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March 23, 2012

VIA ELECTRONIC FILING AND HAND DELIVERY The Honorable James Holbein Secretary U.S. International Trade Commission 500 E Street, SW Washington, DC 20436

Re: ITC Inv. No. 337-TA-814 Dear Secretary Holbein: Enclosed please find a corrected version of Respondents’ expert disclosure. The confidential header has been removed to indicate that this filing is public. No other changes have been made. Sincerely, /s/ Anthony J. Zappin Anthony J. Zappin Enclosure cc: Certificate of Service

UNITED STATES INTERNATIONAL TRADE COMMISSION WASHINGTON, DC

Before The Honorable Thomas B. Pender

Administrative Law Judge

In the Matter of

CERTAIN AUTOMOTIVE GPS NAVIGATION SYSTEMS, COMPONENTS THEREOF, AND PRODUCTS CONTAINING SAME

Investigation No. 337-TA-814

CERTAIN RESPONDENTS’ IDENTIFICATION OF EXPERT WITNESSES

Respondents Bayerische Motoren Werke AG, BMW of North America, LLC, and BMW

Manufacturing Co., LLC ("BMW"); Chrysler Group LLC ("Chrysler"); Ford Motor Company

("Ford"); General Motors LLC ("GM LLC")1; Honda Motor Co., Ltd., Honda North America,

Inc., American Honda Motor Co., Inc., Honda Manufacturing of Alabama, LLC, Honda

Manufacturing of Indiana, LLC, and Honda of America Mfg., Inc. ("Honda"); Hyundai Motor

Company, Hyundai Motor America, and Hyundai Motor Manufacturing of Alabama, LLC

("Hyundai"); Kia Motors Corp., Kia Motors America, Inc., and Kia Motors Manufacturing

Georgia, Inc. ("Kia"); Mazda Motor Corporation and Mazda Motor of America, Inc. ("Mazda");

Daimler AG, Mercedes-Benz USA, LLC, and Mercedes-Benz U.S. International, Inc.

("Mercedes"); Nissan Motor Co., Ltd. and Nissan North America, Inc. ("Nissan"); Dr. Ing. h.c.

F. Porsche AG, and Porsche Cars North America, Inc. ("Porsche"); Suzuki Motor Corporation

1 Complainant has not yet filed or served the Amended Complaint which purportedly added General Motors LLC as a respondent in this investigation, in violation of Order No. 5, Ground Rule 1.10.1, and Commission Rule 201.16(b). The time period for filing the Amended Complaint and serving GM LLC and all of the respondents has expired. GM LLC’s submission of this Identification of Experts does not constitute a waiver of any rights it has based on Complainant’s failure to file and serve the Amended Complaint in compliance with Order No. 5.

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and American Suzuki Motor Corporation ("Suzuki"); Jaguar Land Rover North America, LLC,

Jaguar Cars Limited, and Land Rover ("Jaguar Land Rover"); Toyota Motor Corporation, Toyota

Motor North America, Inc., Toyota Motor Sales USA, Inc., Toyota Motor Engineering &

Manufacturing North America, Inc., Toyota Motor Manufacturing Indiana, Inc., Toyota Motor

Manufacturing Kentucky, Inc. and Toyota Motor Manufacturing Mississippi, Inc. ("Toyota");

and Volvo Car Corporation and Volvo Cars of North America, LLC ("Volvo") (collectively

“Certain Respondents”) identify the following experts who may be called to testify at the

hearing. The identification of expert witnesses is based on Certain Respondents’ current

understanding of the allegations made and evidence produced in this Investigation. Discovery is

ongoing and Certain Respondents reserve the right to supplement this identification in response

to new information or allegations.

1. Dr. Michael Caloyannides

Dr. Caloyannides is an expert in global positioning systems, including geolocation and

tracking, signal processing, and satellite communications. He is expected to testify regarding

background technology, analysis and interpretation of the claims under investigation, validity

and enforceability of the patents asserted in this investigation, any alleged infringement of those

patents by Respondents’ products or practice of those patents by alleged domestic industry

articles, and any other related issues pertinent to Respondents’ defenses for which expert

testimony is required or useful. A copy of Dr. Caloyannides’s curriculum vitae is attached

hereto as Exhibit 1.

2. Dr. Pratap Misra

Dr. Misra is an expert in global positioning and global navigation satellite systems,

including the functionality of GPS devices used in automobile navigation systems. Dr. Misra

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may testify regarding matters relating to, at least, the technical background and state of the art

relevant to the asserted claims of the patents-in-suit; the description of the person of ordinary

skill in the art; the interpretation and scope of the asserted claims of the patents-in-suit; the

invalidity of the patents-in-suit; the non-infringement of the asserted claims of the patents-in-suit

by the Accused Products; and the failure of the alleged domestic industry products to practice the

asserted claims of the patents-in-suit. Dr. Misra may also testify in rebuttal to issues asserted by

Complainant. A copy of Dr. Misra’s curriculum vitae is attached hereto as Exhibit 2.

3. Dr. Peter H. Dana

Dr. Dana is an expert in global positioning systems, including the functionality of GPS

devices used in automobile navigation systems, computer-assisted cartography, and geographic

information systems. Dr. Dana may testify regarding matters relating to, at least, the technical

background and state of the art relevant to the asserted claims of the patents-in-suit; the

description of the person of ordinary skill in the art; the interpretation and scope of the asserted

claims of the patents-in-suit; the invalidity of the patents-in-suit; the non-infringement of the

asserted claims of the patents-in-suit by the Accused Products; and the failure of the alleged

domestic industry products to practice the asserted claims of the patents-in-suit. Dr. Dana may

also testify in rebuttal to issues asserted by Complainant. A copy of Dr. Dana’s curriculum vitae

is attached hereto is Exhibit 3.

4. Mr. Scott A. Denning

Scott Denning is an expert in imbedded systems, including the software and hardware

architectures of navigation systems and the development user interfaces and the software and

hardware for implementing positioning algorithms in navigation systems. Mr. Denning is

expected to testify regarding background technology, analysis and interpretation of the claims

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under investigation, validity and enforceability of the patents asserted in this investigation, any

alleged infringement of those patents by Respondents’ products or practice of those patents by

alleged domestic industry articles, and any other related issues pertinent to Respondents’

defenses for which expert testimony is required or useful. A copy of Mr. Denning’s curriculum

vitae is attached hereto as Exhibit 4.

5. Dr. Michael S. Braasch

Dr. Michael Braasch is an expert in navigation systems, including, among other things,

navigation receiver design, navigation system engineering, satellite-based navigation systems

with emphasis in GPS, inertial navigation systems, and integrated navigation systems. He is





defenses for which expert testimony is required or useful. A copy of Dr. Braasch’s curriculum

vitae is attached hereto as Exhibit 5.

6. Mr. Chris Wilson

Mr. Wilson is an expert in all aspects of navigation systems, including probe vehicle data,

positioning, map geometry and traffic control system attributes, and the development of

techniques for improved sensor function in vehicles. The general nature of Mr. Wilson’s hearing

testimony, if any, is expected to relate to the background technology relevant to U.S. Patent Nos.

6,374,180; 6,178,380; 6,029,111; and 5,862,511 (collectively, "the Asserted Patents"), the state

of the relevant art, terminology used in the relevant art, meaning of the terms and phrases used in

the Asserted Patents, noninfringement, invalidity, and/or unenforceability of the Asserted

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Patents. Mr. Wilson may also testify regarding technical aspects of Beacon’s alleged domestic

industry. Additionally, Mr. Wilson may rebut expert witness testimony and reports of

Complainant Beacon's expert(s). A copy of Mr. Wilson’s curriculum vitae is attached hereto as

Exhibit 6.

7. Mr. Clyde Harris

Mr. Harris is an expert in both the user interfaces and positioning aspects of navigation

systems, having developed user interfaces for navigation systems and other smart devices, and

positioning technologies for navigation systems. The general nature of Mr. Harris’s hearing

testimony, if any, is expected to relate to the background technology relevant to U.S. Patent Nos.

6,374,180; 6,178,380; 6,029,111; and 5,862,511 (collectively, "the Asserted Patents"), the state

of the relevant art, terminology used in the relevant art, meaning of the terms and phrases used in

the Asserted Patents, noninfringement, invalidity, and/or unenforceability of the Asserted

Patents. Mr. Harris may also testify regarding technical aspects of Beacon’s alleged domestic

industry. Additionally, Mr. Harris may rebut expert witness testimony and reports of

Complainant Beacon's expert(s). A copy of Mr. Harris’s curriculum vitae is attached hereto as

Exhibit 7.

8. Dr. Edward Krakiwsky

Dr. Krakiwsky has a broad range of expertise in navigation systems, including in the

areas of mapping, mathematical modeling, quality control and filtering in kinematic positioning

for GPS and Automatic Vehicle Location Systems. The general nature of Dr. Krakiwsky’s

hearing testimony, if any, is expected to relate to the background technology relevant to U.S.

Patent Nos. 6,374,180; 6,178,380; 6,029,111; and 5,862,511 (collectively, "the Asserted

Patents"), the state of the relevant art, terminology used in the relevant art, meaning of the terms

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and phrases used in the Asserted Patents, noninfringement, invalidity, and/or unenforceability of

the Asserted Patents. Dr. Krakiwsky may also testify regarding technical aspects of Beacon’s

alleged domestic industry. Additionally, Dr. Krakiwsky may rebut expert witness testimony and

reports of Complainant Beacon's expert(s). A copy of Dr. Krakiwsky’s curriculum vitae is

attached hereto as Exhibit 8.

9. Dr. Sharon West

Dr. Sharon West is an expert in the user interfaces and inertial sensors in navigation

systems, having both developed and personally flight-tested navigation systems. The general

nature of Dr. West’s hearing testimony, if any, is expected to relate to the background

technology relevant to U.S. Patent Nos. 6,374,180; 6,178,380; 6,029,111; and 5,862,511

(collectively, "the Asserted Patents"), the state of the relevant art, terminology used in the

relevant art, meaning of the terms and phrases used in the Asserted Patents, noninfringement,

invalidity, and/or unenforceability of the Asserted Patents. Dr. West may also testify regarding

technical aspects of Beacon’s alleged domestic industry. Additionally, Dr. West may rebut

expert witness testimony and reports of Complainant Beacon's expert(s). A copy of Dr. West’s

curriculum vitae is attached hereto as Exhibit 9.

10. Dr. Jay Farrell

Dr. Farrell is an expert in global positioning and global navigation satellite systems,

including the functionality of GPS devices used in automobile navigation systems. Dr. Farrell

may testify regarding matters relating to, at least, the technical background and state of the art

relevant to the asserted claims of the patents-in-suit; the description of the person of ordinary

skill in the art; the interpretation and scope of the asserted claims of the patents-in-suit; the

invalidity of the patents-in-suit; the non-infringement of the asserted claims of the patents-in-suit

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by Accused Products; and the failure of the alleged domestic industry products to practice the

asserted claims of the patents-in-suit. Dr. Farrell may also testify in rebuttal to issues asserted by

Complainant. A copy of Dr. Farrell's curriculum vitae is attached hereto as Exhibit 10.

11. Mr. John Lavrakas

Mr. Lavrakas has a broad range of expertise in GPS technologies, including substantial

experience with GPS user equipment and applications, GPS control segment, tracking

applications, commercial GPS applications, and GPS mission planning, performance assessment,

and policy. Mr. Lavrakas is President of Advanced Research Corp., a former President of the

Institute of Navigation, and an ION Fellow. Mr. Lavrakas is expected to testify regarding

background technology, analysis and interpretation of theclaims under investigation, any alleged

infringement of those patents by Respondents’ products, and any other related issues pertinent to

Respondents’ defenses for which expert testimony is required or useful. A copy of Mr.

Lavrakas’s curriculum vitae is attached hereto as Exhibit 11.

12. Dr. Chris Bartone

Dr. Bartone is a professor at Ohio University, and the president of GNSS solutions. Dr.

Bartone has more than twenty six years of experience in communications, navigation, and

surveillance systems, and is an expert in global positioning and global navigation satellite

systems, including the functionality of GPS devices used in automobiles. Dr. Bartone is

expected to testify regarding the background technology, his analysis and interpretation of the

claims under investigation, the validity and enforceability of the asserted patents, any alleged

infringement of those patents by Respondents' products, and the alleged practice of the asserted

patents by the domestic industry products. Dr. Bartone is also expected to testify as to any other

related issues pertinent to Respondents' defenses for which expert testimony is required or

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useful. Further, Dr. Bartone may respond to the opinions expressed in Beacon's expert reports.

A copy of Dr. Bartone's curriculum vitae is attached hereto as Exhibit 12.

13. Dr. Duncan Cumming

Dr. Cumming is the president of Emmanuel Avionics. Dr. Cumming has been in the

business of electronic design since 1979, and has extensive experience with GPS navigation

systems, including the development and design of GPS navigation systems for vehicles. Dr.

Cumming is an expert in global positioning and global navigation satellite systems, including the

use of GPS for map display and the use of filters for sensor fusion. Dr. Cumming may testify

regarding matters relating to, at least, the background technology, his analysis and interpretation

of the claims under investigation, the validity and enforceability of the asserted patents, any

alleged infringement of those patents by Respondents' products, and the alleged practice of the

asserted patents by the domestic industry products. Dr. Cumming is also expected to testify as to

any other related issues pertinent to Respondents' defenses for which expert testimony is required

or useful. Further, Dr. Cumming will respond to the opinions expressed in Beacon's expert

reports. A copy of Dr. Cumming's curriculum vitae is attached hereto as Exhibit 13.

14. Dr. Edward A. Gold

Dr. Gold is a managing director of Invotex Group. Dr. Gold is an economist with nearly

20 years of economic consulting experience, including extensive experience valuing intellectual

property assets, advising on transaction strategies, and negotiating the licensing and sale of

intellectual property. Dr. Gold has expertise in evaluating the economic prong of the domestic

industry requirement, and other economic issues related to domestic industry, remedy, and the

public interest at the ITC. Dr. Gold is expected to provide testimony regarding: i) the domestic

industry requirement; ii) the impact of the requested relief on the public health and welfare,

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competitive conditions in the United States economy, the production of like or directly

competitive articles in the United States, and United States consumers; iii) whether the

commission should exclude the accused products from entry; and iv) the appropriate remedy and

bond in the event of a finding of a violation of Section 337. Dr. Gold is also expected to testify

as to any other related issues pertinent to Respondents' defenses for which expert testimony is

required or useful. A copy of Dr. Gold's curriculum vitae is attached hereto as Exhibit 14.

15. Mr. Joseph McAlexander

Mr. McAlexander is an expert in circuit design and analysis, device fabrication and

assembly, testing, marketing, control system design and analysis, manufacturing operations and

respective areas of quality, reliability, and defect / failure analysis, as well as GPS tracking. He

is expected to testify regarding background technology related to GPS navigation, analysis and

interpretation of the claims under investigation, validity and enforceability of the patents asserted

in this investigation, any alleged infringement of those patents by Respondents’ products or

practice of those patents by alleged domestic industry articles, and any other related issues

pertinent to Respondents’ defenses for which expert testimony is required or useful. A copy of

Mr. McAlexander’s curriculum vitae is attached hereto as Exhibit 15.

16. Dr. William R. Michalson

Dr. Michalson is a professor of electrical and computer engineering at Worcester

Polytechnic Institute. He has extensive experience and is an expert in global positioning and in

vehicle navigation systems, including the functionality of GPS devices used in automobiles. Dr.

Michalson is an expert in electrical engineering, computer engineering, and navigation systems

including GPS functionality. He is expected to testify regarding, at least, background

technology, analysis and interpretation of the claims under investigation, validity and

10

enforceability of the patents asserted in this Investigation, any alleged infringement of those

patents by Respondents’ products or practice of those patents by alleged domestic industry

articles, and any other related issues pertinent to Respondents’ defenses for which expert

testimony is required or useful. A copy of Dr. Michalson’s curriculum vitae is attached hereto as

Exhibit 16.

17. Mr. Roy L. Sumner

Mr. Sumner has more than 41 years of experience in the navigation and transportation

industries and has extensive expertise in the areas of transportation research, intelligent

transportation systems technology, and the implementation of navigation and traffic control

systems. He has experience with the design of several navigation systems, including the

functionality of GPS devices used in automobile navigation systems. Mr. Sumner is an expert in,

at least, the areas of global positioning and global navigation satellite systems, including the

functionality of GPS devices used in automobile navigation systems. He is expected to testify

regarding, at least, background technology, analysis and interpretation of the claims under

investigation, validity and enforceability of the patents asserted in this Investigation, any alleged

infringement of those patents by Respondents’ products or practice of those patents by alleged

domestic industry articles, and any other related issues pertinent to Respondents’ defenses for

which expert testimony is required or useful. A copy of Mr. Sumner’s curriculum vitae is


18. Dr. Steven Goldberg

Dr. Goldberg is a senior systems expert in the design and implementation of GPS-based

tracking, navigation, and positioning systems, including military GPS receivers for in-flight

applications and commercial personnel and cargo tracking He is expected to testify regarding

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background technology, analysis and interpretation of the claims under investigation, any alleged

infringement of the patents asserted in this investigation by Respondents’ products or practice of

those patents by alleged domestic industry articles, and any other related issues pertinent to

Respondents’ defenses for which expert testimony is required or useful. A copy of Dr.

Goldberg’s curriculum vitae is attached hereto as Exhibit 18.

19. Dr. Duncan Cox

Dr. Cox is an expert in global positioning and global navigation satellite systems,

including the functionality of GPS devices used in automobile navigation systems. Dr. Cox is





defenses for which expert testimony is required or useful. A copy of Dr. Cox’s curriculum vitae

is attached hereto as Exhibit 19.

20. Dr. Stephen Prowse

Dr. Prowse has more than 23 years of experience as an economist, including for the

Federal Reserve Board and as a consultant. Dr. Prowse is an expert in economics, valuation, and

damages issues relating to intellectual property rights. He is expected to testify regarding, at

least, the lack of a domestic industry, the appropriate remedy in this Investigation, bonding, the

public interest, and any other related issues pertinent to Respondents’ defenses for which expert

testimony is required or useful. A copy of Dr. Prowse’s curriculum vitae is attached hereto as

Exhibit 20.

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21. Dr. Jerry A. Hausman

Dr. Jerry A. Hausman has a Ph.D. in economics, is the John and Jennie S. MacDonald

Professor of Economics at the Massachusetts Institute of Technology, and has acted as a

consultant and expert witness on economic, valuation, and damages issues. Dr. Hausman is an

expert in economics, valuation, and damages issues relating to intellectual property rights.Dr.

Hausman is expected to testify regarding, at least, the lack of a domestic industry, the appropriate

remedy in this Investigation, bonding, the public interest, and any other related issues pertinent

to Respondents’ defenses for which expert testimony is required or useful. A copy of Dr.

Hausman’s curriculum vitae is attached hereto as Exhibit 21.

22. Dr. Bill Kerr

Dr. Kerr is an economic consultant with more than 30 years of experience, including

expertise in evaluating the economic prong of the domestic industry requirement and economic

issues related to the public interest at the ITC. The general nature of Dr. Kerr’s hearing

testimony, if any, is expected to relate to domestic industry, intellectual property licensing,

reasonable royalty rates in the relevant market, remedies, bonding, and public interest concerns.

Additionally, Dr. Kerr may rebut economic expert witness testimony and reports of Complainant

Beacon’s expert(s). A copy of Dr. Kerr’s curriculum vitae is attached hereto as Exhibit 22.

23. Dr. Gregory L. Leonard

Dr. Leonard is an expert in economics, with specialties in applied microeconomics, the

study of the behavior of consumers and firms, and econometrics, the application of statistical

methods to economic data. Dr. Leonard may testify regarding matters relating to, at least, the

economic requirements for a finding of domestic industry; the alleged domestic industry claimed

regarding the patents-in-suit; the appropriate remedy and bond in the event of a finding of

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violation of Section 337; and any impact of the requested relief upon the public interest. A copy

of Dr. Leonard’s curriculum vitae is attached hereto as Exhibit 23.

24. Governor Matt Blunt

Governor Matt Blunt is the President of the American Automotive Policy Council and the

former governor of Missouri. He will testify as to the public policy factors presented in this

investigation. A copy Gov. Blunt’s biography is attached as Exhibit 24.

25. Dr. Joseph N. Kanianthra

Dr. Kanianthra is an expert in the field of automobile safety and may testify regarding the

impact of the requested relief upon the public interest. Dr. Kanianthra’s curriculum vitae is


26. Dr. James W. Sennott

Dr. Sennott is an expert in global positioning systems, including GPS and inertial sensor

integration, GPS system architecture, and wireless aided GPS. Dr. Sennott may testify regarding

at least the technical background and state of the art relevant to U.S. Patent Nos. 6,374,180;

6,178,380; 6,029,111; and 5,862,511 (collectively, “the Asserted Patents”); terminology used in

the relevant art; the description of the person of ordinary skill in the art; the interpretation and

scope of the claims in the Asserted Patents; the non-infringement, invalidity, and/or

unenforceability of the Asserted Patents; and any other related issues pertinent to Respondents’

defenses for which expert testimony is required or useful. Dr. Sennott may also testify regarding

technical aspects of Complainant Beacon’s alleged domestic industry. Additionally, Dr. Sennott

may rebut expert witness testimony and reports of Complainant Beacon’s expert(s). A copy of

Dr. Sennott’s curriculum vitae is attached hereto as Exhibit 26.

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Dated: March 20, 2012 Respectfully submitted, By: /s/ Lionel M. Lavenue Smith Brittingham IV Timothy J. May James A. Tartal R. Benjamin Cassady Amanda J. Dittmar FINNEGAN, HENDERSON, FARABOW, GARRETT & DUNNER, L.L.P. 901 New York Avenue, N.W. Washington, D.C. 20001-4413 Telephone: (202) 408-4000 Facsimile: (202) 408-4400 Lionel M. Lavenue FINNEGAN, HENDERSON, FARABOW, GARRETT & DUNNER, L.L.P. Two Freedom Square 11955 Freedom Drive Reston, VA 20190-5675 Telephone: (571) 203-2700 Facsimile: (202) 408-4400 Jeremy Bond FINNEGAN, HENDERSON, FARABOW, GARRETT & DUNNER, L.L.P. 55 Cambridge Parkway, 7th Floor Cambridge, Massachusetts 02142 Telephone: (617) 452-1600 Facsimile (202) 408-4400 Email address for service: [email protected] Counsel for Respondents Bayerische Motoren Werke AG, BMW of North America, LLC, and BMW Manufacturing Co., LLC.

By: /s/ Frank C. Cimino, Jr. Frank C. Cimino, Jr. Kimberly R. Parke DICKSTEIN SHAPIRO LLP

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1825 Eye Street, NW Washington, DC 20006 Phone: 202.420.2200 Fax: 202.379.9172 Paul C. Maier DICKSTEIN SHAPIRO LLP 1633 Broadway New York, NY 10019 Phone: 212.277.6500 Fax: 212.277.6501 Email address for service: [email protected] Counsel for Respondent Chrysler Group LLC

By: /s/ Paul F. Brinkman Paul F. Brinkman S. Alex Lasher Patrick A. Fitch Anthony Zappin QUINN EMANUEL URQUHART & SULLIVAN, LLP 1299 Pennsylvania Avenue NW, Suite 825 Washington, DC 20004 Telephone: (202) 538-8000 Facsimile: (202) 538-8100 Wayne Alexander Ryan Goldstein QUINN EMANUEL URQUHART & SULLIVAN, LLP NBF Hibiya, Bldg., 25F 1-1-7, Uchisaiwai-cho, Chiyoda-ku Tokyo 100-0011, Japan Tel: +81 3 5510 1711 Fax: +81 3 5510 1712 Email address for service: [email protected] Counsel for Respondents Ford Motor Company, Nissan Motor Co., Ltd. and Nissan North America, Inc.

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By: /s/ Kathryn L. Clune Kathryn L. Clune Mark M. Supko Sonia Williams Murphy Jeffrey D. Ahdoot Phillip D. Mancini Amir D. Katz CROWELL & MORING LLP 1001 Pennsylvania Avenue, N.W. Washington, D.C. 20004-2595 Tel: (202) 624-2500 Fax: (202) 628-5116 Jacob Z. Zambrzycki CROWELL & MORING LLP 590 Madison Avenue, 20th Floor New York, NY 10022-2524 Tel: (212) 223-4000 Fax: (212) 223-4134 Email address for service: [email protected] Counsel for General Motors LLC

By: /s/ Ahmed J. Davis Ahmed J. Davis FISH & RICHARDSON P.C. 1425 K Street N.W., 11th Floor Washington, D.C. 20005 Telephone: (202) 783-5070 Facsimile: (202) 283-7331 John T. Johnson FISH & RICHARDSON P.C. 601 Lexington Avenue 52nd Floor New York, NY 10022-4611 Phone: 212-765-5070 Fax: 212-258-2291

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Robert E. Hillman FISH & RICHARDSON P.C. One Marina Park Drive Boston, MA 02210 Phone: 617-542-5070 Fax: 617-542-8906 Email address for service: HondaF&[email protected] Counsel for Respondents Honda Motor Co., Ltd., Honda North America, Inc., American Honda Motor Co., Inc., Honda Manufacturing of Alabama, LLC, Honda Manufacturing of Indiana, LLC, and Honda of America Mfg. Inc.

By: /s/ Paul Lall____ Charles F. Schill, Esq. Alice A. Kipel, Esq. John Caracappa, Esq. Paul Lall, Esq. STEPTOE & JOHNSON LLP 1330 Connecticut Avenue, N.W. Washington, D.C. 20036 Tel: 202.429.3000 Fax: 202.429.3902 Email address for service: S&[email protected] Counsel for Respondents Hyundai Motor Company, Hyundai Motor America, Hyundai Motor Manufacturing Alabama, LLC, Kia Motors Corp., Kia Motors America, Inc. and Kia Motors Manufacturing Georgia, Inc.

By: /s/ Matthew D. Satchwell____ Paul R. Steadman, P.C. Matthew D. Satchwell Ferlillia V. Roberson KIRKLAND & ELLIS LLP 300 North LaSalle Street Chicago, IL 60654 Telephone: (312) 862 2000

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Louis S. Mastriani David H. Hollander, Jr. Beau Jackson ADDUCI, MASTRIANI & SCHAUMBERG, L.L.P. 1200 Seventeenth Street, N.W., Fifth Floor Washington, DC 20036 Telephone: (202) 467-6300 Email address for service: [email protected] Counsel for Mazda Motor Corporation; Mazda Motor of America, Inc.; Jaguar Land Rover North America, LLC; Jaguar Cars Limited; Land Rover; Toyota Motor Corporation; Toyota Motor North America, Inc.; Toyota Motor Sales, U.S.A., Inc.; Toyota Motor Engineering & Manufacturing North America, Inc.; Toyota Motor Manufacturing, Indiana, Inc.; Toyota Motor Manufacturing, Kentucky; Inc.; Toyota Motor Manufacturing, Mississippi, Inc.; Volvo Car Corporation; Volvo Cars of North America, LLC

By: /s/ Robert J. Weinschenk____ Raymond A. Kurz Celine Jimenez Crowson Anna Kurian Shaw Robert J. Weinschenk HOGAN LOVELLS US LLP 555 Thirteenth Street, N.W. Washington, D.C. 20004 Telephone: (202) 637-5600 Facsimile: (202) 637-5910 Email address for service: [email protected] Counsel for Respondents Daimler AG; Mercedes-Benz USA, LLC; and Mercedes-Benz U.S. International, Inc.

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By: /s/ Eugene LeDonne Edgar H. Haug Eugene LeDonne David V. Rossi FROMMER LAWRENCE & HAUG LLP 745 Fifth Avenue New York, NY 10151 (212)588-0800 Christopher F. Gosselin FROMMER LAWRENCE & HAUG LLP 1667 K Street NW Washington DC, 20006 (212) 292-1530 Email address for service: [email protected] Counsel for Respondents Dr. Ing. h.c. F. Porsche AG and Porsche Cars North America, Inc.

By: /s/ Louis S. Mastriani Louis S. Mastriani Sarah E. Hamblin Daniel F. Smith ADDUCI, MASTRIANI & SCHAUMBERG L.L.P. 1200 Seventeenth Street N.W., Fifth Floor Washington, DC 20036 Tel. (202) 467-6300 Email address for service: [email protected] Counsel for Suzuki Motor Corporation and American Suzuki Motor Corporation

EXHIBIT 1 EXHIBIT 1EXHIBIT 1

1

Curriculum Vitae Michael Caloyannides, Ph.D.

Summary:

Helped design GPS satellites when they were still on the drawing board Geolocation expertise spanning four decades Commercial-licensed pilot with over 6,000 hours as Pilot in Command Chief Scientist at a US Government Agency for 13 years Chief Scientist, I3, Inc. Senior Fellow, Mitretek Systems (a highly regarded think-tank) for 8 years Adjunct Faculty, Johns Hopkins and George Washington Universities Scientist of the Year award, US Gov’t Excellent in Teaching Award (Johns Hopkins University) Published several books and numerous refereed publications Expert Witness in technology-related litigation, internationally Caltech PhD (Electrical Engineering & Applied Mathematics)

Key Strengths:

Multidisciplinary expertise: GPS and non-GPS radio-navigation, Telecommunications, Signal Processing, Infosec and Infotech, Intelligence, Advanced Mathematics, Physics. In depth expertise in GPS. Geolocation, Signal Processing, Telecommunications Technologies In depth expertise on Digital Networks and Computer science (Adjunct professor of Computer Science, prolific author of Infosec books, sought after lecturer) and in particular on digital communications (both wireless and wired) Multiple recognitions and awards, including “Scientist of the Year” and “Meritorious Officer” awards. Respected in all three sectors of the economy. Held top positions in Government and Industry; taught at four universities and still teaching evening postgraduate classes at Johns Hopkins and George Washington Universities.

Areas of Expertise:

Expertise in:

1) Radio navigation a. GPS: Helped design GPS satellites when they were still a concept b. Non-GPS geolocation. “Guardrail” and other specialized RFDF systems

2) Signal Processing.

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3) Licensed Commercial Pilot with Instrument and MultiEngine ratings. Ground pilot instructor. Over 6,000 logged hours as Pilot in Command,

4) SIGINT/COMINT/ELINT. Extraction of signals below the thermal noise level. Airborne, terrestrial and other platforms. Direction finding.

5) Computer Science a. Has been teaching Computer Science, with emphasis on Infosec and

networks at Johns Hopkins and George Washington Universities. 6) Telecommunications

a. Geolocation with and without GPS. Assisted GPS technologies. b. Networks. Hardware and software c. Satellite communications. LEO, GEO, other. Orbital mechanics. d. Telecommunications (RF, LPI, Wireline, Optical/Laser, Fiberoptic, etc.) e. Wireless data communications; Wi-Fi, Wi-Max, Ad-hoc networks, other. f. Packet networks. IP and other protocols.

7) Tracking and Locating a. Position location. GPS and non-GPS. Tracking. Beacons. D/F. b. RF technologies used in Tracking and Identification. c. RFID. Overt and non-overt. Creative uses. Privacy issues.

Solid experience across a broad spectrum of other scientific disciplines, including the many facets of electrical engineering, applied mathematics and physics. Often quoted in the New York Times and other news media.

Experience:

Oct ‘08 – Now: - Senior Scientist for a major Aerospace firm, Northern VA. “Tech Fellow” position

(highest position).

May ’06 – Sept. ’08.: - Chief Scientist, Ideal Innovations Inc. Arlington, VA. Expanded an military-focused company into one focused on IT and infosec.

June ‘99 – May ‘06: - Senior Fellow” with Mitretek Systems (now renamed to Noblis Inc.), a Washington, DC area “think tank” (ongoing) in DoD telecommunications, information assurance, RF technologies, cellular telecom, network security, computer forensics, and related aspects, as well as telecommunications.

- Extensive experience with the “Infosec Research Council”, the Interagency board clearinghouse for infosec issues (NSF, National Institute of Justice, DARPA, DoD/SecDef, FAA, NRO and others.)

- Chaired the Infosec Control Board which overseas all aspects of the corporate network, introduces new features, adjudicates requests for changes, etc.

- Lead the consulting effort for a proprietary government customer on infosec and telecom issues.

- Chief contributor to numerous ongoing programs in telecom, infosec, biometrics., geolocation.

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June ‘98 – Late 2007. Independent senior consultant to NASA/NIAC to evaluate advanced technology proposals for work in deep space exploration, mostly IT and telecom.

August 2002 – Now. Adjunct Professor, Johns Hopkins University, Applied Physics Laboratory Teaching: 1) “Enterprise Security” 2) RF 2) “Network and Data Communications” 3) “Internet Communications and Issues” (all graduate level courses).

February 2004 – Now. Adjunct Professor, George Washington University, Washington, DC Teaching: a) IP Networks and b) Information security

July 2008 – Nov. 2008. Adjunct Professor, George Mason University, Fairfax, VA Teaching: Information Technology Security

January 2000- Now. Technical consultant and testifying Expert Witness to attorneys on technical issues, including: a) Telecom, b) IT, c) Cellphones, d) VoIP, e) Computer Forensics. f) GPS

2000-2001Chairman of an FCC NRIC advisory panel on Packet Networks. (2000-2001)

9/98-6/99 Senior Scientist at Boeing Corp., responsible for:

a) Getting Boeing into the commercial information technology business Tasked to steer Boeing into the broadband commercial satellite telecommunications business; this involved interfacing with the highest levels of various regulatory authorities, recommending corporate acquisitions in satcom, assessing multi-billion dollar marketing options, working the frequency management issues, interfacing with competitors, and laying the groundwork for this new business for Boeing.

b) Corporate direction on: 1. The “Ellipso” commercial satcom system. At my recommendation, Boeing pulled

out of the “satellite cellular” business. My recommendation was subsequently proved right by the well-known commercial demise of Iridium and ICO.

2. Technical oversight of US DoD’s satellite-based tracking of all Army mobile platforms.

3. Spearheaded the refocusing of the corporation towards a network-centric approach.

9/84-8/98 Senior Scientist (SIS-3 senior executive level), US Government. - 7 years in Operations, leading the technical support of field ops, and another 7 years as

Chief Scientist in Research and Development. - Headed the development of numerous new technology efforts over a 14 year period. - Directed contracts of up to tens of millions of dollars. - Supervised the technical and strategic aspects of most new technical developments in a

wide spectrum of fields centered on IT and telecom.

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- Lead teams that developed state-of-the-art techniques for special telecommunications. - Lead the strategic planning for the incorporation of new technologies into operations. - Personally designed numerous pioneering technologies in: Uninterceptable telecommunications. Computer and Data Security. Encryption. Data Hiding. Effective steganographic techniques. Physical Security and countermeasures. - Developed and had been personally delivering two highly acclaimed 2-day seminars on:

a) Security aspects of computers and the Internet. b) Security implications of modern technologies.

which were attended by thousands from many US Government offices.

1980-1984. Chief Scientist for classified Space technologies, Rockwell International Corp.

Pioneered new technologies for space-borne platforms: Satellite-based Synthetic Aperture Radar and Fourier Transform Spectrometry. Satellite-based lasers for SAR and for inter-satellite communications. New functionalities for GPS satellites. Special purpose satellites.

Rockwell International Corp. (now Boeing Corp.), Seal Beach, CA

Program Manager and Technical Director, Strategic Systems, Rockwell International Corp. (‘77-’80)

Headed the design of highly complex military systems. Analyzed and designed LPI radars using PN spread spectrum. Analyzed and designed bistatic radars (geographically separated transmitter and receiver) using indigenous broadcasting transmitters as illuminators. Designed and built ground penetrating radars Designed and built through-the-wall imaging radars. Analyzed and designed point-to-point microwave links, as well as troposcatter and meter scatter links. Analyzed and designed means for detecting sidelobes from point to point microwave links

Rockwell Corp. (now Boeing Corp.), Anaheim, CA

Chief Scientist, classified systems, Rockwell International Corp. (‘74-’77) Headed all technical aspects of the design and deployment of a nationwide signals’ interception system for a US ally ($300 million contract).

Senior Scientist, Research Division, Rockwell International Corp. (‘71-74) Developed new digital communications systems (awarded a US Patent for one) Designed a new automated system for latent fingerprint classification. Developed innovative means for missile guidance and missile defense. Developed classified telecommunications systems for clandestine operations.

1970 (part time) Instructor: a) California State University at Pomona: Feedback Control.

b) California Institute of Technology (Caltech): Stochastic Feedback.

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’80 – ‘98 Senior Retained Consultant for numerous US and multinational corporations. (7/80 - now).

Strategic planning for business development. Won multimillion $ contracts for clients. Senior technical advisor on Inmarsat, Cellular telephony (GSM, AMPS, CDMA), fiber-optics, telecommunications, computer & physical security, RF propagation, Internet, VPN.

7-10 ’98 Adjunct Professor, George Mason University (Fairfax, VA, USA) (7/98 – 10/98)

Dep’t of Electrical and Computer Engineering.

Education:

Ph.D. Electrical Engineering, Applied Mathematics, and Philosophy, Caltech 1972

M.Sc. Electrical Engineering, Caltech (California Institute of Technology) 1968 B.Sc. with Highest Honors, Caltech, 1967 “A+” grade point average. Full scholarships throughout all studies.

First in a class of over 1,000 students during both years at Rensselaer Polytechnic Institute (Troy, NY, ‘63/64 & ‘64/65). Transferred to Caltech.

Attended multiple seminars on management, and on all aspects of contracting & contract- monitoring, on new trends in business and technology (Brookings Institution, etc.)

Completed numerous specialized courses in clandestine operations taught within the US Government.

Taught numerous courses as adjunct professor, and within the US Gov’t. (see above).

Recognitions and Awards:

“Scientist of the Year” (1987, US Gov’t) “Meritorious Officer” (1989, US Gov’t). Five separate “Exceptional Accomplishment Awards”. US Gov’t. 1984-98 Award for Excellence in Teaching. Johns Hopkins University, April 2008.

Small Sampling from Numerous Books authored, Publications and Patents:

”Forensics is so Yesterday” IEEE Security and Privacy magazine, March 2009. ”Desktop Witness: Do's and Don'ts of Personal Computer Security”. John Wiley and Sons, Publishers. Sole author. June 2002. ISBN: 0-471-48657-4

”Computer Forensics and Privacy/Security”. Artech House Publishers (2001). 450-page book. Sole author. ISBN: 1-58053-283-7. Second Edition published in 2004.

“Encryption”, IEEE Spectrum, April and May 2000 issues. ”Computing Correct Results Despite Malice”, Caloyannides et al, International Conference on Dependable Systems and Networks DSN2004, Performance and Dependability Symposium, Florence, Italy, June 28-July 1, 2004. www.dsn.org/pds.html

”Digital Evidence”. Invited article in “Digital Crime and Forensic Science in Cyberspace”,P. Kanellis, N. Kolokotronis, E. Kiountouzis, D. Martakos, Editors. Publisher: Idea Group Inc. 701 E. Chocolate Avenue, Suite 200 Hershey PA 17033-1240. ”Reality vs. Hype in Next Generation Cellular and Wireless LAN Services”

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Proceedings of the Applied Telecommunications Symposium ATS04, Arlington VA, April 21-24, 2004

“Anonymity over the Internet”. 300+ page report for a sensitive government organization. June, 2005.

”The Compromised Insider: a Major Threat to Official Document Issuance”. Keesing Journal of Documents, Amsterdam, Holland, Oct. 2005.

”US E-Government Authentication Framework and Programs”. Caloyannides et al, IT Pro (published by the IEEE Computer Society), May/June 2003

”The Internet and Cyberattacks”, Sigma Publication, Winter 2003, Mitretek Systems, Fairfax, VA

“Will Open Source Really Improve System Security?” (Caloyannides, Witten, et al),

Software, IEEE Computer Society, September/October 2001 (Vol. 18, No.5), http://www.computer.org/software/so2001/s5057abs.htm.

”Digital Evidence may be Evidence of Nothing”, Keesing Journal of Documents,Amsterdam Holland, February 2004.

January 2005: “Information Security”. Article published in the Keesing “Journal of Documents”, Amsterdam, Netherlands. ”Digital Forensics: Operational, Legal and Research Issues”, co-authored with Prof. S. Shenoi, Tulsa State University, January 2004.

“Microcycle Spectral Estimates of 1/f Noise”, Journal of Physical Review, 1973. “Can Technology Reduce the Insider Threat?”, Caloyannides & Landwehr, 2001

http://www.rand.org/publications/CF/CF163/CF163.appd.pdf “Overcoming the Problems of Protecting the US Critical Information Infrastructure”,

2001. http://www.itoc.usma.edu/marin/Wshop/Abstracts/TM1 1.pdf

Numerous classified publications on strategic planning, technical topics and marketing. United States Patent 4,032,762, Caloyannides, June 28, 1977 (Adjustable digital

filter for high speed digital transmission). http://water-cooler.com/WC/patentviewer/patent-4032762.html on “Combined Transversal Filtering and Equalization for High Speed Modems”.

Member, Editorial Board, eJETA.org: “Electronic Journal On Commerce Tools and Applications," a new Journal from Dartmouth University. Member of the Editorial Board and Regular Columnist (1/2003-1/2005) for the IEEE magazine “Computer Security and Privacy”, IEEE Computer Society.

Small Sampling from Numerous Presentations:

”Economic Espionage”, Invited presentation at the Intelligence Conference (Intelcon), May 8 and 9, 2006, Bethesda, Maryland. ”The Limitations of Computer Forensics”, Invited presentation at the Intelligence Conference (Intelcon), May 9 and 9, 2006, Bethesda, Marylans, Privacy in the Information Age”, Invited presentation to the Committee on Privacy at the National Academies, Washington, DC. May 8, 2003 ”Computer Forensics”. Two 2-day seminars presented to senior law enforcement and corporate officials from Indonesia, Malaysia, Singapore, Brunei, and Thailand. UNI, Singapore (www.uninetintelligence.com), December 8-9 and 11-12, 2003, and also Dubai UAE May 9-10, ‘04. ”Information Security and Infrastructure Protection”. Two 3-day seminars to be presented to government officials in Thailand and Dubai, UAE. May 12-24, 2005.

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”Detecting Terrorist communications over the Internet”. 2-day presentation presented to AFCEA (US Armed Forces Communications and Electronics Association), Fairfax, VA, June 2005, and again September 2005, and again April 2006. ”Computer Forensics in Ten Years”. Invited keynote presentation at the International Conference on Computer Forensics, Orlando, Florida, January, 2005. “Information Security”. A week-long course prepared for and presented to the AFCEA (Armed Forces Computer and Electronics Association”, Oct. 28-Nov. 1 2002. “Teaching Computers to Forget”. Presented at the National Science Foundation (NSF) on November 6, 2002. Web-cast and also available online. “Overview of Covert Communications Through Networks”, Presented at the “C3I Technologies for Law Enforcement” International Society for Optical Engineering conference, April 1-5 2002, Orlando, FL. “Critical Infrastructure Protection,” ASPC Conference, Washington, D.C., April, 2000.“The convergence of Infotech and Telecom”. Presented at the “Demokritos Nuclear Research Center”, Athens, Greece. July 18, 2005. July 18, 2005. “Information Security”. Also presented (later that day) at the “Demokritos Nuclear Research Center”, Athens, Greece. July 18, 2005. “Covert Communications”. Invited day-long presentation at a sensitive government organization. July 20, 2005. “The Internet’s Use for Hidden Communications”. Presentation to the Singapore chapter of AFCEA (US Armed Forces Electronics and Communications Association). May 13, 2005. “New Directions in Network Security”. Invited presentations (with abstracts published) given to top management of Southeast Asia firms in Bankgok, Thailand and, separately, to Central Asian firms in Dubai, UAE. May 15-17 2005. “Network Security”. Post-graduate course taught after-hours at George Washington University. Spring term, 2005. “IP Networks”. Post graduate course taught after hours for Johns Hopkins University. Spring term, 2005. “Covert communications through the Internet”. 2-day course presented to AFCEA (Armed Forces Electronics and Communications Association) in Fairfax, VA. (AFCEA’s Hqs). All material was generated by me and was distributed to the attending DoD audience. Abstract published in the AFCEA journal. April 2005 and again Sept. 2005.

“Wireless Security Vulnerabilities”, E-Gov Wireless Security Conference”. Washington, DC. Feb.28-March 2 2005.

“Privacy and Security”. Invited Presentation, and chaired a panel at the Infosec Expo at the Reagan Bldng, Washington, DC., March 2005.

Memberships in Professional Societies

Senior Member, IEEE Member, Communications Security Technical Committee, IEEE Member, Tau Beta Pi (Engineering Honorary Society) Member, Sigma Xi (Science Honorary Society)

PhD Thesis Advisor to Students

PhD Thesis advisor to two doctoral students: a) Tulsa University, Tulsa, Oklahoma b) George Mason University, Fairfax, Virginia

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Areas of Professional and Research Interest:

GPS, all aspects

Cellular technologies. 3G, 4G.

Security (confidentiality, integrity, availability, attributability)

Telecom Infosec. Defense and offense. All aspects

Digital forensics on the increasingly diverse spectrum of digital devices besides computers.

Geolocation technologies. RFID, beacons, GPS, other.

Advanced Signal Processing Techniques. Kalman filtering, stochastic estimation.

Substantive infrastructure protection and security. o Exploitable weaknesses of intrusion detection systems and sensors.

EMP Analysis and Shielding Design

Network survivability, Network Communications, Security, Intelligent Systems, VPN/IPsec, Privacy, Information exploitation, Encryption, Steganography, Data-Mining.

Radio Frequency technologies used for identification and tracking. Passive and active RFID, transponders.

VoIP. Encrypted and covert VoIP.

RF telecommunications: VLF, HF, Microwave, Troposcatter, Satcom. Wireless LANs, Ultrawideband.

Counterterrorism technologies and operations, Covert communications. Clandestine techniques, technologies and operations, Military communications. C3I.

Biometrics. Physical and electronic security. Intrusion sensor vulnerabilities and countermeasures.

Electronic watermarking of sensitive files so as to be able to trace their source if leaked.

Virtual intrusion into secure facilities, and protection from such intrusion. (cyber-theft, RF emanations from workstations, remote sabotage, etc.)

Other experience and Licenses

Licensed commercial pilot (also multiengine and instrument-rated), and pilot instructor. 6,000+ hours as pilot in command.

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Expert Witness Experience (last 4 years)

CASE: Magnum v. AirIQ [Leaking GPS Mountings of GPS Equipment in Truck Fleet (2011)] Jon R. Brakke I provided expert witness support for the user of the faulty equipment, Magnum Co. (plaintiff)

CASE: TQP Development, LLC, Plaintiff v. Ticketmaster Entertainment, Inc. et al., 2:09-cv-279, In the United States District Court for the Eastern District of Texas Marshall Division.Charles E. Phipps Locke Lord Bissell & Liddell LLP Provided expert witness support for all the defendants, who included UPS, FedEx, Apple, Motorola, and numerous others named in the complaint.

CASE: Verizon v. Cox Communications (2009) Kellogg, Huber, Hansen, Todd, Evans & Figel, P.L.L.C. Provided expert witness support for Verizon (plaintiff).

CASE: Commonwealth of Kentucky v. Robert Drown (Geolocation of a cellphone). (2009) Barbara McGuire, Commonwealth of Kentucky Provided expert witness support for the State of Kentucky (the district attorney’s office).

CASE: Avidyne v. L3 Communications (patent infringement case) 2009. Terence J. Linn Van Dyke, Gardner, Linn & Burkhart, LLP Provided expert witness support for L3 Communications.

CASE: (unknown litigant) v. Samsung and AT&T (2010). Plaintiff accused Samsung of having manufactured a cellphone that emitted a loud tone that damaged her hearing. Robert C. Smith, Jr. Monnet, Hayes, Bullis, Thompson & Edwards Provided expert witness support for the plaintiff.

CASE: Carbin v. Tri-State Guardrail (Wrongful death case) W. W. Frank Wilbert Kay, Griffin, Enkema & Brothers, PLLC Provided expert witness support for the estate of deceased plaintiff

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CASE: CSS v. Fibernet (telephone company had inadequate backups and many customers lost telephone service for a long time) (2009) Shuman, McCuskey & Slicer, PLLC Provided expert witness support for the defendants (the customers who lost service).

CASE: Smith v. AT&T (Wrongful termination due to allegation that employee and his service vehicle were not where they were supposed to be; based on GPS). (2008) Justin Thomas Allen, J.D., Esquire Law Offices of Justin Thomas Allen, Esq. Provided expert witness support for the plaintiff.


Pratap Misra

Tufts University

Research Associate Professor Mechanical Engineering, Anderson Hall 204

200 College Ave., Medford, MA 02155 Tel: (617) 627-2985; [email protected]

EDUCATION

Ph. D. in engineering sciences, University of California, San Diego, 1974 M. S. in mechanical engineering, Lehigh University, 1967 B. S. in mechanical engineering, Indian Institute of Technology, Kanpur, 1965

PROFESSIONAL HONORS AND AWARDS

Fellow of the Institute of Electrical and Electronics Engineers (IEEE) “for contributions to Global Satellite Navigation Systems,” 2007

Fellow of the Institute of Navigation (ION) “for significant contributions to the field of satellite navigation in the areas of GLONASS, clock-aiding, cycle ambiguity resolution, and education,” 2003

Guest Editor, PROCEEDINGS of the IEEE, Special Issue on GPS, vol. 97, no. 1, 1999

NASA Group Achievement Award, Space Shuttle Mission Control Center, Development, Test, and Operations Team, 1981

Outstanding Achievement Award, IBM Federal Systems Division, “for development of an analytical model of the IBM 3850 Mass Storage System and its workload analysis techniques,” 1980

NASA Johnson Space Center Group Achievement Award, Large Area Crop Inventory Experiment (LACIE) Support Team, 1979

PROFESSIONAL EXPERIENCE

Tufts University, School of Engineering, Anderson Hall, 200 College Ave., Medford, MA 02155

Research Associate Professor of Mechanical Engineering, since 2010 The MITRE Corporation, 202 Burlington Road, Bedford, MA 01730

Senior Principal Engineer assigned to military applications of GPS (2007- 2011) Massachusetts Institute of Technology, Lincoln Laboratory, 244 Wood Street, Lexington, MA 02420

Senior Staff Member (1995–2007); Staff Member (1983–1995).

Lead Staff for DoD-sponsored research on jamming and spoofing of GPS signals (2004-2007).

Program Manager for FAA-sponsored research in satellite navigation (1989-2004): Performance analysis of the Russian system, GLONASS; civil aviation navigation using GPS+GLONASS; supervision of Ph.D.-level scientists and MIT graduate students; management of Satellite Navigation Laboratory (annual budget: $0.6 m – $1.2 m).

Technical Advisor to the FAA (1989–1998): Member of the U. S. delegations to the US-USSR and US-Russia Satellite Navigation/Frequency Spectrum Sub-Working Group meetings, and International Civil Aviation Organization (ICAO) Global Navigation Satellite Systems Panel (GNSSP) meetings for development of standards for GPS-GLONASS avionics.

Principal Investigator for (i) FAA Grant for research on integrity monitoring for Local Area Augmentation System (LAAS)-based precision approaches (2001–2004); (ii) MIT Lincoln Laboratory Advanced Concepts Committee Grant for research on indoor radiolocation using long-wavelength signals of opportunity (1999); (iii) DARPA Grant for research on evaluation of microprocessor-controlled crystal oscillators (1999); (iv) MIT Lincoln Laboratory Innovative Research Program Grant for research on centimeter-level positioning in real-time using GPS-GLONASS carrier phase measurements (1997); (v) FAA Grant for research on precise navigation using GPS and GLONASS carrier phase (1996–1998).

Research on super-resolution spectral analysis algorithms to analyze how close together two signal sources can be in space, or in frequency, and still be resolved in the presence of real-world sensor errors (1983–1989).

IBM, Federal Systems Division, Houston, TX, & Gaithersburg, MD

Advisory Engineer (1980–1983); Staff, Senior Associate, and Associate Engineer (1974–1980).

Analytical modeling of computer systems at the Ground Data Processing Complex, NASA/Johnson Space Center, to predict performance under critical workloads during the Space Shuttle missions (1979–1983).

NASA-sponsored research on development of statistical pattern recognition techniques for identification of crops in Landsat multi-spectral scanner images as a part of the Large Area Crop Inventory Experiment (1974–1979) to estimate the amount of wheat that would come to the market

George Washington University, Washington, DC Adjunct Assoc. Prof., EE Dept. (1982–1983)

Lecturer, short course on statistical analysis of remotely sensed data (1976–1979)

TRW Systems Group, Houston, TX Analysis of the dynamics of the Space Shuttle (1973–1974)

Curtiss-Wright Corporation, Wood Ridge, NJ Analysis of vibrations in aircraft engines (1968–1969)

University of California, San Diego Lehigh University, Bethlehem, PA Research assistant and teaching assistant (1969–1973; 1965–1968) Dissertation research: Detection and estimation of signals modulating the intensity function of a

Poisson process

PROFESSIONAL ACTIVITIES

The Institute of Navigation (ION): Chair (2008-2010) and Vice Chair (2006-2008) of the Satellite Division; Member, Fellow Selection Committee (2004, 2005); Secretary, Satellite Division (2002-2004); Program Chair (2001) and General Chair (2002), National Technical Meeting.

Member, FAA Independent Review Board (IRB), formed to provide the FAA Administrator with “technical and strategic recommendations regarding the Wide-Area Augmentation System (WAAS)” (2000–2001).

Co-chair, RTCA Special Committee 159, Working Group 2A, Minimum Operational Performance Specifications for GPS-GLONASS Avionics, 1996–1999.

PATENTS

M. Pratt, B. Burke, and P. Misra, “Satellite Navigation Receiver for precise Relative Positioning in Real Time,” U.S. Patent No. 6,181,274 B1, January 30, 2001.

P. Misra, “Clock-Aided Satellite Navigation Receiver System for Monitoring the Integrity of Satellite Signals,” U.S. Patent No. 5,931,889, August 3, 1999.

P. Misra, “Clock-aided Satellite Navigation Receiver System for Enhanced Position Estimation and Integrity Monitoring,” U.S. Patent No. 5,623,414, April 22, 1997.

PROFESSIONAL PUBLICATIONS

SELECTED JOURNAL ARTICLES

S. Bednarz and P. Misra, “Receiver Clock-based Integrity Monitoring for GPS Precision Approaches,” IEEE Trans. on Aerospace and Electronic Systems, vol. 41, no. 2, pp. 636-643, April 2006.

P. Misra and S. Bednarz, “Precision Approaches: Robust Integrity Monitoring using GPS+Galileo,” Innovation column, GPS World, pp. 42-49, April 2004.

P. Enge and P. Misra, “Scanning the Issue/Technology,” (Introduction to GPS Technology), Proc. IEEE, Special Issue on GPS, vol. 87, no. 1, pp. 3–15, 1999.

P. Misra, B. Burke, and M. Pratt, "GPS Performance in Navigation," Proc. IEEE, Special Issue on GPS, vol. 87, no. 1, pp. 65–85, 1999.

P. Misra, "Role of the Clock in a GPS Receiver," Innovation column, GPS WORLD, pp. 60–66, April 1996.

P. Misra and R. Abbot, "SGS 85 – WGS 84 Transformation," manuscripta geodaetica, vol. 19, pp. 300–308, 1994.

P. Misra, "Integrated Use of GPS and GLONASS in Civil Aviation," Lincoln Laboratory Journal, vol. 6, no. 2, pp. 231–248, 1993.

P. Misra, E. Bayliss, R. LaFrey, and M. Pratt, "Receiver Autonomous Integrity Monitoring (RAIM) of GPS and GLONASS," NAVIGATION, Journal of the Institute of Navigation, vol. 40, pp. 87–104, Spring 1993.

P. Misra, E. Bayliss, R. LaFrey, and M. Pratt, "GLONASS Data Analysis: Interim Results," NAVIGATION, Journal of the Institute of Navigation, vol. 39, pp. 93–109, Spring 1992.

P. Misra, "Software Reliability Analysis," IBM Systems Journal, vol. 22, pp. 262–270, 1983.

P. Misra, "Capacity Analysis of the Mass Storage System," IBM Systems Journal, vol. 20, pp. 346–360, 1981.

S. Wheeler and P. Misra, "Crop Classification with Multispectral Scanner Data II," Pattern Recognition, vol. 12, pp. 219–228, 1980.

P. Misra and S. Wheeler, "Crop Classification with Multispectral Scanner Data," Pattern Recognition, vol. 10, pp. 1–13, 1978.

P. Misra and H. Sorenson, "Parameter Estimation in Poisson Processes," IEEE Trans. on Information Theory, vol. IT-21, pp. 87–90, 1975.

P. Misra and H. Sorenson, "Statistical Theory of Estimation in Doubly-Stochastic Poisson Processes," Information Sciences, vol. 6, pp. 343–358, 1973.

BOOKS/CHAPTERS

P. Misra and P. Enge, Global Positioning System (GPS): Signals, Measurements, and Performance, Ganga-Jamuna Press, 2001; Second Edition in 2006. The first GPS textbook, complete with homework problems and GPS data on a CD (“This is a superb book,” wrote Dr. Myron Kayton in a book review of the First Edition in IEEE AESS Systems Magazine, October 2002.) Translated in Japanese and Chinese; http://www.GPStextbook.com/

P. Misra, Satellite Navigation Systems, in McGraw-Hill 1998 Yearbook of Science and Technology, pp. 345–348, 1997; updated version (2005) at AccessScience@McGraw-Hill, http://www.accessscience.com

P. Daly and P. Misra, GPS/GLONASS, Chapter 9 in The Global Positioning System -- Theory and Applications, Vol. 2, B. W. Parkinson and J. J. Spilker, Jr. (Eds.), Vol. 164 of Progress in Astronautics, American Institute of Aeronautics and Astronautics (AIAA), Washington, DC, 1996, pp. 243-271.

SELECTED CONFERENCE PAPERS AND REPORTS

J. Rife and P. Misra, “Impact of Time Correlation of Monitor Statistic on Continuity of Safety-Critical Operations, Proc. ION GNSS 2011, The Institute of Navigation.

T. Hall, C. Counselman, and P. Misra, “Radiolocation Using AM Broadcast Signals: Positioning Performance” Proc. ION GPS 2002, The Institute of Navigation, pp. 921-932.

T. Hall, C. Counselman, and P. Misra, “Instantaneous Radiolocation Using AM Broadcast Signals,” Proc. ION National Technical Meeting, 2001, The Institute of Navigation, pp. 93–99.

P. Misra, M. Pratt and B. Burke, “Augmentation of GPS/LAAS with GLONASS: Performance Assessment,” Proc. ION GPS-98, The Institute of Navigation, pp. 495–501, 1998.

M. Pratt, B. Burke, and P. Misra, “Single-Epoch Integer Ambiguity Resolution with GPS-GLONASS L1-L2 Data,” Proc. ION GPS-98, The Institute of Navigation, pp. 389–398, 1998.

A. Coster, M. Pratt, B. Burke, and P. Misra, “Characterization of Atmospheric Propagation Errors for DGPS,” Proc. ION 54th Annual Meeting, The Institute of Navigation, 1998, pp. 327–336.

P. Misra, M. Pratt, and B. Burke, Centimeter-Level Positioning Accuracy in real Time Using GPS-GLONASS Carrier Phase Measurements, Project Report IRP-23, MIT Lincoln Laboratory, 11 June 1998.

T. Hall, B. Burke, M. Pratt, and P. Misra, "Comparison of GPS and GPS+GLONASS Positioning Performance," Proc. ION GPS-97, The Institute of Navigation, 1997, pp. 1543–1550.

M. Pratt, B. Burke, and P. Misra, "Single-Epoch Integer Ambiguity Resolution with GPS L1-L2 Carrier Phase Measurements," Proc. ION GPS-97, The Institute of Navigation, 1997, pp. 1737–1746.

M. Pratt, B. Burke, and P. Misra, "Single-Epoch Integer Ambiguity Resolution with GPS-GLONASS L1 Data," Proc. ION 53rd Annual Meeting, The Institute of Navigation, June 30 - July 2, 1997, Albuquerque, NM, pp. 691-699.

P. Misra, R. Abbot, and E. M. Gaposchkin, "Integrated Use of GPS and GLONASS: Transformation between WGS 84 and PZ-90," Proc. ION GPS-96, The Institute of Navigation, 17-20 September, 1996, Kansas City, MO, pp. 307–314.

P. Misra, M. Pratt, R. Muchnik, B. Burke, and T. Hall, "GLONASS Performance: Measurement Data Quality and System Upkeep," Proc. ION GPS-96, The Institute of Navigation, 17-20 September, 1996, Kansas City, MO, pp. 261–270.

P. Misra, M. Pratt and R. Muchnik, "A General RAIM Algorithm Based on the Receiver Clock," Proc. ION GPS-95, The Institute of Navigation, 12-15 September 1995, Palm Springs, CA, pp. 1941–1948.

P. Misra, M. Pratt, B. Burke, and R. Ferranti, "Adaptive Modeling of the Receiver Clock for Meter-level DGPS Vertical Positioning," Proc. ION GPS-95, The Institute of Navigation, 12–15 September, 1995, Palm Springs, CA, pp. 1127-1135.

P. Misra and R. Ferranti, "Clock-Aided Satellite Navigation for Precision Approaches," IEEE International Frequency Control Symposium, May 31 – June 2, 1995, San Francisco, CA.

P. Misra and M. Pratt, "RAIM in Differential Mode," Proc. ION National Technical Meeting, The Institute of Navigation, January 24–26, 1994, San Diego, CA.

P. Misra, M. Pratt, and B. Burke, "RAIM of GPS: INS-GPS Integration," Proc. ION-GPS- 93, The Institute of Navigation, September 22–24, 1993, Salt Lake City, UT, pp. 545-554.

P. Misra and R. Abbot, "SGS85–WGS84 Transformation: Interim Results," ION National Technical Meeting, Institute of Navigation, 20–22 January 1993, San Francisco, CA.

P. Misra, "Results from Superresolution Flight Test Program," Technical Report 874, Vols. I and II, Massachusetts Institute of Technology, Lincoln Laboratory, 20 March 1992 (Classified SECRET)

10/01/2011


Peter H. Dana Curriculum Vitae 1

Peter H. Dana, Ph.D.Curriculum VitaeSeptember 17, 2011

Contact InformationPermanent Residence

1101 Walnut Street, Georgetown, Texas 78626University of Texas Office

Department of Geography, 1 University Station A3100, Austin, TX 78712.Office GRG 422 Telephone (512) 232-1591E-mail [email protected]

Consulting OfficeP. O. Box 1297, Georgetown, Texas 78627Telephone: (512) 869-1450E-mail: [email protected] site www.pdana.com

EducationPh.D. (1999). Department of Geography, University of Texas at Austin. Research in

historical geography, environmental perception, and geographic informationsystems. Web-based learning publications in Global Positioning Systems,coordinate systems, geodetic datums, and map projections.

M.A. (1991). Department of Geography, University of Texas at Austin. Research incomputer cartography, geographic information systems, remote sensing, and LatinAmerican studies.

B.A. (1972). Department of English, Wesleyan University, Middletown, Connecticut.

Teaching AppointmentsResearch Fellow. Department of Geography, University of Texas at Austin. 2001 to

present.Senior Lecturer, University of Texas at Austin. Department of Geography. 2011 to

present. Maps and Map Interpretation, The Geographer’s Craft, Spatial Data andAnalysis.

Lecturer, University of Texas at Austin. Department of Geography. 2000 to 2011.Contemporary Cultural Geography, Computer Cartography, Maps and MapInterpretation, Introduction to Remote Sensing, The Geographer’s Craft, SpatialData and Analysis. Introduction to Geographic Information Science, ComputerApplications in Geography. GIS and Society, GIS and the Global PositioningSystem.

Part-Time Assistant Professor. Department of Environmental Studies SouthwesternUniversity, Georgetown, Texas. Fall semester, 2010.

Visiting Assistant Professor, Middlebury College, Middlebury VT. Department ofGeography. 2010. Geography of Mexico and Central America, GeographicInformation Systems.


Part-Time Assistant Professor, Southwestern University, Georgetown, TX. 2008.Department of Environmental Studies. Seminar in Claiming Space throughParticipatory Mapping.

Visiting Assistant Professor, Middlebury College, Middlebury VT. Department ofGeography. 2005-2006. Power of Maps, Geography of Mexico and CentralAmerica, Participatory Mapping of Indigenous Communities. Seminar inCartography and Geographic Information Systems, Fundamentals of Cartography.

Lecturer, University of Texas at Austin. Community and Regional Planning. 2005.Geographic Information Systems for Planning (Graduate Course).

Visiting Assistant Professor, Middlebury College, Middlebury VT. Department ofGeography. 2001-2002. Geographic Information Systems, Seminar in Cartographyand Geographic Information Systems, Fundamentals of Cartography.

Assistant Instructor, University of Texas at Austin. Department of Geography. 1995-2000. Computer Cartography, Maps and Map Interpretation.

EmploymentConsultant, 1982 - Present. Electronic navigation and precise positioning research and

development, computer-assisted cartography, and geographic informationsystems. Specializing in analysis and software design for signal processing,navigation, positioning, and position display for Loran-C and Global PositioningSystem receivers. Contracts with clients in the United States, Canada, Hungary,Israel, and New Zealand. Projects include DGPS quality control software,GPS/GIS aerial mapping of television cable system RF leak levels, GPS receiverdesign, map projection, coordinate system, and geodetic datum transformationsoftware. Field work including GPS and Loran-C receiver testing in Europe,Scandinavia, and Israel and GPS/GIS mapping projects in Italy, Honduras,Nicaragua, and Peru.

Director of Research, Advanced Navigation, Inc., Rockville, MD, 1980 - 1982. Loran-Cnavigation avionics software development and Loran-C propagation research.Design of navigation processing software for ANI/ONI 7000, a multi-chainavionics Loran-C receiver. Studies of Loran-C skywave interference and signalreflections for the U.S. Coast Guard.

Engineer/Programmer, Navigation Division, Austron, Inc., Austin, TX, 1978 - 1980.Electronic navigation analysis and Loran-C software development. Austron Model5000-C Loran-C Monitor software upgrades for the U. S. Coast Guard.

Consultant, 1972 - 1978. Electronic test, Loran-C analysis, interface design, technicalwriting, and computer programming.

Scriptwriter, Editor, Cameraman, Campbell Films, Saxtons River, VT, 1971-1972.Documentary and commercial films for colleges and universities.

United States Army Signal Corp, 1966-1969. Fixed Station Cryptographic EquipmentRepair (32G2H). Instructor, Ft. Monmouth, NJ, (1967-1968). Maintenance Chief,Communications Security, Danang Signal Battalion, Danang, Vietnam (1968-1969). Honorable Discharge as Specialist-5 (E-5) June, 1969.

Publications


Book ChaptersDana, Peter H. 2011. Cutting Across, Chapter 24 in Mapping Latin America: Space and

Society, 1492-2000. Karl Offen and Jordana Dym, Editors. University of ChicagoPress. 135-138.

Dana, Peter H. 2010. Entries: Altitude, 1, 67-68. Coordinate Systems, 2, 579-580.Datums, 2, 685-686. Equator, 2, 1008-1009. Global Positioning Systems (GPS),3, 1342-1344. Latitude, 4, 1762-1763. Longitude, 4, 1802-1803. ParticipatoryMapping, 4, 2124-2125. Earth’s Coordinate Grid, 2, 815-816. In TheEncyclopedia of Geography. Ed. B. Warf. London: Sage Publications.

Dana, Peter H. 2008. Entries: National Map Accuracy Standards (NMAS), 304-305,Projection, 348-351, Universal Transverse Mercator (UTM), 497-498. InEncyclopedia of Geographic Information Science. Ed. Karen K. Kemp. LosAngeles: Sage Publications.

Dana, Peter H. 2008. Surveys of People and Place. Chapter 28 in Handbook ofGeographic Information Science. Eds. John P. Wilson and Stewart Fotheringham.Oxford, UK: Blackwell Publishing. 494-518.

Dana, Peter H. 2004. Incorporating the Advice of Experts in GIS Analysis. In Carter,Joseph C. Ed. The Study of Ancient Territories: Chersoneses and Metaponto:2004Annual Report. Oxford: Oxbow Books. 77-81.

Dana, Peter H. 1997. The Maps, a chapter on the making of the maps. In Utley, Robert M.1997. A Life Wild and Perilous: Mountain Men and Paths to the Pacific. NewYork: Henry Holt.

Refereed Journal ArticlesClarke, Keith C. Peter H. Dana, and Jordan T. Hastings. 2002. A New World Geographic

Reference System. Cartography and Geographic Information Systems. 29, No. 4.355-362.

Dana, Peter H. 1997. Global Positioning System (GPS) Time Dissemination for Real-Time Applications. Real-Time Systems: The International Journal of TimeCritical Computing Systems. 12. No. 1 (January).

Journal Articles from Publications with Editorial BoardsDana, Peter H. 1998. Nicaragua’s “GPSistas”: Mapping Their Lands on the Caribbean

Coast. GPS World (September).Dana, Peter H. 1995. Home on the Web: The University of Texas Builds a GPS Web Site.

GPS World (November).Dana, Peter H. and Bruce M. Penrod. 1990. The Role of GPS in Precise Time and

Frequency Dissemination. GPS World (July/August).

Professional Organization Conference ProceedingsDana, Peter H. and S. Lee Hancock. 1997. A User Friendly Location Reference System.

Proceedings of the National Technical Meeting, Santa Monica, CA. Washington,DC: The Institute of Navigation.


Dana, Peter H. 1994. Geographic Information Systems Loran-C Coverage Modeling.Proceedings of the Twenty-Second Annual Technical Symposium. Bedford, MA:The Wild Goose Association.

Penrod, Bruce, Richard Funderburk, and Peter H. Dana. 1991. GPS/Loran-CInteroperability for Time and Frequency Applications: A Survey of the Times ofArrival of Loran-C Transmissions Via GPS Common Mode/Common ViewSatellite Observations. Proceedings of the National Technical Meeting, Phoenix,AZ. Washington DC: The Institute of Navigation.

Penrod, Bruce, Richard Funderburk, and Peter H. Dana. 1990. GPS/Loran-CInteroperability for Time and Frequency Applications. Proceedings of the 22ndPrecise Time and Time Interval (PTTI) Applications and Planning Meeting,Tyson's Corner, VA. (December).

Dana, Peter H. 1990. The Raymondville Ghost: Loran-C Signal Reflections. Proceedingsof the Eighteenth Annual Technical Symposium. Bedford MA: The Wild GooseAssociation.

Dana, Peter H., Walt Fowler and David Hindman. 1989. Automated Animal-TrackingSystem: Tracking Elk with Retransmitted Loran-C. Proceedings of the EighteenthAnnual Technical Symposium. Bedford, MA: The Wild Goose Association.

Forthcoming WorksDana, Peter H. GIS Methods and Considerations, Chapter 4 in: Metaponto Field Survey,

Vol I. Joseph C. Carter and Alberto Prieto, Editors. University of Texas Press.December 2011.

Other PublicationsDana, Peter H., Edmund T. Gordon, Galio C. Gurdián, and Charles R. Hale. 1998.

Diagnostico General Sobre La Tenencia de la Tierra en las ComunidadesIndígenas del la Costa Atlántica. Austin, TX: Central American and CaribbeanResearch Council.

Thesis and DissertationDana, Peter H. 1999. Diversity in Descriptions of a Destroyed Place: Greytown,

Nicaragua. Ph.D. Dissertation, Department of Geography, University of Texas atAustin.

Dana, Peter H. 1991. The Evolution and National Selection of Geodetic Datums. M. A.Thesis, Department of Geography, University of Texas at Austin.

Published MapsHumanized Landscapes Before 1492, tip-in map (co-authored with Charles C. Mann and

William E. Doolittle). In 1491: New Revelations of the Americas BeforeColumbus, Charles C. Mann 2011. New York: Second Vintage Books Edtion.

Map of the Voyages and Adventures of the HMS Virago. 2011. In Hooker, Douglas.2011. An American in the Royal Navy During World War II. Georgetown, TX:Southwestern University.


Four shaded relief maps of 20th Century Texas in Utley, Robert M. 2007. Lone StarLawmen: The Second Century of The Texas Rangers. New York: OxfordUniversity Press.

Twenty-two maps of western exploration routes in Utley, Robert M. 2004. After Lewisand Clark: Mountain Men and the Paths to the Pacific. Lincoln, NE: Universityof Nebraska Press.

Thirty maps of Garifuna and Miskitu communities in Honduras: CCARC 2002.Diagnostic Study on Land Use and Tenancy in the Garifuna and MiskitoCommunities of Honduras. Austin, Texas: Caribbean Central American ResearchCouncil (http://ccarconline.org/Honduraseng.htm).

Eleven shaded relief maps in Utley, Robert M. 2002. Lone Star Justice: The First Centuryof the Texas Rangers. New York: Oxford University Press.

Creole Communities of Nicaragua, in Gordon, Edmund T. 1998. Disparate Diasporas:Identity and Politics in an African-Nicaraguan Community. Austin, TX:University of Texas Press.

Thirty maps of indigenous territories of Nicaragua in Dana, Peter H., Edmund T. Gordon,Galio C. Gurdián, and Charles R. Hale. 1998. Diagnostico General Sobre LaTenencia de la Tierra en las Comunidades Indígenas del la Costa Atlántica.Austin, TX: Central American and Caribbean Research Council.

Seventeen full-color shaded relief and five black and white line maps of westernexploration routes in Utley, Robert M. 1997. A Life Wild and Perilous: MountainMen and Paths to the Pacific. New York: Henry Holt.

Peer Reviewed Publications on the World-Wide WebDana, Peter H. 1997. Unit 013 - Coordinate Systems Overview. A unit of the Core

Curriculum in GIScience. Santa Barbara, CA: National Center for GeographicInformation and Analysis.<http://www.ncgia.ucsb.edu/giscc/units/u013/u013_f.html>

Dana, Peter H. 1998. Unit 015 - The Shape of the Earth. A unit of the Core Curriculum inGIScience. Santa Barbara, CA: National Center for Geographic Information andAnalysis.<http://www.ncgia.ucsb.edu/education/curricula/giscc/units/u015/u015_f.html>

Dana, Peter H. 1998. Unit 017 - The Global Positioning System. A unit of the CoreCurriculum in GIScience. Santa Barbara, CA: National Center for GeographicInformation and Analysis.<http://www.ncgia.ucsb.edu/education/curricula/giscc/units/u017/u017_f.html>

Dana, Peter H. 1994-99. GPS Overview, The Geographer’s Craft Project. Department ofGeography, University of Texas at Austin.<http://www.utexas.edu/depts/grg/gcraft/notes/gps/gps.html>

Dana, Peter H. 1994-99. Coordinate Systems Overview, The Geographer’s Craft Project.Department of Geography, University of Texas at Austin.<http://www.utexas.edu/depts/grg/gcraft/notes/coordsys/coordsys.html>

Dana, Peter H. 1994-99. Map Projections Overview, The Geographer’s Craft Project.Department of Geography, University of Texas at Austin.<http://www.utexas.edu/depts/grg/gcraft/notes/mapproj/mapproj.html>


Dana, Peter H. 1994-99. Geodetic Datum Overview, The Geographer’s Craft Project.Department of Geography, University of Texas at Austin.<http://www.utexas.edu/depts/grg/gcraft/notes/datum/datum.html>

PatentsHancock, Lee and Peter H. Dana. U.S. Patent #7,421,275. System and Method for

Locating Points of Interest Using a Portable Phone. September 2, 2008.Hancock, Lee and Peter H. Dana. U.S. Patent #6,473,692. System and Method for

Locating Points of Interest. October 29, 2002.Hancock, Lee and Peter H. Dana. U.S. Patent #6,356,834. Geographic Location

Referencing System and Method.March 12, 2002.Hancock, Lee and Peter H. Dana. U.S. Patent #6,339,744. Geographic Location

Referencing System and Method. January 15, 2002.Hancock, Lee, Peter H. Dana, and S. D. Morrison. US Patent #6,295,502. Method of

Identifying Geographical Location Using Hierarchical Grid Address ThatIncludes a Predefined Alpha Code. September 25, 2001.

Hancock, Lee and Peter H. Dana. U.S. Patent #6,223,122. Geographic LocationReferencing System and Method. April 24, 2001.

Hancock, Lee, Peter H. Dana, and Scott D. Morrison. U.S. Patent #6,202,023. InternetBased Geographic Location Referencing System and Method. March 13, 2001.

Hancock, Lee and Peter H. Dana. U.S. Patent #6,047,236. Geographic LocationReferencing System and Method. April 4, 2000.

Hancock, Lee and Peter H. Dana. U.S. Patent #5,839,088. Geographic LocationReferencing System and Method. November 11, 1998.

Presentations at Conferences, Colloquia, and SymposiaJune 1, 2011. Participatory Mapping Methods: Review and Suggestion. Foro

Internacional, Cartografía Participativa y Derechos al Territorio y los Recursos.Universidad de Los Andes. Bogotá, Colombia. 1-2 June, 2011.

April 10, 2010. Participatory Mapping by Indigenous People of Central America. People,Power, and Maps: Texas Map Society Spring Meeting, Austin, TX.

March 24, 2010. Lessons Learned from Participatory Mapping in Central America.Global Environmental Speaker Series. University of Richmond. Richmond, VA.

April 7, 2009. Archaeological Spatial Analysis with Geographic Information Systems.Landscape Archaeology Seminar, Department of Classics, University of Texas atAustin.

May 7, 2008. GIS in the Liberal Arts. Workshop Presentation, Southwestern University,Georgetown, Texas.

May 3, 2007. Discrete Global Grids and the U.S. National Grid in GIS Teaching andResearch. Mapping Science Committee. The National Academies. Washington,DC.

March 10, 2006. (with Malcolm Cutchin and Jim Stimpson) Conceptualizing and UsingNeighborhoods for the Analysis of Health and Place. The Association ofAmerican Geographers, 102nd Annual Meeting, Chicago, Illinois.


March 09, 2006. Space-Claiming Categories for Community Mapping. The Associationof American Geographers, 102nd Annual Meeting, Chicago, Illinois.

March 02, 2006.Whose Lands These Are: (You think you know?). Center for NorthernStudies, Sterling College, Wolcott, Vermont.

November 2, 2005. Field Survey Techniques and GIS Analysis of Early Greek Settlementsin Southern Italy. Department of Geography Colloquium. Middlebury College,Middlebury, Vermont.

April 5, 2005. Estimating Early Greek Settlement Patterns in Southern Italy fromCeramic Evidence. The Association of American Geographers, 101st AnnualMeeting, Denver, Colorado.

October 15, 2004. Estimating Early Greek Farm Significance Patterns in Southern ItalyUsing Multiple-Criteria Evaluation and Cost-Weighted Surfaces. Colloquium.Department of Geography Colloquia Series. University of Texas at Austin.

March 7, 2003. Toward a Participatory Mapping Methodology: Lessons from Hondurasand Nicaragua. The Association of American Geographers, 99th Annual Meeting,New Orleans, LA.

October 25, 2002. Participatory Land-Boundary and Land-Use Mapping: Lessons fromthe Mosquitia and North Coast of Honduras in 2002. Colloquium. Department ofGeography Colloquia Series. University of Texas at Austin.

April, 19, 2002. Replacing Form with Function: Land-Use Categorization Based onLocal Knowledge and Ground Truth. Research Action Roundtable. GPS Mappingof Land-Use Areas in Awas Tingni: Technical, Political, And LegalConsiderations. From Human Rights to Cultural Empowerment: The Awas TingniRuling and the Struggle for Indigenous & Black Land Right in the Americas.April 18-20, 2002. University of Texas at Austin School of Law.

February 28, 2001. Between the Points: What Path, What Distance? The Association ofAmerican Geographers, 97th Annual Meeting, New York, City, New York.

January 7, 2000. Mapping Community Boundaries on Nicaragua’s Caribbean Coast.Panel on Maps, Mapping, and Indigenous Peoples. Conference of LatinAmericanist Geographers. 2000 Meeting, Austin, Texas.

January 13, 1999. Workshop. Appropriate GPS Methods for GIS Applications. 1999 GISForum and Training Conference. Texas Natural Resources Information System.Austin, Texas.

March 26, 1998. Preliminary Mapping of Community Boundaries with GPS. TheAssociation of American Geographers 94th Annual Meeting, Boston,Massachusetts.

March 5, 1998. GPS: Positioning Techniques and Time and Frequency Dissemination.Tecnología Sin Límite: XIII Simposium Internacional De Electrónica yComunicaciones. ITESM, Monterrey, Mexico.

February 20, 1998. Matching GPS Methods to Applications. Hydrogeology BrownbagSeminar. Department of Geology, University of Texas at Austin.

December 15-19, 1997. Workshops. GIS and GPS for Surveying Applications. BTWAssociates, Ltd., New Plymouth, New Zealand.


November 12, 1997. Workshop. Appropriate GPS Methods for GIS Applications. 1997Texas GIS Forum. Texas Natural Resources Information System and the TexasDepartment of Information Resources, Austin, Texas.

May 9, 1997. GPS Time Dissemination Austin Astronomical Society Monthly Meeting,Austin, Texas.

October 21, 1996. GPS for Transportation Research. Aviation Research Center,University of Texas at Austin.

October 16, 1996. GPS for Time and Frequency Dissemination. Physics DepartmentColloquium, University of Texas at Austin.

May 4, 1966. An Overview of GPS. Saturday Physics Workshop. Department of Physics,University of Texas at Austin.

August 23, 1994. Greytown to Graytown, Walker toWalker: Symbols of U. S.Intervention in Central America. Survey course in Central America, University ofCentral Texas, Killeen, Texas.

October 21, 1993. Geographic Information System Loran-C Coverage Modeling.WildGoose Association's Twenty-Second Annual Technical Symposium, SantaBarbara, California.

October 26, 1992. Introduction to the Global Positioning System. Texas GeographicInformation Systems Forum, Co-sponsored by the Department of InformationResources and Texas Natural Resources Information System, Austin, Texas.

October 24, 1990. The Raymondville Ghost: Loran-C Signal Reflections. The Wild GooseAssociation's Nineteenth Annual Technical Symposium, Long Beach, California.

October 4, 1990. Automated Animal Tracking System Map Display. The 1990 AnnualMeeting of the Southwest Division, Association of American Geographers,Austin, Texas.

October 30, 1989. Automated Animal-Tracking System: Tracking Elk with RetransmittedLoran-C. The Wild Goose Association's Eighteenth Annual TechnicalSymposium, Hyannis, Massachusetts.

Professional ServiceJournal Peer-Reviews

Cartography and Geographic Information Science, April 2011Journal of Applied Geography, March 2011Sensors, October 2010Cartography and Geographic Information Science, August 2009Computers and Electronics in Agriculture,May 2005Cartographica, June 2002Location Science, May 1999The Cartographic Journal, February 1997

Book Proposal ReviewsSage Publications, December 2009Blackwell Publishers, May 2001John Wiley & Sons, October 2001, February 2003

Grant Proposal ReviewsNational Science Foundation, October 2010


Florida Centers of Excellence, February 2008Indo-US Science and Technology Forum, June 2006HydroGeoLogic, May 2004Austrian Science Fund (FWF), October 2004Minnesota Technology, Inc., April 1998

Student ServiceDoctoral Committees

2003. Catherine Louise Hoover. Environmental Change and Uncertainty inCoastal Communities of Northern Honduras. (Geography).

2005. Alberto Prieto. Landscape Organization in Magna Graecia. (Classics).2007. David S. Salisbury. Overcoming Marginality on the Margins: Mapping,

Logging, and Coca in the Amazon Borderlands. (Geography).2007. Marisol Rincon. A Comparative Study of Fortification Developments

throughout the Maya Region and Implications of Warfare. (Anthropology)


Silicon Valley Expert Witness Group A Thomson Reuters Company Consultant Curriculum Vitae

Page 1 Printed: 02/22/12

Scott A. Denning Expertise

User Interface design - embedded graphical and menu interfaces for mobile, GPS, robotic and security applications

GIS mapping software interface and design including Google Maps, Microsoft MapPoint - Bing Maps, Know-Where Systems, ArcView

GPS, Teleconferencing, Radar and wireless circuit design and signal processing algorithms

Software / algorithm development using C, C++, Java, Python, Perl - personally written ~ 1.2 M lines of code

High performance computing architectures and switched fabrics

Database development using MySQL and Oracle

Communications protocols including TCP/IP, HTTP, SMTP, NTP, CDMA, GPRS, GSM and CDPD

Textual and Natural Language processing in Python

Enterprise network applications development using BSD sockets on Linux/Unix

Audio and Video CODECs 8/16/32/64 bit microprocessor circuitry

design Reverse engineering: CPU and FPGA

firmware code extraction Software / algorithm decomposition

and disassembly Custom disassemblers and circuit

simulations in Python and Perl Signal Processing algorithm

identification Communications protocol

decomposition and identification Digital and Analog circuitry reverse

engineering and schematic capture Proficient with most modern test

equipment including HP, Agilent and LeCroy O-Scopes, Network Analyzers,Spectrum Analyzers etc.

Professional Summary

Patent acquisition and licensing strategy consultant and consulting expert for the Global Positioning System, Telecom, Storage, and Supercomputing industries. Known for the ability to read patents and to quickly identify infringing products. Highly proficient in reverse engineering and claim chart construction and in providing expert consulting services to law firms and major corporations. Proven technical expertise and IP proficiency has led to the establishment of highly successful licensing programs for Fortune 500 companies and the recovery of hundreds of millions of dollars in licensing revenue.



Employment History

From: 2010 Applied Sciences Corp. To: Present Colorado Springs, CO Position: Principal Intellectual property consulting and brokerage services for numerous

high-tech industry segments. Assertion target and prior art identification, reverse engineering and expert witness services.

From: 2008 Allied Security Trust To: 2010 Colorado Springs, CO Position: Chief Technology Officer Directly supported the acquisition of over $45M in patent assets

between Aug 2008 - Sept 2010 Analyzed 200-600 patents per week along with all accompanying

claim charts and other marketing materials to identify a match with member company’s products

Built close working relationships with the IP staff of all member companies

Built relationships with over 250 brokers and other patent sellers so that the large majority of all patents for sale were offered to AST

Developed numerous procedures and business models for dealing with very high patent volume including

identifying, analyzing, classifying and cataloguing patent portfolios currently for sale

patent analysis

-level IP execs from each member company of patents that could be used against them

From: 2007 Purple Mountain, LLC To: 2008 Colorado Springs, CO Position: Founder & President Developed search methods and platform independent software suite

for textually evaluating patents and Google’s document database index system for quickly identifying infringing products and prior art

Identified prior art on Tivo’s Time Warp patent for Dish Networks resulting in 60 of 61 claims being invalidated

Evaluated large patent portfolios and specifically identified many unlicensed and quality patents and corresponding infringing products for NCR, Avaya, Qualcomm and Haliburton

Performed reverse engineering and/or claim chart construction in



support of licensing and litigation for major law firms including Baker Botts and Greenberg Traurig

From: 2005 Purple Mountain Labs To: 2007 Colorado Springs, CO Position: Founder & President Raised $400k startup and $600k second round private funding

Led competitive reverse engineering and IP development for new compact massively parallel multi-core supercomputing architecture for Lockheed Martin for deployment on military radar, ballistic missile defense and spy-plane applications

Negotiated with Broadcom, AMD and QLogic for IP licenses and complete end product design and engineering services, involving over 70 engineers, for less than $450k total

Delivered functional and benchmarked 256 cpu super computing prototype to Lockheed Martin in 18 months from startup

From: 2004 Taeus International To: 2005 Colorado Springs, CO Position: Director of Business Development for Central US Region Responsible for developing marketing strategies and developing key

target accounts in new Central US region. Closed $600k in IP licensing related projects in first three months with all new customers

Established new key partnerships with major IP law firms including Holm, Roberts and Owen (HRO), Baker Botts, and Greenberg Traurig

Developed and presented award winning licensing strategies at 2005 Licensing Executive Society conference.

Program Manager Responsible for managing reverse engineering (RE) projects and

retaining appropriate subject matter experts (SME). Managed a team of 6 subject matter experts for RE projects for HP on

many notebook computers including Acer, Gateway, Sony, Toshiba and others generating over 75 claim charts and over $700k in 5 weeks

Managed a team of 4 subject matter experts for RE projects for HP on numerous iPaq clones by Dell, Toshiba, Philips, Mitac and others generating 35 claim charts and over $400k in 4 weeks

Designed and implemented thesaurus based patent portfolio management software for quickly searching and sorting large patent portfolios (+30,000 patents) based on related technologies

Subject Matter Expert—projects > $1M Performed RE on competing Java processor and prepared claim

charts for Philips, US 5,937,193, 6,298,434, 6,349,377



Performed 4 RE projects and prepared claim charts on processor clock adjustment for power conservation, US 6,490,688, 6,883,104 (Zelle, Hofmann, Voelbel, Mason & Gette, LLP)

Performed RE and prepared claim charts on competing media player algorithms for Dolby Labs, US 4,790,016, 4,914,701, 5,235,671 (Farella Braun & Martel LLP)

Performed RE and prepared claim charts on competing FPGA for Actel, US 6,160,420

From: 2001 DRS Technologies / Catalina Research To: 2004 Colorado Springs, CO Position: Systems Architect / Senior Software Engineer Conceived of and designed hardware and software architecture for

TeraFLOP class massively parallel embedded computer for Lockheed Martin for deployment on US Navy Aegis class destroyer shipboard radar processing.

Gave customer presentations and gathered requirements for above system from numerous tier 1 customers including multiple divisions of Lockheed Martin, Raytheon, and Mitre. Helped sales dept. close over $2.5M in preproduction orders.

Systems Engineer and team lead on active radar project for Predator UAV for Harris Corp.

Architect and team lead on software improvement initiative. Team converted, tested and documented 310k lines of legacy C source code from DOS to VxWorks on time.

From: 1999 NAVSYS To: 2001 Colorado Springs, CO Position: Principal Engineer & IP Manager Identified technologies and equipment infringing companies patents

US 6,727,846, 5,379,224, 5,225,842 Prepared claim charts, diagrams and other technical information

enabling IP litigators to file law suits against Garmin, Magellan and SnapTrack (Qualcomm)

Led meetings and assisted CEO in licensing negotiations with Garmin and SnapTrack

Lead Inventor on 2 patents on high precision positioning system Lead Inventor on 2 patents on MEMS GPS signal sensor Led research and development activities and built vehicle tracking

prototypes that used AMPS cellular communication with the tracking/mapping console - used ArcView GIS later converted to MS MapPoint

Designed and presented vehicle tracking prototypes to Coca Cola and



closed $1.2M in preproduction orders Transferred technology and trained Japanese engineers from

Matsushita/Panasonic on companies IP prior to production run

From: 1994 Video Design To: 1999 Marietta, GA Position: President & Founder Gained a tremendous amount of experience in putting together large

deals with Fortune 500 size companies through creating a $25M homegrown technology sale to Sensormatic (in the end the deal fell through but this was still invaluable experience)

Designed and implemented innovative PC based closed circuit television monitoring system for Pac-Tel Cellular

Designed video image database for archiving alarm activated image capture

Provided design services to optical robotics company for pipeline inspection camera, robot control systems and data logger

Consulting History

From: To: Present Duties:

Litigation Support Experience

Provided expert microprocessor, GPS and GUI related patent consulting for HTC in

HTC v. Apple (Finnegan, Henderson, Farabow, Garrett & Dunner, LLP) Provide ongoing expert geo-tagging and mapping database related patent consulting

for GeoTag in GeoTag v. 300+ online retailers (Beuther, Joe & Carpenter LLP) Provide ongoing semiconductor patent expert support including instrumentation and

reverse engineering for VIA in Opti v. VIA Technologies Provide ongoing storage related patent licensing support for Teradata Corp. Provided expert support and deposition testimony for HP in virtual disk array

litigation (BDP v. HP) Exclusive broker for select high-value patent portfolios for Avaya and HP Developed custom software tools for clients including PatentSelect portfolio

management system and PatentSelect Acq patent acquisition database. Custom implementations for Apple and Teradata.

Maintain database of 60k+ patents currently for sale involving more than 100 brokers and IP owners.



Patents Patent Number Issue Date Title 2 Patents pending on precision GPS receiver network

2 Patents pending on MEMS GPS signal sensors 2 Patents pending on high performance processing architectures

Education

Year College/University Degree 1993 Southern College of Technology,

Marietta, GA BS, Computer Science

Publications Professional Associations and Achievements

Member, Licensing Executive Society – Denver chapter Civil Air Patrol – 2nd Lieutenant

Silicon Valley Expert Witness Group A Thomson Reuters Company

Mountain View, CA

(650) 917-0700 Dallas, TX

(214) 575-4600 Washington, DC (202) 842-5030

E-mail: [email protected]


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CURRICULUM VITA Michael S. Braasch Education: B.S.E.E., 1988 Ohio University

M.S.E.E., 1989 Ohio University Title of Thesis: Current Developments In Signal Modeling Of The Precision Distance Measuring Equipment.

Ph.D., 1992 Ohio University

Title of Thesis: On The Characterization Of Multipath Errors In Satellite-Based Precision Approach and Landing Systems.

Professional Registration:

Licensed Professional Engineer (P.E.) in the State of Ohio. Employment:

Professor, School of Electrical Engineering and Computer Science, Ohio University, Athens, Ohio, September 2003 to present. Appointed as the Thomas Professor of Engineering, September 2004.

Director, Avionics Engineering Center, School of Electrical Engineering and Computer Science, Ohio University, Athens, Ohio, October 2007 to May 2011. Interim Director, Avionics Engineering Center, School of Electrical Engineering and Computer Science, Ohio University, Athens, Ohio, January 2007 to September 2007. Associate Professor, School of Electrical Engineering and Computer Science, Ohio University, Athens, Ohio, September 1999 to August 2003.

Assistant Professor, School of Electrical Engineering and Computer Science, Ohio University, Athens, Ohio, January 1994 to August 1999.

Assistant to the Director for Special Projects, Avionics Engineering Center, Ohio University, Athens, Ohio, July 1995 to September 2007.

Research Scientist, Avionics Engineering Center, Ohio University, Athens, Ohio. July 1993 to September 2007.

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Adjunct Assistant Professor, Department of Electrical and Computer Engineering, Ohio University, Athens, Ohio, July 1993 to December 1993.

Visiting Scientist, Delft University of Technology, Delft, The Netherlands. December 1992 to May 1993.

Research Engineer, Avionics Engineering Center, Ohio University, Athens, Ohio. December 1989 to June 1993.

Graduate Fellow, Avionics Engineering Center, Ohio University, Athens, Ohio. June 1988 to November 1989.

Undergraduate Intern, Avionics Engineering Center, Ohio University, Athens, Ohio, September 1985 to June 1988.

Academic Specialization:

Antenna Theory Communications and Digital Signal Processing Electromagnetic Theory

Professional Specialization:

Electronic Navigation Receiver Design Electronic Navigation System Engineering Satellite-Based Navigation Systems with emphasis in GPS Inertial Navigation Systems (INS) Integrated Navigation Systems

Honors:

First runner-up for Best Presentation at the 2nd International Meeting of the Satellite Division of the Institute of Navigation, September 1989.

1992 RTCA William E. Jackson Award (an international award given in recognition of an outstanding publication on aviation electronics).

1997 Ohio University EECS Outstanding Graduate Faculty Award.

1997 RTCA William E. Jackson Award won by my Ph.D. student, Dennis M. Akos.

1997-98 Ohio University EECS School Research Award.

1997-98 Ohio University Russ Engineering College Outstanding Research Paper

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Award. 2002 University Student Competition organized by the NASA Small Aircraft Transportation System (SATS) program: This was a national competition and my undergraduate student, Douglas Burch, won third place in the Technology Innovation category for his paper on the enhanced Head-Up Display (eHUD) for general aviation aircraft. 2006 Best Student Paper at the Digital Avionics Systems Conference (Portland, OR, October) won by my students Behlul Poonawalla, Sunny Pandya and Joshua Kephart. 2008 Best Student Paper at the Digital Avionics Systems Conference (St. Paul, MN, October) won by my student, Ryan Kephart.

Professional Memberships:

Member, Institute of Electrical and Electronics Engineers (Senior Member) Member, Institute of Navigation (Fellow) Member, Tau Beta Pi

Research Grants and Contracts:

U.S. Department of Transportation (DOT) Volpe National Transportation Systems Center (VNTSC), “DME/P Signal Model Development and Integration with Refined Angle Signal Model,” $81,000, 1990-92, Principal Investigator: R. Lilley (project was conducted entirely by M. Braasch).

U.S. DOT Federal Aviation Administration (FAA) and National Aeronautics and Space Administration (NASA), “Integrated Avionics Technology Development: Joint University Program in Air Transportation Research,” $110,000, 1990-91, Principal Investigator: R. Lilley (grant was managed by M. Braasch).

U.S. DOT VNTSC, “Satellite-Based System Precision Approach Issues,” $264,997, 1991-92, Principal Investigator: F. Van Graas (responsibility for this contract was shared with M. Braasch and T. Skidmore).

U.S. DOT FAA and NASA, “Integrated Avionics Technology Development: Joint University Program in Air Transportation Research,” $75,320, 1991-92, Principal Investigator: R. Lilley (grant was managed by M. Braasch).

U.S. DOT FAA and NASA, “Joint University Program for Air Transportation Research,” $75,989, 1993-94, Principal Investigator: R. Lilley (grant was managed by M. Braasch).

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Boeing Commercial Airplane Company, “D/GPS Signal Model Enhancement and Validation,” $48,682, 1994-1995, Principal Investigator: M. Braasch.

Mayflower Communications/U.S. Air Force/Wright Lab, “Multipath Mitigation Investigations to Support Enhanced GPS,” $35,000, 1995, Principal Investigator: M. Braasch. U.S. DOT FAA and NASA, “Integrated Avionics Technology Development: Joint University Program in Air Transportation Research,” $149,999, 1995-98, Principal Investigator: R. Lilley, co-PI: M. Braasch. Air Force Office of Scientific Research/Wright Lab, “L1-Band Receivers: Design, Simulation and Implementation,” $50,000, 1995-1996, Principal Investigator: M. Braasch.

Honeywell, Inc., “Inertial Navigation - GPS/DGPS Studies,” $15,000, 1995, Principal Investigator: M. Braasch.

Boeing Commercial Airplane Company, “D/GPS Signal Model Enhancement and Validation in Support of GNSS Investigations,” $99,945, 1996, Principal Investigator: M. Braasch.

Air Force Office of Scientific Research/Wright Lab, “L1-Band Receivers: Design, Simulation and Implementation,” $50,000, 1996-1997, Principal Investigator: M. Braasch.


Boeing Commercial Airplane Company, “D/GPS Signal Model Enhancement and Validation in Support of GNSS Investigations - Year Two,” $171,493, 1997, Principal Investigator: M. Braasch.


Air Force Office of Scientific Research/Wright Lab, “L1-Band Receivers: Design, Simulation and Implementation,” $135,000, 1997-1998, Principal Investigator: M. Braasch, Co-PI: J. Dill.

Megapulse, “Development and Testing of Antenna and Receiver Components Related to Navigation Using Loran-C and GPS,” $49,000, 1997-1998, Principal Investigator: R. Lilley, co-PI: M. Braasch.

U.S. DOT FAA and NASA, “Integrated Avionics Technology Development: Joint

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University Program for Air Transportation Research,” $100,000, 1998-99, Principal Investigator: J. Rankin, co-PI: M. Braasch.

Rockwell-Collins, “Multipath Mitigation Studies,” $50,000, 1998, Principal Investigator: M. Braasch.


Boeing Commercial Airplane Group, “GPS Implementation Issues,” $125,255, 1999, Principal Investigator: M. Braasch. Air Force Office of Scientific Research/Wright Lab, “L1-Band Receivers: Design, Simulation and Implementation,” $50,000, 1998-1999, Principal Investigator: M. Braasch.

U.S. DOT FAA and NASA, “Joint University Program for Air Transportation Research,” $107,000, 1999-2000, Principal Investigator: J. Rankin, co-PI: M. Braasch.


Boeing Commercial Airplane Group, “GPS/INS Integration and VHF Data Broadcast Studies,” $160,000, 2000, Principal Investigator: M. Braasch.

Air Force Office of Scientific Research/Wright Lab, “L1-Band Receivers: Design, Simulation and Implementation,” $50,000, 1999-2000, Principal Investigator: M. Braasch.

U.S. DOT FAA and NASA, “Integrated Avionics Technology Development: Joint University Program for Air Transportation Research,” $107,000, 2000-2001, Principal Investigator: J. Rankin, co-PI: M. Braasch.


SAIC, “AGNS Test Station Architecture Design,” $60,000, 2000-2001, Principal Investigator: M. Braasch.

Air Force Office of Scientific Research/Wright Lab, “L1-Band Receivers: Design, Simulation and Implementation,” $50,000, 2001, Principal Investigator: M. Braasch.

U.S. DOT FAA and NASA, “Joint University Program for Air Transportation

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Research,” $126,666, 2001-2002, Principal Investigator: J. Rankin, co-PI: M. Braasch.

Boeing Commercial Airplane Group, “GPS/INS Integration, VHF Data Broadcast and Air Traffic Management Studies,” $160,000, 2001-2002, Principal Investigator: M. Braasch.

Honeywell, Inc., “Inertial Navigation - GPS/DGPS Studies,” $40,000, 2001, Principal Investigator: M. Braasch, Principal Investigator: M. Braasch.

U.S. DOT FAA, “GPS Interference Mitigation via Exploitation of Software Radio Techniques,” $198,670, 2001-2002, Principal Investigator: M. Braasch.

Air Force Office of Scientific Research/Wright Lab, “L1-Band Receivers: Design, Simulation and Implementation,” $50,000, 2002, Principal Investigator: M. Braasch.

U.S. DOT FAA and NASA, “Integrated Avionics Technology Development: Joint University Program for Air Transportation Research,” $133,666, 2002-2003, Principal Investigator: J. Rankin, co-PI: M. Braasch. Honeywell, “Inertial Navigation – GPS/DGPS Studies,” $40,000, 2002-2003, Principal Investigator: M. Braasch. Honeywell, “GPS Software Radio Support,” $20,000, 2002-2003, Principal Investigator: M. Braasch. Honeywell, “GPS Software Radio Support,” $74,991, 2003-2004, Principal Investigator: M. Braasch.

U.S. DOT FAA and NASA, “Integrated Avionics Technology Development: Joint University Program for Air Transportation Research,” $133,666, 2003-2004, Principal Investigator: J. Rankin, co-PI: M. Braasch. Honeywell, “Inertial Navigation – GPS/DGPS Studies,” $40,000, 2003-2004, Principal Investigator: M. Braasch. Athena Technologies, Inc., “High Dynamic Flight Testing of Athena Technologies GPS/ADAHRS, $14,125, 2004, Principal Investigator: M. Braasch. Honeywell, “Flight Testing of Honeywell (HI) Integrated F-15 GPS/INS Unit,” $40,661, 2004, Principal Investigator: M. Uijt de Haag, Co-PI: M. Braasch. U.S. DOT FAA and NASA, “Integrated Avionics Technology Development: Joint University Program for Air Transportation Research,” $133,666, 2004-2005,

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Principal Investigator: J. Rankin, co-PI: M. Braasch. Honeywell, “GPS Software Radio Support,” $75,000, 2004-2005, Principal Investigator: M. Braasch.

Honeywell, “Inertial Navigation – GPS/DGPS Studies,” $25,000, 2004-2005, Principal Investigator: M. Braasch. Athena Technologies, Inc., “High Dynamic Flight Testing of Athena Technologies GPS/ADAHRS, $3,000, 2005, Principal Investigator: M. Braasch. Honeywell, “The Basic Theory of Dithered versus Non-Dithered Gyros,” $8,400, 2005-2006, Principal Investigator: M. Braasch. Honeywell, “Inertial Navigation – GPS/DGPS Studies,” $25,000, 2005-2006, Principal Investigator: M. Braasch. U. S. Air Force Office of Scientific Research, “Unmanned Aerial Vehicle Swarming and Formation Flight Navigation via LiDAR/INS,” $14,976, Principal Investigator: M. Braasch. U.S. DOT FAA and NASA, “Integrated Avionics Technology Development: Joint University Program for Air Transportation Research,” $133,666, 2005-2006, Principal Investigator: J. Rankin, co-PI: M. Braasch. Northrop Grumman, “Precision AIME Program,” $60,107, 2005-2006, Co-Principal Investigators: M. Braasch and F. van Graas. Northrop Grumman, “Precision AIME Program,” $162,842, 2006, Co-Principal Investigators: M. Braasch and F. van Graas. Northrop Grumman, “Precision AIME Program,” $95,866, 2006-2007, Co-Principal Investigators: M. Braasch and F. van Graas. L-3 Communications/Interstate Electronics, “Development of an RF Simulation Capability,” $77,000, 2006-2007, Principal Investigator: M. Braasch U.S. DOT FAA, “Integrated Avionics Technology Development: Joint University Program for Air Transportation Research,” $60,000, 2006-2007, Principal Investigator: J. Rankin, co-PI: M. Braasch. Rockwell Collins, “Multi-Sensor Integration for Autonomous Vehicle Relative Navigation,” $80,000, 2007, Principal Investigators: M. Braasch and M. Uijt de Haag.

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U.S. DOT FAA, “Integrated Avionics Technology Development: Joint University Program for Air Transportation Research,” $100,000, 2007-2008, Principal Investigator: M. Braasch. U.S. DOT FAA, “Integrated Avionics Technology Development: Joint University Program for Air Transportation Research,” $150,000, 2008-2009, Principal Investigator: M. Braasch. Northrop Grumman, “Scholar-in-Residence Program,” $129,000, 2009-2010, Principal Investigator: M. Braasch. Northrop Grumman, “Engineering Support,” $130,000, 2009-2010, Principal Investigator: M. Braasch U.S. DOT FAA, “Integrated Avionics Technology Development: Joint University Program for Air Transportation Research,” $150,000, 2009-2010, Principal Investigator: M. Braasch. Northrop Grumman, “Scholar-in-Residence Program,” $231,000, 2010-2011, Principal Investigator: M. Braasch. U.S. DOT FAA, “Integrated Avionics Technology Development: Joint University Program for Air Transportation Research,” $150,000, 2010-2011, Principal Investigator: M. Braasch. Northrop Grumman, “Scholar-in-Residence Program,” $245,000, 2011-2012, Principal Investigator: M. Braasch.

Publications: Journal Articles Braasch, M., "A Signal Model for GPS," Navigation: Journal of The Institute of Navigation, Vol. 37, No. 4, Winter 1990-91. Van Graas, F. and M. Braasch, "GPS Interferometric Attitude and Heading Determination: Initial Flight Test Results," Navigation: Journal of The Institute of Navigation, Vol. 38, No. 4, Winter 1991-92. Braasch, M., "Isolation of GPS Multipath and Receiver Tracking Errors," Navigation: Journal of the Institute of Navigation, Vol. 41, No. 4, Winter 1994-95. Murphy, T., Snow, R. and M. Braasch, “GPS Multipath on Large Commercial Air Transport Airframes,” NAVIGATION: Journal of the Institute of Navigation, Vol. 43, No. 4, Winter 1996-97.

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Braasch, M., “Autocorrelation Sidelobe Considerations in the Characterization of Multipath Errors,” IEEE Transactions on Aerospace and Electronic Systems, Vol. 33, No. 1, January 1997. McGraw, G. and M. Braasch, “Modeling of Tracking Loop Noise and Dynamics for Efficient Simulation of Spread Spectrum Ranging Systems,” IEEE Transactions on Aerospace and Electronic Systems, Vol. 34, No. 3, July 1998. Braasch, M. and A. J. Van Dierendonck, “GPS Receiver Architectures and Measurements,” Proceedings of the IEEE, Vol. 87, No. 1, January 1999. Braasch, M. and M. DiBenedetto, “Spread-Spectrum Ranging Multipath Model Validation,” IEEE Transactions on Aerospace and Electronic Systems, Vol., 37, No. 1, January 2001. Kelly, J., Braasch, M. and M. DiBenedetto, “Characterization of the Effects of High Multipath Phase Rates in GPS,” GPS Solutions, Vol. 7, No. 1, 2003, pp. 5 - 15. Thornberg, D. B., Thornberg, D. S., DiBenedetto, M., Braasch, M., Van Graas, F. and C. Bartone, “The LAAS Integrated Multipath Limiting Antenna (IMLA),” NAVIGATION: Journal of the Institute of Navigation, Vol. 50, No. 2, Summer 2003. Kalyanaraman, S., Braasch, M. and J. Kelly, “Code Tracking Architecture Influence on GPS Carrier Multipath,” IEEE Transactions on Aerospace and Electronic Systems, Vol., 42, No. 2, April 2006, pp. 548 – 561. Kalyanaraman, S. and M. Braasch, “GPS Adaptive Array Phase Compensation Using a Software Radio Architecture,” NAVIGATION: Journal of the Institute of Navigation, Vol. 57, No. 1, Spring 2010. Refereed Conference Papers Braasch, M., “Performance Comparison of Multipath Mitigating Receiver Architectures,” 2001 IEEE Aerospace Conference, Big Sky, MT, March 2001. Kelly, J. and M. Braasch, “Validation of Theoretical GPS Multipath Bias Characteristics,” 2001 IEEE Aerospace Conference, Big Sky, MT, March 2001. Cutright, C. and M. Braasch, “GPS and INS Flight Test Instrumentation of a Fully Aerobatic Turbojet Aircraft,” 2002 IEEE Aerospace Conference, Big Sky, MT, March 2002. Burch, D. and M. Braasch, “Multi-View Head-Up Synthetic Vision Display System,” 2003 IEEE Aerospace Conference, Big Sky, MT, March 2003. Chakrabarty, J., Burch, D., Kalyanaraman, S. and M. Braasch, “Multi-View Synthetic Vision

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Display System for General Aviation,” 2004 IEEE Aerospace Conference, Big Sky, MT, March 2004. Kalyanaraman, S., Braasch, M., Kelly, J. and J. Kacirek, “Influence of GPS Code Tracking on Carrier-Phase Multipath Performance,” 2004 IEEE Aerospace Conference, Big Sky, MT, March 2004. Book Chapters Braasch, M., “Multipath Effects,” Chapter 14 of Global Positioning System: Theory and Applications, Vol. 1, edited by B. Parkinson, J. Spilker, Jr., P. Axelrad and P. Enge, American Institute of Aeronautics and Astronautics, Washington, D.C., 1996. Van Graas, F. and M. Braasch, “Selective Availability,” Chapter 17 of Global Positioning System: Theory and Applications, Vol. 1, edited by B. Parkinson, J. Spilker, Jr., P. Axelrad and P. Enge, American Institute of Aeronautics and Astronautics, Washington, D.C., 1996. Conference Papers Braasch, M., "A Signal Model For The Global Positioning System," ION GPS '89, Colorado Springs, Colorado, September 1989. Van Graas, F. and M. Braasch, "GPS Interferometric Attitude and Heading Determination: Initial Flight Test Results," Proceedings of the 47th Annual Meeting of the Institute of Navigation, Williamsburg, VA, June 1991. Braasch, M. and F. van Graas, "Guidance Accuracy Considerations for Realtime GPS Interferometry," ION GPS-91, Albuquerque, NM, September 1991. Braasch, M. and F. van Graas, "Mitigation of Multipath in DGPS Ground Reference Stations," Proceedings of the Institute of Navigation National Technical Meeting, San Diego, CA, January 1992. Braasch, M., "Characterization of GPS Multipath Errors in the Final Approach Environment," Proceedings of ION GPS-92, Albuquerque, NM, September 1992. Braasch, M., Fink, A. and K. Duffus, "Improved Modeling of GPS Selective Availability," Proceedings of the ION National Technical Meeting, San Francisco, CA, January 20-22, 1993. Braasch, M., "Isolation of GPS Multipath and Receiver Tracking Errors," Proceedings of the ION National Technical Meeting, San Diego, CA, January 24-26, 1994. Braasch, M., "The All-Purpose D/GPS Signal Model," Proceedings of the ION National

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Technical Meeting, San Diego, CA, January 24-26, 1994. Braasch, M., "Optimum Antenna Design for DGPS Ground Reference Stations," Proceedings of ION GPS-94, Salt Lake City, UT, September 1994. McGraw, G. and M. Braasch, “GPS Receiver Tracking Loop Modeling to Support Autoland Simulations,” Proceedings of the ION National Technical Meeting, Santa Monica, CA, January 22-24, 1996. Braasch, M., “GPS Multipath Model Validation,” Proceedings of the IEEE Position, Location and Navigation Symposium, PLANS >96, Atlanta, GA, April 22-25, 1996. Akos, D. and M. Braasch, “A Software Radio Approach to Global Navigation Satellite System Receiver Design,” Proceedings of the ION Annual Meeting, Cambridge, MA, June 19-21, 1996. Braasch, M., and W. Huang, “GNSS and the L System: Truly Global Partners,” Proceedings of the ION Annual Meeting, Cambridge, MA, June 19-21, 1996. Akos, D. and M. Braasch, “Global Navigation Satellite System Software Radio Receiver Implementation,” Proceedings of the ION GPS-96, Kansas City, MO, September 17-20, 1996. Hill, S. and M. Braasch, “Achieving CAT IIIB Through UHF Augmentation,” Proceedings of the ION GPS-96, Kansas City, MO, September 17-20, 1996. Huang, W. and M. Braasch, “GNSS and the New Loran: Global Partners for the Next Century,” Proceedings of the International Loran Association Technical Symposium, San Diego, CA, November 3-7, 1996. Van Dierendonck, A. and M. Braasch, “Evaluation of GNSS Receiver Correlation Processing Techniques for Multipath and Noise Mitigation,” Proceedings of the Institute of Navigation National Technical Meeting, Santa Monica, CA, January 14-16, 1997. Braasch, M., Akos, D., Caschera, J., Stockmaster, M. and J. Tsui, “Test Results from a Direct L-Band Digitizing GPS/Glonass Receiver,” Proceedings of the Institute of Navigation National Technical Meeting, Santa Monica, CA, January 14-16, 1997. Braasch, M., Snyder, C. and R. Olin, “Ranging Accuracy Considerations in GPS Interference Suppression,” Proceedings of the Tenth International Technical Meeting of the Satellite Division of the Institute of Navigation (ION GPS-97), Kansas City, MO, September 16-19, 1997. Braasch, M., Snyder, C. and R. Olin, “GNSS Interference Suppression,” Proceedings of the Ninth World Congress of the International Association of Institutes of Navigation, Amsterdam, The Netherlands, November 18-21, 1997. Rosen, M. and M. Braasch, “Low-cost GPS Interference Mitigation Using Single Aperture

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Cancellation Techniques,” Proceedings of the Institute of Navigation National Technical Meeting, Long Beach, CA, January 21-23, 1998. Kanekal, S. and M. Braasch, “Multipath Mitigation with Gated Signal Technique,” Proceedings of the ION Annual Meeting, Denver, CO, June, 1998. Seitz, A. and M. Braasch, “High Fidelity GPS Receiver Simulation,” Proceedings of the ION Annual Meeting, Denver, CO, June, 1998. McGraw, G. and M. Braasch, “GNSS Multipath Mitigation Using Gated and High Resolution Correlator Concepts,” Proceedings of the Institute of Navigation National Technical Meeting, San Diego, CA, January 25-27, 1999. Kelly, J. and M. Braasch, “Mitigation of GPS Multipath via Exploitation of Signal Dynamics,” Proceedings of the Institute of Navigation Annual Meeting, Cambridge, MA, June 28-30, 1999. Kelly, J. and M. Braasch, “Validation of GPS Fading Multipath Effects through Modeling and Simulation,” Proceedings of the Institute of Navigation National Technical Meeting, Anaheim, CA, January 26-28, 2000. Braasch, M., DiBenedetto, M., Braasch, S. and R. Thomas, “LAAS Operations in Support of Airport Surface Movement, Guidance, Control, and Surveillance: Initial Test Results,” Proceedings of the IEEE Position, Location and Navigation Symposium (PLANS 2000), San Diego, CA, March 2000. Dubinsky, J., Braasch, M. and Uijt de Haag, M., “Advanced Flight Display for General Aviation Aircraft: A Cost-Effective Means to Enhance Safety,” Proceedings of the Institute of Navigation Annual Meeting, Albuquerque, NM, June 2001. Burns, C., Cutright, C. and M. Braasch, “Investigation of GPS Software Radio Performance in Combating Narrow Band Interference,” Proceedings of the Institute of Navigation Annual Meeting, Albuquerque, NM, June 2002. Thornberg, D. B., Thornberg, D. S., DiBenedetto, M., Braasch, M., Van Graas, F. and C. Bartone, “The LAAS Integrated Multipath Limiting Antenna (IMLA),” Proceedings of the Fifteenth International Meeting of the Satellite Division of the Institute of Navigation (ION GPS-2002), Portland, OR, September 2002. Burch, D. and M. Braasch, “Enhanced Head-Up Display for General Aviation Aircraft,” Proceedings of the Digital Avionics System Conference, Irvine, CA, October 2002. Cutright, C., Burns, J. and M. Braasch, “Characterization of Narrow-Band Interference Mitigation Performance Versus Quantization Error in Software Radios,” Proceedings of the Institute of Navigation Annual Meeting, Albuquerque, NM, June 2003.

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Kalyanaraman, S. and M. Braasch, “GPS Carrier-Phase Multipath Model Validation,” Proceedings of the Institute of Navigation Annual Meeting, Albuquerque, NM, June 2003. Kalyanaraman, S. and M. Braasch, “Fading Multipath Reduction via FLL-aided Code Tracking in GPS,” Proceedings of the Institute of Navigation Annual Meeting, Dayton, OH, June 2004. Braasch, M. and F. van Graas, “Avionics Education and Research at Ohio University,” Proceedings of the Institute of Navigation Annual Meeting, Dayton, OH, June 2004. Kephart, J., Cutright, C. and M. Braasch, “Precise Positioning and Attitude Determination in High Dynamic Flight Testing,” 2005 American Astronautical Society Guidance and Control Conference, Breckenridge, CO, February 2005. Braasch, M. and M. Uijt de Haag, “GNSS for LEO, GEO, HEO and Beyond,” 2006 American Astronautical Society Guidance and Control Conference, Breckenridge, CO, February 2006. Kalyanaraman, S. and M. Braasch, “Phase Compensation in GPS Array Processing Using a Software Radio,” ION/IEEE PLANS 2006, San Diego, CA, April 2006. Poonawalla, B., Pandya, S., Kephart, J. and M. Braasch, "Flight Test Evaluation of Synthetic and Peripheral Vision Displays for General Aviation," 25th AIAA/IEEE Digital Avionics Systems Conference, Portland, OR, October 2006. Kalyanaraman, S. and M. Braasch, “Tight Integration of a GPS Adaptive Array with a Software-Defined Receiver,” Proceedings of the 2007 ION National Technical Meeting, San Diego, CA, January 2007. Vydhyanathan, A., Braasch, M. and M. Uijt de Haag, “Multi-Sensor Integration for Autonomous Vehicle Relative Navigation,” Proceedings of the Twentieth International Technical Meeting of the Satellite Division of the Institute of Navigation (ION GNSS-2007), Fort Worth, TX, September 25-28, 2007. Poonawalla, B. and M. Braasch, "Human Factors Studies Evaluating Synthetic and Peripheral Vision Displays in General Aviation," 26th AIAA/IEEE Digital Avionics Systems Conference, Dallas, TX, October 2007. Kephart, R. and M. Braasch, "Comparison of See-and-Avoid Performance in Manned and Remotely Piloted Aircraft," 27th AIAA/IEEE Digital Avionics Systems Conference, St. Paul, MN, October 2008. Simon, J. and M. Braasch, "Deriving Sensible Requirements for UAV Sense-and-Avoid Systems," 28th AIAA/IEEE Digital Avionics Systems Conference, Orlando, FL, October 2009.

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Technical Memoranda Braasch, M. and E. Mauer, "Preparations For MLS Azimuth Critical Areas Flight Evaluation Using The MLS Computer Model," Technical Memorandum OU/AEC 27-87TM86:1088.001/2-2, Avionics Engineering Center, Ohio University, November 1987. Braasch, M., "Microwave Landing System (MLS) Flight Testing For The Purpose Of Validating The MLS Mathematical Model Establishing Azimuth Critical Area Criteria," Precis Number 81, Avionics Engineering Center, Ohio University, July 1988. DiBenedetto, M. and M. Braasch, "MLS Azimuth and Elevation Volumes of Protection To Be Used In Conjunction With Operational And Obstacle Clearance Requirements In Refining MLS Critical Area Definitions," Technical Memorandum OU/AEC 65-88-TM-00006/9-3/ICAO, Avionics Engineering Center, Ohio University, August 1988. Braasch, M. and M. DiBenedetto, "Areas Of Protection Derived For An Offset Azimuth Antenna Which Supports A Computed Centerline Approach," Technical Memorandum OU/AEC 90-88TM-00006/9B-1/ICAO, Avionics Engineering Center, Ohio University, August 1988. DiBenedetto, M. and M. Braasch, "Validation Results Obtained to Date on MLS Critical and Sensitive Areas," Technical Memorandum OU/AEC 91-88TM-00006/TTD-9B/ICAO, Avionics Engineering Center, Department of Electrical and Computer Engineering, Ohio University, Athens, Ohio, August 1988. DiBenedetto, M. and M. Braasch, "Analysis Of Simulation Data And Flight Data Collected At Standiford Field, Louisville, Kentucky, To Investigate The Effects Of An Interfering Boeing B-747 On The MLS Azimuth and Elevation Signals," Technical Memorandum OU/AEC 97-88TM-00006/9C-1, Avionics Engineering Center, Ohio University, October 1988. Braasch, M., "Independent Confirmation Of DME/P Signal Modeling Techniques," Technical Memorandum OU/AEC 19-89TM-00006/TTD-25/ICAO, Avionics Engineering Center, Ohio University, May 1989. Braasch, M., "A DME/P Signal Model Concept," International Civil Aviation Organization, All Weather Operations Panel Working Group A, Working Paper 202, Amsterdam, The Netherlands, November 1989. Braasch, M., "Current Developments in Signal Modeling of the Precision Distance Measuring Equipment," Technical Memorandum OU/AEC 3-90TM00006/25-FR, Masters Thesis, Avionics Engineering Center, Ohio University, Athens, Ohio, December 1989. Braasch, M., "MLS Signal Model Refinements," Technical Memorandum OU/AEC 36-90TM00006/39-3/ICAO, Avionics Engineering Center, Department of Electrical and Computer Engineering, Ohio University, Athens, Ohio, March 1990.

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Braasch, M., "Considerations for Collision Risk Modeling to Support MLS Advanced Procedures," Technical Memorandum OU/AEC 34-90TM00006/39-1/ICAO, Avionics Engineering Center, Department of Electrical and Computer Engineering, Ohio University, Athens, Ohio, July 1990. Braasch, M., "MLS Signal Model Documentation," Technical Memorandum OU/AEC 91-6TM00006/39-4/ICAO, Avionics Engineering Center, Department of Electrical and Computer Engineering, Ohio University, Athens, Ohio, February 1991. Braasch, M. and C. Flynn III, "Light-Lane Structures and MLS Siting Criteria," Technical Memorandum OU/AEC 91-35TM-00006/37-1/ICAO, Avionics Engineering Center, Department of Electrical and Computer Engineering, Ohio University, Athens, Ohio, May 1991. Braasch, M., "DME/P Signal Model Development and Integration with the MLS Signal Model," Technical Memorandum OU/AEC 92-60TM00006/39-FR, Avionics Engineering Center, Department of Electrical and Computer Engineering, Ohio University, Athens, Ohio, October 1992. Van Graas, F., Braasch, M. and T. Skidmore, "Satellite-Based System Precision Approaches," OU/AEC EER 92-4, Avionics Engineering Center, Department of Electrical and Computer Engineering, Ohio University, Athens, Ohio, October 1992. Braasch, M., "Manual on the Use of the MLS Signal Model," Technical Memorandum OU/AEC 92-70TM3400/CTA-4, Avionics Engineering Center, Department of Electrical and Computer Engineering, Ohio University, Athens, Ohio, November 1992. Flynn III, C., Braasch, M. and M. DiBenedetto, "DME/P Model: Final Report on IF-filter Development, Implementation, Testing and Documentation," Technical Memorandum OU/AEC 92-83TM3400/CTA-6, Avionics Engineering Center, Department of Electrical and Computer Engineering, Ohio University, Athens, Ohio, January 1993. Braasch, M. and M. DiBenedetto, “Multipath Mitigation Investigations to Support Enhanced GPS for Combat Systems,” OU/AEC EER 96-03, Avionics Engineering Center, School of Electrical Engineering and Computer Science, Ohio University, Athens, Ohio, September 1996. Kalyanaraman, S. and M. Braasch, “GPS Multipath Mitigation Studies,” Technical Memorandum OU/AEC 98-18TM-Rockwell-Collins, Avionics Engineering Center, School of Electrical Engineering and Computer Science, Ohio University, Athens, Ohio, August 1998. Braasch, M., “Characteristics and Benefits of the GPS Software Radio,” Technical Memorandum OU/AEC 03-06TM-B09380044, Avionics Engineering Center, School of Electrical Engineering and Computer Science, Ohio University, Athens, Ohio, July 2003. Invited Presentations:

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"Aircraft Navigation Using GPS and LORAN-C," Tri-State Helicopter Seminar, sponsored by the Federal Aviation Administration, Cincinnati Flight Standards District Office, April 1992. "Characterization of GPS Multipath Errors in the Final Approach Environment," FALLCON '92 (IEEE Cedar Rapids, Iowa section conference), November 1992. “GPS Operations,” Ohio Avionics Seminar, sponsored by the Federal Aviation Administration, Cincinnati and Columbus Flight Standards District Offices, March 1996. Two lectures: “Requirements on GNSS for Civil Navigation,” and “Signals Integrity,” NATO-sponsored lecture series, Moscow State Aviation Institute, Moscow, Russia, March 1997. Two lectures: “Requirements on GNSS for Civil Navigation,” and “Signals Integrity,” NATO-sponsored lecture series, Kiev International University of Civil Aviation, Kiev, Ukraine, March 1997. Two lectures: “Requirements on GNSS for Civil Navigation,” and “Signals Integrity,” NATO-sponsored lecture series, Istanbul, Turkey, March 1998. “GPS Multipath,” Department of Geomatics Engineering, University of Calgary (Alberta), July 1998. Four lectures: “Requirements on GNSS for Civil Navigation,” “Signals Integrity,” “GNSS Augmentation for High Precision Navigation Services,” and “Attitude Determination,” NATO-sponsored lecture series, Samara State Aerospace University, Samara, Russia, December 1998. “Airborne Multipath,” presented in the Aircraft Applications session of the International Workshop on Aerospace Applications of the Global Positioning System, sponsored by IFAC, ESA, OU, ION and AAS, Breckenridge, CO, Jan. 31 - Feb. 2, 2000. “GPS Multipath,” GPS Hot Topics Workshop, Institute of Mathematics and Its Applications, Minneapolis, MN, August 2000.

“Enhanced Flight Test Capability,” Institute of Navigation, Dayton Section Luncheon, Dayton, OH, September 2000.

“Flight Test Instrumentation Package for the L-29 Delfin Turbojet,” Institute of Navigation, Dayton Section Luncheon, Dayton, OH, May 2002. “Fundamentals of the Global Positioning System (GPS),” Environmental Modeling and Simulation conference, organized by the International Association of Science and Technology for Development (IASTED), St. Thomas, U.S.V.I., November 2004. “UAV Swarming and Formation Flight Navigation via LiDAR/INS,” with Mikel Miller,

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WPAFB, presented at the 2006 Joint Navigation Conference, Las Vegas, NV, May 2006. “Navigation: A Look at the Past, Discussion of the Present & Glimpse at the Future,” presented at the Naval Research Laboratory, Washington, DC, September 2007. “Iron Stomachs and White Knuckles: Navigation Flight Testing at the Ohio University Avionics Engineering Center,” presented to the Alberta Section of the Institute of Navigation, held at the University of Calgary, Calgary, CANADA, February 6, 2009. Academic Service: M.S. Advisees AnnMarie Fink, Thesis: “Investigation of the Selective Availability in the NAVSTAR Global Positioning System,” November 1994. Lap Ho, Thesis: “High Precision Short-Baseline Pointing System Using GPS Interferometry,” March 1995. Chi-Li Soong, Thesis: “Fast Time Domain-Based GPS Acquisition,” March 1996. Steven Hill, Thesis: “DGPS/ILS Integration for an Automatic Landing System Using Kalman Filtering,” June 1996. J. Jeffrey Haubeil, Thesis: “Operational Viability of a Directive Distance Measuring Equipment (DME) Antenna in a National Airspace System (NAS) Approach and Landing Environment,” August 1996. Wen-Jye Huang, Thesis: “Investigation of the Benefits of Multi-Chain Loran-C and Hybrid GPS/Loran-C Positioning,” March 1997. Sunil Bhanot, Thesis: “Implementation and Optimization of a GNSS Receiver,” August 1998. Sunil Kanekal, Thesis: “Spread Spectrum Multipath Mitigation Studies,” defended: August 1998. Chin-Yuan Cheng, “Numerical Electromagnetic Modeling of a Small Aperture Helical-Fed Reflector Antenna,” M.S.E.E., 1998 Hao Ding, “Facility Separation Criteria Development and Enhancement for Directive Distance Measuring Equipment in the National Airspace System,” M.S.E.E., November 1998. Mahesh Surathu, “Investigating Global Positioning System Helibowl Antenna Performance Sensitivity with Variation in Design Parameters,” M.S.E.E., June 1999.

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Sai Kalyanaraman, “A Comparative Study of Advanced Multipath Mitigating Global Positioning System Receiver Architectures,” M.S.E.E., August 1999. Andrew C. Seitz, “A High Fidelity Global Positioning System Receiver Simulation,” M.S.E.E., March 2000. Sridhar Ramaswamy, “An Investigation of Integrated Global Positioning System and Inertial Navigation System Fault Detection,” M.S.E.E., June 2000.

Azhar H. R. Osmanbhoy, “High Dynamic Simulations for Global Positioning System Receivers,” M.S.E.E., August 2000. Joseph Kelly, “Investigation of GPS Fading Multipath Bias Characteristics,” M.S.E.E., June 2001.

Joseph Dubinsky, “Advanced Flight Display for General Aviation Aircraft,” M.S.E.E., August 2002. Jason Burns, “Effects of Quantization Error on the Global Positioning System Software Receiver Interference Mitigation,” M.S.E.E., November 2002.

Douglas Burch, “Implementation and Evaluation of a General Aviation Synthetic Vision Display System,” M.S.E.E., March 2004.

Jahnavi Chakrabarty, “Development, Implementation and Flight Testing of Peripheral Vision Displays for General Aviation,” M.S.E.E., March 2005. Behlul Poonawalla, “Applications to Synthetic and Peripheral Vision Display Systems for Manned and Unmanned Air Vehicles,” M.S.E.E., November 2007. Ryan Kephart, “Comparison of See-and-Avoid Performance in Manned and Remotely Piloted Aircraft,” M.S.E.E., November 2008. Jerry Simon, “A Systems Approach to the Formation of Unmanned Air Vehicle Detect, Sense and Avoid Performance Requirements,” M.S.E.E., November 2009. Ph.D. Advisees Dennis M. Akos, Dissertation: “A Software Radio Approach to Global Navigation Satellite System Receiver Design,” Ph.D., August 1997. Fan Liu, Dissertation: “Analysis of Integrity Monitoring for Local Area Augmentation Systems Using the Global Navigation Satellite System,” Ph.D., August 1998.

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Sai Kalyanaraman: “High Accuracy Phase Tracking Using Software Adaptive Arrays,” Ph.D., August 2009. Arun Vydhyanathan: currently in the Ph.D. program (co-advised with M. Uijt de Haag) Courses Taught EE 101 (Introduction to Electrical Engineering): Fall 1999, Fall 2000, Fall 2001 EE 232 (Advanced Engineering Mathematics): Fall 1995 EE 310 (Linear Systems, Part 1 of 2): Winter 1994, Winter 1995 EE 312 (Linear Systems, Part 2 of 2): Winter 1996, Winter 1997, Spring 1998, Spring 1999 EE 395C (Comm and Emag Lecture/Lab Course): Co-taught with Chris Bartone: Spring 2005, Fall 2006 EE 478 (Digital Signal Processing): Fall 2003

EE 490 (Advanced Linear Systems and Introduction to Digital Signal Processing): Winter 2002

EE 495 (Senior Capstone Design): I have served as a senior project supervisor during 2000-2001, 2001-2002, 2002-2003, 2003-2004, 2004-2005 and 2006-2007 EE 495A, B, C (Senior Capstone Design): Co-taught with Angie Bukley: 2004-2005, 2006-2007 EE 495C: Spring 2004 EE 603 (Inertial Navigation Systems I): Winter 1998, Winter 2000, Winter 2002, Winter 2004, Fall 2005, Summer 2007, Winter 2011, Fall 2011 EE 604 (Inertial Navigation Systems II): Spring 2000, Spring 2002, Spring 2004, Winter 2006, Fall 2007 EE 605 (Satellite-Based Navigation Systems): Spring 1994, Fall 1995, Fall 1996, Fall 1998, Fall 2002, Winter 2012 EE 606 (Integrated Navigation Systems): Fall 1994, Spring 1996, Winter 1999, Summer 2000; Winter 2008 EE 607 (Navigation Receiver Design): Spring 1995, Spring 1997, Winter 2001, Summer 2002, Spring 2005

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EE 612 (GPS Multipath): Spring 2001 EE 690 (Propagation Anomalies in Spread-Spectrum Ranging): Fall 1997 EE 690 (GPS/INS Integration): Fall 2000, Fall 2004 EE 690 (GPS Receiver Design II): Spring 2003 EE 690 (GPS Receiver Signal Processing): Summer 2004 EE 790 (GPS Software Receivers): Fall 2003 University Committees Twice elected to the Faculty Senate (serving June 2000 through June 2005); member of the Professional Relations committee (2000 – 2003); member of the Promotion & Tenure committee (2003 – 2005)

Member of the University Council for Research, Scholarship and Creative Activity (Fall 2000 – Spring 2003) College Committees Member of the Cooperative Education Committee (Fall 1994 – Spring 1998)

Member of the Robe Leadership Institute Advisory Board (1998 – 2005) Member of the P&T Committee (2006 – present); Chair: 2008 - present School Committees Ad Hoc 395A,B,C implementation committee: 2001-2002 Annual Review and Raise Allocation Advisory committee; 2003-2005 Assessment committee; 1997 – 2003 Board of Visitors Implementation committee: 2000-2001 EE Design courses committee (chair); 2003-2005

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EE Senior Focus Ad Hoc committee (chair); 2003-2004

Foundations course committee (chair); Fall 2000 – Fall 2004

Graduate committee; 1999 – 2002 Introductory course committee (interim chair); Jan. 2002 – Dec. 2002

Library committee; 1998 – 2002 P&T committee (elected); Fall 2000 – Spring 2005; Chair: Fall 2006 - present Research committee (chair); 2001 – 2003

Professional Service: WGA Symposium, October 1993, Session Chairman, "Loran-C and GNSS Interoperability." Institute of Navigation National Technical Meeting, January 1994, Session Chairman, "Precision Aircraft Positioning and Landing Applications." Position Location and Navigation Symposium, PLANS '94, April 1994, Session co-chairman, "GPS and Ground-Based Navaids." Referee for NAVIGATION: Journal of the Institute of Navigation: 1994-1999. Judge for student session paper competition: Institute of Navigation ION GPS-95. Referee for IEEE Transactions on Aerospace and Electronic Systems: 1995-2005. Session Chairman: Institute of Navigation ION GPS-96. Session Chairman: International Loran Association Technical Symposium, November 1996. Elected 1997-98 Central Region Member-at-Large for the Institute of Navigation. Session Chairman: Institute of Navigation ION GPS-97. Technical Program Co-Chair: 54th Annual Meeting of the Institute of Navigation, June 1998. Elected 1998-99 Central Region Vice President for the Institute of Navigation.

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RTCA Special Committee 159 (GPS Standards): 1994-2001. General Chair: 55th Annual Meeting of the Institute of Navigation, June 1999. Appointed Finance Chair of the Institute of Navigation, 1999-2004. Referee for the AIAA Journal of Guidance, Control and Dynamics, 2000. Referee for GPS Solutions, 1999-2002.

Session Chairman: Institute of Navigation ION GPS-2001.

Session Chairman: Institute of Navigation ION GPS-2002. Session Chairman: Institute of Navigation ION GNSS-2004. Session Chairman: Institute of Navigation ION GNSS-2011. Associate Editor (Navigation) for the IEEE Transactions on Aerospace and Electronic Systems: 2006 - present. Consulting: GE/Harris Railway Electronics: 1995.

GPSoft LLC, 1996-present.

This work has involved software development and short-course teaching. The software developed consists of the GPSoft SatNav Toolbox, INS Toolbox and Navigation System Integration and Kalman Filtering Toolbox for MATLAB. Separately, on-site short-courses in GPS, INS and navigation system integration have been taught at companies such as ITT and Honeywell. Honeywell: 1995-96. ITT Industries, Advanced Engineering Services division: 2000.

LinCom: 1996. Navtech Seminars: 1994-2003; 2010-present. Tracking and Imaging Systems, Inc., 2005-2006.

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Expert Witness Service: Type of Matter: U.S. ITC, Investigation Number 337-TA-596 Client: Broadcom Law Firm: WilmerHale Case Name: In the Matter of Certain GPS Chips, Associated Software and Systems, and Products Containing Same Services provided: Expert witness. Expert reports, deposition, testimony at the hearing

Date: 2007 - 2008

Type of Matter: U.S. ITC, Investigation Number 337-TA-602 Client: Broadcom Law Firm: WilmerHale Case Name: In the Matter of Certain GPS Devices and Products Containing Same Services provided: Expert witness. Expert reports, deposition, testimony at the hearing

Date: 2007 – 2011 Type of Matter: U.S. ITC, Investigation Number 337-TA-657 Client: Honeywell Law Firm: Robins, Kaplan, Miller & Ciresi Case Name: In the Matter of Certain Automotive Multimedia Display and Navigation Systems, Components Thereof, and Products Containing Same Services provided: Expert witness. Expert reports, deposition, testimony at the hearing Date: 2009 Type of Matter: California Central District Court, Intellectual Property - Patent Client: Broadcom Law Firm: McAndrews, Held & Malloy; Keker & Van Nest; WilmerHale; Case Name: Broadcom Corporation v. SiRF Technology, Inc. Services provided: Expert witness. Expert reports, deposition.

Date: 2008 - 2011 Type of Matter: Patent Re-examinations Client: Broadcom Law Firm: Sterne, Kessler, Goldstein & Fox Case Name: N/A Services provided: Expert declarations.

Date: 2010

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Type of Matter: Patent Re-examination Client: TeleNav Inc. Law Firm: Sterne, Kessler, Goldstein & Fox Case Name: N/A Services provided: Expert declaration. Date: December 2010 Type of Matter: U.S. ITC, Investigation Number 337-TA-783

Client: Honeywell Law Firm: Robins, Kaplan, Miller & Ciresi Case Name: In the Matter of Certain Navigation Products, Components Thereof, And Related Software Services provided: Consulting expert. Expert report.

Date: 2011 – 2012 Type of Matter: Delaware District Court, Intellectual Property - Patent Client: Apple, Inc. Law Firm: O’Melveny & Myers Case Name: MobileMedia Ideas LLC v. Apple, Inc. Services provided: Expert witness. Expert report.

Date: 2011 - present


Background

For over 25 years I have been working on all aspects of probe vehicles, from the data

creation in the vehicle, through communications, data management and data

processing, to applications based on processed probe data. I've also worked to

develop and validate business models to support the collection of large volumes of

probe data. I have worked with vehicle manufacturers, tier 1 suppliers, government

and infrastructure providers, as well as "third-party" users of the data, such as

insurance and location intelligence companies. I have developed applications for

everything from traffic to safety to mapping. Through my advocacy and passion for

this topic I have instigated several large private and government programs in this

arena, usually as the thought leader. I have participated in many more.

Work History

TomTom BV. (Tele Atlas) 2008-2011

Director, Product and Prggram Management for ADAS I was global product

manager for ADAS (Advanced Driver Assistance Systems) and ‘Eco’ (green driving)

map content for TomTom Content Production Unit (formerly TeleAt|as). Responsible

for product definition, production and delivery. Developed ADAS & Eco product plans

across TomTom Business units. Supported marketing and business development of

vehicle and infrastructure products using probe data. Managed ADAS products and

development of BDAS (Behavioral Driver Assistance System) products, as well as

traffic management products introduced in 2011 and 2012.

Director of Research Responsible for growing TeleAtlas’s North American research

presence and managing all aspects of the research organization. Developed several

new concepts for map content and applications based on Mobile Mapping and

TomTom's unique sourcing capabilities from probe data. Developed data

processing architecture optimized for large volumes of probe data. Defined and

introduced BDAS concept and content.

Daimlerchrysler Research 8: Technology North America Inc. 1996-2007

VP of Intelligent Transgortation System Stratgy & Prgrams Responsible for

overall Intelligent Transportation Systems (ITS) research strategy and programs in

the US. Managed all aspects of interactions with govemment, transportation

industry, public and media on research topics. Led corporate technology

investigations into vehicle positioning, mapping and data content capabilities and

worked closely with technology suppliers.

Primary visionary and industry instigator for the Vehicle-Infrastructure Integration

program. This program provided the first widely accepted business model for

deployment of short range vehicle communications. This program addressed many

probe vehicle issues, in particular privacy and data standards and a business model.

Conducted extensive outreach to govemment and industry stakeholders through

personal connections and conferences.

Consulting Topics

Business models

Automotive

Transportation InfrastructureThird Parties

Insurance

Business Intelligence

Advertising

Applications

Behavioral Applications (BDAS)Traffic

Safety

Vehicle Diagnostics

Driver Evaluation and Profiling

MappingTelematics

Connected Vehicles

Data collection

Vehicle sensors

Positioning systems

Data conditioning

Data communications

Data compression

Communications protocols

Message Sets

Wireless systemsDSRC

Cellular

Data ProcessingData Models

Processing Methodology

Data Ownership

Privacy Issues

Work History

Daimlerchrysler Research & Technology North America Inc. (cont.)

Groug Manager, Telematics & Safety Responsible for projects and personnel;

technology management for positioning, mapping and remote sensing to develop

map and communications based vehicle safety systems. Developed algorithms and

Machine Leaming techniques for the processing of probe vehicle data to derive

highly accurate and quantifiable map geometry and traffic control system attributes.

Developed techniques for improved sensor fusion (GPS, radar, laser scanner and

video) in vehicles.

Initiated the Advanced Driver Assistance Systems (ADAS) field and initiated and

managed the Enhanced Digital Map project (with several vehicle manufacturers and

the US Govemment) which led to multiple intemational ADAS programs continuing

today. Founded and managed the Vehicle Safety Communications (VSC)

collaborative project (seven vehicle manufacturers and US govemment) which

proved the value and feasibility of short-range communications to govemment and

the transportation industry.

lnfonnation Access Inc. 1995-1996

Director of Technolggy Developed personal navigation and traffic information

systems for Consumer Electronic devices. Managed development of traffic

monitoring and notification system and integration of system into traffic operations

center in Houston, TX.

TRW Inc. 1986-1995

Product Manager Defined and developed off-board navigation system using paging

network as part of TRW Vehicle lnfonnation and Emergency Notification System.

Managed Automatic Collision Notification product development. Coordinated across

TRW business sectors. Lobbied Congress and professional organizations on E911

issues and worked with various standards organizations to certify and deploy

products.

Comorate Communications Manager Managed in-house video studio creating

marketing and promotional materials for govemment customers. Developed scripts,

produced video, audio and computer graphics.

Patents & Publications

Patents and Pending Patents in probe based mapping technology and applications

and positioning technology.

Publications and Presentations on vehicle safety and positioning technology and

DSRC communications technology, probe data and Intelligent Vehicle Applications.

Extensive experience with presentations for large audiences.

References: Available on request.

Professional Affiliations

Institute of Navigation (ION)

Society of Automotive

Engineers (SAE)

Institute of Electrical and

Electronic Engineers (IEEE)

Inside GNSS Advisory Board

ITS California (previously on

Board of Directors)

Vehicle Infrastructure

Integration Consortium

(previously on Board)

Volunteer Affiliations

North Star Academy,

Volunteer Teaching

Peninsula Open Space, Docent

Education

Stanford, Harvard

Continuing Education,Business

U.C. Berkeley, Continuing

Education, Engineering

U.C. San Diego, PhD. Program,

Astrophysics.

Princeton University, BA

Physics.


Clyde Harris

20666 Primrose Court, Deer Park, Illinois, USA 60010 : (847) 899-6060 [email protected]

PROFESSIONAL SUMMARY

Vice President of Sales and Business Development Experience – North and South America 22+ years combined Business and Engineering Experience in Telecom, OEM/Carriers,

Connected Home, Automotive, GPS/NAV system design, Emerging Markets, Software, Chipsets, Media Services, Digital Publishing/Distribution of Content for Smart Devices

Proven Track Record in Technical Sales and Business Leadership and Customer Closure Masters and Undergraduate Degrees in Engineering Strategic Account Executive Experience in North America International Business Development Experience – Asia and Latin America Senior Product Marketing Experience Sales Engineering Management and Software Development Experience Broad Product Experience from Software to Semi-conductor to Consumer Telecom Author and Presenter of Numerous Technical Publications for International Conferences,

Magazines and Training Courses (mainly Car Nav, Telematics, Location Based Services, etc.) Co-Author of Two Car Navigation related Patents (Motorola)

EMPLOYMENT ACCESS Systems Americas Oct 2008 – Present Vice President of Sales and Business Development –Americas

Member of Executive Staff of ACCESS Systems America. International Business Unit - Content and New Markets Vertical - (2010-2011)

Strategic Growth Initiative Focus on Media Services/Digital Publishing Software Solutions for Smart Devices (Tablets/Smartphones) targeting eBook/Content Publishers/Providers, eMagazines, Interactive Multi-media

Develop Lat Am emerging markets – Brazil / Mexico covering all markets with focus on Mobile, Content, and Connected Home DTV/STB.

Americas Business Unit - (2008–2010) - North and South America Territory Responsible for Sales/BD for NetFront Software including Media Services,

Applications, Platforms (Garnet (Previously Palm) and ALP Linux o/s and UI); Application products including B2B embedded software - Mobile Internet Browser; Widgets; DLNA/Media Sharing for DTV/STB, Internet Appliances; Content / eMagazine End to End Publishing Systems – Consumer and Enterprise, etc.

Managed Multi-Million Dollar Quota and 5 person Sales and Business team (3 Directors, 2 Managers and Lat Am Sales Representative agencies).

Managed Cellular Carrier Relationship Development team (2009). Business growth achievements

Strategic closure of embedded software with Tier One OEM (Motorola Cell phone Division) for mobile browser / widgets.

Expanded Amazon Account sales growth via browser design in on 2nd / 3rd Gen Amazon Kindle reader (Kindle 2 and Kindle DX)

New Market Business Expansion into Brazil and Mexico with reach to Argentina Presented – The ‘Inter’Connected Future – Mobile and Beyond for ACCESS at

Americas Com Event in Rio de Janeiro, Brazil (July 2010).

Zi Corporation Jan 2006 – Sept 2008 Director of Sales – North America

Responsible for Zi Sales throughout US and Canada for three major User Interface software product lines: Predictive Text; ‘Qix’ Search and Discovery UI; and Hand Writing Recognition – all having SDK (Software Development Kit) and/or UI (User Interface) offering

Pursued and developed key relationships with North American Carriers including Cingular, Telus, T-Mobile USA, Verizon, Sprint Nextel, Alltel and others.

Executed successful Push – Pull strategy (Carrier ‘Pull’ and OEM ‘Push) leading to specification of Zi eZiType software into a North America Carrier requirements - Telus eZiType on D90 Handset.

Continued Success with OEM Push – Carrier Pull Strategy recently closing key strategic Qix deal with Telus for 2008 roll out of Zi’s search and discovery Qix software product on two major cell phone manufacturer handsets – Press Released Feb 2008.

Fostered key strategic relationships and partnerships with major software and OEM/ODM manufacturers/

- Closed key strategic contract with major O/S software provider. Successfully specified new Zi product into Kyocera Wireless product roadmap. Established Strong Contacts in ‘adjacent’ target markets including Cell phone

Location Based Navigation/Services and TV set top box industry. Skyworks Solutions Inc. 2001* - 2005 (Formerly Conexant Wireless and Alpha Industries) Global Account Manager

Global Accounts – Motorola - Successfully managed large multi-million dollar annual sales quota to Motorola. - Effectively sold to key decision makers (Eng., Sr. Mgr., Director, and VP levels). - Managed Field Sales Representatives related to Motorola Sales. - Established strong customer relationships across many key sectors of Motorola

including PCS (Cellular), iDEN, GTSS (Infrastructure), CGISS (Two Way Radio), ACES (Automotive/Telematics).

- Conexant (formerly Rockwell Semi-Conductor) Product offering included Cellular chips/modules, GPS modules/modules, Images sensors/modules, etc. and related software

- Skyworks’ semiconductor product offering focused on the building blocks of wireless solutions, including: Power Amplifiers, Switches, RF front-end modules, RF subsystems, full Cellular system chipset solutions, and WLAN.

* Note: Skyworks formed in mid-2002 from merger of Conexant Systems Wireless Division and Alpha Industries.

Motorola 1989 – 2001 (Positions listed below starting with most recent) Sr. Product Marketing Manager Internet Software and Content Group

Wireless Digital Imaging Products - Effectively managed product marketing team responsible for developing new business

plans, product descriptions, product roadmaps and product launch activities for Motorola’s “Wireless Imaging” business. I.e. Motorola’s first Camera Phone initiative

Business Development Manager Personal Communications Sector - Cellular ("mobile device division")

Asia Business Development and Strategy - Increased 1999 Asia Pacific Business Revenue 2 times over 1998 Sales while

sustaining strong profits margins

- Responsible for strategic business development for entire Asia Pacific Region (Greater China, South Asia and Korea/Japan) for Motorola Cellular Aftermarket Accessories Business

- Developed and Maintained annual business plans, strategic pricing, new channel development, key product positioning and business operation enhancements for all Cellular Accessory Product Categories including: Power, Hands-Free, Data Connectivity and Personal Style.

Product Manager for StarTAC Clip-On Mobile Organizer

Sales Account Executive GPS (Global Positioning System) Products Business / Telematics

Strategic Account Responsibility – Direct External Sales - Captured several new major accounts selling GPS OEM Satellite Navigation

products including GPS core receiver boards and ASIC/RFIC GPS chipsets. - Focused U.S. Target Markets included Automotive, Telematics & Fleet Tracking - Closed Motorola GPS receiver sale into first GM OnStar system via

Delco/Delphi. - Managed Asia Pacific GPS Business – Increase sales 4 times over 3 year period.

Sales Engineering Manager Position and Navigation Systems Business

Successfully managed team of sales engineers providing world class GPS technical sales support to the customer base, distribution channels and global sales teams to various Position and location target markets

Sales Engineer Position and Navigation Systems Business - GPS

Provided Technical Sales support to GPS product sales team and customer base Created GPS technical sales material for sales calls and international seminars Authored numerous technical papers, application notes and user manuals.

Software Engineer Intelligent Vehicle and Highway Systems Business

Designed and coded positioning software for an In-Car Navigation System integrating GPS with Odometer/Compass sensors and digital map matching; in ‘C’ language.

Presented and Demonstrated In-Car Navigation/Location Based Service system and technology to major Automobile Companies in USA and abroad.

EDUCATION

Master of Engineering University of Calgary, Canada

Department of Engineering – Geomatics (Electronic Navigation and Mapping) Thesis: Car Navigation System – Prototype for a land-based, automatic vehicle

location and navigation system incorporating GPS, dead reckoning, digital street map databases, map matching, route determination and route instruction guidance.

Bachelor of Science - Engineering

University Of Calgary, Canada Major: Engineering - Geomatics (Electronic Navigation, GPS (Global Positioning

System), GIS (Geographic Information Systems), Geodesy, Digital Photogrammetry, Digital Terrain Modeling and Mapping, Inertial Guidance Systems.

PROFESSIONAL DEVELOPMENT

Corporate Training: Negotiating Across Cultures; Successful Negotiator; Telecommunications Technology courses; Seven Habits of Highly Effective People; Listening and Feedback Skills; Level 1 - Mandarin Chinese.

PATENTS US Patent # 5,436,840: “Vehicle position uncertainty area correction method and

apparatus” – Co-Author US Patent # 5,434,788: ”Sensory system for vehicle navigation” – Co-Author

INTERESTS

Art- Oil Painting, Playing Sports, Travel, People


Resume of Dr. Edward J. Krakiwsky, Ph.D., P.Eng.

Prior Art and Expert Witness Consulting Services

in Mapping, GPS and Vehicle Navigation Systems

Professor Emeritus, University of Calgary

Founding and Past Head of the Department of Geomatics Engineering, UofC

President, Krakiwsky Consultants Ltd.

Calgary, AB, CanadaTel: +1 403 239 1702

Cel: +1 403 870 0049

Fax: +1 403 254 6675

Email: [email protected]

Edward J. Krakiwsky holds the position of Professor Emeritus at The University of Calgary. In 1979 he

founded the Department of Geomatics Engineering, UofC and was Head until 1988. In 1992. he founded

Intelligent Databases International (IDI) Ltd. which offered consulting services in GPS, HS. and network

computing. IDI also developed Internet based solutions such as serving vehicle tracking information overthe lntemet. IDI was sold in 1999. His core areas of expertise are in mapping, mathematical modeling.

quality control and filtering in kinematic Positioning for GPS and Automatic Vehicle Location Systems. Heholds a doctorate in Geodetic Science from The Ohio State University (1968). He has written one textbook;

three electronic books on land, marine and air navigation systems; and published 80 scientific papers. For

several years, Dr. Krakiwsky was a writer for GPS World and ITS World Magazines. Dr. Kraltiwsky hasconsulted to several national and international firms. and governments. He holds several scientific. teaching,research and service awards.

Currently, he has been offering services as part of Krakiwsky Consultants Ltd. in patent prior art research,

and expert witness services in patent related litigation in GPS and Vehicle Navigation and Tracking. Thefollowing points describe his work and services:

I. Dr. Krakiwslty maintains a Database on Vehicle Navigation Systems built worldwide. and has a

library of publications from which the Database was made.

2. The Database contains the following four main types of navigation systems: fleet management

(tracking); advisory and guidance; autonomous; and portable.3. The 312 individual navigatioriftracking systems have a variety of navigation features recorded in

the Database. e.g., best route; turn-by-turn guidance; use of various communication technologies

(e.g., cellular, trunking. satellite communications. paging); rastor and vector maps. nomnavigableand navigable maps. and types of map displays and mapping icons; various types of sensors for

position determination (e.g.. Loran C, dead reckoning. GPS, NNSS, RDSS); and special auxiliary

functions like bus stop enunciation. panic button; plus other features.

4. The Database is supported by a library of printed publications. These publications were collected

over a ten-year period while being a Professor at The University of Calgary teaching IVHS, ITS.

GPS, Navigation Systems. He traveled to conferences, trade shows, and visited selected companies

building these navigation systems in the USA. Japan. United Kingdom, France. Holland, Spain,

Canada and Germany.

5. Dr. Krakiwslty has supplied copies of these articles to his clients over the years. They have used

them as background information and as legal-court. prior art documents. These library articles are

of various types, namely: refereed journal; patents; conference proceedings; press releases;

marketing brochures; trade magazine; and newspaper articles.

6. Dr. Krakiwsky has worked with numerous companies and their attorneys in the preparation ofcases.

Dr. Edward J. Krakiwsky, P.Eng., Ph.D., December 20, 2005

Resume of

EDWARD JULIAN KRAKIWSKY

Dip. Land Survey; B.Sc.; M.Sc.; Ph.D.; P.Eng.(Life-Time Member)

Professor Emertitus, The University ofCalgary, AB, Canada

Founding and Past Head Department ofGeomatics Engineering, UofC

Registered Professional Engineer (P.Eng. Rex.) in the Province ofAlberta, Canada

Birth Place: Calgary. AlbertaBirth Date: 19 December 1938

Marital Status: Married, one child

Office Phone: +1 403 239 1702

Fax: +1 403 254 6675

Cellular Phone: +1 403 870 0049

Email: [email protected]

Contents

1. Diplomas and Degrees

2. Awards, Honours and Scholarships

3. Professional Practice

4. Professional Service

5. Publications

6. Patents

Resume EJ. Krakiwsky l2l8!08

1968

1 965

1963

1959

2004

2000

1997

1996

1995

1993

1993

1992

1991

1988

1984

Resume

Page 2

1. Diploma and Degrees

PH.D. GeodeticfiS“cienEe.—T‘he Ohiostate uaaiefgity, C_oiu_n1tiiIs§,_()_H,_I_JL‘3'A ' _

M.Sc. Geodetic Science, The Ohio State University, Columbus, OH, USA

B.Sc. Geodetic Science, The Ohio State University, Columbus, OH, USA

Dip]. Land Survey, Southern Alberta Institute of Technology, Calgary, AB,Canada

2. Awards, Honours and Scholarships

Awarded a Life-Time Membership in APEGGA (Association of Professional

Engineers, Geologists, and Geophysicits of Alberta)

Distinguished Lifetime Leadership Award, Faculty of Engineering, The

University of Calgary (UofC), AB. Canada

ASTech (Alberta Science and Technology) Prize for Industrial Innovation

(Intelligent Databases International Ltd.. Calgary, AB, Canada)

Faculty of Engineering Teaching Excellence Award (Geomatics). UofC

Engineering Students’ Society Teaching Excellence Award, UofC

Killam Resident Fellowship Award for Research

Engineering Students‘ Society Teaching Excellence Award, UofC

Engineering Students‘ Society Teaching Excellence Award, UofC

Elected as a Fellow of the International Association of Geodesy (IAG) of the

International Union of Geodesy and Geophysics (IAG)

Appointed National Lecturer in Surveying Engineering by the Canadian

Association of Civil Engineering

Canadian Institute of Surveying and Mapping (CISM) Presidential Citation for

Outstanding Authorship of the textbook "Geodesy: The Concepts"

E.. Krakiwsky 12/8J'08

1982

1976

1974-75

1971

1968

1966

1965

1964

1963

1 962

1 962

I 962

1997-present

Resume

Page 3

Kaarina & Weikko A. Heiskanen Senior Award from The Ohio State

University (OSU), Columbus, USA for the Establishment of the Department

of Surveying Engineering, The University of Calgary

Canadian National Research Council (NRC) Exchange Scientist (Brazil - one

month)

Canadian National Research Council (NRC) Exchange Scientist (France - 12

months)

Canadian National Research Council (NRC) Sponsored Young Scientist to

Attend the IUGG Quadrennial Meeting, Moscow, Russia

Full Member Sigma Xi Scientific Research Society of North America

Heiskanen Geodetic Science Junior Award, The Ohio State University

(O.S.U.), Columbus, OH, USA

Junior Member Sigma Xi Scientific Research Society of North America

Wild Herrbrugg Geodetic (Surveying) Fellowship (North American) Award,

American Congress on Surveying and Mapping, Washington, D.C.

Dean's Honour Roll (O.S.U.)

lntemational Students Scholarship (O.S.U.)

Dean's Honour Roll (O.S.U.)

Alberta Queen Elizabeth Grant (to study at O.S.U.)

3. Full Time Professional Practice

Professor Emeritus

Place:

Duties:Department of Geomatics Engineering, UofC

Advisory Role; Member of Graduate Studies Examining Committees

in the areas of geodesy, statistical analysis, and vehicle location,

tracking and navigation. Consultant and Expert Witness assignments

to outside agencies and firms.

E.. Krakiwsky l2f8l08

1989- 1 997

1979-1989

1976-79

1971-1976

1968-71

1964-68

1964-68

Resume

Page 4

Professor

Place:

Duties:Department of Surveying (Now Geomatics) Engineering. UofC

Teach and research in the areas of geodesy, statistical analysis, and

vehicle location, tracking and navigation.

Professor and Head

Place: Department of Surveying Engineering, UofC

Duties: Establish a New Department; Develop Undergraduate. Graduate and

Research Programmes in surveying, mapping, navigation and

geomatics.

Professor

Place: Department of Surveying Engineering, University of New Brunswick

(U.N.B.), Fredericton, N.B., Canada

Duties: (a) Synthesize and rewrite lecture notes into a text book (contract

with North Holland Press, Amsterdam).

(b) Develop a research programme in inertial surveying and GPS

satellite positioning.

Associate Professor

Place: Department of Surveying Engineering, U.N.B.

Duties: (a) Develop lecture notes for a new series of courses in

mathematical modeling and statistical analysis.

(b) Develop a research programme in satellite methods for

surveying.

Assistant Professor

Place: Department of Surveying Engineering, U.N.B.

Duties: Develop lecture notes for a new series of courses in terrestrial and

satellite methods of surveying.

Teaching Assistant

Place: Department of Geodetic Science, The Ohio State University

(O.S.U.), Columbus, OH, USA

Duties: Assist in developing laboratory projects in surveying and geodesy.

Research Associate

Place: Department of Geodetic Science, 0.S.U.

E.. Krakiwsky I2f8l08

1962

1959-61

1958

1999-present

1 980~present

1995-1999

1995-1996

1993-1997

1992-1999

1990- 1 998

1990- 1 994

Resume

Page 5

Duties: Developing mathematical models and computer software for new

methods of terrestrial and satellite positioning.

Inspector of Utility Construction

Place:

Duties:City of Calgary Engineering Department

Collecting of field information for the quality control of construction

performed by contractors.

Instrumentman of Survey Party

Place:


Surveyor in charge of the layout of utilities such as roads, sewers,

sidewalks, cloverleafs; property surveying.

Rodman of Survey Party

Place:


Assistant to Surveyor in field demarcation of utilities.

Part Time Professional Practice

Prior Art Research and Expert Witnesss, for several legal and GPS relatedfinns in the USA

President and Founder of Krakiwsky Consultants Ltd, a consulting

company performing research services for firms around the globe

Advisory Board, ITS World Magazine, Eugene, OR, USA

Prior Art Research, Zexel Inc., CA, USA

Columnist, GPS World Magazine, Eugene, OR, USA

President and Founder of Intelligent Databases International Ltd.,

Calgary, AB, Canada

Scientific Advisor to Pulsearch Navigation Systems, Inc., and Position Inc.

Calgary, AB, Canada

Research Consultant to the Alberta GIS, Edmonton and EMR GIS, Ottawa

Objective: Development of Digital Map Standards for Land Navigation.

E.. Krakiwsky 1218308

1990-1994

1989

1989-90

1988-90

1988-1990

1986-1998

1983

1979-1981

1 977

1977-1979

Resumé

Page 6

Research Consultant to City of Calgary

Objective: Development of a Digital Map for Land Navigation.

Research Consultant to Department of (Canadian) National Defense

Objective: Development of Unmanned Air Navigation System.

Research Consultant to Motorola, Chicago

Objective: Development of an IVHS System.

Research Consultant to Transport Canada

Objective: Forecasting and Assessing Technologies for Land, Marine and

Air Navigation.

Research Consultant to Deisel Kiki, Japan

Objective: Market Analysis on Land Navigation.

Research Consultant to Pulsearch Navigation Systems Ltd.

Objective: Development of Land Navigation Products.

--Research Consultant to Geodetic Survey of Canada

Objective: GPS Research and Modern Specifications for Control Surveys.

Research Consultant to the Province of Alberta

Objective: Development of a Strategy for Readjustment of HorizontalControl Networks.

Research Consultant to the Province of Manitoba

Objective: Development of a Programme for Integrating Survey Data into

One system.

Educational Consultant to Land Registration and Information Service,

Summerside, PEI, Canada

Objective: To develop an educational programme for the re-education of

Land Surveyors and Engineers in the Maritimes in light of the

new coordinate system that is being implemented.

E.. Krakiwsky 1218308

1975-79

1975-1979

1974-1975

1 973

1970

1969

1 994- 1 996

1 992- I 995

1 993

1993

1990- 1 994

Resume

Page 7

Research Consultant to the Land Registration and Information Service,

Summerside, PEI, Canada

Objective: Advise on the Redefinition of the 36,000 Point Survey Networkin the Maritimes.

Professional Examiner, Ontario Land Surveying Association, Toronto.

Exchange Scientist with Centre Nationale d-Etudes Spatiale, Toulouse,France

Objective: Working with French Engineers to Develop Mathematical

Estimation Models for a Satellite Positioning System.

External Examiner, University of Lagos Surveying Engineering Programme,

Lagos, Nigeria

Research Consultant to the Federal Surveys and Mapping Branch, DEMR,Ottawa

Objective: Advise on the Development of Hardware and Software for

Satellite Methods of Surveying.

Member of Expedition to the Juneau Icefield, Alaska

Objective: Determine the Movements of Several Glaciers.

4. Professional Service

Member, Advisory Committee of the new USA [VHS journal

Vice-Chairman, Education Commission of the International Union of

Surveying and Mapping

Vice-Chairman, Technical Paper Committee of the 1993 International

Conference on Vehicle Navigation and Information Systems

Session Chair, VNIS '93 International Conference and IO1‘~l '93

Chairman, Canadian Committee of Positioning from Space, Advisory to the

Assistant Deputy Minister Sector of Surveying, Mapping and Remote Sensing,Ottawa

5.. Krakiwsky 1273703

1982-1991

1979-1989

1979-1989

1979-1989

1979-1980

1978

1977

1977-1979

1975-1977

1975- 1 977

1975

1974

1974

1972-1974

1969

Resumé

Page 8

President. Education Commission (IX) of the [ntemational Association of

Geodesy, Paris

Examiner, Western Canadian Board of Examiners for Land Surveyors

Member, Western Canadian Board of Examiners for Land Surveyors

Member, Board of Examiners, APEGGA

Chairman, Education Committee, CIS

Session Chairman, Second Intemational Symposium on Problems Related tothe Redefinition of North American Geodetic Networks

Member, Organizing Committee, Xth National Survey Teachers Conference,Fredericton

Chairman, Continuing Education Committee, CIS

Chairman, Geodesy and Control Surveys Committee, CIS

Councillor, Canadian Institute of Surveying

Canadian Representative to the International Association of Geodesy,IUGG, Grenoble, France

Chairman, Organizing Committee, First International Symposium on

Problems Related to the Redefinition of North American Geodetic Networks,

Fredericton

Member, Organizing and Resolutions Committee, Geodesy for Canada

Conference, Ottawa

Chairman, NRC Geodesy Subcommittee of the NRC Associate Committee of

Geodesy and Geophysics

Secretary, Canadian Institute of Surveying, Fredericton Branch

E.. Krakiwsky l2!8!08

Page 9

4. Publications

Refereed Journal Papers

Vanféek, P., M.R. Craymer, and E.J. Krakiwsky (2001). Robustness Analysis of Geodectic

Networks. Journal of Geodesy, Vol. 75, No.4, pp. 199-209.

Krakiwsky, E...‘., and J.F. McLellan (1995) Making GPS Even Better with Auxilary Devices.

GPS World, March, pp. 46-53.

Krakiwsky, E.J., and R. French (1995). Japan in the Driver's Seat. GPS World, October, pp.53-60.

Shi, J., E]. Krakiwsky and M.E. Cannon (1995). The Effects of Errors in the Initial Data on

the Reference Variance Factor and Accuracy Estimates. Journal of Geodesy, Vol. 70,

No. 5, pp. 250-255.

Krakiwsky, E..l., and C. Harris (1994). Communications for AVLN Systems. GPS World,

Vol. 5, No. 11, November, pp. 42-50.

Krakiwsky, EJ. (1994). Innovations in Vehicle Tracking and Navigation. GPS World, Vol.

5, No. 2, February, pp. 42-46.

Krakiwsky, E.J. and J .B. Bullock (1994). Digital Road Data: Putting GPS on the Map. GPS -

World, May 1994, Vol. 5, No. 6, May, pp. 43-46.

Abousalem, M.A., E.J. Krakiwsky, J.A.R. Blais and M.A. Chapman (1993), NAD27 to

NAD83: The Alberta Experience. Geomatics, Vol. 47, No. 1, Spring, pp. 9-17.

Gao, Y., l-3.]. Krakiwsky, M.A. Abousalem and J.F. McLellan (1993). Comparison and

Analysis of Centralized, Decentralized and Federated Filters. Navigation, Vol.40, No. 1,

Spring, pp. 69-86.

Hashimi, S.R., E.J. Krakiwsky and M.E. Cannon (1993), Educating Surveying-Geomatics

Engineers: United States and Canadian Perspectives, Surveying and Land Information

Systems, Journal of the American Congress on Surveying and Mapping, Vol. 53, No.

4, pp. 250-255.

Krakiwsky, E.J. (1993). Tracking the Worldwide Development of IVHS Navigation

Systems, GPS World, Vol. 4, No. 10, October. pp. 40-47.

Lu, (3., E.J. Krakiwsy and G. Lachapelle (1993). Applications of Inequality Constraint Least-

Squares to GPS Navigation Under Selective Availability. Manuscripta Geodaetica,

Vol. 18, No. 3, Springer Verlag, pp. 124-130.

Resumé E.. Krakiwsky l2{3.4'08

Page 10

Lachapelle, G., E.J. Krakiwsky, K.P. Schwarz and A. Chandan (1992). Navigation User

Requirements and Emerging Navigation Technologies for the Canadian Transportation

Sector. Canadian Journal of Civil Engineering, Vol. 19, pp. 1062-1 080.

Gao, Y., E.J. Krakiwsky and Z.W. Liu (1992). A New Algorithm for Filtering a Colored

Measurement Sequence. Manuscripta Geodaetica, Vol. 17, pp. 96-103.

Liu, Z.W., E.J. Krakiwsky and Y. Gao (1992). An Analysis of Three Methods for Filtering a

Coloured Measurement Sequence. Manuscripta Geodaetica, Vol. 17, pp. 87-95.

Gao, Y., E.J. Krakiwsky and J. Czompo (1992). A Robust Testing Procedure for the

Detection of Multiple Blunders. Journal of Surveying Engineering, Vol 8, No. 1, pp.1 1-23.

Hoffman, R.D., Dyment, MJ. and EJ. Krakiwsky (1992) DGPS, IVHS Drive GPS toward Its

Future. GPS World Showcase, December.

McLellan, J .F., E]. Krakiwsky, and J. Schleppe (1992). Application of GPS Positioning to

Management of Mobile Operations. Journal of Surveying Engineering, Vol. 119, No.2. 1713- 71-83.

Szabo, D., H. Martel! and EJ. Krakiwsky (1991). Propagation of Framework Uncertaintiesinto Densification Points. Canadian Institute of Surveying and Mapping Journal.

Krakiwsky, E.J. (1991). GPS Vehicle Location and Navigation. GPS World, May.

Biacs, Z.F., E.J. Krakiwsky, and D. Lapucha (1990). Reliability Analysis of Phase

Observations in GPS Baseline Estimation. Journal of Surveying Engineering, Vol.

116. No. 4. PP- 204-224.

Krakiwsky, EJ. and Biacs, Z. (1990). Least-Squares Collocation and Statistical Testing.

Bulletin Geodesique, Vol. 64, No. 1, pp. 73-87.

Buffet, B., K.P. Schwarz, E.J. Krakiwsky, S.M. Nakiboglu, and B. Wanless (1985). Effect of

Short Arc Orbit Improvement on GPS Positioning Accuracy, Canadian Geophysical

Union National Convention, Calgary, May 1985. Geophysics, Vol. 50.

Garrison, DR. and EJ. Krakiwsky (1985). An Overview of Distance Continuing Education

for the Surveying and Mapping Community. Colloquium on Surveying and Mapping

Education, Fredericton, June 11-14. Canadian Surveyor, Vol. 39, No. 4.

Mepham, MP. and EJ. Krakiwsky (1984). CANDSN: A Computer Aided Network Design

and Adjustment System. Canadian Surveyor, Vol. 38, No. 2, pp. 99-114.

Re-sumé E.. Krakiwsky I2l8l08

Page 11

Krakiwsky, E..l. (1982). Surveying and Mapping Education in Canada: Trends and

Prospects. (Invited - keynote paper). Special Centennial Issue of the Canadian

Surveyor.

Books

Krakivvsky, EJ. (1994). lnteiiigent Ship Navigation Systems Database, Version 1.0. An

Electronic Book on Smart Ship Navigation Systems in the World (Copyright, E.J.

Krakiwsky).

Krakiwsky, E..I. (1994). Intelligent Air Navigation Systems Database, Version 1.0- An

Electronic Book on Smart Air Navigation Systems in North America (Copyright, E.J.

Krakiwsky).

Krakiwsky, E.J. (1993). IVI-IS Navigation Systems Database, Version 4.5. An Electronic

Book on Vehicle Navigation Systems in the World. (Copyright, E.J. Krakiwsky).

Wells, D., D. Delikaraoglou, A. Kleusberg, E.J. Krakiwsky, G. Lachapell e, R.B. Langley, M.

Nakiboglu, K..P. Schwarz, J.M. Transquilla, and Vanicek, P. (1987). Guide to GPS

Positioning. Canadian GPS Associates, (500 pages).

Vanicek, P., and E.J. Krakiwsky (1986, Second Revised Edition). Geodesy: the Concepts.

North Holland Publishing Co., Amsterdam, (691 pages).

Vanicek, P. and EJ. Krakiwsky (1982). Geodesy: the Concepts. North Holland Publishing

Co., Amsterdam, (691 pages).

Monographs and Principle Reports

Krakiwsky, E.J. (1990. Editor). Toward World Surveying and Mapping Education.

Report on the Xlllth North American Surveying and Mapping Teachers Conference,

Banff, June 24 to 29. Report No. 60008 of the Department of Surveying Engineering,

The University of Calgary, Canada (63 pages).

Krakiwsky, 13.1.. G. Lachapelle and KP. Schwarz (1990). Assessment of Emerging

Technologies for Future Navigation Systems in the Canadian Transportation Sector.

Report No. 60007 of the Department of Surveying Engineering, The University of

Calgary, Canada (248 pages).

Krakiwsky. E.J. (1987). A Catalogue of Surveying and Mapping Programmes in the

World. Report of the Department of Surveying Engineering, The University of Calgary,

(309 pages).

Resumé E.. Krakiwsky l2I8l08

Page 12

Krakivvsky, E.J. (1987, Editor, Second Edition). Papers for the CISIVI Adjustment and

Analysis Seminar. The Canadian Institute of Surveying and Mapping, Ottawa,

(350 pages).

Krakiwsky, E.J. (1983, Editor). Papers for the CISM Adjustment and Analysis Seminar.

The Canadian Institute of Surveying and Mapping, Ottawa, (350 pages).

Papers in Referred Conference Proceedings

Bullock, J.B. and E.J. Krakiwsky (1995). The Diversity of lntellige-.nt Ship Navigation

Systrems. Proceedings of the ION National Technical Meeting, Anaheim, CA,

January 18-20. pp. 473-482.

Bullock, J.B. and E.J. Krakiwsky (1995). The Diversity of Intelligent Air Navigation

Systrems. Proceedings of the [ON National Technical Meeting, Anaheim, CA,

January 18-20, PD. 747-754.

Krakiwsky, E.J. (1995). An Analysis of Automatic Vehicle Location and Navigation

Systems Built Worldwide. Proceedings of the Second World Congress on Intelligent

Transportation Systems, Yokohama, Japan, November 9-11, pp. 22 16-2220.

Abousalem, M.A., James F. McLeIlan and E.J. Krakiwsky (1994). A New Quality Control

Technique for GPS Kinematic Positioning, IEEE Position, Location and Navigation

Symposium, 1994 (PLANS '94), April 12-15, Las Vegas, Nevada, pp. 621-628.

Bullock, J .B. and Krakiwsky, E.J. (1994). Analysis of the Use of Digital Road Maps in

Vehicle Navigation. Proceedings of IEEE Position, Location and Navigation

Symposium, 1994 (PLANS '94), April 12-15, Las Vegas, Nevada, pp. 494-501.

Abousalem, M.A. and E.J. Krakiwsky (1993). A Quality Control Approach for GPS-Based

Automatic Vehicle Location and Navigation Systems, IEEE Vehicle Navigation and

Information Systems Conference (VNIS '93), Ottawa, pp. 466-470.

Krakiwsky, E-J. (1993). The Diversity Among IV!-IS Navigation Systems Being Built

Worldwide, IEEE Vehicle Navigation and Information Systems Conference (VNIS

'93), Ottawa, pp. 433-436.

Krakiwsky, E.J., M. Abousalem, J.A.R. Blais and M.A. Chapman (1992). NAD27 to

NAD83: Good News. Geodesy Column, CISM Journal ACSGC, Vol. 46, No. I, pp.78-80.

Krakiwsky, E.J., and Ivan I. Mueller (1992). Towards World Surveying and Mapping

Education. Proceedings of the International Society for Photogrammetry and

Remote Sensing (IUSM Session), Washington, D.C., August 2-14, pp. 39-45.

Resume E.. Krakiwsky l2f8!08

Page 13

McLellan, J.F., E.J. Krakiwsky, J. Schleppe and P. Knapp (1992). The Nav TraxTM Fleet

Management System. Proceedings of the IEEE Position, Location and Navigation

Symposium (PLANS 92), March 25-27, pp. 509-515.

Gao, Y., E.J. Krakiwsky and J.F. McLe1lan (1992). Application of Federated Filter Design to

Kinematic GPS Positioning. Proceedings of the IEEE Position, Location and

Navigation Symposium (PLANS 92), March 25-27, pp. 314-320.

Langley, R.B. and Krakiwsky, EJ. (1992). The Role of Geodesy in Surveying and Mapping

Education. Proceedings of the International Society for Phi)-togrammetry and

Remote Sensing (IUSM Session), Washington, D.C., August 2-14, pp. 60-62.

McLel1an, J .F., E.J. Krakiwsky, D. Huff, E. Kitagawa and M. Gervois (1991). Fleet

Management Trials in Western Canada. Proceedings of the IEEE Vehicle Navigation

and Information Systems (VNIS 91) Conference, October 20-23, pp. 797-806.

Biacs, Z.F. and EJ. Krakiwsky (1990). Reliability Measures for Precise GPS Surveys.

Proceedings of the GPS 90 Symposium, Ottawa, Sept. 3-7.

Chandan, A., E.J. Krakiwsky, G. Lachapelle and K.P- Schwarz (1989). Multimodal

Navigation Technology Assessment. Proceedings of Vehicle Navigation and

Information System (VNIS 89) Conference, Toronto, September 11- 13, pp. 29-32.

McI_.ellan, J.F., J .R. Adams, M. Crocker, H. Oshizawa, EJ. Krakiwsky and H. Karimi (1989).

Dispatch Automatic Vehicle Location, Navigation, and Allocation Systems for the IPetroleum and Utility Industries. Proceedings of the CPA Colloquium V Surveying

and Mapping for the Petroleum Industry, October 4-6, Calgary, session 6, 16 pp.

Karimi, H. and E.J. Krakiwsky (1989). Automatic Vehicle Location Navigation in the Year

2000. Proceedings of the SAE Future Transportation Techn ology Conference,

Vancouver, August 7-10, pp. 27 - 32.

Harris, c. and E.J. Krakiwsky (1989). AVLN 2000” Automatic Vehicle Location and

Navigation System. Proceedings of the First Vehicle Navigation and Information

Systems Conference, Toronto, September 11-13, pp. 126-130.

Chandan, A., 13.1. Krakiwsky, G. Lachapelle, and K.P. Schwarz (1 989). Multirnodal

Navigation Technology Assessment. Proceedings of the First Vehicle Navigation and

Information Systems Conference (VNIS 89), Toronto, September 1 1 -13, pp. 29-32.

Lee, N., H. Karimi and 13.]. Krakiwsky (1989). Road Information Systems: Impact of GIS

Technology to Automatic Vehicle Navigation and Guidance. Proceedings of the First

Vehicle Navigation and Information Systems Conference, Toronto, September 11-13,

pp. 347-3 52.

Resume E.. Krakiwsky l 2z"8i"08

Page 14

Krakiwsky, E.J. (1989). Closing Remarks to the Land Navigation Conference, Miinster,

Germany. Proceedings of Land Navigation 1989, July 3-5, Miinster, pp. 561 - 562.

Steeves, R., Boal, 1)., Casey, M., Krakiwsky, E-J., Lachapelle, G.. and Wells, DE. (1988, in

press). Proceedings of the GPS User-Supplier Workshop, January 21-22, Ottawa,DEMR Publication.

Harris, C.B.. Kiesh, L.A., Krakiwsky, E.J., Karimi, H.A. and Lee, N.S .T. (1983). Digital

Map Dependent Functions of Automatic Vehicle Location Systems. Proceedings of

IEEE Position Location and Navigation Symposium, Orlando, Florida, November 29 -

December 2, pp. 79-87.

Karimi, H.A. and Krakiwslcy, E.J. ( 1988a). Design Concepts for Knowledge-based Route

Guidance Systems. Proceedings of IEEE Position Location and Navigation

Symposium, Orlando, Florida, November 29 - December 2, pp. 95-103.

Karimi, H.A. and Krakiwsky, E.J. (1988b). Intelligent Kinematic Route Guidance Systems.

Proceedings of the Canadian Conference on Electrical and Computer Engineering,

Vancouver, British Columbia, November 3-4.

Krakiwsky, E.J., Ham's, C.B. and Wong, R.V.C. (1988a). A Kalman Filter for Integration

Dead Reckoning, Map Matching and GPS Positioning. Proceedings of IEEE Position

Location and Navigation Symposium, Orlando, Florida, November 29 - December 2,

pp. 39-40. (Session Best Paper Award)

Krakiwsky, E.J., Kempe, A.B., Srajer, V., Karimi, I-I.A., Lockhart, I., Wade, R. (1988b). An

Automatic Vehicle Status, Location and Allocation System for Surface Mines.

Proceedings of the First Canadian Conference on Computer Atpplications in the

Mining Industry, Quebec, March 7-9. North Holland Press, Amsterdam, pp. 471-480.

Harris, C.B., Goss, R., Krakiwsky, E.J. and Karimi, H.A. (1987). Optimal Route Information

System - Automatic Vehicle Location (AVL) Route Determination. Proceedings of the

Urban Regional Information Systems Association, Calgary, NOV6I1'lb6l' 30 - December

1, pp. 29-41.

Lachapelle, G.. Krakiwsky, EJ. and Kennedy, E. (1987). Impact of the INIAVSTARIGPS on

Geographic Information Systems. Proceedings of the International Symposium on

Geometries Applied to Municipal Management, Montreal, November 4-6. The

Canadian Institute of Surveying and Mapping, Ottawa, pp. 181-193.

Karimi, I-I.A., Krakiwsky, E.J., I-larris, C., Craig, G. and G055, R. (1987). A Relation Data

Base Model for an AVL System and an Expert System for Optimal Route Selection.

Proceedings of Eighth International Symposium on Automation in Cartography,

Auto-Carto 8, Baltimore, Maryland, March 30 - April 2, pp. 584-593. (Honorable

Mention)

Resume E.. Krakiwsky 12.18/O8

Page 15

Krakiwsky, E.J., Karimi, H.A., Harris, C. and George, J. (1987a). Research into Electronic

Maps and Automatic Vehicle Location. Proceedings of Eigllth International

Symposium on Automation in Cartography, Auto-Carto 8, Ba_ltimore, Maryland,

March 30 — April 2, pp. 572-583.

Krakiwsky, E.J., George, J., Karimi, H.A. and Harris. C.B. (1987b). An Analysis of Land

Based Automatic Vehicle Location (AVL) Systems. Proceedings of the Engineering

Institute of Canada Centennial Conference, May 22, Montreal.

Krakiwsky, EJ. (1987). An Overview of Deformation, Measurement: Technologies and

Mathematical Modeling and Analysis (Invited Paper). Proceedings of Deformation

Measurements Workshop, Modern Methodology in Precise Engineering and

Deformation Survey - II, October 31 - November 1, 1986, MIT, Carrlbridge, U.S.A., pp.7-34.

Krakiwsky, E.J. and Gagnon, P. (1983, 1987). Least Squares Adjustment. In Krakiwsky,

E..I., ed., Papers for the CISM Adjustment and Analysis Seminars. The Canadian

Institute of Surveying and Mapping, Ottawa, pp. 108-149.

Gracie, G. and Krakiwsky, E.J. (1987). The Need for Adjustment and Analysis. In

Krakiwsky, E..I., ed., Papers for the CISM Adjustment and Analy sis Seminars. The

Canadian Institute of Surveying and Mapping, Ottawa, pp. 2-31.

Krakiwsky, EJ. (1986). Application of Modem Statistical Techniques to Inertial Positioning.

Proceedings of Third International Symposium on Inertial. Technology for _Surveying and Geodesy, Banff, September 16-20. The Canadian Institute of Surveying

and Mapping, Ottawa, pp. 497-510.

Mepham, M.P., Krakiwsky, E.J. and Mackenzie, AP. (1985). CANDS NI Adjustmellt and

Assessment of Surveying Networks. Proceedings Workshop on Mo dern Methodology

in Precise Engineering and Deformation Surveys, Calgary, April 13-19. Report of the

Department of Surveying Engineering, The University of Calgary, pp. 92-99.

Krakiwsky, EJ. (1985). Satellite and Inertial Surveying: Trends and E’1'ospects (Invited —

Review Paper). Proceedings of Inertial, Doppler and GPS El/Ieasllrements for

National and Engineering Surveys, Bundeswehr, Munchen, July 1-3 , Pp- 227-240-

Mackenzie, AP. and Krakiwsky, EJ. (1985). Adjustment and Post Ana-_lysis. Proceedings

Workshop on Modern Methodology in Precise Engineering and Deformation

Surveys, Calgary, April 18- 19. Report of the Department of Surveyijfig Engineering, The

University of Calgary, pp. 64-78.

Mackenzie, AP. and Krakiwsky, E.J. (1985). Adjustment Methodol ogy. Proceedings

Workshop on Modern Methodology in Precise Engineering and Deformation

Resume E.. Krakiwsky I 2!8t'08

Page 16

Surveys, Calgary, April 18- 19. Report of the Department of Surveying Engineering, The

University ‘of Calgary, pp. 7-18.

Krakiwsky, E.J., Wanless, B., Buffett, B., Schwarz, K.P. and Nakiboglu, S.M. (1985). GPS

Orbital Improvement and Precise Positioning. Proceedings First International

Symposium on Precise Positioning with the Global Positioning System, Rockville,

Maryland, April 15-19, pp. 73-86.

Krakiwsky, E.J. and Mackenzie, A.P. (1985). Network Design. Proceedings Workshop on

Modern Methodology in Precise Engineering and Deformation Surveys, Calgary,

April 18-19. Report of the Department of Surveying Engineering, The University of

Calgary, pp. 34-51.

Nakigoblu, S.M., Buffett, B., Schwarz, K.P., Krakiwsky, EJ. and Waniess, B. (1984). A

Multi-pass, Multi-Station Approach to GPS Orbital Improvement and Precision

Positioning. Proceedings of IEEE Position-Location and Navigation Symposium,

San Diego, California, November 26-29, pp. 153-162.

Krakiwsky, E.J. and Frankich, K. (1983). Surveying Education in Canada and the FIG. In

XVII Congress of the International Federation of Surveyors Commission,

Professional Education, Literature and Marketing of the Profession, FIG, Sofia,

Bulgaria, 2O6.6!1-206.631 1.

Krakiwsky, E.J. (1983). Analysis of Surveying and Mapping Programmes in Canada.

Proceedings of the International Symposium "Education in Geodesy", Mitteilungen

der geodatischen Institute der Technischen Universitat Graz, Folge: 42, Graz, Austria,

September 27-29. 1982, pp. 278-300.

Other Reports

Krakiwsky, E.J., J .B. Bullock and M. Casey (1995). Intelligent Ship Navigation Systems,

Contour, No. 6, pp. 7-14.

Krakiwsky, E.J., Z.F. Biacs and D. Lapucha (1989). Development of Reliability Quantifiers

for GPS Surveys. Report prepared for the Department E.M.R., Canada Centre for

Surveying and Mapping, Ottawa, 29 pages.

5. Patents

Restlmé E. . Krakiwsky l2J'8J'O8

Page 17

Roy, J ., J .L.A. Portsmouth, E.J. Krakiwsky, and S.E. Krakiwsky (2003). US Patent 6560565

Satellite-based Seismic Mobile Information and Control System. Assigned to Vcritas

DGC Inc. Filed April 4, 2000, Issued May 6, 2003.

Resumé E.. Krakiwsky l2!8I08




Sharon Lindsey West, Ph.D. (formerly Sharon W. Houck) Expertise

User Interface/ Experience Design GPS, inertial & data link integration Displays of location and navigation Infrared sensor operation & display Aircraft avionics

Flight test, civilian and military Project Management Product Prototyping General Aviation operations Military aircraft operations


Entrepreneur, engineer and pilot with over 20 years in the aviation and avionics industry resulting in deep knowledge of jet engines, military, civilian and uninhabited aircraft operations, differential GPS and inertial navigation systems, displays and user interfaces, software, and integrated avionics design and operation. Experienced in both theoretical and practical aspects of GPS, aircraft systems, and the human-machine interface.

Employment History

From: 2007 Legal Data Research LLC To: Present Position: Co-Founder & CEO Designed and implemented three web-based software-as-a-service

enterprise web sites: www.track1099.com, www.itcresearch.com and www.biocanary.com. Responsible for user interface design and experience as well as business development. Track1099 is an IRS e-file and e-delivery product that has served 1500 small businesses filing 1099-MISC forms. BioCanary.com and itcresearch.com crawl the Deep Web, organizing large quantities of government data for the legal and life science profession.



From: 2004 Menlo Aero LLC To: Present Position: Founder Engineering consulting firm specializing in User Interface design, gPS

and aircraft flight test. Clients include:

AMFitzgerald Assoc: Web user interface design and experience Amtec Corp. for the US Army’s Aberdeen Proving Grounds Novariant: Joint Strike Fighter precision GPS vertical landing

flight test SirF Technology: GPS chipset software integration of WAAS ICON Aircraft: Program leader for militarization studies

From: 2002 Seagull Technology To: 2004 Position: Director, Location-based Vehicle Systems Led GPS team for the US Army by operating an integrated GPS and

inertial navigation system on an uninhabited helicopter. Led SBIR Phase II team that created a GPS-based Automated Air Traffic System for the airport area. Awarded patent. Flight tested with NASA Ames Rotorcraft team. Successfully obtained and executed Phase I SBIR for the US Forest Service to develop and flight test integrated GPS and infrared sensors with moving maps for real-time forest fire situational awareness.

From: 1996 Stanford University To: 2001 Stanford, CA Position: Research Associate, GPS Lab, Dept. of Aero/Astro Designed and flight tested hardware and software using Linux, C, GPS

receivers and PC boards to precisely navigate multiple aircraft in formation using differential GPS. Designed and implemented a complex power conditioning system for a navigation grade Honeywell inertial navigation system that required outputs of 400 Hz/115V, 5VDC, and 12VDC with a 60 Hz input. Field tested in aircraft for more than two years. Re-engined and replaced actuators on a small uninhabited airplane for precision aerobatic attitude control using an autopilot. Installed and tested new GPS and inertial sensors. Flight tested at NASA Ames.



From: 1990 Strike Aircraft Test Squadron To: 1996 Patuxent River, MD Position: Senior Project Manager/Flight Test Engineer, F/A-18, Naval Air

Warfare Center Aircraft Division Led highly technical, multi disciplinary teams to accomplish more than

20 flight test projects of new hardware and software for the F/A-18 Hornet, with increasing levels of responsibility. Learned to speak in acronyms, read wiring diagrams that stretched for two meters and duck dive engine inlets. Coordinated participation with multiple government centers including NASA Langley, Glenn and Dryden, Applied Physics Lab, SpaWars, China Lake and Pt. Mugu. Projects included jet engine performance, auxiliary power unit performance, infrared signature measurement, mission computer software, sensor fusion, pressure sensitive paint, laser velocity sensors, JSF paintless aircraft, and the award-winning External Hydrogen Burning project which won Best Paper honors from the Society of Experimental Test Pilots. Went supersonic in an F-4, pulled 8g’s in an F/A-18, flew up/down, up/down, up/down in a Harrier, spent three miserable hours hanging outside an SH-60 helicopter.

Consulting History

From: See Menlo Aero LLC above To: Present Duties:


Date: 08/2010 Case: Rovicorp Project: C code review of Set Top box displays – research for testifying witness

Patents Patent Number Issue Date Title 6,950,037 9/27/05 Smart Airport Automation System



Education

Year College/University Degree 2001 Stanford University, Stanford, CA Ph.D., Aeronautics and Astronautics 1989 Purdue University, W. Lafayette, IN MSE, Mechanical Engineering 1987 Miami University of Ohio BS, Aeronautics, Summa Cum Laude

Publications Peer-reviewed Journals

Houck, S. and Powell, J.D., “Probability of Midair Collision During Ultra Closely Spaced Parallel Approaches”, AIAA Journal of Guidance, Control and Dynamics Vol. 26, No. 5, September–October 2003.

Conferences O. Clavier, S. Houck, D. Schleicher and P. Davis, “The Smart Airport Automation System (SAASY),” Seagull Technology, Campbell, CA AIAA-2003-5779 AIAA Guidance, Navigation, and Control Conference, Austin, Texas, Aug. 11-14, 2003. Houck, S. and Powell, J.D., “Assessment of the Probability of a Midair Collision During an Ultra Closely Spaced Parallel Approach,” AIAA Paper 2001-4205. Houck, S. and Powell, J.D., “Visual, Cruise Formation Flying Dynamics,” AIAA Paper 2000-4316, Aug. 2000. Houck, S. and Powell, J.D., “A Parametric Sensitivity Study of Ultra Closely Spaced Parallel Approaches,” Proceedings of the Digital Avionics Systems conference, Paper DASC-124, Oct 2000. Houck, S., Barrows, A., Parkinson, B., Enge, P., Powell, J., “Flight Testing of WAAS for Use in Closely Spaced Parallel Approaches,” Proceedings of the Institute of Navigation GPS conference, Sep. 1999. Houck, S. and Hepp, R., “Pressure Sensitive Paint Flight Test on the A-6 Intruder,” Proceedings of the IEEE Aerospace Sciences Conference, Mar. 1996. Houck, S., Dawson, F., and Hadfield, C., “National Aerospace Plane Flight Test: External Hydrogen Burning on the F/A-18,” Best Paper, Proceedings of the Society of Experimental Test Pilots Fall Symposium, Sep. 1991.



Houck, S. and Hoffman, J., “3Stream: A Model for Finite Rate, Supersonic, Hydrogen/Air Combustion,” Proceedings of the National Aerospace Plane (X-30) Symposium, Apr. 1989.

Technical Reports Forward Looking Infrared Enhancement System Phase II Small Business Innovative Research Program Final Report, December 31, 2003. Prepared for the US Department of Agriculture. Nex-Gen, Low Cost, Direct Geo-referencing of Aerial Images Phase I Small Business Innovative Research Program Final Report, July 2003. Prepared for NASA’s Stennis Space Center.

Navy Technical Reports, Naval Air Warfare Center, Patuxent River, MD “F/A-18 External Hydrogen Burning Flight Test of the NASA Lewis PSL-4 Free-Jet Model,” NATC Technical Report, 7 Oct 91. “Laser Velocimetry Sensor Preliminary Flight Test on the SH-60B Helicopter,” NAWCAD Technical Memorandum, 20 Sep 94. “F-15 Propulsion Controlled Aircraft Evaluation,” NAWCAD Quick Response Report, 6 Nov 93. “Evaluation of the F/A-18 Auxiliary Power Unit Modified Nozzle,” NATC Quick Response Report, 12 Oct 90. “Evaluation of an F/A-18 Auxiliary Power Unit Modified Nozzle,” NAWCAD Technical Report, 23 Jan 92. “KAF-18 and F/A-18 Combined Interrogator/Transponder Antennas/ F404-GE-400 Engine Compatibility,” NAWCAD Technical Report, 9 Mar 92. “F/A-18 External Hydrogen Burning: Detailed Description of Equipment, Procedures, and Flight Operations,” NAWCAD Technical Report, 1 Oct 92. “KAF-18 and F/A-18 Combined Interrogator/Transponder Antennas/F404-GE-402 Compatibility,” NAWC Quick Response Report, 30 Sep 93. “Recommendation for Incorporation of the Head’s Up Display Backup Altitude into the F/A-18C/D for 91C+ and 09C Operational Flight Programs,” FTEG, NAWCAD Executive Correspondence, Ser SA40/017 of 28 Feb 94.



Professional Associations and Achievements Member, Aircraft Owners and Pilots Association. 850 hours Pilot in Command Best Dissertation, Stanford University Dept. of Aero/Astro, 2001 Best Paper, Society of Experimental Test Pilots, 1991 Stanford Alpine Club, Rock Climbing Instructor

Silicon Valley Expert Witness Group A Thomson Reuters Company

Mountain View, CA

(650) 917-0700 Dallas, TX

(214) 575-4600 Washington, DC (202) 842-5030

E-mail: [email protected]

EXHIBIT 10 EXHIBIT 10

Jay A. Farrell 1 December 2011

Jay Allen Farrell Department of Electrical Engineering

University of California, Riverside, CA 92521 v: (951) 827-2159, c: (951) 827-2425, e-mail: [email protected]

EMPLOYMENT UNIVERSITY OF CALIFORNIA AT RIVERSIDE Professor, Electrical Engineering July 2001 – Present Chair of Electrical Engineering Department July 2011 – Present Chair of Electrical Engineering Department July 1998 – June 2001 Associate Professor, Electrical Engineering July 1997 – June 2001 Assistant Professor, Electrical Engineering Jan. 1994 – June 1997

Autonomous Vehicles. The objective of this research program is to develop the advanced navigation, control, and planning technologies necessary to enhance the demonstrated capabilities of autonomous vehicles. Support of this research includes: ONR and DARPA -- guidance and planning algorithms for chemical plume tracing; PATH & CALTRANS – centimeter accuracy vehicle; NSF – On-line approximation based control.

CHARLES STARK DRAPER LABORATORY Senior Member of Technical Staff June 1989 - January 1994

Planning, Situation Assessment, and Control for Autonomous Vehicles. This research combined robust estimation and control, adaptive and learning control, and artificial intelligence techniques to develop the perception, reasoning, and actuation capabilities required to support reliable, extended autonomous vehicle operation. Connectionist Learning Control Systems. This research developed the theory for and demonstrated applications of learning control systems as a method to accommodate modeling uncertainty in nonlinear dynamic systems. The research developed improved learning algorithms, alternative function approximation networks, and new learning control architectures.

EDUCATION UNIVERSITY OF NOTRE DAME Notre Dame, IN 46556 Doctor of Philosophy, Electrical Engineering May 1989 Major Area: Systems and Applied Mathematics Minor Area: Mathematics Master of Science, Electrical Engineering December 1987 IOWA STATE UNIVERSITY Ames, IA 50010 Bachelor of Science, Electrical Engineering May 1986 Degree Conferred With Distinction Bachelor of Science, Physics May 1986 Degree Conferred With Distinction

TEACHING Linear, Nonlinear, or Adaptive Systems and Control; State and Parameter Estimation; Dynamics and Simulation.

RESEARCH Intelligent autonomous vehicles; high precision vehicle state estimation; intelligent, nonlinear, adaptive control; cooperative, distributed control.

Selected Professional Service

Jay A. Farrell 2 July 2011

Awards • Charles Stark Draper Laboratory Recognition Award. For outstanding performance and achievement, 1991 • Charles Stark Draper Laboratory Recognition Award. For outstanding performance and achievement, 1993 • Engineering Vice Presidents Annual Award for Best Technical Publication: 1990

"Connectionist Learning Systems for Control," SPIE OE/Boston '90 • IEEE Fellow, January 2008 • Named a GNSS Leader to Watch for 2009-2010 by GPS World Magazine, May 2009 • 2009 recipient of the CSS Distinguished Member Award, December 2009 • AAAS Fellow, February 2011 • A Winner of Connected Vehicle Technology Challenge -- sponsored by U.S. Department of Transportation’s

(DOT’s) Research and Innovative Technology Administration (RITA) July 2011:

Conference Organization & Journal Associate Editorship • Financial Chair, 1995 IEEE Conf. on Decision and Control, New Orleans, LA • Local Arrangements Chair, 1997 IEEE Conf. on Decision and Control, San Diego, CA • Associate Editor, IEEE Transactions on Automatic Control, 1997-1999 • Member, IEEE Control Systems Society Conf. Editorial Board, 1994-1998. • Financial Chair, 2001 IEEE Conf. on Decision and Control, Orlando, FL • Financial Chair, 2003 IEEE Conference on Decision and Control • Guest Editor for IEEE Control Systems Magazine Special Issue on Kalman Filtering, 2010. • General Vice-Chair, 2011 Joint European Control Conf., IEEE Conference on Decision and Control • General Chair of the 51st IEEE Conf. on Decision and Control, December 2012 Professional Society Leadership • Elected member of the IEEE Control Systems Society Board of Governors, Jan. 2003-Jan. 2006. • IEEE Control System Society Vice President of Financial Affairs, Jan. 2005-Dec. 2006. • IEEE Control Systems Society Vice-President: Technical Activities, Jan. 2007-Dec. 2008. • Chair of the Ad-hoc Committee on Web-based financial reporting appointed by the IEEE CSS Executive

Committee, May 2008-Jun. 2008. • Chair of the Ad-hoc Committee on New Technical Awards appointed by the IEEE CSS Executive Committee,

Sep. 2008-Dec. 2008. • Member of Task Force to negotiate and write-up of an MOU with Papercept, Nov. 2010-Nov. 2011. • Elected member of the IEEE Control Systems Society Board of Governors, Jan. 2012-Jan. 2014.

Plenary and Panel Presentations • Invited Member of Panel Discussion on the Future on Neural Network Research at the International Symposium

on Neural Networks, Nanjing, China, June 2007. • Invited workshop on self-organizing on-line approximation based control at the 2007 International Symposium

on Neural Networks, June 3, 2007, in Nanjing China, June 2007. • Member of the Plenary Panel at the 2007 International Symposium on Neural Networks, June 5, 2007, in

Nanjing China. Plenary panelists: S. N. Balakrishnan, Tamer Basar, Tianyou Chai, Jay A. Farrell, DeyiLi, Thomas Parisini, Marios M. Polycarpou, Zengqi Sun, Jun Wang, Paul Werbos, Zongben Xu, June 2007.

• Plenary presentation entitled ''Vehicle Autonomy and Intelligent Control: Where are we and What Lies Ahead?'' at the IEEE Control Systems Society (CSS), Multiconference on Systems and Control, San Antonio, TX, Sept. 2008.

• Member of moderated panel on the ''50th Anniversary of the Kalman Filter'' at the 2010 Institute of Navigation (ION) Global Navigation Satellite System (GNSS) conference. The participation included a 30 minute presentation by each panelist plus group discussion, questions, and answers. September 2010.

Selected Academic Service


Department ● Jul. 1998-Jun. 2001: EE Department Chair

Accomplishments for 1998-1999: Hired 3 new faculty, Established joint Computer Engineering Program with Department of Computer Science and Engineering, Established EE Department Staff;

Accomplishments for 1999-2000: Hired 3 new faculty, Negotiated and obtained EE Graduate Program block grant, Prepared ABET accreditation review materials (167 pages) for EE program, Prepared ABET accreditation review materials (249 pages) for CE program.

Accomplishments for 2000-2001: Hired 2 new faculty, passed ABET review, prepared graduate program review, designed and planned second engineering building.

● Sep. 2001-Jun. 2003: Electrical Engineering & Computer Engineering, Undergraduate Advisor and Chair of

UG Committee ● Jul. 2006-Jun. 2007: Electrical Engineering, Undergraduate Adviser and Chair of the UG Committee ● Sep. 2006-Jun. 2007: Chair, EE Workload Definition Committee ● Jul. 2011-Present: EE Department Chair

Goals: Initiate endowment funds for Chaired Faculty and student support, stabilize and grow the research faculty, revise lower division undergraduate curriculum, manage GAANN proposal, manage the 2012 ABET evaluation.

College ● Sep. 2009-Aug. 2012: Chair of the Faculty of the Bourns College of Engineering. ● Oct. 2009-To Present: Faculty adviser for the ION-UCR student club. Campus ● Nov. 2002-Jan. 2003: Participant Chancellor's Planning Retreat ● Sep. 2003-Jun. 2006: Committee on Academic Personnel (CAP) ● Aug. 2007-Jul. 2010: Shadow CAP ● Jul. 2007-Jun. 2009: Planning and Budget ● Feb. 2009-Jun. 2009: UCR Budget Advisory Committee EVC/P led committee. I was one of 6 faculty. Later expanded to include several more. ● Mar. 2009-Jun. 2009: UCR BAC Steering Committee

EVC/P led committee including heads of two administrative units, two Deans, and two faculty. Its objective was to consider the information provided from various campus sources to determine principles and recommendations for implementation of the required budget cuts. Those principles and recommendations were presented to the UCR budget advisory committee and to Chancellor White.

● Jun. 2009-Jun. 2010: Academic Personnel Task Force Appointed by EVC/P: The charge to the Task Force is to examine and recommend on ways we might improve

the academic personnel process, starting from the preparation of academic personnel files in the Departments through to when they are signed off on by the EVC/P or Chancellor.

● Sep. 2009-Jun. 2010: Chair of the UCR Strategic Planning Resources, Budget Planning and Infrastructure Subcommittee This committee was appointed by the Executive Vice Chancellor and Provost with the charge: To evaluate and

make recommendations on economic models, resource generation and cost structure and budgetary transparency. To examine and make recommendations on ways to increase the effectiveness and efficiency of the campus infrastructure, including administrative structure, business affairs, facilities, and services in support of the teaching and research missions.

● Sep. 2009-Jun. 2010: Member, UCR Strategic Planning Steering Committee ● Sep. 2009-Aug. 2012: Member, UCR Academic Senate Executive Committee ● Jan. 2011-Dec. 2011: Member of UCR's Chancellor's Budget Advisory Council

Teaching and Student Supervision

1. Typical Courses

Undergduate Courses: Dynamic Systems and Simulation. Automatic Control. Linear Methods for Engineering

Analysis and Design using MATLAB

Graduate Courses: Nonlinear Systems and Control. State and Parameter Estimation. Aided Navigation Systems.

GPS/GNSS. Linear Systems. Stochastic Processes

II. Graduate Student Instruction.

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Mr. Djapic won the bestpaper in hissession award at the 2008 American


Teaching and Student Supervision

Yu Lu is the Institute ofNavigationSouthern Califomia Section 2006Graduate Student scholarship winner

IV. Other Teaching / Misc. Supervision.

Mentorshi n of Graduates

Paul Miller

Paul airolled in my Spring 2006 oflering ofEE260Aided Navigation. Afierthe class, we continued to interact to extended his groups courseproject toa rail world application. Ultimately, he earned a Pentagon Top NmgvScientist or Engineer awardfor the extendedproject. His nomination lists

' itan E.

Ma 2010 -January 2011 May 2012 Devin Auclait, Dennis Kwon, Seyed Mmtazavi, Ami: Rustamzadeh,

Daniela Gutierrez

Visiting faculty


Bibliography of Publications

Jay A. Farrell 6 August 2011

Technical Publications a. Books 1. J.A. Farrell, M. Barth, ''The Global Positioning System and Inertial Navigation: Theory and Practice, New

York: McGraw-Hill Publishing, 370 pp, 1999. 2. J. A. Farrell, M. M. Polycarpou, ''Adaptive Approximation Based Control: Unifying Neural, Fuzzy, and

Traditional Approximation Based Approaches,'' Adaptive and Learning Systems for Signal Processing, Communications and Control Series, Hoboken, NJ, John Wiley, S. Haykin (Ed.), 436 pages, 2006.

3. J. A. Farrell, ''Aided Navigation Systems: GPS and High Rate Sensors,'' New York, NY, McGraw-Hill, W.

Rinaldi (Ed.), 552 pages, 2008. b. Journal Articles 1. A.N. Michel, J.A. Farrell, W. Porod, ''Qualitative analysis of neural networks. Information and Decision

Technologies,'' IEEE Trans. Circuits & Syst, vol. 14, no. 3, pp. 169-194, 1988. 2. A.N. Michel, J.A. Farrell, W. Porod, ''Qualitative analysis of neural networks,'' IEEE Trans. Circuits & Syst.,

vol. 36, pp. 229-243, 1989. 3. R.K. Miller, A.N. Michel, J.A. Farrell, ''Quantizer effects on steady-state error specifications of digital

feedback control systems,'' IEEE Trans. Automat. Contr., vol. 34, pp. 651-654, 1989. 4. J.A. Farrell, A.N. Michel, ''Estimates of asymptotic trajectory bounds in digital implementations of linear

feedback control systems,'' IEEE Trans. Automat. Contr., vol 34, pp. 1319-1324, 1989. 5. A.N. Michel, J.A. Farrell, ''Associative memories via artificial neural networks,'' IEEE Contr. Syst. Mag., vol.

10, no. 3, pp. 6-17, 1990. 6. A.N. Michel, J.A. Farrell, H.F. Sun, ''Analysis and synthesis techniques for Hopfield type synchronous

discrete time neural networks with application to associative memory,'' IEEE Trans. Circuits & Syst., vol. 37, pp. 1356-1366, 1990.

7. J.A. Farrell, A.N. Michel, ''A synthesis procedure for Hopfield’s continuous-time associative memory,'' IEEE

Trans. Circuits & Syst., 37, pp. 877-884, 1990. 8. J. Farrell, T. Berger, B. Appleby, ''Using learning techniques to accommodate unanticipated faults,'' IEEE

Contr. Syst. Mag., Special Issue on Intelligent Control, June, vol 13, no. 3, pp. 40-49, 1993. 9. J. Farrell, B. Clauberg, ''Issues in the implementation of an indirect adaptive control system,'' IEEE J.

Oceanic Eng., vol. 18, pp. 311-318, 1993. 10. M.M. Livstone, J.A. Farrell, M.A. Dahleh, ''Comments on least squares methods for H∞ control oriented

system identification,'' IEEE Trans.Automat. Contr., vol. 39, p. 1531, 1994. 11. J. Farrell, M. Livstone, ''Calculation of discrete-time process noise statistics for hybrid

continuous/discrete-time applications,'' Optimal Control: Application and Methods, vol. 17, no. 2, pp. 151-155, 1996.



12. J.A. Farrell, ''Motivations for local approximators in passive learning control,'' Journal of Intelligent Systems and Control, vol. 1, no. 2, pp. 195-210, 1996.

13. J. Chen, J.A. Farrell, C. Nett, K. Zhou, ''H∞ identification of multivariable systems by tangential interpolation

methods,'' IEEE Transactions on Automatic Control, vol 41, no. 12, pp. 1822-1827, 1996. 14. J.A. Farrell, ''Persistence of excitation conditions in passive learning control,'' Automatica, vol 33, no. 4, pp.

699-703, 1997. 15. J. Farrell, M. Djodat, M. Barth, M. Grewel, ''Latency compensation for differential GPS,'' Navigation: The

Institute of Navigation, vol. 44, no. 1, pp. 99-107, 1997. 16. J. Farrell, ''On performance evaluation in on-line approximation for control,'' IEEE Transactions on Neural

Networks, vol 9, no. 5, pp. 1001-1007, 1998. 17. J. Farrell, ''Stability and approximator convergence in nonparametric nonlinear adaptive control,'' IEEE

Transactions on Neural Networks, vol. 9, no. 5, pp. 1008-1020, 1998. 18. A. Wistrom, J. Farrell, ''Simulation and system identification of dynamic models for flocculation control,''

IAWQ Journal Water Science and Technology, vol 37, no. 12, pp. 181-192, 1998. 19. N. Sureshbabu, J.A. Farrell, ''Wavelet based system identification for nonlinear control applications,'' IEEE

Trans. Automatic Control, vol. 44, no. 2, pp. 412-417, 1999. 20. J.Y. Choi, J.A. Farrell, ''Nonlinear adaptive control using networks of piecewise linear approximators,”,''

IEEE Transactions on Neural Networks, vol 11, no. 2, pp. 390-401, 2000. 21. J. Farrell, T. Givargis, ''Differential GPS reference station algorithm: Design and analysis,'' IEEE

Transactions on Control Systems Technology, vol 8, no. 3, pp. 519-531, 2000. 22. J. Farrell, T. Givargis, M. Barth, ''Real-time differential carrier phase GPS-aided INS,'' IEEE Transactions on

Control Systems Technology, vol 8, no. 4, pp. 709-721, 2000. 23. W. Li, X.G. Chang, F. Wahl, J. Farrell, ''Tracking control of a manipulator under uncertainty by FUZZY P+I

D controller,'' Fuzzy Sets and Systems, Elsevier Science: North Holland, vol 122, pp. 125-137, 2001. 24. W. Li, X.G. Chang, J.A. Farrell, F.M. Wahl, ''Design of an Enhanced Hybrid Fuzzy P+ID Controller For a

Mechanical Manipulator,'' IEEE Systems, Man, and Cybernetics - Part B: Cybernetics, 31, 6, 938-945, 2001. 25. W. Li, J.A. Farrell, R.T. Cardé, ''Tracking of Fluid-Advected Odor Plumes: Strategies Inspired by Insect

Orientation to Pheromone,'' Adaptive Behavior, 9, 3/4, 143-170, 2001. 26. J.Y. Choi, J.A. Farrell, ''Adaptive observer based backstepping control using neural networks,'' IEEE

Transactions on Neural Networks, vol 12, no. 5, pp. 1103-1112, 2002. 27. J. Stoev, J.-Y. Choi, J.A. Farrell, ''Adaptive control for output feedback nonlinear systems in the presence of

modeling errors,'' Automatica, 38, 10, 1761-1767, 2002. 28. J.A. Farrell, J. Murlis, W. Li, R.T. Carde, ''Filament-Based Atmospheric Dispersion Model to Achieve Short

Time-Scale Structure of Odor Plumes,'' Environmental Fluid Mechanics, vol. 2 2002, pp. 143-169, 2002. 29. Y. Yang, J.A. Farrell, ''Magnetometer and Differential Carrier Phase GPS aided INS for Advanced Vehicle

Control,'' IEEE Trans. Robotics and Automation, 19, 2, 269-183, 2003. 30. Y. Yang, J.A. Farrell, ''Two Antenna GPS aided INS for Attitude Determination,'' IEEE Trans. on Control

Systems Technology, 11, 6, 905-918, 2003.



31. J.A. Farrell, S. Pang, W. Li, ''Plume Mapping via Hidden Markov Methods,'' IEEE Trans. SMC-B, 33, 6,

850-863, 2003. 32. J.A. Farrell, H.S. Tan, Y. Yang, ''Carrier Phase GPS-aided INS based Vehicle Lateral Control,'' ASME

Journal of Dynamics Systems, Measurement, & Control, 125, 3, 339-353, 2003. 33. J. A. Farrell, M. Polycarpou, M. Sharma, ''Longitudinal Flight Path Control using On-line Function

Approximation,'' AIAA Journal of Guidance, Control and Dynamics, 26, 6, 885-897, 2003. 34. J. Nakanishi, J. A. Farrell, S. Schaal, ''Composite Adaptive Control with Locally Weighted Statistical

Learning,'' Neural Networks, 18, 1, 71-90, 2005. 35. J. A. Farrell, S. Pang, W. Li, ''Chemical Plume Tracing via an Autonomous Underwater Vehicle,'' IEEE J. of

Oceanic Engineering, 30, 2, 428-442, 2005. 36. J. A. Farrell, M. Sharma, M. Polycarpou, ''Backstepping-Based Flight Control with Adaptive Function

Approximation,'' AIAA Journal of Guidance, Control and Dynamics, 28, 6, 1089-1102, 2005. 37. W. Li, J. A. Farrell, S. Pang, R. M. Arrieta, ''Moth-Inspired Chemical Plume Tracing on an Autonomous

Underwater Vehicle,'' IEEE Transactions on Robotics, 22, 2, pp. 292-307, 2006. 38. S. Pang, J. A. Farrell, ''Chemical Plume Source Localization,'' IEEE Systems, Man, and Cybernetics - Part B:

Cybernetics, 36, 5, 1068-1080, 2006. 39. Y. Zhao, J. A. Farrell, ''Locally Weighted Online Approximation Based Control for Nonaffine Systems,''

IEEE Transactions on Neural Networks, 18, 6, 1709-1724, 2007. 40. Y. Zhao, J. A. Farrell, ''Self-organizing Approximation Based Control for Higher Order Systems,'' IEEE

Transactions on Neural Networks, 18, 4, 1220-1231, 2007. 41. W. Dong, J. A. Farrell, ''Cooperative Control of Multiple Nonholonomic Mobile Agents,'' IEEE Transactions

on Automatic Control, 53, 6, 1434-1448, 2008. 42. W. Dong, J. A. Farrell, ''Formation Control of Multiple Underactuated Surface Vessels,'' IET Control Theory

and Applications, 2, 12, April, 1077-1085, 2008. 43. Y. Zhao, J. A. Farrell, ''Localized Adaptive Bounds for Approximation Based Backstepping,'' Automatica, 44,

10 2008, 2607-2613, 2008. 44. J. A. Farrell, M. Polycarpou, M. Sharma, W. Dong, ''Command Filtered Backstepping,'' IEEE Transactions

on Automatic Control, 54, 6, 1391-1395, 2009. 45. W. Dong, J. A. Farrell, ''Decentralized Cooperative Control of Multiple Nonholonomic Dynamic Systems

with Uncertainty,'' Automatica, 45, 3, 706-710, 2009. 46. P. Miller, J. A. Farrell, Y. Zhao, V. Djapic, ''Autonomous Underwater Vehicle Navigation,'' May, IEEE

Journal of Ocean Engineering, 35, 3 663-678, 2010.

Miller won a 2008 Navy Top Scientists and Engineers Award for his efforts on research related to this article. His nomination for that award cites Farrell as his mentor. As of Sept. 2008, this paper is accepted subject to minor modifications. The paper ID is TCST-2008-0250.

47. B. Song, A. Kamal, C. Soto, C. Ding, A. Roy-Chowdhury, J. A. Farrell, ''Tracking and Activity Recognition through Consensus in Distributed Camera Networks,'' IEEE Transactions on Information Processing, 19, 10, September 2010, 2564 - 2579, 2010.



48. B. Song, C. Ding, A. T. Kamal, J. A. Farrell, A. K. Roy-Chowdhury, ''Distributed Camera Networks:

Integrated Sensing and Analysis for Wide Area Scene Understanding,'' May, IEEE Signal Processing Magazine,, May 2011, 20-31, 2011.

Journal Articles (In Press) 49. W. Dong, J. A. Farrell, M. M. Polycarpou, V. Djapic, M. Sharma, ''Command Filtered Adaptive

Backstepping,'' February, IEEE Trans. on Control Systems Technology, regular paper, 2011. 50. W. Dong, Y. Zhao, Y. Chen, J. A. Farrell, ''Tracking Control for Nonaffine Systems: A Self-organizing

Approximation Approach,'' August, IEEE Transactions on Neural Networks, regular paper, 2011. 51. A. Ramanandan, A. Chen, J. A. Farrell, ''Inertial Navigation Aiding by Stationary Updates,'' August, IEEE

Transactions on Intelligent Transportation Systems, regular paper, 2011. 52. C. Ding, B. Song, A. Morye, J. A. Farrell, and A. Roy-Chowdhury, ''Collaborative Sensing In A Distributed

PTZ Camera Network,'' December, IEEE Transactions on Information Processing, regular paper, 2011. 53. A. Vu, A. Ramanandan, A. Chen, J. A. Farrell, M. Barth, ''Real-Time Computer Vision/DGPS-Aided Inertial

Navigation System for Lane-Level Vehicle Navigation,'' December, IEEE Transactions on Intelligent Transportation Systems, regular paper, 2011.

c. Symposia/Conference Proceedings 1. A. Michel, J. Farrell, W. Porod, ''Qualitative analysis of neural networks,'' Int. Symp. Mathematical Theory of

Networks and Systems, Phoenix, Arizona, June 1987, 1-8, 1987. 2. A. Michel, J. Farrell, W. Porod, ''Qualitative analysis of neural networks: Local theory,'' Proc. 25th Ann.

Allerton Conf., University of Illinois, Urbana, Illinois, September 1987, pp. 989-992, 1987 (Non-Refereed). 3. A. Michel, W. Porod, J. Farrell, ''Stability results for neural networks,'' IEEE Conf. Neural Inform. Proc.

Syst., Denver, Colorado, November 1987, pp. 51-55, 1987 (Non-Refereed). 4. J. Farrell, A.N. Michel, ''Asymptotic trajectory bounds in digital implementations of linear feedback control

systems,'' Proc. 22nd Ann. Conf. Inform, Sciences & Systems, Princeton, New Jersey, March 1988, pp. 1877-1881, 1988 (Non-Refereed).

5. A.N. Michel, J.A. Farrell, W. Porod, ''Qualitative analysis of neural networks,'' Proc. IEEE Int. Symp.

Circuits & Syst., Helsinki, Finland, June 1988, pp. 989-992, 1988. 6. J. Farrell, A. Michel, ''New estimates of asymptotic trajectory bounds for digital filters: Improved results,''

Proc. 26th Annual Allerton Conf. Communication, Control, & Computing, University of Illinois, Urbana, Illinois, September 1988, pp. 852-861, 1988 (Non-Refereed).

7. R.K. Miller, A.N. Michel, J.A. Farrell, ''Quantizer effects on steady-state error specifications of digital

feedback control systems,'' Proc. 27th IEEE Conf. Decision & Control, Austin, Texas, December 1988, pp. 1897-1901, 1988.

8. J.A. Farrell, A.N. Michel, ''Estimates of asymptotic trajectory bounds in digital implementations of linear

feedback control systems,'' Proc. 27th IEEE Conf. Decision & Control, Austin, Texas, December 1988, pp. 1877-1882, 1988.



9. A.N. Michel, J.A. Farrell, H.F. Sun, ''Analysis techniques for Hopfield type synchronous discrete time neural networks,'' Proc. 1989 Conf. Information Sciences & Systems, Baltimore, Maryland, March 1989, pp. 597-602, 1989 (Non-Refereed).

10. A.M. Michel, J.A. Farrell, D.L. Gray, W. Porod, ''Some results on the modeling, analysis, and design of

neural networks,'' Proc. IEEE Int. Symp. Circuits & Systems, Portland, Oregon, May 1989, pp. 482-485, 1989.

11. J. A. Farrell, A.N. Michel, ''A synthesis procedure for Hopfield’s continuous time content addressable

memory,'' Proc. IEEE Int. Symp. Circuits & Systems, Portland, Oregon, May 1989, pp. 2173-2176, 1989. 12. A.N. Michel, J.A. Farrell, ''Design techniques of neural networks for associative memories,'' Proc. 28th IEEE

Conf. Decision & Control, Tampa, Florida, December 1989, pp. 252-259, 1989. 13. A. N. Michel, J.A. Farrell, H.F. Sun, ''Synthesis techniques for discrete time neural network models,”,'' Proc.

28th IEEE Conf. Decision & Control, Tampa, Florida, December 1989, pp. 773-778, 1989. 14. A.N. Michel, J.A. Farrell, ''Digital implementations of linear feedback controllers: Qualitative properties and

limitations,'' Proc. 28th IEEE Conf. Decision & Control, Tampa, Florida, December 1989, pp. 2233-2237, 1989.

15. W. Goldenthal, J. Farrell, ''Application of neural networks to automatic control,'' Proc. AIAA Guidance,

Navigation, & Control Conf., Portland Oregon, August 1990, pp. 1108-1112, 1990. 16. W.L. Baker, J.A. Farrell, ''Connectionist learning systems for control,'' Proc. SPIE Int. Soc. of Optical Eng.,

Boston, Massachusetts, November 1990, pp.181-198, 1990 (Non-Refereed). 17. J. Farrell, B. Goldenthal, K. Govindarajan, ''Connectionist learning control systems: Submarine depth

control,'' Proc. 29th Ann. IEEE Conf. Decision & Control, Honolulu, Hawaii, December 1990, pp. 2362-2367, 1990.

18. J.S. Alexander, L.C. Baird, W.L. Baker, J.A. Farrell, ''A design & simulation tool for connectionist learning

control systems: Application to autonomous underwater vehicles,'' Proc. SCS Summer Computer Simulation Conf., Baltimore, Maryland, July 1991, pp. 771-776, 1991 (Non-Refereed).

19. W.L. Baker, J.A. Farrell, ''Learning augmented flight control for high performance aircraft,'' Proc. AIAA

Conf. Guidance, Navigation, & Control, New orleans, Louisiana, August 1991, pp. 347-358, 1991. 20. J. Farrell, W. Baker, ''Learning augmented control for advanced autonomous underwater vehicles,'' Proc. 18th

Ann. Symp. & Exhibit Assoc. Unmanned Vehicle Systems, Washington, DC, August 1991, pp. 462-468, 1991 (Non-Refereed).

21. M.M. Livstone, J.A. Farrell, W.L. Baker, ''A computationally efficient algorithm for training recurrent

connectionist networks,'' Proc. Amer. Controls Conf., Chicago, Illinois, June 1992, pp. 555-561, 1992. 22. J. Farrell, B. Appleby, T. Berger, ''On the detection and accommodation of unanticipated faults,'' Proc. AIAA

Conf. Guidance, Navigation, & Control, Hilton Head, South Carolina, August 1992, pp. 1045-1054, 1992. 23. B. Clauberg, J. Farrell, ''Issues in the implementation of an indirect adaptive control system,'' Proc. 1st IEEE

Conf. Control Applications, Dayton, Ohio, September 1992, pp. 1068-1075, 1992. 24. R. Mangoubi, B. Appleby, J. Farrell, ''Robust estimation in fault detection,'' Proc. 31st IEEE Conf. Decision

& Control, Tucson, AZ, December 1992, pp. 2317-2322, 1992. 25. J. Farrell, J. Plump, ''Adaptive ballast control,'' Proc. 20th Ann. Symp. & Exhibit Assoc. Unmanned Vehicle

Systems, Washington, DC, June 1993, pp. 322-329, 1993 (Non-Refereed).



26. J. Farrell, M. Livstone, ''Exact calculation of discrete-time process noise statistics for hybrid

continuous/discrete time applications,'' Proc. 32nd IEEE Conf. Decision & Control, San Antonio, Texas, December 1993, pp. 857-858, 1993.

27. M.M. Livstone, M.A. Dahleh, J.A. Farrell, ''A framework for robust control based model invalidation,'' Proc.

1994 Amer. Control Conf., Baltimore, Maryland, June 1994, pp. 3017-3020, 1994. 28. W.D. Hall, J.A. Farrell, ''Activity-based mission planning and plan management for autonomous vehicles,''

Proc. 1994 IEEE Symp. Autonomous Underwater Vehicle Tech., Cambridge, Massachusetts, July 1994, pp. 45-53, 1994 (Non-Refereed).

29. J. Chen, J. Farrell, C.N. Nett, K. Zhou, ''H∞ identification of multivariable systems by tangential

interpolation methods,'' Proc. 32nd IEEE Conf. Decision & Control, Lake Buena Vista, Florida, December 1994, pp. 4158-4163, 1994.

30. J.A. Farrell, T. Berger, ''On the effects of the training sample density in passive learning control,'' Proc. 1995

American Control Conf., Portland, Oregon, June 1995, pp. 872-877, 1995. 31. M.M. Livstone, M.A. Dahleh, J.A. Farrell, ''A new framework for iterative identification and control,'' Proc.

1995 IEEE American Control Conference ACC '95, Seattle, Washington, June 1995, pp. 3546-3550, 1995. 32. N. Sureshbabu, J.A. Farrell, ''Wavelet based system identification for nonlinear control applications,'' Proc.

10th IEEE Int. Symp. Intelligent Control, Monterey, California, August 1995, pp. 236-241, 1995. 33. M. Grewal, J. Farrell, M. Barth, ''Application of DGPS/INS to automobile navigation with latency

compensation,'' 1996 IEEE Position Location & Navigation Symp, Atlanta, Georgia, April 1996, pp. 433-436, 1996 (Non-Refereed).

34. J.A. Farrell, ''Persistence of excitation conditions in passive learning control,'' Proc. Int. Federation

Automatic Control Conf., San Francisco, California, June 1996, pp. 313-318, 1996. 35. A. Wistrom, J. Farrell, ''Automatic control of flocculation processes,'' ASCE Proc. North American Water

Environ. Congress '96, Anaheim, California, June 1996, 997-1002, 1996. 36. J.A. Farrell, ''Approximator characteristics and their effect on training misbehavior in passive learning

control,'' 1996 IEEE Int. Symp. Intelligent Control, Detroit, Michigan, September 1996, pp. 181-187, 1996. 37. J. Farrell, M. Grewal, M. Djodat, M. Barth, ''Differential GPS with latency compensation for autonomous

navigation,'' 1996 IEEE Int. Symp. Intelligent Control, Detroit, Michigan, September 1996, pp. 20-25, 1996. 38. J. Farrell, ''Exponential convergence conditions for passive learning control,'' Proc. 1997 American Control

Conference, New Mexico, June 1997, pp. 1809-1813, 1997. 39. J. Farrell, ''On performance evaluation in on-line approximation based control: methods and pitfalls,'' Proc.

1997 IEEE CDC, New Mexico, June 1997, pp. 1585-1590, 1997. 40. J. Farrell, A. Wistrom, ''Flocculation control: System identification - experimental results,'' Proc. 7th IAWQ

ICAWorkshop, Brighton, United Kingdom, July 1997, pp. 373-380, 1997. 41. A. Wistrom, J. Farrell, ''Simulation of dynamic models for automatic flocculation control,'' Proc. 7th IAWQ

ICAWorkshop, Brighton, United Kingdom, July 1997, pp. 381-386, 1997. 42. W. Li, F.M. Wahl, B. Krebs, J.A. Farrell, ''Extraction of line and step edges by fuzzy reasoning,'' Int. Conf. on

Computational Intelligence for Modeling Control, and Automation, Vienna, Austria, February 1999, pp. 507-512, 1999.



43. X.G. Chang, W. Li, J. A. Zhou, J.A. Farrell, ''Dynamic behavior modeling of stoker-fired boilers by recurrent

fuzzy-neuro networks,'' Int. Conf. on Computational Intelligence for Modeling Control, and Automation, Vienna, Austria, February 1999, pp. 190-195, 1999.

44. J. Farrell, T. Givargis, ''Experimental differential GPS reference station evaluation,'' Proceedings of the 1999

American Control Conference, San Diego, California, June 1999, pp. 3645-3649, 1999. 45. J. Farrell, T. Givargis, M. Barth, ''Differential carrier phase GPS-aided INS for automotive applications,''

Proceedings of the 1999 American Control Conference,, San Diego, California, June 1999, pp. 3660-3664, 1999.

46. J.Y. Choi, J.A. Farrell, ''Adaptive observer for a class of nonlinear systems using neural networks,''

Proceedings of the 1999 IEEE International Symposium on Intelligent Control, Cambridge, Massachusetts, September 1999, pp. 114-119, 1999.

47. J.Y. Choi, J.A. Farrell, ''Nonlinear adaptive control using networks of piecewise linear approximators,'' 38th

IEEE Conference on Decision and Control, Phoenix, Arizona, December 1999, pp. 1671-1676, 1999. 48. Y. Yang, J. Farrell, M. Barth, ''High-accuracy, high frequency differential carrier phase GPS aided low-cost

INS,'' IEEE PLANS, San Diego, California, March 2000, pp. 148-155, 2000. 49. X. Chang, W. Li, J. Farrell, ''A C-means clustering based fuzzy modeling method,'' Proceedings of the 2000

IEEE International Conference on Fuzzy Systems, San Antonio, Texas, May 2000, pp. 937-40, 2000. 50. J. Choi, J. Farrell, ''Observer-based backstepping control using on-line approximation,'' Proceedings of the

2000 IEEE American Controls Conference, Chicago, Illinois, June 2000, pp. 3646-3650, 2000. 51. W. Williamson, J. Min, J. Speyer, J. Farrell, ''A comparison of state space, range space, and carrier phase

differential GPS/INS relative navigation,'' Proceedings of the 2000 IEEE American Controls Conference, Chicago, Illinois, June 2000, pp. 2932-2938, 2000.

52. W. Li, J. Farrell, F.M. Wahl, K.R. Kozlowski, ''A nonholonomic mobile robot navigation in uncertain

environments based on behavior control,'' Proceedings of World Automation Congress, Maui, Hawaii, June 2000, 7 m.s.p. in CD-ROM (no hard copy), 2000.

53. Y. Yang, J. Farrell, H.S. Tan, ''Carrier Phase Differential GPS-aided INS based Vehicle Control:

Experimental Results,'' 2001 ION National Technical Meeting, Long Beach, CA, January 2001, pp. 679-689, 2001.

54. Y. Yang, J. Farrell, ''Magnetometer and Carrier Phase GPS aided INS for Automotive Control,'' 2001 ION

National Technical Meeting, Long Beach, CA, January 2001, pp. 690-695, 2001. 55. Y. Yang, J. A. Farrell, H.S. Tan, ''GPS-aided INS Based Control State Calculation for AHS,'' 2001 American

Control Conference, Arlington, VA, June 2001, pp. 2321-2326, 2001. 56. S. Pang, J. Farrell, J. Du, M. Barth, ''Battery State-of-Charge Estimation,'' 2001 American Control

Conference, Arlington, VA, June 2001, pp. 1644-1649, 2001. 57. W. Li, X. Chang, J. Farrell, ''Stability and performance analysis of an enhanced hybrid fuzzy p+id controller,''

2001 American Control Conference, Arlington, VA, June 2001, pp. 3855-3860, 2001. 58. J. Stoev, J.Y. Choi, J.A. Farrell, ''Adaptive neuro control for output feedback nonlinear systems,'' 2001

American Control Conference, Arlington, VA, June 2001, pp. 3097-3102, 2001.



59. V.K. Gazi, M. Passino, J. A. Farrell, ''Adaptive Control of Discrete Time Nonlinear Systems Using Dynamic Structure Approximators,'' 2001 American Control Conference, Arlington, VA, June 2001, pp. 3091-3096, 2001.

60. Y. Yang, J. Farrell, ''Fast Ambiguity Resolution for GPS/IMU Attitude Determination,'' ION GPS 2001, Salt

Lake City, UT, September 2001, pp. 2990-2997, 2001. 61. Y. Yang, J. Farrell, ''Two-Antenna GPS and Low Cost INS Tight Integration for Attitude Determination,''

ION GPS 2001, Salt Lake City, UT, September 2001, pp. 2960-2971, 2001. 62. J. Nakanishi, J. A. Farrell, S. Schaal, ''A Locally Weighted Learning Composite Adaptive Controller with

Structure Adapatation,'' IEEE/RSJ International Conference on Intelligent Robots and Systems, Lausanne, Switzerland, May 2002, 882-889, 2002.

63. M. Polycarpou, J. A. Farrell, M. Sharma, ''On-Line Approximation Control of Uncertain Nonlinear Systems:

Issues with Control Input Saturation,'' American Control Conference, Denver, CO, June 2003, 543-548, 2003. 64. J. A. Farrell, M. Polycarpou, M. Sharma, ''Adaptive backstepping with magnitude, rate, and bandwidth

constraints: Aircraft longitude control,'' American Control Conference, Denver, CO, June, 3898-3903, 2003. 65. H.-S. Tan, B. Bougler, J. A. Farrell, Y. Yang, ''Automated Steering Controls: DGPS/INS and Magnetic

Markers,'' American Control Conference, Denver, CO, June, 60-65, 2003. 66. J. A. Farrell, M. Sharma, M. M. Polycarpou, ''On-line Approximation Based Aircraft Longitudinal Control,''

American Control Conference, Denver, CO, June, 1011-1015, 2003. 67. R. M. Arrieta, J. A. Farrell, W. Li, S. Pang, ''Initial Development and Testing of an Adaptive Mission Planner

for a Small Unmanned Underwater Vehicle,'' Proc. Of the 22nd Int. Conf. On Offshore Mechanics and Artic Engineering, Cancun, Mexico, June, OMEA2003-37273, 2003 (Non-Refereed).

68. M. Sharma, J. A. Farrell, M. Polycarpou, N. D. Richards, D. G. Ward, ''Backstepping Flight Control using

On-Line Function Approximation,'' AIAA Guidance, Navigation, and Control Conference, AIAA 2003-5713, Austin, TX, August, 10 proceedings pages, 2003 (Partially-Refereed).

69. J. A. Farrell, W. Li, S. Pang, R. Arrieta, ''Chemical Plume Tracing Experimental Results with a REMUS

AUV,'' MTS/IEEE Oceans 2003, San Diego, CA, September, 962-968, 2003 (Partially-Refereed). 70. S. Pang, J. A. Farrell, R. M. Arrieta, W. Li, ''AUV Reactive Planning: Deepest Point,'' MTS/IEEE Oceans

2003, San Diego, CA, September, 2222-2226, 2003 (Non-Refereed). 71. J. Cheng, J. A. Farrell, L. Yu, E. Thomas, ''Aided Integer Ambiguity Resolution Algorithm,'' IEEE Position,

Location, and Navigation Conference, Monterey, CA, April, 740-745, 2004. 72. M. M. Polycarpou, J. A. Farrell, M. Sharma, ''Robust On-Line Approximation Control of Uncertain Nonlinear

Systems Subject to Constraints,'' 9th IEEE International Conference on Engineering of Complex Computer Systems, Florence, Italy, April, 66-74, 2004.

73. J. Nakanishi, J. A. Farrell, S. Schaal, ''Learning Composite Adaptive Control for a Class of Nonlinear

Systems,'' IEEE International Conference on Robotics and Automation, New Orleans, LA, April, 2647-2652, 2004.

74. J. A. Farrell, M. Polycarpou, M. Sharma, ''On-Line Approximation Based Control of Uncertain Nonlinear

Systems with Magnitude, Rate and Bandwidth Constraints on the States and Actuators,'' American Control Conference, Boston, MA, June, 2557-2562, 2004.



75. Y. Zhao, J. A. Farrell, M. M. Polycarpou, ''Localized Adaptive Bounds for Online Approximation Based Control,'' American Control Conference, Boston, MA, June, 590-595, 2004.

76. J. A. Farrell, S. Pang, W. Li., R. Arrieta, ''Biologically Inspired Chemical Plume Tracing Demonstrated on an

Autonomous Underwater Vehicle,'' IEEE Systems, Man, and Cybernetics Conference, Hague, Netherlands, October, 5991-5996, 2004.

77. Y. Lu, J. Cheng, J. A. Farrell, ''A New Method to Enhance GPS SNR its Application in Fast Signal

Acquisition,'' 61st annual meeting of the Institute of Navigation, Cambridge, MA, June, 8 ms, 2005 (Partially-Refereed).

78. Y. Zhao, J. A. Farrell, ''A Locally Weighted Learning Method for Online Approximation Based Control,''

IEEE CDC/ECC 2005, Seville, Spain, December, 2694-2701, 2005. 79. Y. Zhao, J. A. Farrell, ''Localized Adaptive Bounds for Online Approximation Based Control,'' IEEE

CDC/ECC 2005, Seville, Spain, December, 789-795, 2005. 80. J. A. Farrell, Y. Zhao, ''Self-organizing Approximation Based Control,'' Proceedings of the American Control

Conference, Minneapolis, MN, June, 3378-3384, 2006. 81. W. J. Dong, Y. Guo, J. A. Farrell, ''Formation Control of Nonholonomic Mobile Robots,'' Proceedings of the

American Control Conference, Minneapolis, MN, June, 5602-5607, 2006. 82. Y. Zhao, J. A. Farrell, ''A Locally Weighted Learning Method for Nonaffine-in-Control Systems,'' IEEE

Conference on Decision and Control, San Diego, CA, December, 3454-3460, 2006. 83. W. Dong and J. A. Farrell, ''Decentralized Cooperative Control of Multiple Nonholonomic Systems,'' IEEE

Conference on Decision and Control, New Orleans, LA, December, 1486-1491, 2007. 84. Y. Zhao, J. A. Farrell, ''Performance-Based Self-Organizing Approximation for Scalar State Estimation and

Control,'' American Control Conference, New York, NY, July, 3913-3918, 2007. 85. P. Miller, Y. Zhao, V. Djapic, J. A. Farrell, ''Advanced Navigation Algorithms applied to Autonomous

Underwater Vehicles,'' 15th International Symposium on Unmanned Untethered Submersible Technology, U. New Hampshire, August, 8 ms, 2007 (Partially-Refereed).

Miller won a 2008 Navy Top Scientists and Engineers Award for his efforts on research related to this article.

His nomination for that award cites Farrell as his mentor. 86. V. Djapic, J. A. Farrell, P. Miller, R. Arrieta, ''Advanced non-linear control algorithms applied to design

highly maneuverable Autonomous Underwater Vehicles,'' 15th International Symposium on Unmanned Untethered Submersible Technology, University of New Hampshire, August, 8 ms, 2007 (Partially-Refereed).

87. W. Dong and J. A. Farrell, ''Decentralized Cooperative Control of Multiple Nonholonomic Systems,'' IEEE

Conference on Decision and Control, New Orleans, LA, December, 6 ms, 2007. 88. Y. Zhao and J.A. Farrell, ''Self-organizing Approximation for Controllable Nonaffine Systems,'' IEEE

Conference on Decision and Control, New Orleans, LA, December 2007, 1281-1287, 2007. 89. B. Song, C. Soto, A. K. Roy-Chowdhury, J. A. Farrell, ''Decentralized Camera Control using Game Theory,''

Workshop on Smart Camera and Visual Sensor Networks at ICDSC 2008, pp. 1-8, 2008. 90. W. Dong, J. A. Farrell, ''Consensus of multiple uncertain mechanical systems and its application in

cooperative control of mobile robots,'' IEEE International Conference on Robotics and Automation, Pasadena, CA, May, 1954-1959, 2008.



91. W. Dong, J. A. Farrell, ''Formation Control of Multiple Mobile Robots with Uncertainty,'' American Control

Conference, Seattle, WA, June 2008, 1412-1417, 2008. 92. W. Dong, Y. Zhao, J. A. Farrell, ''Tracking Control of Nonaffine System: A Self-organizing Approximation

Approach,'' American Control Conference, Seattle, WA, June, 69-74, 2008. 93. J. A. Farrell, M. Polycarpou, M. Sharma, W. Dong, ''Command Filtered Backstepping,'' American Control

Conference, Seattle, WA, June, 1923-1928, 2008. 94. V. Djapic, J. A. Farrell, W. Dong, ''Land Vehicle Control Using Command Filtered Backstepping Approach,''

American Control Conference, Seattle, WA, June, 2461-2466, 2008. 95. W. Dong, J. A. Farrell, ''Optimal Regulation of Unknown Nonlinear Systems Based on Locally Weighted

Learning,'' Multiconference on Systems and Control: International Symposium on Intelligent Control, San Antonio, TX, September, 1079-1084, 2008.

96. V. Djapic, J. A. Farrell, W. Dong, ''Hybrid Control Design Applied in Land Vehicle Behavior-Based

Switching Controller,'' 2008 IEEE Multi-conference on Systems and Control, San Antonio, September, 648-653, 2008.

97. W. Dong, J. A. Farrell, ''Consensus of Multiple Nonholonomic Systems,'' 47th IEEE Conference on Decision

and Control, Cancun, Mexico, December, 2270--2275, 2008. 98. W. Dong, J. A. Farrell, ''Optimal Tracking Control for Unknown Nonlinear Systems Based on Locally

Weighted Learning,'' 47th IEEE Conference on Decision and Control, Cancun, Mexico, December, 2148-2153, 2008.

99. W. Dong and J. A. Farrell, ''Adaptive Approximately Optimal Control of Unknown Nonlinear Systems Based

on Locally Weighted Learning,'' IEEE Conf. on Decision and Control, Shanghai, China, December, 345-350, 2009.

100. V. Djapic, J. A. Farrell, W. Dong, ''Unifying Behavior-Based Control Design and Hybrid Stability Theory,''

American Control Conference, St. Louis, June 2009, 3650-3655, 2009. 101. A. Chen, A. Ramanandan and J. A. Farrell, ''Improved Integer Ambiguity Resolution by Combining

LAMBDA and LMS,'' Proceedings of the 22nd International Technical Meeting of the Satellite Division of the Institute of Navigation (ION GNSS 2009), Savannah, GA, September 2009, 963-969, 2009 (Partially-Refereed).

102. A. Chen, A. Ramanandan, J. A. Farrell, ''High-precision lane-level road map building for vehicle navigation:

nodal approach,'' IEEE/ION PLANS 2010, Indian Wells CA, May 2010, 1035-1042, 2010 (Partially-Refereed).

103. W. Dong, J. A. Farrell, M. M. Polycarpou, M. Sharma, ''Command Filtered Adaptive Backstepping,''

American Control Conference, Baltimore, MD, June 2010, 105-110, 2010. 104. A. Ramanandan, A. Chen, J. A. Farrell, S. Suvarna, ''Detection of Stationarity in an Inertial Navigation

System,'' Proceedings of the ION GNSS 2010, Portland, OR, September 2010, 238 - 244, 2010 (Partially-Refereed).

105. A. Ramanandan, A. Chen, J. A. Farrell, ''Observability analysis of INS and lever-arm error states with

CDGPS-Camera aiding,'' April, IEEE Position Location and Navigation Symposium (PLANS), Indian Wells CA, April 2010, 1197--1203, 2010 (Partially-Refereed).



106. A. Morye, C. Ding, B. Song, A. K. Roy-Chowdhury, J. A. Farrell, ''Optimized Imaging and Target Tracking within a Distributed Camera Network,'' June, American Control Conference, San Francisco, June 2011, 474-480, 2011.

107. Y. Chen, J. A. Farrell, ''Self-organizing Approximation Based Control with L1 Transient Performance

Guarantees,'' June, American Control Conference, San Francisco, June 2011, 1169-1175, 2011. 108. A. Ramanandan, A. Chen, J. A. Farrell, ''Observability Analysis of an Inertial Navigation System with

Stationary Updates,'' September, American Control Conference, San Francisco, June 2011, 5292-5299, 2011.

Symposia/Conference Proceedings (In Press) 109. A. Vu, J.A. Farrell, M. Barth, ''Landmark Surveying Using an Integrated Camera, Carrier-Phase DGPS, and

Inertial Navigation System,'' September, Proceedings of the ION GNSS 2011, Portland OR, September 2011, 6 ms, 2011 (Partially-Refereed).

110. A. Ramanandan, A. Chen, J.A. Farrell, ''Improving Robustness of Aided Inertial Navigation Systems with

Near Real Time Processing,'' September, Proceedings of the ION GNSS 2011, Portland OR, September 2011, 6 ms, 2011 (Partially-Refereed).

111. Y. Chen, W. Dong, J. A. Farrell, ''Locally Linearized Optimal Regulation for Unknown Nonlinear Systems,''

September, 2011 IEEE Multiconference on Systems and Control, Denver, CO, September 2011, 6 m.s., 2011.

112. D. Zheng, K. Cui, B. Bai, G. Chen, J. A. Farrell, ''Indoor navigation based on LEDs,'' September, 2011 IEEE

Multiconference on Systems and Control, Denver, CO, September 2011, 6 m.s., 2011. 113. A. Chen, D. Zheng, A. Ramanandan, J. A. Farrell, ''INS Aided GPS Integer Ambiguity Resolution,''

September, 2011 IEEE Multiconference on Systems and Control, Denver, CO, September 2011, 6 m.s., 2011.

114. A. Chen, A. Ramanandan, D. Zheng, J. A. Farrell, ''GPS Integer Ambiguity Validation with GPS

Modernization,'' September, Proceedings of ION GNSS 2011, Portland, OR, September 2011, 6 m.s., 2011 (Partially-Refereed).

115. A. Ramanandan, J. A. Farrell, A. Chen, ''A Near-Real Time Nonlinear State Estimation Approach with

Application to Initialization of Navigation Systems,'' December, 50th IEEE Conference on Decision and Control and European Control Conference, Orlando, FL, December 2011, 6 m. s., 2011.

116. A.Chen, D. Zheng, A.Ramanandan, J. A. Farrell, ''Near-real-time GPS Integer Ambiguity Resolution,''

December, 50th IEEE Conference on Decision and Control and European Control Conference, Orlando FL, December 2011, 6 m.s., 2011.

117. Y.Chen, W. Dong, J. A. Farrell, ''Locally Linearized Optimal Tracking Control for Unknown Nonlinear

Systems,'' December, 50th IEEE Conference on Decision and Control and European Control Conference, Orlando, FL, December 2011, 6 m.s., 2011.

118. S.Zhao, J. A. Farrell, ''Optimization-based Road Curve Fitting,'' December, 50th IEEE Conference on

Decision and Control and European Control Conference, Orlando, FL, December 2011, 6 m.s., 2011. 119. A. Kamal, C. Ding, J. A. Farrell, A. K. Roy-Chowdhury, ''A Generalized Kalman Consensus Filter for

Wide-Area Video Networks,'' December, 50th IEEE Conference on Decision and Control and European Control Conference, Orlando, FL, December 2011, 6 m.s., 2011.



120. W. Dong, M. B. Ghalia, J. A. Farrell, ''Tracking Control of Multiple Nonlinear Systems via Information Interchange,'' December, 50th IEEE Conference on Decision and Control and European Control Conference, Orlando, FL, December 2011, 6 m.s., 2011.

121. W. Dong, M. B. Ghalia, J. A. Farrell, ''Distributed Control of Multiple Wheeled Mobile Robots,'' December,

50th IEEE Conference on Decision and Control and European Control Conference, Orlando, FL, December 2011, 6 m.s., 2011.



Book Chapters 1. A. Michel, J. Farrell, W. Porod, ''Stability Results for Neural Networks,'' In Neural Information Processing

Systems, American Institute of Physics, D.Z. Anderson (ed.), pp. 554-563, 1988. 2. A.N. Michel, J.A. Farrell, W. Porod, ''Qualitative Analysis of Neural Networks,'' Analysis and Control of

Nonlinear Systems, Elsevier Science Publishers B. V, North Holland, C.I. Byrnes, C.F. Martin, R.E. Saeks (eds.), pp. 349-358, 1988.

3. W.L. Baker, J.A. Farrell, ''Chapter 2: An Introduction to Connectionist Learning Control Systems,'' Handbook

of Intelligent Control: Neural Network, Fuzzy Logic, and Adaptive Implementations, Van Nostrand Reinhold Publishers, D. White, D. Sofge (eds.), pp. 35-63, 1992.

4. J. Farrell, W. Baker, ''Chapter 10: Learning Control Systems,'' An Introduction to Intelligent & Autonomous

Control, Kluwer Academic Publishers, P. Antsaklis, K. Passino (eds.), pp. 237-262, 1992. 5. J. Farrell, W. Baker, ''Chapter 17: Learning Control Systems: Motivation and Implementation,'' Intelligent

Control Systems: Theory & Practice, IEEE Press, M. Gupta, N. Sinha (eds.), pp. 445-478, 1995. 6. J. Farrell, ''Chapter 57.11: Neural Control,'' The Controls Handbook, CRC Press, W.S. Levine (Ed.), pp.

1017-1030, 1996. 7. W. Li, F.M. Wahl, B. Krebs, J. Farrell, ''Extraction of Line and Step Edges by Fuzzy Reasoning,

Computational Intelligence for Modeling, Control and Automation,'' In Evolutionary Computation & Fuzzy Logic for Intelligent Control, Knowledge Acquisition & Information Retrieval, IOS Press, Netherlands, M. Mohammadian (ed.), pp. 507-512, 1999.

8. X. Chang, W. Li, J.Z. Zhou, J. Farrell, ''Dynamic Behavior Modeling of Stoker-Fired Boilers by Recurrent

Fuzzy-Neuro Networks,'' Computational Intelligence for Modeling, Control and Automation. In Neural Networks & Advanced Control Strategies, IOS Press, Netherlands, M. Mohammadian (eds.), pp. 190-195, 1999.

9. J. Farrell, M. Polycarpou, ''Chapter 6: Neural, Fuzzy, and Approximation-Based Control,'' In Perspectives in

Control Engineering Technologies, Applications, and New Directions (ISBN 0-7803-5356-0), IEEE Press, T. Samad (ed.), pp. 134-164, 2000.

10. J. Farrell, ''Control Systems,'' Embedded System Design: a unified hardware/software introduction, Chapter 9,

New York:Wiley, F. Vahid, T. Givargis (authors), pp. 245-267, 2002. 11. J. A. Farrell, M. Sharma, M. Polycarpou, ''Online Approximation-Based Aircraft State Estimation,'' Stability

and Control of Dynamical Systems with Applications, Birkhauser, Boston, D. Liu, P. J. Antsaklis (eds.), 229-246, 2003 (Partially-Refereed).

12. J. Farrell, ''State Estimation,'' Electrical Engineering Handbook, Elsevier Academic Press, W.-K. Chen (Ed.),

1049--1060, 2005 (Partially-Refereed). 13. Y. Zhao, J. A. Farrell, ''Robust Adaptive Approximation Based Backstepping Via Localized Adaptive

Bounding,'' Ch. 13 in Advances in Computational Intelligence: Theory and Applications, World Scientific, F.-Y. Wang, D. Liu, 381-412, 2005 (Partially-Refereed).

14. J. Cheng, L. Yu, E. R. Thomas, J. A. Farrell, ''Data Fusion via Kalman Filter: GPS & INS,'' Autonomous

Mobile Robots: Sensing, Control, Decision-Making, and Applications, Taylor and Francis, S. S. Ge, F. Lewis (Eds.), 99-148, 2006.



15. B. Song, C. Ding, A. Roy-Chowdhury J. Farrell, ''Persistent Observation of Dynamic Scenes in An Active Camera Network,'' Distributed Video Sensor Networks 2010, Springer, 2010 (Non-Refereed).

16. M. M. Polycarpou, J. A. Farrell, ''Neural Control,'' February, The Control Handbook: Control System

Advanced Methods, Second Edition. Chapter 56, CRC Press, W. Levine, 1-20, 2011 (Invited, Non-Refereed).

Semi-Technical Publications a. Magazine Articles 1. S. Pang, J. A. Farrell, W. Li, ''AUV-Based Chemical Plume Tracing,'' Sea Technology Magazine, 48, 7,

43-46, 2007. b. Review of Articles/Books 1. J. A. Farrell, ''Review of 'Stable Adaptive Control and Estimation for Nonlinear Systems: Neural and Fuzzy

Approximation Techniques' by J. T. Spooner, M. Maggiore, R. Ordonez, and K. M. Passino, New York, NY: Wiley-Interscience 2002,'' International Journal of Robust and Nonlinear Control, 15, 53-54, 2005 (Partially-Refereed).

2. J. A. Farrell, ''Review of 'Handbook of Learning and Approximate Dynamic Programming' by Si, Barto,

Powell, and Wunsch, Piscataway, NJ: IEEE 2004,'' IEEE Transactions on Automatic Control, 51, 10, 1730-1731, 2006 (Partially-Refereed).

c. Other Miscellaneous 1. J. A. Farrell, ''Technical Committee Activities: Technical Committee on Automotive Control,'' IEEE Control

Systems Magazine, 28, 2, April 2008, 20, 2008. 2. J. A. Farrell, ''Technical Committee Activities: Systems Biology Technical Committee,'' IEEE Control

Systems Magazine, 28, 3, June 2008, 22, 35, 2008. 3. J. A. Farrell, ''Technical Committee Activities: Technical Committee on Hybrid Systems,'' IEEE Control

Systems Magazine, 28, 4, August 2008, 24-25, 2008. 4. J. A. Farrell, ''Technical Committee Activities: Technical Committee on Intelligent Control,'' IEEE Control

Systems Magazine, 28, 5, October 2008, 19-20, 2008.

Recent Extramural Grant Activity

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Research, Teaching and Service Statement


Research My research program focuses on developing advanced realtime reasoning capabilities in the areas of estimation and control. My main area of application interest is enhancing the capabilities of intelligent autonomous agents (e.g., vehicles). My research program addresses both theory and practice. I strive to have each publication (paper or thesis) contain a rigorous theoretical solution to an open problem and an application of the new solution either in practice or simulation. Building on this research approach, I have several sustained and emerging research directions. My research on real-time function approximation for control started in the early 1990’s and continues to the present, having produced 19 journal and 46 conference articles and one book. Recent innovations in this research include: development and analysis of a performance driven, Lyapunov based, self-organized function approximation method; and, development and analysis of the command filtered backstepping method and its application to aircraft and underwater vehicles. My research in precision vehicle navigation, achieving decimeter position accuracy in real-time for highway vehicles, has been ongoing with continuous funding since the mid 1990’s, yielding 8 journal and 28 conference articles as well as two well received books. This research yielded the first demonstrations of centimeter accuracy differential GPS aided INS and the uses of that method for car control, bus control, and snowplow guidance. For this work, I was identified as a 2009/2010 GNSS Leader to Watch by GPS World Magazine. This research has recently expanded to include funded work on precision automated roadway mapping, which is identified as necessary by the FHWA for future intelligent transportation applications. From 1997-2000, a DARPA effort had 10 teams, each with at least one biologist and one engineer, compete to extend biological chemical plume tracing (CPT) to autonomous vehicles. I collaborated on this interdisciplinary effort with Ring Carde of UCR’s entomology department. Other teams were from Sandia, U. of Arizona, Georgia Tech, CalTech, Stanford, UCB, Cornell, Boston U., etc. Of all the teams, UCR was the team selected to continue from 2000-2004 with ONR funding to develop, implement, and demonstrate a working system with the US Navy on a small submersible vehicle. After several small evaluations at San Clemente Island, the UCR system was successfully demonstrated in near-shore ocean conditions at Duck NC to trace a plume for 975m and estimate the source location with an accuracy of 13 m. This is by far the largest successful CPT test and demonstration ever by an engineered system. In addition to the demonstration success, the research effort generated 6 well-cited journal and 5 conference articles, a lot of fun, and learning about new fields by biologists and engineers. A recent new direction of research is developing collaborative multiagent camera networks to enable and enhance system performance for security applications. Since 2006, this research direction has yielded 7 journal and 12 conference articles. The quality and quantity of my research is demonstrated to be exceptional by various metrics.

• In the previous three year review period, I have (co-)authored ten journal articles, two book chapters, and twenty two conference articles.

• Since promotion to Professor (July 2001), I have (co-)authored two books, 28 journal articles, 7 book chapters, and 60 conference articles.

• The majority of these publications are in the top venues for my field (i.e., IEEE Transactions, Automatica, Proc. AIAA GNC, Proc. ACC, Proc. CDC, Proc. ICRA). All venues are well-respected and standard for my areas of research. All conference involved at least one round of anonymous reviews of the full paper, followed by revisions, unless the paper is marked as “Non-Refereed” or “Partially-Refereed.”

• The h-index for my publications is 20 and the g-index is 37 (computed at URL: http://users.soe.ucsc.edu/~elm/hindex.shtml). These indices compare favorably with my seventeen years in academia.

Funding in the area of control systems research is extremely competitive; nevertheless, I have a well-funded research program. My goal is to maintain external funding for four to six Ph.D. students per year. In 2010/11, I was at eight Ph.D. students. In 2011/2012, I have six Ph.D. students. As demonstrated

Research, Teaching and Service Statement


by my funding record, I very much enjoy collaborative multi-PI cross-disciplinary research. Any of my research collaborators will vouch for the fact that I am an active, leading participant in all of my proposals and grants, regardless of who is PI. Teaching I thoroughly enjoy both undergraduate and graduate teaching and research collaboration. I strive for rigor, very high quality, and extensive student interaction. I promote an interactive class environment by asking students questions during lecture, discussing with them outside of class, and by revising labs each year to be synchronized with differences in the lecture pace and with student interests. As my teaching evaluations show, most students greatly appreciate this effort. According to the UCR BCOE teaching policy, I am teaching in overload (i.e., above the level required). For example, in 11/12, I should be teaching one course – four courses is the standard load, my supervision of eight Ph.D. students counts as one course, and EE chair earns two course relief – yet I agree to teach two courses. Similar analysis applies to each year. In the last three year period, I have supervised ten Ph.D., four M.S, and ten UG’s students. I officially co-supervise one additional Ph.D. student. Unofficially I have been actively collaborating on the research of Ding and Kamal with Prof. Roy-Chowdhury and Huang and Vu with Prof. Barth. My supervision approach is extremely interactive on a daily basis. Some students have won awards. Service I am exceptionally active both professionally and within UCR. Professionally, in addition to numerous smaller items, my highest profile activities include: IEEE Control Systems Society (CSS) VP Finance, IEEE CSS VP Technical Activities, CSS General Vice Chair for the 50th IEEE Conference on Decision and Control (CDC), and General Chair for the 51st IEEE CDC. The IEEE CDC is the most prestigious conference in my research area. At UCR, my major activities include: two terms as Chair of EE; UCR Committee on Academic Personnel; UCR Planning and Budget; faculty representative to the UCR Budget Advisory Committee and its steering committee; Chair of the UCR Strategic Planning Committee on Resources, Budget Planning, and Infrastructure; member of the UCR Strategic Planning Steering Committee; and, member of the UCR Chancellor’s Budget Advisory Council. In all roles, I am active and involved. Awards and Recognition Following are a few items that recognize my academic distinction: 1. IEEE Fellow (2008): “for contributions to intelligent, autonomous vehicle analysis and design” 2. CSS Distinguished Member Award (2009): This award recognizes significant technical

contributions and outstanding long-term service to the Control Systems Society. 3. Named One of 50 “GNSS Leaders to Watch 2009/2010” by GPS World Magazine 4. AAAS Fellow (2011): “For distinguished research, educational, and service contributions to the

field of intelligent, autonomous vehicle analysis and design”


JOHN WILLIAM LAVRAKAS Newport, OR 97365

(541) 265-9690 office, (719) 310-6500 cellular e-mail: [email protected]

OVERVIEW My thirty-two year career in GPS has taken me through all aspects of GPS, from the development and maintenance of the Control Segment through the development of military and civilian user applications to implementation of significant new capabilities in GPS, including civil signal performance monitoring. I have led engineering projects, acted as principal investigator on research and development projects, successfully developed and marketed commercial satellite navigation software programs, and run my own company. I am a past president of the Institute of Navigation and an ION Fellow. Over the past ten years, I have shared practical insights on satellite navigation at international conferences and in magazine articles, with topics including: • “Identifying PNT Centers of Activity in Support of a National PNT Architecture” • “A Glimpse into the Future: A Look at GNSS in the Year 2017” • “Managing the GPS Constellation for Today’s Needs” • “Defining the Elements of a Civil GPS Monitoring Service” • “Planning the Future of GPS” SUMMARY Thirty-seven years experience in the technical field with thirty-two years in GPS alone, including ten

years in GPS user equipment and applications, sixteen years with the GPS control segment, twelve years in tracking applications, eight years in commercial GPS applications, and twenty-four years in GPS mission planning, performance assessment, and policy.

President of Advanced Research Corporation, provider of expertise in positioning and timing solutions, including GPS. Selected as the Small Business Administration’s 2011 Small Business Person of the Year for Oregon.

Senior leader in Institute of Navigation, including ION Fellow, past President, and past Chair of the ION Satellite Division. Sponsored the establishment of the ION Executive Fellow, supported the development of navigation educational materials for middle schools, and sponsored the development of the Mini-Urban Challenge high school robotics competition.

Principal author of the GPS Civil Monitoring Performance Specification, developed for the US Department of Transportation

Member of the National Positioning, Navigation, and Timing (PNT) Architecture team, conducted by the National Security Space Office and the US Department of Transportation Research and Innovative Technology Administration (RITA).

Member of GPS integrity failure modes and effects analysis (IFMEA) team, and co-developer of the GPS Integrity Anomaly Database, providing a historical record of GPS service anomalies.

Member of team to implement the GPS Operations Center (formerly GPS Support Center) at Schriever AFB, and served as Director of Operations Support for its first six years.

Co-established the GPS Interagency Forum for Operational Requirements with Air Force Space Command and the Dept of Transportation, authoring its charter and serving as IFOR Secretariat.

Technical experience includes systems engineering, design, programming, and testing GPS receiver equipment, differential GPS, automatic vehicle location system development, satellite control software, GPS ground transmitters, and mission planning and analysis software.

International experience includes marketing of vehicle location services in Venezuela, Canada, and the Caribbean, and three years living in The Netherlands. Conversant in French and Dutch, with rudimentary understanding of Spanish and German.

Extensive experience in GPS applications, including security, railroad, meteorological and oceanic sensors, and commercial trucking.

Co-authored more than 35 papers and articles on GPS, including articles for GPS World, InsideGNSS, Coordinates, and GPS Solutions magazines. Won Best Paper award for 1996 sponsored by the GPS International Association.

EMPLOYMENT – John W. Lavrakas 7/06 – Present Advanced Research Corp., Newport, OR 7/06 – Present President Professional consulting and expertise on satellite navigation systems, including areas relating to civil

GPS applications and training. Expert consulting on legal matters, including patents and criminal cases involving GPS.

Senior technical advisor to Civil Program Manager at the GPS Directorate and to US Department of

Transportation Research and Innovative Technology Administration on GPS Constellation Sustainment and Assessment. Development of GPS Civil Signal Monitoring Plans and Specifications. Review of high level policy and technical documents (including Federal Radionavigation Plan, Standard Positioning Service Performance Standard).

Member of Architecture Development Team involved in developing the National PNT Architecture for

the year 2025, conducted by the National Security Space Office and the US Department of Transportation Research and Innovative Technology Administration (RITA).

Systems Engineer for development of electronic fishery information systems used for tracking salmon

in the Pacific Northwest and fish in the Gulf of Mexico. 9/97 – 7/06 Overlook Systems Technologies, Inc., Colorado Springs, CO 9/97 – 7/06 Senior Staff Engineer Support to US Department of Transportation on Integrity Failure Modes and Effects Analysis,

overseeing development of a GPS Integrity Anomaly Database and the development of Aberration Characterization Sheets.

Support to the US Department of Transportation on defining civil GPS monitoring needs. Principal

author of the GPS Civil Monitoring Performance Specification. Project Lead, Navigation Tool Kit, overseeing systems engineering and development of algorithms

incorporated into this commercially available satellite navigation performance assessment tool, jointly developed with Analytical Graphics, Inc.

Past Director of Operations Support for GPS Operations Center (formerly GPS Support Center) from

1999 to 2005, overseeing the development and maintenance of infrastructure services in support of GSC operations, including computer and network services, analysis software and databases, training, and security. Prepared a booth for the GSC presented at a Capitol Hill GPS show in support of GPS awareness and support in Congress.

Senior engineering services to the Office of Assistant Secretary of Defense/C3I on GPS. Secretariat, GPS Interagency Forum for Operational Requirements, providing services to AFSPC /

DRN; principal author of the IFOR charter. Manager of the engineering group, overseeing development of GPS performance analysis products,

including the Tactical Tool Suite and the Performance Analysis Network System. Clients included US Space Command, Air Force Space Command, US Coast Guard, and Office of Secretary of Defense, Command, Control, Communication, and Intelligence (OASD/C3I).

Prepared and delivered SPS Performance Analysis reports to the FAA, assessing GPS performance

for SPS users. Participated in the development of the SPS Performance Standard for the Air Staff.

Consulted with City of Chicago on development of a GPS-based tracking system for buses and light

rail. Technical lead on proposal to US West for tracking over 4,000 vehicles over multi-state area. 4/93 – 06/01 Advanced Research Corp., Colorado Springs, CO 4/93 – 06/01 President and Founder Provided products and services for GPS tracking systems and other applications. Developer of the

StarWatch Asset Location System, a PC-based GPS asset location system. Oversee business, marketing (market analysis, competition analysis, business case planning, payback analysis), and technical product development. Consulting on GPS applications, including studies on GPS receivers, commercial differential GPS services, ORBCOMM antennas, and GPS antennas.

Provided services to General Motors (tracking of locomotives), National Oceanic & Atmospheric

Administration (tracking of weather balloons), Oregon State University (tracking of ocean sensors), and numerous private tracking applications. Developed proposal for CANTV, Venezuela’s telephone company, for tracking over 4,000 vehicles throughout the country.

4/95 - 2/96 Sverdrup Technology, Ft. Walton Beach, FL 4/95 - 2/96 Principal Engineer (consulting) Member of the technical team studying the use of GPS as a tracking source for launch vehicles;

studies include GPS integrity, availability, and reliability issues. 3/91 - 2/95 National Systems and Research Co., Colo. Springs, CO 5/93 - 2/95 Principal Investigator, Advanced Remote Tracking Technology IR&D and Vehicle Tracking

System IR&D Develop and demonstrate technologies for total asset visibility, cargo tracking, vehicle tracking using

GPS, differential GPS, dead reckoning, digital mapping, and radio communications. 3/91 - 2/95 Systems Engineer, NAVSTAR Global Positioning System Operational Control Segment Project leader and systems engineer for GPS Control Segment, supporting the 2nd Space

Operations Squadron, Schriever AFB, CO. Responsible for engineering and integration of software changes into the existing system. Designed and developed GPS integrity monitoring software (measurement residual analysis) for operational use by OCS. Support for integration of major releases, testing, and operational data base. Understanding of all GPS control segment components, including SV command/status, ephemeris/clock, network control, control and display, ground antenna, and monitor station software.

9/90 - 2/91 Independent Consultant, LAVRAKAS CONSULTING Consulting services on Software Engineering Provided expert opinion on software engineering principles and practices to engineering firm. For

TASC, Inc., responded to Congressional Inquiry, investigating changes necessary to modify USAF GPS receivers RCVR3A and MAGR to support GPS range instrumentation requirements. For NAVSYS Corp., developed the software for the control and display unit front end for a GPS receiver.

7/88 - 9/90 NAVSYS Corporation, Monument, CO. Director of Software Engineering, Developed analytical programs to process data from GPS receivers. Developed low-cost GPS

translator system under Small Business Innovation Research contract. Performed IV&V of software in the Range Applications Program reference receiver processor; review test plans/procedures and witness formal CPCI test. Consultant to Stanford Telecommunications on GPS Range Application Program Ground Transmitters CSCI testing. Systems engineering, software development and independent verification and validation for Exoatmospheric Reentry Interceptor System.

7/78 - 7/88 Logicon, Inc. San Pedro, CA

5-8/84,6/85-7/88 NAVSTAR Global Positioning System Range Applications Program, Eglin AFB/AD: For Interstate Electronics Corp (Anaheim, CA) subcontract to IEC to (1) develop firmware for I/O processor card; (2) perform software qualification testing (PQT/FQT); (3) develop and monitor a software quality assurance program. Program manager (1/87) and systems engineer

10/84 - 6/85 Flight Control System for Lavi digital fly-by-wire aircraft for Israel Aircraft Industries:

independent verification and validation of flight control computer program; requirements/design analysis; planning for independent test

12/80 - 6/85 NAVSTAR GPS Operational Control Segment, USAF Space Division: contract with USAF

for IV&V of ground control software; assistant project manager and manager of independent test; establish guidelines for and oversee development of test plans/procedures; identify tool needs; requirements/design analysis of tracking, telemetry, commanding, and navigation control software, relocation to Maryland for two years managing on-site office as technical liaison to IBM.

7/79 - 1/83 Various projects, including Advanced Indications System, Teal Ruby Experiment (space-

based infra-red earth sensor). Survivability Computer Program (model of utilization of SV ground station network resources). Advanced Maneuvering Reentry Vehicle. Independent test, including functional tests and full system tests using 6-DOF digital simulation; aided in developing a scientific flight program simulation

9/75 - 5/78 Indiana Vocational Technical College, South Bend, IN Instructor in math, physics, and programming EDUCATION Graduate courses toward PhD Degree, Electrical Engineering, University of Colorado (UCCS) M.A.. Mathematics, Claremont Graduate University B.S. Mathematics, Harvey Mudd College MEMBERSHIPS Institute of Navigation - Past President; Past Chair, Satellite Division Marine Technology Society – member and section officer American Association for the Advancement of Science (AAAS) – member American Geophysical Union – member Yaquina Bay Economic Foundation – Board member AWARDS Oregon Small Business Person of the Year, Small Business Administration, 2011 Fellow, Institute of Navigation, 2010 Distinguished Service Award, Institute of Navigation, 2008 GPS International Association, Best Paper in Volume 1 of GPS Solutions, 1996 PAPERS AND ARTICLES Over 35 papers and articles. See attached. 3/2/12

PAPERS, ARTICLES, AND PRESENTATIONS – John W. Lavrakas “The Value of Geospatial Information in Fisheries”, Oregon State University Geospatial Intelligence

Lecture Series, January 31, 2012, Corvallis, OR “Identifying PNT Centers of Activity in Support of a National PNT Architecture”, John W. Lavrakas, Wil

Black, Terri Lippert, ION GNSS 2011, September 2011, Portland, OR “Addressing GPS User Problems: More GPS or Smarter GPS?”, James L. Farrell, John W. Lavrakas,

Coordinates Magazine, September 2010 “Proving the Walk Matches the Talk – Verification of GPS Performance Assertions”, John W. Lavrakas,

Brent Renfro, ION International Technical Meeting, January 2010, San Diego, CA “GNSS in the Year 2017”, John W. Lavrakas, GPS World Magazine, May 2007 “A Glimpse into the Future: A Look at GNSS in the Year 2017”, J.W. Lavrakas, Advanced Research

Corporation, ION National Technical Meeting, January 2007, San Diego, CA “A Case for Updating the GPS Standard Positioning Service Performance Standard”, J. W. Lavrakas,

Overlook Systems Technologies, Inc., ION National Technical Meeting, January 2006, Monterey, CA “Implementing Civil Monitoring in Wake of the New Policy on GPS”, J. W. Lavrakas, Overlook Systems

Technologies, Inc., ION Annual Meeting, June 2005, Cambridge, MA “Development of a Performance Specification for Monitoring the GPS Civil Service”, Tom Nagle,

Department of Transportation; Brent A. Renfro, University of Texas Applied Research Lab; John W. Lavrakas, Overlook Systems Technologies, Inc., ION National Technical Meeting, January 2005, San Diego, CA

“Assessing SATNAV Performance Using the Navigation Tool Kit”, J.W. Lavrakas, R. Conley, S. Hieronymus, D. Knezha, Overlook Systems Technologies, Inc.; T. Driver, Analytical Graphics, Inc., ION GNSS 2004, September 2004, Long Beach, CA

“Implementation of a GPS Integrity Anomaly Database”, Lavrakas, J.W., Van Dyke, K., Carroll, B., Hieronymus, S.A. ION Annual Meeting, June 2004, Dayton, OH

“Status Update of the GPS Integrity Failure Modes and Effects Analysis (IFMEA) Project” Kovach, K., Lavrakas, J.W., Van Dyke, K., Miles, C., Phelts, E., Pullen, S., ION National Technical Meeting, January 2004, San Diego, California

“GPS for the Rest of Us: Monitoring the Civil Signals”, Lavrakas, J.W., GPS World Magazine, September 2003

“GPS Integrity Failure Modes and Effects Analysis”, K. Van Dyke, Karl Kovach, J. Kraemer, J. Lavrakas, J.P. Fernow, J. Reese, N. Attallah, B. Baevitz, Proceedings ION National Technical Meeting, January 2003, Anaheim, CA

“Defining the Elements of a Civil GPS Monitoring Service”, Lavrakas, J.W., Broomfield, J., ION National Technical Meeting, January 2003, Anaheim, California

“GPS Integrity Failure Modes and Effects Analysis”, K. Van Dyke, J. Kraemer, DOT/Volpe Center; K. Kovach, ARINC; J. Lavrakas, Overlook Systems Technologies, Inc.; J.P. Fernow, MITRE CAASD; J. Reese, GPS JPO; N. Attallah, B. Baevitz, SAIC, ION National Technical Meeting, January 2003, Anaheim, California

“Planning the Future of GPS”, J. W. Lavrakas, Overlook Systems Technologies, Inc., ION Annual Meeting, June 2002, Albuquerque, New Mexico

“The Interagency Forum for Operational Requirements”, J.W. Lavrakas, Overlook Systems Technologies, Inc., ION GPS 2001, September 2001, Salt Lake City, UT

“A Systems Approach to a National Position, Navigation and Timing Service”, J.W. Lavrakas, Overlook Systems Technologies, Inc., ION GPS-2001, September 2001, Salt Lake City, UT

“Establishing a National PNT Service”, Lavrakas, John W., IEEE/AIAA/ION Chapter meeting, May 2001, Somers Point, NJ

“GPS Status and Modernization”, Snowdon, Jack, Lavrakas, John W., Martel, John, GNSS 2001, May 2001, Seville Spain

“Establishing a GPS User Support Infrastructure”, John W. Lavrakas, Ted Driver and Daniel Knezha, Overlook Systems Technologies, Inc., ION GPS 2000, September 2000, Salt Lake City, UT

“The World after Selective Availability”, Rob Conley, John Lavrakas, Proceedings ION GPS 1999, September 1999

“Where Should Changes be Made? Correcting the Effects of Satellite Anomalies on GPS Receivers”, John W. Lavrakas, Daniel Knezha, Shane Connary, ION Annual Meeting 1999, June 1999

"Insight Into GPS Asset Location", Marshall, Glenn C. and Lavrakas, John W., GPS Solutions magazine, Spring 1996

"Where is It and Where is It Going?: A Comprehensive Look at GPS Asset Location, Part 3", Lavrakas, John W. and Marshall, Glenn C., GPS Solutions Magazine, Volume 1, Number 3, Winter 1996

"Where is It and Where is It Going?: A Comprehensive Look at GPS Asset Location, Part 2", Lavrakas, John W. and Marshall, Glenn C., GPS Solutions Magazine, Volume 1, Number 2, Autumn 1995

"StarWatch™: An Off-the-Shelf Asset Location System", Lavrakas, John W., Proceedings, Institute of Navigation, GPS-95 Meeting, September 1995, Palm Springs, CA

"Where is It and Where is It Going?: A Comprehensive Look at GPS Asset Location", Lavrakas, John W. and Marshall, Glenn C., GPS Solutions Magazine, Volume 1, Number 1, Summer 1995

"Inside GPS: The Master Control Station", Lavrakas, John W. and Shank, Chris, GPS World Magazine, Volume 5, Number 9, pp. 46-54, September 1994

"Heading for the Hills: Integrated GPS Vehicle Tracking Systems in Mountainous Areas," Lavrakas, John W., Proceedings, Institute of Navigation, Annual Meeting, June 1994, Colorado Springs, CO

"Study into the Use of URA in Satellite Selection," Lavrakas, John W. and Shank, Chris, Proceedings, Institute of Navigation, Annual Meeting, June 1993

"GPS Integrity: An MCS Perspective," Shank, Chris and Lavrakas, John W., Proceedings, Institute of Navigation, GPS-93 Meeting, September 1993

“A Study into the Use of URA in Satellite Selection”, John W. Lavrakas, Chris Shank, Proceedings, Institute of Navigation Annual Meeting 1993, Cambridge, MA

"An Overview of Space-Based Radionavigation Systems”, Brown, Alison K. and Lavrakas, John, Proceedings, EASCON 88


Chris G. Bartone, Ph.D., P.E.

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CURRICULUM VITAE

CONTACT INFORMATION

Chris Gregory Bartone, Ph.D., P.E. Professor, School of EECS, Ohio University President, GNSS Solutions® Ltd.Athens, Ohio 45701 Office: 740-593-9573 (school) Mobile: 740-591-1660 Fax: 740-205-4123E-mail: [email protected], [email protected]

EDUCATIONAL DEGREES/CERTIFICATES

P.E. in State of Ohio, Registration Number PE 66926, since June 2002

Ph.D. Electrical Engineering, Ohio University, Athens, Ohio, Fall 1994 to Spring 1998, awarded in June 1998. Dissertation Title: “Ranging Airport Pseudolite for Local Area Augmentation Using the Global Positioning System”.

M.S. Electrical Engineering, The Naval Postgraduate School, Monterey, CA, Fall 1986 to Summer 1987, awarded in August 1987; specialized in Communications Engineering. Thesis Title: “Measured Noise Performance of a Direct-Sequence Spread-Spectrum System and a Comparison of Single-vice Dual-Channel Delay-Lock Loops”.

B.S. Electrical Engineering, The Pennsylvania State University, University Park, PA, Fall 1979 to Spring 1983, awarded in June 1983; emphasis in electromagnetics, communications, and antennas.

ACADEMIC EXPERIENCE

Ohio University, School of Electrical Engineering and Computer Science, Athens, OHProfessor (6/2009-Present) Associate Professor (5/2004-6/2009) Assistant Professor, (3/1999-5/2004) Visiting Assistant Professor, (9/1998-3/1999) Graduate Instructor, (3/1998-6/1998)

Research:Differential Global Positioning System (GPS) Performance Analysis task for Northrop-Grumman Corporation, El Segundo, CA for engineering services and white paper. 2/27/2009 to 6/12/2009. Principle Investigator for this task.GPS Long Range Navigation (LORAN)-C Analysis and Support, sponsored by the FAA, Contract: DTFA01-01-C-00071, Technical Task Description 2.1, 10/1/07 to 12/30/07; new work from 1/1/08 to 09/26/08, then with contract extension to 04/30/09. I am the Principle


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Investigator for Loran-C support to FAA on all aspects. Coordinate all development including King Air flight tests, Loran Propagation Model (LPM) development and validation, ASF measurement and validation studies, legacy performance assessments for GPS non-precision approach, H-field antenna specification.Ohio University Shielded Antenna Anechoic Chamber, used in research for the following projects:

o Spectral Systems Incorporated/Sierra Nevada Corporation microwave antenna development (2.4 GHz band)

o FAA Instrumented Landing System (ILS) antenna (300MHz band) o Stanford University, Joint Precision Approach and Landing System Controlled

Reception Pattern Array measurement (L band) o USCG NDGPS Antenna Performance Analysis (L band) o FAA GPS interference work (L band)

I am the Principle Investigator for development, testing, and coordination of all projects. All results were provided back to program sponsors. Development of a Prototype NDGPS High Performance Architecture Enhancement. Lead agency was the U.S. Department of Transportation (DOT) Federal Railroad Administration (FRA) funded through DOT/Volpe Center. Contract DTRS57-04-C-10026 Base Period from 10/20/05 to 04/20/06 and Options 1 until 10/20/06 to 10/20/07. This was essentially a follow-on contract to the Prototype NDGPS contract shown below. I was the Principle Investigator for all development and research efforts. Combat Sent System Passive Ranging for high accuracy bearing determination to locations off the aircraft body. Issued under contract FA8620-05-G-3015-0002, Subcontract 301502-OU-01, from U.S. Air Force, via Spectral Systems Incorporated/Sierra Nevada Corporation, from 8/1/05-4/15/06. (Co-PI with Frank van Graas); asked co-PI for advice occasionally. Contribution Level: High (~30%). I was the Principle Investigator for all development and research efforts including DC-3 flight tests.Analysis and Evaluation on Impact of the Wide Area Augmentation System (WAAS) on Maritime Radio Navigation Users, from Volpe. Contract DTRT57-05-P-80171 from 6/17/05-3/17/06. I was the Principle Investigator for all development and research efforts. Development of a Prototype Nationwide Differential Global Positioning System (NDGPS) and High Performance Architecture Demonstration. Lead agency was the U.S. Department of Transportation (DOT) Federal Railroad Administration (FRA) funded through DOT/Volpe Center. Contract DTRS57-04-C-10026 Base Period from 03/30/04 to 09/30/04 and Options 2 until 09/30/06. I was the Principle Investigator for all development and research efforts. (This was the original DOT/FRA/Volpe contracts, which led to the follow-on contract shown earlier.)Missile Range Safety Technology (BMRST), Eastern Range, Command Destruct System (CDS) Testing Flight Test Support, supported by Florida Air National Guard (FLANG), Contract W911YN-06-P-002, from 10/06/05-07/06/05. I was the Principle Investigator for all development and research efforts. Antenna Baseline and Attitude Measurement Systems (ABAMS) Feasibility Study for UAVs, Lead agency is the U.S. Naval Research Laboratory, via ITT Industries, from 9/29/2004 to 8/5/2005. (co-PI with Tom Arthur) Antenna Performance Analysis for the U.S. Coast Guard NDGPS sites. New effort awarded


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from U.S. DOT Volpe Center, Contract DTRS57-04-P-80285, from 8/16/04-04/29/05. I was the Principle Investigator for all development and research efforts. Antenna Baseline Measurement System (ABMS) for high accuracy bearing determination to locations off the aircraft body. Contract F33657-02-G-4036-0004, Subcontract 4.3604-OU-01. Issued from U.S. Air Force, via Spectral Systems Incorporated/Sierra Nevada Corporation, from 9/1/03-10/31/04. (Co-PI with Frank van Graas) I was the Principle Investigator for the development and research efforts including DC-3 flight tests. Anti-Jam Navigation Terminal System (ANTS) for the Air Force Research Laboratory, Space Vehicle, Ballistic Missile Technology Program Office. Contract F29601-00-C-0212, Anti-Jam Navigation Terminal System Using the Global Positioning System. Multi-year contract:

o Base Year, from 09/07/00 to 2/29/02 o Option Year One Awarded on 8/14/01 for 12 months:

Task 3.1 GPS Transceiver Development Task 3.2 AZMLA Development; extended to 7/31/03.

I was the Principle Investigator for all development and research efforts. GPS-based Range Safety System to meet the Air Force Research Laboratory, Space Vehicle, Ballistic Missile Technology Program Office requirements. Research for the establishment, licensing, and certification of a GPS-based range safety system to eliminate ground-based radars. Contract F29601-99-C-0176, GPS Range Safety Technology System, from 10/1/99 to 9/30/00; then, from 1/17/01-1/31/03. I was the Principle Investigator for all development and research efforts.

Teaching:I taught the following electrical engineering courses at Ohio University, Athens, OH:

1. EE 690 GNSS Antennas, W11-12. 2. EE 605 Satellite-Based Navigation Systems, F00-01, F01-02, F03-04, W04-05, F06-07,

F07-08, F08-09, F09-10, F10-11, F11-12. 3. EE 613/690 High-Accuracy Satellite Navigation Systems, S00-01, S01-02, W03-04, S06-

07, W07-08, W08-09, W09-10, S10-11. 4. EE395B Intermediate Laboratory Experimentation II, W08-09, S08-09, W09-10, S09-10,

F10-11, W10-11, S10-11, W11-12. (Electromagnetics/Motors part). 5. EE 395C Intermediate Electrical and Computer Engineering Design Experience, S02-03,

F03-04, F06-07, S07-08, S09-10, F10-11, S10-11, F11-12. (Electromagnetics/Antennas/Communications).

6. EE 602/690 Radar Systems, S99-00, W10-11. 7. EE 601/690, Electromagnetic Wave Propagation in Electronic Navigation Systems, F99-

00, F04-05. 8. EE 690 Satellite Navigation Systems for Automobiles Seminar (Independent Study),

S06-07.9. EE 321 Electromagnetics and Materials I, W99-00, W01-02, W02-03. 10. EE 495A/B/C Electrical and Computer Engineering Capstone Design I, II, & III, Design

Project Leader for a GPS Antenna, 2002-2003 and 2003-2004. Used EECS Antenna Anechoic Chamber in design evaluation.

11. EE 490 Electromagnetics Experimentation Design, F02-03, superseded by EE395C. 12. EE 690 Antenna Pattern Measurement Seminar (Independent Study), W00-01, F06-07.


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13. EE 371 Applied Probability and Statistics for Electrical Engineers, S97-98, S98-99.14. EE 441/541, Antennas I, W98-99. 15. EE 312 Linear Systems and Networks II, W98-99. 16. EE 310 Linear Systems and Networks I, F98-99.

Graduate Student Summary: The following lists are for the Theses/Dissertations Directed (Graduated and Current):

Graduated Students: 1. Ravi Varma Komarabathuni, MSEE, “Performance Assessment of a 77 GHz Automotive

Radar for Various Obstacle Avoidance Applications”, Ohio University, Spring 2010-2011.

2. Raghunath Viswanatha, MSEE, “A Multi-channel RF Front End for Global Navigation Satellite System Receiver”, Ohio University, November 2008.

3. Tim Needham, MSEE, “A Low Rate Data Link for a High Performance Differential Global Positioning System”, Ohio University, June 2008.

4. Jeff Dickman, Ph.D.EE, “Single Platform Relative Positioning for Sensor Stabilization”, Ohio University, June 2008.

5. Luyi Chen, MSEE, “Dual Frequency Patch Antenna Design for Global Navigation Satellite System”, Ohio University, June 2007.

6. Ian Barton, MSEE, “Antenna Performance Analysis for the Nationwide Differential Global Positioning System”, November 2005.

7. Yujie Zhang, Ph.D.EE, “High Performance Differential Global Positioning System (HP-DGPS) For Long Range Baseline Application”, Ohio University, August 2005.

8. Sumit Bhattacharya, MSEE, “A Real-time Bi-directional Differential Global Positioning System Data Link over Internet Protocol”, Ohio University, March 2005.

9. Sidharth Nair, MSEE, “A Multiple Antenna Global Positioning System Configuration For Enhanced Performance”, Ohio University, June 2004.

10. Sai Kiran, Ph.D.EE, “A Wideband Airport Pseudolite for LAAS”, Ohio University, November 2003.

11. Ranjeet Shetty, MSEE, “A Real-Time Bi-Directional Differential Global Positioning System”, Ohio University, November 2002.

12. Jeff Dickman, MSEE, “Multipath Limiting Antenna Design Considerations for Ground Based Pseudolite Ranging Sources”, Ohio University, November 2001.

Current Graduate Students: 1. Mahesh Katragadda, MSEE, “Broadband Planar Antennas for GNSS”, graduation

planned Winter 2011-2012. 2. Gangula Rohan Sai, MSEE, “Multi-frequency GNSS Antennas Using a Slotted Feed

Structure”, graduation planned Winter 2011-2012. 3. Zach Bauer, MSEE, “CRPA measurements with a Software Radio”, Winter 2011-2012. 4. Christian Sagardia, MSEE, “Ubiquitous UWB-based Positioning for Personnel/Asset

Tracking and Navigation in an Indoor Environment”, graduation planned Spring 2011-2012.

5. Tom Arthur, MSEE, “Closed Traverse Loop Analysis for Flight Test Validation, with RTK Application”, Ohio University, graduation planned Fall 2012-2013.

6. Sumit Bhattacharya, Ph.D.EE, Ohio University, “A GPS-based Augmentation Navigation System Augmented with Multi-Vision Sensors”, graduation planned Spring 2012-2013.


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7. Kiran Kumar, “Intelligent Ground Vehicle Control using the Global Positioning Systems” graduation planned Spring 2012-2013.

8. Tim Needham, Ph.D. EE, “Integrated Navigation System for Land Navigation, Ph.D graduation planned Spring 2013-2014.

School Committee Service Summary: Department Committees:

1. Curriculum Committee, Review and oversee all changes to curriculums and courses, 2010-2012, Committee Member.

2. Graduate, School of EECS, 2004-2006, Committee Member. 3. Assessment and Accreditation, School of EECS, 2002-2004, Committee Member. 4. EE Senior Focus for the School of EECS, 2003-2006, Committee Member. 5. EE Intermediate Courses for the School of EECS, 2003-2006, Committee Member. 6. EE Design Courses for the School of EECS, 2003-2006, Committee Member. 7. Matlab® Ad Hoc, February 2004, For discussion on adding additional MATLAB into the

EECS curriculum. Outcome was to add Matlab® in EE103, Committee Member. 8. Intermediate Curriculum Committee, Overseeing Development of new EE333/EE334

Intermediate I/II, EE321 Electromagnetic, and EE371 Probability and Statistics Courses in new EECS Curriculum. 1999-2003, Head of Committee.

9. Stocker Research Award, School of EECS, 1999-2000, Committee Member. College Committees:

1. College Professional Ethics Committee, Russ College of Engineering and Technology, 2008-2012, Faculty Senate Appointed, Committee Member.

2. Dean’s Evaluation Committee, for 2008-2010, Faculty Senate Appointed, Committee Member.

3. Auto ID 5-year Review Committee. 2005, Committee Member. 4. College Professional Ethics Committee, Russ College of Engineering and Technology,

2004-2007, Dean Appointed, Committee Member. University Committees:

1. Faculty Senate, Ohio University for 2006-2009 and from 2009-2010. Faculty Senator, elected by and represent Russ College of Engineering and Technology.

2. Facilities and Finances Committee (FFC), Ohio University, sub-committee of Faculty Senate, 2007-2011, Committee Member.

3. Professional Relations Committee (PRC), Ohio University, sub-committee of Faculty Senate, 2006-2007, Committee Member.

4. Budget Planning Council, Ohio University; Sept 2004-Sept 2005, committee advises Ohio University President and Provost on university wide budget issues. Appointed by Provost, Committee Member.

Consulting and Seminars ExperienceThe follow lists consulting and seminars performed. • President for GNSS Solutions® Ltd, founded April 2006, outgrowth of CNS Seminars &

Consultants, Ltd., www.GNSSsolutions.com• Offered 24 tutorials on the two days preceding the ION GNSS 2010 Conference,

Portland, OR, on September 20-21, 2010. • Offered 24 tutorials on the two days preceding the ION GNSS 2009 Conference,


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Savannah, GA, on September 21-22, 2009. • Offered 24 tutorials on the two days preceding the ION GNSS 2008 Conference,

Savannah, GA, on September 15-16, 2008. • Offered 25 tutorials on the two days preceding the ION GNSS 2007 Conference, Fort

Worth, TX, on September 24-25, 2007. • Offered 10 tutorials on the two days preceding the ION GNSS 2006 Conference, Fort

Worth, TX, on September 25-26, 2006. • Seminar Instructor for GNSS Solutions® Ltd

• Taught two seminar classes prior to the Institute of Navigation (ION) Global Navigation Satellite System (GNSS) 2010 Conference, Portland, OR, September 19, 2011:• Fundamentals of GNSS I, September 19, 2011 • Fundamentals of GNSS II, September 19, 2011

• Taught two seminar classes in Singapore in cooperation with EEM Advancement Seminars Ltd. In 2010 and 2007: o Fundamentals of Antennas for Communication, Navigation and Surveillance

(CNS) Systems 6 - 8 December 2010, Copthorne Orchid Singapore 3 – 5 December 2007, York Hotel Singapore

o Fundamentals of Global Navigation Satellite Systems (GNSS) 9 – 10 December 2010, Copthorne Orchid Singapore 1 – 2 December 2007, York Hotel Singapore

• Taught two days prior to the Institute of Navigation (ION) Global Navigation Satellite System (GNSS) 2010 Conference, Portland, OR, September 20-21, 2010: • Fundamentals of GNSS I & II, September 20, 2010 • GNSS Antenna I-Fundamentals, September 21, 2010 • GNSS Antenna II-Special Topics, (taught first of three hours), September 21,

2010• At Institute of Electrical and Electronics Engineers (IEEE)/ION Position Location

and Navigation Symposium (PLANS), taught GPS Error Characterization, Mitigation, and Analysis, May 3, 2010, Palm Springs/Indian Wells, CA,

• At IEEE Military Communications (MILCOM) Conference, taught Fundamentals of GNSS Tutorial, Boston, MA, October 20, 2009,

• Taught two days prior to the Institute of Navigation (ION) Global Navigation Satellite System (GNSS) 2009 Conference, Savannah, GA, September 21-22, 2009: • Fundamentals of GNSS I & II, September 21, 2009 • Fundamentals of Antenna for GNSS, September 22, 2009

• Taught two days prior to the ION GNSS 2008 Conference, Savannah, GA, September 15-16, 2008: • Fundamentals of GNSS I & II, September 15, 2008 • Fundamentals of Antenna for GNSS, September 16, 2008

• At Institute of Electrical and Electronics Engineers (IEEE)/ION Position Location and Navigation Symposium (PLANS), May 15, 2008, Monterey, CA, taught Fundamentals of Satellite Navigation Systems Using GPS Tutorial.

• Taught two days prior to the ION GNSS 2007 Conference, Fort Worth, TX, September 24-25, 2007:


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• Fundamentals of GNSS I & II, September 24, 2007 • Fundamentals of Antenna for GNSS, September 25, 2007.

• Taught two days prior to the ION GNSS 2006 Conference, Fort Worth, TX, September 24-25, 2006: • Fundamentals of GNSS I & II, September 25, 2006 • GNSS Signal Propagation: Theory & Practice, September 25, 2006 • Fundamentals of DGNSS, September 26, 2006 • Fundamentals of Antenna for GNSS, September 26, 2006.

• At IEEE/ION PLANS, San Diego, CA, April 24, 2006, taught Fundamentals of Satellite Navigation Systems Using GPS Tutorial.

• Technical Expert Legal Consultant with GNSS Solutions® Ltd, June 2005-Present. • Ongoing Patent Infringement Case in the area of GPS and location based services for

wireless communications. Nov 2011-Present. • Ongoing Patent Infringement Case in the area of GPS and radar detection commercial

products, District Course Case, Idaho. Aug 2010-Present; waiting for trial date.o Expert Report on Infringement, o Expert Report on Rebuttal, o One full day of deposition.

• Ongoing Patent Infringement Case in the area of Wireless Communications. District Court Case, Ohio. Expert Reports completed in Oct 2009 through Aug 2010; waiting trial for date. o Expert Report on Infringement, o Expert Report on Rebuttal, o Expert Report – Supplemental, o Expert Report - Declaration supporting Motion of Summary Judgment, o Expert Report - Declaration supporting Opposition to Defendants Motion of

Summary Judgment, o One full-days deposition.

• Patent Infringement Case in the area of GPS and inertial navigation technologies for marine autopilots, International Trade Commission Case. Nov 2010-Nov 2011. Case settled prior to trial. o Expert Report on Infringement, o Expert Report on Rebuttal, o One full day of deposition.

• Patent Review in the area of GPS receiver chip, wireless, and telematics technology for patent infringement to assess market potential of various patents. Dec 2009-Jan 2010.

• Civil Action Case in the area of differential GPS and radio technologies, US District Court, in matters of Honeywell International, Inc., vs Raytheon. Civil Action No. 08-cv-03952-SRC-MAS. Jan 2009 – Nov 2009.

• Contract Protest Case: In matters of Honeywell International, Inc., vs Raytheon. File: B400417, Agency: Naval Air Systems Command involving GPS-based precision approach and landing system technology under Solicitation No. N00019-07-R-0044, August 8, 2008 through September 6, 2008. (Case settled prior to court).

• Patent Infringement Case: U.S. International Trade Commission, Investigation No. 337-TA-596, SiRF Technologies vs. Global Locate. In Matters of Certain GPS Chips,


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Associated Software and Systems, and Products Containing Same. o Expert Report on Infringement, o Expert Report on Rebuttal, o Expert Declaration supporting Motion of Summary Judgment, o Five full-days deposition, o Three full-days testifying in International Trade Commission (ITC) Federal

Court.January 4, 2007 to April 30, 2008. (signed protective order on 6/18/07 (estimated))

• Patent Infringement Case in the area of GPS chip technology and receiver design. U.S. District Court Case No. SACV05-773 CJC (ANx), in SiRF Technology, Inc., vs u-NAV Microelectronics Corporation. June 3, 2005 to January 10, 2007. (Case settled prior to court.)

• Technical Expert Engineering Consultant with GNSS Solutions® Ltd • Supported Global Cooling Incorporate of Athens, Ohio in electromagnetic

compatibility, interference emissions product development for European CE testing. (July-Aug 2010).

• Supported Spectracom Corporation for the development of advanced GPS and timing products. (June-Aug 2010)

• Technical Expert Design Consultant for ANTCOM on a Combined Ku/X-band Antenna Array for Land Navigations, Conceptual Design, May, 2005.

• Seminar Instructor for CNS Seminars & Consultants, Ltd. Taught the following: • Fundamentals of Antennas, Spectral Systems Incorporated (SSI), Dayton, OH,

October 19-20, 2005. • Fundamentals of Antennas for CNS Systems, National Aeronautics and Space

Administration (NASA), NASA John Glenn Research Center, Cleveland, OH, September 26-28, 2005.

• Fundamentals of Navigation I, July 28-30, 2003, Florida Air National Guard, Cape Canaveral, FL.

• Seminar Instructor for Navtech GPS Seminars. Taught the following: • Pseudolites in Navigation and their Augmentation to GPS/GNSS, ION GNSS 2004

Tutorial, September 20, 2004, Portland, OR. • GPS Antenna Fundamentals and Details, ION GNSS 2004 Tutorial, September 20,

2004, Portland, OR. • GPS Antenna Fundamentals and Details, U.S. Coast Guard C2CEN, Portsmouth, VA,

August 17, 2004. • Pseudolites in Navigation and Their Augmentation to GPS/GNSS, ION GPS 2003

Tutorial, September 8, 2003, Portland, OR. • Pseudolites in Navigation and Their Augmentation to GPS/GNSS, ION GPS 2002

Tutorial, September 23, 2002, Portland, OR. • Technical Expert Engineering Consultant for OnStar, Incorporated on new antenna test

techniques and small anechoic chamber design, March-August 2001.

Florida Institute of Technology, Department of Electrical Engineering, Patuxent River, MDGraduate Instructor, (7/89-9/93)

Taught the following graduate level courses at the Patuxent River, Maryland branch campus: 1. EE 5234 Communication Systems I, and


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2. EE 5235 Communication Systems II. Text: Ziemer R.E., and Tranter W.H., “Principles of Communications, Systems, Modulation, and Noise”, John Wiley, 1985.

3. EE 5233 Satellite Communications; Text: Pratt T., and Bostian C., “Satellite Communications”, John Wiley, 1986.

Developed Comprehensive Exams for the Communications Concentration and graded comprehensive exams for the Linear Systems and Digital Control Systems Concentrations.

The Pennsylvania State University, Department of Electrical Engineering, University Park,PATeachers Assistant, (12/82-5/83)

Graded homework and projects in an EE 438 Antenna Engineering course. Text: Stutzman W.L., and Thiele G.A., “Antenna Theory and Design”, John Wiley, 1981. Laboratory Assistant in an EE 166 Electrical Instrumentation Laboratory. Answered students questions during laboratory, corrected their laboratory notebooks, and evaluated student’s design projects.

FULL-TIME PROFESSIONAL EXPERIENCE

The following is a summary of my full-time professional experience prior to my full-time position at Ohio University. Electronics Engineer, Naval Air Warfare Center, Patuxent River, MD (6/83-9/98) Research Engineer (1994 – 1998), while at Ohio University

Performed Research Investigating the Integration of Airport Pseudolites into the Local Area Augmentation System for increased availability. Research was sponsored by the FAA Satellite Program Office and performed at Ohio University. Developed unique Multipath Limiting Antennas for Pseudolite Applications, Developed and Tested off-frequency and on-frequency Pseudolite Architectures in Laboratory, Ground, and Flight Environments, Developed unique Pulsing and Automatic Gain Control Blanking Techniques to minimize Electromagnetic Interference with GPS, Integrated Pseudolite in a Differential Fashion for sub-meter Accuracy Necessary for Precision Approach.

Head, Communications, Navigation, and Identification Laboratory (1989 - 1994) Program Manager for the development of the Air Combat Environment Test and Evaluation Facility (ACETEF) Communications, Navigation, and Identification (CNI) Laboratory. The CNI Laboratory was a new facility that was started in 1989. This position involves the design and development of several high fidelity friendly, foreign, and threat CNI simulators for the Research, Developmental, Test and Evaluation (RDT&E) of friendly CNI systems and Electronic Warfare (EW) systems. The position involved: Recruiting and Supervision of 6 Civil Servant and 10-15 Contractor employees. Management of $12M in simulator development during tenure. Contracting Officer Technical Representative (COTR) on all CNI Laboratory contracts. GPS & Auxiliary Navigation Simulator Selection, Procurement, and Integration ($5M). Communications Environment Simulator (CES). The CES was developed for high-density threat CNI simulation; it was used primarily for the RDT&E of the ES-3A Multi-static Signal


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Processor and the EA-6B ALQ-99 EW System. The CES was developed under the Small Business Innovative Research (SBIR) Program. A full-scale CES was developed under a Phase III SBIR effort.Data Link Simulation: Developed/Procured simulation assets for various tactical, surveillance, and satellite voice and data links (Link 11, 4A, 16, OTCIXS/DAMA, TRAP/TADIX B, TIBS, TRIX, ANDVT, HAVEQUICK, and SINCGARS). Development of Communications/Identification Test Tool for RDT&E of CNI systems. This test tool was a VXI based test system with simulation, RF network, and data extraction components. Lead Navy CNI Engineer for the “Prelude Charlie” Project conducted between the U.S. Department of Defense and the United Kingdom Ministry of Defense, 1992.

Communications Engineer (1986 to 1989) Primary Design Engineer for the Navy Chainsaw Communication Link, a direct-sequence spread-spectrum system used to demonstrate a low rate digital data anti-jam capability in the VHF/UHF band. This project was an outgrowth of my thesis and funded from the Navy Science Advisory Program. Lead Engineer for the development of the Joint Tactical Information Distribution System (JTIDS) Laboratory Test System (JLTS), a VME based test system that measures the anti-jam (AJ) Margin of the JTIDS terminal as installed in a full-scale aircraft. This system was used primarily for E-2C and F-14D Aircraft AJ performance tests during the Developmental Testing (Phase II). Lead Program Engineer for the Naval Air Test Center on the High-Frequency Anti-Jam/ Link 11 Improvement Program.

Identification Friend or Foe Engineer (1983 to 1986) Project Engineer for measuring the electromagnetic compatibility (EMC) in the laboratory between the JTIDS and various Identification Friend or Foe (IFF), (i.e., secondary radar) Transponder (APX-72 & 100) and Interrogator (APX-76) Systems. Project Engineer for measuring the EMC in the laboratory between the Mark XV Combat Identification System (CIS) and several civilian Air Traffic Control Radar Beaconing System (ATCRABS) transponders and a civilian Distance Measuring Equipment (DME) device. Responsible for the development of the Navy IFF Test and Evaluation (NIFFTE) capabilities at the Naval Air Test Center, which included the establishment of the NIFFTE Laboratory.

PUBLICATIONS APPEARING IN REFEREED TECHNICAL JOURNALS

For the following list of refereed journals, italic font for author indicate advised student.1. Dickman, J., Zhen, Z., Bartone, C., "Carrier Phase Multipath Error Characterization and

Reduction in Single Aircraft Relative Navigation", GPS Solutions Journal, Springer-Verlag,. Volume 14, Number 2 / March, 2010.

2. Dickman, J., Bartone, C., “Smoothing GPS carrier phase double differences using inertial measurements for high performance applications”, GPS Solutions Journal, Springer-Verlag, Published online: 22 August 2007, print form, Vol. 12, No. 2, March 2008, pp.119-133, DOI 10.1007/s10291-007-0072-x.

3. Zhang, Y., Bartone, C., “A Real-time MET-based Hopfield Troposphere Correction with Integrity Bound for Long Baseline DGPS”, GPS Solutions Journal, Springer-Verlag,


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available on line and in printed version, Vol. 9, No. 4, Nov 2005, pp. 256-272. DOI 10.1007/s10291-005-0132-z.

4. Zhang, Y., Bartone, C., “A General Concept and Algorithm of Projected DGPS for High Accuracy DGPS Based Systems”, NAVIGATION Journal of The Institute of Navigation,Winter 2004-2005 Issue, Vol. 51, No. 4, pp.293-309.

5. “Verification and Mitigation of the Power-Induced Measurement Errors for Airport Pseudolites in LAAS”, co-author: Kiran, S., GPS Solutions Journal, Springer-Verlag, Vol. 7, No. 4, March 2004, pp. 241-252, DOI 10.1007/s10291-003-0076-0.

6. Kiran, S., Bartone, C., “Flight-Test Results of an Integrated Wideband-Only Airport Pseudolite For The Category II/III Local Area Augmentation System”, Institute of Electrical and Electronics Engineers, Transactions on Aerospace and Electronics Systems, Vol. 40, No. 1, January 2004, pp. 734-741, ISSN 0018-9251.

7. Thornberg, B., Thornberg, D., DiBenedetto, M., Braasch, M. , Van Graas, F., Bartone, C., “The LAAS Integrated Multipath Limiting Antenna (IMLA)”, NAVIGATIONJournal, of The Institute of Navigation, Vol. 50, No. 2, Summer 2003, pp. 117-130.

8. Slivinsky, S., Nesbit, C., Bartone, C., Phillips, R., Roxrode, R., Development and Demonstration of a Ballistic Missile Range Safety Technology System”, NAVIGATIONJournal of The Institute of Navigation, Vol. 49, No.2, Summer 2002, pp. 91-102.

9. Kiran, S., Bartone, C., “Flight-Test Results of an Integrated Wideband-Only Airport Pseudolite for the Category II/III Local Area Augmentation System”, NAVIGATIONJournal of The, Institute of Navigation, Vol. 48, No.1, Spring 2001, pp. 35-48.

10. Bartone, C., Van Graas, F., “Airport Pseudolite for Local Area Augmentation”, Instituteof Electrical and Electronics Engineers, Transactions on Aerospace and Electronics Systems, Vol. 36, No. 1, January 2000, pp. 278-286, ISSN 0018-9251.

OTHER REFEREED PUBLICATIONS

The following list of refereed publications includes a variety of technical refereed conference papers (e.g, IEEE Aerospace Conference) a technical navigation magazine (i.e., InsideGNSS) and an encyclopedia. Items prior to 2003 are not included in this list.

1. Dickman, J., Bartone, C., “Considerations for Sensor Stabilization Using Stand-alone GPS Velocity and Inertial Measurements”, IEEE Aerospace Conference, Big Sky, MT, March 4-9, 2007, pp. 1-16, DOI: 10.1109/AERO.2007.352973.

2. Bartone, C., "Antenna", The World Book Encyclopedia, World Book, Inc., invited article. 2006, pp. 543-544.

3. Bartone, C., "GNSS Solutions: Will I need a new antenna for the new GPS and Galileo signals?, InsideGNSS Magazine, Volume 1, Number 2, March 2006, pp. 21-23.

4. Zhang, Y., Bartone, C., “Improvement of High Accuracy Positioning with Real-time WaveSmoothTM Multipath Mitigation Technique”, Institute of Electrical and Electronics Engineers, Aerospace Conference, March 7-11, 2005, pp. 1-12, IEEE Catalog Number: 05TH8788C, ISBN: 0-7803-8870-4.

5. Slivinsky, S., McWhorter, M., Samson, J., Bartone, C., Schofield, Lt. Col. R, “Demonstration of the Ballistic Missile Range Safety Technology (BMRST) Mobile GPS-Based System for the QRLV-2 Launch”, Institute of Electrical and Electronics


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Engineers Aerospace Conference, March 9-14, 2003, pp. 1-15, IEEE Catalog Number: 03TH8652C ISBN: 0-7803-7652-8.

The following list of lightly refereed publications includes a variety of navigation magazines (i.e., GPS World), and non-technical navigation newsletters (i.e., ION Newsletter).

1. Bartone, C., “From Sextants to Digital GPS Receivers: The Virtual Navigation Museum Invites Submissions”, ION Newsletter, Volume 18, Number 2, Summer 2008, pp. 15.

2. Bartone, C., Horowitz, A., “REACHING OUT! ION Outreach Helps Young Engineers Reach for the Sky”, ION Newsletter, Volume 16, Number 4, Winter 2006-2007, pp. 4-5, 22.

3. Bartone, C., "Expert Advice: What’s New: ION GNSS 2006", no co-author, GPS World Magazine, August 2006, pp. 12, also on-line at: http://www.gpsworld.com/gpsworld/article/articleDetail.jsp?id=360950.

4. Bartone, C., "Making the Virtual (Museum) Real”, ION Newsletter, Volume 16, Number 2, Summer 2006, pp 3.

5. Stephens, C., Bartone, C., "REACHING OUT! ION, Smithsonian Join Forces in Time & Navigation Exhibit", ION Newsletter, Volume 16, Number 1, Spring 2006, pp. 5, 19.

PUBLICATIONS IN PROFESSIONAL CONFERENCE/PROCEEDINGS

1. Bartone, C., Stansell, T., “A Multi-Circular Ring CRPA for Robust GNSS Performance in an Interference and Multipath Environment”, Institute of Navigation – Global Navigation Satellite System, September 20-23, 2011, Portland, Oregon.

2. Bartone, C., Stansell, T., “Antenna Configurations for a C-Band GNSS”, Institute of Navigation – Global Navigation Satellite System, September 21-24, 2010, Portland, Oregon. (Best Presentation Award - Military GPS & Host Applications Integrations for Robust PNT Solutions)

3. Diggle, D.W., Bartone, C.G., Narins, M.J., “Loran Performance in a GPS Non-Precision Approach Environment”, International Loran Association 37, London, England, October 28-30, 2008, pp. 1-22.

4. Blazyk, J.M., Bartone, C.G., Alder, F., Narins, M.J., “The Loran Propagation Model: Development, Analysis, Test, and Validation”, International Loran Association 37, London, England, October 28-30, 2008, pp. 1-14.

5. Bartone, C., Narins, M., Pelgrum, W., Chen, L., “H-field Antenna Considerations for eLoran Aviation Applications”, IEEE PLANS, April 6-8, 2008, Monterey, CA, pp. 810-823.

6. Zhang, Y., Bartone, C., “Single-site Carrier Phase Based Troposphere Integrity Monitoring”,, Institute of Navigation – National Technical Meeting, January 18-20, 2006, pp. 530-542.

7. Zhang, Y., Bartone, C., “A Prototype Long Baseline DGPS Concept Demonstration for NDGPS High Performance Land Applications”, Institute of Navigation – Global Navigation Satellite System Conference, September 13-16, 2005, pp. 362-375.

8. Bartone, C., Barton, I., Zhang Y., Cleveland, A., Parsons, M, “Antenna Performance Analysis for a High Performance NDGPS Architecture”, Institute of Navigation – Annual Meeting, June 27-29, 2005, pp. 1116-1130.


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9. Zhang, Y., Bartone, C., “A GPS Orbit and Clock Correction Analysis for Long Baseline High Performance DGPS”, Institute of Navigation – Annual Meeting, June 27-29, 2005, pp. 1062-1072.

10. Bartone, C., Van Graas, F., Arthur, T., “A High Accuracy Relative DGPS Antenna Baseline Measurement System for Sensor Stabilization.”, Institute of Navigation – National Technical Meeting, January 24-26, 2005, pp. 980-992.

11. Zhang, Y., Bartone, C., “Comparison of Real-time Troposphere Correction Techniques for High Performance DGPS Application”, Institute of Navigation – National Technical Meeting, January 24-26, 2005, pp. 666-684.

12. Bartone, C., Zhang, Y., “A Real-Time Hybrid-Domain WaveSmooth Code Processing Using Wavelets”, Institute of Navigation – Global Navigation Satellite System Conference 2004, September 21-24, 2004, pp. 436-446.

13. Zhang, Y., Bartone, C., “Real-Time Multipath Mitigation with WaveSmooth Technique Using Wavelets”, co-author: Zhang, Y., Institute of Navigation – Global Navigation Satellite System Conference 2004, September 21-24, 2004, pp. 1181-1194.

14. Nair, S., Bartone, C., “Multiple Antenna GPS Configuration for Enhanced Performance”, Institute of Navigation – Annual Meeting, June 7-9, 2004, pp. 188-199.

15. Zhang, Y., Bartone, C., “Multipath Mitigation Using an Electromagnetic Fence for Ground Reference Stations”, Institute of Navigation – Annual Meeting, June 7-9, 2004, pp. 271-280.

16. Zhang, Y., Bartone, C., “Multipath Mitigation in the Frequency Domain”, Institute of Electrical and Electronics Engineers, Positioning, Location, And Navigation Symposium (PLANS), April 27-29, 2004, pp. 486-495, IEEE Catalog Number: 04CH37556C, ISBM: 0-7803-8417-2, - Best Paper Award for the GPS Track.

17. Van Graas, F., Bartone, C., Arthur, T., “GPS Antenna Phase and Group Delay Corrections”, Institute of Navigation – National Technical Meeting, January 26-28, 2004, pp. 399-408.

18. Zhang, Y., Bartone, C., “A High Performance Projected DGPS Ambiguity Resolution Technique”, Institute of Navigation – National Technical Meeting, January 26-28, 2004, pp. 428-440.

19. Kiran, S., Bartone, C., “A Viable Airport Pseudolite Architecture for LAAS”, Institute of Navigation - Global Positioning System Conference 2003, September 9-12, 2003, pp. 2326-2336.

20. Zhang, Y., Bartone, C., “A General Concept and Algorithm of Projected DGPS for High Accuracy DGPS Based Systems”, Institute of Navigation – GPS Conference 2003,September 9-12, 2003, pp. 1248-1257. - Best Paper Award for Algorithms and Methods 3 Session.

21. Bartone, C., Shetty, R., “A Real-time Bi-directional Differential Global Positioning System”, National Aeronautics and Space Administration, Integrated Communications, Navigation, and Surveillance Workshop, Annapolis, MD, April 20-23, 2003, pp. 213-228.

22. Dickman, J., Bartone, C., Zhang, Y., Thornberg, B., “Characterization and Performance of a Prototype Wideband Airport Pseudolite Multipath Limiting Antenna for the Local Area Augmentation System”, Institute of Navigation, National Technical Meeting,January 22-24, 2003, pp. 783-793.


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23. Thornberg, B., Thornberg, D., DiBenedetto, M., Braasch, M. , Van Graas, F., Bartone, C., “The LAAS Integrated Multipath Limiting Antenna (IMLA)”, Institute of Navigation - Global Positioning System 2002, Portland, OR, September 25-27, 2002, pp. 2082-2092.

24. Kiran, S., Bartone, C., “Flight-Test Results of an Integrated Wideband-Only Airport Pseudolite For The Category II/III Local Area Augmentation System”, Institute of Electrical and Electronics Engineers, Position Location and Navigation Symposium, Palm Springs, CA, April 16-18, 2002, pp. 204-211, IEEE Catalog Number: 02CH37284, ISBM: 0-7803-7251-4.

25. Bartone, C., Schofield, R., Ostroff, R., “Challenges in the Acceptance/Licensing of a mobile Ballistic Missile Range Safety Technology (BMRST) System”, The American Institute of Aeronautics and Astronautics – Space 2001 Conference, August 28-30, 2001, 2001-4545, pp. 1-11.

26. Bartone, C., Wilson, A., Nesbit, C., Phillips, R., “Aircraft Flight Evaluation of a Ballistic Missile Range Safety Technology (BMRST) System”, Institute of Navigation – Annual Meeting 2001, June 11-13, 2001, pp. 829-840.

27. Nesbit, C., Huff, D., Croopnick, S., Ostroff, R., Bartone, C., Slivinsky, S., Wilborn, C., Schofield, R. Lt. Col., “Development of the GPS-Based Ballistic Missile Range Safety Technology (BMRST) System”, Institute of Navigation – Annual Meeting 2001, June 11-13, 2001, pp. 816-823.

28. Dickman, J., Bartone, C., “Antenna Techniques to Optimize Pseudorange Measurements for Ground Based Ranging Sources”, Institute of Navigation – Annual Meeting 2001,June 11-13, 2001, pp. 263-274.

29. Bartone, C., Kiran, S., “Flight Test Results of an Integrated Wideband Airport Pseudolite for the Local Area Augmentation System”, Institute of Navigation - Global Positioning System 2000, September 19-22, 2000, pp. 1172-1179.

30. Bartone, C., Kiran, S., “Development of a Wideband Airport Pseudolite for GPS Augmentation”, Institute of Navigation National Technical Meeting 2000, January 25-28, 2000, pp. 50-57.

31. Bartone, C., “Multipath Consideration for Ground Based Ranging Sources”, Institute of Navigation - Global Positioning System 1999, September 14-17, 1999, pp. 1491-1498.

32. Bartone, C., Van Graas, F., “Airport Pseudolite for Local Area Augmentation”, Instituteof Electrical and Electronics Engineers, Position Location and Navigation Symposium (IEEE PLANS-98), April 20-23, 1998, pp. 479-486.

33. Bartone, C., Van Graas, F., “Airport Pseudolite for Precision Approach Applications”, Institute of Navigation - Global Positioning System 1997, September 16-19, 1997, pp. 1841-1850.

34. Bartone, C., “Advanced Pseudolite for Dual-Use Precision Approach Applications”, no co-author, Institute of Navigation - Global Positioning System 1996, September 17-20, 1996, pp. 791-797. - Best Paper Awarded in Precision Approach Session.

35. Bartone, C., Ventrone, F., Green, G., Jr., “Near Real-Time GPS Simulator Integrated with the Manned Flight Simulator”, Institute of Navigation - Global Positioning System 1994, September 20-23, 1994.

PUBLICATIONS AS TECHNICAL REPORTS


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1. Advanced Navigation Terminal System Using The Global Positioning System, Final Report, OU/AEC 03-13TM-F29601-00-C-0212, Ohio University, August 2003. Published by AFRL as AFRL-VS-TR-2003-1133, dtd 07-25-03.

2. Challenges In Acceptance And Licensing Of A Mobile Ballistic Missile Range Safety Technology (BMRST) System, Technical Memorandum, Ohio University OU/AEC 01-20TM-AIAA, March 2002, (co-authors: Lt. Col. R. Schofield, R. Ostroff). Published by AFRL as AFRL-VS-TR-2001-1099.

3. Ranging Airport Pseudolite for Local Area Augmentation Using the Global Positioning System, Ph.D. Dissertation, Ohio University, June 1998.

4. Measured Noise Performance of a Direct-Sequence Spread-Spectrum System and a Comparison of Single-vice Dual-Channel Delay-Lock Loops, The Naval Postgraduate School, MSEE Thesis, September 1987.

5. Joint Tactical Information Distribution System/Identification Friend or Foe Interference Laboratory Testing on the AN/APX-100, MM/UPX-709, AN/APX-72 Transponders and RT-988 (AN/APX-76) IFF Interrogator, Naval Air Test Center, Secret Technical Report SY-S37R-86, September 10, 1987.

6. Evaluation of the AN/APX-72 IFF Transponder System as Installed in the P-3 Aircraft, Naval Air Test Center, Confidential Technical report FW-C6R-87.

7. Implementation of the Mark XII AN/APX-76A/B IFF Interrogator System into Various Navy Airborne Platforms, Naval Air Test Center, Confidential Technical Memorandum TM 86-C38-SY, February 19, 1997.

8. Mark XV Interference Laboratory Testing, Naval Air Test Center, Secret First Interim Report SYS49R-86, Message dated 221547Z August 1986.

9. F/A-18A Joint Tactical Information Distribution System/Identification Friend or Foe Antenna Isolation Measurements, Naval Air Test Center, Unclassified Technical Report, SY-86R-85, March 13, 1986.

10. Joint Tactical Information Distribution System/Identification Friend or Foe Interference Laboratory Testing, Naval Air Test Center, Secret Technical Report, SYS64-85, February 26, 1986.

11. SH-60B AN/APX-76 IFF Interrogator Antenna Patterns, Naval Air Test Center, Unclassified Letter Report, Ser ltr SY81/453, December 13, 1984.

12. Mark XV Combat Identification System X-Band/L-Band Prototype Transponder Antenna Evaluation, Naval Air Test Center, Unclassified Report of Test Results, SY-9R-84, October 9, 1984.

PROFESSIONAL MEMBERSHIPS

The Institute of Electrical and Electronics Engineers (IEEE), Senior Member, membership number: 40293822. The Institute of Navigation (ION), membership number: 010082International Loran Association (ILA): membership number: 1401

OTHER PROFESSIONAL ACTIVITIES

Presentation (over last five years):


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1. A Multi-Circular Ring CRPA for Robust GNSS Performance in an Interference and Multipath Environment”, Institute of Navigation – Global Navigation Satellite System,September 20-23, 2011, Portland, Oregon.

2. Fundamentals of GNSS I & II, September 19, 2011, Portland, OR, GNSS Solutions®

seminar, international. 3. Fundamentals of Antennas for Communications, Navigation and Surveillance (CNS)

Systems, December 6-8, 2010, Singapore, EEM Advancement Centre Pte Ltd and GNSS Solutions®, seminar, international.

4. Fundamentals of GNSS, December 9-10, 2010, Singapore, EEM Advancement Centre Pte Ltd and GNSS Solutions®, seminar, international.

5. Antenna Configurations for a C-Band GNSS, ION GNSS 2010, September 21-24, 2010, Portland, Oregon. (Best Presentation Award)

6. Fundamentals of GNSS I & II, September 20, 2010, Portland, OR, GNSS Solutions®

seminar, international. 7. GNSS Antennas I & II (first of three hours), September 21, 2010, Portland, OR, GNSS

Solutions® seminar, international. 8. GPS Error Characterization, Mitigation, and Analysis, IEEE/ION PLANS, May 3, 2010,

Palm Springs/Indian Wells, CA, GNSS Solutions® seminar, international. 9. Fundamentals of GNSS Tutorial, IEEE MILCOM Conference, Boston, MA, October 20,

2009, GNSS Solutions® seminar, international. 10. Fundamentals of GNSS I & II, September 21, 2009, Savannah, GA, GNSS Solutions®

seminar, international. 11. GNSS Antenna I - Fundamentals, September 22, 2009, Savannah, GA, GNSS Solutions®

seminar, international. 12. The Loran Propagation Model: Development, Analysis, Test, and Validation, October

28-30, 2008, International Loran Association 37, London, England, conference, international.

13. Fundamentals of GNSS I & II, September 15, 2008, Savannah, GA, GNSS Solutions®

seminar, international. 14. GNSS Antenna I - Fundamentals, September 16, 2008, Savannah, GA, GNSS Solutions®

seminar, international. 15. H-field Antenna Considerations for eLoran Aviation Applications”, April 6-8, 2008,

Monterey, CA. IEEE PLANS, conference, international conference.16. Fundamentals of Satellite Navigation Systems Using GPS, May 15, 2008, Monterey, CA,

IEEE/ION PLANS, seminar, international conference. 17. Fundamentals of GNSS, December 6-7, 2007, York Hotel, Singapore, EEM

Advancement Centre Pte Ltd and GNSS Solutions®, seminar, international. 18. Fundamentals of Antennas for Communications, Navigation and Surveillance (CNS)

Systems, December 3-5, 2007, York Hotel, Singapore, EEM Advancement Centre Pte Ltd and GNSS Solutions®, seminar, international.

19. Fundamentals of GNSS I & II, September 24, 2007, Fort Worth, TX, GNSS Solutions®

seminar, international. 20. Fundamentals of Antenna for GNSS, September 25, 2007, Fort Worth, TX, GNSS

Solutions® seminar, international.


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21. ION Outreach Committee ION Virtual Navigation Museum Final Operational Capability Plan, April 22, 2007, Boston, MA, ION Council Meeting, ION Annual Meeting, pre-conference, national.

22. ION Outreach Committee Status Report, January, 21, 2007, ION Council Meeting, ION Annual Meeting, San Diego, CA pre-conference, national.

23. GNSS Antenna and their Applications in Aviation, October 12, 2006, Montreal, Quebec, Canada, Airlines Electronic Engineering Committee, conference, plenary speaker (paid), international.

24. Fundamentals of GNSS I & II, September 25, 2006, Fort Worth, TX, GNSS Solutions®

seminar, international. 25. GNSS Signal Propagation: Theory & Practice, September 25, 2006, Fort Worth, TX,

GNSS Solutions® seminar, international. 26. Fundamentals of DGNSS, September 26, 2006, Fort Worth, TX, GNSS Solutions®

seminar, international. 27. Fundamentals of Antenna for GNSS, September 26, 2006, Fort Worth, TX, GNSS

Solutions® seminar, international. 28. National Differential GPS-High Performance Prototype Development and Demonstration

(Status Briefing), High Accuracy DGNSS Meeting, May 10, 2006, Manchester, England, break-out meeting at ENC2006, international conference.

29. ION Outreach Committee Annual Report, April 24, 2006, ION Council Meeting, ION/IEEE PLANS pre-conference, international.

30. Fundamentals of Satellite Navigation Systems Using GPS, April 24, 2006, San Diego, CA, IEEE/ION PLANS, seminar, international conference.

31. Single-site Carrier Phase Based Troposphere Integrity Monitoring, January 18-20, 2006, Monterey, CA, ION National Technical Meeting, conference, national.

32. ION Outreach Committee Smithsonian Exhibit on Navigation, January 17, 2006, Monterey, CA, ION Council Meeting, pre-conference, national.

Graduate Students Thesis/Dissertation Committees Served (other than Head of Committee): I have served on a wide variety of MSEE and Ph.D. committees in the general areas of electronic navigation, communications, electromagnetics, and controls.

1. Simon, Jerry N. A “Systems Approach to the Formulation of Unmanned Air Vehicle Detect, Sense, and Avoid Performance Requirements”, MSEE, Ohio University, November 2009,

2. Kai-Jen Cheng, “Comparison and Analysis of Stopping Rules for Iterative Decoding of Turbo Codes”, School of EECS, Ohio University, June 2008.

3. Guruprasad Pai, “5 GHz Wireless Channel Characteristics On The Ohio University Campus”, MSEE Thesis, School of EECS, Ohio University, September 2007.

4. BeiBei Whang, “Improved Interference Suppression Techniques In Single And Multi-Rate Direct Sequence Spread Spectrum Systems”, Ph.D. Dissertation, School of EECS, Ohio University, March 2007.

5. Jidong Huang, “High-Integrity Carrier Phase Batch Processor for Differential Satellite Positioning”, Ph.D. dissertation, School of EECS, Ohio University, November 2007.

6. Ravikanth Ekanthalingam, “Amplitude Estimation of Minimum Shift Keying Co-Channel Interference”, MSEE Thesis, School of EECS, Ohio University, November 2004.


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7. Narender R. Mannem, “Adaptive Data Rate Multicarrier Direct Sequence Spread Spectrum in Rayleigh Fading Channel”, MSEE Thesis, School of EECS, Ohio University, November 2004.

8. Kamalakar Ganti, “Interleaver Design for the Modified Circular Simplex Turbo Block Coded Modulator”, MSEE Thesis, School of EECS, Ohio University, November 2004.

9. Vignesh Krishnan, “Analysis of Error Propagation in Differential Satellite Based Positioning Systems”, MSEE Thesis, School of EECS, Ohio University, July 2004.

10. Minish Lad, “Characterization of Atmospheric Noise and Precipitation Static in the Long Range Navigation (Loran-C) Band for Aircraft”, MSEE Thesis, School of EECS, Ohio University, July 2004.

11. Lukas Marti, “Global Positioning System Interference and Satellite Anomalous Event Monitor”, Ph.D. Dissertation, School of EECS, Ohio University, July 2004.

12. Hongxiang Li, “Performance of Multi-tone Direct Sequence Spread Spectrum in the Presence of Imperfect Carrier Synchronization”, MSEE Thesis, School of EECS, Ohio University, May 2004.

13. Raghavendra Achanta, “Detection and Correction of Global Positioning System Carrier Phase Measurement Anomalies”, MSEE Thesis, School of EECS, Ohio University, May 2004.

14. Joshua Neville, “Direct-Sequence Spread Spectrum Designs for Future Aviation Data Links Using Special Overlay”, MSEE Thesis, School of EECS, Ohio University, March 2004.

15. Rigoberto Chinchilla, “"Interleaver design for the Circular Simplex Turbo Block Coded Modulator"”, Ph.D. Dissertation, School of EECS, Ohio University, October 2003.

16. Arjun Mendu, “A New Simulation of Multi-State Fading Channels”, MSEE Thesis, School of EECS, Ohio University, May 2003.

17. Francis Fofie, “Model Prediction of the Effect of Ameliorating Cosmetics on the performance of Airport Surveillance Radar and Air Traffic Control Radar Beacon Systems”, MSEE, School of EECS, Ohio University, May 2003.

18. Jing Pang, “Direct Global Positioning System Programming Code Acquisition Field Programmable Gate Arrays Prototyping”, Ph.D. Dissertation, School of EECS, Ohio University, May 2003.

19. Kevin Dutton, “Theory and Performance of an X-Band Radio Frequency Phase Differencing Position Tracking System”, Ph.D. Dissertation, School of EECS, Ohio University, January 2003.

20. Andrey Soloviev, “Integrated Global Positioning/Inertial Navigation Systems by Frequency Domain Implementation of Inertial Computational Procedures”, Ph. D. Dissertation, Ohio University, March 2002.

21. John Rodenbaugh, “Optimum Detection of Differentially-Encoded M-ary Phase Shift Keying in a Dispersive Aeronautical Channel”, MSEE Thesis, Ohio University, May 2002.

22. Virat Deepak, “Performance of Multi-tone Direct Sequence Spread Spectrum in the Presence of Narrowband and Partial Band Interference”, MSEE Thesis, Ohio University, May 2002.

23. Mohammed Alshareleh, “A Hardware Implementation of the Imbedded Reference Signal Algorithm System Using a Digital Signal Processing Board”, Ohio University, April 2002.


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24. Jacob Campbell, “Characteristic of a Real-Tim Digital Terrain Database Integrity Monitor for a Synthetic Vision System”, MSEE Thesis, School of EECS, Ohio University, October 2001.

25. Aleksey Volodin, “Theoretical Limits of Block Codes”, MSEE Thesis, School of EECS, Ohio University, October 2001.

26. Sanjeev Gunawardena, “Development of a Transform-Domain Instrumentation Global Positioning System Receiver For Signal Quality And Anomalous-Event Monitoring”, Ph.D. Committee, School of EECS, Ohio University, 2001-2007.

27. Rouslan Ignatov, “Gain Scheduling via Control Signal Interpolation: Ball and Beam Example”, MSEE Thesis, School of EECS, Ohio University, September 2001.

28. Joe Kelly, “Fading Multipath Bias Errors in Global Positioning System Receiver Tracking Loops”, MSEE Thesis, School of EECS, Ohio University, May 2001.

29. Lucas Marti, “Integration of the Local Area Augmentation System and Inertial Navigation System for Aircraft Surface Movement Guidance”, MSEE Thesis, School of EECS, Ohio University, August 2000.

30. Yun Yan, “Turbo Codes”, MSEE Thesis, School of EECS, Ohio University, August 1999.

31. Andrew, Steven Paul, “Tools for the Simulation and Analysis of Aerodynamic Models”, MSEE Thesis, School of EECS, Ohio University, July 1, 1999.

32. Lee, Shane-Woei, “A Carrier Phase Only Processing Technique for Differential Satellite-based Positioning Systems” Ph.D. Dissertation, School of Electrical Engineering and Computer Science, Ohio University, June 22, 1999.

Research Projects Directed (student & non-PI):1. Dual-frequency Patch Antenna Design Using Ansoft HFSS:

a. Gangula Rohan Sai, MSEE, “Multi-frequency GNSS Antennas Using a Slotted Feed Structure”, graduation planned Winter 2011.

b. Luyi Chen, MSEE, “Dual Frequency Patch Antenna Design For Global Navigation Satellite System”, Ohio University, graduated June 2007.

2. Navigation Sensor and Integration: a. Ravi Varma Komarabathuni, MSEE, “Performance Assessment of a 77 GHz

Automotive Radar for Various Obstacle Avoidance Applications”, Ohio University, graduated Spring 2010-2011.

b. Kiran Kumar, “Intelligent Ground Vehicle Control using the Global Positioning Systems” graduation planned Spring 2012.

c. Sumit Bhattacharya, Ph.D.EE, “A GPS-based Augmentation Navigation System Augmented with Multi-Vision Sensors”, graduation planned Spring 2013.

d. Sidharth Nair, MSEE, “A Multiple Antenna Global Positioning System Configuration For Enhanced Performance”, Ohio University, graduated June 2004.

3. Differential GNSS: a. Sumit Bhattacharya, MSEE, “A Real-time Bi-directional Differential Global

Positioning System Data Link over Internet Protocol”, Ohio University, graduated March 2005.

4. Local Area Augmentation System supported pseudolite integration into LAAS for FAA: Performed research in the area of airport pseudolites in support of the FAA LAAS


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whereby approximately 1/3 of FAA LAAS budget from 1998 to 2003 was for pseudolite development. Supported Principle Investigator Frank van Graas. I had directed one Ph.D. student (Sai Kiran), who graduated in November 2003, and one MSEE student (Jeff Dickman) who graduated November 2001, related to this work. Also, I have led the antenna work with the Ohio State University under this contract for antenna patterns in their compact antenna range and on the development of electromagnetic fence technology for multipath mitigation, which produced one conference paper by Yujie Zhang and myself. Major student involvement includes:

a. Sai Kiran, Ph.D.EE, “A Wideband Airport Pseudolite for LAAS”, Ohio University, graduated November 2003.

b. Jeff Dickman, MSEE, “Multipath Limiting Antenna Design Considerations for Ground Based Pseudolite Ranging Sources”, Ohio University, graduated November 2001.

Professional Society Activities:1. Session Chair for the ION GNSS 2010, Urban & Indoor Navigation Technology 2

Session, Portland, OR, September 21-24, 2010. 2. Technical Chairman, for the International Loran Association 38th Annual Convention and

Technical Symposium, October 13-15, 2009, Portland, ME. 3. Board Member, International Loran Association, 2009-2010, Director Appointed by

President Sally Basker, International Loran Association for a one year term.. 4. Board Member, International Loran Association, 2008-2009, Director Appointed for the

International Loran Association, by President Langhorn Bond, International Loran Association 149th Board of Directors Meeting, October 30, 2008, London, UK for a one year term.

5. Editor, ION Virtual Navigation Museum, www.ION.org/museum/, 2006-Present. 6. Chair, Institute of Navigation, Outreach Committee, June 2004 to January 2009. 7. General Chair, Institute of Navigation Global Navigation Satellite Systems (GNSS) 2006

Conference, September 26-28, 2006, Fort Worth, TX. 8. Session Chair for the IEEE/ION PLANS, Atmospheric Effects and Modeling Session,

San Diego, CA, April 25-27, 2006. 9. Program Chair, Institute of Navigation Global Navigation Satellite Systems (GNSS) 2005

Conference, September 13-16, 2005, Long Beach, CA. 10. Session Chair for the Institute of Electrical and Electronic Engineers, Aerospace

Conference, Advanced Navigation Systems for Surface, Air, and Space, Big Sky, MT, March 7-11, 2005.

11. Session Chair for the Institute of Navigation, National Technical Meeting, Aviation Session, San Diego, CA, January 24-26, 2005.

12. Session Chair for the Institute of Navigation, Annual Meeting Aviation Sessions I & II, Dayton, OH, June 7-9, 2004.

13. Session Chair for the Institute of Electrical and Electronic Engineers, Position Location and Navigation Symposium, Homeland Security Applications Session, Monterey, CA, April 26-29, 2004.

14. Session Chair for the Institute of Electrical and Electronic Engineers, Aerospace Conference, Advanced Satellite CNS Systems Session, Big Sky, MT, March 8-12, 2004.

15. Eastern Region Vice-President for the Institute of Navigation, 2003-2004.


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16. Establisher of ION Section Sponsor Graduate Student Award for Ohio University. Established and got approved by the ION Dayton Section and ION National Office, this award for $2,000 and plaque to an Ohio University graduate student who demonstrates excellence in navigation. (I was also active in the establishment of this award internationally, as I proposed this award at the ION Council Meeting on June 22, 2003, on the behalf of Dr. John Racquet, and lobbied for its approval at the ION Council meeting.)

17. Session Chair for the Institute of Navigation, National Technical Meeting, Innovative Applications Session, Anaheim, CA, January 22-23, 2003.

18. General Chair for the Institute of Navigation – Annual Meeting Conference, June 24-26, 2002.

19. Session Chair for the IEEE PLANS 2002, Coupling/Integration of GPS/INS Session, April 14-16, 2002, Palm Springs, CA.

20. Program Chair for the Institute of Navigation – Annual Meeting Conference, Albuquerque, NM, June 13-16, 2001.

21. Technical Chair for the Institute of Navigation - Global Positioning System 2000 Conference, Salt Lake City, UT, September 19-22, 2000.

22. Session Chair for the American Institute of Aeronautics and Astronautics, Modeling and Simulation Conference, Avionics and Navigation Simulation Session, August 14-17, 2000.

23. Session Co-Chair for the Institute of Navigation Global Positioning System - 1999, Local Area Augmentation System/Precision Approach Session, September 14-17, 1999.

24. Air Representative for the Institute of Navigation, 1999-2001.25. Session Chair for the Institute of Navigation 55th Annual Meeting, Local Area

Augmentation System/Precision Approach Session, June 28-30, 1999.

Other Various Professional Items:1. Editorial Advisory Board member for GPS Solutions Journal, Springer-Verlag, New

York, Inc., 2002-Present. 2. Paper Reviewer for IEEE Aerospace Conference, Refereed Papers: for Robert J

Minnichelli, Aerospace Corporation, IEEE Aerospace Conference 2009.3. Journal Reviewer for IEEE AES Magazine: for IEEE AES Magazine, for Professor Peter

K. Willett, Associate Editor, August 2003. 4. Journal Reviewer for IEEE Transactions on AES: AES-02-06, January 10, 2003, for

Joseph L. Leva, Associate Editor for Navigation Systems, IEEE Transactions on AES. 5. TEAMS Question Author for the Tests of Engineering Aptitude, Mathematics, and

Science (TEAMS) Competition 2003, Questions #2 Satellite Orbit. 6. Journal Reviewer for International Federation of Automatic Control (IFAC): for Dr.

Jerrell Mitchell, Chair IFAC International Conference. November 2001 7. Journal Reviewer for IEEE Transactions on AES: AES-02-06, for Professor Peter K.

Willett, Associate Editor, November 1999. 8. Panel Member Honeywell Workshop 1999, Future GPS Applications, April 6, 1999. 9. Sub-Committee Member on the Airport Pseudolite Sub-Committee for the RTCA,

Incorporated SC-159 Working Group 4A for the Local Area Augmentation System, 1995-Present.

10. Panel Member Federal Aviation Administration Local Area Augmentation Architecture


22

Committee (LARC), 1995-1996. 11. Technical Advisor for the establishment of a Wide Area Augmentation System

simulation/stimulation test capability at the Naval Air Warfare Center – Aircraft Division, 1995.

12. Program Advisor for Tri-Service CNI Simulation under the Central Test and Evaluation Investment Program for the Department of Defense, 1993.

13. Lead Navy CNI Engineer for the “Prelude Charlie” Project conducted between the U.S. Department of Defense and the United Kingdom Ministry of Defense, 1992.

14. Proposal Reviewer for the Air Combat Environment Test and Evaluation Facility Indefinite Deliverable Indefinite Quantity Contract for the Offensive Sensors Laboratory, Naval Air Warfare Center – Aircraft Division, 1992.

15. Lead Technical Reviewer for the Air Combat Environment Test and Evaluation Facility Indefinite Deliverable Indefinite Quantity Contract for the Communications, Navigation, and Identification Laboratory, Naval Air Warfare Center – Aircraft Division, 1991.

16. Expert Lecture, on Communications, Navigation, and Identification Systems for the Naval Test Pilot School, Naval Air Test Center, 1989-1990.

AWARDS AND RECOGNITIONS

Best Presentation Award for “Antenna Configurations for a C-Band GNSS”, Institute of Navigation – Global Navigation Satellite System, September 21-24, 2010, Portland, Oregon. (co-author Tom Stansell) Best Paper Award for “Multipath Mitigation in the Frequency Domain”, Institute of Electrical and Electronics Engineers, Positioning, Location, And Navigation Symposium (PLANS), April 27-29, 2004. (co-author Yujie. Zhang) Best Presentation/Paper Award for “A General Concept and Algorithm of Projected DGPS for High Accuracy DGPS Based Systems”, Institute of Navigation - Global Positioning System 2003, Portland, OR, September 9-12, 2003 (co-author: Yujie Zhang)Recipient of William E. Jackson Award by the RTCA, September 30, 1998. “RangingAirport Pseudolite for Local Area Augmentation Using the Global Positioning System”Best Paper Award for “Advanced Pseudolite for Dual-Use Precision Approach Applications”, Institute of Navigation - Global Positioning System 1996, September 17-20, 1996 (Precision Approach Session).Awarded Long-Term Training Scholarship for Ph.D. EE Work.Awarded Long-Term Training Scholarship for MSEE Work.Recipient of Superior Performance Awards from the Navy for every year of employment.

LABORATORIES DEVELOPED

Ohio University Antenna Anechoic Chamber, School of Electrical Engineering and Computer Science, Athens, OH ($250 k Development) Air Combat Environment Test and Evaluation Facility (ACETEF), Communications, Navigation, and Identification Laboratory (CNIL), Naval Air Warfare Center – Aircraft Division, Patuxent River, Maryland. ($15 M Development) Naval Identification Friend or Foe Test and Evaluation Laboratory (NIFFTE), Naval Air


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Warfare Center – Aircraft Division, Patuxent River, Maryland. ($1.2 M Development)


Curriculum Vitae of Duncan G. Cumming, Ph.D. Page 1 of 5

Duncan G. Cumming, Ph.D. (Camb.)

Expertise

ITC ExperiencePower Supplies Electronic Hardware Embedded Control Systems GPS Systems Joystick Design (Games) RF Systems


Dr. Duncan G. Cumming, Ph.D. (EE, Cambridge University, England, 1979) is the president of Emmanuel Avionics, Inc at San Pedro, California. He has been in the business of electronic design since 1979. Dr. Cummings’ core business is the design of electronic controls for the Unmanned Air Vehicle (UAV) market, including inertial measurement, autopilots, electrical power controls, RF systems and video technology. These technologies are mostly applicable to the civilian market, although some UAVs do have military applications. Dr. Cumming has a wide scientific background, and is able to provide expert testimony and assess both the performance and the newness of various technologies. While this is primarily useful in Intellectual Property disputes, it has occasional applications in other types of cases.

Employment History

From: 1996 Emmanuel Avionics, Inc. To: Present San Pedro, CA Position: President – Electronic hardware consulting.

From: 1984 Cambridge Electronic Design, Inc. To: 1996 San Pedro, CA Position: Chief Executive Officer – Electronic hardware consulting.

From: 1982 Unified Technologies, Inc. To: 1984 Los Angeles, CA Position: Senior Systems Design Engineer. Designed video game software and

CRT display system.


From: 1979 Hughes Aircraft Co. To: 1982 Los Angeles, CA Position: Member of Technical Staff – commissioned electron beam

microfabrication system

From: 1979 Cambridge University Engineering Dept. To: 1979 Cambridge, UK Position: Postgraduate Research Student – Researched revolutionary new e-beam

imaging system.

Consulting History

Dr. Cumming has a wide range of expertise acquired over the years. Clients have included everything from one man operations to Fortune 500 companies. Some of the major clients are shown below:-

From: 1984 Client:- Aero Vironment, Inc. To: Present Simi Valley, CA Duties: Design and construction of numerous electronics packages for

unmanned air vehicles. Embedded Control Systems including Atmel and Motorola. Experienced using Integrated Development Environments. Switched Mode Power Supplies. Over the years, Dr Cumming has worked on a wide variety of switched mode power supplies. From computer card supplies (5V) to high voltage (30kV), and some exotic supplies with input voltages of less than a volt. He has used most supply topologies at one time or another, for boost mode, buck mode and both.RF Systems including receiver design, video transmitter design, digital control systems and radio modems.Transducers including accelerometers, integrated gyros, conventional rate gyros, pressure transducers, strain gauges and magnetometers.Inertial Measurement Units (IMU). Both design from scratch, and utilization of commercially available units.Unmanned Air Vehicle Design, including both fixed wing and rotary types, on all scales from 6 inch wing span to 270 feet.

From: 1983 Client:- Hughes Aircraft Co To: 1984 Torrance, CA Duties: Enhancement and maintenance of electron beam microfabrication

system. Magnetic Deflection Systems. High resolution deflection systems for electron beam microfabrication, raster mode and vector mode deflection systems for cathode ray tubes, and one combined system that did both raster and vector deflection simultaneously.


From: 2009 Client:- Sage Cheshire, Inc To: 2010 Lancaster, CA Duties: Design and construction of space suit chest pack for Red Bull Stratos

high altitude parachuting record attempt. Global Positioning System. Selection and interfacing of suitable GPS receivers for a large variety of tasks, including supersonic speed measurement using civilian GPS receivers.

From: 1986 Client:- Applied Research Associates, Inc. To: 1989 Albuquerque, NM Duties: Design and construction of numerous electronics packages for 70 foot

unmanned surveillance blimp. Video Camera control systems. Pan/tilt units, gyro stabilized camera mounts.Autopilots. Dr Cumming has designed autopilot systems for fixed wing, rotary, blimp, and balloon systems.Infra Red, Visible Light, and Low Light video camera systems.

From: 1984 Client:- Other To: Present Duties: Electronic Hardware Design Projects

RF design for underground pipe detection, metal detection, and other low frequency (VLF) applications. Joystick Design and human factors engineering, including force operated joysticks, programmable joysticks, and “use in the air” joysticks (i.e. not connected to any fixed object).Pneumatic Control Systems. Automatic braking and throttle control systems. Investigation of “sudden acceleration” problems.Autonomous Vehicle Design. Dr. Cumming developed the interface units for a vehicle that entered the DARPA Grand Challenge, a government sponsored unmanned ground vehicle competition.Rocket Payload Systems. Both sub-orbital and near-space systems.Power Electronics. Dr Cumming has designed 400Hz harmonic reduction systems for the Boeing 747 aircraft, high power oscillators (1MHz, 10kW), motor control systems, and heater control systems.Magnetic Levitation Systems. Dr Cumming has designed everything from a simple overhead solenoid system to a complete levitation system operating entirely from below a flat table top, with no visible sensors.High Voltage Pulsed Systems. Dr Cumming has worked with a 10kV, 3Amp, 50nS pulsed system for field emission cathodes.High voltage DC systems. Dr Cumming has worked with a number of high voltage control systems in the electron beam microfabrication industry, up to 30kV. He is also familiar with the use of thermionictubes in such control systems, one of the few surviving uses of the thermionic tube today.


Vacuum Systems. Dr Cumming has experience with both diffusion pumped high vacuum systems and ultra high vacuum ion pumped systems. He has worked with tungsten, LaB6, and field emission cathodes and the associated high voltage equipment.


Date: 1996 Case Cambridge Electronic Design, Inc. Project: Testified as the defendant in a contractual dispute with Cambridge

Electronic Design, Inc. This involved a successful petition to compel arbitration in superior court, and testimony (using telephone conference calls) for the ensuing binding arbitration.

Status: Case closed, no damages awarded. Date: 2010 Matter International Trade Commission Action Project: Acted as a Consulting Expert Witness in a patent validity case involving

power supplies. Status: My involvement complete, but case ongoing as of Oct, 2010 Date: 2011 Matter International Trade Commission Action Project: Acted as a Testifying Expert Witness in a patent validity case involving

marine autopilots. Status: Case settled on favorable terms following my testimony at deposition. Date: 2012 Case Product Liability Case – Superior Court Of The State Of California Project: Acted as a Testifying Expert Witness in a product liability case

involving an automotive braking system. Status: Deposition complete, case goes to trial in February, 2012 Date: 2012 Matter International Trade Commission Action Project: Acted as a Testifying Expert Witness in a patent validity case involving

computers. Status: Case scheduled for February 2012.

Patents

Patent Number Date Issued Title 7013.001 May 24, 1996 Cordless Free Floating Joystick (Provisional)

Education

Year College/University Degree1979 Cambridge University, England Ph.D., Electrical Engineering 1978 Cambridge University, England MA


1974 Cambridge University, England BA

PublicationsCumming, A.D.G. “A Method For Determining The Geometry Of Field Emitters” Optik, 49 No.1 (1977) 17-23. Bishop, J.F., Cumming, A.D.G., Ferrari, R.L., Miller K.J. “Cambridge University Vatnajokull Expedition, 1977” Polar Record, 19 No. 118 (1978) 51-57. Cumming, A.D.G., Smith, K.C.A. “Energy Spread And Fluctuations In Field Emitted Electron Beams” Microcircut Engineering ed. H. Ahmed, W.C. Nixon © Cambridge University Press (1980) 575-579 Cumming, A.D.G. “A High Speed, Noise Tolerant Edge Detection Algorithm Using A Low Bandwidth Signal Chain for E-Beam Registration” Microcircuit Engineering (Feb 1981)Cumming, A.D.G. “A High Performance, Low Cost, Isolated Electron Current Amplifier” Scanning © G. Witzstrock Publishing House Inc., 2, (1979) 104-109

Professional Associations and Achievements

Member, IEEE Fellow of Cambridge Philosophical Society


Baltimore Philadelphia Washington, DC www.invotex.com

Edward A. Gold, Ph.D., ASA

Edward A. GoldManaging Director

Invotex Group1100 Connecticut Avenue, NWSuite 825Washington, DC 20036Tel 202 370-2407Fax 202 419-1816

[email protected]

Education and ProfessionalPh.D., Economics, University of RochesterMA, Economics, University of RochesterBA, Economics, University of MichiganAccredited Senior Appraiser

EmploymentInvotex GroupPricewaterhouseCoopers, LLP

Professional AssociationsAmerican Economic AssociationAmerican Society of AppraisersAmerican Bar Association – Litigation,Intellectual Property and Antitrust Sections

Current Position As a Managing Director of Invotex Group, Edward A. Gold provides liability and damages analysis in complex commercial disputes involving intellectual property, antitrust, breach of contract and discrimination issues. He also consults on non-litigation projects involving compliance, transactions and strategic business decisions. Professional Experience Dr. Gold has nearly 20 years of economic consulting experience and has been designated as an expert in matters pending in Federal and State courts, the ITC and arbitration proceedings and has testified in various forums. He has testified or opined in intellectual property and antitrust cases regarding issues such as lost profits, price erosion, market definition, monopolization, reasonable royalties, domestic industry and irreparable harm. In this role, he has developed complex financial and/or econometric models and communicated his methodology and conclusions in a manner understandable to lay-persons.

Dr. Gold also advises clients in many non-litigation matters. He has been appointed three times as a Monitor to the Federal Trade Commission regarding merger remedies and has monitored divestiture obligations for the European Commission and the German Federal Cartel Office. He has led the compliance testing of numerous business operations including anti-kickback regulations, divestiture obligations, RAND licensing, Truth in Savings disclosures, fair lending practices and contract provisions. He also has advised clients on the development of high-functioning compliance organizations and internal controls.

Dr. Gold has extensive experience valuing intellectual property assets, advising on transaction strategies and directly participating in negotiations in the context of licensing, sale and joint venture. Further, he advises clients in many other strategic business decisions including mergers, pricing or attribute strategies and new business initiatives.

Dr. Gold holds a Ph.D. in Economics and is an Accredited Senior Appraiser. Prior to joining Invotex Group, Dr. Gold was a partner at PricewaterhouseCoopers. He currently holds a Department of Defense Secret Clearance.

Edward A. Gold, Ph.D., ASA Page 2


Testimony Experience

Applied Surgical, LLC, et al. v. Stryker Corporation, et al., Circuit Court for Jefferson County Alabama, CV-2008-900173, (Deposition: April 5, 2011). Systems Products & Solutions, Inc. v. R4, Inc. et al., U.S. District Court for the Eastern District of Virginia, 1:08CV847-SE/TRJ, (Deposition: January 30, 2009). SecureInfo Corp. v. Telos Corp. et al., U.S. District Court for the Eastern District of Virginia., 1:05cv505, (Depositions: September 15, 2005; January 19, 2006). In the matter of Certain Light Emitting Diodes and Products Containing Same between Osram GmbH and Osram Opto Semiconductors GmbH, ITC Inv and Dominant Semiconductors Sdn, Bhd, ITC Inv. No. 337-TA-512, (Deposition: November 11, 2004). In the matter of the Application regarding the Conversion and Acquisition of Control of Premera Blue Cross and its Affiliates, Washington State Insurance Commissioner’s Office, Washington State Insurance Commissioner’s Docket #G02-45 (Deposition: November 26, 2003; Testimony: May 14, 2004). In the matter of the Arbitration between: Gerry M. Stringham and CardioSpectrum, Inc. v. Martin R. Prince, AAA Case No. 111 133 00329 99 (Testimony: January 21 – 22, 2002). In the matter of the Arbitration between: Andre S. Tatibouet v. ResortQuest International, Inc. and Hotel Corporation of the Pacific, Inc., No. 78 160 0021 00 (RWH) before Arbitrators Gerald S. Clay, Michael L. Freed, and Michael F. Nauyokas (Testimony: September 10, 2001).

Case Experience Antitrust Litigation and Consulting

Lead merger review on behalf of the California Department of Insurance of the acquisition of Esurance by Allstate. Issues addressed included risk of price increases, product and geographic market definitions, impact of growing use of internet as a sales channel, and the impact on high risk customers. Advised a chemicals company in a government investigation of alleged price fixing and other concerted actions. Combined industry analysis, geographic dispersion analysis, and econometric pricing analysis to counter allegations. Served as the Monitor on behalf of the Federal Trade Commission and worked as part of the Monitoring Trustee team on behalf of the European Commission to monitor the implementation of and compliance with structural remedies involving assets in the United States and Europe for the P&G /



Gillette merger. Also served as the Monitor to the FTC in Pernod Ricard / V&S and BASF / Ciba mergers and led efforts on behalf of German Federal Cartel Office in Stihl / Zama. Advised a chemicals company in an antitrust counterclaim to a patent infringement lawsuit. Analyzed relevant product and technical markets and evaluated the likelihood of product and technology price increases. Helped counsel understand strengths of antitrust arguments and risks to patent infringement defense. Expert on behalf of a major software developer regarding a licensing program for compliance with terms of a decision by European antitrust authorities. Opinion included the appropriate valuation methodology and theory, valuation models for multiple markets with RAND pricing structures, the identification of comparable transactions, the implications of alternative scaling and licensing models, and the necessary conditions for RAND pricing. Expert on behalf of the Office of the Insurance Commissioner for the State of Washington on the impact on prices of Premera Blue Cross’ potential market power following its proposed conversion to for-profit status. Analyzed current and projected profitability, market definition and share, and Premera's ability to raise prices for health insurance and lower reimbursement rates for health care practitioners. Expert on behalf of an agricultural chemicals company alleging exclusionary dealing by a competitor. Evaluated the anticompetitive effect of the defendant’s dealer-loyalty program on the ability of new entrants to gain market share, including a review of the loyalty program as well as relevant market definition and market power. Provided a telecommunications firm with a pre-merger analysis of the antitrust implications of a potential transaction. Analyzed the risks of price increases due to increased market power, as well as potential remedies to mitigate those risks. Helped evaluate bids in light of these factors. Advised a medical device manufacturer in a monopolization claim against a competing firm with an aggressive patent enforcement strategy. Analyzed the competitive structure of the market, price and quantity trends, and demonstrated prices being influenced by the defendant. Also determined damages under alternative economic environments. For a computer product manufacturer, analyzed the likelihood of monopolization of the innovation, technology, and product markets and the resulting past and future damages caused by the plaintiff’s aggressive patent enforcement. For the patent infringement claims, used a reasonable royalty analysis to determine damages.



In the damages stage of an antitrust and fraudulent misrepresentation case, assisted with the development of a cash flow model to demonstrate plaintiff's inability to acquire and/or support payments for financing for a medical office building. For a contact lens manufacturer, developed the defense against alleged consumer fraud and underlying issues of price discrimination via lenses marketed under two different wear schedules. Analyzed the capital budgeting decision at product launch to prove that both market segments could not be profitably served without a two tiered pricing structure.

Intellectual Property Litigation

Assisted a Garmin Ltd with an estimation of royalty damages and price erosion associated with patent infringement claims and counterclaims adverse to TomTom International BV. Expert in theft of trade secrets matter on behalf of software developer regarding claims of irreparable harm and damages. Also responded to counter-claims of patent infringement damages. Expert in patent infringement matter on behalf of portable testing device manufacturer responding to claims of irreparable harm. Expert in a patent infringement matter against a manufacturer of postal sorting machines. Multiple patents and allegedly infringing products required complex lost profits and reasonable royalty analysis with alternative staring points and hypothetical negotiations. Parallel breach of contract claim required another lost profits analysis tracking the terms of the contract. Expert on behalf of the respondent in patent infringement dispute involving LEDs before the International Trade Commission regarding domestic industry requirements of complainants. Analysis included measurements and comparison of domestic and non-U.S. investments in plant and equipment, labor and research and development. Advised a medical device manufacturer in a complex lost profits and reasonable royalty analysis. Issues included appropriate damages due to a plaintiff who previously was found to be infringing defendant’s patents. Expert on behalf of a hotel chain regarding the value of an improperly transferred website and an 800 telephone number. Conducted an analysis based on cost savings to determine value. Expert on behalf of a doctor involved in a dispute over damages due to a breached license agreement. Testimony included an examination of the plaintiff’s business, the business' ability to survive until profitability, and the appropriate level of damages. Advised a defendant chemical manufacturer in response to plaintiff’s contention that the defendant caused significant harm



via price erosion and lost sales due to patent infringement. Developed a damage model that demonstrated no lost sales and minimal price erosion. Expert on behalf of an Internet facsimile technology owner regarding the value of misappropriated trade secrets. Analyzed the potential value through a study of comparable transactions and a discounted cash flow model. In a patent infringement suit and counter-suit involving two surgical device manufacturers, each with allegedly infringed patents, analyzed damages due to lost sales, past and future price erosion, and reasonable royalties. Also developed market definition, price elasticity estimation, and the liability theory and damages for counterclaims involving tying arrangements and false representations. Assessed the reasonable royalty due to the patent holder and his licensee, a manufacturer of spinal fusion bone cages, as a consequence of patent infringement by a competitor. The royalty involved an equity agreement and the subsequent value of that equity agreement as of the present date. For two Japanese machine tool manufacturers involved in a lawsuit in U.S. courts, assisted in the development of analyses of lost profits due to lost sales, price erosion, accelerated market entry, and convoyed goods arising from allegations of patent infringement.

Intellectual Asset Management and Valuation

Advised an information technology outsourcer in a negotiation to grant license rights to the U.S. government for an extensive portfolio of information technology-related intellectual property. Effort included creation of an inventory identifying approximately 90,000 assets, the valuation of those assets using income, market and cost-based techniques and assistance with communicating the value proposition to the government. Led efforts on behalf of a medical device manufacturer to assess the fair market value of intellectual property contributions made by the company's physician consultants. The analysis was included as part of the client's submission to an independent Monitor and the DOJ in connection with its ongoing discussions regarding its physician consultant program. In addition, worked closely with the client to develop and implement processes and tools to evaluate future physician consultant contributions. Performed a valuation of a minority interest in an S-Corp food products business for estate tax purposes. Provided transaction assistance to a non-profit research organization for the sale of the rights to a New Drug Application. Bidders included Big Pharma and smaller specialty



firms. Assisted with the financial due diligence of bidders, advised on the bidding process, participated in the negotiations, worked with outside counsel on contracting issues, and closed a deal worth substantially more than the client’s reservation price. Provided economic and strategic consulting services to a software developer pursuing an industry-wide licensing program for compliance with terms of a settlement with US antitrust authorities regarding a portfolio of patents and trade secrets. Services included designing valuation models for more than ten different markets, identifying technically and economically comparable transactions, advising on valuation and IP damage theory, and consulting on the implications of alternative scaling models and the terms and conditions of proposed license agreements. Advised a major telecommunications firm involved in a breach of contract dispute with a railroad over the value related to licensed rights-of-way. Using both accounting and economic tenets, developed key arguments in support of counsel’s liability arguments and critiqued the opposing damage model. Provided valuation and strategic consulting services to a company pursuing industry-wide transaction opportunities in interactive media and digital television. Services include developing dynamic valuation models in overlapping markets, designing a means to parse out the individual contributions of each technology, and the preparation of a valuation report and a business plan for a joint venture. Advised a computer hardware manufacturer, which was acquiring a portfolio of personal computer hardware patents from a related party, by valuing the portfolio to assist both parties in reaching and reporting on an agreed-upon price. Grouped the portfolio into marketable components for separate analysis, estimated penetration levels, useful lifetimes, and relative contributions to the end-product, and examined comparable royalty rates. Advised a non-profit patent holder seeking to license a potential pharmaceutical for indications including male hormone replacement and male contraception. Determined the market scope and value, assisted with the licensing strategy and negotiation position, and advised on specific contract terms and conditions. Provided valuation and strategic consulting services to a foreign software company with patented technology that enhances advertising capabilities within an Internet browser. Services included developing dynamic models assessing the market value of the patented technology and business operations, providing strategic advice regarding business structure for tax and investment solicitation optimization, preparing a business



plan, and assisting in identifying investors and strategic partners. Provided strategic consulting services to a company in the cable industry with a large portfolio of intellectual property related to digital cable television. Services included developing dynamic models to assess the market value of the assets, evaluating likely interested candidates, assisting with marketing the portfolio, considering alternatives including sale, license or joint venture options, and assisting with two sets of negotiations regarding creation of a joint venture. For a telecommunications patent holder pursuing industry wide licensing and litigation options, advised on the valuation of its proprietary anti-fraud technology, the determination of the optimal negotiation strategy, and the identification of appropriate licensees. Assisted with the evaluation of a sale and license transaction for intellectual property related to wireless communication technology required to process and deliver information via push oriented wireless data transmissions.

Employment Discrimination Litigation

Expert on behalf of a law firm in a dispute involving allegations of race and gender based discrimination leading to the constructive discharge of a partner. Rebutted opposing expert report, assessed the likelihood of pattern and practice issues, and computed an affirmative damages model. Expert on behalf of a minority-oriented university regarding alleged racial and national origin discrimination in its compensation decisions. Analyzed faculty salaries, annual salary increases, equity adjustment raises, and additional methods of compensation. Expert on behalf of a minority-oriented university regarding alleged racial discrimination in a tenure decision for a professor. Also rebutted the plaintiff’s expert damage model. In a class action involving over 3,000 class members alleging gender discrimination in upward mobility and compensation practices affecting sales personnel, developed an analysis of supply and demand factors affecting an individual's likelihood of receiving a promotion. Used econometric analysis of the combined results of an external survey and the available human resources data. For a large utility company, analyzed alleged age discrimination in six class action cases arising from multiple reductions in the managerial workforce. Assisted with responses and rebuttals to motions relating to class notice, class certification, and summary judgment. For one class, also developed a damages analysis for each of 185 class members.



For a minority-oriented university, advised counsel with the response to liability and damages allegations of racial discrimination in a tenure decision for a professor.

Other Projects

For GMAC, developed econometric models of loan application acceptance and pricing to study alleged racial discrimination in the automobile financing process. Advised Yazaki North America on research and development strategy and potential intellectual property transactions in the instrumentation panel area. For a major computer hardware manufacturer, assessed the size of the market for unauthorized servicing of its hardware by third parties. Identified data that revealed the population of relevant companies, sampled the population to perform a detailed analysis, cross referenced the sample companies with authorized service providers, and developed estimation protocol to adjust for deficiencies in publicly available data. For a provider of services to internet and small scale retailers, conducted an analysis to determine potential 10b-5 damages to shareholders resulting from its alleged failure to disclose material information. Reviewed events potentially causing changes in the stock price and used trading models to determine the number of damaged shares and the level of damages. For a major software firm, studied the costs and benefits of an anti-piracy feature built into several of its programs to assist management in evaluating whether the feature should be included in future product releases. Co-developed a PricewaterhouseCoopers product to assist clients in reducing the impact of intellectual property abuse on the internet. Wrote the business plan for internal approval, designed the approach for the detection/protection process, evaluated many potential strategic partners and market opportunities, developed marketing materials, worked with marketing specialists regarding branding and product launch, and executed a pilot project with a Fortune 100 company. For a pharmaceutics manufacturer facing upcoming competition from one or two substitute products for its blockbuster drug, developed a set of decision rules and trigger points to allow the manufacturer to quickly react to pricing decisions of its competitors. These decision rules took into account Medicare reimbursement rules, oncology clinic practice economics, and changing buying power of pharmaceutics customers. Advised a pharmaceutics manufacturer in a dispute over the division of profits as described in a contract. Validated a prior analysis of Medicare records through a detailed analysis of a stratified random sample of patient histories.



For a beverage producer, critiqued the opposing expert's econometric model of the impact that alleged false advertising had on the plaintiff’s sales.

Papers, Publications and Presentations

Co-author, “Using Investments in Licensing to Meet the ITC’s Domestic Industry Requirements” Invotex Group Litigation Perspectives, Winter 2012. “New IP Valuation Strategies: Post-25% Rule Thinking” at LES 2011 Annual Meeting, San Diego, October 16, 2011.Co-author, IP Licensing and Antikickback Considerations for Life Science Companies,” Invotex Group Litigation Perspectives, Fall 2011. “Insurance Mergers & Acquisitions – Economic Issues to be Evaluated”, Invotex Group Insurance Perspectives, October 2011. “Principles and Practices of Intellectual Asset Management”, at LES University, Chicago, July 12 and 13, 2011. Co-author, “Regression Analysis and Credibility in Legal Proceedings: Part II - Data Mining / Over-fitting”, Invotex Group Litigation Perspectives, Summer 2011. “Using Negotiated Settlements to Determine Damages,” at ABA Sections of Litigation and Criminal Justice Joint Annual Conference 2011, Miami, April 14, 2011. “Uniloc and other Key Trends in Reasonable Royalty Damages,” at ASA Washington, DC Business Valuation Chapter Meeting, Washington, D.C., March 24, 2011. “Questions Stemming from Uniloc v. Microsoft,” Invotex Group Litigation Perspectives, Winter 2011. “Intellectual Property Valuation for Transactions,” at Hewlett-Packard Co., Palo Alto, CA., December 13, 2010. “Intellectual Property Valuation and Licensing,” at ASA Washington, DC Business Valuation Chapter Meeting, Washington, D.C., October 13, 2010. “Interpreting Litigation-Related Licenses for Damages,” Invotex Group Litigation Perspectives, Fall 2010. “Antitrust Compliance: A Competitive Strategy in Today's Global Economy,” at PricewaterhouseCoopers’ General Counsel Forum, Chicago, August 20 and 21, 2009. Co-author, “Insights from an M&A Monitor,” Executive Counsel, July/August 2009, Volume 6, Number 3. “Technology Licensing and Valuation,” at United States Patent and Trademark Office, April 29, 2009. “Irreparable Harm”, at PricewaterhouseCoopers’ Leadership Forum, February 2007.



“Developing a Competency for Technology Licensing,” at Akzo Nobel, July 2003. “Technology Licensing and Valuation,” at Virginia Biotechnology Association Conference, March 2003. Co-author, “Value-based IP Due Diligence,” in Building and Enforcing Intellectual Property Value – An International Guide for the Boardroom, the Globe White Page, London, 2002. “Successfully Navigating the Economic Tension between Patent Damages and Antitrust Counterclaims,” at American Intellectual Property Lawyers Association Spring Conference, April 1999.


CURRICULUM VITAE Joseph C. Meuexander "1

PROFESSIONAL SUMMARY

Currently a Registered Professional Engineer (#79454) and recognized as an inventor on 29 US

and a number of foreign patents, I am President of M5Alexander Sound, Inc., and the Managing

Director of M5Alexander Sound Pte Ltd. I have focused my expertise to support a number of

clients in product, process, and operations analysis and investigation. Thirty-seven years of

experience in micrccircuit and semiconductor technologies has developed my skills in areas of

circuit design and analysis, device fabrication and assembly, testing, marketing, control system

design and analysis, manufacturing operations and respective areas of quality, reliability, and

defect 3' failure analysis. I am, among others, a Partner with RMC Management, supporting

clients in asset management, and the President and CEO of MDFHoldings, Inc., an IP holding

company currently engaged in the field of GPS Tracking. 1 have:

-designed Dynamic Random Access Memories (DRAMs), Static Random Access

Memories (SRAMs), Charge Coupled Devices (CCDS), Shift Registers (SR5), and

functional circuits including [/0 buifers for address and data, decoders, clocks, sense

amplifiers, fault tolerant, parallel-to-serial data paths for video applications, level shifters,

converters, pumps, and logic, as well as wireless communication systems and MEMs

applications;

—managed operations including engineering, training, and quality assurance for device

fabrication, assembly, test, analysis, and reliability assessment, as well as manufacturing

control; testing, analysis, and control involved use of mechanical calibration and measuring

equipment, including optical, scanning e-beam, IR, capacitive, and laser using phase

contrast and FFT for HARI applications;

-taught courses in solid state device physics, integrated circuit design, integrated circuit

fabrication, and statistical control;

-provided expert services, investigating both process and design technologies of various

devices (microprocessor and controller, memory, programmable logic, card, tag, module,

mixed signal, custom, and other), systems (PC and peripheral, computer, control, laser

measurement, switch, architecture, software, and other), and consumer products (medical,

TV, telephone, VCR, facsimile, copier, lighting, game, and other); and

- provided nuclear radiation hardness testing services for military and space clients.

From 1986-1990, I was Executive Vice President of EPI Technologies, Inc., prior to joining

the staff at Cochran Consulting, Inc. where I served as senior managing consultant from 1991-

2002. From 1972 to 1986, I was employed by Texas Instruments Incorporated — two years as

the Quality and Reliability Manager for the 256K DRAM wafer fabrication facility, three years

as the Engineering/QRA Manager for the TI Singapore test and assembly operation, and nine

years in semiconductor design and product engineering management functions.

M‘—‘Alexander Sound, Inc- CV_Joe M§Alexander_ June 201 I 1

CURRICULUM VITAE Joseph C. M'-‘'Alexander ‘“

EXPERIENCE PROFILE

2006-present QM Partners, L.P. — Texas

Manager

oManagement of development, licensing, prosecution and

exploitation of intellectual property.

2006-present Guardian Technologies, LLC — Texas

Manager

o IP holding and licensing company.

2006-present Appropriate Holdings, LLC ~ Delaware

Manager

o IP holding company.

2005-present McAlexander Sound Pte Ltd - Singapore

2Wit0£

0 System, Product, and Process investigation, expert witness

services for protection of intellectual property;

0 Patent portfolio development and valuation;

0 Contract consultation.

2002-present MI)FHoldings, Inc. - Las Vegas, NVCEO

o [P holding and licensing company.

1996-2010 RMC Management, LLP - Plano, TXPartner

0 Asset management.

M9Alexander Sound, Inc. CV_Joe M‘-‘Alexander_June 2011 2

CURRICULUM VITAE Joseph C. M5Alexander '"

EXPERIENCE PROFILE (continued)

1988-present McAlexander Sound, Inc. (McASl) - Plano, TXPresident

0 System, Product, and Process investigation, expert witness


0 Patent portfolio development and valuation;

o Product Iiabiiity and insurance claim investigation, expert

witness services for matters involving such claims;

0 Quality Systems consulting and engineering;

o Radiation Hardness Testing Technical Representative;

o Technical Advisor in High Aspect Ratio and Surface Contour

Measurement using Direct—to-Digital Holography.

1991-2002 Cochran Consulting, Inc. (CCI) - Richardson, TX

Managing Consultant

o System, Product, and Process investigation, expert witness


0 Design, process, and product reliability;

0 Defect and failure analysis.

1986-Nov'90 EPI Technologies, Inc. - Richardson, TX

Executive Vice President and Company Officer

o Managed Advanced Technology Div., QA, and

Engineering;

0 Developed strategic, space!energy market growth plans;

0 Negotiated the acquisition ofa radiation company;

M9Alexander Sound, Inc. CV_.loe M‘-‘AIexander_ June 2011 3

CURRICULUM VITAE Joseph C. M5Alexander '"


o Designed and managed physical analysis, radiation effects, and

environmental stress laboratories, including optical and e-beammeasurement;

0 Achieved > 30% annual revenue growth and profitability for

each laboratory the first 12 months;

o Product and Process investigation services for protection of

intellectual property.

1972 — 1986 Texas Instruments, Inc. - Dallass’Houston, TX; Singapore

'84 - '86 Qualiglfleliabilig Assurance Manager, T! Dallas Advanced DRAM

semiconductor wafer fabrication facility

o Developed/implemented on-line, computerized SPC tools for

dimensioning analysis and control and pattern recognition;

0 Coordinated people development, design—of—experi1nents;

o Managed chemical and physical analysis laboratories;

o Implemented control systems to assure product, process,

material, equipment, and facility compliance, including Cost of

Quality analysis.

'82-'84 u ' l'ReliaIJ' ' Assurance and En ' eerin Mana er TI

Singapore assernblyftest facility

oDeveloped, implemented, and operated an efi'ective

Qualityflteliability Assurance program for assembly processing

including optical pattem recognition for equipment registration;

o Supervised 225 people for 7 dayfweek operation, including

QRA, Computer Systems, and Training;

0 Trained engineers in Solid State Physics, device fabrication, and

statistical process control.

'81 - '82 fingigeeriug Qgerations Manager, Tl Houston

o Managed DRAM memory product cost center;

M‘-Alexander Sound, Inc. CV__Joe M9Alexander_ June 201 1 4

CURRICULUM VITAE Joseph C. NFAlexander "1


0 Responsible for division test software generation, product

assembly and test quality I yield, cost reduction and quality

improvement;

0 Provided technical customer interface for marketing;

0 Coordinated TI Singapore engineering testfassembly.

'79 - '81 Product Eng'1_1eering Manager, '1'] Houston

o Responsible for yield improvement, technical customer interface,

quality improvement, design evaluation, and device

characterization for DRAM and CCD products;

0 Developed device specifications and test software.

'72 ~ '79 Design Section Manager! Engineer, 1'] Houston

o Responsible for design and development, process compatibility,

production introduction ofDynamic Rani products;

o Activities included elecnical and physical layout, SPICE model

simulation, test program generation, and product implementation

for MOS Dynamic Ram products.

1969 - 1972 U. S. Army - Coventry, Rhode Island; Seoul, Korea

Chg}, Air Defense Artillejg

o Served one year as Communications Officer in Korea;

o Served two years as Tactical Oficer, New EnglandDefense.

M9Alexander Sound, Inc. CV"I0e M‘—‘Alexande1; June 2011 5

CURRICULUM VITAE Joseph C. M5Alexander "1

PROFESSIONAL ORGANIZATIONS AND AWARDS

1 - Institute of Electrical and Electronics Engineers, Inc. (IEEE), Senior Member. Societies:

Computer, Electron Devices, Solid State Circuits

2 — Licensing Executives Society (LES)

3 — National Society ofProfessional Engineers

4 — Texas Board of Professional Engineers, Registered License #79454

5 — Society ofFlight Test Engineers

5 - 2000.r'2001 Nationwide Register’s Who’s Who in Executives and Businesses

6 - 19963199’? Strathmore's Who's Who Registry ofBusiness Leaders

PUBLICATIONS

1- NUS Proceedings of Engigeering Convention '83, Aug '83, pgs. 139-142, The Memory

Challenge.

2- Archives of Bioche1nist_ry and Biophysics, Dec'81, Vol. 212, No. 2, Equilibrium Constants

under Physiological Conditions for the Reactions of D-3-Phosphoglycerate Dehydrogenase

and L—Phosphoserine Aminotransferase.

3- International Electron Devices Meeting, Dec '79, pgs. 355-357, Sub 100ns 16K x 1 MOS

Dynamic RAM Using a Grounded Substrate.

EDUCATION PROFILE

1980 — 1985 Taught Solid State Device Physics, Semiconductor Processing, and Circuit

Design Techniques

Taught Statistical Quality Control methods

Effectiveness Training and Japanese Manufacturing Techniques,

Participative Problem Solving courses

1975 - 19%. 1.5 years Graduate study in Neural Science, the University of TexasGraduate School of Biomedical Science

1965 — 1969 BSEE, North Carolina State University

M‘—"Alexander Sound, Inc. CV_Joe M‘—‘Alexander_June 2011 6

CURRICULUM VITAE Joseph C. M‘~‘Alexander "1

PATENTS [QS—29 Foreign-§|

4,239,993 High Performance Dynamic Sense Amplifier with ActiveLoads

4,280,070 Balanced Input Buficr Circuit for Semiconductor Memory

4,288,706 Noise Immunity in Input Buffer Circuit for Semiconductor

Memory

4,370,575 High Performance Dynamic Sense Amplifier with ActiveLoads

4,418,293 High Performance Dynamic Sense Amplifier with Multiple

Column Outputs

4,533,843 High Performance Dynamic Sense Amplifier with VoltageBoost for Row Address Lines

4,543,500 High Performance Dynamic Sense Amplifier VoltageBoost for Row Address Lines

4,543,501 High Performance Dynamic Sense Amplifier with Dual

Channel Grounding Transistor

4,748,349 High Performance Dynamic Sense Amplifier with VoltageBoost for Row Address Lines

6,172,640 B1 Pet Locator

6,236,358 B1 Mobile Object Locator

6,421,001 B1 Object Locator

6,441,778 B1 Pet Locator

6,480,147 B2 Portable Position Determining Device


6,771,213 B2 Object Locator


M5Alexander Sound, Inc. CV__Joe M5Alexander_June 2011 7

CURRICULUM VITAE

PATENTS (continued)

7,113,126 B2

7,179,674 B2

7,209,075 B2

7,324,044 B2

7,336,227 B2

7,340,260 B2

7,353,706 B2

7,397,097 B2

7,564,405 B2

7,657,265 B2

7,760,137 B2

7,764,228 B2

JP8404-4720 B4

IP88053640 B4

DE2935121 C2

DE3043651 Al

GB203221 1 B2

M9Alexander Sound, Inc.

Joseph C. M5Alexander 1"

Portable Positioning Detennioing Device

Bi—Directional Released-Beam Sensor

Mobile Object Locator

Object Locator

Portable Position Determining Device

System and Method for Tracking the Location of Multiple MobileRadio Transceiver Units

Weighted Released—Beam Sensor

Integrated Released Beam Layer Structure Fabricated in Trenches

and Manufacturing Method Thereof

Object Locator

System and Method for Tracking the Location of Multiple MobileRadio Transceiver Units

Portable Positioning Determining Device

Portable Positioning Determining Device

Semiconductor High Speed Readfwrite Memory Unit

Defect Resistant Semiconductor Memory Cell

Clock Voltage Generator for Semiconductor Memory with

Reduced Power Dissipation

Clock Voltage Generator for Semiconductor Memory with

Reduced Power Dissipation

High Performance Dynamic MOS Readfwrite Memory

CV_Joe M9Alexander_ June 201 1 8

CURRICULUM VITAE Joseph C. M'*'Alexander "‘

CASES

Cases over at least the past 5 years, either active or closed, in which I have signed a Protective

Order, have testified as an expert either at a trial, hearing, or deposition, or have submitted

statements I opinions, are:

CASE CASE NUMBER LOCATION YEAR TYPE1

Rambus v. Infineon*2 3-OOCVS24 Richmond, VA 2000 - 2005 P

(“‘firm: Kirkland & Ellis)

(Patents related to RDRAM, synchronous clocks applied against SDRAMS)

‘Micron v. Rambus 00-792-RRM Wilmington, DE 2000 - 2009 P

(*firm: Weil Gotshal ..)

(Patents related to RDRAM, synchronous clocks applied against SDRAMs)

Boss v. Bombardier* H-00-3491 Houston, TX 2001 - 2005 P

(*firm: Morgan &

Finnegan)

(Patents related to safety control system for snow and ski mobiles)

Apex* V. Raritan 01-CV-4435 (MP) New York, NY 2001- 2005 P

(*firm: Nixon &

Vanderhye)

(Patents related to video and data transmission, KVM control and OSD)

T-Netix* v. 2-01 CV 189 DF Marshall, TX 2002 — 2003 P

MCI!Global

(*firm: Mc.Kool

Smith)

(Patents related to penal institution telephone communication control)

' P = Patent; C = Contract; TS = Trade Secret, AT = Antitrust

2 * = Client

M9Alexander Sound, Inc. CV_Joe MEAlexander_June 2011 9

CURRICULUM VITAE Joseph C. M5Alexander ‘'1

Cases (continued)

CASE CASE NUMBER LOCATION YEAR TYPE

IEX* v. Blue Pumpkin 4:0lCV 16 Sherman, TX 2002 - 2005 P

(*firm: McKool

Smith)

(Patents related to penal institution telephone communication control)

Opti V. NSC“‘ C02-02106 IFIRS San Jose, CA 2003 P

(*f1'm: McDermott

Will & Emery)

(Patents related to computer bus communication architecture)

Linear Technology V. C 94-1633 MHP San Francisco, CA 2003 — 2005 P

Micrel* (firm: Sidley (EDL)

Austin Brown & Wood)

(Patent related to integrated transistor drive circuit)

Philips v. CMT* 02-123 KAJ Wilmington, DE 2003 - 2004 P

(*firm: Ostrolenk

Faber)

(Patents related to portable, wireless remote control systems)

Knipp v. Galasso* et al 153—l912'}'0-02 Tarrant County, TX 2003 P

("‘firm: Shannon, Gracey. . .)

(Patent Application related to thin film test and characterization equipment)

Dusan* v. Travellers Ins CV—S-01-0963 Las Vegas, NV 2003 - 2007 C

(*firm: Parsons)

(Insurance liability for damaged shipment)

Sandisk v. In1'1neon* C-03-02931 MJJ ND, CA 2004 - 2007 P

(*firm: Bartlit Beck...)

(Patents related to IC design and architecture)

l'vI’3Alexander Sound, Inc. CV_Joe M‘5Alexander_ June 2011 10

CURRICULUM VITAE

Cases (continued)

CASE CASE NUMBER LOCATION YEAR

MoSys* v. Synopsis 39'?—N Wilmington, DE 2004 C(*firm: Bmgham

McCutchen)

(Contract dispute case)

Lexar"‘ v. Toshiba CV8l2458 Santa Clara, CA 2004 - 2005 TS

(*frm: Weil Gotshal..-)

(Trade Secret violation, misuse of IP)

Lexar* v. Toshiba C 03-0167 MJJ Santa Clara, CA 2004 - 2006 P

(“firm: Weil Gotshal.. .)

(Patents related to semiconductor memory system protocol and architecture)

Toshiba v. Lexar*

(“‘firm: Weil Gotshal...)

C 02-05273 MJJ Santa Clara, CA 2004 - 2006 P


Lexar* v. Pretec et al C 00-4770 MJJ

("‘firm: Weil Gotshal...)

Santa Clara, CA 2004 — 2007 P


Osram V. Dominant‘ 337-TA-512 ITC, Wash, DC 2004 P

(*fi1m: Hogan & Hartson)

(Patents related to LED devices)

Infineonfl‘ v. Mosaid 03-CV-4698 (WIM) NJ 2004 - 2005 P

(*firm: Kirkland & Ellis) 02-5772 (JFIRS) ND CA

(Patents related to semiconductor memory and memory control)

STM"' v. Broadcom

(*firm: Sidley Austin. . .)

4:02 CV 362 ED, TX 2004 P

(Patents related to IC architecture)

M‘—‘Alexander Sound, Inc. CV_Joe M9Alexanderq June 201 1

Joseph C. M5Alexander I"

TYPE

11

CURRICULUM VITAE Joseph C. M5Alexantler '“

Cases (continued)


Mitutoyo"‘ V. Central 03-C-0990 Chicago, IL 2004 - 2008 P

Purchasing

(*firm: 0lifi'& Berridge)

(Patents related to electronic calipers)

Microunity v- Inte1* 2—04CV l20—TJW Marshall, TX 2004 — 2005 P

(*f'n-m: Weil Gotshal)

(Patents related to microprocessors and memory)

Avocent* v. ClearCube 5:03-CV-2825 Huntsville, AL 2004 — 2006 P

(*firm: Davidson Berquist. . .)

(Patents related to computer video transmission and reception)

Mosaid v- Infineon* 6:05CVl20 (LED) Tyler, TX 2005 - 2006 P

(*firm: Kirkland & Ellis)

(Patents related to semiconductor memory and memory control)

Antor* v. Nokia et al 2:05-CV-I86-DF Marshall, TX 2005 P

(*firn1: Fulbright &

Jaworski)

(Patent related to download! streaming)

Alt‘ v. Medtronic 2 04CV370 LED Marshal], TX 2005 — 2006 P

("‘fin:n: WeiIGotsl1a1...)

(Patents related to pacemakers and defibrillators)

Micron‘ v. Tessera 2:05-CV-319-LED ED, TX 2005 - 2006 P

(*firm: Jones Day)

(Patents related to IC packaging)

M‘~‘AlexaJ1der Sound, Inc. CV_Joe M'—‘Alexander_ June 2011 12

CURRICULUM VITAE Joseph C. M5Alexander "1

Cases (continued)

CASE CASE NUNIBER LOCATION YEAR TYPE

Rambus v. Samsung"‘ C 05-02298 WDB San Jose, CA 2005 - 2009 P

(“‘firm: Weil Gotshal. . .) C 05-02398 RMW


Rambus v. n■ SaJnsung"' C 05 00334 EDL San Francisco, CA 2005 - 2009 P

(*firm: Weil Gotshal. . -) C 05 00334 RMW


Rambus v. Micron‘ C 06-00244 RMW San Jose, CA 2006 - 2009 P

(*firm: Weil Gotshal.. .)


Samsung* v. Raxnbus l454—N DE Chancery Court 2005 - 2007 C

(*firm: Weil Gotshal...)


Samsung* v. Rambus 3:05cv406 Richmond, VA 2005 - 2007 P

(*firm: Weil Gotshal...)

(Patents related to RDRAM, synchronous clocks applied against SDRAMs)

Toshiba v. Hynix“ 304-CV-239lL Dallas, TX 2005 — 2007 P

(*firm: Townsend and 304—CV—-2392B

Townsend and Crew)

(Patents related to semiconductor memory devices)

KAI‘ v. Buck Knives CV-05-0446 HA Oregon 2005 - 2006 P

(*firm: Seed Law)

(Patents related to knife mechanism)

Fo1'mFacto1' v. Phicom“ 05-6062-H0 Oregon 2005 - 2009 P

(*firm: Mitchell Silberberg..-)

(Patents related to probe cards)

M‘-‘Alexander Sound, Inc. CV__Joe M9Alexander* June 2011 13

CURRICULUM VITAE Joseph C. M‘-‘Alexander '"

Cases (continued)


LexaI* v. Fuji C 03-00355 MJJ Santa Clara, CA 2006 — 2007 P

(“‘firm: Weil Gotshal...)


Matsushita v. Samsung* 02-336 (GEB) New Jersey 2006 P

(*firm: Akin Gump. ..)

(Patents related to memory devices)

Cobra v. BCNY* 05-6l225-CIV- Ft Lauderdale, FL 2006 - P

(“'firm: Hogan 82; Hartson) MARRA

(Patents related to electronic flashing)

VAC V. T—Netix“‘ 03-11399-13 Dallas, TX 2006 — 2008 C

("'fiJ.'n1: Bell Nunnally. . .)

(Patents related to communication control systems)

Actel v. BTR* 11000463 59 Arbitration 2006 - 2007 C

(*firm: McDermott

Will & Emery)

(Patents related to IC architecture)

Omega‘ v. Fortin et al 6:05—CV-1113- Orlando, FL 2006 - 2007 P

("‘firm: Allen Dyer...) ORL—22~DAB

(Patents related to remote start and security systems)

Mosaid v. Micron* .. . 2:06-CV-302-DF ED, TX 2006 - 2009 P

(*firm: Kirkland & Ellis)


Mosaid v. P■■ PowerChip* 2:06—CV-302-DF ED, TX 2006 — 2008 P

(*firm: Trop ...)


M‘—"Alexander Sound, Inc. CV_Joe M9AIexander_ June 2011 14

CURRICULUM VITAE

Cases (continued)

CASE CASE NUMBER LOCATION

Mosaid v. ...Promos"‘

(*fi1m: Akin Gump...)

2:06-CV-302-DF ED, TX


Promos"‘ v. Mosaid C 06-05788 CS

("‘firm: Akin Gump. ...)

ND, CA


T—Netix* v. VAC 3:05—CV-065-4-D

(*firm: Bell Nunnally. . .)

ND, TX

(Patents related to communication control systems)

TIP v. ...T-Netix* H-04-3718

("‘firm: Bell Nunnally. . .)

SD, TX

(Patents related to telephone control systems)

T-Netix* v. Global et al 2-06cv—426-TJW ND, TX

(*fin:n: Gruber Hurst. . .)

(Patents related to communication conn-ol systems)

N1KE"' v. adidas

(*fin:rl: McDermott

Will & Emery)

9:06-CV-43 ED, TX

(Patents related to measurement of movement)

PhatRat v. NIKE‘ 1220035678

(*firn1: Banner & Witcofi)

Arbitration

(Patents related to measurement of movement)

Con1verse* V. ATI 50 494 T 00319 06 Arbitration

(*firm: Dickstein Shapiro)

(Messaging control systems)

M5Alexander Sound, Inc. CV_Joe M9Alexande1'_ June 2011

Joseph C. M5Alexande1-"I

YEAR TYPE

2006 - 2008 P

2006- 2008 P

2006 - 2008 P

2006 —- 2007 P

2006 - 2008 P

2006 - 2007 P

2007 P

2007 - 2008 C

CURRICULUM VITAE Joseph C. M‘='Alexander "1

Cases (continued)

CASE CASE NUNIBER LOCATION YEAR TYPE

ProBatter* V. Joyner 6:05—cv-02045 Arbitration 2007 P

(*firm: Hiscock &

Barclay)

(Baseball Video Sync)

TIP v. SBC"' 4:06-cv-00253 Houston, TX 2007 - 2008 P

(*fi1-m: Bell Nunnally)

(Patents related to telephone control systems)

Avocent"' v. Rose et al C06-1711-MJP Seattle, WA 2007 - P

(*finn: Davidson Berquist)

(Patents related to video and data transmission, KVM control and OSD)

Samsung“' v. Matsushita 6:07-CV-08 (LED) Tyler, TX 2007 - 2008 P

(*finn: Kirkland & Ellis)

(Patents related to [C process and design)

MediaTek* v. Matsushita 6:07-CV~08 (LED) Marshall, TX 200'? P

(*firm: Quinn Emanuel)

(Patents related to PLL)

Accton v. Centillium* RG05245726 Alameda Cry, CA 2007 C

("‘firm: Farella Braun)

(Breach ofcontract)

Fenner“‘ v. Microsoft et al 6:07-CV-08 (LED) Tyler, TX 2007 — 2009 P

(*firm: Fulbright &

Jaworsld)

(Patent related to joystick interface to low voltage port)

M‘—‘Alexander Sound, Inc. CV_Joe M‘—‘Alexander_ June 2011 16