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Swiss Federal Archives – Erpanet Workshop «Long-term preservation of databases», Berne, April 10th, 2003 1 Prospective Appraisal and Pre-archival Metadata Capture of Datbases Thomas Zürcher Thrier Scientific assistant ARELDA

Prospective Appraisal and Pre-archival Metadata Capture of ... Bern... · Typology of digital information systems 2.a) Criteria of Evidence 2.b) Criteria of Informational Value 3

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Page 1: Prospective Appraisal and Pre-archival Metadata Capture of ... Bern... · Typology of digital information systems 2.a) Criteria of Evidence 2.b) Criteria of Informational Value 3

Swiss Federal Archives – Erpanet Workshop «Long-term preservation of databases», Berne, April 10th, 2003 1

Prospective Appraisal and Pre-archival

Metadata Capture of Datbases

Thomas Zürcher ThrierScientific assistant ARELDA

Page 2: Prospective Appraisal and Pre-archival Metadata Capture of ... Bern... · Typology of digital information systems 2.a) Criteria of Evidence 2.b) Criteria of Informational Value 3

Swiss Federal Archives / Erpanet Workshop «Long-term preservation of databases», Berne, April 10th, 2003

2

Issues

1. Prospective Appraisal

2. Typology of digital information systems

2.a) Criteria of Evidence

2.b) Criteria of Informational Value

3. No appraisal without metadata capture

4. Conclusion

Page 3: Prospective Appraisal and Pre-archival Metadata Capture of ... Bern... · Typology of digital information systems 2.a) Criteria of Evidence 2.b) Criteria of Informational Value 3

Swiss Federal Archives / Erpanet Workshop «Long-term preservation of databases», Berne, April 10th, 2003

3

1. Prospective Appraisal

2. Typology of digital it systems

3. Metadata captureTraditional appraisal

agenciesagencies archivearchive

time axistime axis

Page 4: Prospective Appraisal and Pre-archival Metadata Capture of ... Bern... · Typology of digital information systems 2.a) Criteria of Evidence 2.b) Criteria of Informational Value 3

Swiss Federal Archives / Erpanet Workshop «Long-term preservation of databases», Berne, April 10th, 2003

4

1. Prospective Appraisal

2. Typology of digital it systems

3. Metadata captureProspective appraisal

agenciesagencies archivearchive

time axistime axis

Page 5: Prospective Appraisal and Pre-archival Metadata Capture of ... Bern... · Typology of digital information systems 2.a) Criteria of Evidence 2.b) Criteria of Informational Value 3

Swiss Federal Archives / Erpanet Workshop «Long-term preservation of databases», Berne, April 10th, 2003

5

1. Prospective Appraisal

2. Typology of digital it systems

3. Metadata capture

Filing system

Page 6: Prospective Appraisal and Pre-archival Metadata Capture of ... Bern... · Typology of digital information systems 2.a) Criteria of Evidence 2.b) Criteria of Informational Value 3

Swiss Federal Archives / Erpanet Workshop «Long-term preservation of databases», Berne, April 10th, 2003

6

1. Prospective Appraisal

2. Typology of digital it systems

3. Medatadata captureLife cycle of electronic record

archivearchiveIT serviceIT service

agencyagency

agency / public agency / public

Consultation phaseConsultation phase

tt

Data gathering phaseData gathering phaseDesigne Designe phasephase

Page 7: Prospective Appraisal and Pre-archival Metadata Capture of ... Bern... · Typology of digital information systems 2.a) Criteria of Evidence 2.b) Criteria of Informational Value 3

Swiss Federal Archives / Erpanet Workshop «Long-term preservation of databases», Berne, April 10th, 2003

7

Issues

1. Prospective Appraisal

2. Typology of digital information systems

3. No appraisal without metadata capture

4. Conclusion

Page 8: Prospective Appraisal and Pre-archival Metadata Capture of ... Bern... · Typology of digital information systems 2.a) Criteria of Evidence 2.b) Criteria of Informational Value 3

Swiss Federal Archives / Erpanet Workshop «Long-term preservation of databases», Berne, April 10th, 2003

8

1. Prospective Appraisal

2. Typology of digital it systems

3. Metadata capture

Appraisal matrix

EvidenceEvidencelowlow highhigh

RMSRMS(Records Management Systems)(Records Management Systems)

e.g. Parliament voting systeme.g. Parliament voting system

Support systemsSupport systems

e.g. Address Databasee.g. Address Database

StatisticalStatisticaldatabasesdatabases

e.g. Census Datae.g. Census Data

Info

rmat

iona

lIn

form

atio

nal v

alue

valu

ehighhigh

Indices / Indices / Finding aidsFinding aids

Page 9: Prospective Appraisal and Pre-archival Metadata Capture of ... Bern... · Typology of digital information systems 2.a) Criteria of Evidence 2.b) Criteria of Informational Value 3

Swiss Federal Archives / Erpanet Workshop «Long-term preservation of databases», Berne, April 10th, 2003

9

Issues

1. Prospective Appraisal

2. Typology of digital information systems

3. No appraisal without metadata capture

4. Conclusion

Page 10: Prospective Appraisal and Pre-archival Metadata Capture of ... Bern... · Typology of digital information systems 2.a) Criteria of Evidence 2.b) Criteria of Informational Value 3

Swiss Federal Archives / Erpanet Workshop «Long-term preservation of databases», Berne, April 10th, 2003

10

AgenciesAgencies ArchiveArchive

APOLLONAPOLLON

Metadata Systems

ARELDAARELDA

1. Prospective Appraisal

2. Typology of digital it systems

3. Metadata capture

Metadata ofMetadata ofall systemsall systems

Metadata

Metadata of selected

of selectedsystems

systems

Primary data Primary data of selectedof selected

systemssystems

Additional metaAdditional meta--data of selected data of selected

systemssystems

PublicPublic

Metadata aboutMetadata aboutpaper recordspaper records

ScopeArchiveScopeArchive

Subs

et of

meta

Subs

et of

meta--

data

for fin

ding

data

for fin

ding

syste

msy

stem

Page 11: Prospective Appraisal and Pre-archival Metadata Capture of ... Bern... · Typology of digital information systems 2.a) Criteria of Evidence 2.b) Criteria of Informational Value 3

Swiss Federal Archives / Erpanet Workshop «Long-term preservation of databases», Berne, April 10th, 2003

11

1. Prospective Appraisal

2. Typology of digital it systems

3. Metadata captureIntegration into finding system

Groups of records

concerning one business

Database

Database

Database

Sub-fonds / Series

DatafieldsRecords3

RecordsGroups of records

concerning one business

2

Tables1

ItemsSub-series/FilesLevel Variations

Page 12: Prospective Appraisal and Pre-archival Metadata Capture of ... Bern... · Typology of digital information systems 2.a) Criteria of Evidence 2.b) Criteria of Informational Value 3

Swiss Federal Archives / Erpanet Workshop «Long-term preservation of databases», Berne, April 10th, 2003

12

Appraisal matrix again 1. Prospective Appraisal

2. Typology of digital it systems

3. Metadata capture

EvidenceEvidencelowlow highhigh

Info

rmat

iona

lIn

form

atio

nal v

alue

valu

ehighhigh

DataDatastr

uctur

e

struc

ture

DataData

DocumentsDocuments

RMS with DMS RMS with DMS componendcomponend

Document Document management management

systemssystems

Web sitesWeb sites

RMSRMS(Records Management Systems)(Records Management Systems)Support systemsSupport systems

StatisticalStatisticaldatabasedatabase

Indices / Indices / Finding aidsFinding aids

Page 13: Prospective Appraisal and Pre-archival Metadata Capture of ... Bern... · Typology of digital information systems 2.a) Criteria of Evidence 2.b) Criteria of Informational Value 3

Swiss Federal Archives / Erpanet Workshop «Long-term preservation of databases», Berne, April 10th, 2003

13

1. Prospective Appraisal

2. Typology of digital it systems

3. Metadata captureIntegration into finding system 2

Groups of records

concerning one business

Database

Database

Database

Sub-fonds / Series

Datafieldsi.e.

Documents

Records3

RecordsGroups of Records

concerning one business

2

Tables1

ItemsSubseries/FilesLevel Variations

Page 14: Prospective Appraisal and Pre-archival Metadata Capture of ... Bern... · Typology of digital information systems 2.a) Criteria of Evidence 2.b) Criteria of Informational Value 3

Swiss Federal Archives / Erpanet Workshop «Long-term preservation of databases», Berne, April 10th, 2003

14

Issues

1. Prospective Appraisal

2. Typology of digital information systems

2.a) Criteria of Evidence

2.b) Criteria of Informational Value

3. No appraisal without metadata capture

4. Conclusion

Page 15: Prospective Appraisal and Pre-archival Metadata Capture of ... Bern... · Typology of digital information systems 2.a) Criteria of Evidence 2.b) Criteria of Informational Value 3

Swiss Federal Archives / Erpanet Workshop «Long-term preservation of databases», Berne, April 10th, 2003

15

Appraisal matrix last 3. Metadata capture

4. Conclusion

DataDatastr

uctur

e

struc

ture

DataData

DocumentsDocuments

EvidenceEvidencelowlow highhigh

Info

rmat

iona

lIn

form

atio

nal v

alue

valu

ehighhigh

RMS with DMS RMS with DMS componendcomponend

Document Document management management

systemssystems

Web sitesWeb sites

RMSRMS(Records Management Systems)(Records Management Systems)Support systemsSupport systems

StatisticalStatisticaldatabasedatabase

Indices / Indices / Finding aidsFinding aids

RMSRMS(Records Management Systems)(Records Management Systems)

RMS with DMS RMS with DMS componendcomponend

Indices / Indices / Finding aidsFinding aids

StatisticalStatisticaldatabasedatabase

Document Document management management

systemssystems

Page 16: Prospective Appraisal and Pre-archival Metadata Capture of ... Bern... · Typology of digital information systems 2.a) Criteria of Evidence 2.b) Criteria of Informational Value 3

Swiss Federal Archives / Erpanet Workshop «Long-term preservation of databases», Berne, April 10th, 2003

16

3. Metadata capture

4. Conclusion

ContactThomas Zürcher ThrierSchweizerisches BundesarchivScientific assistant ARELDAwww.bundesarchiv.ch

[email protected]