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NAME OF ORGANIZATION/ENTITY

PARTIES TER?viS

A0-10 FINAKCIAL DISCLOSURE REPORT Rev. 1/2004

1. Person Reporting ([Ast mnne, First natnc, )1flddle initial)

Rendell, Marjorie 0

4. Title (Article m Judges indicate active or se:tlo: tatus; magistrate judges indfoate full- or part time)

CircuitCot.'tt Judge (Active)

Calendar Year 2003

2. Court or Organization

USC."- 3CA • Philadelphia

1 5. ReportType (check appropriate type)

Date

luitial 0 Final

Report Required by the Ethics

in Gove:rument Act of 1978

(5 li.S.C. "PPᤤ 101-111)

3. Date of R.epim

5/J0/2004

6. Reporting Period

11112003

to

1213112003

7, Cha:nbers or Office Address

U.S. Conn cf 1s

8, On th basis of the i::fo!'niatirn; conts.ined in this Report and auy r.:.:::idifications periab.i.'lg t1ereto, it is., in ':ff/ o-pinion, in complian

i \vitb aJJ?licabie la'\V..La:nd regulations. 601 Market Stree";.,. Room 21613

Philadelphia, PA 19106-159& Reviewing Officer ____

companyi11g this fonn must be followed, CoTI?lete au parts, checking the NONE box for eacr.. part Sign on fast page.

L POSIDONS. (Reyortingi:1dividual only; see pp. 9 13 of filing i::istroctions:)

NONE - (Noreportableposi!ions.)

PO SIDON

1. Chair Avenue of the Arts, Ir:c.

2. Director Regional Perfomring Arts Center

3. Chair, Board ofOverseers $;,;boo! ofNl.n"Sing, Uaiversity of Pennsylvania

4. Board member Penn Medicine

5.

Jl AGREEJ\:IENTS. (Reportiug individual only; see pp. 14-16 of filing fr1struc:tions)

NOI'l"E · (No re;mrtable agreements.)

A.ND

l.

V' N·· 'O""E :YJ _,

QROSS lNCO fB

SOURCE DEScrupTION

_

1.

Name of Person Reporting Date of'Report

Re::1dell, Marjorie 0 5/1012-004

FINA..1\iCL4.L DISCLOSIJRE REPORT.

Ill I'iON-INV"EST.YIENT INCOIVIE. (Reporting individual and spouse; see pp. 17-24 offl'r.ginstructions)

_A,. Filer's Non-Investment Incom ( o report,able nO:'!-in,testment income.)

SOURCEANDTI'PE (yours, not spouse's)

!.

B. Spouse's N on..Investnient Income -(I:f yo'J \\'ere rr.a:ried during any portion of the reporting year. please complete tlris section. (dollar anxmnt notrequired except for honoraria)

D NONE (No repnr.ablenonAnves:men: income.) -

SOURCE AND TYPE

2003 Cify of Philadelphia- pensicn

2. 2003 Unive:-shy of Pennsylvania- Adjunct (9/01-12!03)

3. 20C3 Ballard Spahr- earnigs as partner (1/01103 -1120/03)

4. 2003 C.Ommonwealth of Pennsylvania earnings for services as Governor (1/21/03 12131/03)

(Inciudes those m spouse and dependent c.lrildren. See pp, 25-27 of:instructions.)

:...c NONE (No such rcporlllblereim!mrseme:nts.) -

l. National Conference ofB:uil

SQURCE ::>;;SCRI?T!QN

CREDITQR J;?ESCRIPTION UB CQ))J;

I FINANCIAL DISCLOSlJRE REPORT Name of fe:son Reporting

Rendell, Marjorie 0

. v. GIFTS. (""1cludes those to spouse ""d cepe:ident cllildmn. See pp. 2&-31 nf instntctions.)

NONE - (O!o soch reportable gifts.)

l. 10rresdale-FrarJ;:funi Cou;-.ty c:ub honorary golf membership« See \.'III

2. West Shore Country Club hor:.orary golf membership See-..,. 'III

3. Blue Rjdge Country Club hono;ary golf membership - See VIIl

VJ. LIABILITIES. (Includes those of spouse and dependent cbiidren. See pp. 32-34 of inslructions.)

C ONE (Ne reportable liabilities.)

1. pe Savings 3ank. Cape May, NI Consuction!i.:-erma.>)ent loa.1 on rental property

Date of Report

511012004

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FII'l'A,"{CIAJ, DISCLOSURE REPORT Page 1of5

Nanre ofPer)')on Reporting Rendell, Mar.forie 0

D.:tte of Report Sl C/2004

VIL INVESTMENTS and TRUSTS

A, ::Jesei or. ofAssets

(iucl'Jdil\\\ tr.t.st assets)

Place M(X)" aP.er {;tfrum prior disciosure

CNONE (No reportable )nco , assets, c tr&so;.ctioll$) l, Schwa":< :tvroneyMarket & Cash

2. 2. \'ang.:ard Fl; Sb:irt Tern;. Corp.

3. 3, Federated l-3 year CS Gov't Sro.

4. 4. Brandywine

5. 5. DFA one year fixed

6. 6, DFA U.S. 9·!0 Small Co.

7, 7. Dodge & Coxstook

8, 8. Dreyfus S.l. Govt,

9. 9.FAMValue

10. l 0. Faselaw

l!, l L JllllusFund

12, 12. Janus AdviserGrowth FuJtd

, .. ,, 13. Janus AdviserInt'l Fund

14. 14.Royce O;lportu::ity

15. 15. Morgan Sra..'1 ey Trust"\le.lue Fund {formerlyMAS)

16. 16. Morgan Stanley Err,erging Mk.ts.

17. : 7, Morgan Stanley In.fl Equity

18. : it Y..FS Mass. I.'lvesto.rs Trust

.

c. lm:ame during Gross value at end of

rep:rrting period reportingperiod

Amomlt '!)pc (C,k, Vcl>re Value Type (e,g. Ccde1 div. tent. er Code2 Method bay, sell.

(A-H) (J-P) Code3 merger, {Q-W) redenipticrn)

-A Dividend J T

None Scll

B Dividend L T Buy

A Dividend K T PartSell

B Dividend M T Buy

n:vlde:1d K T Pa."'tSell

c Divid d M r

B Dividend Sell

A Dividend K T Pa.>i:Sell

A Dividend K T B:;y

A Dividend L T Buy

None Sell

A Dividend K T I

c Dividend L T

A Dividend Sell

A Divldenrl J T Buy

A Dividend K T Buy

A D:vidend K T Buy

D. Transactions dcringrepcrl±ngyeriod

not eurq:itfrom dlscl0&ure

Date: MooJh-

bay

05109

05/08

08106

05i09

08/06

05108

08/06

08106

08!06

08/06

05108

03126

081()6

08106

Value C00.2

(J-l')

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A

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Identity of buyWseller(ifprivate- )

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Account

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'. '• - . . '. 1S: l0t;D 1 s1;fl O; GO'i .

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- - "' . . -- - - . ..."":i1s:om 0-:00o-J' - --· -... · ' . .""-i250,00(- 5G·J,0-0: : 5D o -r:s1;[}0 -t;cr;:; __

: .

.. . ?:< ,.; _$;15 C0L(0(_t;cS:5:J.G0'.;.DOO

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FINANCLU DISCLOSURE REPORT

Page 2 of5 Nan1e of Person Reporting

Rendell, Marjorie 0

Date of Report

5/10/2004

- income, value, transcations (includes fuose of the spouse and dependent children.. See pp. 34-57 of filing instruttions.) VII. INVESTMENTS and TRUSTS

A. B. c. D. Income during Gross value at end of Transactions during reporting period

Descriptioa of Assets reporting period reporting period (including trust assets)

(1) (2) (1) (2) (1) Ifnot exempt from disclosure

(3) (4) (5) Place "(X)" after each asset exempt A=unt T;po (e.g. Value V'1uo

Type (e.g. Date: Value Gain Identity of from prior dlsclosure Code 1 div. rent or Code 2 Method buy, sell Month- Code 2 Code buyer/seller

(A-H) :int) (J-P) Code3 """""'· Day (J-P) 1 (A- (if private redemption) transaction)

19. 19 .Montgomery Emerging Mk'i:s. A Dividend Sell 03126 J A

20. 20. First E agle SoGen Global Class I (form. SoGen B Dividend K T PartSell 08/06 J Int"!)

21. 21. Hotchkis & Wiley Mid-Cap Value A Dividend K T Buy 05/08 K

22. 22. Stoneridge Small Cap A Dividend K T

23. 23. Julius Baer Int'l Equity A Dividend K T

24. 24. Westcore Mid-Cap Oppty Fd A Di..,'idend L T Part-Sell 08/06 J A

25. 25. Westcore MIDCO Growth A Dividend L T Part-Sell 08/06 K A

26. 26.Schwab Money Market & Cash A Dividend J T

27. 27. MFS Emerging Growth A Dividend Sell 03/10 J A

28. 28. FirstEagle SoGen Global Class I (form. SoGen B Dividend K T Int"!)

29. 29. WiUiamBlair Growth A Dividend J T Buy OJ/JO J

-30. 30. Thornberg Value Fund A Dividend J T Buy 03/15 J

31. 31.. Schwab Money Mkt & Cash A Dividend J T

32. 32. First Eagle SoGen Global (form. SoGen lnt1) A Dividend J T PartSell 03/31 K A

33. 33. Dodge & Cox Stock A Dividend J Buy 03/31 J

34. 34.Federated 1-3 Yr. U.S. Gov't Sec. A Dividend K T Buy 03/31 K

35. 35. Julius Baer Int'l Equity Fund A Dividend J T Buy 03/31

36. 36. Morgan Stanley Int'l Equity A Dividend Buy 03/31 J

lncO:rildGain .Codtis: A J ?pJ;cr: , ss --B =o ono r2 s;oOC1,oo; s-2:s,ooQioooP.3 =S25.DOO;::ID1 $ U;000JJ00_ P4 =-'SN10r.e·:t1'.ari"S5q,ooo;GOfl

3. Valu:;- : idb6d Codes Q = App:-aisa! R """Cost (Reci Estate CJ1:.1?) S =---:A.ssi:s:;;ment

::::olunm C'.:'.; =Boo '. V

A.

37. '

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44.

I !

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A

K

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If nom tlisdostu-e (2) (3) (4) (5)

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Fll ANCIAL DISCLOSURE REPORT Page3 of5

Name of Person Reporting Rendell. Marjorie 0

Date ofReporr

511012004

VIL Il' Value COOe 1 d.iv. r-0n:, er CoG.e2 Met:iod (A·HJ int) {J-P) Codc3

I(Q-W) A DiviCe::.d T

A Dividend T

A Dividend J T

A Dividend J T

A Dividend J

A Dividend l r

A DiY"'idend J T

A DhiC.er.d K T

A Dividend K T

A Dividend K T

Dividend I T

Divide:id J T

A Dividend L T

A Divi&:nd L T

A Diviividend K r

B Dividend K T

l)

Type (e.g. buy, sell. merger, :redemption)

Buy

Buy

Buy

Buy

Buy

PartSell

BUy

Buy

Sell

Gift

n. Tra'C.Saetions durii:g re;iorti.nn period

not exempt

Date; Value Grun Identity of Month Codc2 Co:ie buyer/sdkrDay {J-P) 1 (A (itpriwte .

4\ t:;w.,S;lccion)

03/ll J

03/31 J

03131 J

03131

03131 J

08/06 K A

08/06 J

08106

06105 L E

12/24 J Gift-seevm

!

. f:l ,,,.s:;,,ooJeS'.2,SOO·

·z:s tbi:mriE·61 ml.af.>3;. li ""'S25l'.OOO-S500.COG p:; '$.'5,(J00,CO:cS5C.'.:;'.J/•OC•

\' =Otllcr

FINA ... NCIAL

156

:J

(1) (2)

-

A

j

'.V

(:) (3) (4) (5)

Identiry of

J

.

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. DISCLOSURE REPORT Date of ReportNarne of Person Repoiting Page4of5 511012004R...'"tlde:l, !..farjorie O

- inoorr&, vali:e, transcatiom (mcludes those of the spclW4 a1'd dependcru cb1C.re:i.. See pp. 34"57 offilingins!ruciions.) VIL INVESTMENTS and TRl:STS

55.

51.

58.

59.

60.

61.

62.

63.

64.

65.

66.

67.

68.

69.

70.

71.

72.

A.

Descrlptioo ef Asse:s (including trl:.S! a&;ecs)

Pl

113.

87.

Q

(1) (2) (1) (2)

I

(1) (3)

'

D

(4)

.

E

1

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FINANCIAL DISCLOSURE REPORT !\am;: of Person Reporting Date of Report

Page 5 ors Rendeil, l'f.:a.>jorie O 5!}012004

VIL INVEST1\1ENTS and TRUSTS

A.

Description of Assets (incluiling tn.1st asse!s)

P!act "{A')" after each asseter.eropt frnm prior dllidomrc

.

73. 73. Royce Opportunity Fund

74. 74. Schwab Money M.ru\;et & C.Sh

75. 75. Sound Shore

76. 76. Dreyfus Shortlbt Muni Bo:id Furul .

77. 77, Federated Short Term Muni Bond Fund

78. 78. Scudder ST Muni Bond Fund

79. 79. Allergan common stock

80. 80. BP AMOCO PLC ADR (acq.Aflantic Richfield)

81. 81. DuPont common stock

82. 82. DFA TaxMgd U.S. 5·10Yalue

83. Dodge & Cox Slock

84. 84. Janus.Adviser lnt'l Fund

85. &5, Fasciano

86. 86. MFS Mass Investors Trust

87. First Eagle SoGen Giobal Class l (fonn SoGen lnt'I)

88. &8. Sound Shore

89. 89. Schwab Money Market Fund

9ll. 90. Renllll property in Ocean City, N.l (2000 • 5645,000)

B. c. Incorr.e C.LTi:ig Groi) Type (e.g. Date: Value bey, sell.. l,1onlh- C(\de2 merger, Day (J·P)redempti::.r.)

Buy 08!06 J

PartSell 08/06 K

Sell 05108 L

Buy 05/()8 L

Buy 08/06 K

Sell 08/03 J

Sell 08108 J

(5) Gain Identity of Code buyer/seller

1 (A· (llpriva'te"' transaction)

c

A

D

A

I I

I

H2 Jv!OTci'ban_S:5,DDr ;OO()

;:', VikteC�: -1'

?�v-.::.:_; Name nf Person Date of Report FL."ANCIAL DISCLOSURE REPORT

Ren0e1l, Marjc;ie 0 5/10/2004

vm:. ADDmONALI!'iFORMA.TION OREx"PLANA110NS

Part V. GrFTS Hor.orary golf memberships: with 'forresdale F:rankfmd Country Club, \Vest Shore Co::.mt"y C:ub, and Blue Ridge Country Club: If I \vere tJ beoo;::ie.a rr:ember of these clutis, I run ccr'..ain that initial fees and ongcio.gfees >vouid be seve:-a: thousands of dollarsj however, I use these mem·:J��ips infrequently, and estimate the vnh.lt:: t.o me, based oo use, to be less than a "'C.'lCUS2!ld Ccl:a..--s.

Part VTI: INVESTMENTS AND TRUSTS Linc 50: Allergan- Value (L)

Donated on l2124/!)3 One-half to Lincoln Un ve:'Sity

- One-half to-National Ccnstitutlm: Cen:et

IN 'HO

I I

F1NA:.'\"CIAL DISCLOSURE REPORT Name of Pcrs'.Jn Rey.orting Date of Report

Rendell, Marjorie 0 S/1012004

IX. CERTIFICATION.

I certify that aU information given above (including infomiation pertaining to my spouse and minor or dependent children, if any) is accu.."1!te, true, and complete to the best ofmy knowledge ar.d belief, and that any information not reported Wll3 withheld because it met applicable statutory provisions pennitting non-disclosure.

I further certify t.liat earned income from outside employment and honoraria and fue acceptance of gifts which have been reported are;,-, compliance with the ?fOVtsions of 5 U.S.C. § 501 et seq., 5 U.S:C. § 7353, and Judicial Conference regulations.

NOTE: ANY 'ID KNOWINGLY AND WlLflJLLY FALSIFIES OR FAILS TO FILE THIS REPORT �fA Y BE SUBJECT TO CIVJL &'\'D CRWlNAL SANCTIONS (5 U.S.C. app. § 104}

FILING lNSTRUCTlONS

Mail signed original and 3 additional copies to:

Com."nittee on Financial Disclosure

Admi:tistrative Office of the United States Courts Suite 2-301

One Colmnbus Ci.role, N.E. Washingtor, D.C. 20544