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A6525: Lecture - 02
1
Ray Tracing and Aberrations
Astronomy 6525
Lecture 02
A6525 - Lecture 02Ray Tracing 2
Outline Ray Tracing
Laws of Geometrical Optics
Sketching Rules Thin Lenses, Multiple elements, Mirrors
Meridional Ray Trace Examples, Special Rays, Limits
Aspheric surfaces
Optical Aberrations On-axis and off-axis
A6525: Lecture - 02
2
A6525 - Lecture 02Ray Tracing 3
Ray Tracing
Ray Tracing - Allows study of the performance of an optical system
via geometrical optics.
Different types of rays: Paraxial - rays very close to the optical axis
Marginal - ray at the edge of the entrance pupil
Meridional - rays restricted to a plane containing the optical axis
Skew - rays traveling in any direction
A6525 - Lecture 02Ray Tracing 4
Laws of Geometrical Optics
Law of Transmission Light travels in a straight line in a region of constant refractive
index
Law of Reflection The angle of incidence equals the angle of reflection.
Snell’s law ni sin θi = nt sin θt
opticalaxisθt
θi
θini < nt
A6525: Lecture - 02
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A6525 - Lecture 02Ray Tracing 5
Total Internal Reflection
When ni > nt then we can have
1sinsin >= it
it n
n θθ
Which can’t happen Total Internal Reflection
opticalaxis
θi
θi
ni > nt
A6525 - Lecture 02Ray Tracing 6
Lens Sketching Rules
1. Place object to the left of an optical system and trace rays from left to right
2. A light ray parallel to the optical axis will pass through the focus of the lens (red line).
3. A light ray through the focal point will be refracted parallel to the optical axis (blue line).
4. A light ray through the center of the lens is undeviated (green line).
f
f
Start on left
A6525: Lecture - 02
4
A6525 - Lecture 02Ray Tracing 7
Tracing Multiple Elements
f1 f1f2 f2
upright,virtual image inverted,
real image
ConcaveLens
ConvexLens
Combinations or multiple elements: An image of an element becomes the object for the next element.
A6525 - Lecture 02Ray Tracing 8
Mirror Sketching Rules
1. Place object to the left of an optical system and trace rays from left to right
2. A ray parallel to the optical axis will be reflected through the focus of the lens (red line).
3. A ray through the focus will be reflected parallel to the optical axis (blue line).
4. A ray reflected at the vertex makes an equal angle w.r.t. the optical axis (surface normal) as the incident ray (green line).
5. A light ray through the center of the curvature is reflected back on itself (maroon line).
A6525: Lecture - 02
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A6525 - Lecture 02Ray Tracing 9
Meridional Ray Trace
A
rNQ
P
C BrU
U
I
I
z
n
n'
OpticalAxis I = angle of incidence
I , U, Q = incident rayI', U', Q' = reflected/refracted ray
Meridional ray specified by: U = slope angleQ = ⊥ distance from vertex
Given theseWant these (equivalent sketch to above)
CN // BP: UrIrQ sinsin +=
Snell’s law: InIn ′′= sinsin
Eq. (1)
Eq. (2)
UrQI sinsin −=
A6525 - Lecture 02Ray Tracing 10
Meridional Ray Trace (cont’d)
I = angle of incidence
Meridional ray specified by: U = slope angleQ = ⊥ distance from vertex
∠ PCA: UIUIPCA ′+′=+=
Primed versionof equation 1:
Eq. (3)
Eq. (4)
IUIU ′−+=′
[ ]UIrQ ′+′=′ sinsin
Using equations 1-4 we can determine U' & Q' from U & Qof the incident ray and the surface data r, n, and n'.
A
rNQ
P
C BrU
U
I
I
z
n
n'
OpticalAxis
A6525: Lecture - 02
6
A6525 - Lecture 02Ray Tracing 11
Planar SurfaceThe case of a planar surface must be considered separately.
UQ
UQY
′′
==coscos U
UQQcos
cos ′=′
Now
This plus Snell’s lawU
nnU sinsin′
=′
Define Q' and U' for a plane.
C = 1/r = surface curvature
If C = 0, use plane surface equations.
zOptical
Axis
UI = U
YQ
A6525 - Lecture 02Ray Tracing 12
Transferring between surfaces
Thus we have Q and U for the next surface, etc.Also need1) Start-up: transfer from “near-field” or “far-field” object2) Finish: transfer to focal plane
Q2
U'1
U'1 zOptical
Axis
Q'1
d
Now :112 sinUdQQ ′+′= 12 UU ′=and
See Kinglake, pages 24-29.
A6525: Lecture - 02
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A6525 - Lecture 02Ray Tracing 13
Examples: Out of Focus
Y Y'
Y'
Y
• Slope tells how far out• Quadrant tells direction
(inside or outside)
Usually the distance, L, from the last vertex to the intersection of the ray with x-axis is plotted vs. Y.
Thus the focus is automatically “taken out”.
A6525 - Lecture 02Ray Tracing 14
Examples: Spherical Aberration
Y'
Y
Y Y'
• Get quadratic term forspherical aberration
A6525: Lecture - 02
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A6525 - Lecture 02Ray Tracing 15
Special Rays
Paraxial Ray A ray that always stays near the optical axis
small U’s and I’s sin I → I, cos I → 1, etc. for U Called First Order or Gaussian Optics
Linear theory - the ray traces equations now have algebraic solutions.
Marginal Ray A ray passing through the edge of the first element
Spherical aberration can be evaluated with one paraxial and on marginal ray.
LA = spherical aberration = Lmarg - Lparaxial
A6525 - Lecture 02Ray Tracing 16
Limit: U = 0, Paraxial ray
A
rQ'
P
C L'
nn'
OpticalAxis
I
II ′−=
InIn ′′= sinsin
(1)(2)
UrQI sinsin −=
(3)
(4) [ ]UIrQ ′+′=′ sinsin
rQI /=We have (sin I ~ I, etc):
& rQIIU 222 =′−==′
( ) ( ) rIIIrUIrQ =+−=′+′=′ 2
22
1r
IIr
UUIr
UQL =
′−′
+=′
′+′=
′′
=′
L' = distance of imagefrom vertex
I'
nn ′−=&
&
IUIU ′−+=′
A6525: Lecture - 02
9
A6525 - Lecture 02Ray Tracing 17
Limit: U = 0
A
rQ'
P
C
nn'
OpticalAxis
I
II ′−=
InIn ′′= sinsin
(1)(2)
UrQI sinsin −=
(3)
(4) [ ]UIrQ ′+′=′ sinsin
We have:
& IIU ′−==′ 22
( )UIrQ ′+′=′ sinsin
( )
−−=
−=
′′
=′21
1
2
11
2sin
sin1
sin rQr
IIr
UQL
L' = distance of imagefrom vertex
I'
nn ′−=&
&
rQI =sin
L'IUIU ′−+=′
Notice that L' depends on Q, the height above the optical axis
A6525 - Lecture 02Ray Tracing 18
Aspheric Surfaces An aspheric surface can expressed as a departure from a
sphere of curvature, c (= 1/r)
( ) ⋅⋅⋅+++−+
= 66
442/122
2
11YaYa
YccYX
If the surface is a conic section then we have
( ) 021 222 =+−− YrXXe
Where c is the vertex curvature and e is the eccentricity, Κ = - e2 is the conic constant
( )[ ] 2/1222
2
111 eYccYX
−−+=or
A6525: Lecture - 02
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A6525 - Lecture 02Ray Tracing 19
Conic SurfacesSurface Eccentricity Conic Constant
e Κ = - e2
Hyperbola > 1 < -1
Parabola 1 -1
Prolate spheroid(small end of ellipse)
< 1 -1 < Κ < 0
Sphere 0 0
Oblate spheroid(side of ellipse)
-- > 1
abae
22 +=Ellipse: abae
22 −= Hyperbola:a = semi-major axis, b = semi-minor axis
For some plots and info on optical application of conics seehttp://www.telescope-optics.net/conics_and_aberrations.htm
A6525 - Lecture 03Optical Aberrations 20
Aberrations
On-axis: Chromatic
Spherical
Off-axis Coma
Astigmatism
Field curvature
Distortion
A6525: Lecture - 02
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A6525 - Lecture 03Optical Aberrations 21
Chromatic Aberration Spherical and chromatic aberrations are the only “on-axis” aberrations.
Chromatic aberration occurs for lenses only.
Blue Red
( )
−−=
21
111
1
rrn
f
( )λnn =
f
0.4 0.6 0.8λ (μm)
A6525 - Lecture 03Optical Aberrations 22
Optical Dispersion Note: dispersion and absorption are not just inconvenient,
but necessary consequences of refractive index and also necessarily larger for larger refractive index (c.f. Drude-Lorentz model and Kramers-Kronig relations)
A “perfect” glass with n=constant and no absorption does not satisfy Maxwell’s equations
A6525 - Lecture 03Optical Aberrations 22
A6525: Lecture - 02
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A6525 - Lecture 03Optical Aberrations 23
Longitudinal Spherical Aberration
Spherical Aberration: Light rays striking the entrance aperture different heights but parallel to the optical axis focus at different places.
Longitudinal Aberration (LA): LA = L - Lparaxial
Y
LA
A6525 - Lecture 03Optical Aberrations 24
Transverse Spherical Aberration
TA = distance of ray from the axis
A6525: Lecture - 02
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A6525 - Lecture 03Optical Aberrations 25
ComaThe effective focal lengths and transverse magnifications differ for rays transversing off-axis regions of the lens
Coma ∝ y2θ
A6525 - Lecture 03Optical Aberrations 26
Coma Diagram
For an oblique bundle of rays, coma occurs when the intersection of the rays is not symmetrical, that is, shifted w.r.t. the axis of the bundle.
Focal length and magnification are different for each “ring” on lens.
Want paraxial and marginal magnifications to be the same.
A6525: Lecture - 02
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A6525 - Lecture 03Optical Aberrations 27
Abbe Sine Condition For an optical system to be free of coma, it must obey the Abbe
sine condition which for a very distant object is:
CU
h =′sin
h = height of ray before it enters the system
U′ = angle between ray and optical axis as it travels towards focus
C = constant
h U′
A6525 - Lecture 03Optical Aberrations 28
Astigmatism
The foci in the tangential (meridional) and sagittal planes are at different location.
A6525: Lecture - 02
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A6525 - Lecture 03Optical Aberrations 29
Field Curvature
With a finite aperture the image plane is a curve.
Also called Petzval field curvature
A6525 - Lecture 03Optical Aberrations 30
Distortion
Happens if the transverse magni-fication is a function of the off-axis image distance.
Each point may be sharply focused but the image is distorted.
Introduction of a stop can cause distortion.
A6525: Lecture - 02
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A6525 - Lecture 03Optical Aberrations 31
Aberrations Expanding beyond the linear approximation give the third-
order Seidel aberration terms. The angular aberrations are:
322
2
2
3
3
θθθθdfcacs a
Rya
Rya
Rya
RyaAA ++++=
AA = angular aberration (e.g. arcsec or radians)ai = constantsR = radius of curvaturey = height of rayθ = angle of incidence of rays from object at infinity
distortion
field curvatureastigmatism
coma
spherical aberration
A6525 - Lecture 03Optical Aberrations 32
Aberrations (cont’d) Taking R = fny then:
322
23max θθθθd
nfc
na
nc
n
s af
af
af
afaAA ++++=
AAmax = AA for y = ymax = Dfn = f-numberD = aperture diameter
distortion
field curvatureastigmatism
coma
spherical aberration
Note: the “faster” theoptical system, thegreater the aberrations!