NGAN HANG NHA NUtiC V1tT NAM

CQNG HOA XA HQI CHB NO1-11A V11T NAM Dec ladp - Tu. do - Hunh phtic

so: bp /QD-NHNN Ha Nei, ngay.trthang pL nam 2014-

QUYET DINH Va viecquy dinh chat 'tang, nhiem vq, quyen h3n vi ca cau to chat

dm Nein hang Nita metre chi nhanh tinh, thimh ph6 trvc thuk Trung yang ark Sc Chi nhitift filth, thank pan Ha Nei, Ho Chi Minh, Hai Thing, Di Nang,

Can The, Nghe An, Dak Zak)

THONG DOC NGAN HANG NHA NUt/C

Can ea Luat Ngan hang Nha nuere Viet Nam ngay 16 thing 6 nam 2010;

Can dr Nghi dinh so 36/2012/ND-CP ngay 18 thing 4 nam 2012 ells Chinh phu quy Binh chIrc nang, nhiem vu, quyen han va co cau to chic oh BO, co quan ngang130;

Can ea Nghl dinh se 156/2013/ND-CP ngay 11 thing 11 nam 2013 oh Chinh phu quy dinh chile nang, nhiem vu, quyen halt va ea cAu t6 chi:re cua Ngan hang Nha rank Viet Nam;

Xet de nghl cua Vv truang Vv T6 chirc can b0,

QUYET DINH

Dieu 1. Vi tri, chit nang

1. Ngan hang Nha nuac chi nhanh tinh, thanh phO trvc thuee Trung ucmg (sau day gni tat la Chi nhcinh) la don vi thurje ea cAu t6 chtic cua Ngan hang Nha nu& Viet Nam (sau day gni tat let Nglin hang Nha niter) Chi nhanh la don vi hach toan phu thu0c, co con dau va bang can dOi tai Ithoan theo quy dinh cua phap luat.

2. Chi nhanh c6 chi:re nang tham muu, ginp Thong doe Ngan hang Nha nuere (sau day gni tat la Thong- dac) thvc hien quan ly lila nuec ve nen te, hog dung ngan hang va ngoai hoi tren dia ban va thtm hien met so nghiep vu Ngan hang Trung ucmg theo uSr quyen cua ThOng dOc.

Dieu 2. Nhi'm vu, quyen hnn Chi nhanh thoc hien nhiem vu va quyen han tren dia ban theo quy dinh cua

Ngan hang Nha nueic va cua phap lug yen cac nOi dung sau:

1. TO chin phe bien, tuyen truyen va trien khai thoc hien cac van ban quy pham phap lug clia Nha nuesc, van ban chi dao, dieu hanh cua Thong die ve tien te, hog &Ong ngan hang va ngoai hai den the t6 chin tin dung, the t6 chirc khac va ngued dan teen dia ban.

2. Thong ke, thu thep thong tin, nghien elm, phan tich tinh hinh kinh te", tren te ten dia ban de tham muu cho Tithing die trong dieu hanh, thoc hien chinh sach tien te, hoat deing ngan hang va ngoai hen; tham muu cho cap uY, chinh quyen dia phucmg ve linh we lien quan -den tien te, hoat demg near - hang va ngoai hoi phuc vu xay dung va phat trien kinh to - xe heli; thoc hien ding tac thong tin tin dung.

3. Thoc hien viec cap, stir dot, bo sung, thu hO'i gray phep thanh lap va hoat deng ctia to ethic tin dung, chip thuen viec mua, ban, chia, tach, hop nhit, sap nhap, giai the t6 chirc tin dung va chip thuen rthi dung khac cua cac to chin tin dung tren dia ban theo uy quyen cua Thong d6c.

4. Giam sat, chi dao viec mua, ban, chia, tach, hop nhg, sap nhep, kiem soft dac biet va giai the TO chat tin dung ten dia ban theo uy quyen mita ThOng dOc.

5. Thoc hien thanh tra, giam sat, 'dr 132 vi pham phap lug trong linh vac nen te, hog d'Ong ngan hang va ngoai heel.

6. Thoc hien ceng tic phong, cheing rem tien, phemg, cheing tai try kthing b6.

7. Cung ung dich vu thanh toan, ngan quy va cac dich vu ngan hang trung yang khac cho cac t6 chic tin dung va Kho bac Nha nueic.

8. Quan ly nha nuac ve ngoai hoi , hog do, ng ngoai hen va hog Ong kinh doanh \fang.

9. Thoc hien nghiep vu tai cap von va cho vay thanh toan doi voi cac t6 chic tin dung khi duce ThOng dOc uy quyen.

10. Quth 1Y nha nuerc ve tien te, kho quy, bao dam an toan ve tai sari, Wen giay, tien kim loci va cac giay to c6 gia bao quan tai CM nhanh va khi giao nhan theo quy dinh.

11. Thuc hien quan ly nha nuerc ve bao him tien gni theo phan cong, uy quyen cna Thong dec.

12. Thuc hien cong tac phong, chOng than rilding va tOi pham; thip hanh tier kiem, eh /Ong lang phi; dap cong dan, xir 1Y don thu, khieu ndi, to cao, kien nghi, phan anh theo quy dinh.

13. Thuc hien quy the dan chit co so, car each hanh chinh, van hea cong so.

14. Bao cao, tra lai chat van theo yeu cau dm cap u9, chinh quyen dia phucmg, HOi dEng than dan va Doan Dai Neu QuOc hOi; tra lbi kik nghi cira cac co quan bao chi ve tien te, hoat cRing ngan hang va ngoai hOi.

15. Quan 1y tai chinh, tai sari duac giao theo quy dinh. 16. Thkrc hien cong tac quoc phong, an ninh; cong tac bao vO, phong chay,

chin chay, phong chiang thien tai, dam bao an ninh, trat to an toan tai Try so Chi nhanh va cac co sec vat chat khac thuOc tham quyen quan ly dm Chi nhanh.

17. Thuc hien the do thong tin, bao cao theo quy dinh.

18. Thuc hien cac nhiem vu khac do Thong dific giao.

A A X Dieu 3. Ca cau to chtrc 1.Phong Hanh chinh Nhan sy.

2. Phong 'fling hop va Kiem sok nOi b0

3. math tra, giam sat ngan hang.

4. Phong Ke toan - Thanh toan.

5. Phong Tien to - Kho quy.

Thanh tra, giam sat ngan hang va Meng KA than - Thanh toan c6 con dau rieng de dung trong boat dung nghiep vu theo quy dinh cim phap !nat.

Nhiem vu cu thE cua cac don vi thuOc co cdu to chirc dm CM nhanh do Giam d6c Chi nhanh quy dinh trail co sec nOi dung cfra Phu luc dinh kern.

Dieu 4. Lanh dao, dieu hinh 1.Lanh dao va diau hanh Chi nhanh IA Giam dac. Gigp viec Giam dam c6

met so Pho giam dam. To chirc va boat deng cita Chi nhanh thvc hien theo nguyen tac tap trung, clan chit va the de thg tnramg.

2. Nhiem vu lea guyan han cua Giam Mc:

a) T8 chirc thvc hien chiic nang, nhiem vv, guyan han dm Chi nhanh theo quy dinh tai Dieu 1, Dieu 2 Quyet dinh nay; chill trach nhiem tithe ThOng doe va phap luat ve hoat Ong cila Chi nhanh;

b) Phan ding nhiem vu va kiem tra, giam sat viec thvc hien nhiem vv cua cac Ph6 giam Mc, the phong, be phan trong CM nhanh;

c) Quan 151 bien cha, thvc hien cac the do, chinh sach dai vai cong chirc va nguai lao clang theo phan cap uSr guyan cim Thong Mc va quy dinh cua phap Mat;

d) Trvc tip chi dao, 16 chirc thvc hien cong tac to chat can be; cong tac kiem soil not bO; cong tac thanh tra, giam sat; xir 1ST vi pham trong linh we tian te, hoat deng ngan hang va ngoai hoi theo quy dinh cua Ngan hang Nha nuec va cUa phap luat;

d) Tham muu, trinh TM:Mg doc xem xet chap thuan hoac chap thuart theo iy guyan cga Thong Mc danh sach du kin nhftng nguari duqc bau, bi nhiem lam thanh vien Hai dang guan tri, thanh vien Ban Kim soot, Tang giam Mc (Giam Mc) cita t6 chirc tin dung co mg so chinh tren Ma ban va thvc hien dinh chi cac chirc danh not tren theo uy guyan cga Thong Mc ya quy dinh cita phap luat;

e) Co Sr kin bang van Mn vari Tinh gy, Thanh uy va vbi Chit tich Hei &Ong thanh vien, Chg tich Bei ding guan tri, Tang giam Mc Ngan hang thuong mai Nha nuarc, Ngan hang thuong mai co phan do Nha nuarc so. him ten 50% van diem le, Ngan hang Hqp tac xa, Ngan hang Chinh sach xa hei, Bao him tien gin Viet Nam ve viec dang Sr hoac Icheing ding yr truck 'chi cac don vi nay thtrc hien viec bo nhiem, be nhiem lai, keo dal thai han gift chirc vg, thoi gift chi:re vv, mien nhiem, ti chirc, diau deng, luan chuyen, kSr luat, thoi viec doi vai Giam doc va tuong duong cita don vi tivc thuec tren dia. ban.

Trong twang hop can duet, c6 quyen Icien nghi veri cap co than quyen dinh chi cong Mc, xir 19 hanh chinh hoc de nghi truy cuu trach nhiem hinh sv dte yeti can bra, vien chtic thu(ic to chirc tin dung va cac M eh& lchk co boat dOng, ngan hang tren dia ban c6 hanh vi vi pham phap luat ve tien te, heat dOng ngan hang va ngoai hti.

g) De xuAt, id& nghi veri cap al tham quyen ve nhthg van de c6 lien quan den t6 chile va hoat dOng cua cac t6 chile tin dung tren dia ban;

h) Yeti cau cac to eh& tin dung tren dia ban cung cap thOng tin, bao cao dinh ky hoc dot xuat de pletc vu cho viec time hien chirc nang, nhiem vu cua Chi nhanh;

i) Dai dien phap than Ngan hang Nha nuerc truerc ca quan phap luet tai dia phuong theo uy quyiln dm Thong Mc;

k) Quan 19 viec cong MO thong tin ve tien co, hog dOng ngan hang va ngoai hoi tren dia ban; dap than, xir 19 cac th8ng tin do bao chi phan anh lien quan den l'inh vuc tien M, hoat deng ngan hang va ngoai h im tren dia ban. Nheng van de vuot tham quyen bao cao Thong Mc (qua Van phong) de xir 19;

1) Thee hien cac nhiem vu khac do Thong Mc giao. 3. Nhiem vu va quyen han cim Ph6 giam dee: a) Giap Giam die chi dao dieu hanh met so linh vuc cong tk do Grim Mc

phan cong va chiu trach nhiem truerc Giam Mc va phap luat ve nheng nhiem vu duce phan ding phu trach;

b) Tham gia y lcien voi Giam Mc trong viec thvc hien cac vtre cong

tk cea Chi I-Minh theo nguyen tic tap hung, dan chit va the M the truemg; c) Khi Giant Me di ving, met Ph6 giam Mc dirge ay quyen thay mat Giam

Mc dieu hanh cong viec chung cua CM nhanh, chiu trach nhiem tnrec Giam doe ve nheng viec da giai quyet va bao cao lai khi Giam dOc c6 met.

. A Dieu 5. Dieu khofin thi hinh

1.Quyet dinh nay co hieu luc thi hanh ke tir ngay Icy. Bai bb cac quy dinh truerc day trai yeti Quyet dinh nay. 2. Viec sea dee, be sung Quyet dinh nay do Thong d6c quyet dinh.

THONG DOC

Nguyin Van Binh

3. Chanh Van phong, Vu truong Vu TO chirc can bo, Giam d6c Ngan hang Nha nu& Chi nhanh tinh, thanh ph6 true thuOc Trung uung va Thu truang cac don vi thuOc Ngan hang Nha nuec chin trach nhiem thi hanh Quyet dinh nay./.

Nei nhtin: - Nhu DiOu 5; - Ban Lanh dao NHNN; - Cac don vi thuOc NHNN; - UST ban nhan clan tinh, thanh

pho trirc thuOc Trung uong; - Cac to clam tin dung; - Luu VP, TCCB1 (lob).

NGAN HANG NFU NV& CQNG HOA XA HQI CHCJ NGHIA VI$T NAM VIET NAM DOc leap - Tv do - H,anh phlic

Phu luc NHIEM VIJ CUA CAC PHONG vA TRUNG DUONG THUOC

CO CAU TO CHUG CUA NGAN HANG NHA NV6C CHI NHANH TIN!, THANH PHO TRVC THUOC TRUNG LIONG (ttt clic Chi nluinh fink, thanes

phi`: Ha NQi, Hn Chi Minh, Hai Phbng, Di Ming, Ciin The, Nghf An va Mil( Leek) (Ban Minh kern theo Quye rt dinh so t90/03-NHNN 02/2014

cua ThOng doe Nga'n hang Nha niter)

1. Phong Hanh chinh- Nhan sv - Tharn muu, gitip Giam disc trong viec thvc hien can ding viec lien quan

den cong tic to chitc, nhan sir aim Chi nhanh - Thirc hien cong tar hanh chinh, van thu, luu tra theo quy dinh ctia Ngan

hang Nha nuerc va &la phap luat. - Tham muu, giup Glom doe trong viec thvc hien quy che don chit ca sa,

ca cach hanh chinh theo quy dinh aria Ngan hang Nha nth:cc va cua phap luat. - Tham muu, ginp giam dac trong viec thvc hien ding tau quoc phong, an

ninh; cong tae bao ye, phang chay, chita chay, pheng chang thien tai, dam bao an ninh, trat hr an than tai Tru sb CM nhanh va car ca so vat chat khat thugs them quyen quan 15, dm Chi nhanh

- Thvc hien the do, thong tin, bao cao giri Ngan hang Nha nubc theo quy dinh

- Thvc hien car nhi'em vu khk do Giam doe giao.

2. Phiing Timg hog) va Kim soat not b0 - Chip Cam d6c trong viec to chirc phi hien, tuyen truyen va then khai

thuc Men car van ban quy pham phap luat phap 111 .4 dm Nha nuoc, van ban chi dao, dieu hanh cua Thong clec ve tien te, float &Ong ngfin hang va ngoai hen den cac to chile tin dung, car t6 chirc khac va nguiri dan tan dia. ban.

- Gitlp Giam dee thvc hien cong tac thong ke, thu thap thong tin, nghien ciru, phap tich tmh hinh kink te, tien te tren die ban de tham muu cho Thong disc trong di'eu hanh, thuc hien chinh sash .66 te, hoat Ong ngan hang va ngoai hai;

tham muu cho cap 4, chinh quyen dia phucmg ve linh we lien quan den tien te, hoat Ong ngan hang ve ngoai hoi phyc vu xay dtmg va phat trien kinh te - xa hei; thtic hien ding tac thong tin tin dung.

- Giap Gam dee thyc hien Ong tac quan lY nhl nu& ye ngoai hti,- hog

Ong ngoai hOi va hoat Ong kinh doanh yang.

- Giap Gam dac thtre hien nghiep vu tai cap-von va cho vay thanh town dai voi cac to chirc tin chmg tren dia ban khi diryc Thling doe uy quyen.

- Tham mua , giap Gam ct6c trong viec xay thin bao cao, tra lbi chat van theo yeti eau elm cap uy, chinh quyen dia phuong, HOi Clang than clan va Doan Dai bieu Quec hOi; tra lai kir& nghi cua cac ca quan bao chi ve tien te, hog dOng ngan hang vi ngoai hai tren ilia ban.

- Tham muu, ginp Giant doe trong viec you ran cac to chfrc tin dung; cac to chi:re khac di hog Ong ngan hang tren dia ben cung cap thong tin, bao cao Binh ky hoac dot xuat a phtic vu cho viec thtre hien eh& nang, nhiem vu elm Chi nhanh.

- Thtrc hien cac nhiem vu theo quy dinh ve kiem soat nOi be, 'dem town not 60 Ngfin hang Nha nuec.

- Thtre hien the O thong tin, bao cao gun Ngan hang Nha ntrac theo quy dinh.

- Thuc hien cac nhiem vu khac do Gam dee giao.

3. Thanh tra, giam sat ngan hang - Tham muu, giup Gam dee thtre hien viec cap, lira doi

, b6 sung, thu hei gidy

phep thanh lap va hog Ong cim t6 claire tin clung, chap thuan viec mua, ban, Chia, tach, hop shat, sap nhap, giai the to chile tin dung vi chap thuan not dung khac caa cac to chile tin dung tren dia ban theo fly quyen caa Thong dec.

Tham muu, giap Gam dee thus hien viec giam sat, chi dao viec mua, ban, chia, tach, hup nhat, sap nhap, kiLn soat dac biet va giai the t6 chfre tin dung tren dia ban theo uy quyen caa Thong dec.

- TO chirc, thtrc hien ding tac thanh tra, giam sat, xir 19 vi pham phap luat trong 11th vac tien te, hoat Ong ngan hang va ngoai hal

- Tham muu, gitip Gam dee thyc hien tong tac phOng, thong rim tien, phong, Chong tai try khang ba theo quy dinh

- Tham muu, giup Giam dOc thvc hien cong tee quan 15, nha nu& ve bao hiem tien gfri theo phan &Ong, uy quyen tha Thong Mc.

- Thvc hien ding tac phong, chang tham nhirmg va tai pham; thvc hanh tiet kiem, chOng lang phi; dap ding dan, xir 19 dan this, khieu nai, t6 cao, kien nghi, phan anh theo quy dinh.

- Tham muu, giup Giam Mc trong viec chap thuAn hoac chap thuan theo ny quyen dm Thong doc danh such du kien nhcmg ngtrosi dugc bAu, be nhiem lam thanh vitt Hei clang quan tri, thanh vien Ban Kiam soat, rang giam dot (Giam dOc) cua t6 chtic tin dung c6 trct so chinh teen dia ban va thvc hien dinh chi cac chirc danh not tren theo uy quyen cua ThOng doc va quy dinh cua phap luAt.

- Tham mtru, ghip Giam dOc trong viec c6 y kien bang van ban voi Tinh ny, Thanh iry va voi Chu tich HOi tang thanh vian, Chet

-Oh Hai clang quan TOng giam dtic Ngan hang thuong mai Nha nth:cc, Ngan hang thuang mai di phAn do Nha nuem sa him tren 50% vim dieu le, Ngan hang Hap tac xA, Ngan hang Chinh such xa hei, Bao hiem tien gin Viet Nam ve viec tang y hockh6ng dingy truerc khi cac don vi nay thvc hien viec be, nhiem, bap nhiem lai, keo dui thbi han gnu chew vv, theii gift cherc vv, mien nhiem, tir chat, dieu ding, Wan chuyen, kY luAt, then viec den veri &Um Mc va tuong throng dm don vi trvc thuec Iran dia ban.

- Tham muu, gitip Giam Mc trong viec de xuAt, kien nghl Won cap c6 thim quyen ve nhimg van d co lien quan den t6 chat va boat dOng cita cac t6 chirc tin dung tren dia. ban.

- Thvc hien the de thong tin, bao cao gui Ngan hang Nha nuac theo quy dinh.

- Thvc hien cac nhiem vu lchac do Giam dOc giao.

4. Phong Kt than Thanh than - Thvc hien the ding viec lien quan clan cung ting ditch vu thanh town va

cac ditch vu ngan hang trung uong khac cho cac t6 chirc tin dung va kho bac Nha nuerc tan dia ban.

- Tham muu, gitip Giam Mc trong viec quan lY tai chinh, tai san dtrac giao theo quy dinh tha Ngin hang Nha nuac va cua phap luAt.

- Thuc hi'Cn ding khai tai san, tai chinh theo quy Binh cua Ngan hang Nha nuot va cua phap luat.

- Tham muu, giap Gam d6c trong viec thvc hien cac cong viec lien quan den cling tac tin hoc, quan 132 trang thief hi tin hoc

- Quan ly ye mau in, ma trong thanh toan ct8i voi cac to chat tin dung tren dia. ban.

- Quan 15T va van hanh he th6ng thanh toan dien fir lien ngan hang trong pham vi trach nhiem dm Chi nhanh.

- Thvc hien the d0 th8ng tin, bap cao girl Ngfin hang Nha nuot theo quy dinh.

- Thvc hien cac nhiem vv khac do Gam (lac giao.

5. Phong Tien 4. - Kho quy -

Thfrc hien cung irng tien mat cho cac t6 chic tin dung, Kho bac Nha nu& tren dia ban theo huong den cita Ngan hang Nha nuac Trung uong.

- To chat kiem tra viec chap hanh the de an toan kho, quy va viec chap hanh quy dinh ve quan 15, tien mat dm cac t6 chic tin dicing va cac to chirc khac c host dOng ngan hang tren dia ban.

- Lam d'au m6i ph6i hop von cong an dia phuung, be do, i bien phong, cu quan hai quan trong viec tau troth phong, ch6ng tien gia, to chic giam dinh tien gia, tien nghi gia.

- Quan ty, bao quan an toan tuyet dad coy du tra phat hanh, quy nghiep va phat hanh, tai san quy, giay to c8 gia tai Chi nhanh, khi giao nhan; thfrc hien nghiep vu xuat, nhap coy du tit phat hanh, thu, chi quy nghiep vv dm Chi nhanh.

- Thvc hien the de thong tin, bao cao gin Ngan hang Nha ntrac theo quy dinh.

- Thvc hien cac nhiem vv khac do Giam d6c giao./. NGAN HANG NHA NinfIC

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