Relationship of Managerial Work Roles to Tactics

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    The Hart and Quinn

    (1998) typology

    for

    assessing

    variations in

    managerial

    roles

    was used to

    explore

    managers

    self-reported successful

    use of

    influence

    tactics

    with subordinates. Data

    were

    obtained from

    116 managers

    using

    ques-

    tionnaires completed

    anonym ously. The

    investigation

    found that the managers

    vision setter

    role was

    positively

    related to

    the

    use

    of

    the

    consultation tactic.

    Managers motivatorrolewas positivelyrelatedto theuseo fingratiating and

    inspirational

    appeals, and

    negatively related

    to the

    use

    of

    exchange

    and coali-

    tion tactics. Managers analyzer

    role

    w as

    related

    to the

    use

    of pressure and

    rationality tactics, and

    negatively related

    to the

    use

    of the

    coalition

    tactic.

    Managers

    task

    master

    role was positively related to

    the

    use

    of the

    exchange

    and

    inspirational appeals

    tactics. Implications of

    these

    findings for

    research

    and

    practice

    are

    discussed

    Relation sh ip o f M an ag eria l VWbrk Roles to

    Tactics Used to nflu en ce Su bordinates

    Kevin G. Lamude

    California State University San Bernardino

    Joseph Scudder

    Indiana University

    T n te re s t in man agerial work role activities ha s grown rapidly in recen t

    J . yeare (Martinko Gardner, 1990), yet the bulk of research which ha s

    been conducted has focused on typologies for classifying work roles

    rat he r tha n the relationsh ip between ma nag erial roles and actual com-

    munication behavior or behavioral intentions. The present study was

    un de rtake n to explore the relationship between self-reported manage-

    rial work roles and successM infiuence strategies with subordioat^JS. The

    geBeral im portan ce of this area of research results from the belief tha t

    influence abilily is central to being effective in a variety of work roles

    (Dreher, Dougherty,

    Whitely, 1989).

    armger Work

    oles

    The literatu re on m anag erial wo rk has changed significantly ia the

    pas t decade or

    so.

    Prev:iously, it was dom inated by single case-oriented

    accounts of specific companies o r biographies of specific le aders th a t had

    been subjected to m inim al em pirical study (Bowditch Buono, 1985).

    Early controveisies revolved around the participants' reasons for the

    observable activities. For instance, Carroll and Iky ior(1968)pointed out

    th at since man agerm l work is m ental, it is not directly observable. Sim-

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    6 4 The Journai of usinessCom mu nica t ion 32:2Apr iN995

    is more emphasis on cognitive processes, as in Quinn's (1981, 1988)

    Competing Values concept which suggest that effective manager per-

    formance requires the simultaneous m aste ry of seemingly contradictory

    capab ilities. Th ere is also more em ph asis on integra ting tjT)ologies for

    describing m ana geria l wo rk activities (Carroll

    Gillen, 1987).

    M ore recently, H a rt and Qu inn (1993) proposed a useful in tegrative

    way to distinguish m anagerial work roles. Tbis approach revolves around

    the Competing Values concept as the organizing framework. Citing

    empirical sup port, Qu inn and his colleagues (Quinn Rohrba ugh,

    1983;

    Quinn, Spreitzer,

    Hart,

    1992)

    proposed tha t different value dimen-

    sions (flexibility to pred ictability and inte rn al to externa l focus) un der -

    Heth e conceptualizations of the four m ajor perspec tives of organizational

    and manag em ent effectiveness h ter atu re . For example, the hum an rela-

    tions perspective (participation, openness, morale and commitment)

    em phasizes fiexibility and inte rn al focus. The open system perspective

    (innovation, adaptatio n, growth, and resource acquisition) stresses flex-

    ibihty and exte rna l focus. The ration al goal perspective (direction, goal

    clarity, productivity, and accomplishment) emphasizes predictability

    and e xter na l focus. Finally, the in terna l process perspective (informa-

    tion m anagem ent, docum entation, and control) stresses predictabihty

    and in ternal focus. Evidence suggests that an effective m anager may need

    to perform

    w ll

    on all four conflicting dem ands (Q uinn

    Cam eron, 1988;

    Qu inn, 1988).

    An im por tant extension of the Competing Values concept was m ade

    by H a rt and Q uinn (1993), who classified m ana ger ial work roles found

    in the lite ratu re into four competingrol categories (Vision S etter, Moti-

    vator, Analyzer, Task M aster. See Table 1.) th at correspond to Quinn's

    value framework and examined how these roles are related to perfor-

    mance. UsingQ typecluste r analysis they found the four h ypothesized

    managerial reles could be grouped together on the basis of Quinn's

    Com peting Valuesframework.In addition, they found th at m anag ers who

    focused on all fou rw ork role s achieved hig he r levels of perform ance. In

    this study, we extend tha ttypeof rese arch to lear n how m ana ger s effec-

    tively use different tactics to influence subo rdinates .

    nfluence Strategies

    Much of the recent research on managerial infiuence with subordi-

    nate s ha s focused on factors th at condition th e tactics th at are used (Del-

    uga,1988; Harper Hirokawa, 1988;Lamude,1993;L amu de, Scudder,

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    Managerial Work Roles / Lamude, Scudder 1 6 5

    Table1

    Definit ions of M anagerial oles

    Vision Setter Manager focuses on creating a sense of identity, mission, aind

    agendas for organizational members.

    Motivator Manager employs personal examples, metaphors, anecdotes,

    ceremony and symbols to emphasize organizational values and

    create a

    sense

    of excitement and challenge for oi^^anizational

    members.

    Analyzer Manager is concerned with the critical review of projects and

    proposals, evaluating decisions, negotiating, and conflict solving.

    Iksk Master Manager has a strong focus on hands on results, knowledge,

    decision making, and resource options.

    behav ior. Yet, a growing body of lite ra tu re (Kan ter, 1982; Kotter, 1982;

    fe.vett & Lau ,1983;YuM Falbe, 1990) has argued th at influencing sub-

    ordinates is an im po rtan t component of m anag erial work

    roles,

    landthe

    study of managerial roles may provide a more detailed analysis of the

    influence process.

    The spedfic influence strategies m ade available

    to

    respond ents in the

    presen t study were based

    on Yukl

    and Falbe's (1990) modification ofKip-

    nis and Schm idt's (1985) hawi and soft influence tactics . Th e fouir

    hand tactics involve use of auth ority and position power, and they tend

    to be used in an impersonal and manipulative way (JPalhe

    ,

    Yukl,

    1992, p.644). The hard tactics include press ure, upw ard appeal,

    exchange, and coalition.

    In turn , Falbe and Yukl (1992) propose the four soft influence tac-

    tics involve use of personal power and power sharing

    (p.

    644).Tb e soft

    tactics include ingratia ting, rationality, inspiration al appeals, and con-

    sultation. Definitions of these tactics a re shown inTable2.

    Since Ha rt and Q uinn's m anag erial role typology makes no prediction

    abo ut influence stra teg y use, the pr esen t stud y was exploratory^?. How-

    ever, several prio r man ager-to-subo rdinate tactics of influence studies

    s u r e s t th atsomespeculation is possible. In particular, in a series of stud-

    iesresearch ers repo rt th at soft tactics such

    as,

    rationality, inspirationa l

    appeal, consultation, ingratiation a nd less pressure are m ore success-

    ful in influencing sub ordin ates' comm itment to vrork-related outcom es

    (Falbe

    Yukl,

    1992;

    Yukl

    Fadbe, 1990; Yukl Tracey, 1992).

    While man age rs are likely to possess trans-role preferences for soft

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    66

    The Journal of

    usiness

    ommunication 32:2April 995

    Table

    efinition of Influence T actics

    Rational persuasion

    Inspirational appeals

    Consultation

    Ir^atiation

    Exchange

    Coalition tactics

    Pressure

    Upward appeals

    The manager uses logical ai^uments and factual evidence

    to persuade the ta i^et subordinate th at

    a

    proposal or

    requestisviable and likely toresult in the attainmentof

    task objectives.

    The manager makes a request or proposal tha t arouses

    tai^et enthusiasm yappealit^ tothe subordinate s

    values, ideals,

    and aspirations, or

    y

    increasing th e

    subordinate s self-confidence.

    The m anager seeks the subordinate s participation in

    planning a strategy, activity, or chais e forwhichtlie

    subordinate s support and assistance are desired, or the

    manager is

    willing to

    modify a proposal

    to

    deal with the

    subordinate s concerns and su ^esti on s.

    Tlie manager uses praise,fiattery,friendlybehavior,or

    helpful behavior

    to

    get the target subordinate in

    a

    good

    mood or to think favorably of him or he r before asking for

    something.

    The manager offers an exchange of favour, indicates

    willingness to reciprocate

    at

    a later

    time,

    or promises

    a

    share of the benefits if the ta i^e t subordinate helps

    accomplish a task .

    The m anager seeks the aid of others to persuade tiie

    tai^et subordinate

    to do

    something or

    uses

    the support

    of

    others as a reason for th e targettoagree also

    The

    mam ger

    uses demands, threats,

    firequent

    checking,

    or persistent reminderstoinfluence th e targ et subordi-

    nate to do w hat he or she wants.

    The manager seeks to establish th e legitimacy of a request

    by claiming the authority or righ ttomake it or yverify

    ing tha t itisconsistent with organizational policies, rules,

    practices, or traditions.

    Other researchers have considered the impact of task activity on the

    influence process. For example, task activity has been identified

    a s

    a source

    of hard infiuence tactic differentiation with subordinates. Kim and Yukl

    (1989) reported the pressure tactic

    is

    used more often for influencing sub-

    ordinates in work-related task than with peers or superiors. In turn,

    Lamude, Scudder, and Furno

    (1993)

    found

    coahtion,

    exchange, rationahty,

    and pressure tactics were successful in influencing subordinates to per-

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    Managerial Work

    Roles

    / Lamude, Scudder 1 6 7

    vision articulate s an attractive ftiture, and m anage rs should behave in

    ways th a t reflect t he viisioE.O Hairand F riedrich(1992)concluded th at

    if a vision becomes a rigid pa tte rn of behavior ins tead of an inspii-ational

    challenge, it may do m ore ha rm th an good (p.87). Such writings sug-

    gest th at soft tactics are more likely

    to be

    significantly associat3d w ith

    the vision sette r role th an hard tactics. This finds su pp ort from

    researcherswhofound inspirational appea ls and consultation tactics are

    used m ost often as a me ans to obtain subo rdinate com mitment for new

    objectives, stra teg ies , and projects (Yukl Falbe, 1990).

    The an alyzer role involves competing viewpoints, the recognition of

    comm onalities and con trasting viewpoints, and the ability to influence

    t

    subordinatetoadopt a comm on poin t of view ( H art Quinn , 1993).

    Because th e analyze r m ana ger assum es a Mghly active and control-ori-

    en ted role in com municating decisions, we expect tM s role to besignif-

    icantly associated w ith hard tactics. TMs is sup ported by little pa ge ,

    Nixon, and Gibson (1993) who provide evidence th at the u se of ingrati-

    ating, and two hard tactics, coalition and rationality are the mos t

    effective in negotiating, so lvir^ problems and conflicts. Ha rt and Q uinn

    (1993) suggest the m otivato rrolehelps managerstolink employees with

    enduring oi^aniza tional values, develop and m aintain M gher levels of

    perfonmance, a nd promo te their own and employees' em otion and ide a

    expression. Res earchers h ave no ted the im portance of infiuence behav-

    ior in undeistanding how managers motivate suboitiinates commit-

    ment and extra effort (Bass, 1985;Yukl, 1989). DeFleur, Kearney, and

    Plax(1993)suggesttheexercise of doseness, enthusiasm , and MMng behav-

    iors are generally perceived as eflfective in motivating others. Results from .

    prior research on downward influence of managers over suboniinates

    found these motivating behaviors were positively associated with the use

    of more ing ratiating and less exchange tactics (Lamude, etai.,

    1993).

    We

    would expect, then , th at thes e tactics are m ore likely to be employed in

    the role of m otivator.

    etho

    Sample

    The presen t study employed volunteer sampling (O'Hair & Kieps, 1990)

    in ordertogenerate a sufficient num ber of participantstoproduce a power

    estimate of.90(Cohen, 1969) for the princ iple an alys is of inte res t. O ur

    sample consists of116volunteer m anag ers (66 ma les and 50 females)

    participating in a one day business and m anagem ent education program

    sponsored by the N atio na l In stitute for Professional Development. TMs

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    ? 6 8 The Journal of usiness ommunication 3 : Apn7 f995

    top level managem ent. The resp onden ts' ages ranged from27to69,with

    a mean age of

    45.

    All of th e respo ndents h ad at le ast a college degree.

    Procedures

    One -hundred twenty-seven questionnaires were adm inistered a t the

    program site cafeteria during the lunch break. The self-report ques-

    tionnaire was composed of m easu res of m ana geria l roles and influence

    tactics, and limited demographic information. A cover lette r attached to

    the que stionnaire explained the purpose of the study and assu red con-

    fidentiality. Responden ts were told tha t they were taking pa rt in a sur-

    vey to assess m anagem ent communication issues. Similartothe procedure

    of Falbe et a l., (1993) respond ents we re asked to reca ll a recent conver-

    sation in which the y were successful in influencing a subordina te to com-

    m ittoa work-related activity and to describe on a5-point agree-disagree

    scale which items, if any, represe nted the ir work role(s) an d tactic(s) of

    downward influence. Com mitment was described as when the employee

    agrees with the request or decision, is enthusiastic about it, and is

    likely to exercise initiative and dem onstrate unusu al effort and pe rsis-

    tence in order to car ry out the requ est successfully. Partic ipan ts w ere

    asked to complete the q uestionnaire during lunch and deposit them in

    abox as they left the cafeteria. If they were unabletocomplete them imm e-

    diately, they were allowed to place them in a box located at the infor-

    m ation cen ter later in the day. The vast majority of the que stionn aires

    upon w hich the study results are based w ere completed at th e time of

    distribution.

    Measures

    Managerial roles

    M anagerial roles were m easured by the16item M anag er Role Item

    scale (Hart & Quinn, 1993). Each of the four managerial roles were

    assessed by a four-item questionnaire. The alpha coefficients of inter-

    nal consistency for each subscale were as follows: Vision Setter = .80,

    M otivator = .82, Analyzer =.83,an d Tksk M ast er = .88 indicating con-

    sistency within the scales.

    Influence strategies

    Weassessed 8 sets of influence strate gies v ia Yukl and Falbe's (1990)

    modification of Kipnis etal's(1980; 1985), Intraorgan izatio na l Influence

    Scale. These

    included:

    pressu re, upw ard appeal, exchange, coalition, con-

    sultation, ingratiation, ra tional persuasion, a nd inspirational appeals.

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    Managerial Work Roles

    Lamude Scudder

    169

    Results

    The data were analyzed using a series of stepwise regression tech-

    niqu es to identify influence tactic s th a t were significantly related to the

    four m ana geria l work roles. As seen in kble

    3,

    therewas

    a

    different set

    of predic tors for each of the four

    roles.

    Vision se tte r ha d one signi.ficant

    predictor. More use of consu ltation (Beta=.45) was re lated to

    the

    man-

    ager s vision s etter w ork role. Motivator ha d four significant pred ictors.

    M ore use of insp irational appeal (Beta=.45) and ing ratiating (Beta=.33 )

    tactics and less use of exchange (Beta=-.25) and coalition (Beta.16) tac-

    ticswere related to the m anager s m otivator role. Aiialyzer ha d three sig-

    nificant predictors. More use of pressure (Beta=.56) and rationality

    CBeta=.25) tactics and less

    use of

    the coalition (Beta=-.21) tac tic were

    rela ted to the m anager s analyzer role. Finally, tas k m as ter h ad two sig-

    nificant predictors. Moreuse of inspira tional appeals (Beta=.25) and

    exchange (Beta=.47) tactics were rela tedtothe m anager s task role. The

    upw ard appeal tactic failed to exert any appreciable im pac t on the four

    work roles.

    Table 3

    Stepwise Multiple Regression of Manager s Tactics on

    Work oles

    Tkctics

    Pressiire

    Upward Appeal

    Exchange

    Ingratiating

    Rationality

    Inspirational Appeal

    Coalition

    Consultation

    Constant

    RSQ (Adjusted)

    Viision

    Setter

    B Beta

    _,

    _

    _

    _ _

    _

    _

    _

    _

    1.61 .45

    5.813

    .19

    (8/107d0

    Motivator

    B Beta

    _

    _

    - 0 . 8 1

    - .25

    1.18 .33

    _

    _

    1.40 .45

    - 0 . 6 0

    -.16

    -

    6.676

    .36

    {4/llldf)

    Analyzer

    B Beta

    1.82 .56

    _.

    _

    _

    .76 .25

    _ ._

    - .72

    -.21

    _

    4492

    .3 9

    (3/112df)

    Task

    Mas te r

    B Beta

    _ _

    1.65 .47

    _ _

    _ _

    .84

    .25

    _

    _

    -

    3.558

    .27

    (2/113dQ

    Discussion

    Weejqjiored w ork roles as an important antecedent factor conditioning

    m anagers perceived effective tactics of influence with subord inates . The

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    1 7 The Journal of

    usiness

    Com munica t ion 32:2Apri l 1995

    In recent years considerable attention has been given to the role of

    vision setting in m anagem ent attitudes and ieadersMp skill. The pre-

    sent results suggest tha t the consultation tactic and visionary role are

    positively rela ted TMs is consistent with Bennis and N anus's ( 19 8^ argu-

    m en t th at the visions tha t man agers have are based on communicating

    sha red va lues. TMs asso ciation is also consonan t with th at offered by

    O'Hairan d BHedrich (1992), who suggested th a t acting on visions often

    requires man agers to remainflexibleandtostrive to modify and improve

    the ir original vision.

    The p resen t findings indicate t ha t in the role of motivator, m anagers

    can obtain more commitment and effort from subordinates by relying

    less on coalition an d exchange tactics and more on use of ing ratia ting

    and inspirational appeals tactics. As others have ai^ued, the use of

    exchange and coalition tactics result in being perceived as impersonal

    an d manipu lative, and seldom resu lt in subo rdinate com mitment (Falbe

    & Yukl, 1992).

    Results related

    to

    the analyze r role were all hard tactics and resem-

    bled those found by other researchers with problem solving managers

    (Littlepage, etal.,

    1993).

    T hese results m ight be explained best by H ar t

    and Q uiim's (1993) obseirvation tha t m anag ers focusing on comm unica-

    tion to seek information, to shape decisions rega rding competing view-

    points and to maintain control, or for managing superior-subordinate

    relationsMp s, typically ignore behaviors tha t enh ance relationships and

    participation.

    Contrary

    to

    expectations,

    we

    found th at the task m aster role

    was

    related

    toeffective use of hard and soft tactics . The most defensible conclusion

    is the recent finding tha t th e inspirational ap peal tactic is much more

    effective when u sed in combination with a

    hard

    tactic such

    as

    exchange

    (Falbe

    Yukl, 1992). These researchers also observed that it may not

    be app rop riate to regard the exchange tactic as a hard tactic except

    wh en it is used in imperso nal and man ipulative ways. Future research

    exploring wMch charac teristics a re mo st salient to m ana ger s in decid-

    ing w he the r the exchange tactic is hard or soft would be of value.

    Caution is suggested in the generalization of the p resentfindings.The

    present study was designed to be exploratory in nature. One primary

    limitation istiaefeictha t the sample

    was

    non-random an d limited

    to

    man-

    agers

    who

    self-selected into the responden t group . In addition, onlyself-

    report da ta w ere used . WMle a recent review by Specto r (1987) found

    little evidence of common va riance among self-report m easure s of affec-

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    Managerial Work Roles / Lamude, Scudder 1 7 1

    behavior. The instrum en t developed by H art and Quinn (1993) to m ea-

    sure m ana gers' propensity to engage in role behavior was shown to be

    internally con sistent an d to differentiate among responde nt m anag ers.

    It is also associated with an a rray of tactics use d to influence subordi-

    nates.

    The focus on influence tac tics however begs the question of how

    well the H art and Quinn

    framework

    generalizestoman agers across man-

    agerial functions. Lamude, Scudder, and Furno (1993), for example

    foxmd perceived differences of downward influence tactics across tech-

    nical, middle-line, and su pp ort m anag erial functions an d influence suc-

    cess.Belatedly, future research should examine th e relationship between

    m a n ^ e r i a lrolesand effective upw ard and horizontal influence a ttem pts.

    O ther re sea rchers have suggested links between use of influence tac-

    tics and othe r influence attem pt outcome factors such

    as,

    unsuccessful,

    resistance , and com pliance (Falbe Yukl,1992;Yukl, 1989). Such rela-

    tionsh ips m ight be profitable future directions to more fully explore t he

    roles of m ana geria l work activity an d influence processes.

    Although caution is needed in offering guidelines until follow-up

    research verifies th e prese nt results, the se findings also sugges t inter-

    ven tion work can be und erstood in the context of roles and effective us e

    of hard and soft tactics with subo rdinates.

    OT

    Kevia

    G.

    Lamude (Ph.D., University of

    Utah)

    is an Associate Professor of Com-

    mimication Studies at California S tate

    University,

    San Bernardino.

    His

    research

    on

    influence, stress, and relational dimensions has appeared in Communication

    Research Reports, The Journal of Business

    Communication,

    Journal of Social

    Behavior andP ersonality,Management ommunicationQua rterly,Perceptual and

    M otor Skills,Psychological

    Reports,

    WesternJournal of Speech Com munication,

    andWomenStudies inCommunication.Address correspondence toK.

    G.

    Lamude,

    Ph.D., Department of Commimication Studies, California State University, San

    Bernardino,

    5500

    University

    Parkway,

    San Bernardino, CA. 92407-2397.

    Joseph Scudder

    (Ph.D.,

    Indiana University) is an Assistant Professor of Speech

    Comm unication at Indiana University.Heha s contributed articles toCommunica-

    tion Reports,

    ommunication Research

    Reports,

    ommunicationQuarterly,

    The

    Journal of Business

    Communication,

    Human

    ommunication

    Research, Journal

    of Social Behavior and

    Personality,

    Public Relations Review, Perceptual and

    Motor

    Skills, and Psychological

    Reports.His

    research interests center on

    tlie

    study

    of influence, small group comm unication, and information systems.

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