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PROJECT ICARUS
Disc
overy
ph
oto
grap
h o
f lcaru
s
(Rep
rinted
from
F. G
. Watso
n, B
et
wee
n t
he
Pla
ne
ts (195
6), p
late 2, p
ermissio
n o
f th
e Ha
rvard
Un
iversity
Pre
ss)
PROJECT ICARUS
MIT Student Project in Systems Engineering
The M IT Press
Cambridge, Massachusetts, and London, England
Copyright © 1968 by
The Massachusetts Institute of Technology
Second printing, 1 97 9
This book is set in IBM Univers Type
by A & B Typesetters, Inc., Concord, N.H., printed and bound by Halliday Lithograph Corporation
in the United States of America
All rights reserved. No part of this book may be reproduced or utilized in any
form or by any means, electronic or mechanical, including photocopying, re
cording, or by any information storage and retrieval system, without permission
in writing from the publisher.
Library of Congress Cataloging in Publication Data
Main entry under title:
Project Icarus.
Includes bibliographies.
1. Astronautics-Systems engineering. 2. Space vehicles. 3. Hydrogen bomb.
4. Planets, Minor-(156611. Massachusetts Institute of Technology.
TL870.P76 1979 62 9.43 78-31763
ISBN 0-262-63068-0 (paper)
Contents
Foreword
vii
1 Icarus
2 The Mission Plan
12
3 Nuclear Detonation and Interaction
24
4 Launch Systems
43
5 The I carus Spacecraft
52
6 Guidance and Control
70
7 Communications
95
8 Intercept Monitoring Satellite
108
9 Management a'ld Economic Impact
138
10 Mission Evaluation
1 47
Credits
153
Project History 155
Foreword
ICARUS-an asteroid about one mile in diameter-one of
many such rocks whizzing through space, remnants of some
ancient upheaval-weaving a path around the sun that brings
it near earth every nineteen years. Just a boulder a mile
across; yet if it were to strike earth, the result would be a
cataclysm of unimaginable proportions, unleashing an ex
plosive power equal to half a trillion tons of TNT. If Icarus
plunged into the ocean, say 1000 miles east of Bermuda,
the resulting tidal wave would wash away the resort islands,
swamp most of Florida, and lash Boston-1500 miles away
with a 200-foot wall of water.
Imagine 4400 megatons of destruction hurtling towards
earth. Orbit, velocity, mass-all these can be calculated. But
how can the asteroid be stopped? By what complex con
figuration of aeronautic systems can an explosion five times
as powerful as Krakatoa be averted?
This is the task set a carefully chosen team of MIT
engineers: Stop Icarus. As the days tick past and impact
approaches, plans are drawn, discarded, refined. Weapons
Project Icarus viii
must be devised, guidance and control instruments adapted,
communications systems honed to fail-safe accuracy. The
project will strain the manpower and resources of the en
tire nation, but there is no alternative.
It didn't happen in 1968; Icarus missed earth by 4 million
miles. But in the scale of the solar system, 4 million miles is
uncomfortably close. And in 1987, how near will Icarus'
eccentric orbit carry it? What are the chances of some other,
as yet undiscovered, asteroid-or worse, a random meteor
making its way straight for earth? The MIT team's plan may
yet be put to the test.
PROJECT ICARUS
1
Icarus
On June 26, 1949, Walter Baade discovered a faint streak on a 1-hour star-field exposure (frontispiece) taken with the 48-inch Schmidt camera at Palomar Observatory. This heavenly body, tagged (1566) Icarus (fk' ar as), and sometimes called Baade's body, is classified as an Apollo asteroid, that is, an asteroid whose orbit crosses that of the earth. At the time of its discovery, and again on June 14, 1968, Icarus passed within 4 million miles of the earth. Within the past 35 years, 3 other Apollo asteroids-Apollo, Adonis, and Hermes-have missed the earth by 2 million, 1 million, and 0.5 million miles (just twice the distance to the moon), respectively. The fact that these Apollo asteroids pass relatively close to the earth, in terms of interplanetary distances, has generated considerable interest in them around the world, and in some cases even grave concern.
Since the Apollo asteroids are relatively small, typically a mile in diameter, and since they pass the earth so quickly, at speeds of perhaps 20 miles per second, they are visible for at most a few hours at a time, even with the largest of tele-
Icarus 2
scopes. This limited observation time makes it difficult to
obtain sufficient data for calculation of the orbits of the
bodies. Icarus, however, has been observed on enough oc
casions since its discovery to insure the calculation of its
orbit to within approximately 150 miles. One of the unique
properties of this orbit is the ratio of its period to that of the
earth, 19 to 17, which results in a near miss every 19 years.
It is thus important that future generations keep a wary eye
on Icarus to allow time for preparation should a collision
become imminent.
Of course, a collision with Icarus or with any other Apollo
asteroid in the near future is highly unlikely. Perhaps the only
way in which the present orbit of Icarus can be perturbed
into a collision orbit is by a glancing blow from some other
asteroid as Icarus streaks through the fringes of the asteroid
belt beyond Mars. Such an occurrence is improbable-but not
impossible. Perhaps more frightening is the fact that the dis
covery of the Apollo asteroids by accident, under the most
favorable conditions for observation, indicates that most of
them whiz by undetected and perilously close to the earth.
It should be re-emphasized at this point that a collision
between an asteroid and the earth is unlikely to occur soon;
Watson, for example, has estimated that such a collision is
unlikely to occur more often than once every 100,OQOyears (1).
But there is evidence that meteoritic impacts have occurred
in recent geological times; the Barringer Crater in Arizona,
4,200 feet across, is believed to have been formed on impact
between 5,000 and 50,000 years ago. Other rimmed circular
depressions like the Richat Structure in Mauritania, 75 miles
across; the Vredefort Ring in South Africa, 85 miles; Mani
couagan Lake in Canada, 40 miles; Hudson Bay in Canada;
and even the entire Pacific Ocean may have been formed by
the impact of gargantuan projectiles millions of years ago.
Project Icarus
The consequences of a collision with Icarus are unimagin
able; the repercussions would be felt the world over. In dis
sipating the energy equivalent of half a trillion tons of TNT,
100 million tons of the earth's crust would be thrust into
3
the atmosphere and would pollute the earth's environment
for years to come. A crater 15 miles in diameter and perhaps
3 to 5 miles deep would mark the impact point, while shock
waves, pressure changes, and thermal disturbances would
cause earthquakes, hurricanes, and heat waves of incalculable
magnitude. Should Icarus plunge into the ocean a thousand
miles east of Bermuda, for example, the resulting tidal wave,
propagating at 400 to 500 miles per hour, would wash away
the resort islands, swamp most of Florida, and lash Boston-
1500 miles away-with a 20D-foot wall of water.
In light of the consequences of a collision with an asteroid
the size of Icarus, the possibility of such a collision, no mat
ter how remote, cannot go unrecognized. The world must be
prepared, at least with a plan of action, in case it should sud
denly find itself threatened by what had so recently been
considered a folly. Thus Project Icarus was conceived. Icarus
would collide with the earth in just 70 weeks from the project's inception-unless, of course, the project team, care
fully handpicked at the Massachusetts Institute of Tech
nology, could successfully complete its mission. No funds
or manpower would be spared; the resources of the nation
and of the world were at the disposal of this select group of
scientists and engineers.
As the study progressed, the intricacies of a realizable
solution became more and more evident. But the members
of the Project Icarus team, recognizing the remote possibility
of disaster, pursued a solution with relentless determination.
This determination resulted in what the team felt to be much
Icarus
more than a pure academic study; it resulted in a solution to
a problem perhaps more imminent than anyone realizes, and
the goal of that solution is the most rewarding of all 90als
the saving of human lives.
The Orbit of Icarus
4
In its present orbit of eccentricity 0.83, Icarus at perihelion
passes twice as close to the sun as does Mercury, while at
aphelion it reaches past the orbit of Mars, almost to the com
mon asteroid belt, about 2 astronomical units from the sun.
Its orbital plane is inclined 22° to that of the earth such that
Icarus approached our planet in 1968 from above the ecliptic
plane (fig. 1.1) at a speed (relative to the earth) nearly equal
to the earth's orbital speed, approximately 18 mi/sec. The true orbital elements of Icarus' path were altered such that
impact would occur at noon in the mid-Atlantic, about 1000
mi east of Bermuda, on June 19, 1968. Projections of the
EARTH POSmol( DEC 22
EARTH POSiTION MAR 21
1.1
DESCENDING NODE dUN 21
Orbit of Icarus. 1968
\ \ \ \ \ I
\ I \ ,
, • I ',..... \ /'
. APHEUO;--I'
OCT 11. 1961../
Project Icarus
1.2
VERNAL EQUINOX ,.
o 5 10 20 , ,
Ecliptic projection of collision orbit (seen from earth)
SUN VERNAL EQUINOX
I 1)-3e
ICARO!!
� 0-32
0-2' 1 AU
1.3 Ecliptic projection of collision orbit (seen from sun)
5
Icarus
hypothetical collision orbit on the ecliptic plane, as seen by
observers moving with the earth and with the sun, are shown
in figs. 1.2 and 1.3, respectively.
Brightness and Visibility of Icarus
6
The brightness of a planet or asteroid (as seen from the earth)
varies inversely as the square of the distance from the asteroid
to the earth, inversely as the square of the distance from the
asteroid to the sun, and directly as the fraction of its visible
surface which is illuminated by the sun (that is, the phase of
the asteroid). By assuming that Icarus is a perfect sphere, that
exactly one-half of its surface (that is, a hemisphere) is il
luminated by the sun, and that sunlight is uniformly scattered
from the illuminated surface, one can derive a brightness
curve from the geometry of I carus' orbit and from a bright
ness measurement at a known time. Figure 1.4 shows
the brightness variation during the 50 days before collision
in terms of visual magnitude, mv' Although at its dimmest
.�".....--.----'---r-"""'T-"""
IS I;
E:"- Iii ;J 15 § II � 1:1 " l� � II ..J IU � !) !!l • ;,.
1.4
��'-�I.��2.��a.�-��.--i� TIM.: Til CULJJSIIlN (DAYS)
Visual magnitude of Icarus (from 50 days to collision I
Project Icarus 7
3 " S 6 7 � 9 10 11 12 TIME TO COLIJSION (III')
I I I I I I I I 100 �OtJ 3110 1110 Sou nuo ;00 �lHl
IlL'TAl<n: t'IlCJ�1 t:AIlTIl (JO�O M J)
1.5 Visual magnitude of Icarus (from 12 hr to collision)
during this period, 18th to 19th magnitude, Icarus can be
detected only,
with the largest telescopes, it begins to
become visible to the naked eye at about 5th or 6th magni
tude, less than 9 hr before collision (fig. 1.5). If the sun did not obscure the star field behind it, the trace
of the hypothetical orbit of Icarus and of the sun's apparent
path on the celestial sphere would be as shown in fig. 1.6.
From D-l (1 day before collision) until impact (D) Icarus
would appear as a brightening point on the celestial sphere.
Such a view is most easily obtained outside the earth's at
mosphere, where diffusion of sunlight is minimized. Although
the proximity of lines of sight to Icarus and to the sun from
just outside the earth's atmosphere hampers observation of
the asteroid, nevertheless, observation by a star tracker is possi
ble with a suitable sun shield (see section on electro-optical
instrumentation, p. 79).
Within the atmosphere, optical telescopes are severely
restricted. Since Icarus remains extremely dim until a few
days before collision, even the largest ground-based tele
scopes require a relatively dark background, that is, after
Icarus
•
•
•
•
I ,"
I ."
1.6
• • • . . .
•
. .
i .h
. .
Apparent path of Icarus across the heavens (hypothetical orbit)
CAPELLA • . •
• • .. BETl LGEVSE
• I ...
8
sunset, to insure observation. The proximity of Icarus to the sun
causes Icarus to be, at most, low in the sky when the su n is over the
horizon. Its elevation is then reduced approximately 15°/hr after
sunset or before sunrise. Observation periods, if available at all,
are thus very short. Figure 1.7 shows the maximum elevation achieved by Icarus during the last 50 days before impact. "Civil"
twilight is the beginning of "night" for legal purposes, while
"astronomical" twilight is the condition of near-maximum dark
ness. By waiting for astronomical twilight, a necessary condi-
tion for observation, one must look for I carus near the horizon,
where city lights and the th ickest portion of the atmosphere
hamper viewing and where most large telescopes will not even
operate. Despite the difficult visibility problem, every attempt
to track Icarus during the last few days before collision must be
made in order to pinpoint its trajectory as accurately as possible.
Project Icarus
a
DAY OF OBIERYATIOK
1.7 Elevation of Icarus
''CIVIL" ftlUClIIT
Physical Characteristics of Icarus
Although Icarus is commonly called an "asteroid," its origin
is in fact a subject of considerable debate. If Icarus is an
asteroid, its eccentric orbit can be explained as the result of
9
a perturbation by other heavenly bodies. But according to
Opik (2, 3) those "asteroids" whose orbits are considerably
different from those of the bodies in the asteroid belt may
have a cometary origin. That is, Icarus may in fact be a dead
cometary nucleus consisting of a conglomerate of ice, dust,
and gases. A number of other theories exist concerning the
origin of Icarus, each theory implying a different set of
physical characteristics for the body. The theory of cometary
origin, for instance, suggests a relatively low density, while
a true asteroidal origin implies the density of stone or iron.
To insure a conservative mission plan, that is, a "worst-case
design," for Project Icarus, bounds on the physical character
istics of the body were determined from existing data and
theories. First, the albedo or reflectivity of Icarus was es-
Icarus 10
tablished between 0.07 and 0.28, approximately that of the
moon and of the large asteroid Vesta, respectively (4). To
gether with observed brightness measurements, the albedo is
sufficient to indicate the limits of the radius of a spherical
Icarus (5): 130 0 to 2500 ft. The most commonly used value
for albedo yields a most-probable radius of 2100 ft.
According to Whipple, the density of Icarus is between 1.3 g/cm3 and 8. 0 g/cm3 (4). The weight of Icarus is then between
380 megatons (Mt) and 17,000 Mt, although the most prob
able density, 3.5 g/cm3, together with the 21oo-ft radius,
yields a nominal weight of 4400 Mt.
The rate of rotation of an asteroid and the axis of its rota
tion can be found approximately by careful analysis of the
shape and variation of its light curve, a tabulation of the
brightness of the asteroid as it varies with time. In general
the period of rotation can be found during 1 long night of
observation, or over a period of 2 or 3 consecutive nights (6). The shortest period of rotation of an asteroid determined
to date is 4 hr, 9 min. The longest period is about 18 hr. According to Ahmad, the theoretical limit of rotational period
is 3.3 hr for an asteroid of density 3.5 g/cm3 (7). This limit,
calculated from Jeans (8), is valid for an incompressible fluid,
and thus accounts only for the gravitational attraction of the
fluid particles. If one considers also the tensile strength of
particles in a stony or iron asteroid, the rate of rotation can
increase considerably, perhaps to as high as 1 rpm, without
breaking up the asteroid. For purposes of narrowing the
detection bandwidth of the radar used to track Icarus, it is
most appropriate to consider Icarus' rotational rate as the
fastest that has been observed to date. Telescopic observa
tions of Icarus as it approaches the earth may afford more
precise information about the true rotational rate.
According to Groereveld and Kuiper, very little can be said
Project Icarus 11
about the shape or axis of rotation of an asteroid until it has
been observed on at least 4 epochs during 2 oppositions, pref
erably near the stationary points (6). The high eccentricity of
Icarus' orbit makes such observations a near impossibility.
Only the shapes of the largest asteroids can be observed as
more than points with the world's largest telescopes. Such
observations have indicated both irregular, elongated shapes
and nearly perfect disks. One might even postulate a dough
nut shape for Icarus, similar to that of the iron meteorite of
Tuscon, Arizona. Because of its relatively small size, the shape
of Icarus will remain its most uncertain characteristic.
References 1. Watson, F. G., Between the Planets (Cambridge, MA.: Harvard University Press,
1956), pp. 25-28, plate 2.
2. Opik, E. J., "The Stray Bodies in the Solar System. Part I. Survival of Cometary
Nuclei and the Asteroids." In Advances in Astronomy and Astrophysics, Z. Kopal,
ed. (New York: Academic Press, 1963), vol. 2.
3. Opik, E. J., "The Stray Bodies in the Solar System. Part II. The Cometary Origin
of Meteorites." In Advances in Astronomy and Astrophysics. Z. Kopal, ed. (New
York: Academic Press, 1966), vol. 4.
4. Whipple, F .• Smithsonian Astrophysical Observatory, oral communication,
MIT, Cambridge, MA .• February 14, 1967.
5. Allen, C. W., Astrophysical Quantities, 2nd edition (New York: Oxford University Press Inc, 1964), p. 153.
6. Groeneveld, I., and G. P. Kuiper, "Photometric Studies of Asteroids. I," The
Astrophysical Journal 120, July 1954.
7. Ahmad, I. I., "The Light-Curves of Ceres, Hebe, Flora, and Kalliope," The
Astrophysical Journal 120, July 1954.
8. Jeans, J. H., Problems of Cosmogony and Stellar Dynamics (Cambridge, England: University Press, 19 19).
2
The Mission Plan
Mission Possibilities
Various possible methods were considered to meet the Icarus
threat. These included the following:
• a soft landing of rockets on the surface of Icarus which
could be emplaced and utilized to perturb Icarus from its
collision course;
• the detonation of a nuclear explosive charge implanted be
neath the surface of I carus after a reasonably low-speed land
ing to break the asteroid into small rubble which would either
miss the earth entirely or burn up on passing through its
atmosphere;
• the disintegration of Icarus with a hydrogen bomb delivered
by an interceptor at a high closing speed; and
• perturbation of the orbit of Icarus by detonation near the
surface of a bomb delivered at a high closing speed.
The last of these involves a complicated interaction process
whose possibilities were recognized only after considerable
study.
The Mission Plan 13
The Effect of Mission Constraints
The various possibilities were not obvious at the outset of the
study; in fact, the mission plan finally selected was developed
in detail only as the various capabilities and limitations were
explored. It is appropriate, therefore, to review the important
constraints and the ways in which they influenced the defini
tion of a mission plan.
The fact that the problem was posed in the spring of 1967,
instead of a year or perhaps 5 years earlier, had a major in
fluence on the solution. First, it was too late to perform the
task leisurely, both from the standpoint of orbital mechanics
and from that of hardware development and implementation.
A rendezvous with Icarus either for orbital perturbation or
for disruption should be made at aphelion. There, when the
asteroid is moving slowly, its orbit can be most easily affected,
and rendezvous requires minimum spacecraft propulsion
capability.
However, to make the rendezvous at Icarus' aphelion of
November 1967, the space veh ide wou Id have to have been
launched 8 months earlier, that is, within a few weeks after
the problem was posed. Such a launch time was of course im
possible. Similarly a fly-by probe, which would have been
launched no later than October 1967 to catch Icarus at its
ascending node in April 1968, was dropped from considera
tion because of insufficient lead time. Launch dates in 1968
were accepted as feasible only on the basis of adaptation of
existing hardware and by postulating top emergency priority
in all related technical and industrial efforts.
Under this difficult time constraint, a soft landing or even
low-speed impact to deposit rockets or explosives on Icarus
was found to be impossible. A soft landing would require not
only escaping from earth but then reversing direction and
matching Icarus' velocity. The total velocity increment ra-
Project Icarus
quired for this maneuver would be at least 140,000 fps-far
beyond the capability of existing launch vehicles.
14
Preliminary studies were made, therefore, of the various
possibilities of destruction of Icarus or of perturbation of its
orbit by a high-speed intercept with a nuclear explosive during
the last days before collision. Complete disruption, as shown
in chapter 3, would require detonation of a charge equivalent
to 1000 Mt of TNT or more at the surface of Icarus. Even
with our present awesome capabilities, it appeared doubtful
that a bomb so powerful could be designed and manufactured
in time. Nor could the equivalent of such a large device be ob
tained with a number of smaller ones because the timing of
the detonation of nuclear explosives is so critical that one
might destroy the others. Rendezvous techniques were con
sidered as a means of achieving a larger total payload, but with
the Saturn V still several months from its initial flight date,
the development of both the hardware and the rendezvous
technique was considered impractical.
The use of multiple vehicles, each carrying independent
payloads, was suggested next. Such a scheme offers the ad
vantage of improved mission reliability. For these independent
missions, standardization of launch vehicle and payload con
figurations was necessary because of insufficient time to per
mit individual variations.
The Saturn V was found to be the only suitable launch
vehicle for the Icarus mission. An accelerated schedule of
booster production and of launch pad construction was postu
lated under the emergency conditions. Even under these
assumptions, no more than 9 complete Saturn V launch
vehicles, it was estimated, could be produced in the allotted
time. A minimum of 3 flight-test vehicles would be required
to qualify the Saturn V before assigning it to such a mission;
therefore, the number of interceptor missions was limited to
The Mission Plan 15
6. The accelerated schedule of launch pad construction
made possible a launch rate of 1 vehicle every 10 days by
May 1968.
In addition to Saturn V propulsion, an additional space
craft stage was required to perform guidance maneuvers. After
evaluating several such stages, the Apollo Service Module (SM)
was chosen as the basic vehicle, primarily because of its com
patibility with the Saturn V. The on-board power supply
being developed for the Apollo Applications Program can
operate in the Service Module for a maximum of 60 days.
Since replacement or major modification of this existing
system was impossible in the time available, the power-supply
lifetime became a constraint on the total flight duration.
High-Altitude Interception
If a bomb no larger than a few hundred megatons were de
livered to Icarus, the body could not be completely destroyed.
Instead, the possibility exists that Icarus might break into
several large fragments, some of which would still collide with
the earth. The impact of several of these fragments could
cause perhaps as much destruction as the whole of Icarus it
self since the individual impact energies, although reduced,
would be more widespread. Subsequent interceptors in a multi
launch series could attempt to reduce such large fragments to
an acceptable size, but the guidance and control problem
would be much more difficult than that involved in a rendez
vous with the entire asteroid. A "deflection" mission thus
seemed most attractive, since a successful perturbation of
Icarus from its collision course would spare the earth of a"
damage in June 1968. Icarus' nominal collision trajectory as viewed in an earth
centered nonrotating coordinate system is essentially straight-
Project Icarus
400 rr----,-----r---,-----,
> <I � 200 0:: :.: > III Z < '" "" 100
o�-�-_� __ � _ __J
2.1
o 10 15 �o INTERCEPT ALTITUDE (J06 Mil
Required transverse deflection velocity
line constant-velocity motion from about 0-15 days. Over
16
this short time-interval, for practical purposes, the distance
that Icarus is deflected from its nominal collision course due
to a transverse impulsive velocity increment propagates linear
ly with time. Figure 2.1 shows the transverse velocity incre
ment required to deflect Icarus 4000 mi (1 earth radius) from
its nominal collision point as a function of the altitude above
earth of the application of the impulse. Note that only com
ponents of velocity increment normal to the collision trajecto
ry deflect Icarus; components parallel to the trajectory
merely change the time of collision. (This reasoning neglects
the effect of solar gravity due to the difference in position of
the earth and Icarus. A more sophisticated treatment of the
first-order orbital perturbations of Icarus indicates the approx
imate method to be accurate to within 1 percent) .
The next step in the evaluation of high-altitude missions
was to determine an optimum combination of intercept alti
tude and weight of the bomb within the maximum flight time
of 60 days. This optimum combination would maximize the
The Mission Plan 17
total deflection from the predicted collision point. The deflec
tion distance is the product of the velocity increment normal
to Icarus' approach path and the time before collision at
which the increment is imparted. It was assumed that the
velocity increment imparted to Icarus was directly propor
tional to the mass of the bomb used to effect the velocity
increment. Thus a reasonable figure of merit for a deflection
mission is the product of the mass of the bomb and the
altitude at interception.
Figure 2.2 shows intercept altitude as a function of vehicle
mass for the Saturn V I Apollo SM. Capabilities of this vehicle
system are presented in detail in chapter 4. I n deriving fig. 2.2,
the total propulsive capability of the combined stages was
utilized, with a flight duration of 60 days. The intercept alti
tude was then obtained using a simplified model for orbital
motion (1). The launch configuration was assumed constant
and the bomb weight for each vehicle taken to be the only
variable weight.
25 �--�----�----�--�
2.2
FIXED SPACECR!\FT WEIGHT. 56.000 LB
110 WEIGHT OF SP!\CECRAFT+ BOMB (JOOO LB)
Intercept altitude versus weight at launch
Project Icarus
1.0 r----::r:=---_:::::--r----,
0.63'':-5 --4�O---!-.45:----:5":-O -�55
Wt:rCIIT OF ROMR (lnnn LR)
2.3 Figure of merit versus weight of bomb
18
A trade-off curve (fig. 2.3) was thus derived, and it became
evident that a high-velocity, small-payload mission is desirable,
where "small payload" implies a bomb with a yield of the
order of. 100 Mt. For guidance and control purposes, a high
altitude interception is difficult because earth-based tracking
and communications systems approach the limit of their
performance capabilities. Most guidance and control informa
tion must then be obtained and processed on-board the inter
ceptor. Since, as mentioned earlier, deflecting impulses must
be applied normal to the encounter velocity, the guidance
problem is further complicated. I nstead of the whole of
Icarus as an aiming point, the true aiming point must be the
edge of Icarus. The difficulties involved in achieving this
lateral aiming point are relieved, however, in 2 ways. First,
the penalty for missing the edge by an amount or is only
(or/ml, where R is the radius of a spherical Icarus, and I is
the impulse delivered to Icarus (fig. 2.4) . Thus, an error of
0. 1 R reduces the effective component of the impu Ise by only
The Mission Plan
2.4
DESIRED TRAJECTORY
Penalty for missing edge of Icarus
19
10 percent. Second, the optical sensor on the interceptor can
track only the illuminated portion of Icarus, which happens
to be in a crescent phase.
Low-Altit!Jde Interception
The object of a low-altitude interception is to bombard Icarus
with the heaviest possible payloads to destroy as much of the
asteroid as possible_ Due to the limitations of the launch
facilities, a "salvo" launch of 6 vehicles is not possible; some
of the intercept vehicles must be sent aloft well before the
planned interception. Two schemes for parking these early
vehicles were investigated: periodic orbits and low-energy
escape trajectories.
Low circular orbits (of the order of 500 nm) require the
smallest possible velocity increment, but the kinematic dif
ficulties of interception for vehicles in these orbits seem pro
hibitive. To improve the kinematics, it was suggested that
orbits be selected in such a manner that the interception
wou Id occur along a straight line. Had it not been precluded
Project Icarus 20
by fuel boil-off in the S- IVB stage of the launch vehicle, an
ideal solution would have been to remain in a low parking
orbit until a few hours before the desired interception time.
Then the intercept kinematics would have been improved by
a long burn of the S- IVB and spacecraft propulsion systems
to "straighten out" the orbit.
Long-period (highly eccentric) elliptical orbits and slow
escape trajectories seemed more promising than very low
orbits, since interception could be made to occur while the
vehicle was moving in a relatively straight line. These orbits
can also be achieved without incurring boil-off of cryogenic
propellants; thus although they require some 10,000 fps more
than low earth orbits, the possible bomb weight is still nearly
twice that possible for high-altitude missions.
Low-altitude missions also offer better guidance accuracy
than high-altitude missions because of proximity to earth and
lower closing speeds. I n addition, the shorter average flight
duration results in better component reliability. But such
considerations as the net payoff of the various missions, that
2.5 Ascent trajectories for final mission plan
The Mission Plan 21
is, deflection versus fragmentation, as well as the increased
complexity of the rendezvous geometry, precluded a decision
to make all interceptions at a low altitude.
The Final Mission Profile
Ascent Trajectories The final mission plan includes 4 high
altitude ascent trajectories and 2 low-altitude trajectories. For
each mission the full capability of the launch vehicle is re
quired. The requirement that interception occur when the
Haystack radar facility in Massachusetts and the Goldstone
facility in California can both "see" Icarus restricts the orbits,
as do the launch plane requirements, which necessitate the
use of 1 of only 2 launch windows per day. The first high
altitude trajectory represents the maximum attainable altitude
for the given propulsion system and flight time, while the
other trajectories are convenient selections from the set of
possible orbits. A day's delay in the launch of any vehicle
would not be crucial to the successful execution of its mission.
Figure 2.5 and table 2.1 show the 6 orbits and the nominal
launch schedule associated with those orbits, respectively. If
all Saturn V systems operate successfully, 1 vehicle will be
launched onto each trajectory.
Table 2.1 Launch schedule for Icarus interceE!tors
Launch Intercept Intercept Interceptor Date Date Range Number (0-1 (0-1 (10· mil 1 72.9 12.9 20.0
2 58.3 9.9 15.5
3 44.0 6.9 10.8
4 32.7 4.9 7.7 5 5.3 0.9 1.41
6 4.9 0.8 1.25
Project Icarus 22
Redundancy of Launches Although time for refurbishment
of the launch pads would aJlow for 5 high-altitude intercep
tions, only 4 such attempts were scheduled. In addition, the
intercept altitudes of 3 of these 4 missions were staggered at
altitudes below the maximum attainable altitude to provide
a margin of safety. I f the bomb is more efficient than esti
mated, these lower-altitude interceptions will still retain their
capability of deflection. The launch schedule for the first 4
flights is so arranged that a failure of 1 of the first 3 vehicles
can be backed-up by the launch of a subsequent vehicle with
in 12 hr. If a failure did occur, the fourth launch of the series
would be scrubbed. The contributions of launch redundancy
are treated further in chapter 10.
Mission Profile In summary, the nominal mission plan speci
fies that 6 interceptor vehicles, each carrying a 100-Mt bomb,
will be launched on 6 different trajectories during the period
from 0-72 days to 0-5 days. Each vehicle will be carried to a
100-nm parking orbit by the Saturn V launch vehicle. After
a coast of 1 orbit or less to the proper injection point, the
5-1 VB stage will be restarted, and, together with the ApoJlo
Service Propulsion System, wiJl provide the injection velocity
increment. A coasting period of up to 60 days will follow,
interrupted only by midcourse guidance corrections.
The terminal phase of the mission begins when the optical
Icarus sensor acquires the asteroid 3 hr before rendezvous.
During this terminal period, trajectory corrections are made
to achieve the desired accuracy. The radar system begins to
supply range information approximately 4 min before rendez
vous, and this information is used in the final correction
maneuvers. At 5 sec before impact, the fuzing radar acquires
Icarus, and the hydrogen bomb is armed. Detonation occurs
within 100 ft of the surface of Icarus, somewhere on the sun-
The Mission Plan
lit edge, and the resulting explosion either fragments Icarus
or deflects it from its collision course.
Reference
23
1. Hollister, W. M., The Mission for a Manned Expedition to Mars, Report TE-4, Experimental Astronomy Laboratory (Cambridge, MA: Massachusetts Institute of Technology, May 1963).
3 Nuclear Detonation and Interaction
Energy Transfer Mechanism
The explosion of the nuclear device in the vacuum of outer space is accompanied by a large release of radiant energy. To qu ote G lasstone (1) :
. . . One important difference between nuclear and conventional (or chemical) explosions is the appearance of an appreciable proportion of the energy as thermal radiation in the former case . . . .
At the temperature of a conventional chemical explosion, for example, 5000° K, the radiation energy density is less than 1 erg per cm3 , compared with rough Iy 108 ergs per cm3 for the material energy, Le. , kinetic energy and internal .. . energy .. .. In a nuclear explosion, on the other hand, . . .
some 80 percent of the total energy may be present as radiation energy . .. .
Immediately after the explosion time, the temperature of the weapon material is several tens of million degrees, and the pressures are estimated to be many million atmospheres .. .. Within an extremely short time, perhaps a hundredth of a microsecond or so, the weapon residues consist essentially of completely and partially stripped atoms, many of the lat-
Nuclear Detonation and Interaction 25
ter being in excited states, together with the corresponding free electrons. The system then immediately emits electromagnetic (thermal) radiation, the nature of which is determined by the temperature. Since this is of the order of several tens of million degrees, most of the energy will be in the soft X-ray region.
The primary thermal radiation leaving the exploding weapon is absorbed by the atoms and molecules of the surrounding medium. Consequently the medium is heated and the resulting fireball reradiates part of its energy .. .. The remainder of the energy contributes to the shock wave formed in the surrounding medium . ... Ultimately, essentially all the thermal radiation appears as heat, although it may be dissipated over a large area. In a dense medium such as earth or water, the degradation and absorption occur within a short distance from the explosion .. ..
There is another mechanism, in addition to the one just described, for the transfer of part of the kinetic energy of the fission fraqments to the surroundinas .... Becausp. of thF! very high pressure within the exploding-weapon, the residue, consisting of fission products and all other weapon materials, moves outward from the center of the explosion at a very high velocity .... After a few microseconds nearly all of the debris is contained in a moderately thin shell of high density called the "hydrodynamic front" .. .. When the hydrodynamic front reaches the ambient medium it acts like a fast-moving piston. Energy is thus transferred to the medium by impulse, and a compression wave, which rapidly becomes a steepfronted shock wave . .. moves outward.
The energy transport mechanisms are thus radiation and kinetic energy of debris, both of which move outward more or less uniformly in all directions. The amount of this energy deposited on Icarus depends on the solid angle subtended by the target. Assuming Icarus to be spherical, and the explosion effects to be isotropic, fig. 3.1 shows the fractional part intercepted as a function of the height of burst above the surface. The importance of a low altitude of burst is clearly apparent. The actual effects of a small elevation of burst above the sur
face are more closely estimated on pages 30 to 38.
Project Icarus
0.5 <I; !<l 0: <I; ..l 0.4 <I; U ii: "l
0.3 :.: '" '" ..l <I; '"" O. Z � to. 0 ;0: 0.1
� U < � 0
3.1
o 0.1 0.2 0.3 0.4 0,5
RATIO. M/R
Fraction of isotropic emanation intercepted by spherical target
Estimated Destructive Effect
26
Unclassified empirical data reported by Glasstone, Vaile, and
Nordyke, obtained in nuclear tests and high-explosives tests
in Nevada and also in the Pacific Ocean, provide a basis for estimating the damage inflicted on the asteroid as a function
of the size of the nuclear device (2,3, 4) .
When detonated adjacent to or in earth or rock, a megaton
range explosion produces pressures so high that material strength properties are insignificant in comparison, large
volumetric compression occurs, and hydrodynamic flow re
sults. The suddenly applied pressure initiates a shock wave
that propagates into the subsurface material as it attenuates.
Expansion occurs at the free surface, and material is conse
quently ejected, resulting in a crater. The destructive effects
of the pressure wave, evidenced by shattering of the under
lying rock or earth structure, extend a considerable distance
farther than the "apparent" crater dimensions. The resulting
Nuclear Detonation and Interaction 27
3.2 Typical crater profile
damage profile is shown schematically in fig. 3.2. Here Ra and
� are the apparent crater radius and depth, and H,. is the
depth of the ruptured zone.
For predicting the destructive effects on the asteroid Icarus,
one is concerned particularly with the depth of the ruptured
zone. Glasstone and Vaile indicate that, for very large craters
and near-surface bursts, crater depth is about half the crater
radius (2,3) . Since this ratio probably results in part from
gravitational effects, it is conservative to use it for Icarus. The
negligible gravity also assures that there will be no fall-back and that, even with the sl ightest asteroid 'rotation, most of the shattered material in the ruptured zone will also leave the
crater. Glasstone suggests that the diameter of the ruptured
zone may be estimated at up to 1.5 times that of the apparent
crater (2) . It is assumed here that this same ratio applies in all
directions. Thus
(3.1 )
and
H, ::::: 1.5 Ha. (3.2)
Project Icarus 28
Vaile indicated that the size of the crater may be estimated
by a scaling law of the following type:
Ra = WlIm F('Ac). (3.3)
where W is the weight of the charge in Ib TNT equivalent, and
Ac = (charge depth in feet) /Wl/3. I n this empirical relation,
deduced from experiments with TNT, m takes different values
depending upon the type of ground. The differences between
TNT bursts and nuclear explosions are discussed in detail by
Vaile (3) , and suitable provisions made in the function F(Ac)' Figure 3.3 gives predicted crater size for a surface burst of
either type in parametric form as a function of the soil param
eter m. Further modification would be necessary if the altitude of burst were appreciable (for example, > 100 ft) .
The methods of Glasstone (1) give somewhat different results,
but Vaile's report is well correlated with empirical data and is more conservative for extrapolation to the multimegaton
range (3) .
Sf-_z -f-� �
1.6
1.4 ci :.l 1.2 f-I>l ::Ii 1.0
;j < 0.8 '" I>l 0.6 N iii 0.4 0: :.l .. 0.2 < 0: U
3.3
fo«' .... ,:,� "
�� " i"
C "
,
�� , «.<0 " fo«' ¢ , ,:,� , "i'� , , it' I
I �� I �<o I ��
,,� v� .. ,,c �
3.0 3.5 4.0
SOIL PARAMETER. m
4.5
Crater-size parameter versus soil parameter (from R. B. Vaile, Jr., "Pacific Craters
and Scaling Laws," Journal of Geophysical Research 10( 1961 1:3413-3438. figs.
10 and 111
Nuclear Detonation and Interaction
o�--�----��--�----�-I
3.4
10 10 10 TNT EQUIVALENT IIiTI
10
Estimated total crater depth produced by surface burst
29
To be conservative it is assumed that for complete destruc
tion of Icarus the entire diameter of the asteroid must be
placed equal to the depth of rupture Hr. According to Vaile,
a value of m = 3.6 is recommended for rock and 2.7 for dry
soil (3) . From figure 3.3 one finds for these materials, RalWllm = 0.77 and 0.26, respectively. Then, since H, = 0.75 Ra from
eqs. 3.1 and 3.2, the depth of rupture is shown in fig. 3.4 as a
function of the size of the nuclear device for an assumed
composition of Icarus similar to both rock and dry soil.
Since the asteroid diameter is only approximately deter
mined between the extremes of 2600 and 5000 ft, and its
composition between that of porous stone and iron, it is
clear that possible bomb requirements for total destruction
extend over an enormous range. While the minimum possible requirements indicate the order of 100 Mt, the most probable
ones call for a bomb exceeding the gigaton class. This so ex-
Project Icarus 30
ceeds the apparent state of the art that it seems too difficult for design and construction within the time available.
Velocity Change of Icarus
The cratering mechanism subsequent to a nuclear explosion may be compared to a rocket engine that converts the energy of the explosion into momentum. If the ejected mass and its velocity are known, impulse and the velocity change of the remaining part of Icarus can be computed.
There are no experimental data available on the velocity field of the ejected mass produced by a nuclear explosion. Experimental data do exist for the case of a rather small TNT explosion, but the physical processes in a TNT burst are initially quite different from a nuclear explosion, although later stages of cratering may be similar.
According to Brode, the cratering effects caused by a nuclear explosion are studied analytically using the hydrodynamic equations of motion and the material equations of state programmed for solution by digital computer (5). This reference was not available to this author nor was it within the scope of this investigation to make a similar computer study. Such an analysis should be conducted, however, with a variety of input parameters covering the expected range of material properties and explosive characteristics in order to obtain accurate prediction of the cratering and the resultant momentum change.
Bjork used similar methods to calculate the velocity field and resultant cratering caused by hypervelocity impact of a large meteoritic mass such as may have produced the Arizona meteor crater (6). The results of such a large-scale hypervelocity impact and of nuclear explosions are quite similar; in either case initial pressure of tens to hundreds of megabars initiates a spherically-fronted shock wave which results rough-
Nuclear Detonation and Interaction 31
Iy in a paraboloidal crater. One may argue the similarity on the grounds that hypervelocity impact results in the intrusion of a foreign body into the target material, but actually the foreign body is of negligible mass compared to that ejected to form the crater, 12,000 tons compared to 360 million tons for Bjork's example (6). The meteorite kinetic energy is deposited below the surface of the target, however, which makes comparison better with a subsurface burst. This difference is ignored here, and the velocity field presented by Bjork is used to predict the effect of a surface-type nuclear explosion on Icarus (6).
Attention is restricted to the case of a 100-Mt device, with Icarus considered to behave like the rock in Vaile's article (3), that is, m = 3.6. A strongly conservative assumption is made by considering the velocity distribution data of the source reference, which apply for an event having an energy equivalent to about 1 Mt, applicable for cratering under a 100-Mt bomb, since higher energy would cause higher initial pressure and higher material flow velocities in the early stages of cratering. By assuming the phenomena similar, however, time is made parametric to the process, mass flux and velocity of ejection can be treated as functions of dimension only, and the analysis is greatly simplified.
One first calculates the expected size of a 1 OO-Mt crater on Icarus and introduces the height of burst as an additional parameter to be investigated. By extrapolating the curves of figures 10 and 1 1 in Vaile (3), representations of the craterradius parameter similar to those of fig. 3.3 are found for altitude bursts. These are interpreted, as in the case of surface bursts described in the previous section, to obtain the curves of apparent crater radius versus altitude of burst, fig. 3.5. The apparent crater may be assumed to be roughly paraboloidal,
Project Icarus
0: '" t-oo( e
3.5
� 10,000 0: ... !< � .. o .. I, ...
� '\ \ " o�*-:-!�:-+.1I! u 500 1,000 1,500 0 100 1,000 1,100
AL TlTl'DE OF BI:RIIT (FT)
Apparent crater radius produced by 100·Mt nuclear burst
32
according to Glasstone (2) , and the volume Va can be com
puted by
(3.4)
To establish the velocity change of Icarus, one must deter
mine the following integral:
Jo If! v(pv'ds) } dt, (3.5)
where p is the specific density of the ejected particle, and v is
the velocity of the ejected particle. The integration is made along a control surface which is sufficiently distant from Icarus so
that pressure is, for practical purposes, zero. The size of the
crater is already known, but the time history of the mass flux
and the velocity, or at least the mean velocity of ejected
material, must also be known. These data are deduced from
Bjork (6) as follows:
1. Figure 3.6 is a typical pressure-field versus velocity-field
plot as presented by Bjork (6) . From this and similar plots
of Bjork, the vertical component of the flow velocity of the
uppermost surface may be obtained as a function of distance
from the center of impact, r. These relations are shown in
Nuclear Detonation and Interaction
3.6
Dt:P'fII 1M 1'//,,/// f,,,,,, GROl'NDSt)RFACE O"" "I"�
t, #" .. ...
t . .. . . . .. ..
"-"'I " •• ... \·ELOCITY SCALE: ... , .... . o Ii JaI/S .. :C �
ItAUIAL DISTANCE 1M)
33
Representative pressure and velocity field at 24.8 msec (reproduced from R. L. Bjork, Journal of Geophysical Research 66(19611:3379-33871
till 24. II
t. 61
o � __ � ____ � __ -4 ____ � __ � ____ � __ � ____ -L ____ L-__ � 20 40 60 80 100 120 140 160 \80 200
RADIAL DL�TA"C" • (M)
3.7 Upward velocity of ejecta
Project Icarus 34
fig. 3.7. The ejected particles are accelerated by the pressures produced by impact, and the velocity profiles shown in fig. 3.7 represent conditions at or above ground zero, after almost all acceleration has taken place and the pressure has become nearly zero. 2. To compute the quantity of eq. 3.5, one must also know the mass flux distribution as a function of time. Assume that the elemental mass flux dm = (pv) dA is constant over the entire region of the control surface where the ejected particles pass at any instant of time. This is partly justified because the pressure at the control surface is uniformly low. The value of the mean vertical velocity component of the ejecta is then derived from the data of fig. 3.7 on the basis of
_ fVydm =
21T (pv) fvyrdr v: = y fdm 21T(pv}fr dr
(3.6)
The product (vyr) is therefore plotted in fig. 3.8 as a function of r for the several stages of cratering. These curves are integrated and divided by total area to obtain mean velocity as a function of time in fig. 3.9. This curve is fitted with good accuracy by the expression
v = (v) e·th km/sec y y o , (3.7)
where (vy)o = 4.1 km/sec, and T, the characteristic time for this crater = 37.2 msec. 3. From figures 5 through 10 of Bjork (6), data on the propagation of the radius of the crater with time can be obtained as shown in fig. 3.10. The final radius of the crater in (6) is 500 m. By extrapolating the curve of fig. 3.10, it is estimated that the time required to complete the crater, T, is approximately 180 msec. The mean velocity data of fig. 3.9 can also be extrapolated out to 180 msec using eq. 3.7 to obtain a
Nuclear Detonation and Interaction 35
o ... '00 , .. 200
JtADlAI� IXSTAN<':l:. r (IU
3.8 Normalization of velocity distribution
.--
o 10 20 30 40 50 60 70 TIME (MSEC)
3.9 Mean upward velocity of ejecta
Project Icarus
600
3.10
10 20 50 100 200 TIME (MSEC)
Propagation of crater radius with time
36
final value of 32 m/sec, corresponding to TIT = 180/37.2 = 4.84. 4. The ejection rate is now assumed to vary linearly with time for the whole period of cratering. Figure 3.10 indicates this to be a good approximation, at least in the early stages of cratering; from that figure, r varies closely as to.67• If the crater remains geometrically similar as it develops, the mass m will therefore vary as r3 or t2•0, and the mass flux m as tLO• Eventually rh must of course go to zero, but to assume rh increas-ng less rapidly or diminishing leads to larger calculated mo
mentum. It is therefore conservative to take the mass flux according to
m· = k ! for 0 <1. < T T T T '
whereupon the total ejected mass is
The total momentum, using eqs. 3.7 and 3.8, is
foTh rhvyd�) = k(vy )o foTh(; e-t/T)d�),
or finally,
(3.8)
(3.9)
Nuclear Detonation and Interaction 37
(3.10)
Dividing eq. 3.10 by eq. 3.9 gives the overall mean velocity:
(- ) - � {1 - ( 1 + I) - TIT} Vy overall - (T/r)2 T e • (3.11 )
Using k = 4.1 km/sec and T/r = 4.84 as determined previously, (vy ) overall = 333 m/sec. 5. Finally, to correct for the difference between apparent and true crater, it is assumed that the size of the true crater is 1.25 times the size of the apparent crater and that this mass is ejected with the velocity at the time t = T. The total momentum imparted to Icarus is therefore calculated as follows:
jVydm=pVa (333)+ (1.253-1)pVa (32), (3.12)
where Va is the apparent volume (eq. 3.4) determined using the crater dimension from fig. 3.5 and depth equal to half the radius (eq. 3.1 ).
By these procedures, the momentum change of Icarus produced by the detonation of a 1 OO-Mt nuclear device is derived as a function of the height of burst. The final result in terms of velocity change LlV, assuming m = 5 X 1015 g, is shown in fig. 3.11. The following conclusions are evident: A low altitude of burst is very important in achieving a perturbation of Icarus' orbit with a nuclear explosive; For a 100-ft altitude of burst, the impulse imparted by a 100-Mt burst to a nominal Icarus model is conservatively estimated to introduce a velocity of about 8 m/sec. Numerous conservatisms were introduced in making this analysis; on the other hand, the conditions considered do not include the complete range of possible characteristics of Icarus. The value of 8 m/sec may be compared with the upper limit which would be possible if 50 percent of the total energy of the
Project Icarus 38
nuclear bomb were intercepted by Icarus and converted into
kinetic energy of motion; in this case, with 100 Mt correspond
ing to 4.2 X 1024 ergs, and with a nominal asteroidal mass of
5X101Sg,
[0.5 E] % Llv =
% m = 290 m/sec.
The Nuclear Device
(3.13)
The determination of the weight and size of the nuclear
device would require considerable highly specialized knowl
edge and experience, and a precise estimate is beyond the
possibilities of a theoretical approach based on the extremely
limited technical data available in unclassified literature. Reliable results could be obtained only by a careful and
systematic accumulation of experimental data regarding
values of critical variables from explosions of less energetic devices. Thus limited by circumstances, the best estimate
that cou Id be made on the basis of an examination of the un
classified literature is shown in fig. 3.12.
3.11 Estimated velocity change of Icarus caused by 100-Mt burst
Nuclear Detonation and Interaction
� I� -I
II�D�I 'l"It:LD 100 NT \\'EIGIIT �', 000 La IlI.1TlATlnlC ELt:CTRI(,AI.
3,12 Estimated nuclear explosive payload
Auxiliary Systems
39
I n addition to the nuclear explosive, a practical nuclear de
vice requires fuzing, safe"arm, destruct, and packaging systems. Preliminary considerations for the design of these systems are
based in part on Pollard's and Arnold's work (7) . The recom
mended use of a nuclear explosive for the present purpose in
volves considerations other than technical ones, and the
final decision to proceed will depend in part on the assurance
of utmost safety and reliability. These characteristics depend
upon the design of the auxiliary systems.
Fuzing System Delays and uncertainties involved in the
fuzing elements together with the relative velocity on closing
with Icarus determine the range at which the nuclear device
must be triggered. The minimum distance is established by
the requirement that impact not occur prior to detonation.
If this were permitted, the high impact velocity might cause
the nuclear device to break up in a time much shorter (of
the order of 0.01 msec) than the detonation triggering time (of the order of 1.0 msec).
The estimated uncertainty in fuzing time of ±O.4 msec re
sults in a required detonation height of 50 ft at a nominal
closing velocity of 125,000 fps, to prevent impact prior to
Project Icarus 40
(SAFE) I IOESTRU1
3.1 3 Nuclear fuzing system
detonation. Detonation may actually occur then as high as
100 ft. Because of the fuzing delay time estimated at 4 msec,
the radar triggering signal must be given at a range of 550 ft.
The elements of the fuzing train are shown schematically
in fig. 3.13. Radar determines the range and range-rate to
Icarus, the fuzing radar being gated to trigger the firing unit
either at the predetermined range of 100 ft or (in the event
of a near miss) when the range-rate goes to zero. The firing
unit sends an electrical signal to the initiator, which sets off
an exploding bridge wire (EBW). The EBW is surrounded by
a small amount of fulminate of mercury, which detonates.
The safe-arm device either interrupts the detonation train
(safe) or permits the detonation to proceed unimpeded (arm) .
If the former occurs, the nuclear device is neutralized until it
is destroyed by the destruct device; in the latter case, however,
it detonates and releases its energy.
Safe-Arm System It is imperative that the nuclear device
not detonate accidentally. It is therefore necessary to incorporate a fail-safe safe-arm device that positively renders the nuclear device inactive until detonation is desired. The many
redundancies in the safety system lead unavoidably to some
decrease in the reliability of arming, but by emphasizing
ruggedness and simplicity one can obtain an extremely reliable
safe mode with only a small loss in the arming reliability.
Nuclear Detonation and Interaction 41
The heart of the safe-arm system is a rotatable disc or gate that interposes a physical barrier and prevents detonation of the initiator. I n the safe position the path is blocked; but upon satisfying an arming criterion the disc is rotated, a hole is aligned, and the fuzing train is allowed to proceed. Multiple mechanical or electrical gates may be used, responding with suitable time delays to such arming criteria as vehicle acceleration, ambient pressure, target acquisition signal, and earth command.
Nuclear Destruct System It is necessary to include a destruct system in the nuclear device so that it may be destroyed and dispersed in a nonnuclear manner if required. Criticality requires that the fissionable material be kept separated. Destruction can be accomplished by detonating a conventional explosive in such a manner that the physical separation between
fissionable material is increased. This is primarily a geometrical prQblem involving the internal configuration of the nuclear explosive.
The destruct charge is electrically initiated either by a coded signal from the ground or by a signal generated from within the spacecraft upon mission failure. Such failure is indicated, for example, by excessive time beyond the nominal interception.
Packaging As a provision against damage on the pad or during suborbital abort, the nuclear device and associated subsystems are surrounded with a minimum 3-in layer of shock and thermal insulation and packaged in a structural shell container of O.5-in stainless steel. The weight of the packaging system is estimated at 4000 lb. Installation of the device in the space vehicle payload stage is made by bolted attachment of end plates on the stainless steel container to
Project Icarus 42
longitudinal mounting flanges on the payload stage shell structure. The payload stage shell, the stainless steel housing and insulation, and the nuclear device itself are all considered to contribute to the performance under extreme conditions. Refinement of this approximate design requires detailed information regarding the characteristics of the device itself.
References
1. Glasstone, S., ed., The Effects of Nuclear Weapons (U.S. Atomic Energy Com
mission, U.S. Government Printing Office, 1962). paragraphs 1.20, 1.71,2.98-2.101.
2. Ibid., paragraphs 6.04-6.11, 6.46-6.48, and Appendix B.
3. Vaile, R. B., Jr., "Pacific Craters and Scaling Laws," Journal of Geophysical
Research 10(1961 ):3413-3438.
4. Nordyke, M. D., "Nuclear Craters and Preliminary Theory of the Mechanics of
Explosive Crater Formation," Journal of Geophysical Research 6611961): 3439-3459.
5. Brode, H. L., and R. L. Bjork, "Cratering from a Megaton Surface Burst,"
Rand Cor. Res. Mem. RM-2600 (June 30, 1960).
6. Bjork, R. L., "Analysis of the Formation of Meteor Crater, Arizona: Pre
liminary Report," Journal of Geophysical Research 66(1961 ):3379-3387.
7. Pollard, F. B., and J. H. Arnold, Jr., Aerospace Ordnance Handbook (Englewood
Cliffs, NJ: Prentice-Hall, 1966).
4
Launch Systems
Launch Vehicle Capabilities
Payload capabilities of the "state of the art" launch vehicles
are summarized in fig. 4.1. These data, derived from various
reports, illustrate the necessity of using the Saturn V as the
primary launch vehicle for this mission (1,2,3). Even for a
mission requiring no more than the 1 O,600-fps velocity in
crement from parking orbit that would just produce escape, it is clear that the Saturn I B and the Titan I I I C, the next
smaller launch vehicles than Saturn V, provide payloads far
too small for the current requirements. Various methods of using the Saturn V that were considered
for this mission are shown in fig. 4.2. The rendezvous of
several Saturn V's in an earth parking orbit offers the maxi
mum payload possibilities. This method would require only
minor modifications of the present Saturn V launch vehicle
and associated launch complex. Docking hardware and tech
niques would have to be developed, however, and a space
tug wou Id be needed to perform the actual docking maneuver.
Project Icarus
4.1 Large booster capability
SI'Ae.: Vt:IIICU·:
UUOST .·RUM luu·".M (HtBlT
JI' KlST TO ORBIT
4.2
1'/1. 0>
S-IVB S-IVB P/L It
P/L
S-IVB
S-ll
S-IC
I I>
S-IVO
s-u
S-IC
SATURN V Rt:NDF.ZVOUS
Possible launch systems
P/L lVM P/L II::. C»
S-IVB CENT P/L S-IVB 81M P/L � Ii I I> Cl>
APOLLO
S-IVB
!HI
S-IC
SATURN VI ct:NTAUR
SIM 8-IVB
!P-II
S-IC
SATURN VI APOLLO
44
Launch Systems 45
For the tug a modified Apollo Service Module launched by a
Titan I I IC would be a likely candidate. A major constraint is
introduced by the 6-hr on-orbit life of the Saturn IVB stage.
To increase the time available for orbital rendezvous and
departure, modifications would be necessary in the power
supply, the attitude stabilization modules, and the fuel tank
insulation. Payload packaging for on-orbit assembly and
staging inefficiencies also constitute disadvantages that must
be considered before a rendezvous mode is selected. Evalua
tion of the orbital rendezvous mode, as shown in fig. 4.1, did
not include such penalties but was based on the performance
of the existent Saturn V hardware, as given in a Douglas re
port (2). Payload versus AV from orbit vyas calculated using
the mass ratio expression
MR = e 1.05�v/ve, (4.1 )
where M R is the mass ratio, and Ill, the exhaust velocity, was
taken as 14,100 fps. This formula includes a 5 percent penalty to account for parking-orbit degradation and docking losses.
The payload was obtained from the mass ratio definition
MR = Winitial __ payload + S-IVB + IU + DC + propellant
wfinal payload + S-IVB + IU + DC (4.2)
Table 4.1 gives weights of the components considered in this
analysis. Despite its large technical advantage, rendezvous is not a
preferred launch mode for the Icarus mission because of the
brief time period and limited flight resources available for the
development of such advanced operations capability. Other
possible launch systems include the Saturn V /Centaur combin
ation, and the Saturn V in combination with the Apollo
Service Module. The performance of these systems, as well
as that of the Saturn V alone, is compared in fig. 4.3. This
Project Icarus
Table 4.1 Saturn V orbital rendezvous weights lib)
Saturn V payload to 10o-nm orbit (in addition to empty 5-IVB and IU)
S-IVB stage weight, empty (includes 2841 Ib residual propellant)
5-1 VB usable propellant capacity !includes boil-off)
Allowance for propellant boil-off in orbit
Instrument unit (I U)
Docking collar (DC) (estimated)
Aerodynamic nose cone for Saturn V
46
261,000
28,549
230,000
3,495
4, 150
3,000
3,600
display was derived from the performance data of the Douglas
Report for coplanar direct ascent from the Eastern Test Range
at an azimuth of 60°, which makes possible an orbital inclination of 40° but is not penalized by a dog-leg requirement for
range safety (2). In the case of the Saturn V/Apollo Service
Module, the total payload for the 3-stage S-IC/S-I I/S-IVB
booster includes a 4000-Ib shroud, which (as for the Apollo lunar mission) is jettisoned only when the spacecraft is
separated from the S-I VB. The additional velocity incre-
ment available from the Service Module was computed as
suming an inert weight of 11,089 Ib and 40,000 Ib of pro
pellant, with specific impu Ise Is = 319 sec. All payload systems require midcourse maneuvering capa
bility, If the launch system employs an S-IVB or Centaur
upper stage, the payload package must include some provision
for this requirement: either an additional propulsion system
utilizing storable propellants for midcourse maneuvering, or
some system to prevent excessive loss of cryogenic propellants
by boil-off. This additional complexity is taken care of with
the Saturn V/Apollo Service Module combination, since the Service Module utilizes storables and is designed for multiple
restart.
Launch Systems 47
110'
100 / 90
a ..l
� 80
Cl < :3 10 � INST U. < :I. EMPTY
S-IVB
60
50
40
9 10 11 12 13 14 15 16 AVAIL.ABLE VELOCITY INCREMENT FROM 100-NM ORBIT. /l.V (103 FPS)
4.3 Performance available with various Saturn V launch systems
Project Icarus 48
Launch Vehicle Availability
Current Development and Production The ground test pro
gram of the Saturn V was still going on at the time of this
study, but was due to be completed by the middle of 1967,
when the first flight test was expected to take place. Fifteen
vehicles (SA-501 through SA-515) were scheduled to be de
livered to the Kennedy Space Center between November 1966 and November 1969. At that rate, 6 vehicles would have been
produced by June 1968, the first few of which would have been devoted to reliability flight tests (4,5). Thus if allowance had been made for the use of perhaps the first 3 for th is pu rpose, only 3 vehicles would have been available to Project Icarus by June 1968. However, mission proposals call for up to 6
launch vehicles in order to achieve a suitable probability of
success.
Proposed Emergency Production A starting assumption was
made that the problems of Icarus present an emergency situa
tion in which resources may be diverted from other national
space programs. This assumption was invoked, therefore, to
enable the utilization of all the vehicles resulting from the
then current Saturn V production program. I n addition,
"emergency" powers were applied to step up production
through increases in work force and use of 3-shift work
schedules. The production schedule expected to be realized
is compared with the schedule at the time of the study in
fig. 4.4.
Launch Facilities
The evolution of the mobile launch concept of NASA Complex 39 was dictated by the size and complexity of the Saturn V
Launch Systems
U VEHICLE I EXISTING SCHEDl'LE � /""
12 PRODUCTION PROPOSED SCHEDUL7 ").. ........ 10 �
//
2 --'
� ......... ----,.. LAt:NCH PAD AVAlLABIUTY
.-- ' JFMAMJJASONDJFMAMJJASONDJFMAMJJASO
196; 1968 1969
4.4 Vehicle production and launch pad availability
49
vehicle as well as by the frequency of scheduled flight tests.
The principal features of this complex include a 4-bay vertical assembly building, mobile launchers which support vehicles undergoing assembly, a transporter to convey the vehicles to
the launch sites, a mobile service structure for on-pad checkout and servicing of vehicles, and a launch control center (6, 7).
With 4 launch pads an estimated 75 launches per year can be
achieved on Complex 39. However, the ground support capa
bility for 4 pads did not exist at the time of the study; in fact,
only 2 pads were under construction. The overall launch capa
bility at that time on Launch Complex 39 is summarized as
follows (8):
Pads
1. Pad 39A was then ready, but pad 39B would not be ready
until late summer (1967); a third pad could be constructed
within a year.
2. Except for limitations on personnel, operations on one
pad did not affect operations on another pad.
3. Launches could take place from 2 pads within a few hours
of each other; but simultaneous tracking facilities for 2
vehicles were not available at the time.
Project Icarus 50
4. On-pad time was 10 to 11 days, independent of whether or
not a vehicle was man-rated.
5. The expected time for refurbishment of a used pad was 2
weeks or less, based on experience at the other NASA launch
complexes.
Vertical Assembly Building (VAB)
1. Assembly of a manned vehicle in the VAB took 3 months; a shorter time would be required for unmanned vehicles, which
would omit some phases of the VAB tests. 2. Only 3 of the 4 high bays were then fully equipped. The
entire VAB cou Id be horizontally extended to provide for a
maximum of 6 high bays.
General
1. There were 3 mobile launchers, 1 mobile service structure
(MSS), and 2 transporters.
2. The MSS must be at the pad with a launch vehicle until
7 hr before launch.
3. In the event of interruption on countdown, there was a
maximum hold time of 12 hr on personnel and 24 hr on fuel.
Beyond these limits, some phases of earlier checkout and
servicing had to be repeated.
As compared with the above launch capability, the Icarus mission requires a total of 6 launches over a period of 10
weeks at a launch rate of 1 vehicle every 2 weeks. This launch
rate requires up to 3 launch pads. If one assumes an assembly
time of 8 weeks for an unmanned vehicle, as many as 5 vehicles
at various stages of assembly may be in the V AS at the same
time. This, in turn, requires 5 mobile launchers-1 for each
vehicle. It was assumed that, with acceleration of the pace of
construction, 5 mobile launchers, 4 high bays, and 3 pads could be fully constructed and equipped by April 1968. The
estimated launch pad availability schedule is indicated in
fig. 4.4
Launch Systems 51
References
1. Douglas Report SM-47010, "Saturn IB Payload Planner's Guide" (June 1965).
2. Douglas Report SM-47 274, "Saturn V Payload Planner's Guide" (November
1965).
3. Martin Company, "SSLS Definition for Payload Contractors," SSD-CR-65-18 (Rev. 1) (September 1965).
4. Bramlet, J. B., "Saturn V Launch Vehicle Development Program," AIAA Paper 64-271 (July 1964).
5. O'Connor, E. F., "Saturn V Launch Vehicle Report," AIAA Paper 66-840 (December 1966).
6. Petrone, R. A., "Apollo/Saturn V Launch Operations," AIAA Paper 66-837
(December 1966).
7. NASA Kennedy Space Center, "Launch Complex 39 Facilities," Fact Sheet 03
(November 1966).
8. Telephone discussion with Mr. Robert E. Johnson, Protocol Officer at NASA Headquarters, Kennedy Space Center, Florida, April 1967.
5 The Icarus Spacecraft
Space Vehicle Design Considerations
The Project Icarus mission objectives and requirements place several constraints on space vehicle design, most important of which is the overall time limitation of 60 weeks from project initiation to first launch. Yet a completely autonomous space vehicle is required compatible with the Saturn V launch system and providing a high degree of reliability. These circumstances demand maximum utilization of existent Saturn hardware with modifications held to an absolute minimum, even when nonoptimum for this mission, in order to avoid lead time required for development, tooling, and qualification testing. Additionally, it is clear that although the missions of the 6 interceptors vary appreciably, only 1 design can be considered, since the production learning curve must be exploited. Still another important factor is the space flight duration of as much as 60 days, particularly in the selection of the propulsion system for the space vehicle.
The Icarus Spacecraft 53
5.1 Icarus spacecraft at S-IVB separation
Spacecraft General Configuration
Figure 5.1 shows the spacecraft at separation from the Saturn upper stage (S-IVB) . The 4-panel adapter-shroud remains with the spent S-I VB. Visible on the spacecraft are the primary and attitude control propulsion systems, the high-gain communications antenna at the base of the vehicle, and the phasedarray radar antennas mounted on the forward body external surface. The vehicle is comprised of 3 basic sections: the command module, the payload module, and the propulsion or service module. A profile is given in fig. 5.2. The weights of the various components are summarized in table 5.1. The following sections examine each of the components in detail.
Booster Adapter
The S-I VB-to-spacecraft adapter is a modified Apollo LM
Project Icarus
5.2
S-IV8 STA(a:
General spacecraft configuration
adapter which, as used here, supports the Icarus spacecraft
54
at the forward ring of the payload module and acts as a shroud for both the payload module and the service module. This type of adapter-shroud, although heavier than a short interstage supporting the bottom of the spacecraft, provides better booster aerodynamics, eliminates aerodynamic loads and aerodynamic heating as considerations in the design of the slit antennas which are mounted on the payload module, and is readily available.
The LM adapter, which is used in the Apollo moon vehicle to house the lunar module, is structurally and functionally adequate for launching the Icarus spacecraft, except for the addition of internal bracing to provide lateral support for the lower end of the enclosed spacecraft. This adjustable bracing, which bears against the lower ring structure of the service module, is indicated in figs. 5.1 and 5.2. A weight allowance of 500 Ib, in addition to the weight of the LM adapter, is made for this modification, bringing the total to 4000 lb. This weight constitutes part of the booster payload, remaining with the launch vehicle until spacecraft separation.
The Icarus Spacecraft
Tlble &.1 Spacecraft waight summary lib).
Propulsion module at burnout (max)
Payload module
Command module
Contingency
Spececreft total at burnout
Propulsion Module usable propellant
Gross waight of spacecraft
Booster adapter-shroud
Payload weight for Saturn booster
Propulsion Module
11,200
45,000
2,200 1,600
60,000
55
60,000
40,000
100,000
4,000
104,000
The primary objective of the spacecraft propulsion system is to provide capability for midcourse and terminal guidance maneuvers. However, inasmuch as the Saturn booster does not provide sufficient launch velocity for injection into the Icarus intercept trajectory for boosted weight exceeding 64,000 Ib, it becomes desirable to be able to use the spacecraft propulsion system for part of this operation. A multiplerestartable engine of considerable thrust is required in any case.
Cryogenic upper stages, exemplified by the Centaur and perhaps by a cut-down or off-loaded S-IVB, offer the best performance. Both of these stages have only single-restart capability; however, multiple-restart capability sufficient to meet the needs of the Icarus mission is a conceivable modification. Additional development and modification is required, however, in coping with the problem of propellant storage during the 60-day space mission.
Cryogenic propellants used in the S-IVB and the Centaur are subject to boil-off losses due chiefly to solar heating which, in 100-nm orbit, for example, amount to about 8 percent of the propellant tank capacity per day. Thermal insula-
Project Icarus 56
tion, thermal control surfaces, shadow shields, supercooling of propellant prior to launch, and heat pumps have been investigated as means of reducing boil-off. I n the case of the Centaur, it appears that a combination of advanced thermal insulation (modifying the existent external insulation panels which are jettisoned during launch) and surface treatment would provide for a 60-day space mission at a total weight penalty (boil-off plus insulation) of no more than 5000 lb.
Such developmental programs are not desirable, however, within the Icarus timetable if alternative modes are available. Several multiple-restartable upper stages using storable propellants were therefore investigated, and it became apparent that the Icarus mission could be met in several different ways. A comparison of these alternatives, based on the final Icarus payload data, is presented in table 5.2. The Apollo service module, although further from optimum stage size for this mission than either the Transtage or the Agena, provides more than the required 3-a guidance maneuvering capability and, in addition, avoids the problem of integration of structure, launch checkout, and flight systems with the Saturn V launch system, which might prove to be serious with the limited time available. It may also use an existent interstage structure.
General Description The external configuration of the propulsion module is shown in fig. 5.3; a component system weight breakdown is presented in table 5.3. Except for minor modifications to the structure and electrical system (described later), this unit is identical with the Apollo service module (1, 2, 3). It measures 12.8 ft in diameter and 22 ft in over-all length and is divided internally into 6 sectors, 2 of which hold the oxidizer tanks, 2 the fuel tanks, and the other 2
auxiliary equipment.
The I carus Spacecraft 57
Table 5.2 Performance of candidate propulsion stages for Icarus spacecraft
Apollo Cen- Transtage N10.Agena SM taur* Full Off-Loaded Full Off-Loaded
Stage inert 11,089 10,000* 4,150 1,500 vveight lib)
Usable propellant 40,000 30,000 22,900 6,939 13,000 (lb)
Payload lib) 48,911 48,911 48,911 48,911
Initial wt. lib) 100,000 88,911 75,961 60,000 63,411
Weight at burn- 60,000 58,911 53,061 50,411 out lib)
Mass ratio 1.67 1.51 1.43 1.13 1.25
Specific impulse, 319 440 305 320 Is (sec)
Spacecraft A V (fps) 5,240 5,800 3,500 1,200 2,350
Booster adapter 4,000 4,000 4,000 4,000 vveight allow. lib)
Booster (S·ICI 104,000 92,911 79,961 64,000 67,411 S·II/S-IVB) payload Ob)
Booster Av above 9,800 10,800 12,300 14,200 13,700 1 OO-nm orbit (fps)
Injection Av from 4,400 3,400 1,900 0 500 spacecraft (fps)
Av available for 840 2,400 1,600 1,200 1,850 midcourse (fps) * with necessary modifications
Table 5.3 Weight breakdown for propulsion module (Ib)
Structure (Apollo SM, 2,633 Ib) + modifications (111 Ib)
Environmental control system
Service (main) propulsion system
Usable reaction control system propellant
Electrical power system (1,555 Ib) + usable fuel (2,070 Ib)
Fluid residuals (718 Ib) + miscellaneous (345 Ib)
Maximum weight at burnout
Usable main propellant
Total weiQht at lift-off
9,589
60,000
1.19
1,790
64,000
14,200
0
1,790
2,744
70
2,908
790
3,625
1,063
11,200
40,000
51,200
Project Icarus
ruEL CELL POWER PLANT (3)
OXIDIZER TANK
SERVICE PROPULSION ENGINE
ruELTANK �
5.3 Propulsion module
The forward portion of the shell structure of the Apollo service module will require modification to replace fairing with a structural skin and attachment flange for mounting
58
the payload module. Existent radial beam trusses which would support the Apollo command module may be removed.
Main Propulsion System The main propulsion system utilitizes N204 and Aerozine 50 in a OfF ratio of 2: 1, to produce a fixed thrust level of 21,900 Ib with a specific impulse of 319
sec. The gimbaled thrust chamber is radiation cooled and is rated to handle more than the total SM propellant capacity in a single burn. The propellants are pressure fed by helium gas which is stored in spherical pressure vessels at 4000 psi. A capillary system utilizing surface tension of the liquid pro-
The Icarus Spacecraft 59
pellants collects sufficient fuel and oxidizer at the bottom of
the tanks to permit engine start in gravity-free space. The
propellants are hypergolic, and as many as 50 restarts are
possible.
Important to the accuracy of the guidance in the Icarus
mission is the precision of engine start-up and shutdown.
Since guidance maneuvers are controlled by the on-board
computer which generates commands based on data from
the IMU, information about the start-up transient will auto
matically be introduced into the calculation of the shut
down command.
The shutdown transient is more difficult to take into ac
count (4). With a closed loop guidance scheme the engine is cut
off when the required vector velocity correction becomes
zero. When the engine is cut off, thrust decreases sharply as
shown in fig. 5.4. But because of propellants in the ducts
downstream from the shut-off valve, some residual thrust
appears. This residual thrust can be determined empirically
rather accurately, and its effect reduced by cutting off the
engine shortly before the required velocity error becomes
zero. But, of course, there is a certain amount of random
variation and thus a velocity error.
Another source of error is cut-off timing (fig_ 5_5). Usually
the guidance equation is solved about once every second, that
is, in fig. 5.5, t2 - tl � 1 sec_ The required velocity error be-
II�:S""'AI. THRIJST
5.4 Shutdown transient
Project Icarus 60
5.5 Cut-off timing error compensation
comes zero at time t8, but this is not known until the next
sampling time, t2 • If the engine is cut off at t = t2, there will
be a large velocity error. Therefore, in most cases, the follow
ing technique is adopted:
1. From curve OA, the point where the required velocity error
becomes zero (point 8) is estimated.
2. When point 8 falls between tl and t2, the sampling period
is subdivided into subsampling periods, and the engine is cut
off at time tc, the next subsampling instant after time t8.
These engine cut-off transients, even with the use of the re
fined command techniques mentioned above, lead to impulse
errors on the order of 2000 Ib-sec. These errors may be re
duced to the order of 20 Ib-sec by utilizing the reaction con
trol thrusters as a vernier system.
Reaction Control System (RCS) The RCS provides vehicle
attitude stabilization to keep radar and optics properly
oriented during the trans-Icarus flight. Also, upon command
of the guidance and navigation system, it reorients and sta
bilizes the vehicle for thrusting maneuvers. One second after
ignition of the main engine, the pitch and yaw reaction con
trol engines are disabled, and pitch and yaw are controlled
by gimbaling the main engine. Roll is controlled by reaction
control rockets at all times. One second after main engine
The Icarus Spacecraft
cut-off, the gimbaling system is disabled, and the control mode is switched back to the bang-bang operation of the RCS.
61
The reaction control system consists of 4 independent clusters of 4 rocket engines, each mounted at 90° intervals around the sides of the service module (fig. 5.3). Each cluster contains 2 roll engines and 2 pitch or yaw engines, plus fuel, oxidizer, and helium gas pressurant tanks. The hypergolic propellants are the same as those used in the main propellant system. Each engine provides 100 Ib of thrust, with a minimum impulse of 0.6 Ib-sec. The independence of the propellant supplies of the 4 clusters provides a measure of reliability for the system in that if 1 engine failed to open it would react locally and would drain only a single cluster. Completion of the mission might therefore be accomplished with the other 3.
Electrical Power System The electrical power system consists of fuel cells, storage batteries, and power conditioning equipment. Three Bacon-type fuel cells, each consisting of 31 single cells connected in series to obtain a nominal 28 volts, utilize oxygen and hydrogen under regulated pressure, and produce heat, water, and electricity.
The operating range of 1 of these fuel-cell power plants is 500 to 1420 w. The voltage is dependent on the power level; that is, 31 v at 500 w to 27.5 v at 1420 w. Regulators are included to provide 28 v DC. The life of these fuel cells is limited to about 2 weeks; however, a special coating applied to the cell plates and an improved activation technique are available to control internal deposits and extend the rated life to 60 days.
Hydrogen and oxygen for the power plant are stored in the supercritical cryogenic state. Fuel consumption depends
Project Icarus 62
primarily on power output. From the standpoint of reliability, it is desirable to put all cells into operation just prior to launch, although 1 fuel cell could provide sufficient power for the mission. At a specific fuel consumption of 0.85 Ib per kw-hr with a suitable allowance for flushing, the spacecraft must carry 2070 Ib of fuel. The Apollo service module includes provision for storing this amount of fuel.
Two silver-zinc oxide storage batteries are included to provide emergency power. (The normal complement for Apollo is 3.) These wou Id prevent loss of the mission in case of fuelcell failure of a temporary nature or during the terminal phase. These storage batteries are located in the command module. Power output is 3000 w-hr per battery.
A DC-AC converter is included to provide 3-phase 400-v AC power.
Environmental Control System The environmental control system provides cooling for the electronics, IMU, radar, and computer. A mixture of water and glycol is continuously circulated through cold plates on which the electronic equipment is mounted. Heat absorbed by the fluid in the cold plates is transferred to radiators located on the outside of the service module, where it is dissipated into space. Heat loads are much lower than those encountered in an Apollo mission, due to the minimal electronics carried, and the lack of heatgenerating life-support equipment.
Payload Module
The payload module is a stiffened cylindrical shell, 5 ft long and matching the Apollo service module in diameter, which houses and supports the nuclear device. Construction embodies 0.060-in aluminum alloy skin, stiffened with 0.060-in aluminum alloy trapezoidal corrugation, with extruded
The Icarus Spacecraft
!\ADAK PHASED-ARMY SLIT ANTENNA
6.6 PaVload module
TIlbI.6.4 Weight breakdown for pavload module UbI Nuclear pavload (including packaging)
Stage structure
Skin and corrugation
End rings
Mountfng stiffeners
Fasteners and misc.
Radar
Icarus navigation antenna
Earth navigation antenna
Cabling, plumbing, and miscellaneous
Total
63
44,000
450
100
100
50
700 700
185
15 --
200 200
100
45,000
Project Icarus 64
aluminum alloy rings at each end. Details are shown in fig. 5.6 and a weight estimate is given in table 5.4.
Around the curved external surface of the payload module are mounted the phased-array Icarus tracking radar antenna and earth navigation antenna. Electrical power, engine control wiring, and environmental control conduits pass through the payload module, connecting the command and the propulsion modules.
Command Module
Most of the functions of the Icarus command module could be performed by the integrated systems comprising the Apollo command module, or by the lunar module ( LM). However, the Apollo command module also includes reentry heat protection systems and life-support systems which would result in an excess weight penalty for the Icarus mission of the order of 8000 Ib and for the LM perhaps 5000 lb. Most of the excess weight resides in the structure and in the basic design arrangement originally generated to meet requirements imposed by manned flight, such as cabin pressurization, reentry protection, visual reference, access, and life support. Modification of either of these modu les, either as a design change or by stripping the manufactured units, is a large and complicated operation, causing much disturbance to other systems, and removing only a fraction of the excess weight.
The preliminary design for the Icarus command module is therefore based on a simple structure using some of the existent Apollo tooling, and on selected Apollo communications and control systems fulfilling the needs of the Icarus mission.
Physical Description The command module houses the guidance electronics and optics required for the interception
The Icarus Spacecraft 65
mission furnishing environmental protection on the pad and during launch and also providing aerodynamic fairing for the vehicle. Similar in shape and size to the Apollo command module, it is permanently joined to the upper end of the payload module, I nstallation and ground checkout of internal equipment during prelaunch is available through a bolteddown access hatch. Optics and fuzing radar operate through a smaller hatch at 1 800 to the ground-access hatch, and from the nose. The optics hatch is opened, and the nose cap is jettisoned once the vehicle is out of the atmosphere.
Weight The weight breakdown for the command module is given in table 5.5.
Structure The structure is basical ly an aluminum alloy and stainless steel right cone of semimonocoque construction. Internal framing is indicated schematically in fig. 5.7. A detailed structural weight breakdown is presented in table 5.6.
The nosecap is a spherical section with a radius of 1 8.7 in.
Table 5.5 Weight breakdown for the command module UbI Structure (see table 5.61
Cold plates
Computer
Inertial measuring unit
Guidance elec�rOnics
Stabilization and control
Batteries and connectors
Radar electronics
Radar fuzing antennas
Commun ications
Optical sensors and processing electronics
Internal insulation
Total
1150
100
60
100
70
100
200
75
10
150
85
150
2250
Project Icarus
SPLICING SUBSTRUCTURE
5.7 Internal structura of command module
Tabl.5.6 Detailed structural weight breakdown IIbl
Nosacap
Stiffened skin panels
Upper ring
Base cruciform
Floor
Hatch frames
Hatches
Quadrant splica members
Equipment mounting proviSions
Fasteners. bolu. etc.
External ablative
Total
CRUCIFORM
66
25
320
15
60
240
20
30
40
120
50
230
1 150
The Icarus Spacecraft 67
It is formed from 0.1 25-in AMS type 301 stainless steel. The 4 skin panels are quarter sections of the frustrum of a right cone 100 in high, with a base radius of 77 in. Each panel is fabricated from an inner skin of 0.040-in 2024-T3 aluminum alloy corrugation and a smooth outer skin of O.060-in aluminum alloy sheet (fig. 5.8). The inner skin has uniform, nontapering corrugations. Spray-on type ablative material applied to the external surface together with internal insulation, provide thermal control during ascent.
The base cruciform is a symmetrical truss structure of 8-indeep extruded magnesium alloy I-sections. It is shown schematically in fig. 5.7. A floor is constructed of corrugationstiffened skin of the same section as the skin surface (fig. 5.8) which isolates the command module from the rest of the vehicle and provides a rigid base for equipment mounting.
There are 2 hatches in the command module. The ground access hatch, located in the middle of one of the skin panels, is 2 ft wide by 3 ft high and is constructed similarly to the stiffened skin panel which it replaces. This hatch is permanently mounted with screws after equipment installation and checkout. The second hatch, which is of similar construction and approximately 2 ft square, covers the optical Icarus sensor and equipment, as well as the fuzing radar. This hatch is closed during launch, but opens after the vehicle is
I-l00a-j
/ �.�,U". >. �oo 60�LLOY CORRUG
/ !--I. DO .1. 2.00---l
O.Of;oIN. ALUM ALLOY SHEET
5.8 Stiffened skin section detail
Project Icarus 68
out of the atmosphere. Due to the delicacy of this optical equipment and the fear that the combustion products from explosive charges might damage the sensors, the hatch is opened by spring action rather than jettisoned. The nose cap is also jettisoned after ascent to expose the sun sensor and alternate fuzing radar antenna.
Equipment Location The I carus command modu Ie carries very little equipment for its large volume, the size being determined by the aerodynamic fairing requirements. Equipment locations are indicated in fig. 5.9: The instruments selected do not necessitate a controlled atmosphere. Temperature control is provided by cold plates driven by the environmental control system of the propulsion module.
SUNSEN901\ FUZlHG RADAR ANTENNA
5.9
STABILIZATION AND CONTROL ELECTRONICS PACKAGE
Inboard profile of the command module
(OPEN)
RADAII
The Icarus Spacecraft
References
1. North American Aviation, "NASA Support Manual, Apollo Spacecraft Familiarization," SID 62-435/SM 2A-02.
2. SAE, "Apollo - A Program Review," NASA SP-257, SAE (19641.
69
3. Pyker, N. J., "Technical Status of the Apollo Command and Service Module." In Advances in the Astronautical Sciences, Vol. 18, R. Fleising, ed. (American Astronautical Society, 19641, pp. 303-345.
4. Sarture, C. W., "Guidan ce and Control of Rocket Vehicles." In Guidance and Control of Aerospace Vehicles, C. T. Leondes, ed. (New York: McGraw-Hili, 19631, pp. 191-249.
6
Guidance and Control
Introduction
Guidance can be thought of as the decision process by which the type and frequency of velocity corrections are deter mined to satisfy certain trajectory requirements. The execution of these velocity corrections is control. There are basically 2 types of corrections: powered-flight and i mpulsive. Powered-flight corrections involve a major thrusting maneuver and are required for such operations as launch into parking orbit, transfer to a different orbit, and landing. Thrust ti mes are on the order of minutes, and velocity increments are on the order of thousands of feet per second. Generally, powered-flight guidance policies are concerned with mini mum expenditure of propellant. Impulsive guidance, on the other hand, is concerned with minor velocity corrections and is frequently called midcourse guidance. Thrust times are on the order of seconds, and klv's are on the order of tens to hundreds of feet per second. The guidance policy is concerned with the trajectory constraints (time of arrival,
Guidance and Control 71
for exa mple), and with when and how to perform the velocity corrections.
Powered Flight Guidance and Control
Boost and Parking Orbit Injection The Saturn guidance syste m, developed at the NASA Marshall Space Flight Center, operates from lift-off to parking orbit injection. The guidance syste m includes an inertial measurement unit (l MU), that is, a 3-axis stable platform with 3 gyros and 3 accelerometers, and a co mputer developed by I B M. The I M U is aligned optically on the pad before launch.
The guidance law e mployed during first-stage burn is an open-loop pitch-over program designed to minimize the aerodynamic loads and to prepare for propellant-efficient parking orbit injection. The outer 4 of the 5 F-1 first-stage engines are gi mbaled and respond to the guidance and control com mands.
During the operation of the second and third stages, the Saturn guidance system functions in a closed-loop mode in which the guidance and cutoff commands are computed as functions of position, velocity, thrust acceleration, and time at approxi mately 1-sec intervals (1). The guidance objectives are to minimize fuel and to maximize final parking orbit injection accuracy. Second-stage guidance and control com mands are implemented by gimbaling the outer 4 of the 5 J-2 engines. Parking orbit injection is accomplished with the single J-2 engine of the third stage (S-IV B), which is gimbaled for thrust vector control, while roll control is achieved by use of the roll-attitude control thrusters.
Intercept Trajectory Injection Injection onto an Icarus rendezvous orbit requires the use of the engines from both
Project Icarus 72
the S- I V B and the spacecraft in sequence. The spacecraft is separated from the S- IV B during the orbit injection maneuver following the S- IV B burnout, which requires the guidance co mputations to be performed aboard the spacecraft.
The injection maneuver is monitored and controlled by the spacecraft's I MU and guidance computer. The M ITdeveloped I MU is a 3-axis platfor m with 3 single-degree-offreedo m integrating gyros and 3 pulse-rebalanced accelerometers. The guidance co mputer uses solid-state components, draws 100 w of power, weighs 60 Ib, and occupies 1 ft3 of space.
The spacecraft I MU is initially aligned on the launch pad by gyroco mpassing. If injection onto the intercept trajectory takes place within 2 hr, the I MU does not need to be realigned. If the spacecraft re mains in parking orbit for several hr, however, its I MU must be updated by the spacecraft optical measure ment unit (O MU). The O MU consists of sun sensors, star trackers, earth sensors, and an I carus tracker of unique design. These optical devices, as well as the attitude control syste m (ACS) which stabilizes the spacecraft during optical sightings, are discussed in detail later in this chapter.
During the parking orbit, ground-based tracking is used to deter mine the spacecraft's velocity and position. This navigational infor mation along with infor mation about Icarus' trajectory is used to deter mine the beginning of the injection maneuver, the direction and magnitude of the applied thrust, and the shut-down ti me of the engine.
The closed-loop guidance law which puts the spacecraft onto the proper intercept trajectory is a propellant-efficient cross-product algorith m in which the error signal is proportional to the velocity-to-be-gained vector (2). The velocityto-be-gained concept is well-documented in the literature; the geo metry and mechanization are described by Battin (1).
Guidance and Control 73
Table 6.1 Spacecraft guidance subsystem operations
Ground Icarus Bistatic Fuzing Event ACS Track OMU IMU Tracker Radar Radar
1. t,·t, SIC SIC Update Coast stabili· state IMU Phase (hr) zation 2. t, Mid· Thrust course Correction
3. t. ·t, Update Cross· Coast IMU track Phase (days) data 4. t3 Termi· Thrust nal Cor· rection
5. t4 ·t. Update Cross· Rela· Coast IMU track tive Phase (hr) data r and; 6. t4 Thrust Terminal Correction
7. t.·t4 Update Cross· Rela· Coast IMU track tive Phase (min) data r and; 8. ts Terminal Thrust Correction 9. t(ts Fuzing Coast signal Phase «1 min)
Project Icarus 74
Impulsive Guidance and Control
The execution of i mpulsive ter minal maneuvers involves a complex interaction of spacecraft syste ms (fig. 6.1). This interaction is su mmarized in table 6.1. The IMU, which is inactive during coast periods, receives an update fro m the O MU prior to correction ti me and controls the thrust vector during the correction maneuver. The spacecraft's navigational data is obtained from the ground-based unified S-band teleco m munications syste m. Icarus' trajectory is determined by existent ephe meris data, improved during the last month by additional astrono mical telescope data, and in the last 30 hr by ground-based radar (Haystack). The onboard Icarus tracker and radar syste m provide relative cross-track data for ter minal maneuvering when Icarus is close enough to the spacecraft. The deter mination of the state of Icarus relative to the spacecraft without on-board sensors requires knowledge of the spacecraft's state relative to earth as co mputed by the S-band system.
At the ti me of the first ter minal correction, the on-board optical tracker provides angular infor mation on Icarus relative to the spacecraft velocity vector. Since the range is too
6.1 Guidance and control maneuvers
Guidance and Control 75
great for on-board radar to be effective, relative range and range-rate are transm itted to the spacecraft from the grou ndbased tracking network. (Although based on ephemeris data for Icarus, range and range-rate are of sufficient accuracy for the first terminal maneuver.) The trajectory correction is calculated by the on-board computer to null the apparent cross-range miss at intercept. The last 2 terminal corrections use the angle data from the optical tracker and ranging data from the on-board radar. The spacecraft is oriented during these terminal corrections with its roll axis nearly perpendicular to the line of sight to Icarus. This orientation as-sures that Icarus is visible both to radar antenna and to the optical tracker. The final approach is made from the sunlit side of Icarus to insure visibility and to avoid 1800 rotations of the spacecraft for thrust vector control. The onboard fuzing radar provides the signal to detonate the bomb when the spacecraft reaches the nominal fuze altitude. If the spacecraft passes I carus at an altitude greater than 100 ft, the detonation signal is sent when the range-rate becomes positive.
Midcourse Correction The first of the impulsive velocity corrections for the Icarus mission is the midcourse correction at time t2, which attempts to null the intercept trajectory injection error at time t 1 (fig. 6. 1 ). Th is error, caused primarily by accelero meter errors and engine cutoff errors, is measured by ground tracking. Ground-based computers then determine the necessary trajectory corrections, and, approximately 6 hr after injection, the correction commands are transmitted to the spacecraft.
To determine the midcourse velocity correction requirement for Project Icarus, a linear perturbation analysis was carried out. For a 1-0 accelerometer bias uncertainty of 10-5 g, a main engine cutoff uncertainty of 13 fps, a thrust duration of 30
Project Icarus
sec, and an injection ti me of 1000 sec, the 1-a velocity requirement is 23 fps for each of the 6 Icarus missions (table 6.2).
76
Terminal Corrections The 3 impulsive ter minal maneuvers correct for the i mproved knowledge of Icarus' trajectory as deter mined by the on-board radar and Icarus tracker and for the cutoff velocity error of the previous maneuver. Convergence on the target is assured by maintaining the spacecraft's line of sight to Icarus fixed in inertial space. The number and timing of i mpulses for such an intercept path is not i m mediately obvious. Accuracy is of course critical, but the closing velocity in excess of 100,000 fps makes the attainment of high accuracy difficult.
For Project Icarus, the time ts of the final correction was deter mined first. The last correction must be made late enough to enable the optical Icarus tracker to resolve the target to within 100 ft, but soon enough to allow for tracker data processing, pointing and actuation of the service module engine, and propagation of the applied velocity. Too early a correction would degrade accuracy, while too late a correction would result in an excessive tov require ment.
In the case of a near miss at the sunlit edge of Icarus, the spacecraft must pass no further than 100 ft from the surface to be effective. For 10 percent illu mination of a spherical Icarus of radius 2000 ft (the most probable radius), the distance fro m the center of illu mination to a point 100 ft fro m the surface is at least 300 ft. Thus no better resolution is required of the Icarus tracker. Within its 10 arc-sec uncertainty, 300 ft can be resolved at approximately 1200 mi, so me 50 sec fro m interception. The final correction must then be made as soon as possible after the last optical measurement.
Guidance and Control 77
The first and second terminal maneuvers were chosen in such a way that the cross-track uncertainty would be reduced after each correction with a reasonable Av. The first correction must be made at some time t3 after the optical Icarus tracker acquires its target, while the second correction was required to be postponed until time t4, when Icarus would be within range of the onboard radar. Only the final 2 corrections, then, would be computed from both optical and radar information.
A linear perturbation analysis yielded the results in table 6.2. The assumptions used to obtain the table include a 30-sec thrust duration, cutoff velocity uncertainties of 0.0 1 fps for the midcourse and first 2 terminal maneuvers, and uncorrelated corrections. The first terminal correction would be made at a range of 150,000 mi, when the optical tracker had reduced the cross-track uncertainty to about 7 mi. The second would be made at 5000 mi away, when the uncertainty could be reduced to 0.25 mi.
To insure adequate fuel for the impulsive corrections, the 3-value of total required Av, 615 fps, was chosen as the mission requirement. The resulting circular error probable (CEP) due to the optical tracker uncertainty in the crosstrack plane is approximately 300 ft.
Attitude Control System
Thrust Vector Orientation To point the spacecraft before executing a velocity correction, both the present attitude and desired attitude of the spacecraft must be known. The present attitude is determined by the attitude stabilization system discussed in the next section, while the desired attitude is related to the direction of the required Av as computed either on the ground or on board the spacecraft. After optical align-
Project Icarus 78
ment of the I M U, or perhaps no in-flight alignment in the case of injection onto an intercept trajectory after a parking orbit shorter than 2 hr, the computed difference between desired and present attitude is sent as an error signal to the IM U. The IM U in turn commands the reaction control system to rotate the spacecraft so as to null the error sign�1. During the thrusting maneuver, any deviation of the spacecraft fro m its desired orientation is detected by the I M U and nulled by the reaction control jets.
Thrust vector orientation and control systems are welltreated in the literature. The portion of the Icarus attitude control system used for thrust vector orientation is essentially that used in the Apollo command and service modules. Thus, no further treatment of the I M U or of the reaction control system is included in this report. More significant is the attitude stabilization system, which draws on technology other than that of Apollo.
Table 6.2 Impulsive velocity correction rll.9uirements
RMS velocity corrections (fps) Corrects Mission
Correction Time for 1 2 3 4 5 6
Midcourse t.-t. = Injection 23 23 23 23 23 23 (t. ) 6 hr errors
Terminal ttt, = t. maneuver 44 45 46 50 52 54 (t, ) 1.8 hr and Icarus
cross-track errors
Terminal tf-t4 = t, maneuver 194 194 194 194 194 194 (t4) 3.5 min and Icarus
cross-trac k errors
Terminal ttts = t4 maneuver 35 35 35 36 35 35
(ts) 50 sec and Icarus cross-track errors
Total 1-a (RSS) Av requirement 203 203 204 205 205 206
Guidance and Control 79
Attitude Stabilization System In addition to those subsystems that constitute the Apollo attitude control system, the Icarus spacecraft uses optical sensors for attitude stabilization. Such technology is closely allied. with that of interplanetary spacecraft like Mariner and Ranger.
A limitation of 650 Ib of available control fuel in the command and service modules necessitated the choice of a ±5° dead band for the attitude stabilization system during the cruise phase. Several modes of operation and functionally redundant attitude sensors are included in the system.
For attitude stabilization about 2 axes orthogonal to the spacecraft-to-sun line, 2 complete but complementary sun sensor systems are employed. One affords coarse acquisition but limited accuracy, while the other has high accuracy but limited search and acquisition capabilities. The mission can be accomplished with either system alone with only a slight degradation in performance (accuracy for the former, acquisition time for the latter ).
Attitude information about the sun line is obtained primarily from a Canopus tracker, but in the event of failure an earth sensor or a Capella tracker is employed. Normally the earth sensor's function is to point the high-gain on-board communications antenna at ground-based stations. Failure of the earth sensor is backed up by a provision for the generation of pointing commands from the Canopus tracker. The Capella tracker is part of the optical Icarus sensing assembly described in the next section.
Electro-Optical Instrumentation
The electro-optical sensors described in this section were chosen primarily from the TRW systems report that was considered the most recent, most complete, and, hopefully, most objective survey available at the time of the study (3).
Project Icarus 80
Icarus Sun Sensor Assembly The Icarus sun sensor assembly
consists of 2 space-qualified sun sensor systems. The Northrop
Nortronics Mariner sun sensor serves as the acquisition sensor,
while the Bendix fine angle sun sensor is the tracking unit.
The Mariner sensor contains a shadow bar structure (fig. 6.2) and has a 41T-steradian coarse field of view. The wide
field of view permits early detection of the sun and saves
maneuvering fuel that would otherwise be expended in a search with a narrow-field sensor. The accuracy obtainable
with this unit is marginal with regard to mission requirements.
Its main function is to place the spacecraft within the ac
quisition range of the fine sensor and to provide a backup if
the fine sensor should fail. The Mariner sun sensor assembly
consists of 2 secondary and 4 primary sensor units. The
secondary units each contain 4 cadmium sulphide photo
conductors and provide a coarse indication of the sun's direc
tion. One set faces 1800 off the true spacecraft null, establish
ing an unstable null. If the sun is within its 21T-steradian field
SUNLIGHT
6.2 Coarse acquisition sun sensor
Guidance and Control 81
of view, the vehicle is commanded to rotate away from the
unstable null line into the field of view of the other set, which
is located on the true null line. The secondary units give
analog null signals for 2-axis control. Two primary sensors
are used on each of 2 axes to provide fine control. Each unit
consists of a cadmium sulphide photoconductor with a field
of view covering a quadrant approximately 1600 in azimuth
and 45° in elevation. The Mariner sun sensor weighs 1 1 OZ, occupies 2 1.5 in3, and consumes 0.8 w of power.
The fine-angle sun sensor was chosen because it satisfies
the accuracy requirements imposed on the Icarus mission.
The sensor consists of an objective lens, a coarse silicon-solarcell array, a magnifier lens, and a fine silicon-solar-cell
SOLAR CELLS,
COURSE ARRAY
SlJNLIGHl'
t-t--..a..A��==::i OBJECTIVE LENS
I--_....Jct:�==:t- MAGNIFIER LENS
SOLAR CELLS,FINE ARRAY�
OPTICAL I AXIS
6.3 Fine tracking sun sensor
Project Icarus 82
quadrant array (fig. 6.3). The sun line is rotated towards the optical axis of the sensor by the coarse sensor array, which has a ±1 0° field of view. When the sun line and optical axis are nearly aligned, the objective lens projects sunlight through a hole in the coarse array onto the magnifier lens. The image is magnified and projected onto the fine quadrant array, thus establishing a stable null. The coarse sensor array does not contribute to the null and intercepts the focused rays as angular deviation increases. Both arrays are electrically interconnected to produce continuous output signals. The fine angle sun sensor weighs 30 OZ, occupies SO.S in3, and requires no power.
Canopus Star Tracker The star tracker chosen for the Icarus spacecraft is the ITT Canopus tracker used on the Lunar Orbiter Program. The tracker consists of a single package containing optics, photomultiplier tube, detector electronics, scan logic, deflection electronics, and power supplies (fig. 6.4). The Canopus tracker has a field of view large enough to include the movement of the spacecraft within its SO dead band. It has an accuracy of ±SO arc-sec rms, is already operational, weighs 7.0 Ib, occupies 264 in3, and consumes 8.0 w.
Earth Sensors The Northrop-Nortronics short-range earth sensor provided attitude error signals for pointing the Ranger and Mariner spacecraft antennas. It is used on the Icarus spacecraft to provide error signals to a servo system directing the high-gain directional earth communications antenna and functions at ranges from 20,000 to 1,000,000 mi. The sensor is a static device composed of a 3-element shadow mask, 3 end-on photomultipliers, power supply, and processing electronics. The mask is configured so that an angular deviation of the earth off the sensor axis causes an unbalance in the
Guidance and Control 83
6.4 Canopus star tracker
photomultiplier signals. The signals are processed to generate
angular errors and input commands to the antenna servo
system. The short-range earth sensor weighs 2.5 Ib, occupies
72 in3, and consumes 3.5 w of power.
The Mariner long-range earth sensor, which becomes ef
fective at 1,000,000 mi from earth and operates as far away
as 50,000,000 mi, substitutes a very reliable vibrating-reed
scanner mechanism with a modulating mask for the shadow
mask of the short-range sensor. The vibrating mask generates
error signals linearly proportional to the 2-axis offset of the
earth from the sensor axis. It also employs photomultipliers,
processing electronics, and a refractive objective lens. The
long-range earth sensor weighs 6.5 Ib, occupies 160 in3, and
consumes 6.5 w of power.
Optical Icarus Sensor The optical Icarus sensing assembly
consists of 2 sensing heads. One head, the Dual Mode Star
Tracker built by ITT Federal Laboratories, tracks the star
Capella, visual magnitude +0.2, while the second head, the ITT Orbiting Astronomical Observatory (OAO) Boresighted Star Tracker, tracks Icarus.
Capella was chosen as a reference star for its brightness and
Project Icarus 84
its relative proximity to Icarus' line of sight. For the 13 days before collision, during which the Icarus sensing assembly is to be used, the lines of sight to Capella and to Icarus are approximately 20° apart. Capella is never closer to the sun than 23°, but it is assumed that the Dual Mode Star Tracker is equipped with a sun shield that will permit tracking of the 0.3-magnitude star as close as 20° from the sun. Such a sun shield is believed to be within the state of the art.
The Dual Mode Star Tracker, which has already been used by the NASA Goddard Space Flight Center on the Aerobee Rocket Probe, is able to acquire Capella with its 8° X 8° acquisition field of view, despite the 5° limit cycle of the spacecraft attitude stabilization system. A tracking field of 32 arcmin square enables a tracking accuracy of 5 arc-sec rms to be obtained.
The OAO Boresighted Star Tracker can track a sixth magnitude star with 10 arc-sec rms accuracy, or a fourth magnitude or brighter star with 1.5 arc-sec rms accuracy. Its high sensitivity results primarily from an extremely narrow field of view, 10 arc-min. As for the Dual Mode Star Tracker, it has been assumed for the Boresighted Star Tracker that a sun shield can be designed to allow tracking at just 20° from the sun. The angle between Icarus and the sun, as seen from the earth, varies from about 20° for the terminal phase of the first mission, to 33° for the terminal phase of the sixth mission. Since the spacecraft approaches Icarus from the sunlit side, the angle between Icarus and the sun as seen from the spacecraft must be greater than the angle seen from the earth. Thus, the design of a sun shield for operation at 20° from the sun is a conservative goal.
The stellar background as seen by the Boresighted Star Tracker can be determined by quantities listed by Allen (4). For a galactic latitude of 10°, approximately that of Icarus
Guidance and Control 85
during the last 13 days before impact, there is a stellar background equivalent to 187 stars of tenth visual magnitude per square deg. The circular field of view of the Boresighted Star Tracker contains .022 square deg. Thus the background equivalent as seen by the Boresighted Star Tracker is 4. 1 stars of tenth magnitude. Since every 5 magnitudes represents a factor of 100 in brightness, the ratio of Icarus at fifth magnitude to the stellar background as seen by the Boresighted Star Tracker is 100/4. 1 = 24.4. Such a signal-to-noise ratio is quite adequate for precise tracking.
In order to remain conservative in estimating the acquisition range of Icarus, it was assumed that Icarus could not be detected at sixth magnitude, the stated performance of the tracker, but instead at fifth magnitude, when Icarus is 2.5 times as bright. Thus, the detection range, that is, the distance at which Icarus appears as a star of visual magnitude +5.0, is 258,000 mi.
If the spacecraft has been placed precisely on a collision course with Icarus, then the angle between Icarus and Capella will remain constant until collision, with Icarus' brightness increasing. A change in the angle indicates a deviation from the nominal intercept trajectory, which is used to correct the spacecraft's velocity. Since the deviations from nominal are small, the Capella and Icarus tracking heads are fixed with respect to each other, their lines of sight being approximately 22° apart. The deviations can be accommodated within the tracking fields of view of the 2 heads.
To tolerate the dead band in the attitude stabilization system, the 2 fixed heads are mounted on a gimbaled 3-axis platform, which receives error signals from the 2 trackers to keep them nulled on their respective targets. The platform is aligned before launching the spacecraft such that the 8° X 8° acquisition field of the Dual Mode Star Tracker is assured of
Project Icarus 86
containing Capella. This alignment is not a difficult task, since the angles between the lines of sight from the spacecraft to the sun, Canopus, and Capella can be calculated precisely for any trajectory. Deviations from the trajectory, errors in alignment, and dead band excursions before acquisition of Capella merely cause departures of Capella's image from the center of the 8° X 8° field. Capella's brightness affords unambiguous detection of the target star in the field of view. When Capella is detected, error signals are sent to the 3-axis platform to null the tracking field on Capella.
When the Capella tracker is at nu II, the error signa Is from the Capella and Canopus sensors are sent to the 3-axis platform, which is then rotated about the line of sight to Capella such that the nominal pointing direction of Icarus is aligned with the Icarus sensing head. Since an uncertainty of 300 mi in Icarus' cross-range at a range of 258,000 mi is less than 4 arcmin, the nominal Icarus pointing direction can be determined well within the 10 arc-min field of view of the boresighted tracker. When Icarus is detected in the field, a track mode is initiated automatically, since no star brighter than visual magnitude +5.0 exists in the stellar background for the proposed approach geometry.
As the spacecraft undergoes its stable limit cycle, error signals from the Capella tracker and Icarus sensor indicating deviations in orientation about axes perpendicular to the line of sight to Capella are fed to azimuth and elevation gimbals of the platform. Signals indicating a deviation about the line of sight to Capella are used to rotate the platform about that line until Icarus returns to a near-null position in the field of the Icarus sensing head. The error signals are also monitored by the guidance computer to detect changes in the Icarus-Capella angle, which indicate the need for a velocity change to correct the trajectory for interception.
Guidance and Control 87
Radar Systems
Introduction The radar systems provide range and range-rate
information for terminal guidance and detonating the bomb.
Two basic radar configurations are available. One configura
tion is a self-contained unit with transmitter, receiver, power supply, and antenna. Alternatively, target illumination can be
supplied by a separate source based on earth, with the interceptor carrying only a receiver and an antenna. The latter
system has the advantage of reduction in weight and power
requirements, and, as a result of fewer on-board components,
would probably be more reliable. Its limitation is that beyond
a certain distance from earth the illumination radar can no
longer supply enough power for detection by the spacecraft
receiver at reasonable ranges.
A preliminary study indicated that a transmitter-modulator
could be employed, although the weight of such a system
would significantly limit the payload. By using the M IT
Lincoln Laboratory's Haystack Hill radar for illumination,
intercepts could be effected as far out as 20 million mi. Since
only 6 launches are possible, the decision was made to use
the ground illumination system exclusively. It should be noted
that initial detection of Icarus by the Haystack receiver will
be at a range of approximately 2 million nm; hence ground
based radar tracking of the asteroid will not be possible until
2 days before impact. Prior to that time all radar information
must be relayed back to earth by the spacecraft. The beamwidth of Haystack is 1 milliradian. Since the
trajectories of Icarus and the spacecraft intersect at less than
10°, both are well within the beam during the 10-min terminal guidance phase at each of the intercept locations. Two antennas are used. A small antenna facing earth receives the
transmitted signal; a larger homing antenna in front detects
the reflected echo from Icarus. Spacecraft-to- I carus range is
Project Icarus 88
Table 6.3 Radar eerformance
Earth- Trans- Acqui- Precision Icarus mitted Band- sition Precision at during
Mission distance Ave power width range acquisition tracking· p 8 Ai , t.f r Ar\ Ar2
lO'sPmi kw Hz mi ft fps ft fps 1 20.0 500 90 6,000 625 1.8 62 0.13
2 15.5 500 90 7,700 625 1.8 62 0.13
3 10.8 500 600 7,100 625 12 62 0.13
4 7.7 500 600 9,600 625 12 62 0.13
5 1.4 200 6,000 23,600 625 120 62 0.13
6 1.3 200 6,000 26,500 625 120 62 0.13
* Assuming 8; 20 Hz and SIN = 100
determined from measurement of the elapsed time between the 2 waves. Initial and final range and range-rate precision obtained for the various missions are summarized in table 6.3.
A small ranging radar similar to an altimeter is used to generate the impulse signal that sets off the detonator. Initiation occurs either at 100 ft or when the range-rate begins to increase or upon loss of signal after 4 sec of tracking. The last feature is required in the event that Icarus passes out of the beamwidth at close range.
Acquisition Range Since the second terminal maneuver (t4) is performed at a range from Icarus of 5000 mi, the required radar acquisition range, allowing for a minimum of 30 sec signal integration and tracking time, is 5700 mi.
At this range the uncertainty in position is less than the beamwidth of a 12- X 5-ft antenna operating at a frequency of 7750 MHz. (Beamwidth is defined for practical purposes as wavelength divided by the antenna dimension.) Therefore, a search radar is not required.
One form of the classic radar equation is
Guidance and Control
SIN = P G A X ...£... X _ 1 {tl % 41TP 2 41Tf2 k T 8' '
89
(6. 1 )
where SIN = signal-to-noise ratio; P = transmitted average power, w; G = transmitting antenna gain, 66 db; A = receiver aperture, 2.5 m1; p = earth- Icarus distance, m; C = Icarus radar cross section, m1 ; r = spacecraft- I carus distance, m; t = observation time, sec; k = Boltzmann's constant = 1.38 X 10-13 Jr K; T = noise temperatu re, 0 K; B = bandwidth, Hz.
The following assumptions are made:
1. Spacecraft antenna efficiency is 0.5, such that the receiver aperture is one-half the cross-sectional area. 2. Icarus is spherical, 1 mi in diameter, with radar reflectivity = 0. 1. 3. Observation/integration time = 30 sec. 4. Noise temperature = 60oK. 5. Optimum filtering of signal is obtained. 6. Haystack losses are 1 db; spacecraft system losses are 6 db. 7. SIN = 10 is required.
Since several parameters change during the mission, the radar system has 3 slightly different configurations. For the first 4 missions, Icarus is outside the ground-based tracking range, the Haystack receiver is off, and full power may be radiated continuously using frequency modulation. The average transmitted power available from Haystack is therefore P = 500 kw. For missions 5 and 6, Icarus is within tracking range of Haystack, and the transmitter must be turned off while the system is receiving. A reasonable duty cycle leads toP= 200 kw.
A compromise is made on bandwidth for the more distant interceptions. A large bandwidth is desired to avoid rejecting any of the returned signal due to large Doppler shifts in the event Icarus has a high rate of rotation. However, there are
Project Icarus 90
no records of rotational periods observed to be less than 2 hr. For Icarus this rate of rotation results in a tangential velocity
of 2 fps. At the operating frequency of 7750 MHz, this un
certainty in Doppler shift covers a bandwidth of 90 Hz. This
value is used for missions 1 and 2. The intercept ra�ges for
missions 3 and 4 allow a bandwidth of 600 Hz, which will
permit an increase in uncertainty of rotation by an order of
magnitude without loss of any of the reflected signal. For
missions 5 and 6, a bandwidth of 6000 Hz is used. Theoretically,
this would permit reception of the total signal even at a rate
of rotation for Icarus of 1 rev per min-an upper limit of
possibility established by consideration of the cohesive
strength of gran ite.
Based on these considerations, the performance achieved
by the radar system in the different missions is shown in
fig. 6.5. A summary for the specific intercept ranges is given
in table 6.3.
Precision of Range and Range-Rate Data After acquisition
the guidance radar system provides range and range-rate data for terminal guidance. The precision of this information is
'" " � 10 ..
6.5
'I'TERCt:l'TflRli I •• (8· 90 HZ)
5 10 1& 20 DlBTANCE FRoM EARTH. P (I� IWI
Radar performance for all missions
Guidance and Control 91
improved with increased signal-to-noise ratio (SIN) and with reduced bandwidth. Due to inherent equipment limitations,
the maximum improvement in SIN over the value obtained
at acquisition is a little better than an order of magnitude.
By using filter banks it is anticipated that during tracking
bandwidth can be reduced to approximately 20 Hz.
The precision of the range data may be estimated from
the equation
t:..r = 2 c (PW) (SIN)% '
(6.2)
where fl.r = range precision; c = velocity of light; PW = pulse
width.
Using phase-coded pulses of 0. 1-psec pulse width, this relation predicts fl.r! = 625 ft at acquisition. With the value of SIN in
creased from 10 to 100 as anticipated during the tracking
process, fl.r']. = 62 ft.
The precision of the range-rate data is given by
. ABI2 fl.r = (SIM % '
(6.3)
where fl.; is range-rate precision, and A is wavelength. I n this
instance, the filter bandwidth is matched to the anticipated
Doppler shift. Final precision values assume a bandwidth of
20 Hz with SIN = 100. The results are given in table 6.3.
Antennas The radar guidance system requires 2 antennas:
1 for receiving the transmitted signal from earth; the other
for detection of the reflected wave from Icarus. Electronically scanned arrays will be used to avoid the necessity of physically
training the antennas. The slots of one-half wavelength ( 1.94
cm ) are alternately inclined to accommodate the 1800 phase
reversal which occurs in a wave-guide transmission every one-
Project Icarus 92
half wavelength. To eliminate resonant effects, the spacing between slots is slightly different from one-half wavelength. Nonresonant slot spacing causes the beam to point slightly to 1 side of the geometric center of the array, but bearing information is not required of the radar, and the effect is negligible.
As the spacecraft maneuvers during the terminal guidance phase, its roll axis is oriented cross-track to Icarus' trajectory, and it maintains attitude relative to earth and Icarus. For receipt of the signal transmitted from earth, a 2-ft X 2-ft receiving antenna is mounted on the side of the spacecraft that faces the earth. A 12-ft X 5-ft antenna on the opposite side detects the radar echo from Icarus. The beam of this antenna is fan-shaped, 11 milliradians by 20 milliradians in extent. Appropriate current phasing is employed to gain the desired aperture distribution and to compensate for its cylindrical shape, which matches the curvature of the spacecraft. This antenna installation is shown in fig. 5.6.
Weight and Power A nominal power requirement for each element in an array antenna is 80 mw. Estimated weight and power requirements are presented in table 6.4.
Fuzing Radar The radar proximity fuzing system is a completely independent short-range radar that will produce a signal to initiate detonation of the nuclear bomb when target range is 50 ft, or upon change in direction of target rangerate that persists for a full msec, or upon loss of signal after 4 sec of tracking. As explained in chapter 3, the 5Q-ft fuzing distance ensures detonation at an altitude between 0 and 100 ft above Icarus' surface.
To provide ranging information as accurately and as long as possible, a wide beamwidth is used. The method adopted
Guidance and Control
Table 6.4 Antenna requirements
Homing antenna
Receiving antenna
Electronic components Total
Weight lib) 300
25 50
375
93
Power (w) 1000
80 20
1100
for accomplishing this is to use 2 crossed slots of one-half wavelength as the antenna. An operating frequency of 1000 MHz is used to minimize sky noise. The system is made identical for all missions. Under the worst assumption regarding the rotation rate of Icarus, that is, 1 rev per sec, the required bandwidth is 800 Hz. Five-second tracking time at a signal-to-noise ratio of at least 100 is assumed. This specification implies a detection range of 1 10 nm.
With no signal integration, the logarithmic form of eq. 6. 1 for a radar with both transmitter and receiver is
(S/N)db = (Pt)dbw + 2(G)db + 2(X)db cm
+ (C)db m 2 - 4(R)db nm
- (B)db Hz - (NFo )db - (L)db, (6.4)
where Pt is rms noise power during the pulse; NFo is the noise loss factor, accounting for deviation of equipment temperature from 2900K and for atmospheric conditions; L is system losses. Assuming combined system and noise losses of 10 db, eq. 6.4 gives a value of power during the pulse, Pt = 500 kw. To avoid range ambiguities without undue complexity, the period between pulses should not be less than the time required for the pulse to strike Icarus and return. This establishes T = 1.37 msec. For a pulse width PW = 10 nsec, the theoretical average power is Pav = f} T/PW = 4 w. Assuming an efficiency of 10 percent, the power required is 40 w.
The velocity of Icarus is so high that it moves 178 ft
Project Icarus 94
between pu Ises at the above pu Ise repetition frequency. In order to improve ranging accuracy as the range decreases, the pulse repetition frequency is increased after acquisition to a maximum of 8000 per sec at a range of 10 nm. The resolution is then 16 ft between pu Ises. Power requirements in the latter configuration are lower than in the former.
References
1. Battin, R. H., "Volume I of Lecture Notes for Course in Flight Guidance,"
Cambridge, MA: Massachusetts Institute of Technology.
2. Martin, F. H., "Closed Loop Near-Optimum Steering for a Class of Space
Missions," MIT I L Report T -413 (May 19651.
3. TRW Systems, "Radio/Optical/Strapdown Inertial Guidance Study for Ad
vanced Kick Stage Applications - Survey of State-of-the-Art Electro-Optical
Sensors," Report No. 07398-6002-ROOO (October 19661.
4. Allen, C_ W., Astrophysical Quantities, 2nd edition (New York: Oxford Uni
versity Press Inc, 19641, p. 234_
5. Skolnik, M. I., Introduction to Radar Systems (New York: McGraw-Hili, 1962).
6. Barton, D. K., Radar Systems Analysis (Englewood Cliffs, New Jersey: Prentice
Hall,19641.
7
Communications
Introduction
Communication with the Icarus spacecraft, that is, the trans
fer of information between the spacecraft and the earth, in
volves 3 major operations: tracking, telemetry, and command.
Radar tracking for trajectory determination has already been
discussed in chapter 6. Telemetry, the "down-link" from
spacecraft to earth, and command, the "up-link" from earth
to spacecraft, are discussed in this chapter.
The down-link transmits both performance information
and experimental data, which are measured by transducers
placed strategically throughout the spacecraft. These trans
ducers indicate such information as the following:
electronic compartment temperature; cold plate operating data; battery Voltage, current, and temperature; fuel cell voltage, current, temperature, and pressure;
SM engine gimbal angle;
SM engine start and stop;
Project Icarus 96
SM engine fuel temperature, pressure, density, and flow rate;
attitude control fuel tank pressure; vibration data (3-axis);
acceleration data;
shroud unlock, position, and temperature;
payload compartment temperature and pressure; optics hatch deployment.
The data up-link is responsible for inserting guidance data
and instructions into the guidance system, while the command up-link controls the execution of these instructions and of
other spacecraft operations. Among those functions con
trolled by the up-link are the following:
shroud release; SM engine gimbal angle;
SM engine start and stop; SM attitude;
battery power (on/off);
cooling plate (on/off);
optics hatch deployment.
The primary constraint on the communications system
is reliability. The system must be capable of operating for 60 days and of affording high accuracy, especially on the
guidance data up-link. In addition, development time is severely limited. These requirements, plus the fact that the
Apollo configuration is being used for the spacecraft, suggest the use of the Apollo Unified S-Band (USB) telecommunica
tions system with modifications to increase its range. This
system, now in the development stage, is compatible with
Apollo hardware and is designed for high reliability and
accuracy.
The Basic Apollo Unified S-band System
The primary feature of the Apollo Unified S-band System is
Communications 97
that all data and voice channels are modulated on subcarriers
and combined to modulate a single radio frequency carrier
which is transmitted to the ground. Included in this unified
system is a pseudo-random-code-ranging subsystem. The pseudo-random code is phase modulated directly on the Sband carrier on the ground. The spacecraft demodulates the ranging code and modulates a different S-band carrier with the code. The time difference on the ground between the original and received codes is a direct measure of the range.
(The scale factor is c/2, where c is the velocity of light.) The down-link carrier frequency is obtained in the spacecraft by
observing the up-link carrier frequency and generating a frequency that is exactly 240/221 times the observed frequency.
Since the process is phase coherent, that is, the up- and down
link frequencies are synchronized, Doppler-shift measurements may also be incorporated into the ranging system.
The only other portions of the Apollo communications
system needed for the Icarus mission are the Pulse Code
Modulated (PCM) telemetry system, used for monitoring the
spacecraft systems, and the up-data link, used for inserting
data and commands. A simplified diagram of the USB system
is shown in fig. 7.1. The outputs of all spacecraft transducers are connected to
the various inputs of the PCM encoding section. These parameters are scaled into electrical signals from 0 to 5 v. A com
mutator then samples each parameter voltage in sequence and
generates a pulse code word corresponding to each sample. In the premodulation processor, the resulting PCM sequence,
with additional code words added for synchronization, is used
to phase modulate a subcarrier, which is then added to the
range code before phase modulating the down carrier in the
PM exciter. The output section provides power amplification before transmission. The up-data link is similar in form and
Project Icarus 98
operation except that the coded command and data sequences
are generated by ground computer rather than by a telemetry system. The up data is then sent to the command circuits or to the computer as addressed.
The primary disadvantage of the present USB system is
that it was designed for use at lunar distances, whereas the Icarus mission requires the communications link to operate at distances up to 20 million mi. It is necessary, therefore, to make modifications of the Apollo USB system to increase
its range. Since there will be as many as 4 spacecraft in the
ground antenna beam at the same time, modifications are necessary to insure that one spacecraft will not receive signals
intended for another.
Required Modifications
The problem which constrains the usable range of a communi
cations system is the presence of random electrical signals
(noise) both from the background of space and from within the communications equipment. To obtain useful informa
tion, the power in the desired signal must exceed the power in the random noise by a substantial amount. The signal-tonoise power ratio is
SIN = Pc Gt G r ( _A_)2
No B 21Th
where SIN = signal-to-noise power ratio, dimensionless;
(7.1 )
Pt = transmitter power, w; Gt = gain of transmitter antenna, dimensionless; Gr = gain of receiver antenna, dimensionless;
No = noise power density, w/ Hz; B = bandwidth, Hz; A =
wavelength, m; h = earth/spacecraft range, m. The transmitter power, noise power density, and antenna
parameters are fixed by the constraints on available space-
Communications
TELEJIETllYI PeM INPUTS CODER
UP OAT"
7.1
PIIEMODI/LATION PJII(IC;J:AOR AND TRANSPONDER
Simplified representation of USB system
AMPLIFIERS
DUPLEXING
CDlC111TRY
99
HlGIHlAIII
ANTENI<A
''OMlir
"lITEI'll"
craft power, sky background, and antenna sizes, respectively.
Therefore, in order to increase the range of the spacecraft, the only parameter that can be changed is the bandwidth of the receiver. This effectively eliminates the noise that is outside that band, thus decreasing the amount of noise that enters the receiver. However, the rate at which data can be transmitted is directly proportional to the bandwidth. Conse
quently, increasing the range decreases the available data rate.
Specifically, the data rate becomes inversely proportional to
the square of the range. Using the present Apollo parameters
of 51,200 bits per sec at 250,000 mi and the 85-ft parabolic antenna, one obtains fig. 7.2, which indicates the rate capa
bility at other ranges assuming the same signal-to-noise ratio.
The curve for the 21 O-ft Jet Propulsion Laboratory (JPL)
antenna is also shown. Since the I carus mission requires communications at a range
of 20 million mi, it is clear from fig. 7.2 that the 210-ft JPL
antenna is better at this range, giving a data rate of 50 bits per sec in contrast to fewer than 10 bits per sec for the 85-ft
antenna. Thus, a ground link must be installed between the Apollo control center and the JPL facility. Modifica
tions of the present Apollo control center must be made
Project Icarus 100
to handle the lower data rate. Since the rate of 50 bits per sec is still quite low, a higher rate will be provided for near-earth operations such as the midcourse correction. The Apollo equipment is designed to operate at a data rate of 1600 bits per sec as well as 51,200 bits per sec. The former is the logical choice for near-earth operations of the Icarus spacecraft. Figure 7.2 shows that this rate can be used up to 1.4 million mi from earth if a suitable bandwidth and sub
carrier are used. Thus up to 1.4 million mi a data rate of 1600 bits per sec will be used. At 1.4 million mi the data rate will be switched to 50 bits per sec for transmission of
all terminal-phase data for the first 4 missions. Since the 210-
ft antenna must be employed, the nominal intercepts are
planned so that the spacecraft will be visible to this antenna
in California for about 2 hr before the nominal interception. I n order to isolate each spacecraft it is necessary to use dif
ferent frequencies for each. Code addressing could be used in the telemetry link, but the range code transmitted from each spacecraft would interfere with the others. The present
Apollo spacecraft has already utilized frequencies of 2287.5
MHz for the command module, 2282.5 MHz for the lunar
JU�'r---------------'
7.2 Performance of telemetry system
Communications 101
h
7.3 Ideal waveforms: (a) transmitted; (b) received
module, and 2272.5 MHz for an FM channel for TV transmission. These frequencies may be used for each of the first
3 missions, with the corresponding radio frequency equipment installed. An additional carrier can be added at 2292.5
MHz for the fourth mission, since this frequency is still in the band in which the ground system can function. The last 2
missions can use the same frequencies as the first 2, since they
will be launched after the first 2 intercepts. The correspond
ing up-link frequencies, all within the transmission band of
the ground stations, are 2101.8 M Hz, 2106.4 M Hz, 2092.6
MHz, and 2111.0 MHz.
These are the only necessary major modifications. Of course, changes in detailed circuits will be necessary to effect
the communications channels.
Range Code Technique
The operation of the ranging technique can best be described
as follows. Suppose a periodic waveform (fig. 7.3a) is transmitted to the spacecraft and retransmitted to the ground. The
waveform received on the ground will be delayed by the transmission time, which is proportional to range (fig. 7.3b). If d is defined as the phase difference in units of time between the transmitted and the received sequence, then the total delay is
given by (n T + d) where T is the period of the waveform, and n is an unknown integer.
Project Icarus 1 02
In order to resolve the ambiguity caused by the unknown n, it is necessary to use a waveform of sufficiently long period
so that it will not repeat during the propagation time. However, the resolution of a short-period waveform is lost in the process.
The conflicting requirements of long period and high resolution can be resolved by the use of a pseudo-random sequence as the transmission waveform. These pseudo-random sequences have long periods but locally random structure. An example
of such a sequence of period 15 bits and the autocorrelation
function of that sequence are shown in fig. 7.4. If one shifts the transmitted sequence until its correlation with the re
ceived sequence is maximum, the required amount of shift is a precise measure of d.
I n order to obtain a sufficiently long period code to use at lunar distances, the Apollo ranging system combines 5 codes,
transmitted at 992,000 bits per sec, of the following lengths: CL code, 2 bits; X code, 11 bits; A code, 31 bits; B code, 63
bits; and C code, 127 bits. The use of 5 differ.ent codes de
creases the number of comparisons to be made since each code
can be acquired separately. The overall code that is the sum, modulo 2, of each of the 5 codes has period 5,436,682 bits.
This corresponds to an unambiguous range of half a million mi. I n order to extend the range of the Apollo data link it
was necessary to decrease the bit rate by a factor of about
h .. 6 7.4 Pseudo-random transmission waveform: (a) structure; (b) autocorrelation function
Communications 103
112 lIZ • Dt:EP SPItCE .... TDI
7.5 Spacecraft USB system
IUOIt-OAIJI "OMNI" "NTEN"�
UIOLATOII nLTt:a • L"IOLATOIl
1000. This was also necessary for the range code, both to in
crease the signal-to-noise ratio and the unambiguous range of the code. Therefore, the range code for the Icarus mission is
the same as the Apollo code, but at a rate of 992 bits per sec. The unambiguous range will then be 500 million mi, well beyond the required range.
The resolution of the range code for the Apollo system is about 1/4 cycle, or about ± 75 m. By tracking the Doppler cycles of the S-band carrier, this resolution is reduced to about ± 1 m at lunar distances. For the slower rate used for
the Icarus mission, the resolution of the code is increased con
siderably. However, the S-band carrier is unchanged so that resolutions on the order of a few hundred m can be expected
with some modification of the present equipment.
The Spacecraft System
For Project Icarus many of the capabilities of the Apollo USB system are not needed. As mentioned in the section on the basic
Project Icarus
USB system, only the PCM telemetry and the up-data links
will be used. A detailed diagram of the systems needed for
Project Icarus is shown in fig. 7.5.
104
The Apollo Guidance Computer Because the Apollo Guid
ance Computer (AGC) plays a central role in the mission and, besides the telemetry link, is the chief "user" of the communications link, a few words about the operation and capa
bilities of the AGC are appropriate here. The function of the computer is to receive navigation data, either from the spacecraft navigation subsystem or from the up-data telecommunications link, to perform the necessary computations and to con
trol the execution of the guidance instructions generated by the computer or received from the ground.
I nstructions for the AGC consist of 15-bit words. The first 3 bits define the operation to be performed and the next 12,
the address of the memory location involved. To obtain greater accuracy for navigation data, 28-bit double-precision
words are used. Fifteen-bit words are also used for computer
output to the down-link for verification of received data and
for transmitting information about the computer operations
to the ground.
The Telemetry Down-Link The function of the telemetry down-link is 2-fold. First, all spacecraft parameters that must be kept in a specified range, such as power supply volt
ages and fuel cell pressure, must be transmitted to the ground so that the progress of the mission can be monitored. Second, the telemetry link is used by the guidance computer to verify the reception and/or execution of commands or guidance
instructions. Because of the different data formats used for telemetry data and for the computer, a standard format wiD
be used with address identification.
Communications 105
It will be necessary to use separate PCM clock rates for
each of the 2 rates used in Project I caruso For the 1600 bits
per-sec rate, a PCM clock rate of 1600 Hz will achieve the
required bandwidth. The subcarrier will be 3200 Hz, and the
range-code rate will be 31,000 bits per sec. For 50 bits per
sec, a clock rate of 512 Hz will be used, which corresponds to
a telemetry subcarrier of 1024 Hz, since the telemetry sub
carrier is obtained directly by doubling the PCM clock fre
quency. The resulting output is used to modulate the downlink carrier, which has already been modulated by the range
carrier code. The modulated carrier is amplified and fed through the circulator to the antenna system. (The circulator sends power from 1 port to the next in the direction of the
arrow.) The high-gain antenna can handle 20 w and has a gain of 28 db. For the earth-orbital phase, the output is fed to the omnidirectional antenna (to avoid problems with directing the high-gain antenna) and switched at an altitude of about 15,000 mi to the high-gain antenna.
Up-Data Link The signal from the ground is received and
directed to a demodulator, where the range code and updata are obtained. The up-data subcarrier, which will be
changed to 1024 Hz, is filtered out and sent to a second
demodulator where the data is extracted and sent to the computer and the command system. When an incorrect format is received, an error signal is transmitted to the down-link for transmission. If the format is correct, a verification
signal is sent instead. The system also can receive up to 64 real
time discrete commands.
The USB Ground System
The Apollo ground system now consists of 3 stations with 85-ft Cassegrainian-feed paraboloidal antennas spaced approxi-
Project Icarus
MAIN ANT!."NNA 85 FT
ACQUISITION ANTENNA
7.6 USB ground system
106
mately 1200 of longitude apart at Goldstone, California,
Madrid, Spain, and Woomera, Australia. Four land stations and an instrumentation ship cover the launch through the in
sertion phase. Seven other land stations and 2 other ships
complete the system.
The basic ground system (fig. 7.6) consists of an acquisition
system, a high-gain main antenna, main channel receiver, data
demodulation circuitry, data handling equipment, and peri
pheral equipment. Acquisition consists of a search in angle
with a separate acquisition antenna and in frequency with the
acquisition channel receiver for the central PM carrier component of the spacecraft signal. The PM carrier is tracked, the
main antenna acquires the signal, and the main receiver phase
locks on the PM carrier. The main angle-tracking system is
then actuated, and the data handling equipment receives the
data from the spacecraft. The central control system in
Houston monitors the data and generates commands and guidance data for transmission to the spacecraft.
Communications 107
The changes required in the ground system are those re
sulting from the changes in the data rate and in the sub
carrier frequencies. The telemetry demodulator has to operate
at 1024 Hz and 32,000 Hz instead of 1.024 M Hz . The sub
carrier frequency of the up-link must also be changed to
1024 Hz from its present 70 kHz in order to keep the band
width down. Buffer stages are necessary in the data links to
store the received telemetry before delivering it to the faster
processing equipment, and to slow down the output of the
up-data from the data handling equipment at the low 50 bit
per-sec rate.
References
1. Foster, L. E., Telemetry Systems (Cocoa Beach, Florida: General Electric
Company, Apollo Support Department, 1963).
2. Goddard Space Flight Center, Proc. of the Apollo Unified S-band Technical Conference (July 1965).
3. Painter, J. H., and G. Hordros, "Unified S-band Telecommunications Tech
niques for Apollo," vols. I & II, NASA TN 0-2208 and TN D�397.
8
Intercept Monitoring Satellite
Scientific Mission
Objectives From a scientific point of view, it would be unfortunate if Icarus were to be intercepted and destroyed without something being learned of its structure and origin. At present, little is known of the various asteroids except that they do exist and that it is unlikely that they all have a common origin. A determination of the composition of any one of the thousands of known asteroids would, however, shed light on the origin of at least the group from which it came. In particular, learning the composition of Icarus would help resolve whether it is truly asteroidal in origin and, if so, whether the asteroids are rubble from a bro ken planet or, if Icarus is the nucleus of a dead comet, what is such a structure really li ke? Answers to questions such as these would add a great deal to existing k nowledge of the solar system. The Icarus mission offers a unique opportunity to obtain information that might otherwise not be attained for several decades.
There are also strong engineering reasons for monitoring
Intercept Monitoring Satellite 109
the destruction of Icarus. Only a few nuclear devices have been exploded in space, none of large yield. No actual observational data exists regarding either the performance of a large warhead in space or its effectiveness in destroying a hostile object. It is desirable from this viewpoint to obtain all possible data on the behavior of the bomb itself as well as on its effect on Icarus.
Finally, it is necessary to determine at the earliest possible time whether a successfu I intercept was made and what results were produced. Filling these objectives requires that the explosion be monitored.
Mission Parameters The scientific mission is secondary to the prime goal of destroying Icarus and must not interfere. It was decided, therefore, to develop the monitoring system independent of and parallel to the prime payload. For each nuclear device launched by a Saturn V on an intercept mission, an Intercept Monitoring Satellite (lMS) will be launched by an Atlas-Agena booster on a trajectory that will place it about 1000 mi downstream of the intercept point at the time of the detonation and an estimated 100 mi "southeast" of the original path of Icarus. The IMS will thus be far enough from the explosion to escape damage by the radiation, but close enough to ma ke meaningful observations of the encounter. It will be beyond the range of the larger solid fragments resulting from the disruptive effects of the explosion, but will be within the cloud of small particles and dust, which it can safely sample.
In choosing the spacecraft and the instruments to be flown on this mission, 3 factors are of prime concern. The first is that the high relative velocity of Icarus, about 100,000 fps with respect to the IMS, means that the vaporized and pulverized material of the asteroid will be within the range of
Project Icarus 110
the monitoring instruments for only a short time. I n order to obtain meaningful data, all of the monitoring instruments must have extremely high data-sampling and data-transmission rates.
The second factor of concern is the ability of the Deep Space Information Facility (OS IF) to trac k, communicate with, and issue commands to all the IMSs that will be in interplanetary space at any given time but still serve as a bac kup for the main communications network. Prior to this mission OS I F has not served more than 1 active vehicle in deep space at a time. If. all launches are successful, OS I F will have 4 satellites to control simultaneously plus its obligation to the main networ k. The I MSs must therefore time-share the existing facilities, and each will be required to operate in a "powered-down," nontransmitting mode for the majority of its flight. In order to insure success of the mission under these conditions, the basic spacecraft for the I MS must be a vehicle that has proved its reliability in space and can function for long periods independently of ground command.
The third factor is the short lead time, which made it unrealistic to consider any system except one that was already· available or could be readily adapted.
Launch Schedule In order to allow maximum flexibility for the launching of the nuclear payloads and to ease the require· ments on the eastern test range facilities, 2 criteria were fol· lowed in determining the launch schedule for the IM Ss: first, no IMS launch should be scheduled within 6 days of a scheduled Saturn- Icarus launch, and second, the IMS for a particular intercept mission should be launched as far in advance of the Icarus spacecraft as possible.
The launch schedule given in table 8. 1 is based on a lowenergy trajectory and assumes a crash program of manu-
Intercept Monitoring Satellite
Table 8.1 IMS launch schedule
Vehicle
IM5-1
IMS-2
IM5-3
IM5-4
I MS·5
launch date
February 27
March 18
April 5
May 1
June 6
111
Intercept monitored
1
2
3
4
6
facture. As indicated, the first 3 IMS lau nches will be well in advance of the first interceptor launch. Due to a combination of launch pad restrictions and the proximity of the fifth and sixth intercept missions, the fifth interception will not be monitored. If, however, the sixth interceptor is not launched, I MS-S will be diverted to the fifth mission. Some back-up capability is provided to each I MS by the one which follows it, in that at the time of launch the planned trajectory can be altered to permit monitoring the interception scheduled for the previous IMS.
Flight Profile On a nominal flight, the IMS will be injected into a 100-nm parking orbit by the Atlas. Then, within 30 min, the Agena will ignite and establish the intercept trajectory. After separation, which occurs approximately 1.S hr after launch, the IMS will roll into cruise configuration, its nose pointed toward the sun, and its solar panels extended.
For the first part of the flight, through and including midcourse maneuver, the I MS will transmit telemetry data through its omnidirectional antenna. No scientific instruments will be turned on except for systems checks. During the portion of the day that it does not have access to DS I F, the transmitter and the telemetry system will be turned off, and the spacecraft will operate in a powered-down mode.
The first midcourse correction will occur a minimum of
Project Icarus 1 12
7 days after launch for all missions except I MS-5, which has a 3-day minimum correction time. The IMS will be directed toward the center of the 150-mi-radius cylinder of uncertainty of Icarus' flight path, at a point 1000 mi below the interception that it is to monitor. After the midcourse correction, the IMS will resume cruise attitude. At this point the highgain antenna will acquire the earth and will be used for all succeeding transmissions.
During the next portion of the cruise, the daily transmission time will be reduced, and the IMS will spend at least 20 hr per day in a power-down configuration.
If a second midcourse correction is required, it will occur approximately 30 days after launch. Otherwise the IMS will remain in cruise configuration until 1 day before the interception. At this point all systems will be brought to full power, and a final check-out phase will begin.
The I MS will remain pointed toward the sun until approximately 1 hr before interception. At this point preliminary data from the Icarus tracker on the interceptor will have resolved the trajectory of Icarus into a cylinder approximately 15 mi in diameter. A terminal correction may be made at this time to position the IMS in the path of the outer portion of the debris cloud where only small particles and dust are expected. This "safe" zone is estimated as extending from about 70 to 135 mi "southeast" of Icarus' original trajectory. This maneuver is marginal on propulsive capability and also on time, since the maneuvering sequence requires a nominal 30 min to complete.
Following this maneuver, the IMS will remain on battery power and inertial reference and will turn to orient the instruments toward the interception point. Sixty sec before the encounter, all navigational optics wi I I be shielded and all scientific instruments will be turned on. These conditions
Intercept Monitoring Satellite
ICARUS \ TRA.JI:CTORY _
POSITION OF IMS
AT TIME OF
INTERCEPTION
8.1
;.--- INTERCEPT
POINT
Position of IMS relative to Icarus at interception (schematic)
113
will be held for 150 sec. The scientific data automation systems will begin accepting data 5 sec before the encounter.
The position of the IMS relative to Icarus shortly after the
detonation is indicated in fig. 8.1. The I MS will pass through
both the plasma cloud and the shower of dust and smallparticle debris generated by the detonation. The latter is
expected to abrade and damage exposed surfaces, but since it arrives later than the plasma, and much later than the
radiation, all exposed and vulnerable instruments will have completed their function. After Icarus has passed, the I MS
Project Icarus
will return to cruise attitude and begin an 8-hr data-transmission period.
I MS Subsystems
The basic vehicle for the I MS is the Mariner I I spacecraft. Mariner I I yvas an automated, fully attitude-controlled deep space platform whose mission was similar in many respects to the current one. The proposed IMS is shown in fig. 8.2;
1 1 4
it is 9 ft 6 in tall and 5 ft 4 in in diameter with solar panels folded. Each of the solar panels is 60 in long and 30 in wide. The total weight is 540 lb. A weight breakdown by subsystem is given in table 8.2.
Except for changes in the scientific instrumentation, no major modifications of Mariner I I are necessary for the Icarus
Table 8.2 Weight breakdown for IMS (lb)
Transponder 62
Command 8
Power 97
Central computer and sequencer 11
Data encoder 13
Attitude control 53
Structure 70
Actuators 3
Pyrotechnics 4
Motion sensors
Spacecraft wiring 37
Propulsion 34
Thermal control 10
Scientific instruments 46
Debris shielding 50
Adapter 41 -
Total 540
Intercept Mon itoring Satell ite
RUBIDIUM VAPOR MAGNETOMETER
oMNwmEcTIOliAL ANTENNA
FOUBIER SPECTROMETER
II(fi=k�� ��:CA
T��Y
-��:::� SOLAR PLASMA
SPECTROMETER
8.2
- SOLAR 'J/i�;!;;;jjj;#o�'� PANEL
MDICOURSE PIIoPVUIIOtI
MOOVIZ
Intercept monitoring satellite (stowed positionl
115
IMS missions. The various subsystems as used in the original Mariner I I design are described in detail by Wheelock and in
the Mariner-Venus report (1, 2); only a brief description is
presented here, together with such modifications as are necessary.
Structure The lower body of the IMS consists of a hexa
gonal structure of magnesium-alloy and aluminum-alloy con
struction (3, 4). The electronics and equipment subsystems of the I MS are contained in 6 rectangu lar modu les, 1 of which is secured to each of the 6 faces of the base. The stiff
ness of the base is supplied primarily by the ties between the hexagonal platform of the base and the equipment modules.
The superstructure is aluminum-alloy tubing and serves
primarily as a mounting frame for the scientific experiments
and the omnidirectional antenna.
Attitude Control System Attitude control is provided
through a cold gas jet system consisting of 10 cold-nitrogen jets, which provide a 10 pointing accuracy during terminal
Project Icarus 116
maneuvers (5). For normal cruise operation, the spacecraft can be stabilized to within half a degree using 0.001 Ib of nitrogen per day. During cruise, the frame of reference is pro
vided by 6 sun sensors and an earth sensor on the steerable high-gain antenna. For midcourse maneuvers, an inertial frame of reference is provided by 3 rate-integrating gyros in a strapdown configuration.
Power Subsystem Secondary power for the IMS is supplied by a combination of rechargeable batteries and solar cells (6).
The power profile in fig. 8.3 shows the raw power require
ments of the IMS. This profile is similar to that of Mariner I I
except that the IMS transmitter and transponder is turned off for a large portion of each day.
The 2 solar arrays, which face the sun throughout cruise,
provide 160 w of power. This exceeds requirements except
for power spikes associated with servomechanisms, which
will be supplied by the secondary battery. The battery is a
8.3 Power profile for I MS
[=:::J SOLAR PANEL POWER 1,,,,,,,,,',,1 BATTERY POWER
HR
Intercept Monitoring Satellite 117
silver-zinc sealed unit which weighs 33 Ib and has a capacity
of 1000 w-hr. It is the sole source of power during all phases of flight that require moving the longitudinal axis of the I MS from the normal sun-locked position.
Propulsion System The propulsion system used for midcourse maneuvers (5) generates 50 Ib of thrust and provides the I MS with a velocity-increment capability of 200 fps, with a minimum increment of 0.7 fps. A mono-propellant, hydrazine, is stored in a rubber bladder and pressure-fed to the thrust chamber on demand.
Central Computer and Sequencer The central computer and sequencer is a small digital computer and timer whose prime function is to schedule and sequence the operations of the spacecraft subsystems. I n addition it initiates such spacecraft
operations as extending the solar panels and orienting the directional antenna, but the majority of the important operations are initiated by ground command.
Telecommunications System The telecommunications
system (7, 8) consists of 3 separate subsystems: the data en
coder, the radio subsystem, and the command subsystem. The
purpose of the data encoder is to sample the scientific and
engineering sensors and to convert the measurements into a
7-bit digital format. During the powered-down cruise mode,
the data encoder is inoperative. The radio subsystem consists of a 10-w transponder, a lO
w R F power amplifier, a high-gain directional antenna, an
omnidirectional antenna, and a command antenna. The transponder is used to provide 2-way Doppler capability and automatic angle tracking from the ground. The power amplifier provides the main information-transmission channel for the
Project Icarus
spacecraft. All radio transmissions from the IMS are in the L-band at 960 M Hz. The 10 w of radiated power for the I MS transmitter represents a significant increase over the 3 w of Mariner I I. However, the IMS does not operate on a continuous basis, and battery power can be used to supplement solar cell power when the amplifier is operating. The amplifier provides the spacecraft with about 40 bits per sec of data-transmission capacity.
118
The omnidirectional antenna is used for transmission only when the I MS loses earth lock, as, for example, during the launch and maneuvering phases of flight. During the cruise phase and the data-transmission period following the Icarus encounter, the steerable high-gain antenna is used. This antenna has a beamwidth of 16.3° and is equipped with an earth sensor with which it maintains earth lock.
The command system is used only to initiate or terminate certain programmed spacecraft functions. The command antenna is located on the upper surface of 1 of the solar panels.
Scientific Data Automation System (SDAS) The scientific data automation system is illustrated schematically in fig. 8.4. The system is similar to that of Mariner I I (7) except that the high-density data from the Fourier spectrometer does not enter the multiplexer of the data encoder but is fed directly into the tape storage area, where it remains until after the encounter. Because of the high volume of data from the Fourier spectrometer, the tape storage capacity has been increased to 1.25 mill ion bits.
Output from the remaining 4 instruments is sampled by the multiplexer and transferred to the tape storage area. After encounter, when the high-gain antenna has regained its earth lock, the data is read from the tapes, processed by the data
Intercept Monitoring Satellite 119
COI\IMA�D }o'U�CTIO�S TEU:Ml::TRY CI{,\?\"Nl::L--_o---J
MOUE L'OM�IAXI) ____ -'
8.4 Scientific Data Automation System
encoder, and then transmitted to earth. At a transmission
rate of 40 bits per sec, the interrogation of the tapes wi II require 8 hr.
The mode command channel is used to activate the entire SDAS for encounter. Command functions are used to turn the instrument on prior to encounter and off following encounter.
Debris Shielding Primary vehicle systems must be provided with a high probability of survival under the hypervelocity impact of debris particles. This survival probability is obtained by stationing the IMS in a region of the debris cloud where particles are small, by locating vulnerable components so that
they shield each other and present a small silhouette, and by using protective shielding.
Project Icarus 120
A weight allowance of 50 Ib is made for debris shielding to
protect exposed critical components. The design condition is a 1.O-g stone particle impacting at 100,000 fps. Such a particle
is about 1 cm in diameter, much larger than the nominal expected in the outer portion of the dust cloud. Assuming that geometric scaling applies, the requirements are met by the
meteoroid shield design of Zender and Davidson for O.Ol5-g meteoroids when scaled upward by a linear factor of 4(9). An 8-in-thick foam- and honeycomb-filled structure is obtained having an outer bumper plate of O.lO-in aluminum and intermediate and rear plates 0. 20 in thick. This shield weighs 81bl ft2, providing protection for about 6 ft2.
During the scientific measurement period, the IMS will be oriented with its roll axis transverse to the direction of the interception and the scientific instrument bay pointed toward Icarus. Only partial shielding is needed here as most of these instruments will have completed their function at the time of
arrival of the dust cloud. Debris shielding will be required,
however, in front of each of the adjacent equipment bays and in such a position as to protect vital hardware, for
example, attitude control nozzles and cabling. The solar panels will be edge-on to the impacting debris and are expected to suffer only partial degradation.
Launch Vehicle The launch vehicle for the intercept monitoring satellite is the Atlas-Agena, the same booster used with
Mariner I I. The Atlas-Agena can impart to a 540-Ib payload a
characteristic velocity of 39,500 fps (10). This corresponds to
an excess hyperbolic velocity (voo) of 14,600 fps. The trajectories for the IMS are low energy trajectories with requirements well within the power available.
The Voo required for each IMS is given in table 8. 3 along with the Voo required if the failure of a previous I MS during the initial
Intercept Monitoring Satellite 121
Table 8.3 Atlas boost requirements for IMS missions
Spacecraft Launch Oate Intercept Oate voo(10' ft/sec)
IM5-1 0-119.9 0·12 .9 11.5
IMS·2 (nominal) 0·98.9 0·9.9 8 .6
/lM5-1 backup) 0-98 .9 0·12.9 12.0
IMS·3 (nominal) 0·7 8 .9 0-6 .9 6.85
(lM5-2 backup) 0-78 .9 0·9.9 10.57
IMS-4 (nominal) 0-5 2.9 0-4 .9 8.14
(I MS·3 backup) 0-52 . 9 0-6 .9 12.14
IMS-5 0-12 .9 0-0.8 5.0
stages of flight requires that an I MS be diverted to an earlier encounter.
Icarus Destruction Model
Prime Mechanisms I n order to design the scientific instruments for observations of the encounter, it is necessary to de
velop a model representing the mechanisms and the effects involved in the destruction of Icarus.
The energy distribution for a deep space nuclear explosion according to Pierce and G lasstone is given in table 8.4 ( 1 1, 12).
Plasma Temperature In order to estimate the amount of material in the plasma and the mean energy of the particles in the plasma, assumptions were made regarding the size,
shape, and composition of Icarus, the proximity of the detona
tion to Icarus, the percentage of the thermal energy that re
mains in the plasma, and the degree of thermal equilibrium attained by the particles in the plasma. The parameters that identify the model used in this analysis are given in table 8.5. Under these conditions, the X-rays from the nuclear device are deposited on a segment of the sphere of Icarus which has
Project Icarus 122
Table 8.4 Fractional distribution of energy in a free space nuclear explosion
Nuclear radiation Thermal radiation
Prompt 'Y rays . 001 X·rays .70
Neutrons .01 Ultraviolet, visible, infrared . 05
Delayed 'Y rays .02
Delayed fJ rays . 02 Kinetic energy of debris .20
a central half-angle of 16° and an arc-length measured along the surface from the point of detonation of 700 ft.
The plasma is actually formed in 2 stages. The first stage, wh ich lasts for a nom inal 0. 1 sec ( 1 1), consists of the penetration of the X-ray pulse from the nuclear device into the asteroid and the thermalization of the radiation energy. Because of the short time period involved, the plasma generated in this stage can be considered a nonequilibrium gas having extremely large temperature gradients. Using this "frozen-flow" concept, the size and shape of the initial "plasma crater" can be calcu lated.
The depth of penetration of X-rays into a material is given by
(B.l )
where 10 is the intensity at the surface in electron volts, x is the depth under the surface in centimeters, I is the intensity at depth x in electron volts, Il is the X-ray absorption coefficient in cm-1 ( 14). For 0. 12 mev X-rays, the value of the mass absorption coefficient III p, where p = density in g/cm3, for most materials is typically about 0. 13 ( 14); consequently, to estimate the maximum penetration in granite, the value of Il is taken as 0.35 cm-1 •
The size and shape of the initial plasma crater can be de-
Intercept Monitoring Satellite 123
termined by calculating the locus of points at which the gradient of the X-ray intensity is equal to the energy necessary to vaporize granite. The gradient is given by differentiating eq. 8. 1:
�� = -/olle-IJ.x • (8.2)
From the properties listed in table 8.5, this energy density for vaporizing granite can be estimated to be 1.43 X 1022 ev/cm3• The depth of the initial crater is then the depth at which the gradient is equal to 1.43 X 1022 ev/cm3, found by solving eq. 8.2 for x. The resulting calculations are displayed as a crater profile in fig. 8.5. The total initial crater volume is 8.9 X 109 cm3; the mass is 2.4 X 1010 g (7.2 X 1032 atoms).
The second stage of the plasma generation consists of progression toward an equilibrium state as a result of reradiation. Thus temperature gradients in the initial plasma material are eliminated, and the original plasma crater expands into the cooler asteroid material adjacent to it. It will be assumed that enough new material is added to the plasma that
Table 8.5 Assumed parameters for nuclear interaction
Density of Icarus
Mass of Icarus
Radius of Icarus (assumed spherical)
Proximity of detonation to Icarus' surface
Composition of Icarus
Quartz
Potassium Feldspar
Mica
Impurities
Average molecular weight
Average melting point
2 .7 g/cm3
3.8 x 10 15 9
25 00 ft
100ft
granite
21%
50%
9%
2 0%
20
15 00 0 K
Project Icarus
8.5 In itial plasma crater
(IN. )
16
o GROUND ZERO
200 400
its average temperature is reduced by one-third and the
temperature gradients in the plasma itself are largely eliminated.
124
For the model of the encounter given in table 8.5, 35 percent of the energy of the explosion falls on Icarus. The energy
of a 100-Mt bomb is 2.6 X 1036 ev, 70 percent of which is
X-rays (table 8.4). The amount of thermal energy 10 striking Icarus is therefore 6.58 X 1035 ev. Of the energy imparted to
the plasma, the majority of it is transferred into the body of Icarus as a strong pressure shock wave, and only a small part remains as kinetic energy in the plasma ( 13). This "small part" will be assumed to be 5 percent; that is, the total kinetic energy of the plasma is 3.29 X 1034 ev. (Of all the assumptions made, this one is believed to be the weakest.)
The average energy per ion in the plasma from the initial
crater is therefore 44 ev. With the assumption that this value
is reduced by one-third as a result of introduction of additional
material, the average energy of the complete plasma ball is 29.6 ev per ion.
The average energy of the ions is related to the equilibrium temperature by
3 E=-kT
2 ' (8.3)
Intercept Monitoring Satellite 125
where k = Boltzmann's constant = .86 X 10-4 evr K. The equilibrium temperature is therefore calculated to be 226,000° K, roughly the average temperature of the interior
of the sun. This analysis for the equilibrium temperature is probably
correct to within an order of magnitude. The final plasma crater is sketched in fig. 8.6. A rigorous analysis utilizing
methods such as those in the Chemical Rubber Company Handbook implemented in a digital computer program is necessary for precise results (15).
Plasma Dispersion, and Ionization For an average ion energy of e, the Maxwell-Boltzmann energy distribution
function is
</l (e) = exp(-1.5 e'k). (8.4)
The percentage of ions having an energy greater than e' is
11 = exp(-1.5e'/e). (8.5)
This expression can be used to determine what percent of an element is ionized for a given average energy. The ionization potentials and corresponding ionization percentages for e =
29.6 ev for several elements l ikely to be present in Icarus are
(DEPTH OF CRATER MAGNIF1ED 25 TIMES)
ICARUS
DETONATION POINT
8.6 Final plasma crater
Project Icarus 126
Table 8.6 Ionization potential, percent ionization, and dispersion for a 226.000o K plasma
State I c:: "0 0-.- '" III to 'z .!::! c:: N c:: ._ III .2 c:: ... o 0 ?P-Element -Co
Hydrogen 13.5 51
Carbon 11.2 28
Oxygen 13.55 33
Magnesium 7.6 21
Aluminum 5.96 35
Silicon 8.1 22
Calcium 6.1 18
Iron 7.8 23
Nickel 7.6 28
State II - ---_._--c:: "0 0-.- '" CIl tQ ';; N
'2 N c:: ._ III .2 c:: ... o 0 ?P-_Co
24.3 20
34.9 11
14.96 47
18.7 15
16.3 26
11. 8 47
16.2 44
18.2 40
State III c:: "0 0-
.� .� CIl N ",'" '2 Diameter of N c:: ._ CIl .2 c:: ... 70 % dispersion o 0 ?P--Co r:lnlld {mil 5890
47.6 9 1700
54.3 6 1470
1200
28.3 24 1140
33.35 18 1120
50.96 8 935
805
775
listed in table 8.6. Except for hydrogen, each of the elements will exist as a neutral atom and in the singly- and doubly
ionized states. From the Maxwell-Boltzmann equation it is also possible to
calculate the diameter of the expanding plasma ball as a func
tion of the individual element and the time after the explosion. Table 8.6 lists the diameter of the sphere that would contain 70 percent of each element present 5 3 sec after the nuclear
detonation, the time at which the I MS will pass the main body of I carus. In order to detect and sample all elements assumed to be present in the plasma with a plasma analyser, the I MS
must pass within 390 mi of Icarus. The selected station of 100 mi will make possible the detection of heavier trace ele
ments if they are present.
Energy to Charge Ratio of Ions in Plasma The parameter that a plasma analyzer measures is the energy per unit charge ratio of the ions present in the plasma. The energy of the ions in the plasma as measured by the I MS will originate from 2
Intercept Monitoring Satellite 127
sources: the energy due to the relative velocity between Icarus and the IMS, and the thermal energy of the plasma. Since the thermal energy has no spatial orientation, the mean energy, E r of each element will be that due to the 1 OO,OOO-fps velocity of Icarus relative to the IMS. The plasma energy will represent a thermal smear about that point. Seventy percent of the ions of each element will have an energy within 25.4 ev of the mean energy for that element.
Table 8.7 lists the mean energy for each element, the mean energy per unit charge ratio for each possible ionization state, and the percentage of the ions that exist in each state.
Plasma Radiation There are 3 types of radiation emitted by a plasma ( 16): bremsstrahlung (free electron interactions with charged nuclei), cyclotron radiation, and characteristic emission of ions. The first 2 types are determined by the dynamics of the plasma. For particle thermal energy in the 1- to 10-ev range, bremsstrahlung has a central peak at 1000 A and is insignificant in the visible spectrum. Cyclotron radiation is emitted in the far infrared and microwave region.
Table 8.7 Mean energy (E) and energy to charge ratio IE /q) as measured by IMS
Mean State I State II State III Atomic �nergy
Element wt E E/q % E/q % E/q %
Hydrogen 4.7 4.7 100
Carbon 12 56 56 49 28 35 19 16
Oxygen 16 75 75 66 38 22 25 12
Magnesium 24 112 112 31 56 69
Aluminum 27 127 127 4 8 63 20 42 32
Silicon 28 132 132 34 66 39 43 27
Calcium 40 188 188 25 94 64 63 11
Iron 56 260 260 34 130 66
Nickel 58 270 270 41 135 59
Project Icarus 128
This leaves a window in the visible spectrum through which the plasma can be scanned in order to detect characteristic emission lines of the elements present. The limitation of observing the spectral emissions of the plasma is that at a distance of 1000 mi the glow will be faint and cannot be expected to radiate for more than a few seconds after the explosion. Furthermore, conventional grating spectrometers can accept only a small percentage of the incident light and will take nearly 60 sec to scan the spectrum. Both of these limitations can be overcome by the use of Fourier spectrometers.
A secondary property of plasmas is the strength of hydromagnetic shocks induced in them by the flow of the charged particles ( 17). A magnetic profile would thus indicate the average energy of the particles.
Nature of the Debris Cloud During the process of cratering treated in chapter 3, the material of Icarus is pulverized and shattered by 2 processes: the shearing flow, which occurs in the interior, and the rarefaction process, which occurs at the free surface and is responsible for ejection of the debris. Both of these processes are most severe initially, as is the velocity of ejection. Since the crater is produced on the sunlit limb of Icarus, the resultant debris will distribute itself in a fan extending "south-easterly" from the original Icarus trajectory, with the smallest particles in general moving at the highest velocity.
It is assumed that the first 1 percent of the mass of material ejected from the crater is reduced to dust and fine particles in general no larger than a millimeter in dimension. Using the relations for mass flux and velocity developed in eqs. 3.6 to 3.8, it is found that 1 percent of the flow occurs in a period tIT = 25/37.2 = 0.67, at which time the mean ejection velocity component normal to the surface of Icarus is 2. 1 km/sec. The
Intercept Monitoring Satellite 129
initial value of this velocity component is 4. 1 km/sec. Thus 53 sec after the detonation, when the debris cloud sweeps by the IMS, it will extend some 135 mi from Icarus' original trajectory. The region between 70 mi and 135 mi will contain the first 1 percent of the total crater mass, which, because of its subjection to the most severe of the destructive processes, will be comprised of only the smallest particles. It is in this region that the I MS must be stationed. The total flux that it will intercept will depend on its exact station but will be of the order of 1 g/ftl.
Although the assumptions used above are believed to be reasonable, they only illustrate a method of approach. Actual design requires a digital computer analysis of the type referred to in chapter 3 and possibly experimental studies in order to establish the characteristics of the debris cloud with the necessary accuracy.
Scientific Instrumentation
In choosing the instruments to be flown on the IMS, it is necessary to restrict the choice to "off-the-shelf" hardware. With the exception of the Fourier spectrometer, all of the instruments selected have been flown on at least 1 satellite. The spectrometer, however, was designed for space use and has been tested extensively in a space environment.
The positioning of the instruments on the IMS is indicated in fig. 8.2. The weight and power requirement of each instrument is given in table 8.8.
The interface between each instrument and the IMS is made by the S DAS (fig. 8.4).
Solar Plasma Spectrometer The solar plasma spectrometer is basically the same instrument as that flown on Mariner I I ( 1, 2, 18, 19). It consists of 2 curved deflection plates with a
Project Icarus
Table 8.8 Scientific instruments Gamma ray detectors {21
Rubidium vapor magnetometer
Interplanetary dust collector
Solar plasma spectrometer
Fourier spectrometer
Total
10 lb
6
5
7
18
46 1b
13 0
0.5-w
6
0.5
1
8
16.0 w
voltage placed across them which allows only ions with a preselected energy-to-electric-charge ratio to reach the Faraday cup charge collector (fig. 8.7). The charge across the plates is changed periodically to admit a new energy-to-charge ratio. The radii of curvature of the inner and outer plates are 1.0 and 1.3 in respectively. For these radii, the energy per unit electron charge admitted by the deflection plates is the same as the potential applied across the plates, with a maximum error of 12 percent.
The timing cycle set by the programmer is such that each of the 8 step levels of the instrument is sampled sequentially for 3 sec, with a 0.5-sec readout period between each step level.
Table 8.9 Solar plasma spectrometer energy levels
Potential Energy of across de- particles
Programmer flection reaching Ions step level plates {vI Cup {evl sampled
- 18 + 18 electrons
2 - 12 12 electrons
3 - 6 6 electrons
4 + 4.7 4.7 HI
5 + 6 0 6 0 C I; M g II; AI II; Si I I; Ca III
6 + 4 0 4 0 o II; AI I I I; S i I I I
7 +13 0 130 Al l; Si I; Fe II; Ni I I
8 +26 0 260 "Fe I; Ni I
Intercept Monitoring Satellite 131
The spectrometer thus samples each programmed energy level once every 28 sec. The energy levels to be sampled, along with the ions expected to be found at each level, are listed in table 8.9. The electron energy distribution derived from the first 3 levels can be used to obtain the exact equilibrium temperature of the plasma, and thus to determine more accurately the expected detection rate at a particular energy level for each element as a fu nction of the density of that element.
At each energy level, the relative density of the elements present varies also as a function of the distance of the I MS from Icarus; that is, the relative density of the lighter ions to the heavier ions increases as the distance from Icarus increases. If the IMS passes sufficiently near the center of the plasma cloud, each step level will be sampled up to 4 times. However, the solar plasma spectrometer cannot distinguish between different ions having the same value of E/q. It must be used therefore in conjunction with the Fourier spectrometer.
Fourier Spectrometer The second of the 2 primary instruments to be flown on the I MS is the Model P-4 Polarization Interferometer Spectrometer developed by Block Associates (20, 2 1). This spectrometer is one of a new series developed in the past few years that does not employ a grating or a prism to disperse the light but splits the incoming light into 2 parts, varies the path length of 1 of the parts, and then recombines the light. As the ratio of the 2 paths changes, a record of the interference between the 2 beams (an interferogram) is produced by photomultiplier tubes. A Fourier transform of the interferogram can then ultimately be used to resolve the wavelengths of the light present to within 2 percent. On this mission the interferograms will be transmitted to earth and processed at a later time.
The operation of the spectrometer is illustrated schematic-
Project Icarus
DEFLECItON PLATES 1----
1---- FROM DCS
CAUBRATION COMMAND
5 .10100l1li5
8.7 Solar plasma spectrometer
POLARIZATION
8.8 Fourier spectrometer (schematic)
>-----_TODCS ELECTROMETER AMPUJIla
PHOTOMt:LTIPLIER ruBE 2500·6500 11
POLARIZA TJON
132
Intercept Monitoring Satellite 133
ally in fig. 8.8. I ncident light is polarized into a coherent beam at an angle of 450 to the transmission axes of a birefringent quartz compensator. The compensator repolarizes the light, half into the vertical plane, "0," and half into the horizontal plane, "E." Because of the properties of birefringent quartz, light polarized in the "E" plane travels slower than light polarized in the "0" plane so that the compensator and the quartz chip introduce a path difference between the 2 beams of light. This path difference is changed by varying the effective thickness of the compensator by sliding it across the beam of light. Thus each trip of the compensator across the beam, corresponding to 1 scan of the spectrum and the output from the photomultiplier tubes, comprises 1 interferogram. When the light is recombined by the second polarization plate, it is noncoherent because of the phase shift between the 2 component beams. The light intensity is then a function of the destructive interference between the 2 components.
The prime advantage of this device over conventional spectrometers is that it is not energy-limited. A conventional spectrometer accepts only light that enters throuf.jh a narrow slit, and it disperses this light over a plate several cm long. The Fourier spectrometer accepts all light entering a cone with a half angle of 1.50 and has an energy threshold between 1 and 2 orders of magnitude lower than ordinary devices.
In order to obtain 2 percent accuracy in energy resolution, at least 40 good interferograms of the radiating plasma must be obtained, and at least 100 are desirable. With a scan rate of 3.75 interferograms per sec, 100 can be obtained in 27 sec, but only 39 percent of each scan provides usable data.
The light spectrum monitored by this instrument runs from 2500 A to 25,000 A - from visible light to the near infrared. The output of the spectrometer is digital; a sampling clock samples
Project Icarus 134
the output of the photomultipliers at a frequency of 1 2,000 Hz, which corresponds to 4,680 data points per sec. If each data point is converted to a 7-bit word, 2 1,900 bits of storage must be provided by the tape recorder in the SDAS for each sec that the spectrometer is operating. The spectrometer will operate for the entire 53 sec between the detonation and the time IMS passes Icarus for a total of 1, 160,000 bits of storage required. The Fourier spectrometer has 2 basic parts: the 8-lb optical head, which is mounted above the hexagonal base of the I MS, and the electronics, carried in the scientific equ ipment bay.
Gamma Ray Detectors The IMS utilizes 2 type M-3 gamma ray scintillation detectors as used in the Vela Hotel nuclear detection satellites (22, 23). I ncident radiation is absorbed by the plastic in the scintillation case (fig. 8.9), and the energy is then re-emitted as photons of light, a fraction of which are detected by the photomultiplier tube. The output of each detector is proportional to the intensity of gamma rays with an energy greater than 0.3 mev.
The detectors have no preferred orientation and can be mounted inside the spacecraft as desired. Two detectors are used to provide more reliable data. Each detector is 3.75 in in diameter and 4.6 in long.
Rubidium Vapor Magnetometer The rubidium vapor magnetometer is used to determine absolute strength and orientation of the magnetic field. It has been flown on the Interplanetary Monitoring Platform ( I MP- 1) and on the Ranger spacecraft (5, 22, 24). Its range of sensitivity is from 0.05 gammas to 105 gammas ( 1 gamma - 10-5 gauss) with an accuracy of 0.05 gammas. The strength of the magnetic field in interplanetary space near earth is between 4 and 6 gammas.
Intercept Monitoring Satellite
PLASTIC SCINTILLATOR CASE
PHOTOMULTIPLIER Tt'8E
8.9 Gamma ray detector
POWER SUPPLY
135
Since it is expected that the magnetic field strength may vary rapidly as the IMS passes through the debris from Icarus,
an instrument has been chosen that is capable of measuring rates as high as 30 gammas per sec. The output of the magnetometer is analog, but is digitalized by the SDAS at the rate
of 60 7-bit words per sec.
Interplanetary Dust Collector Flown on the Orbiting Geo
physical Observatory (OGO ) and Mariner IV, the interplanetary dust collector is able to determine the velocity, mass, and direction of particles as small as a micron in diameter (22, 25). It consists of 2 thin-film capacitors spaced 1 0 cm apart to provide time of flight measurements and a lead
zirconate transducer placed behind the second capacitor to
provide a measure of the momentum of each impacting particle. For each event recorded the output consists of 2
timing marks and an electrical pulse. The magnitude of the
pulse is a function of the particle momentum. The original design utilizes 3 detectors pointing in mutually
orthogonal directions, each of which has a half-angle of 6°. For the current application all detectors will be oriented toward Icarus. It appears that the sensitivity of 1 or more of
Project Icarus 136
these units should be reduced by increasing sheet thickness and the detector function should be combined with debris shielding. Data obtained with this instrument will provide a sure confirmation of an intercept. I n addition, by correlation of data on particle size with cratering studies and location, some indications regarding the structure of Icarus may be derived.
Summary The complement of instruments described will satisfy minimum requirements for information regarding the nuclear explosion in space and the composition of Icarus and also will provide confirmation of an intercept. More detailed study and possibly some instrument design is needed, however, to fully exploit the scientific opportunities which the intercept of I carus affords.
References
1. Wheelock, H. J., ed., Mariner, Mission to Venus (New York: McGraw-Hili, 1963).
2. Mariner-Venus 1962 Final Project Report, NASA SP-59, 1965.
3. Jodele, J., "Mariner Spacecraft Packaging," CI T-JPL TR 32-451 (July 1, 1963).
4. Adams, J. L., Space Technology: Volume I/, Spacecraft Mechanical Engineering,
NASA SP-66 (1965).
5. Corliss, W., Space Probes and Planetary Exploration (New York: D. van Nostrand Co., 1965).
6. Costogue, E. N., "Mariner Venus Power-Supply System," CIT-JPL TR 32-424 (March 30, 1963).
7. Bryden, J. N., "Mariner (Venus '62) Flight Telecommunication System," CI T-JPL TR 32-377 (January 15, 1963).
8. Martin, B. D., "The Mariner Planetary Communication System Design," CIT-JPL TR 32-85 (Revision #1) (May 15,1961).
9. Zender, G. W., and J. R. Davidson, "Structural Requirements of Large Manned Space Stations." In A Report on the Research and Technological Problems of
Manned Rotating Spacecraft, NASA TN 0-1504 (August 1962).
10. NASA Office of Space Science and Applications, Launch Vehicle Estimating
Factors (December 1967), fig. IV-A-1.
Intercept Monitoring Satellite
11. Pierce, E. T., "Nuclear Explosion Phenomena and Their Bearing on Radio Detection of the Explosions," Proc IEEE 53 (1965): 1995-200B ..
137
12. Glasstone, S., ed., The Effects of Nuclear Weapons, U.S. Atomic Energy Commission (April 1962): 11,14,24,26,29,6 9,70, 7B, 351, 399-4 02.
13. "Nuclear Physics: How to Zap an ICBM," Time (May 26,1967): 46.
14. Chandrasekhar, S., Radiative Transfer (New York: Dover, 1960), pp. 354 ff.
15. The Chemical Rubber Company Handbook of Chemistry and Physics, 46th edition, (1 965) p. E-ll 0.
16. Uman, M. A., Introduction to Plasma Physics (New York: McGraw-Hili, 1964).
17. Glasstone, S., ed., Sourcebook on Space Sciences (New York: D. van Nostrand Co., 1965).
lB. Josias, C., and J. lawrence Jr., "An Instrument for Measurement of Interplanetary Solar Plasma," CIT-JPl TR 32-4 92 (May 1, 1964).
19. Wyckoff, R. C., ed., "Scientific Experiments for Mariner R-l and R-2," CIT-JPl TR 32-315 (July 15, 1962).
20. Block Engineering, Inc., "Model P-4 Polarization Interferometer:: cambridge, MA.
21. low, M. J. D., "Subtler Infrared Spectroscopy," International Science and
Technology (February 1 967): 52-68.
22. Richter, H. l., ed.,lnstruments and Spacecraft, NASA SP-302B.
23. Singer, S., "The Vela Satellite Program for Detection of High Altitude Nuclear Detonations," Proc IEEE 53 (1965): 1935-1 948.
24. CIT-JPL, "Scientific Experiments for Ranger 1 and 2," TR 32- 55, (January 3,19611.
25. Sloan, R. K., "The Scientific Experiments of Mariner IV:' Scientific
American (May 1966): 62-72.
9
Management and
Economic Impact
Introduction
Management of a systems effort of the magnitude, scope, and
critical importance of Project Icarus is an exceedingly difficult
assignment. The project requires taking over and coordinating
the efforts of a sizable portion of the nation�s manufacturing
capacity. The scope is such as to include all facets of our
economy and all sections of the continental United States,
plus a world-wide tracking network and Navy ships at sea. The
importance cannot be over-emphasized; to fail or to be late
wou Id be disastrous to the nation and the world. The success
or failure of the entire Icarus project may well hinge upon
the quality of management; in fact, such a complex systems
project must be considered certain to fail without enlightened
management. This chapter sets forth the method of attack
employed during the first 14 weeks of the 70-week effort
from inception in February 1967 to rendezvous of the Saturn
Icarus space vehicles with Icarus in June 1968. A discussion
Management and Economic Impact
is included of the cost of this effort both in dollars and in
terms of the impact upon the national economy.
Scheduling and Coordination
139
Perhaps the most difficult and at the same time most im
portant function of systems management is that of scheduling
and coordinating the myriad interrelated activities of a number
of more or less autonomous groups. Project Icarus was no ex
ception in this regard. Initially 7 groups were formed: orbits
and trajectories; launch vehicles and propulsion; payloads;
space vehicles; navigation, guidance, and control; communica
tions; and planning and management. It should be noted
parenthetically that, since one of the principal objectives of
the project (from the student's point of view) was to obtain
experience in working together and coordinating diverse ef
forts on a systems project, the management function was
exercised as a coordinating and scheduling role with major
emphasis on interface problems and overall system implica
tions. Decision-type actions, per se, were not originated by
this group, but rather were the result of joint technical group
agreements.
The primary management tool employed was PE RT (Pro
ject Evaluation and Review Technique). The PERT network
for the entire 70 weeks of Project Icarus is presented as figs.
9.1 through 9.4, each figure showing a 15- or 20-week portion
of the total project activity. The circles in the figures repre
sent events or milestones that occur at a specific time. The
solid lines connecting event circles represent activity that
must be completed in progressing from one milestone to the
next. The dashed lines represent the dependence of one line
of activity upon another. The events and activities are com
bined into a network that illustrates their interdependence
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Project Icarus 144
and the sequence in which they must be completed in order
to reach the end objectives.
PERT for Project Icarus was not a true PERT because of a
definite inescapable completion date whose alteration could
not be tolerated. Therefore, rather than using estimated
times to complete the various activities and to arrive at a
critical path and completion date, the management group
worked and reworked the Project Icarus network. After re
solving a number of conflicts, but always holding the end date
firm, the Project Icarus team developed a complete network,
which contained all required activities and met all milestones.
Thus, the Icarus PERT made its contribution to the coordina
tion and eventual successful completion of the project.
Figure 9.5 is an expansion of the "system" activity line of
the PE RT network, covering only the last 20 weeks of the
project. This figure is included for 2 reasons. First, it illustrates
graphically the launch sequence of the 6 Saturn-Icarus vehicles,
the timing involved, and the various rendezvous dates; second,
it shows in some detail the very complicated interdependence
of a critical series of events and activities.
Impact upon the National Economy
Cost in dollars of an effort of the scope and magnitude of
Project Icarus is not only next to impossible to estimate but
probably relatively meaningless, once attained. Of more im
portance, and more readily grasped, is a qualitative measure
of the impact of the project on the economy of the nation
and upon other activities of national importance.
The assumption was made that Project Icarus require
ments, whether materials, manpower, or funds, had the high
est priority, and any other efforts could be delayed, taken
over, or cancelled if necessary. The usual contracting delays
were by-passed by issuing letter contracts to vendors as soon
Management and Economic Impact
WEEK DATE
.. I
SI-7--f.--( (1-0-1\1
SI-3 --f.---�; (I-O-'.t)
iii I
II I
Ant ...
.. . .. ., 11
SI-I --+-----+-----4 .... )-------+ .......... (1-0-0.1, A ...
9.5 PERT chart for Saturn-Icarus launches
145
"aU
as requirements became known; conventional incentive con
tracts were then written after the work was under way_ The
National Aeronautics and Space Administration's (NASA's)
space program, including all efforts on Project Apollo and the
Apollo Applications Program, was completely diverted to
Project Icarus. Saturn booster production was accelerated to
make a total of 9 Saturn V's available by April 1968 instead
of the 6 originally scheduled to be completed by that time.
Construction was authorized in early March 1967 of a third
launch pad, 39C, to accommodate the tight launch schedule
required by Icarus. Predicted completion date of this pad is
early March 1968, a 12-month construction effort. A number
Project Icarus 146
of additions and changes are being made to the existing World
Tracking Network. Specific Icarus flight hardware is discussed
elsewhere in this book; wherever possible it consists of ex
isting equipment and flight modules, modified only to the
extent deemed mandatory due to the nature of the Saturn
Icarus mission.
The NASA Fiscal Year 1967 and 1968 budgets for Apollo,
Apollo applications, and tracking and data acquisition total
approximately $7.5 billion. Although Project Icarus does not
encompass every facet of these NASA efforts, the additional
costs of accelerating schedules and modifying hardware can
not be discounted. Therefore, the dollar cost of Project
Icarus is estimated to be $7.5 billion or approximately 1 per
cent of the gross national product.
Of equal importance to the nation is the impact of Project
Icarus upon other programs, particularly NASA's Apollo pro
gram. Since the Apollo efforts are essentially diverted entirely
for over a year, and since the first 9 Saturn V boosters (3 tests plus 6 operations) are consumed by Project Icarus, it is
conservatively estimated that the Apollo program will �e de
layed 3 years.
It should be pointed out that not all Project Icarus efforts
are without benefit to other programs. Although the Saturn
Icarus vehicle is not man-rated, much valuable experience will
be gained in designing, fabricating, assembling, and launching
9 such vehicles and in controlling and monitoring 9 such
flights. Furthermore, invaluable scientific information will be
acquired in the course of the operation.
10
Mission Evaluation
In designing a system under emergency conditions with no
cost restrictions, probability of success is perhaps the only
important measure of performance. For Project Icarus, how
ever, estimates of the physical characteristics of the asteroid
and of the effect of the nuclear bomb on the asteroid were
so speculative as to prohibit the evaluation of different con
cepts using a probability model. Moreover, proper treatment
of "partial successes" was viewed as a very difficult and sub
jective problem.
The following combinatorial analysis is presented, however,
to provide an estimate of system reliability and, hopefully,
confidence in the feasibility of the project. The use of this
analysis in a more detailed system design would require valida
tion of the estimated performance of the bomb and of the
physical characteristics of Icarus, or at least the modeling of
these quantities by a suitable probability distribution.
The discrete probability model used to evaluate Project
Icarus involves estimates and assumptions concerning both
Project Icarus
hardware performance and the effects of the detonation.
These estimates and assumptions follow.
Hardware Performance
148
The performance of any Saturn-Icarus vehicle or of any sub
system within a vehicle is assumed independent of the per
formance of its predecessors. Specifically, the estimated
reliabilities are as follows:
Boost system
Spacecraft systems
Guidance system
83 percent for all missions;*
85 percent for SI-4 through SI-7, 98 percent for SI-8 and SI-9;
85 percent for SI-4 through SI-7, Icarus intact,
70 percent for SI-4 through SI-7, Icarus in fragments,
95 percent for SI-8 and SI-9, Icarus intact,
90 percent for SI-8 and SI-9, Icarus in fragments.
As discussed in chapter 2, the last 2 ( low-altitude) shots
are expected to be more reliable and more accurate than the
others because of their shorter flight duration and proximity
to earth. Similarly, pursuing an intact Icarus rather than frag
ments of the original body is assumed more reliable because
of the larger target and slower rotation rate. Incorporation
of the above reliability factors yields the following chance of
success for any one vehicle:
60 percent for a high-altitude shot at Icarus,
49 percent for a high-altitude shot at a fragment,
" In the actual mission plan, vehicles 51-4 through 51-6 are each backed up by the
following scheduled vehicle. This procedure increases booster reliability for the
first 3 missions, but decreases it for the fourth. The actual booster reliabilities for
the first 4 missions are 97 percent, 95 percent, 93 percent, and 48 percent,
respectively. This back-up strategy makes deflection of Icarus more likely since
deflection is the primary goal for 51-4 through 51-7.
Mission Evaluation 149
77 percent for a low-altitude shot at Icarus,
73 percent for a low-altitude shot at a fragment.
Effects of Detonation
The first vehicle from the group SI-4 through SI-7 to attack
Icarus successfully will either break the asteroid into many
pieces or deflect it from its collision course. Since the required
deflection impulse increases as the altitude above earth of
detonation decreases, the probability of deflection for each
succeeding mission must decrease. The assumed deflection
and fragmentation probabilities for successful high-altitude
missions are given in table 10.1.
If a successful deflection is accomplished, the remaining
spacecraft will be destroyed in flight to eliminate the existence
of undetonated nuclear bombs in space and to prevent any
fragments from being deflected accidentally back onto a
collision course. Success of a mission will be determined
either from spacecraft measurements or from terrestrial
telescopic observations. Resolution of individual pieces will
be possible when they have drifted apart by a few seconds of
arc. For the first mission, 1 second of arc corresponds to some
100 mi of separation. Thus, resolution of fragments should be
simple just 1 day after detonation, provided that observations
are possible. Succeeding spacecraft will be used to destroy
fragments that remain on a collision course.
Tabla 10.1 Effect of successful high-altitude missions
Mission
SI-4
SI-5
SI-6
SI-7
Probability of
fragmentation
.20
.40
.57
.80
Probability of
deflection
.80
.60
.43
.20
Project Icarus 150
The preceding assumptions permit the con struction of a
probabi I ity tree shown in fig. 10.1. The n etwork divides when
the outcome of a mission is subject to chance an d joins when
an equivalen t state may be reached by an y of several paths.
The possible resu Its of any mission depend on the outcome
of the preceding missions. By assigning the previously dis
cussed probability values at each branch poin t and summing
over equivalent outcomes, one obtains table 10.2. By using low-altitude-mission reliability estimates only, the probabilities
of results of a 6-low-altitude-mission plan were obtained for
comparison (table 10.2),
Final Evaluation
The probabilities discussed in this chapter may be incorporated
in to an estimate of average overall performance if some weight
in g factor is assigned to the "desirability" of each outcome.
Arbitrarily it was decided that deflection of Icarus should
Table 10.2 Probability of mission results
Probability
Actual mission Six low-altitude
Results plan missions
Six failures .0014 .00015
Fragmentation only .015 .0067
Fragmentation and destruction of 1 fragment .054 .036
Fragmentation and destruction
of 2 fragments .100 .20
Fragmentation and destruction of 3 fragments .076 .27
Fragmentation and destruction of 4 fragments .033 .33
Fragmentation and destruction
of 5 fragments .0068 .16
Deflection .714 .0
Mission Evaluation 151
10.1
Probability tree
Project Icarus 152
carry a "most desirable" weighting factor of 1.0, while the
"not so desirable" result of fragmentation would have a weight
ing factor of 0.3 with an additional 0.1 for each fragment des
troyed. The weighting factor may also be interpreted as an
estimate of the relative reduction in damage on a scale from
o to 1. Clearly, then, a "miss" has a weighting factor of O.
By tabu lating the probabilities of table 10.2 as a function
of the corresponding weighting factor, one obtains the
probability distribution of the weighting factor, that is,
the probability distribution of reduction in damage rela
tive to the damage that would result from a collision. The
mean of that distribution for the proposed plan of Project
Icarus is 0.86.
If this mean value is interpreted as the estimated average
overall performance of Project Icarus, then one can expect
an 86 percent reduction in damage due to the efforts of the
project team. Perhaps even more encouraging is the 71 per
cent chance of no damage at all because of the 71 percent
chance of deflection. But regardless of the probability
associated with the success of Project Icarus, its cost and
sociological impact are clearly insignificant in light of the
staggering alternative-disaster.
Credits
The following is a list of the authors primarily responsible for
the contents of each chapter under the guidance of Louis A.
Kleiman, editor.
Chapter 1, Richard W. Heldt, Louis A. Kleiman, and
Theodore C. Tenny. Chapter 2, James A. Fletcher, Richard
W. Heldt, and Charles S. Marantz. Chapter 3, Noel S. Flynn,
Roberto Hukai, Shivaji S. Seth, and Akio Suzuki. Chapter 4,
Noel S. Flynn, Patrick C. U. Mbanefo, and Akio Suzuki.
Chapter 5, Joe R. Deichman, William R. Lange, John H.
Lindley, and George W. Wagner. Chapter 6, Geoffrey K.
Bentley, Dennis E. Kalla, Louis A. Kleiman, Richard J.
Labrecque, Clifford A. Rose, Jr., and Theodore C. Tenny.
Chapter 7, Chester J. Wolejsza, Jr. Chapter 8, Harold L. Jones.
Chapter 9, Fred H. Baughman. Chapter 10, Richard W. Heldt.
Project History
Shortly before the beginning of the spring term, 1967, at
M.I.T., an announcement of course 16.74, Advanced Space
Systems Engineering, appeared on bulletin boards through
out the Institute. To convey its impact, we reprint that
announcement verbatim.
Mission to Icarus
In June 1968, the asteroid Icarus, a dark boulder a mile or so in diameter, will pass by earth at a relative velocity of about 100,000 fps and a distance of 4 million miles. The orbit of Icarus has been quite accurately established, and the chance of it approaching much closer is nil. However, 4 million miles is an uncomfortably small miss distance in the scale of the solar system, and there have consequently been several speculative articles concerning the possibility and consequences of a collision with earth.
The project to be handled by the Advanced Space Systems Engineering students this term assumes that Icarus will, in fact, collide with the earth.
Such catastrophic events have apparently occurred a number of times in the past. About a score of crater-like features on the surface of the earth have been positively identified as
Project Icarus 156
resulting from a meteorite impact. Some of these-such as the Barringer Crater in Arizona-occurred in recent geological times. Perhaps a hundred more circular, rimmed depressions are suspected of being meteorite craters; this list includes such giants as the Richat Structure in Mauritania (75 miles), the Vredevoort Ring in South Africa, and Manicouagan Lake in Canada (40 miles).
The impact of I carus would produce a crater only 10 or 15 miles in diameter. Its effects would be felt worldwide, however. The enrgy involved is the equivalent of 500,000 megatons of TNT-two orders of magnitude above that involved in the largest recorded earthquake, and four or five orders of magnitude more than Krakatoa. If the strike occurred in midocean, tsunamis in the lOCHoot category would cause worldwide damage. If the strike occurred on land, the blast wave would level trees and buildings within a radius of several hundred miles, and some lOs tons of soil and rockdust would be thrown into the stratosphere, where for several decades it would act to reduce the solar radiation ordinarily received at earth's surface and threaten the triggering of an ice age.
Clearly, Icarus must be stopped. No effort or funds will be spared in carrying out the detailed plan to be developed by the crack team of scientists and engineers assigned to the project. Costs, of course, must be minimized, but the major limitation is time-the program must use existent space technology and hardware, and it must succeed. Because of the inflexible schedule, and certain other mundane reasons, a final report will be required by May 23, 1967.
The problem solution may utilize a rocket to intercept the asteroid and nudge it from its course. Alternatively, it may be better to reduce it to rubble with a nuclear warhead. Multiple booster vehicles and rendezvous may be necessary to meet payload requirements. Gemini and Apollo hardware may be utilized if a manned space system enhances probability of success. These and many other alternatives must be considered. The group will first make preliminary studies of different approaches to the problem, subject them to systematic review and evaluation leading to selection of a preferred mode and the establishment of mission specifications.
The development of the selected system will include the following separate but interrelated design exercises:
Project History 157
Booster Systems: Capabilities and characteristics of booster rockets and interaction with the present payload and mission.
Orbits and Trajectories: Development and analysis of orbital operations, including rendezvous, coasting, and thrusting maneuvers, to establish propulsion requirements and system capabilities. Space Vehicle: Vehicle configuration, subsystem arrangement, and structural design; functional requirements, environment, and loads; vehicle propulsion systems and performance.
Guidance and Control: Navigational and guidance systems and control system analysis and design for payload stages; mission requirements, disturbances, sensors, rendezvous, midcourse and terminal maneuvers.
Payload Systems: Special equipment and systems, performance, analysis, and related design; manned systems (if included), provisions and requirements.
Communications: Vehicle-earth telemetry, communication, command and control links; on-board information systems, sensors, and data processing.
Auxiliary Povver: On-board secondary power supply systems to operate communication systems, vehicle controls, and other payload systems.
None of these design problems can be treated independently of the others; each places demands on several others, and the design requirements for each can be made specific only after the entire project is completed. Such a complex design problem requires a systems study: a design exercise which treats not only the various subsystems of a vehicle but the problems of integrating them into a harmonious, efficient whole.
In tackling the problem, the students will be divided into a number of project groups, each concerned with one of the study areas. Students may elect their field of interest. Each group will elect a group leader, who will meet with other leaders to define system interfaces, and on this basis will establish guidelines for his group. Group leadership will be rotated during the term. Technical aspects of the study will be supported by lectures given by staff specialists and by guest lecturers from industry.
Project Icarus 158
The reaction of many students to this announcement was
typified by such comments as "How about building a big
trampoline?" and "Why not move the earth out of the way?"
And it was perhaps with the same skeptical, and almost
cynical, attitude that twenty-one of us registered for the
course and anxiously awaited our first glimpse of the pro
fessor who dared to propose such a study. That first glimpse
of Professor Paul E. Sandorff as he entered the classroom did little to change our attitudes, but working with him soon
turned our skepticism into respect.
With the aid of a cooperative and enthusiastic staff, we
organized seven groups, modified only slightly from those
described in the course announcement, and chose group
leaders periodically throughout the term. The members of each group and their departmental affiliations are as follows: Orbits and Trajectories
James A. Fletcher (Department of Aeronautics and Astronautics)
Richard W. Heldt (Department of Aeronautics and Astronautics)
Charles S. Marantz (Department of Aeronautics and Astronautics)
Nuclear Payloads
Roberto Hukai
Shivaji S. Seth
Boosters and Propulsion
(Department of Nuclear Engineering)
(Department of Nuclear Engineering)
Noel S. Flynn (Department of Aeronautics and Astronautics)
Patrick C. U. Mbanefo (Department of Aeronautics and Astronautics)
Akio Suzuki (Department of Aeronautics and Astronautics)
Spacecraft
Joe R. Deichman
Harold L. Jones
William R. Lange
John H. Lindley
George W. Wagner
Guidance and Control
Geoffrey K. Bentley
Dennis E. Kalla
Louis A. Kleiman
Richard J. Labrecque
Theodore C. Tenny
(Department of Aeronautics and Astronautics)
(Department of Aeronautics and Astronautics)
(Department of Aeronautics and Astronautics)
(Department of Aeronautics and Astronautics)
(Department of Aeronautics and Astronautics)
(Department of Aeronautics and Astronautics)
(Department of Aeronautics and Astronautics)
(Department of Aeronautics and Astronautics)
(Department of Aeronautics and Astronautics)
(Department of Aeronautics and Astronautics)
Project History 159
Communications Clifford A. Rose, Jr. (Department of Electrical Engineering)
Chester J. Wolejsza, Jr. (Department of Electrical Engineering)
Economics and Management Fred H. Baughman (Department of Aeronautics and Astronautics)
Since a decision by one group often became a ground rule
for another, we soon realized the complexity of a systems
project and the absolute necessity for close coordination and
cooperation with our fellow students. This iterative interplay
between intragroup and intergroup problem solving was the
most significant contribution of the course to our education
and experience.
But in addition to this unique learning experience, we were
privileged to have an impressive line-up of experts lecture us
on most of the topics that we would cover during the term.
The dates, topics, and lecturers are listed below� 2/7/67 "Preliminary Considerations" Prof. Paul E. Sandorff
2/9/67 M.I.T. Dept of Aeronautics
and Astronau tics
2/ 14/67 "Asteroidal Bodies and Prop- Dr. Frederick Whipple
erties of Icarus" Director, Smithsonian
Astrophysical Observatory
2/16/67 "Guidance Problems" Prof. Yao T. Li
M.I.T. Dept. of Aeronautics
and Astronautics
2/23/67 "Hydrodynamic Shock Effects in Prof. Paul E. Sandorff
Solids"
2/28/67 "laser Sensor Acquisition and Prof. Louis D. Smullin
Ranging Possibilities" Head, M.I.T. Dept. of
Electrical Engineering
3/2/67 "Kalman Filtering" Prof. John J. Deyst, Jr.
M.!.T. Dept of Aeronautics
and Astronautics
3/9/67 "Ground-Based Radar Acquisition Dr. Herbert G. Weiss
and Ranging" M.I.T. Lincoln Laboratory
3/ 14/67 "Orbital Characteristics of Icarus Prof. Samuel Herrick
University of California at
Los Angeles
Project Icarus 160
3/21/67 "Saturn Hardware Utilization" Mr. Jack Funk
NASA Manned Spacecraft
Center
To each of these men, we are most grateful.
On March 23, 1967 we broke our academic schedule for a
2-day tour of the U. S. Air Force Eastern Test Range, Patrick
Air Force Base, and Cape Kennedy, Florida. Whatever doubts
we may have had about the application of the Saturn V
Launch Vehicle to Project Icarus were completely erased
by the awesome reality of the Vertical Assembly Building, the
Transporter, and the entire launch facility. For arranging this
inspiring opportunity we wish to thank Dr. C. Stark Draper,
Director of the Instrumentation Laboratory and Institute
Professor, Emeritus. We are grateful also to Major General
John W. O'Neill of the Air Force Electronic Systems Division
for arranging transportation, and to Major General Vincent G.
Huston, Commander of the Air Force Eastern Test Range, for
coordinating our visit. Near the end of the term on May 22,1967, we presented a
3-hour summary of Project Icarus to the M.I.T. community
in Kresge Auditorium's Little Theatre. The presence of rep
resentatives from a few major national news services resulted
in the appearance of frightening articles about our project in
at least 30 newspapers from coast to coast, including front
page coverage in The Boston Globe. Even TIME magazine
caught on and, after interviewing staff and students alike,
described Project Icarus in its "Science" section on June
16, 1967.
An invitation by session chairman Jon R. Sussman led to a
1-hour presentation in November by Lou Kleiman, Bill Lange,
and Rick Heldt at the 1967 IEEE Northeast Electronics Re
search and Engineering Meeting (NEREM). Soon after the
meeting we were invited to discuss our plan to save the world
on WCAS radio in Cambridge. After 45 minutes and at least
Project History 161
10 interjections by host Phil Christie of "I carus is not really
going to hit the earth this June," our discussion was completed.
At the request of Mr. Alexander A. McKenzie, managing
editor of the IEEE Student Journal, the summary of Project
I carus as it appeared in the NEREM Record was reprinted in
the March 1968 issue of the journal. The following month a similar article appeared in M.I.T.'s own Tech Engineering
News. Needless to say, all this publicity generated tremendous enthusiasm among us, and a feeling that we had done some
thing at least of interest, if not of genuine value, to the
country.
It is virtually impossible to thank everyone associated with
Project I carus who deserves our thanks. We should like to
acknowledge, however, the following staff members: Professor
Rene H. Miller, whose contributions extend far beyond Project I carus to all the systems engineering studies in the
Department of Aeronautics and Astronautics; Professor Yao
T. Li, who organized the critical guidance and control activities
of the course and "guided" us from technical skepticism to
what we feel is a feasible solution; Professor Henri Fenech,
who consulted with our nuclear group about the bomb, with
out which we could not have begun to solve the problem;
Professor Louis D. Smullin, who not only spoke to the entire
project team but also advised the communications and radar
groups; Dr. Robert G. Stern of the M.I .T. Experimental
Astronomy Laboratory, and Professor John J. Deyst, Jr.,
who assisted us in a variety of problems concerned primarily
with celestial mechanics; Dr. Philip K. Chapman, formerly
with the Experimental Astronomy Laboratory and now a
scientist-astronaut at the NASA Manned Spacecraft Center,
who contributed much to the design of the I ntercept Monitor
ing Satellite; and, in particular, Professor Paul E. Sandorff, who
conceived the project, organized it, lived intimately with its
Project Icarus 162
problems, and won the respect of every one of us for having
created so ingenious a way to make students learn.
The evolution of this report was still another learning
process and, like all other facets of 16.74, was a coordinated
effort. The individuals who contributed to each chapter of the report are cited in the credits. For their editorial as
sistance, we wish to thank fellow students Rick Heldt, Bill
Lange, who also did the art work for the NE REM article,
and Ted Tenny. We are grateful also to Mrs. Barbara Marks
for typing most of the rough and final versions of the manu
script, and to Mrs. Dorothy Ladd and her staff at the M.I.T.
Instrumentation Laboratory for producing the final art work.
We are especially grateful to Joseph Stein of the M.I.T.
Press, whose invaluable suggestions, cooperation, and personal interest in Project Icarus contributed immeasurably to this
report. And finally we thank the staff of the Guidance and Con
trol Laboratory at the NASA Electronics Research Center for
advice, support, and encouragement of the editor throughout
the project.
L.A.K.