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PRESCRIBED TRAINING UNDER THE LOBBYIST REGISTRATION ACT (25 ILCS 170/4.7) 2019 Secretary of State (SOS) Office of the Inspector General and ExecuOve Inspector General (OIG) 1 PROHIBITION OF HARASSMENT, SEXUAL HARASSMENT AND UNLAWFUL DISCRIMINATION

PROHIBITION OF HARASSMENT, SEXUAL HARASSMENT …PROHIBITION OF HARASSMENT, SEXUAL HARASSMENT AND UNLAWFUL DISCRIMINATION All persons have the right to work in an environment free from

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Page 1: PROHIBITION OF HARASSMENT, SEXUAL HARASSMENT …PROHIBITION OF HARASSMENT, SEXUAL HARASSMENT AND UNLAWFUL DISCRIMINATION All persons have the right to work in an environment free from

PRESCRIBEDTRAININGUNDERTHELOBBYISTREGISTRATIONACT(25ILCS170/4.7)

2019

SecretaryofState(SOS)OfficeoftheInspectorGeneralandExecuOveInspectorGeneral(OIG)

1

PROHIBITIONOFHARASSMENT,SEXUALHARASSMENTANDUNLAWFULDISCRIMINATION

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Allpersonshavetherighttoworkinanenvironmentfreefromharassment,sexualharassmentandunlawfuldiscriminaOon.AlllobbyistsMUSTREFRAINfromharassment,sexualharassmentorunlawfuldiscriminaOonofANYperson.LobbyistsmustcompleteanO-harassment,anO-sexualharassmentandanO-unlawfuldiscriminaOontrainingnolaterthan30daysa\ereachyearlyregistraOonorrenewal.

2019

SecretaryofState(SOS)OfficeoftheInspectorGeneralandExecuOveInspectorGeneral(OIG)

2

TheLaw’sIntent&Purpose

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SecretaryofState(SOS)OfficeoftheInspectorGeneralandExecuOveInspectorGeneral(OIG)

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RequiredDeterrencePrevenOonandprohibiOonarethebesttoolstoeliminateharassment,sexualharassmentandunlawfuldiscriminaOonintheworkplaceandworkingenvironment.Thelawandrequiredannualtrainingclearlycommunicatetolobbyiststhatharassment,sexualharassmentandunlawfuldiscriminaOoninanycapacitywillnotbetolerated.TheOfficeoftheInspectorGeneralandExecuOveInspectorGeneral(OIG)willtakeimmediateandappropriateacOonuponreceiptofacomplaintallegingharassment,sexualharassmentand/orunlawfuldiscriminaOon.

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SecretaryofState(SOS)OfficeoftheInspectorGeneralandExecuOveInspectorGeneral(OIG)

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DefiniLonof“Harassment”“Harassment”meansanyunwelcomeconductonthebasisofanindividual’sactualorperceived:

Race, Color, Religion, NaOonalOrigin, Ancestry, Age, Sex, MaritalStatus, OrderofProtecOonStatus, Disability, MilitaryStatus(orunfavorabledischargefrommilitary), SexualOrientaOon, Pregnancy,or CiOzenshipStatus

—thathasthepurposeoreffectofsubstanOallyinterferingwiththeindividual’sworkperformanceorcreaOnganinOmidaOng,hosOleoroffensive‘workingenvironment.’

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SecretaryofState(SOS)OfficeoftheInspectorGeneralandExecuOveInspectorGeneral(OIG)

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HarassmentatWorkAssetoutinthedefiniOon,‘harassment’intheworkingenvironmentincludesmanycategoriesprotectedfrominLmidaLng,hosLleoroffensiveconduct;andisinaddiOontothelawsprohibiOng‘sexualharassment.’Further,asoutlinedinthegoverningframeworkoftheIllinoisHumanRightsAct,775ILCS5,thistypeofharassmentbroadlyincludesanyunwelcomeconductonthebasisofanindividual’s‘actual’or‘perceived’status.Example:acomplaintcansOllbemadeiftheaccusedharasserreportedlysubjectsanindividualtounlawfullyoffensiveconductforbeingdisabled—evenwhenthevicOmisinfactnotdisabled.Theallegedharasser’smispercepOonofthereportedvicOmasdisableddoesnotabsolvetheoffensiveconduct.

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DefiniLonof“SexualHarassment”“Sexualharassment”meansanyunwelcomesexualadvances,requestsforsexualfavorsoranyconductofasexualnaturewhen: Submissiontosuchconductismadeeitherexplicitlyor implicitlyatermorcondiOonofanindividual’s employment; SubmissiontoorrejecOonofsuchconductbyan individualisusedasthebasisforemployment decisionsaffecOngsuchindividual; OR SuchconducthasthepurposeoreffectofsubstanOally interferingwithanindividual'sworkperformanceor creaOnganinOmidaOng,hosOleoroffensiveworking environment.

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SignificantProvisionInthedefiniOonofharassmentandsexualharassment—whenreviewingtheallegedcreaOonofanin(mida(ng,ahos(leoranoffensiveworkingenvironment—theterm‘workingenvironment’:

IsNOTlimitedtoaphysicallocaOon,officesejngor workstaOonwherealobbyistoranallegedvicOmis generallyassignedtoperformhisorherduOes;AND DoesNOTrequirean‘employment’relaOonship betweenthelobbyistandthereportedvicOm.

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WhyistheLaw’sDefiniLonof“WorkEnvironment”Important?Becauseharassmentcanoccuroutsideoftheregularworkplaceoroutsideofnormalworkhoursbetweenalobbyistandapersonwhodoesnothavethesameemployerorcareerfield.ExampleofHarassment:WhileatanofficelegislaOvehearing,alobbyistrefersanotherlobbyist’sphysicaldisabilitywithoffensivetermsandderogatorylabels.ExampleofSexualHarassment:AlobbyistrepeatedlyalemptstokissalegislaOvestafferataneveningnewsconference—evena\erthestafferhastoldthelobbyisttostopthisbehavior.Inbothexamples,thelobbyistmaybereportedbecausethisunwelcomeconductcreatesahosOleworkenvironmentfortheperson,whoisnowuncomfortableofseeingthelobbyistatotherwork-relatedsejngs.

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QuidProQuoHarassment“Quidproquo”(thisinexchangeforthat)harassmentincludescondiOonsplacedonaperson’scareerortermsofemploymentinreturnforsexualfavors.Thisharassmentincludes:implicitorexplicitthreatsofemployment-relatedadverseacOonifthepersondoesnotsubmittothesexualfavors;andpromisesoffavorableacOonsifthepersondoessubmittothesexual-relatedcondiOonsofemployment.

ExamplesincludedemandingsexualfavorsinexchangeforapromoOon,awardorfavorableassignment;discipliningasubordinatewhorefusessexualadvances;andthreateningtogiveapoorjobevaluaOonforrefusingsexualadvances.

Incidentsof“quidproquo"mayalsohaveaharassingeffectonthirdpersonsiftheresultsofsexualfavoriOsmcauseacolleaguetofeelunfairlydeprivedofrecogniOon,advancementorcareeropportuniOesbecauseoffavoriOsmshowntoanotherpersonengagedinanallegedinappropriatesexualrelaOonship.

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SecretaryofState(SOS)OfficeoftheInspectorGeneralandExecuOveInspectorGeneral(OIG)

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InLmidaLng,HosLleorOffensiveWorkingEnvironment

“In(mida(ng,hos(leoroffensiveworkingenvironment”occurswhenindividualsaresubjectedtooffensive,unwantedandunsolicitedcommentsorbehavior.IfthisbehaviorunreasonablyinterfereswiththevicOm’sworkperformance,regardlessofwhethertheallegedharasserandthevicOmhavethesameworkplaceoremployer,thentheenvironmentcanbeclassifiedas‘hosOle’.

AninOmidaOng,ahosOleoranoffensiveworkingenvironmentinappropriatelybringstopicsofsexorprotectedclassdifferencesintotheworksejng,includingnonviolentbehaviorsuchasverbal,nonverbalorphysicalharassment.

Thefollowingexamplesillustratehowtheworkenvironmentcanbecomeunprofessionalanddisrespecnultothepointofbecomingsexualharassment:unsolicitedflirOng,useofderogatorygender-biasedterms,commentsaboutbodyparts,suggesOvepictures,explicitjokes,repeatedoglingorunwantedtouching.

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SexualHarassmentIncludes:“Sexualharassment”firstandforemostincludesallunwelcomesexualadvancesorrequestsforsexualfavors;butbeadvisedthatsexualharassmentALSOmayincludeotheroffensive,unwelcomeverbal,nonverbalorphysicalharassmentofasexualnature:

Examplesofprohibitedverbalsexualharassment,mayinclude,butarenotlimitedto:tellingsexualjokes;usingsexuallyexplicitprofanity,threatsorcomments;inappropriateflirOng;whistlinginasexuallysuggesOvemanner;orusinginappropriatetermsofendearment.Examplesofprohibitednonverbalsexualharassment,mayinclude,butarenotlimitedto:inappropriatesexualgestures,lengthystaring,blowingkissesorlickingone’slipsinasexuallysuggesOvemanner.Nonverbalsexualharassmentalsoincludesdisplayingorsendingsexually-themedpicturesorcartoons;usingsexually-themedscreensaversonone’scomputer;orsendingsexually-themednotes,lelers,faxes,texts,socialmessagingoremail.Examplesofprohibitedphysicalsexualharassment,mayinclude,butarenotlimitedto:non-consensualkissing,touching,pajng,pinching,bumping,grabbing,rubbing,massaging,cornering,orhugging,aswellasblockingahallway,doorwayorotherexit.

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PleaseNoteBoththevicOmandtheharassercanbeeitherawomanoraman,andthevicOmandharassercanbeofthesamegenderorgenderidenOty.TheharassercanbethevicOm'ssupervisor,asupervisorinanotherarea,aco-workerORsomeonewhoisNOTanemployeeoftheemployer,suchasalobbyistorclient.Althoughthelawmaynotstrictlyprohibitsimpleteasing,opandcommentsorisolatedincidentsthatareimpolite,harassmentisillegalwhenitisunwelcome,frequentorsevere—suchthatitcreatesahosOle,aninOmidaOngoranoffensiveworkenvironmentfortheallegedvicOmtoincludequidproquocondiOons.

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SecretaryofState(SOS)OfficeoftheInspectorGeneralandExecuOveInspectorGeneral(OIG)

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DefiniLonof“UnlawfulDiscriminaLon”

“UnlawfuldiscriminaLon”meanstocontravenetheprohibiOonsoftheIllinoisHumanRightsAct,775ILCS5,intheillegal,disparatetreatmentofapersonbecauseofhisorher‘actual’or‘perceived’:

Race, Color, Religion, NaOonalOrigin, Ancestry, Age, Sex, MaritalStatus, OrderofProtecOonStatus, Disability, MilitaryStatus(orunfavorabledischargefrommilitaryservice), SexualOrientaOon, Pregnancy,or CiOzenshipStatus

Again,asoutlinedinthegoverningframeworkoftheIllinoisHumanRightsAct,775ILCS5,unlawfuldiscriminaLonbroadlyincludesanyillegal,discriminatoryconductonthebasisofanindividual’s‘actual’or‘perceived’status.

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SecretaryofState(SOS)OfficeoftheInspectorGeneralandExecuOveInspectorGeneral(OIG)

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“UnlawfulDiscriminaLon”atWork

UndertheIllinoisHumanRightsAct,thedeclaredpublicpolicyoftheStateofIllinoisistosecureforallindividualsthefreedomfromdiscriminaOoninconnecOonwith,amongothers:

employmentrealestatetransacOonsaccesstofinancialcredit,andtheavailabilityofpublicaccommodaOons

Example:alobbyingenOtymaynotdiscriminateinanyemploymentdecisionsbybasingthepersonnel-relateddeterminaOononanindividual’snaOonaloriginorancestry.

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SecretaryofState(SOS)OfficeoftheInspectorGeneralandExecuOveInspectorGeneral(OIG)

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AddiLonalAdvisoriesUnlawfulharassmentordiscriminaOonmayoccurevenwithouteconomicinjurytoordischargeoftheallegedvicOm.IfanindividualtellsyouthatyourharassingordiscriminaOngconductisunwelcomeandtostopit,thenyoumustSTOPimmediately;andevenifyoustopatthatpoint,youmaybesubjecttoacomplaint.ThereporOngvicOmorwitnessshoulduseanycomplaintmechanismavailable,andintervenOonmaybeappropriateifyouareawitnesstothistypeofunsolicited,harassing/discriminaOngmisbehavior.WheninvesOgaOngallegaOonsofharassmentordiscriminaOon,theOIGlooksatthewholerecord:thecircumstances,suchasthenatureoftheharassmentordiscriminaOonandthecontextinwhichtheallegedincidentsoccurred.AreviewoftheallegaOonsismadefromthefactsonacase-by-casebasistoincludetheincorporaOonofthereportedvicOm’spercepOonundertheapplicablereasonable-personstandardaccordingtothelaw.

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NoIntentRequiredBecausethisinvesOgaOonisnotacriminalinquiry,theallegedperpetrator’sintentduringthereportedconductdoesnotdeterminetheresultoftheinvesOgaOon.Instead,caselawdictatesthatthevicOm’sperspecOveunderthereasonable-personstandardgovernsthereview.

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NoRetaliaLonItisunlawfultoretaliateagainstanyindividualforreporOngharassment,sexualharassmentandunlawfuldiscriminaOonortoseektoviolatethecomplainant’swhistleblowerprotecOons.

Example:a\erbeingreportedforharassment,sexualharassmentorunlawfuldiscriminaOon,thelobbyistasksthesupervisorofthelegislaOvestaffertoplacethecomplainantonunpaidleaveeffecOveimmediately.*ThisretaliatoryacOonseeksnotonlytosilencethestaffer,butalsotoinOmidateandimpoverishtheemployee.Thus,thelobbyistnowmaybesubjecttoaddiOonalpenalOesforretaliaOon.

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SecretaryofState(SOS)OfficeoftheInspectorGeneralandExecuOveInspectorGeneral(OIG)

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RequiredWrieenPolicyNolaterthanJanuary1ofeachyear,eachpersonrequiredtoberegisteredundertheLobbyistRegistraOonActshallhaveawrilenanO-sexualharassmentpolicy.Thepolicyshallinclude,ataminimum:AprohibiOononsexualharassment;DetailsonhowanindividualcanreportanallegaOonofsexual harassment,includingopOonsformakingaconfidenOalreporttoasupervisor,ethicsofficer,SOSInspectorGeneral,theDepartmentofHumanRightsandtheauthorizedagentoftheregistrant;AprohibiOononretaliaOonforreporOngsexualharassmentallegaOons,includingavailabilityofwhistleblowerprotecOonsundertheStateOfficialsandEmployeeEthicsAct,theWhistleblowerAct,andtheIllinoisHumanRightsAct;andTheconsequencesofaviolaOonoftheprohibiOononsexualharassmentandtheconsequencesforknowinglymakingafalsereport.

*ThepolicymustbemadeavailabletoANYindividualwithintwobusinessdaysuponwrilenrequest(includingelectronicrequests).

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RightsofpersonssubjectedtodiscriminaLon,harassmentorsexualharassmentinviolaLonoftheprovisionsreferencedintheLobbyist

RegistraLonAct(regardlessofwhetherthecomplaintisfiledbytheperson)TobenoOfiedwithinfivebusinessdaysoftheSecretaryofStateExecuOveInspectorGeneral(EIG)receivingacomplaintinwhichthecomplainantisidenOfied,toincludeinformaOonaboutcomplainant’srights,theEIGinvesOgaOonprocess,andhearingprocedureoftheExecuOveEthicsCommission(EEC);TobenoOfiedwithinfivebusinessdaysa\ertheEIG’sdecisiontoopenorcloseaninvesOgaOonorreferthecomplainttoanotherappropriateagency;unlesstheEIGreasonablydeterminesthatpubliclyacknowledgingtheexistenceofaninvesOgaOonwouldinterferewiththeconductofthatinvesOgaOon;ToreviewstatementsandevidencegiventotheEIGbythecomplainantandtheEIG’ssummarizaOonofthosestatementsandevidence,ifany;TohaveaunionrepresentaOve,alorney,co-workerorothersupportpersonwhoisnotinvolvedintheinvesOgaOon,atthecomplainant’sexpense,presentatanyinterviewormeeOng,orhearingwhetherinpersonorbytelephoneoraudio-visualcommunicaOon;Tosubmitanimpactstatement;TotesOfyathearingsbasedontheallegaOon;Toreview,withinfivebusinessdayspriortopublicrelease,anyporOonofasummaryreport,a\erredacOonmadebytheEEC,andoffersuggesOonsforredacOonorprovidearesponsethatshallbemadepublicwiththesummaryreport;TofileacomplaintwiththeEECforanyviolaOonofthecomplainant’srightsbytheEIG;andTobeprotectedfromretaliaOonbyanemployerfordisclosinginformaOontoagovernmentorlawenforcementagency,inacourt,anadministraOvehearing,orbeforealegislaOvecommissionorcommilee,orinanyotherproceeding,wheretheemployeehasreasonablecausetobelievethattheinformaOondisclosesaviolaOonofastateorfederallaw,ruleorregulaOon(WhistleblowerAct,740ILCS174).

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FurtherDuLesoftheLobbyistInaddiOontotherequiredpolicy,thelobbyistmustacknowledgetotheOIG,aspartoftheannualregistraOon,thefollowingprovisions:

—ANYpersonmaycontacttheauthorizedagentoftheregistrantto reportallegaOonsofharassment,sexualharassmentorunlawful discriminaOon.AllegaOonsmustbeinvesOgatedandpenalOes imposed,accordingtotheregistrant’swrilenpolicy.

—TheSOSOfficeoftheInspectorGeneralhasjurisdicOontoreviewany allegaOonsofharassment,sexualharassmentorunlawful discriminaOonallegedagainsttheregistrantorlobbyistshiredby theregistrant.

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SecretaryofStateOIGReviewTheOIGhasauthoritytoreviewallegaOons:

—Thatthelobbyisthasengagedinoneormoreactsofharassment,

sexualharassmentorunlawfuldiscriminaOon.

—ThatthelobbyisthasengagedinretaliaOonagainstthecomplainant orvicOmofthereportedharassment,sexualharassmentorunlawful discriminaOon.

—TosubmitallsummarizedreviewstotheAlorneyGeneralandthe ExecuOveEthicsCommission.

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EECPurviewTheExecuLveEthicsCommission’sduOesinclude:

—AuthorityoverallegaOonsthatalobbyisthascommiledanactofsexualharassment,harassment,unlawfuldiscriminaOonorretaliaOon,assetforthinanysummariesofreviewsofsuchallegaOonsbytheOIG.

—ConducOngadministraOvehearingsandrulingonmalersbrought beforethecommissionuponthereceiptofsummariesofreviews bytheAlorneyGeneralandOIG,regardingallegaOonsofsexual harassment,harassment,unlawfuldiscriminaOonorretaliaOon.

—Tomakerulings,issuerecommendaOonsandimpose administraOvefine.

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Consequences IffoundinviolaOonoftheanO-sexualharassment,anO-harassmentor unlawfuldiscriminaOonprovisionsoftheStateOfficialsandEmployees EthicsActortheLobbyistRegistraOonAct,thepersonmaybe:

—Guiltyofabusinessoffense; —Subjecttoafineofupto$5,000perincident;and —Prohibitedfromlobbyingforthenextthreeyears.

PenalOesmayalsobeimposedbytheOIG,DepartmentofHuman RightsandEEC.

Offenderremainssubjecttorulingsbycourtsoflaworotherapplicable agencies,including,butnotlimitedto,criminalacOonorcivilsuitaswell asno-contractandprotecOveorders.

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ReportHarassment,SexualHarassmentandDiscriminaLon(*toincludeanonymouscomplaints)

SecretaryofStateInspectorGeneral’sOffice (217)785-2012or(630)424-2564 hlp://www.reporOtnow.net/ 324W.Monroe,Springfield,IL62704

DepartmentofHumanRightsHotline1-877-236-7703 LobbyistorlobbyingenOty’sauthorizedagent

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CriminalConduct HarassmentisNOTinvesOgatedinthesamemannerasconduct criminalizedas‘Assault.’

Instead,immediatelyreportallegaOonsofassault,sexualassault,rape orothercrimestolawenforcement.Theseoffensesaredefinedinthe CriminalCodeof2012,720ILCS5hlp://www.ilga.gov/.

—TheOIGoryourprivateemployerdoesNOThavetheauthorityto invesOgateorinternalizethistypeofcriminalmisconduct.

PrintedbyauthorityoftheStateofIllinois.November2019—1—SOSIG24.2