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23 August 2013
1
NGA East Geotechnical Working Group
Youssef M. A. Hashash, Albert R. Kottke, Kenneth W. Campbell, Byungmin Kim, Cheryl Moss, Sissy Nikolaou, Ellen M. Rathje, Walter J.
Silva, and Jonathan P. Stewart
Presented by Albert R. Kottke, Ph.D. Bechtel Corp
Tuesday August 20th, 2013 Session: Earthquake Loads - Seismic Hazard Assessment II
8/20/2013 NGA-East GWG: Reference Rock 1
Reference Rock Site Condition for Central and
Eastern North America
Outline n Reference rock site condition
n Definition n Importance for seismic hazard
n Existing recommendation n Reference velocity
n Defining reference velocity n Evaluation of collected data n Recommendation
n Reference local attenuation n Published models n Recommendation
n Conclusions
8/20/2013 NGA-East GWG: Reference Rock 2
23 August 2013
2
Reference Rock Site Condition n Defined by:
n Shear-wave velocity (Vs) n Compression-wave velocity (Vp) n Local attenuation (κ0,ref) n Unit weight
n Appropriate for the Central and Eastern North America (stable continental)
8/20/2013 NGA-East GWG: Reference Rock 3
Importance of Reference Condition • Present in all
velocity profiles in the region
• Interface between regional and site-specific models
• The reference condition for amplification models
8/20/2013 NGA-East GWG: Reference Rock 4
Regional Characteristics
Site Specific Models
Reference Condition
23 August 2013
3
Existing Vs,ref Recommendation • EPRI (1993) study is the
basis of current values • Vs,ref of 2.83 km/sec
(9,200 ft/sec) • Based on 16 crustal
structure regions • Vs values computed from
Vp inversions and an assumed Poisson’s ratio of 0.25
8/20/2013 NGA-East GWG: Reference Rock 5
n Published GMPEs use 2.00 to 2.88 km/sec n Based on simulations n Vs,ref values based on top of assumed crustal profile
4 6 8 10VP (km/s)
2 3 4 5VS (km/s)
60
50
40
30
20
10
0
Depth(km)
Existing κ0,ref Recommendation n EPRI (1993) reported a median κ0,ref
of 0.006 sec and initially proposed a σln of 0.40.
n EPRI (1993) and Toro et al. (1997) used equally weighted values 0.0003, 0.006, and 0.012 sec
8/20/2013 NGA-East GWG: Reference Rock 6
23 August 2013
4
Collection of Velocity Data n Vs and Vp measurements that
penetrate hard-rock were collected n Journal publications and technical
reports n Nuclear power plant applications
n Located 283 profiles in study region n 68 Vs,ref values at 27 different locations n 60 Vp,ref values at 22 different locations
8/20/2013 NGA-East GWG: Reference Rock 7
Locations of Collected Data
8/20/2013 NGA-East GWG: Reference Rock 8
23 August 2013
5
Example Velocity Profile
8/20/2013 NGA-East GWG: Reference Rock 9
Definition of Reference Velocity n Based on characteristics of collected
velocity profiles n Typical profiles transition from soil to
weathered rock to intact rock n Established a criteria based on:
1. Velocity 2. Measurement penetration 3. Velocity gradient 4. Geologic age
8/20/2013 NGA-East GWG: Reference Rock 10
23 August 2013
6
Reference Vs Measurements
8/20/2013 NGA-East GWG: Reference Rock 11
2000220024002600280030003200340036003800
S-W
ave
Vel
ocity
,Vs
(m/s
)
Bel
l Ben
d N
PP -
8B
elle
font
eN
PP -
8B
rons
on-A
valo
n-1
Cal
law
ay N
PP -
2C
alve
rt C
liffs
-3
Cha
lkR
iver
,Ont
ario
-1C
linto
n N
PP -
1C
oman
che
Peak
NPP
- 1
Ferm
i NPP
- 2G
rand
Rem
ous,
Ont
ario
- 1
Har
tford
-1H
ayes
- 1M
ontic
ello
Res
ervo
ir - 3
Nin
e M
ile N
PP -
1N
orth
Ann
aN
PP-2
Otta
wa,
Ont
ario
- 1
PSEG
NPP
- 1
Riv
er B
end
NPP
-1
Shea
ron
Har
ris N
PP -
1Tu
rkey
Poi
nt N
PP- 1
Tyne
side,
Ont
ario
-1
V.C
.Sum
mer
NPP
-8V
ogtle
NPP
- 3
Wat
erbu
ry -
1W
esle
yvill
e, O
ntar
io -
1W
illia
msb
urg,
Ont
ario
- 1W
illia
m S
tate
s Lee
III N
PP -
12Reference Vp Measurements
8/20/2013 NGA-East GWG: Reference Rock 12
3000
3500
4000
4500
5000
5500
6000
6500
7000
P-W
ave
Vel
ocity
,Vp
(m/s
)
Bel
l Ben
d N
PP- 8
Bel
lefo
nte
NPP
-8
Cal
law
ay N
PP -
2C
alve
rt C
liffs
- 3C
linto
n N
PP -
1C
oman
che
Peak
NPP
-1D
anie
lset
al,U
PH3
-1Fe
rmiN
PP -
3H
ayes
-1
Luet
gert
etal
(94)
,SP1
-1Lu
etge
rt et
al (
94),
SP2
- 1Lu
etge
rt et
al (
94),
SP3
-1Lu
etge
rt et
al (
94),
SP4
- 1Lu
etge
rt et
al(9
4), S
P5- 1
Mon
ticel
loR
eser
voir
-3N
ine
Mile
NPP
- 1
Nor
th A
nna
NPP
-2
PSEG
NPP
- 2
Riv
erB
end
NPP
- 1
Shea
ron
Har
ris N
PP -
1V
.C.S
umm
erN
PP-8
Will
iam
Sta
tes L
ee II
INPP
-9
23 August 2013
7
Trend with Depth
n Compared selected reference velocities with depth
n Potential to select higher velocities at greater depth (bias)
n Part of the QA process
n No trend observed
8/20/2013 NGA-East GWG: Reference Rock 13
Within-Profile Vs,ref Distribution
8/20/2013 NGA-East GWG: Reference Rock 14
Comparing assumed normal and log-normal distributions indicated that velocities tended to be normally distributed
-4 -3 -2 -1 0 1 2 3 4Theoretical Quantiles
-2000
-1000
0
1000
2000
Ord
ered
Vs,
ref -
( V
s,re
f) pr(m
/s)
Theoretical
(b)
R2 = 0.95
-2000 -1000 0 1000 2000Vs,ref - ( Vs,ref)pr (m/s)
0
0.02
0.04
0.06
0.08
0.1
Probability
(a)
-0.6 -0.4 -0.2 0 0.2 0.4 0.6ln[ /(Vs,ref)prVs,ref ]
0
0.02
0.04
0.06
0.08
0.1
Probability
(a)
-4 -3 -2 -1 0 1 2 3 4Theoretical Quantiles
-0.6-0.4-0.2
00.20.40.6
Ord
ered
ln[
/(Vs,ref) pr
V s,ref
]
(b)
R2 = 0.96
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8
Characterizing the Uncertainty
8/20/2013 NGA-East GWG: Reference Rock 15
The observed trend in the standard deviation with mean profile velocity is removed by characterizing the uncertainty using the coefficient of variation (standard deviation / mean)
2000 3000 4000 5000 6000 7000Mean Profile Velocity (m/s)
0
200
400
600
800
Prof
ile S
tand
ard
Dev
iatio
n (m
/s)
S-Wave P-Wave
2000 3000 4000 5000 6000 7000Mean Profile Velocity (m/s)
0
0.04
0.08
0.12
0.16
0.2
Prof
ile C
oeffi
cien
t of V
aria
tion
Within-Region Vs,ref Distribution
8/20/2013 NGA-East GWG: Reference Rock 16
Theoretical
2000 2400 2800 3200 3600Vs,ref (m/s)
0
0.05
0.1
0.15
0.2
0.25
Prob
abili
ty
(a)
-2 -1 0 1 2Theoretical Quantiles
2000
2400
2800
3200
3600
Ord
ered
Vs,ref
(m/s
)
(b)
R2 = 0.98
Distribution of mean values from each location indicate a slightly skewed distribution that can be approximated by a normal distribution.
23 August 2013
9
Poisson’s Ratio
8/20/2013 NGA-East GWG: Reference Rock 17
Bel
l Ben
d N
PPB
elle
font
eN
PPC
alla
way
NPP
Cal
vert
Clif
fsC
linto
n N
PPC
oman
che
Peak
NPP
Ferm
i NPP
Hay
esM
ontic
ello
Res
ervo
irN
ine
Mile
NPP
Nor
th A
nna
NPP
PSEG
NPP
Riv
er B
end
NPP
Shea
ron
Har
risN
PPTu
rkey
Poi
nt N
PPV
.C.S
umm
er N
PPW
illia
m S
tate
s Lee
IIIN
PP
0.24
0.26
0.28
0.3
0.32
0.34Po
isss
on's
Rat
ioCalculatedAssumed
Mean value of 0.28
Weathered Zone n Collected
information on the weathered rock
n Clearly observed at four locations
n Identified: • Thickness • Velocity range
8/20/2013 NGA-East GWG: Reference Rock 18
100
80
60
40
20
0
Dep
th(m
)
1000
1500
2000
2500
3000
3500
4000
S-W
ave
Vel
ocity
(m/s)
Bell Bend NPPBellefonte NPPNorth Anna NPPWilliams States Lee III NPP
(a) (b)
23 August 2013
10
Weathered Zone Properties
8/20/2013 NGA-East GWG: Reference Rock 19
1 10 100Weathered Zone Thickness (m)
1.2
1.3
1.4
1.5
1.6
1.7
1.8
1.9
2
S-W
ave
Vel
ocity
Rat
io
Bell Bend NPPBellefonte NPPNorth Anna NPPWilliams States LEE III NPP
Mean thickness = 15 mMean Vs ratio = 1.53
Velocity Gradient n Defined by
increase in velocity with depth
n Mean gradient: n Reference rock
2 per sec n Weathered rock
165 per sec
8/20/2013 NGA-East GWG: Reference Rock 20
0 200 400 600Velocity Gradient [(m/s)/m]
0
1
2
3
4(b) Weathered rock
µ = 165 (1/s)
-100 0 100 200 300 400Velocity Gradient [(m/s)/m]
0
10
20
30
40
Cou
nt
(a) Reference rockµ = 2 (1/s)
0 100 200 300 400 500 600 700Velocity Gradient Difference [(m/s)/m]
0
1
2
3
4
5
Cou
nt
23 August 2013
11
Range of Vs,ref n Collected data indicate Vs,ref varies
between locations n Two potential methods define the
range: n Statistics:
n 95% confidence interval: 2.12 to 3.78 km/sec n Influence of Vs,ref range on the ground motion?
n Amplification n Specify range using 5% difference in
amplification n Amplification estimated by √𝑉↓1 / 𝑉↓2 n 2.7 to 3.3 km/sec
8/20/2013 NGA-East GWG: Reference Rock 21
Recommended Reference Velocity
Best Es'mate Range
Vs,ref 3.0 km/sec 2.7 -‐ 3.3 km/sec
Vp,ref 5.5 km/sec 5.0 -‐ 6.1 km/sec
8/20/2013 NGA-East GWG: Reference Rock 22
23 August 2013
12
Reference Local Attenuation (κ0,ref) n Local a<enua>on parameter κ0,ref characterizes high-‐frequency a<enua>on
n Defined from high-‐frequency characteris>cs of recorded ground mo>ons
n Interpreted as damping due to near-‐site effects (addi>onal to Q)
8/20/2013 NGA-East GWG: Reference Rock 23
AOer Anderson and Hough (1984)
n Existing studies used:
n Use recorded CENA ground motions
Sources Considered
8/20/2013 NGA-East GWG: Reference Rock 24
Anderson (91) Edwards (12) Atkinson (84) Hough et al. (88) Atkinson (96) Silva and Darragh (95) Atkinson and Boore (06) Silva et al. (88) Campbell (09) Silva et al. (99) Chandler et al. (06) Toro and McGuire (87) Chapman et al. (03) Van Houtte et al. (11)
23 August 2013
13
Local Attenuation Models
8/20/2013 NGA-East GWG: Reference Rock 25
Recommended local attenuation
8/20/2013 NGA-East GWG: Reference Rock 26
Distribution Parameter Value Type of Distribution Lognormal Median, 0,refκ (sec) 0.006
Aleatory Standard Deviation, 0,ln refκφ (sec) 0.43
Epistemic Standard Deviation, 0,ln refκε (sec)
Excluding source, path, and site uncertainty Including source, path, and site uncertainty
0.12 0.20
Total Standard Deviation, 0, 0, 0,
2 2ln ln lnref ref refκ κ κσ φ ε= +
Excluding source, path, and site uncertainty Including source, path, and site uncertainty
0.45 0.47
Coefficient of Variation ( )2COV exp( ) 1σ= −
Aleatory variability Epistemic uncertainty Excluding source, path, and site uncertainty Including source, path, and site uncertainty
0.45
0.47 0.50
95th Confidence Interval; 2σ± Range (sec) Excluding source, path, and site uncertainty Including source, path, and site uncertainty
0.0024 – 0.0148 0.0023 – 0.0154
23 August 2013
14
Conclusions n Reference rock velocity
n Vs,ref = 3,000 m/s (2,700 -3,300 m/s)
n Vp,ref= 5,500 m/s (5,000 -6,100 m/s)
n Local attenuation n κ0,ref = 0.006 sec n Log-normal distribution n Log standard deviation = 0.43 n Recorded motions will be incorporated once
they become available
8/20/2013 NGA-East GWG: Reference Rock 27
Acknowledgments n Funding
n U.S. Nuclear Regulatory Commission n U.S. Department of Energy n Electric Power Research Institute n U.S. Geological Survey
n Support from: n Bechtel
n Farhang Ostadan n Tarek Elkhoraibi
n Fugro n Jeff Bachuber n Michael Gray
n US NRC n Richard Rivera-Lugo
n Undergraduate and graduate students: n Michael Musgrove n Khatereh Khodaverdi n Ataya Eltibi n Paul Khauli
8/20/2013 NGA-East GWG: Reference Rock 28