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Indiana Pharmacists Association
Race in Clinical Algorithms:The Need For a Nuanced Understanding
Andrew N. Schmelz, PharmD, BCACP
Assistant Professor of Pharmacy Practice
Clinical Pharmacy Specialist, Ambulatory Care
Butler University & Eskenazi Health
2021 IPA FALL CONFERENCE
Conflict of Interest
I have no actual of potential conflict of interest in relation to this presentation.
2021 IPA FALL CONFERENCE
Learning Objectives
1. Summarize the relationship between race, genetics, and social determinants of health.
2. Describe historic events, practices, and beliefs that have contributed to systemic racism in healthcare and health disparities observed in clinical practice.
3. Evaluate the appropriateness of race in a clinical algorithm and explain its impact on the health of marginalized patient populations.
4. Develop a personalized plan for incorporating emerging knowledge of race into practice.
2021 IPA FALL CONFERENCE
Defining Race
▪No consistent, agreed-upon definition
▪A fluid concept used to group people according to various factors:▪Ancestral background
▪ Social identity
▪Visual characteristics (skin color, facial features, etc.)
▪A social construct, rather than an inherent biologic trait▪ Society defines what it is and assigns people to groups
▪ Individuals may choose to adopt this racial identity or not
2021 IPA FALL CONFERENCE
NIH. Race. Available at: https://www.genome.gov/genetics-glossary/Race
Ethnicity
▪Recognizes differences based mostly culture▪ Language
▪Nationality
▪Religion
▪Generally understood as acquired or self-ascribed
▪Distinct from race▪Hispanic ethnicity may include both Black and White people
2021 IPA FALL CONFERENCE
LiveScience. Published February 8, 2020. Available at: https://www.livescience.com/difference-between-race-ethnicity.html
Linking Race to Genetics
▪Genetics cannot tell us someone’s race
▪Genetics is not used to define racial categories▪There is not a clear, meaningful way that it could
2021 IPA FALL CONFERENCE
Soc Stud Sci. 2011;41(1):5-30.
Factors Used to Construct Race Genetic Evidence
Ancestral background /
Social identity
Visual characteristics
“Race”-Linked Genetic Diseases
▪Sickle Cell Disease (SCD)▪Globally, affects people of all races
▪ In the US, nearly all patients with SCD are Black
▪Most (not all) patients have a shared African ancestry
▪Tay-Sachs Disease▪Primarily occurs among people with Ashkenazi Jewish or French-Canadian
ancestry
▪Historic preference for marrying within same faith -> contained trait
▪Relatively small community increases chances for Founder Effect
2021 IPA FALL CONFERENCE
N Engl J Med 2020; 383:1902-1903.Center for Genetics Education. Fact Sheet 42. Updated November 23, 2015. Available at: https://www.genetics.edu.au/publications-and-resources.
Social Determinants of Health
2021 IPA FALL CONFERENCE
Kaiser Family Foundation. Published June 9, 2021. Available at: https://www.kff.org/coronavirus-covid-19/issue-brief/implications-of-covid-19-for-social-determinants-of-health/
Historical Context for Racial Biology
▪Racially divided healthcare during slavery
▪White physicians assumed that:▪Black bodies were fit for slavery
▪Thrived under White control
▪Introduced (bad) research supporting notions that Black bodies have:▪ Increased tolerance to pain and heat
▪ Lower lung capacity
▪ Larger muscle mass
2021 IPA FALL CONFERENCE
“Report on the Diseases and Physical Peculiarities of the Negro Race.” New Orleans Medical and Surgical Journal. May 1851.
Historical Events and Policies Shaping SDOH
• Slavery
• Reconstruction
• Segregation
• Redlining
• Tuskegee
• Civil Rights Movement
Black
• Colonialism
• Assimilation
• Establishment of Indian Health Service (IHS)
Indigenous
2021 IPA FALL CONFERENCE
SDOH = Social Determinants of HealthCommunities in Action: Pathways to Health Equity. Washington (DC): National Academies Press (US); Jan 11, 2017.
Clinical Algorithms
▪Written guide in graphic format that represents stepwise procedures for clinical decision making about the evaluation and management of a clinical problem.
▪Can also refer to:▪Medical calculations
▪Medical scoring
2021 IPA FALL CONFERENCE
JAMA. 249(5): 627-632.
https://tools.acc.org/ldl/ascvd_risk_estimator/index.html#!/calulate/estimator/
Why Use Algorithms?
Improve and standardize care
Reduce potential errors
Allow for computerized
decision support
Estimate difficult-to-gather clinical
data
Simplify risk estimation
2021 IPA FALL CONFERENCE
Journal of the American Medical Informatics Association, 9(6): S56–S57
Problems Abound
Opacity
• The algorithm is not transparent to the patients
• Likely includes ALLclinical algorithms
Damage
• The algorithm does not work in the interest of patients
• Should include NOclinical algorithms
Scale
• The algorithm has impacts on other areas of patients’ lives
• Likely includes ALLclinical algorithms
2021 IPA FALL CONFERENCE
O’Neil C. Weapons of Math Destruction. Penguin Books; 2017.
Algorithm Example 1: MDRD
▪Modification of Diet in Renal Disease (MDRD) Study
▪Equation:▪GFR (mL/min/1.73 m2) =
▪186 X SCr (mg/dL)-1.154 X age-0.203 X 0.742 (if female)
▪X 1.21 for Black-American
▪X 0.753 for Japanese
▪X 1.233 for Chinese
▪Used for diagnosis and staging of kidney disease
2021 IPA FALL CONFERENCE
GFR = glomerular filtration rateSCr = serum creatinine
N Engl J Med 2020; 383:874-882.
Algorithm Example 1: MDRD
▪The equation calculates GFR to be HIGHER in Black patients
▪Hypothesized this is due to “greater muscle mass” causing increased SCr levels
▪This results in:▪Underdiagnosis of Black patients with CKD
▪Delays in treatment
▪Disqualification for kidney transplant and dialysis
2021 IPA FALL CONFERENCE
N Engl J Med 2020; 383:874-882.Ann Intern Med. 1999 Mar 16;130(6):461-70.
Algorithm Example 2: FRAX Tool
▪Fracture Risk Assessment Tool (FRAX)
▪Calculates a 10-year probability of fracture
▪ Variables:
2021 IPA FALL CONFERENCE
N Engl J Med 2020; 383:874-882.Osteoporos Int. 2000;11(2):120-7.
Age Sex Weight HeightPrevious fracture
Parent fractured hip
Current smoking
GlucocorticoidsRheumatoid
arthiritsSecondary
osteoporosisAlcohol 3 or
more units/dayBone mineral density (BMD)
Algorithm Example 2: FRAX Tool
▪The tool estimates fracture risk to be LOWER in Black patients by a little less than half
▪Hypothesized this is due to “larger, stronger bones which develop early in life”
▪This results in:▪Underdiagnosis of Black patients with osteoporosis
▪Delays in treatment
2021 IPA FALL CONFERENCE
N Engl J Med 2020; 383:874-882.Osteoporos Int. 2000;11(2):120-7.
Algorithm Example 3: PFTs
▪Pulmonary Function Tests (PFTs) or spirometry
▪Measure lung function, including:▪ Forced vital capacity (FVC)
▪ Forced expiratory volume (FEV1)
▪The tool estimates FVC and FEV1 to be 20% lower in Black patients▪Overdiagnoses Black patients with lung disease
▪Overtreatment with drug therapy and procedures
2021 IPA FALL CONFERENCE
N Engl J Med 2020; 383:874-882.Can J Respir Ther. 2015;51(4):99-101.
Summary of Algorithms
2021 IPA FALL CONFERENCE
Tool Input Variables Use of Race Equity Concern
Estimated glomerular filtration rate (eGFR) MDRD
Serum creatinineAge and sexRace: Black v. White or other
MDRD reports higher eGFR (by a factor of 1.21) if the patient is identified as Black
May delay referral to specialist care or listing for kidney transplant
Fracture Risk Assessment Tool (FRAX)
Age and sexWeight and heightPrevious fractureCurrent smoking…others
Returns a lower fracture risk if patient is:- Black (0.43)- Asian (0.50)- Hispanic (0.53)
Lower risk is reported for non-White women and may delay diagnosis and treatment
Pulmonary Function Tests (PFTs)
Age and sexHeightRace/ethnicity
Correction factors for persons labeled- Black (10-15%)
Misclassification of disease severity and impairment
N Engl J Med 2020; 383:874-882.
Evaluating Algorithms For Racial Equity
▪Why was race used in the first place?▪Misconception of genetics
▪ Rough substitute for SDOH
▪What are the risks and benefit of using it?▪ Undertreatment (more bad outcomes)
▪Overtreatment (unnecessary treatments/procedures)
▪Would other variables be more specific?
▪How should ambiguity be handled?
2021 IPA FALL CONFERENCE
NIH. Race. Available at: https://www.genome.gov/genetics-glossary/Race
Planning For Future Practice
Assess
the patient and the need
for change
Construct
a clinical question
derived from the patient's
problem
Acquire
the best evidence through a thorough
search
Appraise
the evidence for validity
and usefulness
Integrate
evidence with clinical
expertise and patient
preferences
Apply
what you have learned
Evaluate
what you have learned
2021 IPA FALL CONFERENCE
Urol Nurs. 2005;25(5):365-370.