7
CLINICAL INVESTIGATION Head and Neck QUALITY-OF-LIFE-ADJUSTED SURVIVAL ANALYSIS OF CONCURRENT CHEMO RADIOTHERAPY FOR LOCALLYADVANCED (NONMETASTATIC) NASOPHARYNGEAL CANCER FEI GAO,PH.D.,* y JOSEPH WEE, FRCR.,* z HWEE BEE WONG, M.SC., x AND DAVID MACHIN, D.SC. { * Division of Clinical Trials and Epidemiological Sciences, National Cancer Centre, Singapore; y Health Services & Systems Research, Duke-NUS Graduate Medical School, Singapore; z Department of Radiation Oncology, National Cancer Centre, Singapore; x Clinical Trials and Epidemiology Research Unit, Singapore; and { Medical Statistics Unit, School of Health and Related Research, University of Sheffield, Sheffield, United Kingdom Purpose: To assess whether the benefits of adding cisplatin (CDDP) concurrent with radiotherapy, followed by adjuvant CDDP and fluorouracil, justifies the toxicity cost for nasopharyngeal cancer (NPC) using the quality- adjusted time without symptoms or toxicity (Q-TWiST) approach. Methods and Materials: One hundred seven patients treated with radiotherapy (RT) and 111 with concurrent chemotherapy and radiotherapy (CRT) were analyzed. The overall survival was divided into three health states: time on active treatment only, during which any subjective nonhematologic toxic event of grade > = 3 was reported; time without symptoms of disease relapse; or treatment and time following first disease RELapse. The relative advantage of CRT and RT was examined by conducting the analysis cumulatively at restriction times 3, 6, 24, 36, 48 months. Results: At 48 months, the improvement in disease-free survival was 14.4% for CRT, whereas that for overall survival was 18.9%. The differences in Q-TWiST were 0.4, 0.7, 0.1, 1.6, and 3.6 months at 3, 6, 24, 36, and 48 months, respectively, with positive differences favoring CRT. At 24 months, the difference in Q-TWiST began to favor CRT. At 36 months, CRT may be the preferred option from the patient’s viewpoint if the time spent in the REL state is valued to be <0.83, with the value of perfect health being 1. Finally, Q-TWiST accumulated within 48 months indicated a significant advantage in quality-adjusted survival time for CRT (p = 0.020). Conclusion: Irrespective of how patients valued periods of toxicity and delayed disease progression, concurrent chemotherapy and radiotherapy offered NPC patients significantly more quality-adjusted survival than radiother- apy alone in the long term. Ó 2010 Elsevier Inc. Q-TWiST, Survival analysis, Nasopharyngeal cancer, Concurrent chemoradiotherapy, Cisplatin. INTRODUCTION It is important that the consequences of favorable results of randomized therapeutic trials conducted in cancer are fully placed in an appropriate context. Thus, at the end of a trial, if one of the treatment options has a therapeutic advantage and brings a clear survival advantage, then this treatment should be brought quickly into use for future patients. How- ever if, for example, this ‘‘advantage’’ is accompanied by significant additional serious toxicity, it may not be easy to recommend its use for all patients. Such considerations led Gelber and Goldhirsch (1), among others, to weigh the (survival) benefits against the (symptoms and toxicity) costs by means of the quality-adjusted time without symptoms or toxicity (Q-TWiST). Basically, the Q-TWiST method involves the partitioning of survival duration into clinically relevant health states (e.g., treatment toxicity, progression- free time, disease progression), assigning preference weights (or utilities) to these health states, and then calculating quality-of-life-adjusted weighted sums of the mean duration of each health state to create the overall Q-TWiST survival time (2, 3). This approach to analysis and interpretation of some trials in breast cancer led to support for the use of adjuvant chemoendocrine therapy in postmenopausal node- positive patients for a wide range of relative values assigned to periods with symptoms and toxicity (1, 4, 5). In addition to breast cancer, Q-TWiST analyses have been used to compare treatments for other types of cancers, such as resectable rectal cancer (6) and high-risk resected cutaneous melanoma (7). A fuller list of relevant publications can be found in Revicki et al. (8). However, to our knowledge, the Q-TWiST method- ology has not been applied in nasopharyngeal cancer (NPC). The situation for patients treated with surgery and chemo- radiation therapy for NPC is similar to those with breast Correspondence to: Gao Fei, Ph.D., Division of Clinical Trials and Epidemiological Sciences, National Cancer Centre Singapore, 11 Hospital Drive, Singapore 169610. Fax: (+65) 62250047; E-mail: [email protected] Conflict of interest: none. Received May 27, 2009, and in revised form July 28, 2009. Accepted for publication July 28, 2009. 454 Int. J. Radiation Oncology Biol. Phys., Vol. 78, No. 2, pp. 454–460, 2010 Copyright Ó 2010 Elsevier Inc. Printed in the USA. All rights reserved 0360-3016/$–see front matter doi:10.1016/j.ijrobp.2009.07.1702

Quality-of-Life-Adjusted Survival Analysis of Concurrent Chemo Radiotherapy for Locally Advanced (Nonmetastatic) Nasopharyngeal Cancer

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Int. J. Radiation Oncology Biol. Phys., Vol. 78, No. 2, pp. 454–460, 2010Copyright � 2010 Elsevier Inc.

Printed in the USA. All rights reserved0360-3016/$–see front matter

robp.2009.07.1702

doi:10.1016/j.ij

CLINICAL INVESTIGATION Head and Neck

QUALITY-OF-LIFE-ADJUSTED SURVIVAL ANALYSIS OF CONCURRENT CHEMORADIOTHERAPY FOR LOCALLY ADVANCED (NONMETASTATIC)

NASOPHARYNGEAL CANCER

FEI GAO, PH.D.,*y JOSEPH WEE, FRCR.,*z HWEE BEE WONG, M.SC.,x AND DAVID MACHIN, D.SC.{

*Division of Clinical Trials and Epidemiological Sciences, National Cancer Centre, Singapore; yHealth Services & Systems Research,Duke-NUS Graduate Medical School, Singapore; zDepartment of Radiation Oncology, National Cancer Centre, Singapore; xClinicalTrials and Epidemiology Research Unit, Singapore; and {Medical Statistics Unit, School of Health and Related Research, University of

Sheffield, Sheffield, United Kingdom

Correspand Epide11 HospE-mail: ct

Purpose: To assess whether the benefits of adding cisplatin (CDDP) concurrent with radiotherapy, followed byadjuvant CDDP and fluorouracil, justifies the toxicity cost for nasopharyngeal cancer (NPC) using the quality-adjusted time without symptoms or toxicity (Q-TWiST) approach.Methods and Materials: One hundred seven patients treated with radiotherapy (RT) and 111 with concurrentchemotherapy and radiotherapy (CRT) were analyzed. The overall survival was divided into three health states:time on active treatment only, during which any subjective nonhematologic toxic event of grade > = 3 was reported;time without symptoms of disease relapse; or treatment and time following first disease RELapse. The relativeadvantage of CRT and RT was examined by conducting the analysis cumulatively at restriction times 3, 6, 24,36, 48 months.Results: At 48 months, the improvement in disease-free survival was 14.4% for CRT, whereas that for overallsurvival was 18.9%. The differences in Q-TWiST were �0.4, �0.7, 0.1, 1.6, and 3.6 months at 3, 6, 24, 36, and48 months, respectively, with positive differences favoring CRT. At 24 months, the difference in Q-TWiST beganto favor CRT. At 36 months, CRT may be the preferred option from the patient’s viewpoint if the time spent in theREL state is valued to be <0.83, with the value of perfect health being 1. Finally, Q-TWiST accumulated within 48months indicated a significant advantage in quality-adjusted survival time for CRT (p = 0.020).Conclusion: Irrespective of how patients valued periods of toxicity and delayed disease progression, concurrentchemotherapy and radiotherapy offered NPC patients significantly more quality-adjusted survival than radiother-apy alone in the long term. � 2010 Elsevier Inc.

Q-TWiST, Survival analysis, Nasopharyngeal cancer, Concurrent chemoradiotherapy, Cisplatin.

INTRODUCTION

It is important that the consequences of favorable results of

randomized therapeutic trials conducted in cancer are fully

placed in an appropriate context. Thus, at the end of a trial,

if one of the treatment options has a therapeutic advantage

and brings a clear survival advantage, then this treatment

should be brought quickly into use for future patients. How-

ever if, for example, this ‘‘advantage’’ is accompanied by

significant additional serious toxicity, it may not be easy to

recommend its use for all patients. Such considerations led

Gelber and Goldhirsch (1), among others, to weigh the

(survival) benefits against the (symptoms and toxicity) costs

by means of the quality-adjusted time without symptoms or

toxicity (Q-TWiST). Basically, the Q-TWiST method

involves the partitioning of survival duration into clinically

relevant health states (e.g., treatment toxicity, progression-

ondence to: Gao Fei, Ph.D., Division of Clinical Trialsmiological Sciences, National Cancer Centre Singapore,

ital Drive, Singapore 169610. Fax: (+65) 62250047;[email protected]

454

free time, disease progression), assigning preference weights

(or utilities) to these health states, and then calculating

quality-of-life-adjusted weighted sums of the mean duration

of each health state to create the overall Q-TWiST survival

time (2, 3). This approach to analysis and interpretation of

some trials in breast cancer led to support for the use of

adjuvant chemoendocrine therapy in postmenopausal node-

positive patients for a wide range of relative values assigned

to periods with symptoms and toxicity (1, 4, 5). In addition to

breast cancer, Q-TWiST analyses have been used to compare

treatments for other types of cancers, such as resectable rectal

cancer (6) and high-risk resected cutaneous melanoma (7).

A fuller list of relevant publications can be found in Revicki

et al. (8). However, to our knowledge, the Q-TWiST method-

ology has not been applied in nasopharyngeal cancer (NPC).

The situation for patients treated with surgery and chemo-

radiation therapy for NPC is similar to those with breast

Conflict of interest: none.Received May 27, 2009, and in revised form July 28, 2009.

Accepted for publication July 28, 2009.

Q-TWiST analysis of concurrent chemoradiotherapy for NPC d F. GAO et al. 455

cancer in that the survival ‘‘gain’’ and treatment ‘‘cost’’ have

to be balanced in some way. Thus, although the clinical trial

conducted by Wee et al. (9) demonstrated a clear survival

advantage to concurrent chemotherapy and radiotherapy

(CRT) vs. radiotherapy alone (RT), this was offset by a higher

toxicity rate. The trial reported ‘‘oropharyngeal mucositis

remained a significant problem, especially for the CRT

arm.. The incidence of grade 3 or 4 mucositis was 48%

for the CRT arm and 32% for the RT alone arm; these figures

were much higher than those reported in the 0099 Trial (37%

and 28%, respectively) probably because of the difference in

RT techniques and possibly because of the split-dose sched-

uling of CDDP’’ (9). Thus, questions were raised concerning

whether the benefits of chemotherapy justified the costs for

the individual NPC patients. As a consequence, we have

reexamined the clinical trial data to assess whether the impact

of time duration with and without progression and duration

of toxicities resulted in differences in quality-adjusted sur-

vival. The purpose of this article is integrate these aspects

into a composite recommendation using the Q-TWiST

approach.

METHODS AND MATERIALS

Study designBetween September 1997 and May 2003, the survival benefit of

adding cisplatin (CDDP) concurrent with radiotherapy, followed by

adjuvant CDDP and fluorouracil (FU), in patients with endemic

NPC was studied in a Phase III clinical trial (9). The details of

patient selection and random assignment to treatment, as well as

evaluation have been described previously. In brief, all patients,

with Stage II–IV NPC received standard-course radiotherapy to

a dose of 70 Gy in 35 fractions (2 Gy per fraction). Those who

were randomized to CRT received CDDP on Weeks 1, 4, and 7 con-

current with their radiotherapy followed by a further three cycles of

adjuvant chemotherapy comprising CDDP and FU administered

between Weeks 11 and 19.

Because the Radiation Therapy Oncology Group Acute Radiation

Morbidity Scoring Criteria does not have a classification for renal,

infection, metabolic, and GI toxicities, toxicity during treatment

was classified based on the National Cancer Institute Common Tox-

icity Criteria. Treatment toxicity was evaluated at the completion of

each cycle for CRT and at the completion of treatment for RT alone.

Util

ity

0.0

0.5

1.0

TOX

TWiST

Months from s

Fig. 1. Calculation of quality-adjusted time without symptomsspent on active treatment, during which any subjective toxic eventoms of disease relapse or treatment (TWiST), and time followinfor TOX and mrel = 0.5 for REL.

Statistical analysisOverall survival (OS) is defined as the time from the start of treat-

ment to death from any cause or to the date when the patient was last

known to be alive. Survival curves were calculated using the

Kaplan-Meier technique, and between treatments comparisons

were made using the log-rank test (10). The hazard ratios (HR) sum-

marizing the differences between treatment groups were estimated

by Cox regression, and 95% confidence intervals (CI) were

obtained. Although data on relapse and death are available up to

9 years from the date of the start of treatment, our analysis is con-

fined to the first 4 years because the ascertainment of recurrence

are more complete for this time period.

Health statesComponents of the OS time are the disease-free survival (DFS)

and the time spent on treatment, during which any subjective toxic

events of grade >= 3 was reported (TOX). DFS is the time from

the start of the treatment to whichever occurred first, relapse or death,

and is censored if the patient is alive without progression (6). TOX is

the period of time on active treatment and has no censored observa-

tions. Any nonhematologic toxicities (mucositis, pharyngitis/oro-

pharyngitis, anorexia, emesis, skin desquamation, renal toxicity, or

hospital admission) of grade >= 3 were noted by the investigators

during the active treatment. TOX was defined as encompassing the

entire period of active treatment because there are multiple toxicities

of concern; zero TOX time was assigned to the remainder of patients.

The trial schedule permitted 1 or 2 weeks’ delay in CRT cycles to al-

low recovery from toxicity, and thus an additional 2 weeks (14 days)

of time were added to TOX following CRT. Following Gelber et al.(6), hematologic toxic effects, such as neutrophils and platelets, were

not included in TOX because these side effects did not have a direct

subjective influence on the patients’ quality of life.

The OS for the individual patients was divided into three clinical

health states associated with differing quality of life:

1. time spent with radiotherapy only or CDDP concurrent with

radiotherapy followed by adjuvant CDDP and FU, during which

any subjective nonhematologic toxic events of grade >= 3 were

reported, TOX;

2. time without symptoms of disease relapse or treatment

(TWiST) = DFS – TOX; and

3. time following first disease RELapse ending with death or cen-

soring, REL = OS – DFS.

The mean time spent in each of TOX, DFS, and OS was estimated

for each treatment group as the area under the corresponding sur-

vival curves.

REL DEATH

tart of treatment

or toxicity (Q-TWiST): weighted summation of the timets of grade >= 3 were reported (TOX), time without symp-g first disease relapse (REL). Utility weights of mtox = 0.5

Months from start of treatment

Perc

ent

0 1 2 3 4 5

1.0

0.8

0.6

0.4

0.2

0.0

RTCRT

a

Months from start of treatment

Perc

ent

0 12 24 36 48 60 72 84 96 108

0.0

0.4

0.8

0.2

0.6

1.0

RTCRT

b

Months from start of treatment

Perc

ent

0 12 24 36 48 60 72 84 96 108

0.0

0.4

0.8

0.2

0.6

1.0

R TC RT

c

Fig. 2. Kaplan-Meier estimates for (a) toxicity state (TOX), (b) dis-ease-free survival (DFS), and (c) overall survival (OS) by treatmentgroup. CRT = concurrent chemotherapy and radiotherapy; RT = ra-diotherapy alone.

Table 1. Median (months) and 95% CI for TOX, DFS, andOS by treatment group

Healthstate

RT(95% CI)

CRT(95% CI) Difference

Log-rank,p

TOX 0 (0 to 0) 2.1 (0 to 2.4) 2.1 <0.001DFS 51.6

(28.0 to 109.2)95.7

(65.8 to 114.4)44.1 0.037

OS 55.0(43.8 to 93.8)

—(79.8 to 114.4)

— 0.005

Abbreviations: CI = confidence interval; CRT = concurrent che-motherapy and radiotherapy; DFS = disease-free survival; OS =overall survival; RT = radiotherapy alone; TOX = toxicity state.

456 I. J. Radiation Oncology d Biology d Physics Volume 78, Number 2, 2010

Q-TWiSTQ-TWiST analysis defines utility weights mtox and mrel, taking

values between 0 and 1 to represent the quality of life value during

TOX and REL, relative to life experiencing TWiST (3). The weight

for the health state of DEATH is 0, and the weight for TWiST is 1.

Each weighting represents the valuation a newly diagnosed patient

would place on a health state after being given a description of the

associated symptoms and their frequency of occurrence. For exam-

ple, mrel = 0.5 for REL indicates that each 2 months of survival fol-

lowing relapse is equivalent to 1 month were the patients in the

TWiST state. This scenario is illustrated in Fig. 1. Finally:

Q-TWiST ¼ mtoxTOXþ TWiSTþ mrelREL;

the value of which will depend critically on the choice of weights

assigned.

Threshold utility analysisA threshold utility analysis was used to determine for which

values of the utility parameters the two treatment arms, RT and

CRT, have the same expected Q-TWiST (3, 11). This approach is

also called inverse inference (12). Treatments were compared using

a spectrum of utility parameter, mtox and mrel, values, over the full

range of utility weight values between 0 and 1. However, because

the relative advantage of CRT and RT in terms of Q-TWiST is likely

to change over time, this pattern was examined by conducting the

analysis cumulatively at restriction times 3, 6, 24, 36, and finally

48 months (Fig. 4). The first two of these were chosen to correspond

to the completion of RT and of CRT, respectively.

The treatment comparison is obtained by subtracting

the RT from the CRT group estimate to obtain:

Q-TWiST6 ¼ Q-TWiSTCRT � Q-TWiSTRT: The bootstrap

technique (13) was used to obtain standard error estimates for

mean time spent in TOX, DFS, and OS using 2,000 bootstrap sam-

ples of the same size as the number of patients under consideration.

Standard error estimates, seRT and seCRT, were obtained for RT and

CRT separately at each restriction. The 95% CIs of difference be-

tween treatments were calculated from the standard error estimates

on the basis of the standard normal distribution. The 95% CI for the

treatment effect is given by Q-TWiST6 � 196se6, where

se6 ¼ffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffise2

RT þ se2CRT

p: The null hypothesis of no difference in

mean Q-TWiST between RT and CRT was tested using a Z test.

RESULTS

Patient characteristics and toxicityTwo hundred eighteen patients were included in the

randomized trial, 107 patients treated with RT and 111

with CRT. Three RT patients defaulted treatment soon after

random assignment and were excluded from this analysis.

The two groups were well balanced in terms of age, sex, eth-

nicity, tumor size, nodal status, and tumor staging (9).

Altogether, 96 patients experienced Grade 3, 4, or 5 nonhe-

matologic toxicity: RT 35 (Grade 3 only), and CRT 61. Over-

all, 49 CRT patients were assigned zero TOX because there

Months from start of treatment

Perc

ent

Perc

ent

0 3 6 12 24 38 48

1.0

0.8

0.6

0.4

0.2

0.0

a

TWiST

REL

TOX

Months from start of treatment0 3 6 12 24 36 48

1.0

0.8

0.6

0.4

0.2

0.0

b

TWiST

REL

TOX

Fig. 3. Partitioned survival plots showing the mean times in activetreatment during which any subjective toxic events of grade >= 3were reported (TOX), time without symptoms of disease relapseor treatment (TWiST), and time following first disease relapse(REL) by treatment group (a) radiotherapy alone (RT) and (b) con-current chemotherapy and radiotherapy (CRT).

Q-TWiST analysis of concurrent chemoradiotherapy for NPC d F. GAO et al. 457

was no indication of any Grade 3–5 nonhematologic toxicity

in this group.

Kaplan-MeierThe Kaplan-Meier curves for TOX, DFS, and OS by treat-

ment group are shown in Fig. 2, and the corresponding

median survival times are given in Table 1. It is clear that

less time is spent in the toxicity state with RT than CRT

(median 0 vs. 2.1 months, p < 0.001), but DFS (51.6 vs.

95.7 months, p = 0.037) and OS (p = 0.005) are extended

with CRT. At 4 years, the improvement in DFS is 14.4%,

whereas that for OS is 18.9%. The hazard ratios in favor of

CRT, using all the updated data including that beyond 4 years,

are HRDFS = 0.67 (95% CI, 0.46 to 0.98) and HROS = 0.58

(95% CI, 0.39 to 0.85).

Q-TWiSTFigure 3 displays the partitioned survival plots for RT and

CRT groups accumulated 48 months after start of treatment.

For each selected restriction time, and for mtox = mrel = 0.5,

Table 2 gives the mean duration in the three health states

by treatment group and the difference between treatments

in Q-TWiST. The differences in Q-TWiST were �0.4,

�0.7, 0.1, 1.6, and 3.6 months at the restriction times 3, 6,

24, 36, and 48 months, respectively, with positive differences

favoring CRT.

During the radiotherapy phase (about 3 months), TWiST

was longer with RT alone than with CRT (2.4 vs. 1.5 months,

respectively; 95% CI, �1.2 to �0.6 months; p < 0.001),

whereas REL was zero with both treatments. After the initi-

ation of adjuvant CDDP and FU, restriction time 6 months,

of CRT, this patient group spent an average of 1.5 more

months under treatment compared with RT alone arm (95%

CI, 1.1 to 1.9 months; p < 0.001). As would be expected,

TWiST was even longer with RT alone (5.2 vs. 3.8 months,

respectively; 95% CI, �1.9 to �0.9 months; p < 0.001), but

REL was still similar for both arms. Thus, with the utility

weights set at 0.5, for TOX and REL health states, there

was a 0.7-month significant difference in Q-TWiST favoring

RT alone (5.6 vs. 4.9 months, respectively; 95% CI, �0.9 to

�0.5 months; p < 0.001).

At 24 months, TWiST was slightly shorter in RT alone

(18.1 vs. 18.2 months, respectively; 95% CI, �1.8 to 2.0

months; p = 0.919). The difference in Q-TWiST between

RT and CRT albeit close to zero, was beginning to favor

CRT over RT alone (+0.1 months, 95% CI, �1.1 to 1.3

months, p = 0.866). Thereafter, an increasing treatment effect

in favor of CRT was seen over time. The effect increases in

both the amount of TWiST and Q-TWiST. Eventually at

48 months from start of treatment Q-TWiST was signifi-

cantly different between the treatments in favor of CRT

over RT (p = 0.020).

Threshold utility analysisIn the utility threshold plot (Fig. 4), the vertical axis is the

utility for time spent in TOX (mtox) and the horizontal axis is

the utility associated with time after first disease relapse

(mrel). The sloping lines within the graph correspond to the

threshold at each of restriction times. The utility plane con-

tains all possible pairs of values for mtox and mrel between

0 and 1 (shaded area). The vertical axis has been extended

downward into negative utilities (although in practice nega-

tive utilities are not theoretically possible) for toxicity to

emphasize that when the restriction time is 48 months all

value pairs of mtox and mrel, within the range from 0 to 1,

give greater Q-TWiST to CRT. In contrast, both the 3- and

6-month lines lie completely in the utility plane, so that dur-

ing the active treatment stage, patients’ preference for CRT or

RT is determined by their utility, mtox, for time spent in TOX.

The 24-month restriction line lies within the utility plane for

mrel >0.07, whereas that at 36-month line is within the utility

plane when mrel >0.83.

DISCUSSION

The majority of clinical trials concerned with several

modalities for cancer therapy often have multiple endpoints

Table 2. Restricted mean duration of health states (months) and differences between treatments accumulated with 3, 6, 24, 36, and 48months and all follow-up to 9 years from start of treatment (mtox = mrel = 0.5)

3 months 6 months

Healthstate

RT alone(n = 107)

CRT(n = 111)

Difference(95% CI) p

RT alone(n = 107)

CRT(n = 111)

Difference(95% CI) p

TOX 0.6 1.5 0.9 (0.6 to 1.2) <0.001 0.6 2.1 1.5 (1.1 to 1.9) <0.001DFS 3.0 3.0 0.0 (�0.1 to 0.1) 1 5.8 5.9 0.1 (�0.1 to 0.3) 0.317OS 3.0 3.0 0.0 (�0.1 to 0.1) 1 5.9 5.9 0.0 (�0.2 to 0.2) 1.000TWiST = DFS – TOX 2.4 1.5 �0.9 (�1.2 to –0.6) <0.001 5.2 3.8 �1.4 (�1.9 to �0.9) <0.001REL = OS – DFS 0.0 0.0 0.0 (�0.1 to 0.1) 1 0.1 0.0 �0.1 (�0.3 to 0.1) 0.432Q-TWiST 2.7 2.3 �0.4 (�0.6 to –0.2) <0.001 5.6 4.9 �0.7 (�0.9 to �0.5) <0.001

24 months 36 monthsTOX 0.6 2.1 1.5 (1.1 to 1.9) <0.001 0.6 2.1 1.5 (1.1 to 1.9) <0.001DFS 18.7 20.3 1.6 (�0.3 to 3.5) 0.097 25.6 29.1 3.5 (0.2 to 6.8) 0.036OS 22.0 22.1 0.1 (�1.2 to 1.4) 0.879 30.8 31.9 1.1 (�1.3 to 3.5) 0.371TWiST = DFS – TOX 18.1 18.2 0.1 (�1.8 to 2.0) 0.919 25.0 27.0 2.0 (�1.3 to 5.3) 0.235REL = OS – DFS 3.3 1.8 �1.5 (�3.8 to 0.8) 0.196 5.2 2.8 �2.4 (�6.4 to 1.6) 0.224Q-TWiST 20.1 20.2 0.1 (�1.1 to 1.3) 0.866 27.9 29.5 1.6 (�0.5 to 3.7) 0.129

48 months All information to 9 years of follow-upTOX 0.6 2.1 1.5 (1.1 to 1.9) <0.001 0.6 2.1 1.5 (1.1 to 1.9) <0.001DFS 31.9 37.5 5.6 (0.9 to 10.3) 0.019 57.1 73.3 16.2 (3.6 to 28.8) 0.012OS 38.1 41.2 3.1 (�0.6 to 6.8) 0.099 63.6 80.9 17.3 (6.2 to 28.4) 0.002TWiST = DFS – TOX 31.3 35.4 4.1 (�0.6 to 8.8) 0.087 56.5 71.2 14.7 (2.1 to 27.3) 0.022REL = OS – DFS 6.2 3.7 �2.5 (�8.4 to 3.4) 0.405 6.5 7.6 1.1 (�15.7 to 17.9) 0.898Q-TWiST 34.7 38.3 3.6 (0.6 to 6.6) 0.020 60.1 76.1 16.0 (7.6 to 24.4) <0.001

Abbreviations: CI = confidence interval; CRT = concurrent chemotherapy and radiotherapy; DFS = disease-free survival; OS = overall sur-vival; Q-TWiST = quality-adjusted time without symptoms or toxicity; RT = radiotherapy alone; TOX = toxicity state; TWiST = time withoutsymptoms of disease relapse or treatment.

0.0 0.2 0.4 0.6 0.8 1.0µrel

µ tox

-3-2

-10

1

48m

0.0 0.4 0.80.2 0.6 1.0

3 & 6m

24m

36m

Fig. 4. Utility threshold plot (artificially extended down on thetoxicity scale for illustrative purposes). Each upward sloping linecorresponds to the threshold at each of the corresponding restrictiontime. The shaded utility plane contains all possible pairs of valuesfor mtox and mrel between 0 and 1. This figure shows that concurrentchemotherapy and radiotherapy (CRT) provides more quality-adjusted time without symptoms or toxicity (Q-TWiST) thanradiotherapy alone (RT) for all utilities value pairs ranging from0 (death) to 1 (time without symptoms of disease relapse or treat-ment, TWiST) at 48 months.

458 I. J. Radiation Oncology d Biology d Physics Volume 78, Number 2, 2010

of concern, such as overall survival, disease-free survival,

toxicity profile, and quality of life, and these are often

reported separately. However, if the major purpose of the trial

is to help decide which treatment strategy is more likely to

benefit the patient, then clinical decision making on the value

of a therapy must balance the trade-offs between treatment

toxicities and expected survival. The trial we analyzed used

the 0099 trial regimen (14) and demonstrated a survival

benefit in favor of concurrent chemotherapy and radiother-

apy, but it was not specifically designed to provide an insight

into the quality of survival. Nevertheless, this article provides

a comprehensive view of when and how a concurrent chemo-

therapy and radiotherapy regimen may be preferred from the

patient’s viewpoint by examining treatment comparisons

across a range of possible utilities and restriction times

from 3 to 48 months. We also provide additional information

about the trade-off between toxicities and delayed disease

progression using Q-TWiST. This approach quantitatively

adjusts periods in which treatment toxicities or symptoms

of disease progression are present to reflect the potentially

reduced value for the patient.

Although patients allocated to CRT arm had a greater

mean time spent in the treatment (2.1 vs. 0.6 months, respec-

tively; p < 0.001), we have shown a survival advantage after

55.3 months (4.6 years) median follow-up. The Q-TWiST

accumulated within 48 months from the start of treatment

also indicated a significant advantage in quality-adjusted sur-

vival time for the CRT arm (p = 0.020). At 24 months, the

difference in quality-adjusted time begins to favor concurrent

chemotherapy and radiotherapy. At 36 months, the concur-

rent chemotherapy and radiotherapy could be the preferred

option from the patient’s point of view when the time spent

in REL state is valued to be <0.83, with the value of perfect

health being 1. Finally at 48 months, the inferences from

Q-TWiST analysis of concurrent chemoradiotherapy for NPC d F. GAO et al. 459

Q-TWiST results are not dependent on their actual values,

because the 48-month threshold utility line lies completely

below the utility plane containing all possible pairs of utility

values relative to the two treatments. Thus, whatever values

are chosen for mtox and mrel, the quality-adjusted survival

time is always greater for the CRT arm than the RT alone

at 48 months.

The main Q-TWiST analysis depends on the values

assigned to utility weights for the selected health states. It

is the most desirable if prospective measurement of utilities

from subjects participating in the clinical trial are assessed

using the time trade-off method or standard gamble (8). In

the absence of study-based utility measures, investigators

have tried to estimate utilities from the health-related quality

of life (HRQL) and other patient reported outcomes prospec-

tively collected in a clinical trial (15, 16). For example,

Fairclough et al. (15) compared intensity of adjuvant chemo-

therapy regimens for breast cancer using Q-TWiST methods.

They used Breast Chemotherapy Questionnaire scores to es-

timate utilities for treatment-related toxicity. A few sets of

values used include mtox = 0.68 to 0.9, mrel = 0.5 or 0.6.

Thus, a drawback of our study is the use of utility assessment

by means of threshold utility analysis, because Revicki et al.(8) ranked it less valid than various possible sources of utility

data, such as prospective utility measurement (most valid).

As with survival analyses, the Q-TWiST analysis does not

take into account the relative importance of early costs of

treatment toxicity y delayed benefits of adjuvant chemother-

apy. For example, in the present trial, patients are aged from

14 to 76 years. Thus, for elderly patients, early times may be

more important, and the delayed benefits of adjuvant chemo-

therapy will be less important relative to immediate toxicity.

In such cases, it may make more sense to use age-specific

utility weights. In this analysis, we were arbitrarily assigning

1.0 to the best possible health state TWiST, which may bias

the comparison in favor of the treatment with the longest du-

ration in the ‘‘best’’ health state.

In general, in applying Q-TWiST methodology, TOX is

meant to represent the period of treatment-related toxicity,

which can extend significantly beyond the final day of radia-

tion or the final infusion of adjuvant chemotherapy. For

example, in a Q-TWiST study of rectal cancer, Gelber

et al. (6) defined TOX using the actual duration of patient-

reported symptoms, and additional amounts of time (up to

3 weeks) were added to TOX to allow for recovery from toxic

effects. Further, in a breast cancer study, Gelber et al. (17)

defined TOX to include an entire month when any subjective

toxic effect of any grade occurred and an additional 3 months

after the last report of alopecia or weight gain to allow for

recovery. In our trial, the data have shown that CRT patients

could receive reduced doses or experience delay in cycles

because of toxicity (9). They could even decline all cycles

of chemotherapy without toxicities of grade >= 3 having

been noted. Therefore, we chose to define TOX as the ‘‘entire

time on active treatment’’ when any subjective nonhemato-

logic toxicities of grade >= 3 were noted during the active

treatment and without the precise knowledge of details con-

cerning intensity of symptoms or subjective burden of toxic-

ity. Our definition of TOX provided the possibility of

applying the method to other adjuvant NPC trials for which

only the type of treatment is known, but the patient records

lack information about the precise nature and grade of toxic-

ity. This is important because combined chemoradiotherapy

is increasingly being used to treat advanced head and neck

cancers.

Radiation therapy for head and neck cancers, however,

often results in some unpleasant side effects, such as perma-

nent xerostomia and hearing loss. Unfortunately, the late

radiation-induced toxicities after the completion of the last

cycle of treatment were not evaluated in our trial (9). Hence,

we are unable to consider the influence of late occurring toxic

effects on the patients’ quality of life. This may affect our

findings regarding the time point at which quality-adjusted

survival is improved. In the present trial (9), all patients

were treated using conventional techniques. The dose was

restricted to 70 Gy. However, a greater hearing loss up to

2 years after treatment in CDDP was shown in a subset of

patients from this trial (18). However, in the Al-Sarraf trial

(14) (using the same regimen as in this trial), no Grade 3 or

4 xerostomia was observed in the concurrent phase.

The Q-TWiST analysis used here shows that irrespective

of how patients value periods of toxicity and delayed disease

progression, adding CDDP concurrent with radiotherapy fol-

lowed by adjuvant CDDP and FU offers patients significantly

more quality-adjusted survival than radiotherapy alone in the

long term, although, should the comorbidity have reduced

the expected life span of the patient to <2 years, radiation

alone might have been regarded as the best treatment.

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