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    JIFSAN Good Aquacultural

    Practices Program

    Prerequisite Programs for Good

    Manufacturing Practices (GMPs)

    By Thomas Rippen

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    Prerequisite Programs for GMPs

    Prerequisite programs are procedures, includingGMPs, that address operational conditions

    providing the foundation for HACCP.

    Certain programs and activities are requiredand must be in place if a HACCP program is tobe effective. In this chapter we introduce theseprerequisite programs, with emphasis on the CurrentGood Manufacturing Practices. In the U.S., whenwe reference GMPs, we are most often referring to aU.S. Food and Drug Administration regulation thatapplies to the safe commercial production of allfoods overseen by the agency, not just seafood. TheGMPs are one of several prerequisites to HACCP, and

    one component of the Good Aquaculture Practices(GAqPs) described in this course.

    HACCP is only one component of an aquaculturefood safety program. Without clean workingconditions free from microbiological, chemical,and physical contamination from many sources, aHACCP plan cannot be effective.

    U.S. GMPs address cleanability of processing areas,cleanliness and sanitation of processing areas,prevention of microbial contamination, and preventionof chemical contamination. Most GMP requirements

    are general and apply to minimum conditions necessaryfor the production of safe, wholesome foods. However,some references are quite specic, such as thermometeruse and the type of valves used on handwashing sinks.The current GMPs are under extensive review and maychange in the near future.

    The U.S. Food and Drug Administration reviewedyears of inspection reports and identied theseeight areas as the major GMP compliance problemsfor seafood companies. They included them in theseafood HACCP regulations and require monitoring

    for all that apply to company operations. Time doesnot permit detailed discussion of each of the eightconditions in this course.

    The National Seafood HACCP Alliance offers acourse dedicated to the topic: Sanitation Control

    JIFSAN Good Aquacultural Practices Manual

    Section 8Prerequisite Programs for Good Manufacturing Practices

    Examples of Common

    Prerequisite Programs

    Facilities and grounds

    Supplier control

    Specications

    Production equipment

    Cleaning and sanitation

    Personal hygiene

    Training

    Chemical control

    Receiving, storage and shipping

    Traceability and recall

    Pest control

    Specic references to...

    Food worker health

    Food worker hygiene

    Handwashing and toilet acilities

    Saety o water and iceBuilding design/construction and grounds

    Cleaning and sanitizing

    Pest control

    Sewage and waste disposal

    Equipment design and condition

    Use o thermometers on rerigeration units

    Saety o ingredients

    Protecting nished ood rom contact with

    raw ingredients or waste (direct/indirect)When ood moisture content, salt or other ood

    property is necessary to prevent bacterial growth,

    adequate control must be demonstrated

    Copyright 2007 University of Maryland. This work may be reproduced and redistributed, in whole or in part, without alterationand without prior written permission, for nonprot administrative or educational purposes provided all copies contain thefollowing statement: 2007 University of Maryland. This work is reproduced and distributed with the permission of the

    University of Maryland. No other use is permitted without the express prior written permission of the University of Maryland.For permission, contact JIFSAN, University of Maryland, Symons Hall, College Park, MD 20742.

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    Procedures for Processing Fish and Fishery Products.For more information, contact the Association ofFood and Drug Ofcials (York, Pennsylvania, USA717-757-2888 phone), or go to the Seafood HACCPAlliance website at http://seafood.ucdavis.edu/haccp/scp.htm. This website is an excellent sourceof sanitation and HACCP information.

    GMPsWhat They Dont Say

    The Good Manufacturing Practices give few detailsas to what specic procedures must be followed tocomply with the regulation. Standard operatingprocedures (SOPs) are the steps your company takesto assure that the GMPs are met. They includestepwise procedures, employee training, monitoringmethods, and records used by your company. Achapter later in this manual provides guidance forwriting SOPs and forms for recording observations

    during routine monitoring. For purposes of thiscourse, these SOPs are part of the Good AquaculturePractices (GAqPs) for aquaculture operations.

    Key Sanitation Condition No.1-

    Safety of Water

    Safety of water and ice is key sanitation conditionnumber one. Safe, potable water is essential forrinsing seafood and for washing seafood handlingequipment/surfaces.

    Water is of major importance because of its broad

    use and application in food processing. A primarysafety concern for any food processing operationshould be the safety of water.

    MonitoringSources:Monitoring of the water source must be done withsufcient frequency to assure that the water is safefor use.

    MonitoringPlumbing:Monitoring should be done for cross connectionsbetween potable water lines and non-potable wateror sewer lines.

    MonitoringIce:The safety of ice made from the water supply andits storage and handling conditions should also bemonitored.

    Corrections:When monitoring detects a problem with thewater source, corrective action must be taken

    Eight Key Sanitation

    Conditions and Practices:

    Safety of water

    Condition and cleanliness of food-contactsurfaces

    Prevention of cross-contamination

    Maintenance of hand-washing, hand-sanitizingand toilet facilities

    Protection from adulterants

    Labeling, storage and use of toxic compounds

    Employee health conditions

    Exclusion of pests

    and recorded on the appropriate Daily Sanitation

    Control Record.Records:Records are necessary to document that the processoris conforming to sanitary conditions and practices.

    Water Standards:Total coliforms are a useful indicator of potentialsewage contamination

    In-Plant Water Contamination:May occur from cross connections and backowproblems.

    Source: National Seafood HACCP Alliancewebsitehttp://seafood.ucdavis.edu (sanitation,SCP Teaching Points).

    Ice is a common source of contamination. Specifythat water and ice meet potable water standards.Periodically test ice to be sure that standards aremet. Contamination during storage and handlingis often responsible for coliforms and pathogenicmicroorganisms in ice. Potable water standards arediscussed later in this presentation.

    The U.S. Environmental Protection Agency sets

    standards for drinking water and potable ice.These are provided here for reference and maydiffer from your local requirements. Regardless ofspecic standards, safe ice is important, even forkilling and holding shrimp and sh immediatelyafter harvest. Only by knowing its microbiologicalquality will the aquaculturist know that the ice,which is usually brought in from off-site, will notcontaminate his products.

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    Private Water Monitoring

    Private water monitoring should be conductedbefore any new service is used for processingoperations and then at least on a semi-annual basisor more frequently for suspect sources. No suspectsources should be used. Monitor at least annuallyfor organic and inorganic parameters, and bi-

    monthly or more for coliforms.

    Monitor the eight key sanitation conditionsthat apply to your operation. Keep a record ofmonitoring activities on a simple form like the oneon this page. This example is part of a larger form,containing the section for entering observationsrelated to safety of water.

    Seawater

    Seawater from near shore areas is oftencontaminated with hazardous microorganisms,chemicals, and elements. Seawater is notrecommended for product or equipment washing.High coliform counts and pathogenic organismsin coastal seawater are so common that we cannotrecommend its use in shoreside facilities. It may besuitable for use on boats at sea.

    Chemical and Microbiological Contamination

    of Well Water

    Contamination of potable water supplies byfecal bacteria is quite common, a serious healthhazard, and preventable. Chemical contaminationthrough runoff from agricultural, mechanical, orindustrial areas may also occur if not controlled.Inspect potable water sources and surroundingland routinely. Causes of contamination mayinclude ood or heavy rains, location too close

    Common sources for water

    used in seafood processing

    Public water systems

    Private wells

    Seawater

    U.S. National Drinking Water Regulations for Microorganisms.

    MCL Goal MCL*

    Total coliorms (including ecal coliorms & E. coli) zero 5%

    Viruses zero 99.99% killed or inactivated

    Giardia lamblia zero 99.99% killed or inactivated

    MCL - Maximum Contamination Level

    *No more than 5.0% o the water samples are total coliorm-positive in a month. Every sample that has total

    coliorms must be analyzed or ecal coliorms. The presence o any ecal coliorms is unacceptable in drinking

    water.

    to cesspools, septic tanks, agricultural sites, orassociated drainage elds, or cracked or improperly

    sealed well casings or liners.

    Leaking from around the well head, poor drainage,other uses (horse trough), and chemical storageshould raise concerns about this private well as asource of water for food.

    Monthly Sanitation Control Record

    Report Date: 3/01/00

    Firm Name : Any Seafood Co.,Inc.

    Firm Address: Anywhere, USA

    Sanitation Area Decision Comments/Corrections

    1) Safety of Water

    Safe and sanitary source (S/U)

    (Annual)

    No cross -connections in hard

    plumbing (S/U)

    Municipal water bill and

    analysis on file

    (1/10/00)

    Requested installation of

    air gap in water line

    used to fill new thaw

    tank.

    2) Condition and Cleanliness of

    Food Contact Surfaces

    Processing equipment and

    utensils in s uitable condition

    (S/U)

    3) Prevention of Cross -

    contamination

    Physical conditions of plant

    and layout equipment (S/U)

    S = Satisfactory / U = Unsatisfactory, requires

    correction

    Additional Comments:

    Air gap installed 03/02/00

    Signature or initials RJP

    S

    U

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    Causes of In-Plant Water Contamination

    Backpressure can be a source of contamination.For example, when a potable system is connectedto systems operating under higher pressure by

    means of a pump, boiler, elevation difference, orair or stream pressure. Monitoring should focuson systems that automatically mix water withsteam, detergents or sanitizers, or have reservoirsfrom which water is pumped for cooling, spraying,or supply. Manufacturers of backow preventiondevices (air gap, vacuum breaker, check-valve) willoften supply diagrams, brochures, and examplesfor training purposes.

    Key Sanitation Condition No. 2

    Condition and Cleanliness of Food

    Contact Surfaces

    Food contact surfaces, like shrimp baskets and tables,must be clean and sanitary. They must be made ofproper materials and be in good condition so thatits possible to easily clean and sanitize them.

    Food contact surfaces that food directly orindirectly contacts during normal operations

    include utensils, knives, tables, cutting boards,conveyor belts, ice makers, ice storage bins, hands,gloves, and aprons. Even an overhead ceiling, coldpipe, or condenser unit would be a food contactsurface if condensate forms and drips onto aprocessing table below.

    General Requirements for Food ContactSurface

    Make sure that seafood handling equipment iscleanable and free from sharp edges, pits, or roughsurfaces. Natural materials, like reed baskets, absorbwater and soils and cannot be effectively sanitizedfor reuse. Safe material should be non-toxic (noleaching of chemicals), nonabsorbent (can bedrained and/or dried), resist corrosion, and shouldalso be inert to cleaning and sanitizing chemicals.When surfaces are designed or fabricated, make

    sure that they can be adequately cleaned andsanitized, and ensure that all surfaces are smooth,including seams, corners, and edges.

    What to Monitor

    Monitor the condition of food contact surfaces,as well as the cleanliness and sanitation offood contact surfaces. Also watch the type andconcentration of sanitizers used. Regularly inspectgloves and outer garments that might contact food.

    How to MonitorMonthly visual inspections are used to ensurethat food contact surfaces are in good conditionand can be properly cleaned and sanitized. Theadequacy of cleaning and sanitizing should bemonitored after each cleaning and sanitizingoperation. Gloves and aprons should be checkeddaily for cleanliness and good repair. Sanitizerstrength should be checked before the sanitizeris applied. Verication checks (for example,microbiological sampling) for sanitation are

    recommended, but not required. Problems withfood contact surfaces that are not easily cleanedshould be corrected in a timely manner. Problemswith improperly cleaned and sanitized equipment,employee gloves and outer garments, and sanitizerstrength should be corrected before work begins.Monitoring should be more frequent for foodcontact surfaces associated with ready-to-eat

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    products than for surfaces associated with raw, to-be-cooked seafoods.

    Typical Corrections

    Observation: Sanitizer concentration fromdispenser varies day to day.

    Correction: Repair or replace chemicalproportioning equipment and train cleaningcrew in its proper use.

    Observation: Juncture of two tabletops traps fooddebris.

    Correction: Separate tables to allow access forcleaning.

    Observation: Table work surfaces show signs of

    corrosion.Correction: Renish or replace damaged

    equipment and switch to less corrosivecleaning compound.

    Food contact equipment should be designed andinstalled to drain and not entrap soils. It shouldprovide access for cleaning and inspection,and should be able to withstand the plantenvironment.

    Special cleaning may sometimes be necessary. Asan example, consider that listeria often grow in amicroscopic lm (biolm).Listeria are 1,000 timesmore resistant to common sanitizer (chlorine)when in this lm. They form an invisible layer ofbacteria interlocked with grapevine like tendrilsrequiring extraordinary cleaning procedures.Alkaline detergents are far more effective thangeneral purpose detergents for lifting biolms.

    Key Sanitation Condition No. 3

    Prevent cross-contamination

    Cross-contamination is the transfer of biologicalor chemical contaminants to food products fromother foods, food handlers, or food handlingenvironment. Preventing cross-contaminationfrom unsanitary or potentially toxic sources tofood contact surfaces or aquacultured productsis essential and a very high priority in any GMPcompliance program. Employee practices to

    prevent cross-contamination include separation

    of products from nonfood items and surfaces, andplant design to prevent cross-contamination.

    Proper controls ensure that aquaculture proceduresprevent the cross-contamination of products byraw materials, ingredients, chemicals or unsanitaryoperations. This includes contamination of foodhandling equipment, utensils, gloves and outergarments, and raw product contact with nishedproducts, especially cooked or other ready-to-eat products. Any equipment used for purposesother than aquaculture must not be used for

    shrimp without thoroughly washing rst. Washshrimp handling equipment separately fromother equipment. Do not cross livestock areas,manure compost sites, etc., with shrimp transportequipment. Ensure adequate separation orprotection of products in storage.

    Store clothing and gloves in clean and drylocations. Ensure that clothing and gloves are notexposed to splash, dust, or other contaminants.Store clean garments separately from soiledgarments and gloves.

    Bare skin, hair, saliva, and jewelry often harborvery large numbers of microorganisms, someof which cause disease. Any hand to bodycontact, like touching the face, nose, or mouthcontaminates hands that can then be transferredto food or food handling equipment. Hair netsmay be unnecessary when outside working ponds,but be aware of the concern and at least wear a hatwhen harvesting or grading shrimp. Employees

    Examples of Poor Employee

    Practices

    Handling raw product, thenhandling cooked product.

    Working near or on the oor,

    then handling product.Returning from restroomswithout washing hands.

    Shovel used to handle oor waste, also used tohandle product or ice.

    Scratching face, then handling product.

    Touching unclean door handle,then handling product.

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    often track contaminants onto aquaculturepremises on shoes and clothing. Employer-issuedclothing that is cleaned, maintained, and storedon the premises signicantly reduces this sourceof cross-contamination. Boot dips (footbaths)containing double strength sanitizer (800 ppmquaternary ammonium compounds, for example)

    may be necessary before entering shrimp packingrooms and other sensitive areas

    The contamination of ready-to-eat seafood, likecooked shrimp, with drip from raw seafood isa major health hazard, and is responsible fornumerous illness outbreaks worldwide. If you everhandle ready-to-eat products, be sure companyprocedures are in place and monitored to preventsuch cross-contamination. Separate raw and ready-to-eat products. Prevent cross-contaminationduring handling by designating separate areas

    for handling raw and ready-to-eat products,controlling the movement of equipment from onearea to another; and controlling the movement ofemployees from one area to another.

    Proper handwashing is essential for the productionof safe aquacultured products. Handwashingis a well-researched topic and much is knownabout its importance, the steps required to cleanhands effectively, and peoples handwashinghabits. Investigators estimate that 30-40 percentof foodborne illness results from inadequatehandwashing. Many people do not routinely washtheir hands after visiting the toilet. They must berequired to do so as a condition of employment,and remember, the policy also applies to managersand facility guests. Handwashing at the beginningof each workday and after every break also helpsin the control of prohibited substances, such asantibiotics like chloramphenicol. Very thoroughdouble washing is usually necessary to remove thesecompounds when present on hands.

    Proper handwashing takes training and monitoringto assure that it is properly performed. Very warm

    water is more effective than cold water and should beavailable at handwashing stations whenever possible.After wetting hands and applying hand soap, ruball surfaces for 30 seconds, including betweenngers, under nails, the wrist, and lower forearm.Use only clean water from a potable water sourcefor handwashing. Dipping hands in an approvedsanitizer such as 100 ppm chlorine or 25 ppm iodine

    provides additional pathogen control in hatcheriesand when handling nished products. Drying handswith single-use toweling is effective and sanitary. Incertain settings, waterless hand cleaners can be usedto kill some disease-causing bacteria but washing withsoap and water is more effective at removing soils,and is the preferred method.

    Handwashing facilities must be located where theyare convenient, close to employee work sites andsuch that detours are not required getting to themfrom toilet, entry, or employee changing areas.They should also be located where supervisorscan monitor their use. Be sure that handwashingstations are working properly, supplied withpotable water (warm water is preferred to coldwater), and supplied with hand soap and papertowels (preferred) or electric driers.

    Maintenance of toilets, privies and handwashing

    facilities are functions under key sanitationcondition No. 4 of the U.S. HACCP regulation andthe National Seafood HACCP Alliances SanitationControl Procedures course. The topic is combinedwith key condition No. 3 for our discussions onGAqPs. Handwashing, hand sanitizing and toiletfacilities are essential parts of the handwashingprogram in order to preventcross contamination.Handwashing, handsanitizing and toilet facilitiesshould be checked and

    documented on the DailySanitation Control Record atleast once per day (preferablyduring pre-op) for cleanliness,proper function, and adequatesupplies; hot water (110 F or43C) should be checked weekly.

    How to wash hands (a GAqP)

    Remove jewelry;

    Wet hands with warm water (110 F);

    Lather and rub all surfaces thoroughly;

    Rinse;

    Dry with disposable paper towels; and

    Avoid recontamination.

    Eagle Group

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    Hand sanitizer concentrations should be checked:

    In ready-to-eat food plants at least every 4hours,

    In raw, to-be-cooked seafoods, at least duringpre-op check.

    When monitoring of toilet and handwashing facilities

    indicates that supplies are lacking or they are notfunctioning properly, x the problem immediately.

    When hand sanitizer concentrations are incorrect,a new hand dip with the proper concentrationsshould be provided and a responsible individualshould determine 1) whether employees needto rewash and sanitize their hands, and 2) whatto do with the affected product. The DailySanitation Control Record should identify whereand when each observation was made, whetherthe conditions observed were satisfactory or

    unsatisfactory, actual concentration of anysanitizers observed, any necessary corrections, andthe person making the observations.

    Toilets are permanent xtures plumbed for discretewaste disposal to a wastewater treatment facility.Water is used for ushing. Waste treatmentfacilities may be private onsite systems or serve alarger community (municipal waste treatment).They must be properly located and designed, andusually utilize a combination of solids settling,and aerobic and anaerobic bacterial digestion.Release of the efuent through spreader pipes intoa vegetation basin may further improve the qualityof discharge water but human pathogens may notbe destroyed by this practice alone.

    Another approach is to treat wastes with lime,formaldehyde or a commercial liquier/stabilizerto destroy human pathogens prior to discharge. Ifused in combination with bacterial digestion, suchtreatments should occur in a tank downstream fromany digestion tanks, prior to discharge. Hydrated lime(calcium hydroxide, sometimes called slake lime) isfrequently used in pond aquaculture operations and

    is an effective treatment for human wastes. Sufcientlime should be added to raise the pH (alkalinity) ofwaste to pH 12 for a minimum of 30 minutes. Certainchemical stabilizers may be unacceptable in someareas due to environmental concerns. Hydrated limeis generally safe to the environment but, due to itshigh pH, may kill plants or aquatic animals in thedischarge area unless rst diluted.

    Privies may be either vault or earthen pit types. Nowater is used for ushing. A vault privy containsa waste-holding vessel that is completely sealed.Wastes must be periodically pumped out anddisposed in an accepted, safe manner at least 500meters from streams, water supplies, ponds, andaquaculture or food handling facilities.

    Earthen pit privies are temporary structures andmust be periodically moved to a new site, alwayslocated where spring or rainwater ooding ofthe pit is avoided. Old sites are backlled withsoil. This type of privy must be carefully locatedto prevent seepage of wastes into potable orpond supply waters. Privy buildings must be ona foundation, vented and screened to keep outies, rodents, and other pests. Details for locating,designing, constructing, and maintaining priviesare provided in the course reference materials.

    Maintenance of toilets, privies, and handwashingfacilities are functions under key sanitation conditionNo. 4 of the U.S. HACCP regulation and the NationalSeafood HACCP Alliances Sanitation ControlProcedures course. The topic is combined with keycondition No.3 for our discussions on GAqPs.

    Key Sanitation Condition No. 5

    Protection from adulterants

    Procedures must be in place and routinelymonitored to assure that aquacultured products

    are not contaminated by materials harmful toconsumers. Examples of such contaminantsinclude, lubricants, fuel, pesticides, cleaningcompounds, sanitizing agents, condensate, andoor splash. Note that sanitation chemicals maybe approved for food contact surfaces but surfacesmust drain and chemicals must be used at properconcentration.

    Check for location of hand sanitizing dips thatmay contaminate food and food contact surfacesthrough splashing at pre-op or start-up, after every

    4 hours, and at post-op.Check for accumulation of condensate on ceilingat pre-op or start-up, after every 4 hours, and atend of production day. When an adulterant isdiscovered, stop, correct, prevent from recurring,evaluate product safety, and document correctionsSome examples of this are to relocate handsanitizing dips to prevent adulteration of food

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    and food contact surfaces by splashing, removecondensate from unsanitary surfaces, correct airow and room temperature to reduce condensate,install covers to prevent condensation from fallingon food, packaging materials, or food contactsurfaces, or even simply squeegee the oor toremove standing water.

    Record monitoring results and corrections takenin the Daily Sanitation Record. The personresponsible for monitoring should record the timeand date of the activity, and initial the form.

    Key Sanitation Condition No. 6Labeling,

    Storage and Use of Toxic Compounds.

    Ensure that the labeling, storage, and use oftoxic compounds are adequate to protect food.Implement procedures and routinely monitorto assure that aquacultured products are not

    contaminated by materials harmful to consumers.

    The improper use of toxic compounds (e.g.,cleaners, sanitizers, rodenticides, insecticides,machine lubricants, and some food additives) maylead to product adulteration. Toxic compoundsmust be properly labeled, stored, and used toprevent contamination of food, food contactsurfaces, packaging materials, and ingredients.

    Check proper labeling at least once per day.

    What to check (a GAqP):

    If in the original container

    a) Name of the compound in the container

    b) Responsibility statement: Manufacturer nameand address or second party manufacturer/packer/distributor

    c) Appropriate approvals (EPA registration)

    d) Instructions for proper use

    If in a working container

    a) Name of the compound in the container

    b) Instructions for proper use

    Check proper storage at least once per dayincluding:

    1. Placing in an area with limited access (e.g.,under lock and key given only to certainpersonnel).

    2. Separating food-grade from non-food-gradematerials (original containers are useful).

    3. Keeping away from food, food contact surfaces,packaging materials, and ingredients.

    4. Using food containers ONLY for food.

    Check proper use at least once per day including:

    1. Following the manufacturers instructions orrecommendation and as provided on the EPAregistered label.

    2. Using in a manner that will not result in foodadulteration.

    If original container is improperly labeled, setaside and return supplies to the supplier in atimely fashion. Containers for potentially toxiccompounds, such as those used to hold cleanersor other nonfood items, must be labeled toidentify their contents and provide instruction inproper usage. Such containers must not be foodcontainers that could inadvertently be used to packan aquacultured product. If working containeris improperly labeled, replace with proper labelsimmediately. If working container is inappropriateor damaged, destroy or discard containerimmediately. If chemicals are improperly stored,move to proper storage location immediately. Ifchemicals are improperly used, immediately assignother previously trained employees to use thechemicals, then retrain those who were not using

    them properly.Record monitoring results and corrections takenon the Daily Sanitation Record. The personresponsible for monitoring should record the timeand date of the activity, and initial the form.

    Key Sanitation Condition No.7-

    Employee health

    Employee health and hygiene are majorcomponents of a companys sanitation controlprogram. Monitoring employees for symptoms

    of illness and for wounds that could potentiallycontaminate food should be observed during pre-op or at the start of each shift. Because a personshealth can change overnight, it is importantto monitor employee health on a daily basis.Employees must report if they have a diagnosedillness, a symptom, or a high-risk condition.

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    Manage people who are diagnosed with or havesymptoms of an illness, wounds or other afictionsthat could be a source of microbial contamination.Employees must be trained and know theirresponsibilities for preventing contamination.

    If an employee has symptoms of a disease orinfection that could contaminate food products,

    supervisors should (depending on the situation)reassign, relocate, send home, or require thatan impermeable cover be placed over lesions.All unsatisfactory conditions must be recordedincluding the corrective action taken to reduce oreliminate the problem.

    Emphasize to employees that any of these signs orsymptoms (diarrhea, vomiting, open skin sores,boils, fever, dark urine or jaundice) may indicateinfection by a pathogen that can be transmittedto others through food handling. Management

    should have a written health policy that requiresreporting, work restrictions and exclusions foremployees who have symptoms or high-riskconditions. Employees should practice goodhygiene and report any illness or lesions to thesupervisor before working with food.

    Key Sanitation Condition No.

    8- Exclusion of Pests from Food

    Processing Areas

    Animals of all kinds are potential sources of

    pathogenic microorganisms, even a guard dog.Exclusion of rodents, other mammals, insects,birds, and reptiles is an important part of anysanitation program. Flies and cockroaches maytransmit Salmonella, Staphylococcus, C. perfringens,C. botulinum, Shigella, Streptococcus, and otherpathogens. Rodents are sources for Salmonellaand parasites, and birds are hosts for a variety ofpathogens such as Salmonella andListeria.

    There are 3 phases of a pest control program. Therst step is the elimination of the pests shelter, and

    those items that attract the pest. The second is theexclusion of the pest from buildings. And nally,there is the elimination of any pests that gain entry.

    Look for signs of pest activity, not just the peststhemselves. Conditions that allow pests to hide,breed, feed, and drink must be controlled if otherpest control measures are to work effectively.

    Example monitoring checklists are shown in theslides accompanying this lesson.

    In many countries, including the United Statesand Europe, pesticides are carefully regulated.They must be prepared and applied as labeledby the manufacturer in accordance with federalrestrictions. These requirements are often highly

    specic to, for example, the intended pest,locations, chemical concentration, method ofapplication, application frequency, and whetherspecial training is required of the applicator.

    Summary

    As we have learned, the Good ManufacturingPractices involve many essential concerns foraquaculture companies. The topic is large andstudents are encouraged to review referencesprovided in this manual. Other prerequisites to

    HACCP, such as product traceability and recallprograms are equally important so that you knowwhere your products are grown, under whatconditions, their status at all times while underyour control, and where they go when they leaveyour rm.

    Example GAqP for Privy style toilets (from U.S.state of Utah regulations, Utah Division of WaterQuality)

    R1. Environmental Quality, Water Quality.

    R1-0. Rules for the Design, Construction

    and Maintenance of Vault Privies and Earthen

    Pit Privies.

    R317-560-1. Defnitions.

    The following denitions shall apply in theinterpretation and enforcement of these rules. Theword shall as used herein means a mandatoryrequirement. The term should is intended tomean a recommended or desirable standard.

    1.1 Division - means the Utah Division of WaterQuality

    1.2 Earthen Pit Privy - means a toilet facilityconsisting of a pit in the earth covered witha privy building affording privacy and shelterand containing 1 or more stools with anopening into the pit.

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    1.3 Health Ofcer - means the Director of alocal health department or his authorizedrepresentative.

    1.4 Local Health Department - means acity-county or multi-county local healthdepartment established under Title 26A.

    1.5 Vault Privy - means a toilet facilitywherein the waste is deposited without ushinginto a permanently installed, watertight vaultor receptacle. Vault wastes must be periodicallyremoved and disposed of in accordance withthese rules.

    R1-0-. General Requirements.

    2.1 Vault privies and earthen pit privies arepermitted as a substitute for water closets,for temporary or limited use in remotelocations where provisions for water supply orwastewater disposal pose a signicant problem.The intended primary use of vault and pitprivies in this rule is for facilities such as laborcamps, semi-developed and semi-primitiverecreational camps, temporary mass gatherings,and other approved uses. Potable water underpressure may or may not be available.

    2.2 Requests for the use of vault privies or earthenpit privies shall be evaluated on a case-by-case basis by the local health departmenthaving jurisdiction and must receive the

    written approval of the local health ofceror his designated representative prior to theinstallation of such devices.

    2.3 Vault privies and earthen pit privies shall belocated and constructed in such a manner toprevent the entrance of precipitation or surfacewater into the vault or pit, either as runoff or asood water.

    2.4 All vault privies shall comply with thefollowing:

    A. They shall be located a minimum of:(1) 10 feet from property lines and waterdistribution pipes.

    (2) 15 feet and not more than 500 feet fromany living or camping spaces served.

    (3) 50 feet from any nonpublic culinarywater source and from any lake, stream,

    river, or watercourse, measured from thehigh water line.

    B. They shall be located at least 100 feetfrom deep public water supply wells. It isrecommended that vault privies be locatedat least 1500 feet from shallow wells andsprings used as public water sources. Any

    proposal to locate closer than 1500 feet must bereviewed and approved on a case-by-case basisby the health authority, taking into accountgeology, hydrology, topography, existing landuse agreements, and potential for pollutionof water source. Any person proposing tolocate a vault privy closer than 1500 feet to apublic shallow well or spring must submit areport to the health authority which considersthe above items. The minimum requiredisolation distance where optimum conditions

    exist and with the approval of the healthauthority may be 100 feet. R309-106 requiresa protective zone, established by the publicwater supply owner, before a new source isapproved. Public water sources which existedprior to the requirement for a protective zonerequirement may not have acquired one. Suchcircumstances must be reviewed on a case-by-case basis by the health authority. Deep wellsand shallow public water supply sources areas dened in R309-106.

    C. The maximum high water table shall be atleast 2 below the maximum depth of the vault

    2.5 All earthen pit privies shall comply with thefollowing:

    A. They shall be located a minimum of:

    (1) 25 feet from property lines and waterdistribution pipes.

    (2) 25 feet and not more than 500 feet fromany living or camping spaces served.

    (3) 100 feet from any lake, stream, river, or

    watercourse, measured from the high waterline.

    B. They shall be located at least 100 feet fromdeep wells that are nonpublic water supplysources. They shall be located at least 200feet from shallow wells and springs that arenonpublic water supply sources. Although thislatter separation distance shall be generallyadhered to as the minimum required separation

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    distance for shallow nonpublic water supplysources, exceptions may be approved on acase-by-case basis by the health authority,taking into account geology, hydrology,topography, existing land use agreements,and potential for pollution of water source.Any person proposing to locate an earthen

    pit privy closer than 200 feet to an individualor nonpublic shallow well or spring mustsubmit a report to the health authority whichconsiders the above items. In no case shall thehealth authority grant approval for an earthenpit privy to be closer than 100 feet from ashallow well or spring. Deep wells andshallow nonpublic water supply sources shallbe dened as for public water sources in R309-106.

    C. They shall be isolated from public water

    supply sources as specied for vault privies inR317-560-2.4.B.

    D. The maximum high water table shall be atleast 4 below the maximum depth of the pit.

    R1-0-. Design and Construction

    Requirements.

    3.1 All vault privies shall have vaults or receptacleswhich are watertight and shall be constructedof reinforced concrete, metal or other materialof equal durability which has been approved by

    the local health department. Inside and outsidesurfaces of metal vaults shall be thoroughlycoated with a good quality asphalt-basematerial.

    3.2 For all earthen pit privies, pit cribbing shallbe installed in the pit to prevent caving of soilinto the pit and to insure a rm foundation forthe building. The pit cribbing shall t rmly, bein uniform contact with the earth walls on allsides, and shall descend to the full depth of thepit and rise ush with the ground surface.

    3.3 All vault privies and earthen pit privies shallcomply with the following:

    A. A sill or foundation constructed of concreteor treated lumber shall be placed on the groundsurface around the vault or pit so as to underliethe oor area of the privy building.

    B. A oor and riser of impervious material shallbe placed over the sill and vault or pit in such a

    manner to prevent access of rodents and insectinto the vault or pit.

    C. The privy building shall be rmly anchored,rigidly constructed, free from hostile surfacefeatures such as sharp edges and exposed nailpoints, and shall afford complete privacy andprotection from the elements. The building

    shall be of y-tight construction. The door(s)shall be self-closing and provided with aninside latch. Interior oors, walls, ceilings,partitions, and doors shall be nished withreadily cleanable materials resistant to wastesand cleaners.

    D. The building shall be ventilated by leavingapproximately 4-inch openings at (1) the topof two opposite walls just beneath the roof,and (2) at the bottom of two opposite wallsjust above the oor, all of which are screened

    with 16-mesh screen or smaller of durablematerial. Hardware mesh with 1/4 openingsmay be placed on the inside and outside of thescreened openings to protect the smaller meshscreen. Direct line of sight into the buildingthrough the bottom ventilation openings shallbe effectively obstructed with a louver or othersuitable means.

    E. Each vault or pit shall be vented toatmosphere with a minimum of 100 squareinches of vent area for each seat connected

    to the vault. (One hundred square inches isequivalent to two 8-inch pipes, or one 12-inchpipe.) Roof vents must extend at least 12 inchesabove the highest point of the roof and shallbe provided with a rain cap and screened with16-mesh screen or smaller of durable material.Venting to an attic vent may be provided forby utilizing the space between an inside andoutside wall if that space provides sufcientarea.

    F. The seat should be so spaced as to provide

    a minimum clear space of 24 inches betweeneach seat opening in multiple unit installationsand should provide 12 inches clear space fromthe seat opening to the sidewall in single andmultiple units. In multiple unit installations,partitions should be provided between risers toafford user privacy.

    G. The seat riser should have an insideclearance of not less than 21 inches from the

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    front wall and not less than 24 inches from therear wall of the privy building.

    H. The seat top should be not less than 12inches nor more than 16 inches above the oor.

    I. The seat opening shall be covered with anattached, movable toilet seat and lid of easily

    cleanable, impervious material that can beraised to allow sanitary use as a urinal and canbe closed when not in use. Privy buildings forpublic use shall be provided with open-frontseats.

    J. Commercially preconstructed vaultprivy buildings not incorporating all of therequirements of these rules may be evaluatedfor approval on a case-by-case basis by localhealth departments.

    R1-0-. Maintenance Requirements.

    4.1 Odor-control chemicals or disinfectants may beadded to the vault or pit at frequent intervals toprevent bacterial decomposition and resultingodors. Extreme caution should be exercised toinsure that these chemicals are not spilled on orallowed to remain on the seat. Garbage, ashes,oil, hazardous or toxic wastes, or other wastes notnormally deposited in vault privies or earthen pitprivies shall not be disposed of therein.

    4.2 All vault privies and earthen pit privies shall be

    maintained in a satisfactory manner to prevent

    the occurrence of a public health nuisance orhazard or to preclude any adverse affect uponthe quality of any waters of the State.

    4.3 Toilet paper with a holder should be providedfor every seat. An adequate supply of toiletpaper should be maintained at all times.

    4.4 All vault privies shall comply with thefollowing:

    A. The vault or receptacle is not permitted tobe lled to a point higher than 12 inches belowthe oor surface of the privy building.

    B. Vault wastes shall be periodically emptiedat sufciently frequent intervals to preventcreation of an insanitary condition, and shallbe transported in an acceptable manner toa disposal site approved by the Division.Where disposal in a public sewer system is not

    possible, vault wastes must be deposited inapproved sanitary landlls.

    4.5 All earthen pit privies shall comply with thefollowing:

    A. When the pit becomes lled to within 18inches of the ground surface, a new pit shall beexcavated and the old one shall be backlledwith approximately 2 feet of compacted earthand mounded slightly to allow for settlementand to prevent depressions for surface pondingof water.

    Type of Camp Source Storage

    Modern camps with ull acilities 60 gal/day/person 30 gal/person

    Semi-developed camps, and day-

    use areas with limited acilities

    Minimum 5 gal/ day/person Minimum 2.5/ gal/person

    Semi-developed camps, and day-

    use areas (with fush type toilets)

    20 gal/day/person 10 gal/person

    Date of Enactment or Last Substantive Amendment: 1993

    Notice of Continuation: October 7, 2002

    Authorizing, and Implemented or Interpreted Law: 19-5-104