Media & Entertainment FundAsset Allocation Pattern : Equity & Equity Related Instruments-0-100% & Debt & Money Market Instruments with Average Maturity o 5-10 years-0-100%(including upto 100% o the corpus in securitised Debt), Pa inesen Paen :The primary investment objective o the scheme is to generate continuoreturns by investing in equity and equity related or ed income securities o Media & Entertainment and other associated companies., Investment StrategThe Fund will invest in equity securities whenever the equity market and shares rom the media sector are epected to do well. However, whenever the equitmarket is not epected to do well, the Fund will shit its ocus in debt, which in etreme cases o bearish equity market can go upto 100%., The proportion oinvestment between equity and debt will be decided based on the view o the und manager on anticipated movement in both debt as well as equity marketThe allocation between debt and equity will be decided based upon the prevailing market conditions, macroeconomic environment, the perormance o th

corporate sector, the equity market and other considerations., Differentiation : A sector specic und which ocuses on investing in companies related to med& entertainment sector., AUM (Rs. Crore) as on August 31, 2010 : 122.37, No. of Folios as on August 31, 2010 : 23603

Reliance Regular Savings Fund - Euity OptionAsset Allocation Pattern : Equity and Equity related securities 80%-100% and Debt and Money Market Instruments with an average maturity o 5-10 yea-0%-20%, Pa inesen Paen : The primary investment objective o this option is to seek capital appreciation and/or to generate consistent returnby actively investing in Equity & Equity-related Securities. Investment Strategy : Investment may be made in listed or unlisted securities. Listed securitireer to securities listed on any o the recognized Stock Echanges. Investments may be made as secondary market purchases, initial public oer, rights oeprivate placement etc. The Fund would identiy companies or investment, based on the ollowing criteria amongst others: 1. Sound Management 2. Gootrack record o the company 3. Potential or uture growth 4. Industry economic scenario, Differentiation : Reliance Regular Savings Fund has been launcheas an asset-allocator und which gives investor an option to invest either in equity,debt or both. RRSF-Equity option is a growth oriented aggressive equity unwhich adopts a multi cap strategy to capitalize on market trends especially in volatile markets., AUM (Rs. Crore) as on August 31, 2010 : 3111.97, No. Folios as on August 31, 2010 : 615914

Reliance Regular Savings Fund - Balanced OptionAsset Allocation Pattern : Equity and Equity Related securities-50%-75%,Debt & Money Market instruments-25%-50%, Pa inesen Paen : Thprimary investment objective o this option is to generate consistent return and appreciation o capital by invseting in a mi o securities comprising o equitequity related instruments and ed income instruments., Investment Strategy : The Scheme will, under normal market conditions, invest its net assets primarin Equity and equity related instruments and balance in edincome securities, money market instruments and cash equivalents.For investments in equity an

equity related securit ies, the Fund would identiy companies or investment, based on the ollowing criteria amongst others: a. Sound Management b. Good trarecord o the company c. Potential or uture growth. Industry economic scenario, Differentiation : The und ocuses on reducing volatility o returns by increasin/ decreasing equity eposure based on the market outlook and using a core debt portolio to do the rebalancing The und can invest 50%-75% o its corpuin equity & 25%-50% in debt related instruments., AUM (Rs. Crore) as on August 31, 2010 : 662.43, No. of Folios as on August 31, 2010 : 43287


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Reliance Long Term Euity FundAsset Allocation Pattern : Equity and equity related securities 70% -100%, Debt instruments and money market instruments (including investments in securitisedebt) 0%-30%., Pa inesen Paen : The primary investment objective o the scheme is to seek to generate long term capital appreciation & providlong-term growth opportunities by investing in a portolio constituted o equity & equity related securities and Derivatives and the secondary objective is tgenerate consistent returns by investing in debt and money market securities., Investment Strategy : The investment strategy o the Scheme is to build anmaintain a diversi ed portolio o equity stocks that have the potential to appreciate.The aim will be to build a portolio that adequately ref ects a cross-sectioo the growth areas o the economy rom time to time. While the portolio ocuses primarily on a buy and hold strategy at most times, it will balance the samwith a rational approach to selling when the valuations become too demanding even in the ace o reasonable growth prospects in the long run. Differentiatio: The und is an open ended diversied equity scheme which ocuses on small & mid cap stocks with long term investment horizon., AUM (Rs. Crore) as oAugust 31, 2010 : 1730.66, No. of Folios as on August 31, 2010 : 348453

Reliance NRI Euity FundAsset Allocation Pattern : Equity & Equity Related Instruments# -65-100% & Debt Instruments & Money Market Instruments * 0-35% (*including upto 35

o the corpus in securitised Debt # primarily drawn rom the BSE 200 Inde), Pa inesen Paen : The primary investment objective o the schemis to generate optimal returns by investing in equity and equity related instruments primarily drawn rom the Companies in the BSE 200 Inde., InvestmeStrategy : The und will, in general invest a signicant part o its corpus in equities however pending investments in equities, the surplus amount o the unshould be invested in debt and money market instruments. Also whenever good investment opportunity are not available, or the equity market is not likely tperorm in the view o the Fund manager the Fund will reduce its eposure to equity and during that period the surplus asset o the Fund shall be invested debt and money market instruments. The und will in general ollow a strategy o higher portolio reshufing with a view to capture the short term movemenin the markets as well as to encash the opportunity arising due to various events., Differentiation : The und is an ideal & eclusive oering or NRI investowho are seeking eposure to equity to participate in the India story & the Indian markets in the diversied equity space.The und primarily aims to invest in to200 companies by market capitalization., AUM (Rs. Crore) as on August 31, 2010 : 136.83, No. of Folios as on August 31, 2010 : 4262

Reliance Small Cap FundAsset Allocation Pattern :Equity & Equity Related Securites o small cap companies including derivatives - 65% - 100%, Equity & Equity Related Securites o another companies including derivatives - 0% - 35%, debt & money market securities (including investments in securitized debt upto 30%) - 0% - 35%, Painesen Paen : The primary investment objective o the scheme is to generate long term capital appreciation by investing predominantly in equity and equirelated instruments o small cap companies and the secondary objective is to generate consistent returns by investing in debt and money marksecurities., inesen Sae : The investment strategy o the Scheme is to build and maintain a diversied portolio o equity stocks that have the potentito appreciate. The aim will be to build a portolio that adequately refects a cross-section o the growth areas o the economy rom time to time. The unshall primarily ocus on the small cap stocks. However depending on the views o the und manager and market conditions in the interest o the investors, thund manager will have the feibility to select stocks which he eels are best suited to achieve the stated objective. The und will have the feibility to invepredominantly in a range o Small Cap companies/ stocks with an objective to maimize the returns, at the same time trying to minimize the risk by reasonab

diversication. Differentiation : The und shall predominantly invest in small cap companies/stocks with an objective to maimize the returns and at the samtime trying to minimize the risk by reasonable diversication. Small Cap stocks or the purpose o the Fund, are stocks whose market capitalization is in betweethe highest and lowest market capitalization o companies on BSE Small Cap Inde at the time o investment., AUM (Rs. Crore) as on August 31, 2010N.A., No. of Folios as on August 31, 2010 : N.A.

Reliance Index Fund - Nifty PlanAsse Allan Paen: Equities and equity related securities covered by Nity - 95% - 100% & Cash/CBLO/Repo & Reverse Repo & Money Markeinstruments (CPs,CDs, Tbills, Mibor linked instruments with daily Put/Call options & overnight Interest rate Reset Linked Instruments)but ecluding Subscriptioand Redemption Cash Flow # - 0% - 5% (# Subscription Cash Flow is the subscription money in transit beore deployment and Redemption Cash Flow is thmoney kept aside or meeting redemptions.)inesen Paen: The primary investment objective o the scheme is to replicate the composition o the NIFTwith a view to generate returns that are commensurate with the perormance o the NIFTY, subject to tracking errors. inesen Sae : The Scheme wbe managed passively with investments in stocks in a proportion that it is as close as possible to the weightages o these stocks in the S&P CNx Nity Inde. Thinvestment strategy would revolve around reducing the tracking error to the least possible through rebalancing o the portolio, taking into account the changin weights o stocks in the inde as well as the incremental collections/redemptions rom the Scheme. The und will, in general invest a signicant part o icorpus in equities however pending investments in equities; the surplus amount o the und should be invested in Cash/CBLO/Repo & Reverse Repo & MoneMarket instruments. Also whenever good investment opportunity are not available, or the equity market is not likely to perorm in the view o the Fund managthe Fund will reduce its eposure to equity and during that period the surplus asset o the Fund shall be invested in Cash/CBLO/Repo & Reverse Repo & MoneMarket instruments. However there is no assurance that all such buying and selling activities would necessarily result in benet or the Fund. The allocatiobetween money market instruments and equity will be decided based upon the prevailing market conditions, macroeconomic environment, and the perormanco the corporate sector, the equity market and other considerations. At time such churning could lead to higher brokerage and transaction costs. deena

The und is an open ended inde linked scheme which will be passively managed with investments in stocks in a proportion that it is as close as possible to thweightages o these stocks in the S&P CNx Nity Inde. Aum (rs. ce) as n August 31 2010 : N.A., N Fls as n August 31 2010 : N.A.

Reliance Index Fund Sensex PlanAsse Allan Paen: Equities and equity related securities covered by the Sense - 95% - 100% & Cash/CBLO/Repo & Reverse Repo & Money Markeinstruments (CPs,CDs, Tbills, Mibor linked instruments with daily Put/Call options & overnight Interest rate Reset Linked Instruments)but ecluding Subscriptioand Redemption Cash Flow # - 0% - 5% (# Subscription Cash Flow is the subscription money in transit beore deployment and Redemption Cash Flow is thmoney kept aside or meeting redemptions.) inesen Paen: The primary investment objective o the scheme is to replicate the composition o the Sensewith a view to generate returns that are commensurate with the perormance o the Sense, subject to tracking errors. inesen Sae : The Scheme wbe managed passively with investments in stocks in a proportion that it is as close as possible to the weightages o these stocks in the BSE SENSEx Inde. Tinvestment strategy would revolve around reducing the tracking error to the least possible through rebalancing o the portolio, taking into account the changin weights o stocks in the inde as well as the incremental collections/redemptions rom the Scheme. It is proposed to manage the risks by placing limit ordeor basket trades and other trades, proactive ollow-up with the service providers or daily change in weights in the BSE SENSEx as well as monitor daily infowand outfows to and rom the Fund closely. While these measures are epected to mitigate the above risks to a large etent, there can be no assurance that therisks would be completely eliminated. The und will, in general invest a signicant part o its corpus in equities however pending investments in equities; thsurplus amount o the und should be invested in Cash/CBLO/Repo & Reverse Repo & Money Market instruments. Also whenever good investment opportunitare not available, or the equity market is not likely to perorm in the view o the Fund manager the Fund will reduce its eposure to equity and during thaperiod the surplus asset o the Fund shall be invested in Cash/CBLO/Repo & Reverse Repo & Money Market instruments. However there is no assurance thaall such buying and selling activities would necessarily result in benet or the Fund. The allocation between money market instruments and equity will bdecided based upon the prevailing market conditions, macro economic environment, and the perormance o the corporate sector, the equity market and othe

considerations. At time such churning could lead to higher brokerage and transaction costs. deenan: The und is an open ended inde linked schemwhich will be passively managed with investments in stocks in a proportion that it is as close as possible to the weightages o these stocks in the BSE SensInde. Aum (rs. ce) as n August 31 2010 : N.A., N Fls as n August 31 2010 : N.A.

Reliance Arbitrage Advantage FundAsse Allan Paen: une nal sanes, e anpae asse allan l be:Equities and equity related instruments, Derivatives includininde utures, stock utures, inde options, & stock options, etc. 90%-65%, Debt and Money market instruments(including investments in securitized deupto 30%) -35%-10%.wen aeqae abae ppnes ae n aalable n e deae an Eq aes, e anpae alenae asseallan n eense nseans l be:Equities and equity related instruments, Derivatives including inde utures, stock utures, inde options, & stooptions, etc. (Only arbitrage opportunities) -65%-0%, Debt and Money market instruments(including investments in securitized debt upto 30%) -100%-35%inesen Paen: The investment objective o the scheme is to generate income by taking advantage o the arbitrage opportunities that potentially eistbetween cash and derivative market and within the derivative segment along with investments in debt securities & money market instruments.deenaThe und is an open ended arbitrage scheme which will seek to eploit available arbitrage opportunities in the markets to achieve its investment objective. Au(rs. ce) as n August 31 2010 : N.A., N Fls as n August 31 2010 : N.A.rs man Fas - Applable all e abe enne SeesRobust measures implemented to mitigate Risk include, adoption o internal policies on investments and valuations, rigorous procedures or monitoring investmerestrictions and eective implementation o various norms prescribed by SEBI rom time to time.


9/22

HOW THE SCHEME IS DIFFERENT FROM THE EXISTING OPEN ENDED DEBT SCHEMES OF THE MUTUAL FUND

Reliance Liuid Fund-Treasury PlanAsse Allan Paen : Call Money/Cash/Repo and Reverse Repo- 0 - 50%, Money Market Instruments (Mibor linked instruments,)CPs, T-Bills, CDs andor other Short Term papers) 0 - 95%, Primary inesen Paen : The primary investment objective o the scheme is to generate optimal returns consistewith moderate levels o risk and high liquidity. Accordingly, investments shall predominantly be made in Debt and Money Market Instruments, ineseSae :The und management team will endeavor to maintain a consistent perormance in the scheme by maintaining a balance between saety, liquidity anprotability aspects o various investments. The und manager will try to achieve an optimal risk return balance or management o the ed income portolioThe investments in debt instruments carry various risks like interest rate risk, liquidity risk, deault risk, purchasing power risk etc. While they cannot be donaway with, they can be minimized by diversication and eective use o hedging techniques. The und management team will take an active view o the intererate movement by keeping a close watch on various parameters o the Indian economy, as well as developments in global markets., deenan : This unbelongs to the amily o Liquid Funds. It is targeted towards varied investor categories like retail/SMEs/HNIs due to which the minimum investment amount the und is Rs 5000. Since the und is targeted towards a diverse investor base, the AUM o the und is relatively more stable in nature. This is refected in iportolio wherein there is a relatively lower allocation to relative cash and cash like instruments. Also because o a more diversied investor base, the marketin

epenses on an average are slightly higher than Reliance Liquidity Fund resulting in relatively higher epense charged., Aum (rs. ce) as n As 31,201: 2639.61, N. Fls as n As 31,2010 : 36730

Reliance Liuid Fund-Cash PlanAsse Allan Paen : Reverse Repo & CBLO - 0 - 100% Mibor Linked instruments with daily Put/ Call Options and Overnight Interest Rate Reset LinkeDebt Instruments^ - 0-100% ^Investments in Overnight Interest Rate Reset Linked Debt Instruments (with maturity or put/call greater than one day) shanot eceed 50% o the corpus o the scheme., Pa inesen Paen : The primary investment objective o the scheme is to generate optimal returnconsistent with moderate levels o risk and high liquidity. Accordingly, investments shall predominantly be made in Debt and Money Market Instrumentsinesen Sae : The und management team will endeavor to maintain a consistent perormance in the scheme by maintaining a balance betweesaety, liquidity and protability aspects o various investments. The und manager will try to achieve an optimal risk return balance or management o thed income portolios. The investments in debt instruments carry various risks like interest rate risk, liquidity risk, deault risk, purchasing power risk etc. Whithey cannot be done away with, they can be minimized by diversication and eective use o hedging techniques. The und management team will take aactive view o the interest rate movement by keeping a close watch on various parameters o the Indian economy, as well as developments in global marketsdeenan : This und also belongs to the amily o Liquid Funds. The scheme is mandated to deliver returns which are highly correlated with overnighmoney market rates. This is achieved by taking eposure to overnight instruments or by taking eposure to foaters which are benchmarked to overnight intererate benchmarks. The und is suitable to park very short term investment surplus or a duration ranging rom a day to a week., Aum (rs. ce) as n A31,2010 : 33.52, N. Fls as n As 31,2010 : 1795

Reliance Liuidity FundAsse Allan Paen : Repo and Reverse Repo 0 - 35%, Money Market Instruments (Mibor linked instruments, CPs, T-Bills, CDs) and/or other Short Termdebt instruments (Floating Rate Notes, Short Tenor NCDs, PTCs) and/or Less than 1 year maturity Gsecs- 65-100% Securitised debt upto 40% o the corpuPa inesen Paen : The investment objective o the Scheme is to generate optimal returns consistent with moderate levels o risk and high liquiditAccordingly, investments shall predominantly be made in Debt and Money Market Instruments., inesen Sae : The und management team will endeavto maintain a consistent perormance in the scheme by maintaining a balance between saety, liquidity and protability aspects o various investments. The unmanager will try to achieve an optimal risk return balance or management o the ed income portolios. The investments in debt instruments carry variourisks like interest rate risk, liquidity risk, deault risk, purchasing power risk etc. While they cannot be done away with, they can be minimized by diversicatioand eective use o hedging techniques. The und management team will take an active view o the interest rate movement by keeping a close watch ovarious parameters o the Indian economy, as well as developments in global markets., deenan : The und belongs to the amily o Liquid Funds. It designed to handle etremely large ticket size investments with the minimum application amount being Rs. 5 crore. Since the und is meant or large tickesize investors, thereore, on an average maintains low total epense ratio resulting rom low marketing epense.The portolio endeavors to maintain a largproportion o assets in liquid, cash and near cash instruments to handle the possibility o larger volatility in a smooth manner., Aum (rs. ce) as n A31,2010 : 10014.13, N. Fls as n As 31,2010 : 253

Reliance Floating Rate Fund Short Term Plan (Formerly Reliance Floating Rate Fund)Asse Allan Paen : Money market instruments and Floating Rate Debt Securities (including foating rate securitised debt & Fied rate debt instrumen& Floating Rate Debt Instruments swapped or Fied Rate returns) with tenure eceeding 3 months upto a maturity o 3 years 25% - 100%. Fied Rate DeSecurities (including securitized debt, Money Market Instruments & Floating Rate Debt Instruments swapped or ed rate returns) 0% - 75% Securitised dewill a part o debt securities upto 50% o the corpus, Pa inesen Paen : The primary investment objective o the scheme is to generate regulincome through investment in a portolio comprising substantially o Floating Rate Debt Securities (including foating rate securitised debt, Money MarkInstruments and Fied Rate Debt Instruments swapped or foating rate returns) The scheme shall also invest in Fied Rate Debt Securities (including ed rasecuritised debt, Money Market Instruments and Floating Rate Debt Instruments swapped or ed returns)., inesen Sae : The und managemeteam will endeavor to maintain a consistent perormance in the scheme by maintaining a balance between saety, liquidity and protability aspects o varioinvestments. The und manager will try to achieve an optimal risk return balance or management o the ed income portolios. The investments in deinstruments carry various risks like interest rate risk, liquidity risk, deault risk, purchasing power risk etc. While they cannot be done away with, they can bminimized by diversication and eective use o hedging techniques. The und management team will take an active view o the interest rate movement bkeeping a close watch on various parameters o the Indian economy, as well as developments in global markets., deenan : The und belongs to thcategory o Ultra Short Term Funds. A signicant portion o the und is mandated to invest in a combination o debt securities, money market instruments anfoating rate instruments with a maturity prole o three months and upto 2 years. This und may have a slightly more aggressive credit and duration prolcompared to a money manager und and medium term und and thereore would be suitable or investors with minimum 3 months holding period., Aum (rce) as n As 31,2010 : 4370.51, N. Fls as n As 31,2010 : 13543

Reliance Money Manager FundAsse Allan Paen : Debt Instruments* including Government Securities, Corporate Debt, Other debt instruments and Money Market Instruments witaverage maturity less than equal to 12 months- 0-100%, Debt Instruments* including Government Securities, Corporate Debt and other debt Instrumenwith average maturity greater than 12 months- 0-50% *Securitised debt upto 60% o the corpus., Pa inesen Paen : The investment objectivo the Scheme is to generate optimal returns consistent with moderate levels o risk and liquidity by investing in debt securities and money market securities

inesen Sae : The und management team will endeavor to maintain a consistent perormance in the scheme by maintaining a balance between saetliquidity and protability aspects o various investments. The und manager will try to achieve an optimal risk return balance or management o the ed incomportolios. The investments in debt instruments carry various risks like interest rate risk, liquidity risk, deault risk, purchasing power risk etc. While they cannbe done away with, they can be minimized by diversication and eective use o hedging techniques. The und management team will take an active view the interest rate movement by keeping a close watch on various parameters o the Indian economy, as well as developments in global markets., deena: This und belongs to the amily o ultra short term debt unds with very low eposure to MTM instruments. The und is managed with a relatively conservativapproach to credit risk and duration as compared to Reliance Medium Term Fund & Reliance Floating Rate Fund - STP. As a result o having a higher credprole and a low MTM component, the returns may be less volatile than Reliance Medium Term Fund & Reliance Floating Rate Fund - STP. The und portolis designed to generate a moderate yield pick up over liquid unds and is suitable or investors with investment between 1 week to 1 month. Aum (rs. cas n As 31,2010 : 14645.46, N. Fls as n As 31,2010 : 16507

Reliance Medium Term FundAsse Allan Paen : Money Market Instruments/Short Term debt Instruments/Floating Rate Notes with maturity/interest rate reset period not eceedingmonths 0%- 80%. Money Market Instruments (CPs, T-Bills, CDs) and/or other Short Term debt instruments (Floating Rate Notes, Short Tenor NCDs, Securitizedebt#) and any other instrument with duration o more than 3 months but not eceeding 3 years 20% - 100%#Securitized debt upto 80% o the corpuPrimary Investment Pattern : The primary investment objective o the scheme is to generate regular income in order to make regular dividend payments tunitholders and the secondary objective is growth o capital., Dierentiation : This und belongs to the amily o ultra short term debt unds, with moderateposure to MTM assets. The portolio is positioned at the shorter end o the yield curve but has a leeway to take marginal eposure to securities upto 1 yematurity in case value is identied at that part o the curve. This und can marginally enhance the credit risk prole o the portolio to enhance returns.

The NAV o the und may be a little more volatile than a liquid und because o a higher MTM component in the und. The und is suitable or investors witan investment horizon o 1 month or more . Aum (rs. ce) as n As 31,2010 : 3910.07, N. Fls as n As 31,2010 : 24968


10/22

HOW THE SCHEME IS DIFFERENT FROM THE EXISTING OPEN ENDED DEBT SCHEMES OF THE MUTUAL FUND

Reliance Short Term FundAsse Allan Paen : Debt & Money market instruments with average maturity upto 1 year 60% - 100% Debt instruments with average maturity greater than a yeand normally upto 7 years depending upon availability 0% - 40%., Pa inesen Paen :The primary investment objective o the scheme is to generate stabreturns or investors with a short term investment horizon by investing in xed income securitites o a short term maturity., inesen Sae : Reliance Short Term Fuis positioned as an intermediate product positioned between the long term Income Fund (Reliance Income Fund) and the very short term liquid Fund (Reliance Liquid FundAccordingly, investments will be made mainly in short to medium term maturity debt instruments in line with the investment objective o the Scheme o achieving stabreturns. The und management team will endeavor to maintain a consistent perormance in the scheme by maintaining a balance between saety, liquidity and protabilaspects o various investments. The und manager will try to achieve an optimal risk return,balance or management o the xed income portolios. The investments in deinstruments carry various risks like interest rate risk, liquidity risk, deault risk, purchasing power risk etc. While they cannot be done away with, they can be minimized bdiversication and eective use o hedging techniques. deenan : The und belongs to the amily o income unds. It is suitable or investors with short to mediuterm investment horizon o 6 9 months and medium appetite or risk. The und predominantly invests in various debt instruments like Government and Corporate bondSecuritized Debt, Money Market Instruments etc and normally maintains a moderate maturity o the portolio between 1- 2 years., Aum (rs. ce) as n A

31,2010 : 4550.33, N. Fls as n As 31,2010 : 9018Reliance Regular Savings Fund- Debt OptionAsse Allan Paen : Debt Instruments( including securitised debt) with maturity o more than 1 year - 65-100% Money Market Instruments (including CasCall Money & Reverse Repo) and Debentures with maturity o less than 1 year - 0-35% (Securitised debt will be a part o the debt securities, upto 25% o the corpusPrimary inesen Paen :The primary investment objective o this option is to generate optimal returns consistent with a moderate level o risk. This income may bcomplemented by capital appreciation o the portolio. Accordingly, investments will predominantly be made in Debt & Money Market Instruments., inesen Sae: The Fund Management Team will endeavor to maintain a consistent perormance in the Scheme by maintaining a balance between saety, liquidity & protability aspeco various investments. The Scheme will, under normal market conditions, invest its net assets in xed income securities like Central Government securities, Treasury BillCorporate Bonds, and CBLO etc. The scheme may also invest its net assets in Derivatives like Interest rate swaps, Forward Rate agreements and other such instruments permitted by RBI / SEBI. To reduce the volatility, the und will keep a low government security exposure. The exposure in government securities will generally not excee50% o the corpus o the scheme. Some o the Debt Instruments may not be listed and investments will be made through public oer or private placement or secondamarket open und. The average maturity o the debt por tolio may normally be maintained between 1 and 7 years., deenan : This und also belongs to the amo income unds. This und is positioned towards the retail/HNI/SME kind o xed income investors. The und has a limit on the amount that the investor can invest in month. The und basically seeks to benet rom any oppor tunity available in the debt market space at dierent points in time and rom the steepness o the yield curve.typically maintains a moderate duration between 1 2 years and invests in good credit quality papers to ensure that investors have a healthy holding period return. The upositions itsel to take advantage o well researched credits and structures to enhance returns or the investors., Aum (rs. ce) as n As 31,2010 : 3388.8N. Fls as n As 31,2010 : 13222

Reliance Income FundAsse Allan Paen : Debt Instruments - 50 - 100%, Money Market Instruments - 0 - 50% The Fund will normally endeavor to keep Securitised Debt upto 40% o tcorpus, Pa inesen Paen : The primary investment objective o the scheme is to generate optimal returns consistent with moderate level o risk. This income mbe complemented by capital appreciation o the portolio.Accordingly, investments shall predominantly be made in Debt & Money Market Instruments, inesen Sae: The und management team will endeavor to maintain a consistent perormance in the scheme by maintaining a balance between saety, liquidity and protability aspects various investments. The und manager will try to achieve an optimal risk return balance or management o the xed income por tolios. The investments in debt instrumencarry various risks like interest rate risk, liquidity risk, deault risk, purchasing power risk etc. While they cannot be done away with, they can be minimized by diversication aeective use o hedging techniques. The und management team will take an active view o the interest rate movement by keeping a close watch on various parameters the Indian economy, as well as developments in global markets., deenan : This und belongs to the amily o income unds. It is suitable or investors with medium tlonger term investment horizon o 12 months and more and medium to high appetite or risk. Income unds mainly invest in debt securities o varying maturity periods, iboth in short term and long term debt instruments like Government and Corporate bonds, Securitized Debt, Money Market Instruments etc, depending on the und manageview o the market., Aum (rs. ce) as n Jl 31,2010 :317.59, .N. Fls as n Jl 31,2010: 7045

Reliance Dynamic Bond Fund (Formerly Reliance NRI Income Fund)Asse Allan Paen : Debt instruments: 0%-100%. Investment in securitised debt upto 40% may be undertaken., Pa inesen Paen :The primary investmeobjective o the scheme is to generate optimal returns consistent with moderate levels o risk. This income may be complemented by capital appreciation o the portolAccordingly, investments shall predominantly be made in Debt and Money Market Instruments., inesen Sae : The und management team will endeavor to maintaa consistent perormance in the scheme by maintaining a balance between saety, liquidity and protability aspects o various investments. The und manager will try tachieve an optimal risk return balance or management o the xed income portolios. The investments in debt instruments carry various risks like interest rate risk, liquidirisk, deault risk, purchasing power risk etc. While they cannot be done away with, they can be minimized by diversication and eective use o hedging techniques. The umanagement team will take an active view o the interest rate movement by keeping a close watch on various parameters o the Indian economy, as well as developmentin global markets., deenan : Reliance Dynamic Bond Fund is a und with a dynamic asset allocation structure enabling complete fexibility in investment in debinstruments which may include investments in corporate and PSU bonds, Government Securities, money market instruments, securitized debt etc o varying tenors and thquantum o investments in any o the above mentioned categories is a lso fexible. Thereore, the und intends to take medium term calls on interest rates and take signicabets on the same. A signicant portion o the unds pie shall be invested in higher rate corporate bonds, money market instruments and gilts. Credit call, i at all, will be takon low duration securities. Aum (rs. ce) as n As 31,2010 : 73.69, N. Fls as n As 31,2010 : 208

Reliance Gilt Securities FundAsse Allan Paen : Gilts - 70 - 100%, Money Market Instruments 0 - 30%, Pa inesen Paen :The primary investment objective o the scheme is generate optimal credit risk-ree returns by investing in a portolio o securities issued and guaranteed by the Central Government and State Government, inesen SaeThe und management team will endeavor to maintain a consistent perormance in the scheme by maintaining a balance between saety, liquidity and protability aspects various investments.

Documents

Reliance Arbitrage Advantage Fund Application Form