6
Quasi-periodic nanostructures grown by oblique angle deposition T. Karabacak, a) G.-C. Wang, and T.-M. Lu Department of Physics, Applied Physics and Astronomy, Rensselaer Polytechnic Institute, Troy, New York 12180-3590 ~Received 2 July 2003; accepted 5 September 2003! We report that tungsten nanocolumns grown by oblique angle sputter deposition develop a quasi-periodic morphology which is not observed for continuous films deposited at normal incidence. The maximum position in power spectral density of the quasi-periodic nanostructures decreases exponentially as a function of thickness. We explain the formation of the quasi-periodic nature by a ‘‘shadowing length’’concept which plays a similar role to conventional surface diffusion length. Also, we show that the change of the spatial frequency of the periodicity is a result of the elimination of shorter columns due to the shadowing effect during growth. © 2003 American Institute of Physics. @DOI: 10.1063/1.1621717# I. INTRODUCTION Oblique angle deposition technique ~also know as glanc- ing angle deposition! has attracted the interest of many researchers 1–7 due to its ability to generate nanostructures relatively easily. Oblique angle growth, as illustrated in Fig. 1, basically combines a typical deposition system with a tilted and rotating substrate. Due to the shadowing effect, the incident flux of material that comes to the surface with an oblique angle is preferentially deposited on to the top of surface features with larger values in height. This preferential growth dynamic gives rise to the formation of isolated co- lumnar structures. The nanostructures obtained by oblique angle deposition on flat surfaces can show quasi-periodic height correlations. Controlling the periodicity of these nanostructures stands as an important technological issue. However, there has been no detailed quantitative study on the formation of quasi-periodic nanostructures by oblique angle deposition. In this article, we will present the results and analysis obtained from both experiments and simulations. The experiments consist of the deposition, atomic force microscopy ~AFM! measurements, and power spectral density ~PSD! function analysis ~to ex- tract the periodicity of the surface! of tungsten nanocolumns at different thicknesses by oblique angle sputter deposition. Our simulations are based on a three-dimensional Monte Carlo method, which includes the shadowing and surface diffusion effects. We also perform a similar PSD analysis for the simulated columns and compare them with our experi- mental results. We then explain how shadowing effects play a role, similar to a conventional surface diffusion length, in the formation of correlated surface features. II. EXPERIMENT A dc magnetron sputtering system was used to deposit tungsten nanocolumns. The films were deposited on oxidized p-Si~100!~resistivity 12–25 V cm! substrates ( ;2 32 cm 2 size! using a 99.95% pure W cathode target ~diameter ;7.6 cm!. The substrate was Radio Corporation of America cleaned 8 and mounted on the sample holder located at a dis- tance of 15 cm from the cathode. The substrate was tilted so that the angle u between the surface normal of the target and the surface normal of the substrate was 87°. The substrate was rotating around the surface normal with a speed of 0.5 Hz ~30 rpm!. The base pressure of ;2 310 26 Torr was achieved by a turbomolecular pump backed by a mechanical pump. In all of the deposition experiments, the power was 200 W at an ultrapure Ar pressure of 1.5 mTorr. The deposi- tion rate was measured to be ;5.0 nm/min by a step profilo- meter and also verified by scanning electron microscopy ~SEM! cross-sectional images. The thickness of the films ranged from ;15 nm up to ;450 nm. The maximum tem- perature of the substrate during the deposition was found to be ;85 °C. At the similar deposition conditions described above, we also deposited tungsten films at normal incidence ( u 50°) for comparison. Figure 2 shows SEM top and cross sectional views of a columnar tungsten film grown by the oblique angle sputter deposition technique. It is seen that some of the columns stop growing and the surviving columns grow larger in size which leads to reduced column density as deposition proceeds. The quantitative surface morphology was measured us- ing contact-mode AFM ~Park ScientificAuto CP, Woodbury, NY!. The radius of the silicon tip is about 10 nm, and the side angle is about 12°. The scan sizes were 5003500 nm 2 with 5123512 pixels. Representative surface morphologies of columnar films are shown in Figs. 3~a! –3~g! for various film thicknesses. It is seen that the columnar structure starts to form from the very early times of the growth. The quasi- periodic nature can be qualitatively realized especially at a larger thickness. The morphology of a tungsten film depos- ited by normal incidence angle deposition is also shown in Fig. 3~h! for comparison. The films of normal incidence deposition appear to be continuous and have relatively very small height fluctuations compared to oblique angle depos- ited columnar tungsten films at a similar thickness. We analyzed the quasi-periodic evolution of the nanocol- umns by using the method of PSD analysis. PSD, which is a a! Electronic mail: [email protected] JOURNAL OF APPLIED PHYSICS VOLUME 94, NUMBER 12 15 DECEMBER 2003 7723 0021-8979/2003/94(12)/7723/6/$20.00 © 2003 American Institute of Physics Downloaded 24 Dec 2003 to 128.113.60.210. Redistribution subject to AIP license or copyright, see http://ojps.aip.org/japo/japcr.jsp

Quasi-periodic nanostructures grown by oblique angle ...homepages.rpi.edu/~wangg/publications/2003_5.pdfQuasi-periodic nanostructures grown by oblique angle deposition T. Karabacak,a)

  • Upload
    others

  • View
    2

  • Download
    0

Embed Size (px)

Citation preview

Page 1: Quasi-periodic nanostructures grown by oblique angle ...homepages.rpi.edu/~wangg/publications/2003_5.pdfQuasi-periodic nanostructures grown by oblique angle deposition T. Karabacak,a)

JOURNAL OF APPLIED PHYSICS VOLUME 94, NUMBER 12 15 DECEMBER 2003

Quasi-periodic nanostructures grown by oblique angle depositionT. Karabacak,a) G.-C. Wang, and T.-M. LuDepartment of Physics, Applied Physics and Astronomy, Rensselaer Polytechnic Institute,Troy, New York 12180-3590

~Received 2 July 2003; accepted 5 September 2003!

We report that tungsten nanocolumns grown by oblique angle sputter deposition develop aquasi-periodic morphology which is not observed for continuous films deposited at normalincidence. The maximum position in power spectral density of the quasi-periodic nanostructuresdecreases exponentially as a function of thickness. We explain the formation of the quasi-periodicnature by a ‘‘shadowing length’’ concept which plays a similar role to conventional surface diffusionlength. Also, we show that the change of the spatial frequency of the periodicity is a result of theelimination of shorter columns due to the shadowing effect during growth. ©2003 AmericanInstitute of Physics.@DOI: 10.1063/1.1621717#

yesig

thanotio

tiona

ndicleott

,

sion

acfoerlain

osize

cadis-

sondtrate0.5

icalassi-

pyms-d todnce

f aterstopch.us-,he

ies

artssi-t aos-in

eeryos-

ol-is a

I. INTRODUCTION

Oblique angle deposition technique~also know as glanc-ing angle deposition! has attracted the interest of manresearchers1–7 due to its ability to generate nanostructurrelatively easily. Oblique angle growth, as illustrated in F1, basically combines a typical deposition system withtilted and rotating substrate. Due to the shadowing effect,incident flux of material that comes to the surface withoblique angle is preferentially deposited on to the topsurface features with larger values in height. This preferengrowth dynamic gives rise to the formation of isolated clumnar structures.

The nanostructures obtained by oblique angle deposion flat surfaces can show quasi-periodic height correlatioControlling the periodicity of these nanostructures standsan important technological issue. However, there has beedetailed quantitative study on the formation of quasi-perionanostructures by oblique angle deposition. In this artiwe will present the results and analysis obtained from bexperiments and simulations. The experiments consist ofdeposition, atomic force microscopy~AFM! measurementsand power spectral density~PSD! function analysis~to ex-tract the periodicity of the surface! of tungsten nanocolumnat different thicknesses by oblique angle sputter depositOur simulations are based on a three-dimensional MoCarlo method, which includes the shadowing and surfdiffusion effects. We also perform a similar PSD analysisthe simulated columns and compare them with our expmental results. We then explain how shadowing effects pa role, similar to a conventional surface diffusion length,the formation of correlated surface features.

II. EXPERIMENT

A dc magnetron sputtering system was used to deptungsten nanocolumns. The films were deposited on oxidp-Si~100! ~resistivity 12–25V cm! substrates (;232 cm2

size! using a 99.95% pure W cathode target~diameter;7.6

a!Electronic mail: [email protected]

7720021-8979/2003/94(12)/7723/6/$20.00

Downloaded 24 Dec 2003 to 128.113.60.210. Redistribution subject to A

.ae

fal-

ns.s

noc,hhe

n.teeri-y

itd

cm!. The substrate was Radio Corporation of Americleaned8 and mounted on the sample holder located at atance of 15 cm from the cathode. The substrate was tiltedthat the angleu between the surface normal of the target athe surface normal of the substrate was 87°. The subswas rotating around the surface normal with a speed ofHz ~30 rpm!. The base pressure of;231026 Torr wasachieved by a turbomolecular pump backed by a mechanpump. In all of the deposition experiments, the power w200 W at an ultrapure Ar pressure of 1.5 mTorr. The depotion rate was measured to be;5.0 nm/min by a step profilo-meter and also verified by scanning electron microsco~SEM! cross-sectional images. The thickness of the filranged from;15 nm up to;450 nm. The maximum temperature of the substrate during the deposition was founbe ;85 °C. At the similar deposition conditions describeabove, we also deposited tungsten films at normal incide(u50°) for comparison.

Figure 2 shows SEM top and cross sectional views ocolumnar tungsten film grown by the oblique angle sputdeposition technique. It is seen that some of the columnsgrowing and the surviving columns grow larger in size whileads to reduced column density as deposition proceeds

The quantitative surface morphology was measureding contact-mode AFM~Park Scientific Auto CP, WoodburyNY!. The radius of the silicon tip is about 10 nm, and tside angle is about 12°. The scan sizes were 5003500 nm2

with 5123512 pixels. Representative surface morphologof columnar films are shown in Figs. 3~a!–3~g! for variousfilm thicknesses. It is seen that the columnar structure stto form from the very early times of the growth. The quaperiodic nature can be qualitatively realized especially alarger thickness. The morphology of a tungsten film depited by normal incidence angle deposition is also shownFig. 3~h! for comparison. The films of normal incidencdeposition appear to be continuous and have relatively vsmall height fluctuations compared to oblique angle depited columnar tungsten films at a similar thickness.

We analyzed the quasi-periodic evolution of the nanocumns by using the method of PSD analysis. PSD, which

3 © 2003 American Institute of Physics

IP license or copyright, see http://ojps.aip.org/japo/japcr.jsp

Page 2: Quasi-periodic nanostructures grown by oblique angle ...homepages.rpi.edu/~wangg/publications/2003_5.pdfQuasi-periodic nanostructures grown by oblique angle deposition T. Karabacak,a)

peakre-rete

cenr to

ng

byk of

n-histhek-

ealsecay

hlmsSD

v-to

ig., isadde

dif-thentheo-

ci-cho-al-om

itionrat-inti-

te

g

7724 J. Appl. Phys., Vol. 94, No. 12, 15 December 2003 Karabacak, Wang, and Lu

Fourier transform of surface heights, is defined as:9

PSD~k!51

A U 1

2p E z~r !e2 ikrdrU2

, ~1!

where r5r (x,y) is the lateral position vector andk5k(kx ,ky) is the spatial frequency with wavelengthk

FIG. 1. A schematic of~a! oblique angle sputter deposition with substrarotation and~b! columnar growth due to the shadowing effects.

FIG. 2. SEM images of tungsten nanocolumns grown by oblique andeposition:~a! cross section, and~b! top view images. The film is;450 nmthick.

Downloaded 24 Dec 2003 to 128.113.60.210. Redistribution subject to A

52p/l. Also, z is the surface height at surface pointr andArepresents the surface area of integration. Therefore, theposition observed in a PSD profile gives the spatial fquency of a periodic surface component. PSD from a discheight profile can be estimated as:9

PSD~kx ,ky!51

NxNyU (

m51

Nx

(n51

Ny

z~m,n!e2 imkxDx2 inkyDyU2

,

~2!

whereNx and Ny are the dimensions of a discrete surfaalong x and y directions, respectively. Furthermore, for aisotropic surface, PSD can be circularly averaged in ordeobtain better statistics,

PSD~k!51

Nk( PSD~kx ,ky!uk5Ak

x21k

y2 , ~3!

where Nk is the number of points at constant distancek5Akx

21ky2, and the summation is the overall points havi

the same distance.Figure 4 plots the PSD curves obtained using Eq.~3!

from the height data of columnar surfaces measuredAFM. It is seen that the surfaces contain a clear PSD peamaximum value at a well-defined spatial frequencykmax.The shape of the PSD intensity distribution, which is cetered atkmax, sharpens with the increase of thickness. Treflects the improvement of the quasi-periodic nature ofgrowth morphology. The shift of the PSD peak versus thicness is shown as the inset of Fig. 4. The fit to the data revthat the change of the peak position has an exponential dform (kmax;ko1be2ad, whered is the thickness andko , a,andb are constants!. This implies that the spatial wavelengtincreases with the thickness. On the other hand, the fideposited at normal incidence do not show any clear Ppeak.

III. SIMULATIONS

In order to understand this morphological growth behaior, we use a three-dimensional Monte Carlo methodsimulate the oblique angle deposition. As illustrated in F5, a three-dimensional lattice, which allowed overhangsformed by cubic lattice points and each incident atom hthe dimensions of one lattice point. The simulations incluan obliquely incident flux, substrate rotation, and surfacefusion. We assume a uniform flux of atoms approachingsurface with an angleu585°. At each simulation step, aatom is sent toward a randomly chosen lattice point onsurface of sizeL3L. To take into account the substrate rtation, each atom is sent with a changeDf50.036 degreesin the azimuthal angle from the previous one. After the indent atom is deposited onto the surface, an atom that issen randomly within a box around the impact point islowed to diffuse to another nearest-neighbor randlocation. The diffusion step is repeated untilD number ofjumps is made. Then another atom is sent, and the deposand diffusion steps are repeated in the similar way. This stegy mimics the surface diffusion at the first impact poduring the growth by vapor deposition. It is similar to prevous simulation work on surface diffusion during growth.10–12

le

IP license or copyright, see http://ojps.aip.org/japo/japcr.jsp

Page 3: Quasi-periodic nanostructures grown by oblique angle ...homepages.rpi.edu/~wangg/publications/2003_5.pdfQuasi-periodic nanostructures grown by oblique angle deposition T. Karabacak,a)

--orf-

-i-

7725J. Appl. Phys., Vol. 94, No. 12, 15 December 2003 Karabacak, Wang, and Lu

FIG. 3. ~a!–~g! AFM images of thetungsten nanocolumns grown by oblique angle deposition at various thicknesses. Vertical scales are different feach image. Notice the formation oquasi-periodic morphology as thickness increases.~h! Morphology of acontinuous tungsten film by normal incidence deposition at similar depostion conditions.

-o

io

cor-

coikis

olims

es

Dssontent4.

st-ut-tion

t anre.

Our simulations typically involved a system size ofL3L3N551235123512, with periodic boundary conditions. The simulations were conducted for different valuesD. Figure 6 shows representative simulated cross sectwith increasing rates ofD from @Figs. 6~a! to 6~c!#. It isrealized that when the diffusion rate approaches zero,umns are fractal-like and it is difficult to define column boders. As we increase the diffusion rate, we start to getumns with smoother borders and they look very much lthe experimentally obtained nanocolumns. Diffusionshown to improve the columnar structure by making cumns denser and column edges smoother. After each slation, PSD data are calculated as a function of thicknesd.Figure 7 plots a sample PSD data for a diffusion rate ofD5300. We see that there exists a peak shift with thickn

Downloaded 24 Dec 2003 to 128.113.60.210. Redistribution subject to A

fns

l-

l-e

-u-

s

qualitatively similar to our experimental results. The PSmaximumkmax in spatial frequency as a function of thickned is also plotted in the inset of Fig. 7. The peak positichanges with an exponential decay function that is consiswith the experimental results of tungsten columns in Fig.The results are similar for other values of diffusion. Intereingly, as shown in Fig. 8, even for the simulations withodiffusion (D50), we still get a similar quasi-periodic morphology and also a similar change of the PSD peak posiwith thickness.

IV. DISCUSSIONS

We learned that the nanocolumns in films deposited aoblique incident angle show a clear quasi-periodic structu

IP license or copyright, see http://ojps.aip.org/japo/japcr.jsp

Page 4: Quasi-periodic nanostructures grown by oblique angle ...homepages.rpi.edu/~wangg/publications/2003_5.pdfQuasi-periodic nanostructures grown by oblique angle deposition T. Karabacak,a)

cdoicoc

ina

veo

exobeths

thns

ingyhc

. Allredn-albyne

theu-de-is-allnses

stfpe

fo

ee-tes:

7726 J. Appl. Phys., Vol. 94, No. 12, 15 December 2003 Karabacak, Wang, and Lu

The continuous films of tungsten, deposited at normal indence, are relatively smooth and do not show any periomound structures. This indicates that our experimental cditions normally do not favor the formation of quasi-periodmorphology. Therefore, the periodic structure of a nanocumn should be due to the shadowing effects of oblique indent flux.

Our Monte Carlo simulations also show that shadoweffects actually give rise to quasi-periodic morphologicgrowth even in the absence of diffusion. The spatial walength of periodicity increases exponentially as a functionthickness, similar to our experimental results. Both theperiments and simulations reveal that the morphology oflique angle deposition, even at low diffusion rates, evolvtoward a quasi-periodic structure. The rate of change ofpeak is shown to be exponential as a function of thickneThe behavior of growth is similar; almost independent ofdiffusion. This shows that during oblique angle depositiothe shadowing effects control the evolution of the quaperiodic surface morphology.

Our results bring the question of how the shadoweffects would give rise to the quasi-periodic morphologFigure 9 illustrates a cartoon showing the shadowing mecnism during oblique angle deposition. The higher surfa

FIG. 4. PSD function curves calculated at different thicknesses of tungnanocolumns. The peak position corresponds to the spatial frequency oquasi-periodic structure. The inset shows the change of the maximumin spatial frequency as a function of thickness.

FIG. 5. A schematic of the three-dimensional Monte Carlo simulationsoblique angle deposition.

Downloaded 24 Dec 2003 to 128.113.60.210. Redistribution subject to A

i-icn-

l-i-

gl-f--ses.e,i-

.a-efeatures shadow a nearby region of lower surface heightsof the incident atoms that approach this region are captuby the taller surface object. In fact, this mimics the convetional surface diffusion length concept. In the conventionisland growth mode, an adatom joins an existing islandhoping through a distance, which is called the ‘‘diffusiolength.’’ 13 Often, the diffusion length is proportional to thratio Dc /F, whereDc is the diffusion constant andF is thedeposition rate. Each island has a chance to incorporaterandomly diffusing adatoms within the distance of a diffsion length. The typical island–island separation can betermined by the diffusion length. Therefore, the lateral dtance shadowed by a surface object, which we will c‘‘shadowing length,’’ plays a similar role as the diffusiolength. The capturing radius due to the shadowing increa

entheak

r

FIG. 6. Cross-sectional images of simulated columns by a thrdimensional Monte Carlo code are shown for various surface diffusion ra~a! D520, ~b! D5100, and~c! D5500.

IP license or copyright, see http://ojps.aip.org/japo/japcr.jsp

Page 5: Quasi-periodic nanostructures grown by oblique angle ...homepages.rpi.edu/~wangg/publications/2003_5.pdfQuasi-periodic nanostructures grown by oblique angle deposition T. Karabacak,a)

gl

nbedihe

ue

nol

lt

ostis

c-of

iv-uxhethe

de-dice-di-de-lainingny.is

al/

hel--

J.

. J.

. B

ri-

sum

tteep

7727J. Appl. Phys., Vol. 94, No. 12, 15 December 2003 Karabacak, Wang, and Lu

with the height of the surface feature and the oblique anand we estimated this shadowing length to be

Lu5h tan~u!, ~4!

whereh is the height of the surface feature. Due to the radom effect during growth, some surface columns cancome higher byDh than the nearby ones and they get adtional flux by the increase in shadowing length. As tthickness increases, this can give rise to a competitioncolumns that can lead to a reduction of the number of sviving columns. After a critical thickness, the columns glong enough so that the height increaseDh due to the ran-dom effect becomes insignificant compared to the heighth ofthe column (h@Dh). From Eq.~4!, after this critical thick-ness, the shadowing length does not increase significaand all the columns start to grow uniformly. Therefore, cumn density and spatial frequency of periodicitykmax startsto converge to a limiting value, as observed in our resufrom experiments and simulations.

FIG. 7. PSD function curves obtained from simulations are plotted afunction of normalized spatial frequency. The inset shows the maximPSD peak in spatial frequency as a function of thickness.

FIG. 8. The value of the maximum PSD peaks in spatial frequency is ploas a function of thickness for various simulation cases: Oblique angle dsition with andwithout surface diffusion.

Downloaded 24 Dec 2003 to 128.113.60.210. Redistribution subject to A

e,

--

-

ofr-t

tly-

s

In addition, the mechanism above can explain the almconstant size of columns after a critical thickness, whichalso observed in nanocolumns of other materials.14 Duringthe initial times, the columns can grow in the lateral diretions due to the side flux coming through the nearby gapsnonsurviving columns. When the column density of surving columns reaches the limiting values, the incident flstarts to be uniformly consumed by mainly the tops of tcolumns, and this can give rise to constant column size asthickness increases.

V. CONCLUSIONS

In conclusion, we have shown that the nanocolumnsposited by oblique angle deposition develop a quasi-periomorphology which is not observed for continuous films dposited at normal incidence under similar deposition contions. The spatial frequency of periodic nanostructurescreases exponentially as a function of thickness. We expthe formation of quasi-periodic nature by the shadowlength which plays a similar role to the surface diffusiolength in the conventional island formation morphologAlso, the change of the spatial frequency of periodicitydescribed by a competition mechanism of survivnonsurvival of columns.

ACKNOWLEDGMENTS

This work is supported in part by the NSF. One of tauthors~T.K.! was supported by the Harry F. Meiners Felowship. The authors thank Dexian Ye for taking SEM images.

1Y.-P. Zhao, D.-X. Ye, P.-I. Wang, G.-C. Wang, and T.-M. Lu, Int.Nanosci.1, 87 ~2002!.

2Y.-P. Zhao, D.-X. Ye, G.-C. Wang, and T.-M. Lu, Nano Lett.2, 351~2001!.

3R. N. Tait, T. Smy, and M. J. Brett, Thin Solid Films226, 196 ~1993!.4K. Robbie, M. J. Brett, and A. Lakhtakia, Nature~London! 384, 616~1996!.

5R. Messier, V. C. Venugopal, and P. D. Sunal, J. Vac. Sci. Technol. A18,1538 ~2000!.

6F. Liu, M. T. Umlor, L. Shen, J. Weston, W. Eads, J. A. Barnard, and GMankey, J. Appl. Phys.85, 5486~1999!.

7M. Malac, R. F. Egerton, M. J. Brett, and B. Dick, J. Vac. Sci. Technol17, 2671~1999!.

8S. A. Campbell,The Science and Engineering of Microelectronic Fabcation ~Oxford University Press, New York, 1996!, p. 341.

9Y.-P. Zhao, G.-C. Wang, and T.-M. Lu,Characterization of Amorphousand Crystalline Rough Surface: Principles and Applications~Academic,San Diego, 2001!, p. 28.

10J. G. Amar, F. Family, and P.-M. Lam, Phys. Rev. B50, 8781~1994!.

a

FIG. 9. A schematic that shows the definition of shadowing lengthLu .

do-

IP license or copyright, see http://ojps.aip.org/japo/japcr.jsp

Page 6: Quasi-periodic nanostructures grown by oblique angle ...homepages.rpi.edu/~wangg/publications/2003_5.pdfQuasi-periodic nanostructures grown by oblique angle deposition T. Karabacak,a)

ys.

7728 J. Appl. Phys., Vol. 94, No. 12, 15 December 2003 Karabacak, Wang, and Lu

11T. Karabacak, Y.-P. Zhao, G.-C. Wang, and T.-M. Lu, Phys. Rev. B64,085323~2001!.

12T. Karabacak, Y.-P. Zhao, G.-C. Wang, and T.-M. Lu, Phys. Rev. B66,075329~2002!.

Downloaded 24 Dec 2003 to 128.113.60.210. Redistribution subject to A

13A.-L. Barabasi and H. E. Stanley,Fractal Concepts in Surface Growth~Cambridge University, Cambridge, UK, 1995!, pp. 175–191.

14T. Karabacak, J. P. Singh, Y.-P. Zhao, G.-C. Wang, and T.-M. Lu, PhRev. B68, 125408~2003!.

IP license or copyright, see http://ojps.aip.org/japo/japcr.jsp