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SIDIS/A1nAndrew Puckett
University of ConnecticutSBS Summer 2017 Collaboration Meeting
July 13, 2017
Semi-Inclusive Deep Inelastic Scattering
• Detecting the leading (high-energy) hadrons in DIS collisions; i.e., the single inclusive hadron electroproduction N(e,e’h)X process provides sensitivity to additional aspects of the nucleon’s partonicstructure not accessible in inclusive DIS, including:
• quark flavor• quark transverse momentum• quark transverse spin
• Goal of SIDIS studies is (spin-correlated) 3D imaging of nucleon’s quark structure in momentum space.• Transverse Momentum Dependent (TMD) PDF formalism: Bacchetta et al. JHEP 02 (2007) 093, Boer and Mulders, PRD 57, 5780 (1998), etc, etc...
7/13/17 2SBS Collaboration 2017
Transverse target spin effects in SIDIS
Transverse target spin-dependent cross section for SIDIS
• Collins effect—chiral-odd quark transversity DF; chiral-odd Collins FF• Sivers effect—access to quark OAM and QCD FSI mechanism• “Transversal helicity” g1T—real part of S wave-P wave interference (Sivers = imaginary part) (requires polarized beam)• “Pretzelosity” or Mulders-Tangerman function—interference of wavefunction components differing by 2 units of OAM
AUT
(⇤,⇤S
) =1
PT
d⇥(⇤,⇤S
)� d⇥(⇤,⇤S
+ �)
d⇥(⇤,⇤S
) + d⇥(⇤,⇤S
+ �)
= ACollins
UT
sin(⇤+ ⇤S
) +
ASivers
UT
sin(⇤� ⇤S
) +
APretz
UT
sin(3⇤� ⇤S
)
ACollins
UT
/ �q ⌦H?1
ASivers
UT
/ f?1T ⌦D1
APretz
UT
/ h?1T ⌦H?
1
D1 = unpolarized
fragmentation function
H?1 = Collins
fragmentation function
ALT (�,�S) =
1
PePT
Y+
(�,�S)� Y�(�,�S)
Y+
(�,�S) + Y�(�,�S)
⇠ Acos(���S)
LT cos(�� �S)
⇠ g1T ⌦D
1
7/13/17 3SBS Collaboration 2017
Transversity and Collins Functions: Existing Knowledge
7/13/17 SBS Collaboration 2017 4
Anselmino et al., Phys. Rev. D 92, 114023 (2015) arXiv:1510.05389v1: latest extractions of valence u and d quark transversities and favored/unfavored Collins FFs
• SIDIS data from HERMES on proton target, COMPASS on proton and deuteron targets• Data on azimuthal asymmetries in e+/e- annihilation to pion pairs from BELLE and BaBar
collaborations—very recent, high statistical precision• First look at combined z and pT dependencies of Collins FFs.• Note—d quark transversity is poorly constrained—proton data dominated by u quarks, limited
sensitivity to d from COMPASS deuteron and JLab Hall A 3He data.
Sivers effect—Existing knowledge
7/13/17 SBS Collaboration 2017 5
Anselmino et al., Phys.Rev. D86 (2012) 014028, arXiv:1204.1239v1
• Fits to most recent HERMES and COMPASS SIDIS Sivers data with TMD/DGLAP evolution
• As in the case of Collins/Transversity, d-quark Siversis poorly constrained by existing data• Proton data dominated by u-quarks• Limited precision/sensitivity to d quark from
COMPASS deuteron/JLab Hall A 3He data
E12-09-018: Transverse Target SSA in 3He(e,e’h)X
High-luminosity Polarized 3He Target (1.2 × 1037 cm-2 s-1)
Electron Arm: BigBiteSpectrometer @30 deg.
JLab E12-09-018 in Hall A: Approved for
64 beam-days, A-
rating by PAC38 (2011)
Hadron Arm: Super BigBiteSpectrometer @14 deg.
• E12-09-018 in Hall A: transverse spin physics with high-luminosity polarized 3He. • 40 (20) days production at E = 11 (8.8) GeV—significant Q2 range at fixed x• Collins, Sivers, Pretzelosity, ALT for n(e,e’h)X, h = 𝝅+/𝝅-/𝝅0/K+/K-
• Re-use HERMES RICH detector for charged hadron PID • Reach high x (up to ~0.7) and high statistical FOM (~1,000X Hall A E06-010 @6 GeV)
7/13/17 SBS Collaboration 2017 6
SBS+BB Projected Results: Collins and Sivers
7/13/17 SBS Collaboration 2017 7
• E12-09-018 will achieve statistical FOM for the neutron ~100X better than HERMES proton data and ~1000X better than existing neutron data from Hall A at 6 GeV a• Kaon and neutral pion data will aid flavor decomposition, and understanding of reaction-mechanism effects.
Projected AUTSivers precision vs. x Projected AUT
Collins precision vs. x
Summary of E12-09-018 Physics Impact• Pioneering HERMES+COMPASS experiments conclusively
demonstrated the existence of the Collins and Sivers effects in SIDIS.• SSAs in SIDIS are large, especially in the valence region• Experiment E12-09-018 will be the first SIDIS experiment in
the JLab 12 GeV era on a transversely polarized neutron (3He) target. • First precise measurements of Collins/Sivers effects in multi-
dimensional phase space.• Extend knowledge further into the valence region (where
asymmetries are large) to x ~ 0.7 at Q2 values between those of HERMES and COMPASS• Polarized neutronsà unrivaled d quark sensitivity• Large impact to global TMD extraction
7/13/17 SBS Collaboration 2017 8
E12-06-122: A1n in the valence region using
BigBite in Hall A
7/13/17 SBS Collaboration 2017 9
Polarized DIS and Spin Structure Functions• Helicity asymmetries in the scattering of longitudinally polarized electrons on longitudinally and transversely (in the scattering plane) polarized nucleons provide access to spin structure functions g1, g2. • The longitudinal virtual photon asymmetry A1 is defined as the asymmetry between parallel and antiparallel virtual photoabsorption cross sections and is related to the spin structure function g1(x,Q2):
• In the naïve parton model, g1 is an incoherent sum over parton helicity distributions Δqi, equal to the difference in number density of quarks polarized parallel and antiparallel to the nucleon spin:
A1 =�1/2 � �3/2
�1/2 + �3/2
A1 ⇡ g1F1
, Q2 ! 1
g1F1
⇡P
i e2i (�qi +�q̄i)Pj e
2j (qj + q̄j)
7/13/17 SBS Collaboration 2017 10
Experimental Status of Δq
DSSV: PRD 80, 034030 (2009)
Blumlein and Bottcher, hep-ph/1005.3113• Recent Global Analyses:
• DSSV, includes SIDIS and pp data, asymmetric sea• BB, DIS data only
7/13/17 SBS Collaboration 2017 11
7/13/17 SBS Collaboration 2017 12
7/13/17 SBS Collaboration 2017 13
A1n Requirements and Status• High-luminosity polarized 3He target• BigBite detector upgrades:• GRINCH• Replace MWDCs with GEMs• Upgraded BigBite Timing hodoscope
• BigBite configurations are largely identical between A1n and neutron SIDIS proposal• Status—A1n still approved but not scheduled. • Jeopardy process for proposals approved for more than 4
years but not scheduled will start in 2019 (according to draft policy presented by B. McKeown at recent Users’ Group Meeting).
7/13/17 SBS Collaboration 2017 14
A1n Resubmission• Hall A BigBite + HRS proposal E12-06-122 with
8.8 and 6.6 GeV beam energy was submitted assuming it could run as an early/”commissioning experiment”, prior to the main SBS program, and (potentially) prior to establishment of reliable, 11 GeV CEBAF ops.• Given schedule realities and evolution of
BigBite/SBS apparatus, this no longer entirely makes sense• A1n resubmission in preparation—target
submission in 2018 • Hall A A1n faces jeopardy as soon as 2019.
7/13/17 SBS Collaboration 2017 15
A1n with SBS+BB @11 GeV, 250h, 50 uA, PbPT ~= 0.5, 10.5 atm 3He
7/13/17 SBS Collaboration 2017 16
Bjx0.1 0.2 0.3 0.4 0.5 0.6 0.7 0.8
)2>
(GeV
2<Q
0
2
4
6
8
10
12
14
Bjx0.1 0.2 0.3 0.4 0.5 0.6 0.7 0.8
DIS
cou
ntin
g ra
te (H
z)
2−10
1−10
1
10
210
310
410
Bjx0.1 0.2 0.3 0.4 0.5 0.6 0.7 0.8
n 1A
0.0
0.2
0.4
0.6
0.8
Bjx0.1 0.2 0.3 0.4 0.5 0.6 0.7 0.8
n 1 A
∆
0.10−
0.08−
0.06−
0.04−
0.02−
0.00
0.02
0.04
0.06
0.08
0.10
• BigBite @35 deg• BigBite @30 deg• SBS @20 deg.
PRELIMINARY
Summary• SBS Transversity (E12-09-018), first submitted to
PAC34, fully approved by PAC38, has the most approved beam time of any SBS experiment• Original Hall A E06-010 produced a large number of
physics publications beyond the main physics goal and scope of the experiment. • Similarly large output could be expected from E12-09-
018. • A1n with BigBite @8.8 and 6.6 GeV, approved over 10
years ago, is sub-optimal in light of current realities• Resubmission in preparation for 11 GeV beam with
BigBite and SBS to reflect evolution of Hall A status and equipment
7/13/17 SBS Collaboration 2017 17
Backups
7/13/17 SBS Collaboration 2017 18
General Expression for SIDIS Cross Section: Bacchetta et al., JHEP 02, 093 (2007)
d⇧
dxdydzd⌃hd⌃Sdp2T=
�2
xyQ2
y2
2(1� ⇤)
✓1 +
⇥2
2x
◆(FUU,T + ⇤FUU,L +
p2⇤(1 + ⇤) cos⌃hF
cos�h
UU + ⇤ cos(2⌃h)Fcos 2�h
UU +
⌅e
p2⇤(1� ⇤) sin⌃hF
sin�h
LU +
Sk
hp2⇤(1 + ⇤) sin⌃hF
sin�h
UL + ⇤ sin(2⌃h)Fsin 2�h
UL
i+
Sk⌅e
hp1� ⇤2FLL +
p2⇤(1� ⇤) cos⌃hF
cos�h
LL
i+
S?
"sin(⌃h � ⌃S)F
sin(�h��S)
UT +
⇤ sin(⌃h + ⌃S)Fsin(�h+�S)
UT +
⇤ sin(3⌃h � ⌃S)Fsin(3�h��S)
UT +
p2⇤(1 + ⇤)
⇣sin⌃SF
sin�S
UT + sin(2⌃h � ⌃S)Fsin(2�h��S)
UT
⌘#+
S?⌅e
"p1� ⇤2 cos(⌃h � ⌃S)F
cos(�h��S)
LT +
p2⇤(1� ⇤)
⇣cos⌃SF
cos�S
LT + cos(2⌃h � ⌃S)Fcos(2�h��S)
LT
⌘#)
• SIDIS structure functions F depend on x, Q2, z, pT• U, L, T subscripts indicate unpolarized, longitudinally and transversely polarized beam, target, respectively • S = nucleon spin• λ = lepton helicity• 18 structure functions up to twist-three• Eight terms survive at leading twist; the rest are twist-3 (M/Q suppressed)
� =2Mx
Q
⇥ =1� y � 1
4�2y2
1� y + 12y
2 + 14�
2y2
• Sivers• Collins• “Pretzelosity”
7/13/17 19SBS Collaboration 2017
Quark-parton Model Interpretation of SIDIS: Transverse Momentum Dependent PDFs (TMDs)
7/13/17 SBS Collaboration 2017 20
Quarkpolarization
Unpolarized(U)
LongitudinallyPolarized(L)
TransverselyPolarized(T)
Nucleon
Polarization
U
L
Th?1T =
h?1L =
h?1 =
g1T =f?1T =
f1 =
g1 =
h1 =
SIDIS Structure Functions in Terms of TMDs
D1(z,Q2, p2?) = Unpolarized TMD FF
H?1 (z,Q2, p2?) = Collins TMD FF
• Only f1, g1, h1 survive integration over quark kT•All eight leading-twist TMDs are accessible in SIDIS with polarized beams/targets via azimuthal angular dependence of the SIDIS cross section• Physical observables are convolutions over two (unobserved) transverse momenta:
• Initial quark kT• Hadron pT relative to recoiling quark, generated during fragmentation
FUU,T ⇠ f1
⌦D1
F cos 2�h
UU ⇠ h?1
⌦H?1
F sin 2�h
UL ⇠ h?1L ⌦H?
1
FLL ⇠ g1
⌦D1
Fsin(�h��S)
UT ⇠ f?1T ⌦D
1
Fsin(�h+�S)
UT ⇠ h1
⌦H?1
Fsin(3�h��S)
UT ⇠ h?1T ⌦H?
1
Fcos(�h��S)
LT ⇠ g1T ⌦D
1
7/13/17 21SBS Collaboration 2017
High-luminosity Polarized 3He target development
7/13/17 SBS Collaboration 2017 22
• Significant recent progress by UVA group (Cates) in the development of high-luminosity polarized 3He targets for SBS SIDIS and GEN experiments based on convection-driven circulation of polarized gas
• Now published in Phys. Rev. C 91, 055205 (2015)• See also: Phys.Rev. C84 (2011) 065201 and
https://arxiv.org/abs/1706.02747• Acceptable spin relaxation times now demonstrated in prototype cells
with glass-to-metal seals
• Conceptual and engineering designs for GEn-II target underway
3D and “4D” extraction of SIDIS SSAs with SBS
7/13/17 SBS Collaboration 2017 23
Increasing z è
çIn
crea
sing
pT
A
sin(�h��S)UT for n(e, e0⇡+
)X :
0.1 x 0.7,�x = 0.1
0.2 z 0.7,�z = 0.1
0 pT (GeV) 1.2,�pT = 0.2 GeV
Example result for 3D binning (x,z,pT)
• E = 11 GeV, 40 days
• “4D” with Q2 dependence from 20 days at 8.8 GeV:
E = 11 GeV
E = 8.8 GeV
E = 5.9 GeV (E06-010 Hall A)
) h� −
S�
sin
(U
TA
x0.1 0.2 0.3 0.4 0.5 0.6 0.7 0.8
−0.2
−0.1
0
0.1
0.2
JLAB 12
X+� l��lN
= 4.63922 (GeV) s
(x)
(1)
1Tx
fN
ud
ud
ss
) (x
, k 1T
x f
ud
ud
ss
x (GeV)k
0
0.02
0.04
−0.02
0
0
0.01
0.02
0.03
−0.01
−0.005
0
0
0.0005
0.001
0 0.2 0.4 0.6 0.8
−0.005
0
0
0.05
0.1
0.15
−0.4
−0.2
0
0
0.5
1
−0.2
0
0
0.01
0.02
0 0.2 0.4 0.6 0.8 1 1.2 1.4−0.15−0.1−0.05
0
Example Impacts of SBS SIDIS Experiment
7/13/17 SBS Collaboration 2017 24
• 2011 impact study by A. Prokudin, global fit with E12-09-018 projected results, π+ Sivers moments at E = 11 GeV, ½ of projected statistics. • Left: >5X shrinking of n(e,e’ π+)X Sivers AUT band• Right: reducing the uncertainty in d quark Sivers in six-flavor extraction• E12-09-018 will provide π±/π0/K± at similar precision (Kaon errors 2-3X pion errors) for both E = 8.8 GeV and E = 11 GeV Collins/Sivers (and Pretzelosity)
Example Impacts of SBS SIDIS Experiment
7/13/17 SBS Collaboration 2017 25
• 2011 impact study by A. Prokudin, global fit with E12-09-018 projected results, π+ Sivers moments at E = 11 GeV, ½ of projected statistics. • Left: >5X shrinking of n(e,e’ π+)X Sivers AUT band• Right: reducing the uncertainty in d quark Sivers in six-flavor extraction• E12-09-018 will provide π±/π0/K± at similar precision (Kaon errors 2-3X pion errors) for both E = 8.8 GeV and E = 11 GeV Collins/Sivers (and Pretzelosity)
) h� −
S�
sin
(U
TA
x0.1 0.2 0.3 0.4 0.5 0.6 0.7 0.8
−0.2
−0.1
0
0.1
0.2
JLAB 12
X+� l��lN
= 4.63922 (GeV) s
(x)
(1)
1Tx
fP
ud
ud
ss
) (x
, k 1T
x f
ud
ud
ss
x (GeV)k
−0 04
−0.02
0
0
0.02
0.04
−0.005
0
0
0.01
0.02
0
0.0005
0.001
0 0.2 0.4 0.6 0.8
−0.005
0
−0.2
0
0
0.05
0.1
0.15
−0.3
−0.2
−0.1
0
0
0.5
1
0
0.01
0.02
0 0.2 0.4 0.6 0.8 1 1.2 1.4−0.15−0.1−0.05
0
7/13/17 SBS Collaboration 2017 26
SBS+BB Projected Precision in 2D (x,z) binning
7/13/17 SBS Collaboration 2017 27
• 2D Extraction: Sivers AUT in n(e,e’π+)X, 6 x bins 0.1<x<0.7, 5 z bins 0.2<z<0.7• Curves are phenomenological predictions from global analysis (Anselmino et al.) with central value and error band
Uncertainty in this x, z bin ~ 0.6%
Large neutron π+ asymmetry expected at high z, large uncertainty in global fit
3D and “4D” extraction of SIDIS SSAs with SBS
7/13/17 SBS Collaboration 2017 28
Increasing z è
çIn
crea
sing
pT
A
sin(�h��S)UT for n(e, e0⇡+
)X :
0.1 x 0.7,�x = 0.1
0.2 z 0.7,�z = 0.1
0 pT (GeV) 1.2,�pT = 0.2 GeV
Example result for 3D binning (x,z,pT)
• E = 11 GeV, 40 days
• “4D” with Q2 dependence from 20 days at 8.8 GeV:
E = 11 GeV
E = 8.8 GeV
E = 5.9 GeV (E06-010 Hall A)
SIDIS Kinematic Coverage in E12-09-018
7/13/17 SBS Collaboration 2017 29
• Wide, independent coverage of x, z, pT, ϕh ± ϕS in a single kinematic configuration.• At least four (preferably 8) target spin directions to achieve full ϕS coverage• Q2, x strongly correlated due to dimensions of BigBite magnet gap.• Data at E = 11, 8.8 GeV provide data for significantly different Q2 at same x• Systematics control à independent spectrometers, detectors in field-free regions,
straight-line tracking, simple, well-defined (but adequately large) acceptance, etc.
(Some) Unique Challenges for SBS-SIDIS• Small raw asymmetries ó tight control of systematics => As
fast as possible change of spin orientation—with adiabatic rotation of target holding field expect T ~ 120 s?• Inclusive kinematics—low trigger thresholds ó high
accidental coincidence rates. Proposal estimate was ~20 kHz online coincidence trigger rate. • Addition of GRINCH to the trigger for BigBite would be extremely
helpful here, since ~90% of BigBite calorimeter-based triggers are photon-induced!
• GEM-based tracking with no real constraints on track search area (other than HCAL hadronic shower signal and SBS acceptance) due to inclusive kinematics (but 40X lower luminosity than GEP helps)
7/13/17 SBS Collaboration 2017 30
SIDIS Kinematics—Notation and Definitions
7/13/17 SBS Collaboration 2017 31
E12-09-018 Apparatus and Requirements• Target: High-luminosity polarized 3He; similar to GEN target, but
requires (almost) complete freedom in target polarization orientation. Required orientations include (at a minimum) horizontal and vertical polarization transverse to the beamline (and preferably ±45∘ as well), plus longitudinal polarization for calibrations/corrections.• Hadron arm: SBS at 14 deg. central angle, equipped with:
• HCAL for hadron trigger• Large-area GEM-based tracker• RICH for charged hadron PID
• Electron arm: BigBite at 30 deg. central angle equipped with:• Pre-shower and shower for electron trigger• Timing hodoscope• GEM-based tracker• GRINCH
• DAQ and trigger:• HCAL threshold low enough to be efficient for SIDIS charged hadrons p > 2-3
GeV• BigBite threshold low enough to be efficient for electrons p > 1 GeV
7/13/17 SBS Collaboration 2017 32
Progess in gluon and sea polarization from RHIC-spin
DSSVà RHICspinprogramconstraintstogluonpolarization(arXiv:1404.4293v1)
7/13/17 SBS Collaboration 2017 33
7/13/17 SBS Collaboration 2017 34
7/13/17 SBS Collaboration 2017 35